Broward | Case 12-3663E | 2013-03-18
Florida special education due-process decision
- Case number
- 12-3663E
- Date
- March 18, 2013
- Parties / district (official listing)
- Broward
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Decision text
Page 1
STATE OF FLORIDA
DIVISION OF ADMINISTRATIVE HEARINGS
*. *.,
Petitioner,
vs.
BROWARD COUNTY SCHOOL BOARD,
Respondent.
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Case No. 12-3663E
FINAL ORDER
On February 4-5, 2013, Robert E. Meale, Administrative Law
Judge of the Division of Administrative Hearings, conducted the
final hearing in Fort Lauderdale, Florida.
APPEARANCES
Petitioner: Robert M. Pickett, Esquire
Legal Aid Society of
Palm Beach County, Inc.
423 Fern Street, Suite 200
West Palm Beach, Florida 33401
Respondent: Barbara J. Myrick, Esquire
Of
fice of the School Board Attorney
K.C. Wright Administration Building
600 Southeast Third Avenue--
11th Floor
Fort Lauderdale, Florida 33301
STATEMENT OF THE ISSUE
The issue is whether Respondent has provided Petitioner
with a free appropriate public education (FAPE). Specifically,
the issues are whether, when Petitioner transferred from the
Palm Beach County School District to Respondent's school
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district at the start of the 2012-13 school year, Respondent
timely implemented an existing Palm Beach County individual
education plan (IEP), developed a new IEP, or otherwise provided
comparable services to the existing IEP; whether Respondent
changed Petitioner's placement during the 25 days that *** was
suspended during the first semester of the 2012-13 school year;
if so, whether Petitioner timely conducted a manifestation
determination to identify any relationship between Petitioner's
disability and **** behaviors that resulted in the suspensions;
if the behaviors were a manifestation of Petitioner's
disability, whether Respondent timely revised an existing Palm
Beach County behavior intervention plan (BIP) or developed its
own BIP to deescalate Petitioner's behaviors and help **** self-
regulate; and whether Petitioner met all procedural requirements
in scheduling and conducting a reevaluation and two IEP meetings
in November and December 2012.
PRELIMINARY STATEMENT
By Request for Due Process Hearing filed November 14, 2012,
Petitioner alleged that *** is a **********, intellectually
disabled student attending ***** grade at ************** High
School. On September 4, 2012, Petitioner allegedly received a
five-day suspension for defiance and was removed to an interim
alternative educational setting (IAES). On September 12, 2012,
Petitioner allegedly received a ten-day suspension for profanity
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to staff and was removed to an IAES. On November 7, 2012, after
Petitioner had allegedly informed Respondent that it had
violated **** procedural safeguards and asked Respondent to
address academic issues, Petitioner allegedly received a second
ten-day suspension for profanity to staff and was removed to an
IAES.
The Request for Due Process Hearing alleges that Respondent
violated the Individuals with Disabilities Education Act (IDEA)
when it failed to conduct a manifestation determination before
suspending Petitioner for more than ten days during the 2012-13
school year. The Request for Due Process Hearing alleges that
Petitioner is missing too much class time and is in danger of
failing to earn credits during the present term. The Request
for Due Process Hearing asks for compensatory education
equivalent to the 15 days' suspension in excess of
the maximum
allowable limit of ten days' suspension.
The Request for Due Process Hearing alleges that Respondent
failed to develop an IEP with services and accommodations to
address Petitioner's disabilities, which include
emotional/behavioral disability, attention deficit hyperactivity
disorder
(ADHD), oppositional defiant disorder, and mild mental
retardation. The Request for Due Process Hearing alleges that
Respondent did not have an effective plan to deescalate
behavioral episodes with Petitioner, even though Petitioner had
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allegedly requested such a plan before the November 7
suspension. The Request for Due Process Hearing alleges that
Respondent needed to revise Petitioner's BIP to include
strategies for Petitioner to self-regulate **** behavior, and
Respondent should have provided counseling, as a related
service, to teach Petitioner how to implement these strategies.
The Request for Due Process Hearing states that no action
would be necessary if Respondent, among other things, provided
90 hours of compensatory tutoring in math and reading, prepared
a psychoe
ducational reevaluation to include behavioral
components, convened an IEP team meeting to consider
Petitioner's eligibility for emotional/behavioral disability,
prepared an individualized crisis plan for Petitioner, prepared
an individualized plan for Petitioner to recover scores or
credits that resulted from **** exclusions from the classroom,
provided counseling as a related service, conducted a
manifestation determination review before issuing additional
out-of-school suspensions, trained ************** High School
staff on suspension and placement-removal strategies for
students with disabilities, and paid reasonable attorneys' fees
of Petitioner's counsel.
By Amended Request for Due Process Hearing filed
December 21, 2012, Petitioner restated the above-cited factual
allegations and added that *** has been a dependent of the State
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of Florida for most of **** life and currently resides in a
group home in Broward County. Petitioner alleged that the
multiple suspensions have decreased **** desire to attend
school.
The Amended Request for Due Process Hearing alleges that
Respondent has obstructed the efforts of Petitioner's mother to
obtain an appropriate education for Petitioner. Upon filing the
Request for Due Process Hearing, Petitioner expected Respondent
to promptly arrange a resolution meeting or mediation, but
Respondent instead conducted an IEP meeting. Also, on
November 26, 2012, Petitioner allegedly received Respondent's
response to the Request for Due Process Hearing, which stated
that Respondent had scheduled an IEP team meeting for
December
3, 2012, but Respondent allegedly failed to coordinate
this date with the office of Petitioner's counsel. The Amended
Request for Due Process Hearing adds that no action would be
necessary if, in addition to the previously cited relief,
Respondent revised its policies that conflict with IDEA.
At the unopposed request of Petitioner, the Administrative
Law Judge continued the final hearing, which had been initially
set for January 23-24, 2013, to the above-mentioned dates. On
February 1, 2013, the parties filed a Joint Stipulation of
Agreed Upon Facts. On February 6, 2013, the Administrative Law
Judge entered an Order Granting Specific Extension of Time of 46
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Days for Issuance of Final Order, which sets forth the grounds
for extending the deadline for issuing the Final Order to
March 18, 2013.
At the hearing, Petitioner called six witnesses and offered
into evidence one exhibit: Petitioner Exhibit 17. Respondent
called four witnesses and offered into evidence 34 exhibits:
Respondent Exhibits 1-28 and 32-37. All exhibits were admitted.
The court reporter filed the transcript on February 21,
2013. The parties filed proposed final orders on March 4, 2013.
FINDINGS OF FACT
1. Petitioner was born on *********. At about *** years
of age, Petitioner was removed from **** mother and adjudicated
a dependent. The local lead agency in Palm Beach County--
presently, Child Net--provides dependency services to
Petitioner, but the court has never terminated the mother's
parental rights.
2. Petitioner subsequently lived mostly with **** mother's
sister. Petitioner resided with **** aunt from 2005 until
sometime between March 1 and May 14, 2012.
3. Petitioner often changed schools while in Palm Beach
County. **** attended third grade at ******* Elementary School
for the 2005-06 school year, fifth grade at ******** Elementary
School for the 2008-09 school year, sixth grade at *******
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Middle School for the 2009-10 school year, and eighth grade at
********** Middle School for the 2011-12 school year.
4. In March 2012, Petitioner was assigned guardians-ad-
litem, ****** *******. Because Ms. ********* provided nearly
all of the testimony from the guardians and may have been more
involved in the case, references to the guardian-ad-litem are to
her.
5. When Petitioner was removed from the home of **** aunt,
**** was placed to live with an adult cousin. This change was
prompted, at least in part, by the fact that Petitioner had not
been attending school, and **** aunt had been unable to manage
**** behavior.
6. When Petitioner moved in with **** cousin, ****
transferred to ******* Middle School. To improve Petitioner's
school attendance, a judge required **** to wear an ankle
bracelet, so that **** location could be constantly monitored.
The ankle bracelet produced improvements in attendance and
academics. After attending ******** Middle School for the rest
of the school year and summer school, Petitioner was promoted to
ninth grade for the following school year.
7. At the end of summer school, in August 2012, Petitioner
was removed from **** cousin's home and placed in licensed
foster care. Through a contractual arrangement with Child Net,
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Children's Home Society (CHS) of Palm Beach County assumed
responsibility for providing foster-care services to Petitioner.
8. After a brief stay in a crowded CHS group home in Palm
Beach County, Petitioner was transferred to a CHS group home in
Broward County. On the first day of school in Broward County--
August 20, 2012--Petitioner reported to be enrolled in ninth
grade at ************** High School, whose attendance zone
included the CHS group home to which Petitioner had been sent a
few days earlier.
9. This was a difficult situation for Petitioner,
Respondent, and CHS. Partly due to **** significant
intellectual disability, Petitioner lacks an understanding of
the full consequences of **** behaviors and is not easily
managed and educated. At the start of the 2012-13 school year,
CHS in Palm Beach County had limited familiarity with
Petitioner, and CHS in Broward County and Respondent had none.
