Collier | Case 06-1428E | 2007-06-07
Florida special education due-process decision
- Case number
- 06-1428E
- Date
- June 7, 2007
- Parties / district (official listing)
- Collier
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Decision text
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Collier County School District
No. 06-1428E
Initiated by: Parent
Hearing Officer: Bram D. E. Canter
Date of Final Order: June 7, 2007
STATE OF FLORIDA
DIVISION OF ADMINISTRATIVE HEARINGS
...,
Petitioner,
vs.
COLLIER COUNTY SCHOOL BOARD,
Respondent.
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Case No. 06-1428E
CORRECTED FINAL ORDER
The final hearing in this case was conducted on January 24
through 26, 2007, in Naples, Florida, by Bram D.E. Canter, an
Administrative Law Judge of the Division of Administrative Hearings
(DOAH).
APPEARANCES
For Petitioner: Paul E. Liles, Esquire
Alvarez, Sambol, Winthrop & Madson, P.A.
4315 Metro Parkway, Suite 510
Fort Myers, Florida 33916-7947
For Respondent: Richard W. Withers, Esquire
School Board Attorney
Collier County School Board
5775 Osceola Trail
Naples, Florida 34109-0919
STATEMENT OF THE ISSUES
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The issues in this case are whether Respondent provided
Petitioner a free appropriate public education (FAPE), and
whether Petitioner's proper educational placement following ***
demand for a due process hearing was at home or at *** School
(***).
PRELIMINARY STATEMENT
On March 1, 2006, Petitioner demanded a due process hearing
by email correspondence from Petitioner's attorney to the
attorney for the School Board, based on a one-sentence objection
to the Individual Education Plan created on February 17, 2006
(February 2006 IEP), "that takes […]1 out of Hospital/homebound
and requires *** to attend a school that is not currently
appropriate for ***".2 On April 21, 2006, a five-page letter was
sent by regular mail and telecopy from Petitioner's attorney to
the School Board attorney, setting forth a "Description of
problems":
a. The District
(1) failed to provide […], a child with
disabilities, a free and appropriate
public education ("FAPE"), by
(a) failing to design and
implement an appropriate IEP;
and
(b) requiring […] to return to a
public school too soon.
(2) failed to provide […'s parents] with a
listing of the types and locations of
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all education records maintained by the
District and the titles and addresses
of the officials responsible for those
records;
(3) failed to provide […'s parents] with
their son's educational records;
(4) violated "stay put" by refusing to
continue services after a demand for
due process had been made;
b. […'s parents] had to engage the law
firm of Alvarez, Sambol, Winthrop &
Madson, P.A. to assist them in having
[…'s] legal rights enforced.
The April 21, 2006, letter included a statement that "this
letter serves as our client's demand for a due process hearing."
During a telephonic pre-hearing conference held on April 28,
2006, Petitioner requested that *** April 21, 2006, letter be
treated as *** amended demand for a due process hearing under
applicable state and federal law.
The parties jointly requested that the proceeding be abated
to allow time for the completion of certain psychological and
psychiatric testing and to allow for the parties' experts to
review and confer about the test results. The final hearing was
later scheduled, but twice continued at the request of the
parties, who expressly agreed to extend the time for the filing
of the Final Order as provided by state and federal law.
Before the final hearing, Petitioner filed a Motion to
Determine "Stay Put" During Pendency of Due Process Hearing. In
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the motion, Petitioner argued that Petitioner's proper
educational placement during the pendency of the due process
hearing was at home with continued Hospital/Homebound services
provided by the School Board. A response was filed by
Respondent in which it argued that the appropriate placement was
***. The parties stipulated that the facts necessary to make
the stay put determination were undisputed and set forth in the
motion and response. The undersigned issued an Order
determining that *** was the proper stay put placement.
At the hearing, Petitioner presented the testimony of…'s
parents and J. Christopher McGinnis, Ph.D., who was accepted as
an expert in school psychology, applied behavior analysis, and
child developmental disabilities and education. Respondent
presented the testimony of Frank Zencuch, Principal of ***;
Christine Barbuto, the Exceptional Student Education (ESE)
program specialist at ***; Candice Sanderson, a school
psychologist; Beverly Hiltabidle, a teacher who provided
Hospital/Homebound instruction to…; Nichole Fowlie, an ESE
teacher; Diana Thames,…'s teacher for language arts and U.S.
history; Catherine Crowley, an ESE teacher who taught…;
Katherine Stelmacki, the ESE assistant director at ***; and
Frank Lehninger, M.D., a psychiatrist.
In lieu of reconvening the final hearing to take the
testimony of Respondent's last witness, Michael McDowell, a
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psychologist, a deposition was conducted on February 22, 2007,
and the transcript of the deposition was filed at DOAH and
offered into evidence by Respondent. Following the testimony of
Mr. McDowell on the transcript, there is some testimony by …'s
mother, which the undersigned assumes was offered as rebuttal
testimony. Petitioner objected to the admission of the
transcript of Mr. McDowell's testimony as irrelevant. The basis
stated for Petitioner's relevance objection was that
Mr. McDowell had not evaluated or treated … until after the
demand for due process hearing. However, Petitioner also
presented the testimony of a psychologist, Dr. J. Christopher
McGinnis, who did not evaluate … until after the demand for due
process hearing. The testimony of both psychologists is
relevant to the issues in dispute because their psychological
evaluations occurred close enough in time to the February 2006
IEP to assist in determining the nature of …'s exceptionality
and whether the proposed accommodations would have provided …
FAPE. The entire deposition transcript was admitted into
evidence and marked as Volume 5 of the final hearing Transcript.
Respondent's binder of exhibits with pages Bates stamped
from 100000 to 101148 was admitted into evidence. Petitioner's
composite exhibits designated A through BB were admitted into
evidence.
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The five-volume Transcript of the final hearing was filed
with DOAH. At the request of the parties, they were allowed
additional time to submit their Proposed Final Orders (PFOs).
The PFOs were carefully considered in the drafting of this Final
Order.
FINDINGS OF FACT
1. … was *** years old when the request for due process
hearing was filed. *** is now ***. *** is the youngest of ***
parent's three natural children.
2. … was born two months premature and was in a neo-natal
intensive care unit for six weeks. When *** was finally brought
home, *** heart rate had to be monitored for several months due
to bradycardia (abnormally low heart rate).
3. … lagged in development of motor functions and
fundamental abilities such as sitting up and walking. …
continues to exhibit fine and gross motor function deficits,
causing *** to have difficulty in such things as dribbling a
basketball, tying *** shoes, or operating a can opener. *** has
processing deficits which cause *** to be easily distracted from
tasks and to read with less fluency than *** peers. …'s
handwriting is also deficient for *** age.
4. *** father testified that …'s emotional development
also lagged as a child, and *** remained "babyish" longer than
*** siblings. …is particularly sensitive to teasing and
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perceived insults. *** was uniformly described by *** parents
and teachers as quiet and polite.
5. ***, ***, and *** have a history of agoraphobia (fear
of open or public places) and panic disorder. …'s older ***
received ESE services for a learning disability.
6. …and *** family moved to Naples in 2001 from the
Chicago, Illinois, area. In Illinois, …was determined to have a
learning disability and to be eligible for special education
services pursuant to Illinois and federal law under the
designated learning disability "Other Health Impaired."
7. *** testified that "It's always been very hard for
anyone that's worked with …or tested *** to come up with an
accurate, trustworthy diagnosis."
8. When the family moved to Naples, *** was enrolled in
*** School as a fourth grader. In order to obtain special
education services for …at ***, the School Board required an
application form to be filled out by a medical doctor that
indicated …'s diagnosed learning disability. …'s mother took
the application form to an "urgent care walk-in" and told a
family physician there, Dr. Daniel Kaplan, that …'s disability
was Other Health Impaired. Dr. Kaplan wrote "Other Health
Impaired" on the form and signed it.