10. Complicating matters, Petitioner was attempting to
negotiate the transition from middle school to high school
without the support of family and friends. Also, Petitioner had
been introduced to institutional living only a few weeks prior
to the start of school and had been forced to adjust to a second
institutional setting immediately before the start of school.
11. While in school in Palm Beach County, Petitioner had
been determined to be eligible for exceptional student education
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(ESE) as a student with an Intellectual Disability (ID).
Following 10 days' out-of-school suspensions and 15 days'
absences early in the 2009-10 school year and unspecified
academic problems, the Palm Beach County School Board obtained a
psychoeducational reevaluation, which was prepared on
December 9, 2009, by a school psychologist employed by the
School Board. This is the only such evaluation in the
evidentiary record, and it is credited in its entirety.
12. According to the reevaluation, Petitioner has problems
with too little structure. Not effectively controlled by ****
aunt, Petitioner was staying out late at night. According to
**** classroom teacher, Petitioner displayed good manners when
*** chose to do so, but tended to be noncompliant when *** had
"too much freedom." In class, Petitioner was confrontational,
disorganized, and easily distracted, and *** used profanity at
times.
13. Although capable of completing **** work, Petitioner
was not turning in **** homework. Petitioner was doing "very
well" in physical education, although, at times, **** was
impulsive and disruptive and sometimes skipped class. The
school had structured **** educational program by providing
Petitioner with afternoon tutoring and afterschool sports four
days per week.
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14. More recently, according to the reevaluation, *******
Middle School officials had implemented a "prevention plan" to
provide 1:1 supervision during transitions. Although the
reevaluation did not so state, based on Petitioner's below-
described IEP prepared in early 2012 and behavior during the
2012-13 school year, close supervision was necessary to prevent
Petitioner from impulsively leaving the school grounds when the
opportunity presented itself. Thus, as part of this prevention
plan, in the morning, an aide escorted Petitioner from the bus
to the cafeteria and later walked **** to class. At lunch, the
classroom teacher accompanied Petitioner to and from lunch.
And, at the end of the day, an aide or an ESE employee escorted
Petitioner to **** bus.
15. The reevaluation notes that Petitioner was under the
care of a child psychiatrist, but the evidentiary record does
not detail any treatment that Petitioner was receiving then or
now.
The reevaluation states that Petitioner had taken
Strattera on school days during the prior school year and that
school officials had asked for Petitioner to start taking ****
medicine at school during the 2009-10 school year, but that
Petitioner sometimes refused to take it, even when **** aunt
brought the medicine to school.
16. During the prior school year, according to the
reevaluation, ******** Elementary School officials had conducted
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a Functional Behavioral Assessment (FBA). The reevaluation
notes that this FBA was currently being updated with relevant
rewards and consequences to help increase positive behaviors and
the completion of classroom assignments.
17. According to assessments performed at the time of the
reevaluation, Petitioner's cognitive ability is in the
"Extremely Low" range; *** earned a WISC-IV score of 64, which
is two standard deviations below the mean. The child's overall
intellectual functioning is "very low"--at the first percentile
of U.S. children **** age. Specifically, **** performance of
tasks requiring logical analysis and inductive reasoning is
"very low," and **** performance of tasks involving visual
perception, visual-spatial reasoning, and visual-motor
integration is "low."
18. Petitioner's reading and math skills were several
grades below sixth grade, **** academic skills were
"significantly below grade level," and **** written expression
skills were the equivalent of early second grade. However,
Petitioner's academic skills were roughly commensurate with ****
cognitive ability, except that **** math achievement was above
**** measured cognitive ability. Petitioner's visual perception
and finger-hand movements are in the "very low" range,
suggesting that *** might benefit from help in writing and
notetaking. An emotional assessment confirmed that Petitioner
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demonstrates poor insight and social judgment related to ****
low cognitive functioning.
19. Based on information provided by Petitioner's
classroom teacher, the school psychologist concluded that
Petitioner's rule-breaking behaviors were in the clinical range
and **** social problems, attention problems, and aggressive
behaviors were in the borderline clinical range. The teacher
had reported "more problems than are typically reported by
teachers of boys aged 12 to 18." Petitioner's physical
education teacher had stated that Petitioner was "happy about
average" in her class, and **** rule-breaking behaviors and
attention problems were in the normal range. But the physical
education teacher had noted that Petitioner had been notably
aggressive at times.
20. The school psychologist diagnosed Petitioner with
ADHD, adjustment disorder, and mild mental retardation. Among
her recommendations were individual and family counseling,
regular communication between home and school to facilitate
academic progress and social adjustment, the designation of an
adult male mentor to facilitate prosocial behavior, and "[a]ge
appropriate extracurricular activities, particularly sports[--]
related, [that] may increase/maintain [Petitioner's] self-esteem
and confidence in non-academic areas." The school psychologist
advised that the school "continually monitor. . ." Petitioner's
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"emotional/behavioral adjustment at school," and she concluded
that the Child Study Team should make use of all available data
when "making recommendations for appropriate educational
programming."
21. Two years later, in early 2012, Bear Lake Middle
School officials prepared an IEP and BIP for Petitioner. The
IEP that resulted from IEP team meetings that took place on
January 11, 2012, March 1, 2012, and May 14, 2012 will be
referred to as the "Early 2012 IEP." As is evident from the
dates of preparation, the Early 2012 IEP was quite current at
the start of the 2012-13 school year.
22. Because the IEP team answered "yes" to the question of
whether the student's behavior impeded **** learning or the
learning of others, the Early 2012 IEP requires the IEP team to
consider the use of positive behavioral interventions,
strategies, and supports. For present levels of performance,
the Early 2012 IEP notes that Petitioner was reading at a mid
third grade level, as of May 14, 2012, and was working in math
at a first grade level, as of, or shortly before, January 11,
2012. These data demonstrate academic progress in reading, but
not math, since the December 2009 psychoeducational
reevaluation.
For independent functioning, the Early 2012 IEP
states that Petitioner "continues to need support and monitoring
for success."
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23. The Early 2012 IEP provides all of Petitioner's direct
instruction in ESE classes and provides one hour per week of
language therapy as a related service, as well as a wide range
of accommodations and modifications that are detailed below.
The Early 2012 IEP provides Petitioner with extended school year
services in reading, math, language therapy, supervision for
safety, and assistance for all learning. Although the Early
2012 IEP states that Petitioner was classified as ID, working
toward a special diploma, using State Standards Access Points,
and subject to alternate assessment rather than FCAT,
surprisingly the Early 2012 IEP answers with a "no" the question
of whether the "student has a significant cognitive disability."
This was
clearly a mistake.
24. As for the BIP, the cover sheet bears the "current"
date of February 28, 2011, but the year is incorrect, given the
fact that the form was last revised on January 13, 2012. The
BIP was created on February 28 and March 1, 2012. The resulting
BIP will referred to as the "Early 2012 BIP." As is evident
from the dates of preparation, the Early 2012 BIP was also quite
current
at the start of the 2012-13 school year.
25. The stated goal of behavioral intervention in the
Early 2012 BIP is for Petitioner to "appropriately express ****
frustration by refraining from physically striking adults and
peers." The strategies for achieving this goal include
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providing the child with reminders of appropriate ways of
exhibiting frustration during difficult situations, visually
monitoring the child when *** exits the bus, and keeping the
child "within arms['] reach observation during class and
observations."
26. The sole target behavior in the Early 2012 BIP is
Petitioner's escaping difficult academic tasks. By speaking to
**** ESE teachers and a speech language pathologist daily for
guidance as to how to interact appropriately with other persons,
Petitioner would learn to use signals to obtain breaks from
teachers and a cool-off area as needed. The Early 2012 BIP
requires the use of behavior tracking logs during every period.
27. As difficult as Petitioner's transition to
************** High School was already, for the reasons noted
above, the transition became more fraught when Petitioner
reported for **** first day of school at ************** High
School without the ankle bracelet and without the even-numbered
pages of **** Early 2012 IEP. Perhaps due to an oversight by a
CHS employee, ************** High School officials initially
received only the odd-numbered pages of the Early 2012 IEP.
28. ************** High School officials made a bad
situation much worse when they placed Petitioner in all ninth
grade, regular education classes. This placement decision meant
that Petitioner did not receive comparable services to those
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described in even the odd-numbered pages of the Early 2012 IEP,
which are detailed below. This placement decision was also in
direct disregard of the Early 2012 BIP, which school officials
obtained in its entirety at the start of the school year.
Although it was obvious from the pagination of the Early 2012
IEP that they had received a partial copy, ************** High
School officials never tried to obtain the rest of the IEP from
CHS, Child Net, or the Palm Beach County School Board.
29. Respondent attempts to justify its failure to place
Petitioner in ESE classes with specialized instruction, related
services, accommodations, and modifications comparable to those
contained in the odd-
numbered pages of the Early 2012 IEP by
citing the obvious mistake on the final of the odd-numbered
pages of this IEP--i.e., that Petitioner does not have a
significant cognitive disability. The same page, though,
informs the reader that Petitioner is on Alternate Assessment,
rather than FCAT. More importantly, though, there is ample
material within the odd-numbered pages to preclude a
determination that these services are comparable the services
that could be provided by a regular education placement.