9. According to …'s mother, *** struggled with schoolwork
at *** and it caused *** to lose self-esteem and generally feel
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frustrated and unhappy. For middle school, …first attended ***
School in Naples. *** referred to several objections *** had
with the education …received at ***, which are irrelevant to the
matters at issue in the present case, except regarding *** claim
that …developed an extreme anxiety at *** due to being bullied,
which carried forward to ***.
10. …began to have recurring bouts of stomach aches,
indigestion, and diarrhea in the mornings before school because
*** feared new encounters with the boy who was bullying ***.
The bully was also an ESE student. To avoid the bully, ***
transferred *** to *** for seventh grade. That was the first
academic year for ***, which had just opened. Unfortunately,
the bully had also been transferred to *** and was in classes
with … Six weeks into the school year, …and the bully were
separated and no longer had a class together.
11. However, on December 15, 2004, there was an incident
in the lunchroom at *** in which the bully teased and
antagonized … to point that … became extremely upset. ***
reported the incident to the Collier County Sheriff's office,
which conducted a formal investigation and issued an official
report. After this incident, … more anxiety about going to
school and *** says *** struggled with *** almost every morning
to get *** to school. *** missed school on some occasions when
*** anxiety was particularly acute and, when *** went to school,
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*** often went to the bathroom because of diarrhea and to the
school clinic.
12. Despite …educational problems, *** was always promoted
to the next grade. …parents acquiesced in *** promotions, but
they testified at the final hearing that they believe *** grades
were exaggerated and did not accurately reflect *** educational
progress.
13. The bully was a year older than when …. began eighth
grade at ***, the bully had moved on to high school.
Nevertheless, …mother testified that *** anxiety continued with
the physical manifestations of stomach pain, indigestion, and
bloody diarrhea.
14….'s eighth grade teachers who testified at the final
hearing saw … differently than ***. ….started eighth grade with
an ESE class for several subjects and a regular (inclusion)
class for language arts and history. Diane Thames, who taught
the two inclusion classes, testified that …sometimes appeared
nervous about new class material, but not upset or agitated.
She observed that *** got along well with other students,
responded when she called on *** in class, and was willing to
ask questions. She testified that *** made progress in her
classes. Ms. Thames was assisted by Nichole Fowlie, an ESE
teacher. Ms. Fowlie testified that … was a good student who was
making progress. She did not see … display anxiety.
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15. Catherine Crowley, who taught … in *** ESE classes,
described *** as "smart." She observed that *** was
occasionally "uptight" and sometimes asked to use the restroom,
but that *** made "great progress." She thought *** was doing
well at *** and felt strongly that *** should be on a standard
diploma track.
16. Christine Barbuto, the ESE program specialist,
testified that … was progressing well. *** participated in
class, completed projects, had a positive attitude, worked well
with *** peers, and was meeting grade level expectations. ***
was making C's or higher grades.
17. Although *** regularly observed …'s behavior when ***
was with her outside of school and when she took *** to and from
school, she never observed *** in the classroom setting. …did
not appear at the final hearing. Therefore, much of ***
testimony about *** feelings and thoughts about what caused,
exacerbated, or diminished *** anxiety at ***, was hearsay. The
evidence is persuasive that… was more successful at managing ***
anxiety at school, and *** coping skills were better than ***
believed. This finding is not based on a view that the teachers
and school officials were more credible than ***, but on the
competent substantial evidence that …behaved differently when
*** was with *** than when she was not around.
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17. In September 2005, Ms. Barbuto contacted *** to find
out why *** had been absent from school two consecutive days,
and *** said she had pulled *** out of school and did not plan
on returning *** because *** "crashed" emotionally. Ms. Barbuto
suggested an IEP meeting to discuss *** concerns, and a meeting
was held on September 27, 2005. Ms. Barbuto's notes from the
meeting indicate that *** "expressed sincere satisfaction with
the education and ESE support services that *** had received at
*** School," but that she had observed a decline in …'s
emotional and mental status.