30. The odd-numbered pages of the Early 2012 IEP reveal
that Petitioner's eligibility is ID, **** "involvement and
progress in the regular curriculum would be adversely affected
[by **** cognitive deficits]," **** math goal is to make change,
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**** written expression skills are so poorly developed that
****needs to respond orally and demonstrate **** knowledge by
drawing, **** behavior impedes **** learning or the learning of
others, **** compliance with school rules depends upon support
and monitoring, **** aggression requires clearly identified
escape measures that ** can activate, and **** behavior requires
a BIP and "continuous supervision for safety."
31. Responding to this detailed, if incomplete, portrait
of Petitioner, the odd-numbered pages of the Early 2012 IEP
state that, for all nonelectives, Petitioner receives
specialized instruction in ESE classes. Accommodations,
modifications, aids, and services include positive praise for
specific behaviors, increased use of hands-on learning
experiences, extended time for tests and assignments, short
breaks between assignments, tactile presentation of subject
matter, use of a spelling guide for written work, a BIP, and a
designated safe person or place.
In fact, aside from some
goals, the only material omissions from the odd-numbered pages
are language therapy and extended school year--and the Early
2012 alludes to the language therapy.
32. From the Early 2012 BIP, ************** High School
officials learned that Petitioner's goal was not to hit adults
and peers, school staff helped Petitioner meet this goal by
staying within arm's length of **** during class, and Petitioner
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engaged in escape behaviors to avoid difficult academic tasks.
The reference to daily contact with a speech language
pathologist, the BIP alludes to the related service of language
therapy that is omitted from the odd-numbered pages, so the only
material omission from the combined documents is extended school
year.
33. As *** testified, Petitioner presented as a friendly,
likeable ******, given to nervous laughter, especially when
embarrassed, such as when *** did not understand something asked
of ****. Although there are some indications in the record of
angry defiance on the part of Petitioner at ************** High
School and some indications in the Early 2012 IEP of physical
aggression in one or more prior schools, there are no
suggestions whatsoever of violence or even of a serious threat
of bodily injury from Petitioner at ************** High School.
The main drivers of Petitioner's misbehavior are escape, such as
from confusing and embarrassing academic tasks or perceptions
that **** is perceived as ID, and immaturity. Trying to escape
stress, but not fully understanding the consequences of ****
behavior, Petitioner routinely has refused to attend school or,
once at school, refused to apply *******, exhibited defiance,
left school when **** pleases, and, of course, been disciplined.
34. Placed in the regular education curriculum without any
supports, Petitioner wasted no time displaying escape and
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immature behaviors. For the last ten days of August, Petitioner
was tardy a couple of days and absent without excuse a couple of
days. For 15 school days of September, Petitioner was suspended
from school--with but a single day separating a five-day
suspension from a ten-day suspension. Petitioner was not
suspended at all in October, although *** received some minor
discipline, as noted below, but *** was absent without excuse 17
days and tardy on two of the remaining days. In November,
Petitioner was suspended ten days and absent without excuse
eight days. In December, Petitioner was suspended five days and
absent without excuse six days. In January, Petitioner was
absent without excuse eight days.
35. The suspensions are of two types. The 25 days of
suspension in September and November were alternative-to-
external-suspension (AES) suspensions. The five days of
suspension in December was in-school suspension (ISS). AES is
discussed in more detail below, but, given the findings and
conclusions as to the AES suspensions, it is unnecessary to
consider the ISS suspension.
36. Both AES and ISS share one feature, though: at the
time of each suspension, a ************** High School official
entered into the student database that the suspension was "with
FAPE."
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37. The September suspensions were for defiance of
authority and profanity to, or in the presence of, staff. The
AES paperwork completed by ************** High School officials
at the time of these suspensions reveals their poor grasp of
basic information necessary for the education of Petitioner.
For the AES paperwork bearing the date of September 4, 2012,
Respondent described Petitioner as a nonESE student without a
BIP. The ESE status is consistent with Respondent's placement
of Petitioner in
regular education placement at the time, but
not with Respondent's receipt of a partial Early 2012 IEP.
Respondent's failure to implement the Early 2012 BIP in its
possession lends support to the statement that *** had no BIP.
Also, the AES paperwork listed no one as **** parent or
guardian. None of the boxes for assigned classwork, such as for
"reading," "science," "language arts," and "math," wa
s checked.
38. As is true with all of the AES suspensions, a Notice
of Suspension advises the "Parent or Guardian" to whom the form
is addressed that the child "may" attend the AES over the dates
in question.
This is the role of AES: it gives the student (or
**** parent) an alternative to straight suspension, so that, if
AES is chosen, the student may perform academic work to earn
academic credit at the AES site.
39. For the AES paperwork bearing the date of
September 11, 2012, Respondent described Petitioner as an ESE
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student, but without a BIP. The change in ESE status suggests
that school officials may have read the odd-numbered pages of
the Early 2012 IEP, but is inconsistent with the fact that
Petitioner remained in regular education without any support.
Again, the AES paperwork listed no one as **** parent or
guardian, and none of the boxes for assigned classwork was
checked. None of the AES paperwork addresses that Petitioner
had only been back in school for a single day after serving the
first September suspension of five days before *** started
serving the second September suspension of ten days.
40. On September 28, 2012, shortly after Petitioner's
completion of the second September suspension, the ESE
Specialist at ************** High School, Gregory Hart, removed
Petitioner from **** regular education classes and placed ****
in ESE classes. As Mr. Hart testified, Petitioner clearly
needed more support in behavior and academics than *** was
receiving in the regular education curriculum. This much-needed
change also permitted teachers to instruct Petitioner using
materials that *** would more likely understand and methods to
which *** would more likely respond.
41. Consistent with the above-noted recommendation in the
2009 psychoeducational reevaluation, Mr. Hart crafted for
Petitioner a "sweet" schedule that included classes that would
likely appeal to **** due to their emphasis on physical
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activity. These classes were ROTC, physical education, and
weightlifting. Although Petitioner did not earn a passing grade
in any of these classes, this is indicative, not of their
unsuitability, but of the complete disengagement of Petitioner
from school following a bad start to the 2012-13 school year.
42. Mr. Hart was an informative and, at times, candid
witness. His credibility suffered, though, when he linked the
receipt of the complete Early 2012 IEP with the much-needed
change in schedule that occurred in late September, implying
that Respondent could not have recognized Petitioner's ESE needs
until school officials
had obtained the even-numbered pages of
the Early 2012 IEP. First, the change in schedule appears to
have preceded by a few days the receipt of the complete Early
2012 IEP.
43. Second, and more importantly, Mr. Hart's attempt to
blame Respondent's misplacement of Petitioner in regular
education on the receipt of only the odd-numbered pages of the
Early 2012 IEP ignores the fact that all of the specialized
instruction, accommodations, and modifications--except language
therapy and extended school year--are in the odd-numbered pages,
and the language therapy is referenced indirectly in the Early
2012 BIP.
In particular, Mr. Hart's contention fails to account
for the fact that the odd-numbered pages clearly state that
Respondent is to receive specialized instruction in ESE classes
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and warn that Petitioner's cognitive deficits adversely affect
**** progress in the regular curriculum. (Mr. Hart's alternate
justification offered at hearing--that he placed Petitioner in
regular education as the least restrictive environment--requires
no analysis, as it would allow the principle of least
restrictive environment to supersede the provision of
specialized instruction and related services.)
44. The first time that ************** High School
officials acted upon their duty to provide Petitioner with FAPE
took place about September 18 when, as noted below, they began
the process to prepare an IEP for Petitioner. Under the
circumstances, this was too little, too late--
and even too slow,
at least until, as described below, Mr. Hart's ESE supervisor
conveyed to **** a greater sense of urgency than *** had been
displaying in scheduling the necessary meetings.
45. For the first critical month of school, **************
High School officials had already AES suspended Petitioner
nearly every school day that Petitioner had not skipped. These
suspensions reflected their clear understanding of the Student
Code, which Petitioner repeatedly violated, and the Disciplinary
Matrix, which prescribed penalties for each violation, but a
misunderstanding of how their obligation to enforce these
important policies must be harmonized with their obligation to
provide FAPE to Petitioner.
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46. Mr. Hart, in particular, did not totally ignore
Petitioner's needs. He occasionally persuaded administrators to
transform AES assignments to ISS or Saturday School assignments,
obtained dispensation for Petitioner's tardies, and belatedly
launched an education-planning process. But these are, at most,
half-measures relative to what Respondent was obligated to
provide Petitioner. As noted in the Conclusions of Law,
Respondent was obligated to provide comparable services to those
described in the odd-numbered pages of the Early 2012 IEP,
obtain without delay the complete Early 2012 IEP, determine that
the AES program was a change in placement for Petitioner,
conduct a manifestation determination prior to the second AES
suspension, and implement the Early 2012 BIP no later than after
the first AEA suspension.
47. Returning to the chronology of Petitioner's
disciplinary history during the first semester of the 2012-13
school year, as noted above, Petitioner attended very little
school in October, so *** did not incur any suspensions. But
mid month *** received a referral to Saturday School due to an
unserved detention for an unspecified offense and two days' ISS
for leaving campus with another student.
48. For the last of the AES suspensions, the AES paperwork
bearing the date of November 7, 2012, describes Petitioner as an
ESE student without a BIP. CHS caseworker Jenise McKeaver was
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listed as **** parent or guardian, and none of the boxes for
assigned classwork was checked.
49. The November suspension was for profanity to staff--
specifically, the principal. This incident received
considerable attention at the hearing and illustrates eight
themes that are listed in ascending order of importance.
50. First, ************** High School officials seemed to
have genuine concern for Petitioner and did not appear ever to
lose patience with ***. In describing the November incident,
the principal testified matter of factly, without any signs of
rancor, even as she recounted the profanities uttered by
Petitioner.
By this time, Mr. Hart had assigned Petitioner an
escort to walk **** from the bus area to class and obtained
dispensation for Petitioner's tardies. For whatever reasons
************** High School officials may have failed to
discharge their obligations under IDEA, ill will toward
Petitioner was not among them.
51. Second, the CHS caseworker responsible for Petitioner
was generally unavailable to speak to school officials. At
critical times, including the November incident with the
principal, the CHS caseworker failed to respond--timely or even
at all--to school requests to coordinate efforts to find an
effective way of dealing with Petitioner. This failure might
have explained a lack of educational progress, if **************
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High School officials had been implementing a well-designed IEP.
But school officials were not implementing anything, so the
failure of CHS does not preclude a finding that Respondent was
not providing FAPE to Petitioner, even though, given
Petitioner's pronounced needs, the decision by CHS to abruptly
transfer **** to Broward County days prior to the start of ninth
grade, without any support, including the ankle bracelet,
imposed great stress on **** and **** new educators.
52. In this incident, the principal had summoned
Petitioner into her office and telephoned the group home to
speak to Petitioner's caseworker to try to arrange a meeting at
school. This element of the November incident reveals that
************** High School officials were well aware of
Petitioner's obvious cognitive limitations. The principal
testified that she and Petitioner had some rapport, so her
ordering **** to her office would not have caused **** to think
**** was in trouble. Obviously, the principal could provide
this assurance to a child of Petitioner's age, without a
cognitive deficit and severe behavioral issues, merely by
telling the student that she was not in trouble, but this would
not have been enough for Petitioner.
53. Speaking to an employee at the group home, the
principal learned that the caseworker was not available. As the
employee and principal were talking, Petitioner became angry and
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27
said to the principal that she was calling **** stupid. This
reaction by Petitioner demonstrates two important themes--
Petitioner's tendency toward a confused understanding of events
that would not have been misconstrued by a peer without severe
cognitive and behavioral problems and Petitioner's sensitivity
to being perceived or treated as intellectually disabled. The
principal justly denied that she was calling Petitioner stupid
and instead tried to assure **** that the school and CHS needed
to work together to help ****.
54. Illustrating **** readiness to engage in escape
behaviors to avoid stressful situations--Petitioner responded to
the principal's attempt to reassure **** by saying, "fuck this,
fuck, I don't care[.] [A]ll you [according to the
Administrative Law Judge's notes, "these"] people are fucking
assholes." The principal replied to Petitioner, "honey, you
can't talk like that, now you're going to wind up in trouble
again." The principal added, to the CHS employee with whom she
was speaking, "do you hear this? We need to work together.
There isn't a link between the school and **** home and . . . we
can't do this alone." Tr. 236.
55. Still on the phone, the principal told the CHS
employee that she would have to suspend Petitioner again due to
**** violation of the Student Code. The principal advised the
CHS employee of the penalty called for by Respondent's
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disciplinary matrix, but offered that, if the CHS caseworker
came in, perhaps the principal could reduce the penalty.
(Again, the Administrative Law Judge's notes vary from the
transcript. The Administrative Law Judge's notes indicate that
t
he principal offered to meet and rescind the last eight days of
the ten-day suspension. This version of her testimony is
confirmed by the next reported question, which mentions "the
last eight days," even though, according to the transcript, the
principal did not mention "eight days" in her preceding
responses.) In a second instance of the second theme, the CHS
caseworker never called the principal.
56. These statements of the principal to Petitioner and
the CHS employee reveal two final themes that are essential to
understanding this case. First, despite her clear knowledge of
Petitioner's significant cognitive limitations, the principal,
as well as the other school officials, enforced the Student Code
and Disciplinary Matrix without any informed consideration of
their obligations toward Petitioner under IDEA. Second, when
the principal testified--regretfully, not vindictively--that
Petitioner was going to wind up in "trouble" again, she
implicitly revealed AES for what it was, at least for
Petitioner: a punitive removal of a misbehaving child from ****
classmates, **** teachers and administrators, and ****
education, including FAPE.
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57. The principal did not disclose the grounds for her
misgiving about sending Petitioner to the AES site, again. Nor
did Mr. Hart. The evidentiary record, though, establishes that
the AES program features self-teaching rather than teacher-led
instruction, and, if a student is not a self-starter or
productive in **** ************** High School educational
program, **** will not likely be a self-starter or productive in
the AES program. Despite the understandable reluctance of
either administrator to say that Petitioner could not obtain
FAPE in the AES program, it is at least clear that the source of
their misgivings was not that Petitioner would receive FAPE in a
different setting--i.e., the AES site.
58. At hearing, Mr. Hart was unable to provide much detail
about the AES program that serves ************** High School.
The evidentiary record does not suggest that other
************** High School officials had much greater knowledge
of the program. More to the point, regardless of staff's level
of knowledge about the AES program, no one at **************
High School ever analyzed the extent to which the AES program
matched up with the individual educational and behavioral needs
of Petitioner.
59. Using the self-taught model, the AES program does not
provide specialized instruction; this is its most basic
deficiency. The AES program does not provide the accommodation
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of oral, rather than written, delivery of instructional material
or opportunities for tactile, hands-on learning. As a last-
chance placement, the AES program would not provide close
supervision to ensure that, for example, Petitioner managed to
get from the bus area to the classroom; there is some evidence
that the sole response of the AES program to Petitioner's
nonattendance may have been to terminate **** from the program.
60. It is not entirely clear whether the AES program
provides the same activity-based classes, such as ROTC, that
Mr. Hart selected to "sweeten" Petitioner's schedule. But the
record provides more detail as to the selection of AES program
materials. The AES program uses whatever textbooks are
available, thus precluding, among other things, careful
selection or modification of curriculum. The casual selection
of instructional materials for the AES program is nicely
captured in the following email to AES staff from **************
High School staff dated November 7, 2012:
Should [Petitioner] show the following is
what *** should do:
Science--If you have the AGS Biology Cycles
of Li[f]e book pages 169-93. If not,
anything science related that you do have
will be fine.
English/reading--If you have the Life Skills
English by AGS pages 157-177. If not,
anything having to do with English, reading,
grammar will be fine.
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If **** does show and produces work, please
let me know so I can give **** credit for
doing so (emphasis added).
61. Lastly, AES is an option to straight suspension, as
noted above. Petitioner's cognitive, academic, and behavioral
deficits constantly feed **** escape and immature behaviors--
necessitating a prevention plan, as described above, that
provides close supervision during transitions to ensure that
Petitioner does not escape the school grounds. To present such
a student with a choice of straight suspension or AES,
especially given the lack of family and institutional support,
is not a choice at all. Petitioner would readily opt for the
option that allowed **** lawfully to stay out of school during
the term of **** suspension.
62. Nor is it difficult to understand why, if *** gave the
choice any thought, Petitioner would not bother with the AES
program, even discounting escape and immature behaviors.
Petitioner had nothing to gain by attending the AES program
because *** had no prospect of earning academic credits. While
in regular education classes, passing any course outside of
special area was out of the question. By the time that Mr. Hart
reassigned Petitioner to ESE classes, the pattern of missing
school due to unexcused absences and suspensions and failing
courses was firmly established.
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63. In any event, the AES paperwork bearing the date of
November 7, 2012, describes Petitioner again as an ESE student
without a BIP. This time, though, the parent or guardian space
was filled in with the name of Ms. McKeaver, who was the CHS
employee with whom Mr. Hart spoke the most. As with the other
paperwork, none of the boxes for assigned classwork was checked.
64. The evidentiary record provides little description of
the December behavior, except to describe it as unruly or
disruptive. Petitioner essentially did not report back to
school after winter break. A couple of weeks prior to the
hearing, over the objection of Child Net, the judge reunited
Petitioner and **** siblings with **** mother. Petitioner thus
withdrew from Respondent's schools on January 29, 2013, and
reenrolled in the Palm Beach County School District.
65. The lone remaining issues involve meetings that took
place in November and December. The facts surrounding these
meetings do not support Petitioner's allegations of procedural
violations.
66. On September 18, 2012, Respondent's employees prepared
a Parent Participation Form (PPF) addressed to Petitioner's
"parents." Mr. Hart sent the PPF to Child Net and CHS, hoping
that they would forward it to the parents, whose names *** did
not know. The PPF advised of an IEP meeting scheduled for
October 2, 2012.
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67. The September 18 PPF generated a response from the
Legal Aid Society of Palm Beach County (Legal Aid), which,
through Mr. Pickett, perhaps among others, had represented
Petitioner in educational matters. By email dated September 25,
2012, a Legal Aid paralegal emailed Mr. Hart with a copy of a
court order appointing Legal Aid as the attorney-ad-litem for
Petitioner and asking for copies of any disciplinary materials.
68. By email reply dated October 1, Mr. Hart informed the
paralegal that they had received only every other page of the
Early 2012 IEP, but provided her a copy of this material.
Mr. Hart asked if her office knew about the October 2 IEP
meeting and if she had received the disciplinary information
that she had requested. In response, the paralegal asked
Mr.
Hart if Respondent had generated any paperwork, probably
meaning an IEP. In response, Mr. Hart informed the paralegal
that they could have operated under the Early 2012 IEP, but
implied that they had not due to Respondent's receipt "of an
unusual bit of paperwork from Palm Beach County." *** also
offered to postpone the October 1 IEP meeting, if necessary.
69. Possibly by telephone later on October 1, the
paralegal informed Mr. Hart that Mr. Pickett wanted to be
present at the IEP meeting, but could not make the meeting set
for October 2. To accommodate Mr. Pickett, Mr. Hart canceled
the October
2 IEP meeting.
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70. By email dated October 9, Mr. Hart provided the
paralegal with copies of disciplinary materials. By email dated
October 19, Mr. Hart provided the paralegal with copies of
attendance and grades.
71. Subsequent communications between Mr. Hart and
Mr. Pickett covered various matters, including ISS and AES. In
one email dated November 7, Mr. Hart explained to Mr. Pickett
that Respondent wanted to initiate a new FBA/BIP, but its policy
required first that Mr. Hart conduct a reevaluation meeting to
obtain the mother's permission to reevaluate Petitioner's
behavior. By email
response to this email, Mr. Pickett objected
to the removal of Petitioner to the AES site or home for more
than ten days without a manifestation determination. This email
asserts that Petitioner's behaviors were a manifestation of ****
disability, and **** requires several modifications to the Early
2012 IEP.
72. By email dated November 9, Felicia Starke,
Respondent's Due Process Coordinator and Mr. Hart's ESE
supervisor, asked Mr. Pickett to contact her at his earliest
opportunity to discuss Petitioner. Ms. Starke suggested that
Mr. Pickett call before 9:00 a.m. on the next day.
73. At some point, the paralegal and either Mr. Hart or
his secretary tentatively agreed to December 7 for an IEP
meeting. But, aware of the urgency of the situation, Ms. Starke
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told Mr. Hart to find an earlier date. After much coordination
of dates, by email dated November 9, Mr. Hart selected
November 19 at 1:00 p.m., which was a date and time that had
been offered by the paralegal. Mr. Hart spoke with Child Net
case manager Jessica McLymont to confirm that she could
transport the mother to the meeting at that time. Mr. Hart
telephoned the mother to obtain a waiver of the ten-day notice,
but was unable to speak with her at that time.
74. By email dated November 13 to, among others, the
paralegal, Mr. Hart advised that he hoped to conduct an IEP
meeting on November 19 at 1:00 p.m. at ************** High
School, but was waiting to hear back from the mother as to the
waiver of the ten-day notice. Later that day, Mr. Hart spoke
with the mother, who agreed to waive the notice and attend the
November 19 meeting. Replying to Mr. Hart's email, the
paralegal replied by asking if they
still needed to reserve
December 7 for a meeting. Ms. Starke told the parties to keep
December 7 available for a possible followup meeting.
75. On the morning of November 14, Mr. Pickett filed the
Request for Due Process Hearing that commenced this case. Later
that day, Mr. Hart advised the paralegal that the mother had
waived the ten-day notice and an IEP meeting would take place on
November 19 at 1:00 p.m., pursuant to an attached PPF.
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36
76. By email the next day to Mr. Hart, Mr. Pickett advised
that Petitioner wanted mediation before an IEP meeting was held.
Elaborating on an email to Ms. Starke also on November 15,
Mr. Pickett advised that he had requested an IEP meeting in a
letter dated October 17, 2012, in response to which Respondent
had initially scheduled one for December 7, but had warned
Mr. Pickett that it would first have to conduct a response to
intervention process and that the 25 days' suspension without a
manifestation determination was lawful. Evidently wary of
delay, Mr. Pickett suggested that mediation should precede any
IEP meeting.
77. By email later in the day, Ms. Starke advised
Mr. Pickett that Respondent had an obligation to continue to
conduct IEP meetings, regardless of a pending due process
hearing. Additionally, Respondent's obligation was to
coordinate meetings with a parent with courtesy copies to Legal
Aid and Child Net.
7
8. By email dated November 16, Mr. Hart provided
Mr. Pickett with a partial draft of an IEP, which contained
present levels of performance and goals and objectives. The
email also provides detailed parking instructions in
anticipation of his attendance at the November 19 meeting.
79. School officials and Petitioner's mother and brother
reported to the school on November 19 at 1:00 p.m. for the
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37
scheduled meeting. After waiting one hour for Mr. Pickett, who
neither appeared nor telephoned, the participants proceeded,
first, with the reevaluation meeting. Petitioner's mother and
brother participated. They said that Petitioner helped at home,
wanted to be "top dog," and enjoyed physical activities, such as
sports. The parties decided that Respondent would assess
Petitioner in expressive and receptive language, academic
achievement, personality and emotional functioning, adaptive
behavior and behavioral functioning, and FBA. The participants
next addressed Mr. Hart's draft IEP, but ran out of time. At
the end of the meeting, they agreed to meet again on December 3.
80. Mr. Hart issued a PPF on November 20 for the
December 3 IEP meeting. Counsel for both parties exchanged
emails that, among other things, mentioned this meeting.
However, neither Mr. Pickett nor Petitioner's mother attended
the meeting, although the guardian-ad-litem appeared and
participated. The participants did not want to proceed without
the mother, but, after waiting 30 minutes for her arrival, felt
compelled to do so. At the meeting, the assembled IEP team
adopted
an IEP for Petitioner. But the participants agreed to
have an "interim IEP" meeting on the already-reserved date of
December 7, so as to give Petitioner's mother and Mr. Pickett
another opportunity to discuss matters.
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38
81. Also on December 3, Respondent or the IEP team
conducted a manifestation determination and determined that the
behaviors that had resulted in the suspensions were
manifestations of Petitioner's disability and that Respondent
had failed to implement the Early 2012 IEP.
82. In preparing the December 3 IEP, Mr. Hart relied on
the Early 2012 IEP. The December 3 IEP closely resembles the
Early 2012 IEP.
83. To the extent that Respondent's violations of IDEA are
procedural, they are material because these violations precluded
the provision of FAPE from the start of school through the
filing of the Due Process Hearing Request.
84. At times, Respondent has implied, in argument and
testimony, that the failure of its educational efforts in the
first semester of the 2012-13 rests with Petitioner: after all,
the purpose of the disciplinary removals was to reshape
Petitioner's misbehaviors by expecting **** to learn from the
assessed consequences. To work, these consequences must be
adverse, so as to impose a greater cost than the perceived
benefit from the misbehavior. In Petitioner's case, this
expectation was unjustified by the facts.
85. It is Respondent's utter abdication of its obligation
to reshape these misbehaviors in the context of providing FAPE
that caused the first semester to be a waste of everyone's time.
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Last year, managing and educating the same child, the Palm Beach
County School Board, which presumably has a student code with
consequences, obtained educational benefit--because it designed
and implemented a IEP and BIP reasonably calculated to provide
educational benefit to the child. If Respondent had done the
same, it too would have produced some educational benefit for
Petitioner.
CONCLUSIONS OF LAW
86. The Division of Administrative Hearings has
jurisdiction. § 1003.57(1)(b), Fla. Stat.; Fla. Admin. Code R.
6A-6.03311(9) and 6A-6.03312(7). Federal-court jurisdiction is
not lost due to the fact that the child may have aged out of
IDEA or relocated out of Respondent's school district. See,
e.g., Jefferson Cnty B'rd of Educ. v. Breen, 853 F. 2d 853, 857-
58 (11th Cir. 1988) (court sustained award of two years'
compensatory education, even though the child had aged out of
coverage under the Education of the Handicapped Act--the
predecessor to IDEA); Neshaminy Scl. Dist. v. Karla B., 1997
U.S. Dist. LEXIS 3849 (E.D. Pa. 1997) (court denied school
district's motion for summary judgment, rejecting argument that
compensatory education was no longer available because child had
moved out of the school district).
87. Respondent is obligated to identify, evaluate, and
place appropriately ESE students, and it is obligated to provide
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FAPE to these students. §§ 1003.571(1)(a) and 1003.57(1)(b),
Fla. Stat.; Fla. Admin. Code R. 6A-6.03311(9)(a). Generally,
FAPE is "a free and appropriate public education that emphasizes
special education and related services designed to meet [ESE
students'] unique needs and prepare them for further education,
employment, and independent living." § 1003.571(1)(a), Fla.
Stat.,
FAPE includes specialized instruction that meets the
standards set forth in rules 6A-6.03011 through 6A-6.0361 and is
"provided in conformity with an [IEP] that meets the
requirements of Rule 6A-6.03028." Rule 6A-6.03411(1)(p) 2.
and 4.
88. As interpreted by case law, FAPE is well explained in
the following discussion, focusing in part on the seminal case,
Bd. of Educ. of Hendrick Hudson Cent. Sch. Dist., Westchester
County v. Rowley, 458 U.S. 176, 203 (1982):
The [Rawley] Court began by looking directly
at the IDEA statute and finding that a FAPE
"consists of educational instruction
specifically designed to meet the unique
needs of the handicapped child, supported by
such services as are necessary to permit the
child 'to benefit' from the instruction."
Rowley, 458 U.S. at 188.
The Court then
noted that it is access to education, not so
much the substance of the education
received, that matters. Id. at 192.
Indeed, "the Act imposes no clear obligation
upon recipient States beyond the requirement
that handicapped children receive some form
of specialized education." Id.
at 195.
This "specialized education" need not
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provide disabled students with "every
special service necessary to maximize
[their] potential," but rather a "basic
floor of opportunity" and "some educational
benefit."
Id. at 199-200. So long as a
disabled student is able to benefit
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educationally from a school, that school has
provided her with a FAPE. Id. at 203.
The other major piece of IDEA, in addition
to the FAPE requirement, is the
Individualized Education Program, or IEP.
This is a collaborative effort of the school
system and the disabled student's parents,
and the process by which a student's FAPE is
conceived. See
Schaffer v. Weast, 546 U.S.
49, 53, 126 S. Ct. 528, 163 L. Ed. 2d 387
(2005). IDEA requires that all disabled
students receive an IEP, 20 U.S.C.
§
1414(d)(2), and it must include, among
other things, "a statement of the special
education and related services and
supplementary aids and services, based on
peer
-reviewed research to the extent
practicable, to be provided to the child, or
on behalf of the child, and a statement of
th
e program modifications or supports for
school personnel that will be provided for
the child." 20 U.S.C.
§
1414(d)(1)(A)(i)(IV). The IEP must be
"reasonably calculated to enable the child
to receive educational benefits." R.P. ex
rel. C.P. v. Prescott Unified Sch. Dist.,
631 F.3d 1117, 1121 (9th Cir. 2011) (quoting
N.B. v. Hellgate Elementary Sch. Dist., 541
F.3d 1202, 1207 (9th Cir. 2008)).
Poway Unified Sch. Dist. v. Cheng, 821 F. Supp. 2d 1197, 1199
(S.D. Cal. 2011).
89. Petitioner bears the burden of persuasion as to his
claims of he has been denied FAPE. Schaffer v. Weast, 546 U.S.
49 (2005). Any denial of FAPE must be substantive. Rule
6A-6.03311(9)(v)4. explains:
An ALJ’s determination of whether a student
received FAPE must be based on substantive
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43
grounds. In matters alleging a procedural
violation, an ALJ may find that a student
did not receive FAPE only if the procedural
inadequacies impeded the student’s right to
FAPE; significantly impeded the parent’s
opportunity to participate in the decision-
making process regarding the provision of
FAPE to the student; or caused a deprivation
of educational benefit.
90.
In Florida, there is no doubt about the inception of
Respondent's obligation to provide FAPE to a student who
transfers into the school district with an IEP from another
Florida school district. When a child with an IEP transfers
from one Florida school district to another, rule 6A-6.0334(1)
requires Respondent to provide FAPE, including "services
comparable to those described in the child’s IEP . . . from the
previous Florida school district." This obligation attaches
immediately and does not end until either the new school
district adopts the IEP of the former school district or adopts
a new IEP.
91. Respondent failed to provide FAPE to Petitioner at the
start of the 2012-13 school year by failing to provide
comparable services to those described even in the odd-numbered
pages of the Early 2012 IEP. It is therefore unnecessary to
consider the legal effect of the failure of CHS to supply
Respondent with the even-numbered pages. By failing to initiate
the process, without delay, to obtain these missing pages,
Respondent also violated rule 6A-6.0334(3)(a), which requires it
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44
"to take reasonable steps to promptly obtain the student’s
records, including the IEP . . . and supporting documents and
any other records relating to the provision of special education
or related services to the child."
92. Changing Petitioner's educational program from ESE to
regular education at the start of the school year, *************
High School officials never provided the notice required by rule
6A-6.03311(1). Although Petitioner did not allege this
violation, this failure by Respondent was most regrettable
because any notice to Child Net or CHS would have resulted--as
it later did--in an earlier intervention of Mr. Pickett and
perhaps spared both parties much of the frustration and
aggravation that followed.
93. Each of the three suspensions totaling 25 days
constituted a change in placement. Generally, in terms of the
limited teaching methods, assessment opportunities, and teaching
materials, and the optional nature of the program, the AES
program did not provide the specialized instruction, related
services, accommodations, and modifications on which Petitioner
relied to obtain FAPE.
94.
Much of the case law considering a change in placement
does so in the context of the issue addressed in the second
preceding paragraph--i.e., whether a proposed change in
educational program is sufficient to require the school to give
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a parent prior written notice, as is required by rule
6A-6.03311(1).
95. Given that the resolution of the change-of-placement
issue is adverse to Respondent, for the purpose of this Final
Order, analysis of whether a change in placement has occurred
will exclude consideration of a change in setting or location.
But see P. V. v. Sch. Dist. of Phil., 2013 U.S. Dist. LEXIS
21913 (E.D. Pa. 2013) (for autistic child, change in educational
placement required at least consideration of change in schools
with due weight to the effect of a longer bus ride, separation
from former classmates, and need to acclimate to unfamiliar
environment); Hill v. Sch. Brd. of Pinellas Cnty
, 954 F. Supp.
251, 253 (M.D. Fla. 1997) (typically, educational placement
means educational program and not where the program is
implemented, but court does not reject possibility that the
attributes of an institution, location, or teacher-student
relationship might be "so pronounced and valuable to the
student" that their change could constitute a change in
placement). For a child with the limited resources of
Petitioner, who had already just undergone a jarring set of
changes, the repeated reassignments--starting nearly at the
start of the school year--to the AES site represented yet
another set of changes, including transportation to another
location and occupancy of a different building with a different
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46
set of peers, who would likely not include as many appropriate
behavior models for Petitioner. In a closer case, all of this
would require careful analysis, notwithstanding Respondent's
insistence that educational program invariably excludes
considerations of location or setting.
96. ************** High School officials never determined
if the AES placement constituted a change in placement for
Petitioner. Instead of analyzing the services of the AES
program and the individual needs of Petitioner, **************
High School officials checked some boxes, sent some emails, and,
sometimes with misgivings, rid themselves of the burden of
trying to manage, educate, and mostly discipline Petitioner for
a few days each time they AES-suspended ***.
97. Because Petitioner's educational program changed at
the end of September when Mr. Hart reassigned **** from regular
education to ESE classes, additional grounds exist for
determining a change in placement for the last 10 days'
suspension than for the first 15 days' suspension.
98. For the September suspensions, Respondent was removed
from regular education classes featuring teacher-led instruction
to the self-teaching method of the AES program. Because
Respondent was not receiving the specialized instruction,
related services, accommodations, and modifications to which he
was entitled, it is somewhat harder for him to show a change in
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placement when he was removed to the AES program at this time.
But he still is able to satisfy this burden.
99. A smaller matter for most students, Petitioner's
reliance on the oral instruction typical in regular education,
given **** inability to read, meant that **** removal to the AES
program, which is characterized by self-teaching, was a
substantial change in educational programming. Although
Petitioner might not have understood much of what the teacher
was saying, given **** regular education assignment, Petitioner
would have understood much less, if *** were restricted to
reading regular education, ninth grade textbooks.
100. The September suspensions also constituted a change
in placement because the AES program was optional. Unlike
attendance at regular school, attendance at AES was not mandated
by law. Given Petitioner's escape behaviors, the optional
nature of the AES placement meant essentially that *** was
suspended from school, which of course constituted a change in
educational programming. However little Petitioner could learn
from a placement in regular education, *** could learn
absolutely nothing while straight suspended from school.
101. Petitioner's burden is not as great for the last 10
days' suspension, which occurred after *** was assigned to ESE
and three physical-activity classes. This constituted a change
in placement for the reasons set forth in the preceding
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paragraphs, as well as the loss of specialized instruction and
the assignment of random course materials, as reflected in the
memorably cavalier email that authorized the use of any
available textbooks.
102. In an abundance of caution, the Administrative Law
Judge has imposed the burdens of persuasion and production on
Petitioner as to all issues, including the issue of whether the
disciplinary removal to the AES program was a change in
placement. It is not entirely clear which party bears the
burden of production
or persuasion as to this issue and the
subordinate issue of the nature of the AES program, whose
contours may not be readily ascertainable
to students and their
advocates. Is it Petitioner's burden to prove the elements of
the AES program to show that *** could not have received FAPE in
this placement? Or is it Respondent's burden to prove the
elements of the AES program to show that Petitioner could have
received FAPE in this placement?
103. As mentioned above, the Supreme Court held, in
Schaffer v. Weast, supra, that the burden of persuasion falls on
the party seeking relief, but the Court cautioned that it was
not addressing the burden of production, id. at 51, which
applies to "which party bears the obligation to come forward
with evidence at different points in the proceeding." Id. at
56. The Court also stated that the burden of persuasion may
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fall upon the defendant in the case of an affirmative defense or
exemption. Id. at 57. The Court acknowledged that the
strongest argument advanced by the student was that the burden
should not be placed on a litigant of proving facts peculiarly
within the knowledge of **** adversary, id. at 60, but the Court
considered this advantage to the school board somewhat offset by
the student's access to **** student records and right to
independent educational evaluations. See also J. L. v. Ambridge
Area Scl. Dist., 2008 U.S. Dist. LEXIS 54904 (W.D. Pa. 2008)
(school district has burden of proof on affirmative defense of
statute of limitations); Millay v. Surry Scl. Dep't, 2009 U.S.
Dist. LEXIS 120,222 (D. Me. 2009) (dictum) (burden of persuasion
could have been placed on school district to show that its
proposed, isolating placement was appropriate).
104. By implication, due to the operation of a more
specific set of provisions dealing with disciplinary removals, a
school appears to be
relieved of the obligation of the change-
in-placement notice requirements for certain disciplinary
removals, even if they would otherwise constitute changes in
placement under rule 6A-
6.03311(1). Rule 6A-6.03312(1)(a)
provides:
For the purpose of removing a student with a
disability from the student’s current
educational placement as specified in the
student’s IEP under this rule, a change of
placement occurs when:
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1. The removal is for more than ten (10)
consecutive school days, or
2. The student has been subjected to a
series of removals that constitutes a
pattern that is a change of placement
because the removals cumulate to more than
ten (10) school days in a school year,
because the student’s behavior is
substantially similar to the
student’s
behavior in previous incidents that resulted
in the series of removals, and because of
additional factors, such as the length of
each removal, the total amount of time the
student has been removed, and the proximity
of the removals to one another.
A school
district determines on a case-by-case basis
whether a pattern of removals constitutes a
change of placement, and this determination
is subject to review through due process and
judicial proceedings.
105.
The prospect of the second removal--i.e., second AES
suspension--in September triggered the requirements of rule
6A-6.03312(1)(a)2. The second AES suspension proposed a near-
continuous suspension of 15 days for essentially the same
defiant, escapist behavior.
106. At the time of proposing the second AES suspension,
Respondent was thus obligated to take two actions. First, rule
6A-6.03312(4) requires Respondent to provide Petitioner's mother
with notice of the removal decision and a copy of procedural
safeguards. Respondent failed to do this, but Petitioner has
not alleged this procedural violation.
107. Second, rule 6A-6.03312(3) requires Respondent to
conduct a manifestation determination within ten school days of
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any decision to change the placement of a disabled student due
to a violation of the Student Code. Respondent failed to do
this, and Petitioner has alleged this violation. The decision
to change the placement, by virtue of the second AES suspension,
was made no later than September 11, so the manifestation
determination needed to take place by about September 25.
108. Respondent failed to conduct the required
manifestation determination within the specified timeframe, and
the failure deprived Petitioner of FAPE. Among other things, a
manifestation determination would have resulted in Respondent's
earlier realization that Petitioner's behaviors were a
manifestation of **** disability and that Fort Lauderdale School
Officials were not implementing **** Early 2012 IEP or any form
of specialized instruction. As noted below, a manifestation
determination in September would have resulted in an earlier
implementation of the Early 2012 BIP, perhaps with revisions, or
the adoption of a new BIP.
109. The determination that behaviors are a manifestation
of a student's disability requires Respondent to take "immediate
steps" to remedy any deficiencies in its implementation of the
student's IEP, conduct an FBA and prepare a BIP or review and
revise any existing BIP, and return the student to the placement
from which *** had been removed. Rule 6A-6.03312(3)(b) and (c).
The last requirement is important because it means that, if the
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alternate placement provides fewer services than the initial
placement, but still manages to provide FAPE, a school board
would have to return the student to **** original placement, if
**** misbehavior was a manifestation of **** disability.
110. By contrast, the determination that behaviors are not
a manifestation of a disability allows Respondent to punish ****
like any nonESE student. Rule 6A-6.03312(3)(d). But, even in
this case, after removals totaling ten school days, the student
must continue to receive educational
services, including homework assignments in
accordance with Section 1003.01, F.S., so as
to enable the student to continue to
participate in the general curriculum,
although in another setting, and to progress
toward meeting the goals in the
student’s
IEP and receive, as appropriate, a
functional behavioral assessment and
behavioral intervention services and
modifications designed to address the
behavior violation so that it does not
recur.
111. No longer entitled to FAPE as described initially
above, such a student is entitled to what may be referred to as
Disciplinary FAPE, which consists of educational services to
enable **** to participate in the general curriculum and to
progress toward meeting **** IEP goals. Also included in
Disciplinary FAPE are targeted behavioral services in the form
of
an FBA, behavioral intervention services (if not a BIP), and
modifications designed to prevent the recurrence of the
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53
behavioral violation, which may not be part of FAPE in all
cases.
112. There can be no doubt that Petitioner's behavior was
a manifestation of **** disability, but the AES program would
have failed even to provide Disciplinary FAPE. For the reasons
identified above, the AES program was not reasonably calculated
to allow Petitioner to access **** curriculum and make progress
on **** Early 2012 IEP goals, nor did Respondent ever formulate
targeted behavioral services. Thus, regardless of how the
manifestation determination turned out, Respondent's failure to
conduct it timely was material.
113. Respondent did not violate any procedural safeguards
in connection with the meetings in November and December. Rule
6A-6.03028(3)(a) recognizes the role of parents in preparing
IEPs for their children by providing critical information,
participating in discussions about the needs of their children,
and expressing their concerns. Rule 6A-6.03028(3)(b) requires
school districts to adopt procedures "that provide the
opportunity" for parents to participate in IEP meetings,
including giving adequate notice of meetings to parents,
scheduling meetings at mutually agreed times and places, and
using
alternative means of meeting, such as telephone or video
conferencing, when necessary. Rule 6A-6.03028(3)(b)7.
authorizes a school district to conduct an IEP meeting without a
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54
parent, if the school district is unable to obtain the
attendance of the parent.
114. In all respects, Respondent discharged its
obligations in coordinating IEP and reevaluation meetings with
the mother and Petitioner's representatives, notifying the
mother and the representatives of such meetings, and conducting
such meetings, even when the mother or a representative failed
to appear. By attending the November 19 reevaluation meeting,
the mother had an ample opportunity for input into the
reevaluations that Respondent was to conduct and the IEP that
was under preparation.
115. As Ms. Starke asserted, Respondent's educational
planning obligations did not cease once Petitioner filed a due
process hearing request. See, e.g., Grant v. Ind. Scl. Dist.
No. 11, 2005 U.S. Dist. LEXIS 13073 (D. Minn. 2005). Too much
educational opportunity may be lost if school boards discontinue
or even deemphasize educational planning for ESE students during
what sometimes turn out to be protracted cases of due process
litigation.
116. It is true that, once an agency transmits a file to
the Division of Administrative Hearings, it is normally barred
from taking further action. § 120.569(2)(a), Fla. Stat. ("The
referring agency shall take no further action with respect to a
proceeding under s. 120.57(1), except as a party litigant, as
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55
long as the division has jurisdiction over the proceeding under
s. 120.57(1).") However, section 1003.57(1)(b) exempts due
process hearings "from ss. 120.569 [and] 120.57 . . ., except to
the extent that the State Board of Education adopts rules
establishing other procedures." Applying this statutory
exemption, under the law then in effect, Florida courts have
held
that due process hearing were chapter 120 hearings for
discovery and the appointment of special hearing officers. See
S. T. v. School Board of Seminole County, 783 So. 2d 1231 (Fla.
5th DCA 2001) (no power to order discovery); P. J. S. v. School
Board of Citrus County, 951 So. 2d 53 (Fla. 5th DCA 2003) (no
authority to appoint a special hearing officer). Except for
stay-put provisions, which are irrelevant to this case, there
are no due-process statutes or rules requiring or authorizing
Respondent to suspend any aspect of educational planning for
Petitioner due to the filing of a due process hearing request.
117. On a related note, Petitioner has sought attorneys'
fees in **** Due Process Hearing Request and Amended Due Process
Hearing Request. Rule 6A-6.03311(9)(x) authorizes a court, not
an Administrative Law Judge, to award attorneys' fees for
services in the administrative proceeding or subsequent judicial
action--to a parent of an ESE student, if she is a prevailing
party; to a school board against a parent's attorney, if he has
filed a complaint that is frivolous, unreasonable, or without
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56
foundation or has continued to litigate after litigation has
clearly become frivolous, unreasonable, or without foundation;
or to a school board against a parent's attorney or parent, if
the parent’s request for a due process hearing or subsequent
cause of action was presented for any improper purpose, such as
to harass, to cause unnecessary delay, or to needlessly increase
the cost of litigation.
118. In **** proposed final order, Petitioner has asked to
be designated the prevailing party. It is for the court to
determine whether Petitioner is a prevailing party or to
delegate this determination to the Administrative Law Judge,
under the court's ultimate authority, by remanding the case for
this purpose to the Division of Administrative Hearings.
119. On motion or sua sponte, an administrative law judge
must award attorneys' fees in certain cases governed by section
57.105, Florida Statutes. In a recent DOAH case, Jackson County
School Board v. A. L., DOAH Case No. 12-2386F (January 31,
2013), the Administrative Law Judge awarded due process
attorneys' fees to a school board under section 57.105(5),
Florida Statutes.
120. The A. L. Final Order reasons that the adoption of
procedural rules in chapter 6A-6 has eliminated the above-cited
statutory exemption in section 1003.57(1)(b), thus placing due
process hearings under chapter 120, at least to the extent of
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subjecting due process hearings to the attorneys' fees
provisions of section 57.105(5). The Final Order also concludes
that, although section 1003.57(1)(b) exempts due process
hearings from sections 120.569 and 120.57, the legislature did
not exempt due process hearings from section 57.105.
121. The undersigned Administrative Law Judge respectfully
disagrees with his learned colleague. Regardless of whether
there were any rules adopting procedures for due process
hearings at the time of the two appellate cases cited above, the
exemption from sections 120.569 and 120.57 conferred by the
legislature on due process hearings is subject to exceptions,
but only "to the extent" that rules are adopted subjecting due
process hearings to various procedures. Nothing in section
1003.57(1)(b) implies that any procedural rulemaking covered by
the statute results in the loss of the entire statutory
exemption; the words "to the extent" suggest that the loss of
the exemption will be only as broad in scope as is the covered
procedural rulemaking.
The evident purpose of the exception to
the exemption in section 1003.57(1)(b) is merely to ensure that
the statutory
exemption does not preclude procedural rulemaking.
122. Rule 6A-6.03311(v) incorporates various procedural
rules in chapter 6A-6, as well as the Uniform Rules of
Procedure, chapter 28-106. Chapter 28-106 contains no
provisions authorizing the awarding of attorneys' fees. As
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noted above, chapter 6A-6 includes an intricate rule setting
different standards, depending on the payor and payee, for the
awarding of attorneys' fees in due process hearings or
subsequent judicial actions. It would be an odd result if the
adoption of this rule that finely balances the rights and
responsibilities of parents, parents' attorneys, and school
boards
for attorneys' fees in due process hearings incorporated
other statutory attorneys' fees provisions that are not so
finely balanced. The adoption of an attorneys' fee rule in
chapter 6A-6 no more incorporates the broader attorneys' fee
provisions of section 57.105(1) than the adoption of the stay-
put rule in rule 6A-6.03311(9)(y) incorporates the broader no-
further-action provision of section 120.569(2)(a) discussed
above.
123. Also, the exemption from sections 120.569 and 120.57
operates to exempt due process hearings from section 57.105.
Even though section 57.105 is unmentioned in section
1003.57(1)(b), section 57.105(5) applies only to "administrative
proceedings under chapter 120." Because due process hearings
are not under chapter 120, section 57.105(5) is not available as
a basis for awarding attorneys' fees for services provided in
such proceedings.
124.
Lastly, in its proposed final order, Petitioner seeks
an award of compensatory education, omitting the remainder of
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the relief originally sought because Petitioner has since
transferred out of the Broward County School District. In a
case such as this, an Administrative Law Judge's authority is
largely limited to a declaration that the school board has
failed to provide FAPE. School Board of Martin County v. A. S.,
727 So. 2d 1021 (Fla. 4th DCA 1999). After concluding that FAPE
has been denied, the Administrative Law Judge may order a school
board to comply with procedural safeguards, rule
6A-6.03311(9)(v)4. But, for this case, it is all the relief
that the Administrative Law Judge may order.
125. If Petitioner were still out of school on suspension,
after determining that the behavior was a manifestation of ****
disability, the Administrative Law Judge could order a return to
the original placement or a change in placement to an IAES,
under rule 6A-6.03312(8)(a) and (b). But such relief is
irrelevant because Respondent has already determined, although
belatedly, that the behavior was a manifestation of Petitioner's
disability,
and Petitioner has transferred out of the Palm Beach
County School District.
126. As is typically true, effective relief is only
available judicially, under rule 6A-6.03311(9)(w), which
recognizes that a court may "grant the relief that it deems
appropriate." By declining to address relief, though, the
Administrative Law Judge does not imply any view toward the
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reasonableness of Petitioner's request for 90 hours of tutoring
in math and reading.
ORDER
It is
ORDERED that:
Respondent failed to provide FAPE to Petitioner as follows:
1. In violation of rule 6A-6.0334(1), Respondent failed to
provide Petitioner with services comparable to those described
in the odd-numbered pages of the Early 2012 IEP at the time of
**** enrollment in ************** High School. By failing to
provide comparable services or implement at least the odd-
numbered pages of the Early 2012 IEP and the Early 2012 BIP,
Respondent failed to provide Petitioner with FAPE. In violation
of rule 6A-6.0334(3)(a), Respondent failed to take reasonable
steps to promptly obtain the entire Early 2012 IEP. The
materiality of these related failures is obvious; because of
them, Respondent did not provide FAPE to Petitioner.
2. Because each AES suspension constituted a change in
placement, in violation of rule 6A-6.03312, Respondent failed to
conduct a manifestation determination by September 25, 2012.
The materiality of this failure is also obvious. A
manifestation determination would have resulted, as it later
did, in an earlier recognition that the AES-producing behaviors
were manifestations of Petitioner's disability and Respondent
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was not implementing, or providing comparable services to, the
Early 2012 IEP. At this point, Respondent would have been
required immediately to implement the Early 2012 IEP and the
Early 2012 BIP or prepare and implement its own similar
documents and restore Petitioner to an educational placement in
which all of
the specified specialized instruction, related
services, accommodations, and modifications could be provided.
For the sake of completeness of its materiality analysis, the
Final Order considers the theoretical alternative that a
manifestation determination could have resulted in a finding
that the AES-producing behavior was not a manifestation of
Petitioner's disability; even in this theoretical case, the
manifestation determination would have resulted in an earlier
determination that Respondent was not providing even
Disciplinary FAPE, including the targeted behavioral services
required by Disciplinary FAPE.
3. Petitioner's requests for attorneys' fees and
compensatory education are denied on the ground of a lack of
jurisdiction.
It is further
ORDERED that:
4
. For any student with an IEP transferring into a school
under the jurisdiction of the Broward County School Board from a
school within any other Florida school district, Broward County
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school officials shall provide comparable services and promptly
obtain the student's former IEP, if they do not already have it,
in compliance with rule 6A-6.0334(1) and (3)(a).
5. Respondent shall provide timely notice and a timely
manifestation determination for each AES suspension that
constitutes a change in placement under rule 6A-6.03311(1), once
the disciplinary-removal criteria of rule 6A-6.03312(1) are met.
Respondent shall provide FAPE to each student whose misbehavior
is a manifestation of **** disability and Disciplinary FAPE to
each student whose misbehavior is not a manifestation of ****
disability--in the latter case, after ten days' suspension of
education, as permitted by rule 6A-6.03312(5)(a).
DONE AND ORDERED this 18th day of March, 2013, in
Tallahassee, Leon County, Florida.
S
ROBERT E. MEALE
Administrative Law Judge
Division
of Administrative Hearings
The DeSoto Building
1230 Apalachee Parkway
Tallahassee, Florida 32399-3060
(850) 488-9675
Fax Filing (850) 921-6847
www.doah.state.fl.us
Filed with the Clerk of the
Division of Administrative Hearings
this
18th day of March, 2013.
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COPIES FURNISHED:
Robert W. Runcie, Superintendent
Broward County School Board
11th Floor
600 Southeast 3rd Avenue, 11th Floor
Fort Lauderdale, Florida 33301
Matthew Carson, General Counsel
Department of Education
Turlington Building, Suite 1244
325 West Gaines Street
Tallahassee, Florida 32399-0400
Lindsey Granger, Program Director
Bureau of Exceptional Education
and Student Services
Department of Education
325 West Gaines Street, Suite 614
Tallahassee, Florida 32399-
0400
Robert McCoy Pickett, Esquire
Legal Aid Society of Palm Beach County, Inc.
Suite 200
423 Fern Street
West Palm Beach, Florida 33401
Barbara J. Myrick, Esquire
Broward County School Board
11th Floor
600 Southeast 3rd Avenue
Fort Lauderdale, Florida 33301
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NOTICE OF RIGHT TO JUDICIAL REVIEW
This decision is final unless, within 90 days after the date of
this decision, an adversely affected party:
a) brings a civil action in the appropriate
state circuit court pursuant to section
1003.57(1)(b), Florida Statutes (2011), and
Florida Administrative Code Rule 6A-
6.03311(9)(w); or
b) brings a civil action in the appropriate
district court of the United States pursuant
to 20 U.S.C. § 1415(i)(2), 34 C.F.R.
§
300.516, and Florida Administrative Code
Rule 6A-6.03311(9)(w).