18. There was no evidence presented that … was bullied in
eighth grade at ***, but *** believed that...'s anxiety was
caused by the past bullying *** had experienced there. The more
persuasive psychological and psychiatric evidence presented does
not support the proposition that … 's anxiety was caused to a
significant degree by the fact that *** was the place where ***
had been bullied a year before.
19. Ms. Barbuto told *** about the possibility of
temporary Hospital/Homebound (H/H) instruction for … and
provided her with an application form for obtaining the doctor's
recommendation that was necessary for H/H placement. Soon
afterward,… and *** went to Ft. Lauderdale to see Dr. Diana
Martinez, a neurologist. On October 7, 2005, after spending
about an hour with … and *** parents, Dr. Martinez filled out
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the H/H application form, indicating that her medical diagnosis
of … was "encephalopathy."
20. Encephalopathy is a very general term encompassing
"any diffuse disease of the brain that alters brain function or
structure." If Dr. Martinez had written "something is wrong
with *** brain," she would not have conveyed less information.
*** candidly testified that Dr. Martinez did not have time to
make an accurate diagnosis, but *** insisted that Dr. Martinez
make a diagnosis because "it was a medical authorization we
drove two hours to receive."
21. In response to the question on the application form
"In your professional opinion, is the child's diagnosed problem
sufficiently severe to cause significantly debilitating effects
on the child's physical or psychological health?" Dr. Martinez
wrote, "[Patient] cannot attend school at this time, has a lot
of anxiety and unable to go."
22. The H/H application form includes a place for the
doctor to indicate the beginning and start dates for the
student's required absence from school. According to ***, Dr.
Martinez asked *** how long *** wanted the H/H placement to last
and Dr. Martinez would have put down any period of time that ***
requested. The time period that Dr. Martinez wrote on the H/H
application form, October 2005 to February 2006, was the time
period that *** requested. This evidence substantially
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undermines the credibility of Dr. Martinez' medical
recommendation. Dr. Martinez did not testify at the final
hearing.
23. Dr. Martinez indicated on the H/H application form
that "[Patient] is under workup for diagnosis." However,
Dr. Martinez did not intend to provide the "workup." She
recommended that additional assistance be sought locally.
Soon thereafter,… 's parents took … to the *** in the Naples
area, where *** was further evaluated. … 's parents did not
share the reports of these evaluations with the School Board
because the reports included information about other family
members or family circumstances that … 's parents preferred to
keep confidential.
24. Zoloft was prescribed for … by a doctor at the David
Lawrence Center to help … manage *** anxiety.
25. The IEP team, including … and ***, met on October 14,
2005, and produced a new IEP that called for H/H placement. The
October IEP was only to cover the period of the H/H status,
ending in February 2006.
26. Began to receive instruction a couple of hours each
weekday in *** home. Beverly Hiltabilde was one of *** H/H
teachers. She got along well with … and *** parents. She
regularly checked with … 's former classroom teachers to "stay
in line with their teaching." … had less anxiety at home and Ms.
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Hiltabidle said *** made progress, although *** had difficulty
with math and reading.
27. Another IEP meeting was held on December 13, 2005, to
discuss the need to re-evaluate …. *** agreed to a social-
emotional assessment and a psychiatric evaluation at School
Board expense. The social-emotional assessment was to be
conducted by Candice Sanderson, the school psychologist, and the
psychiatric evaluation was to be performed by Dr. Frank
Lehninger.
28. Ms. Sanderson conducted her assessment on December 16,
2005. It involved interviews with …, ***, and two of ***
teachers. All three adults rated … as having a tendency to be
overly sensitive about relatively minor physical problems or
discomforts. All three adults rated … as having anxiety and
internalizing problems. However,… 's self-rating for anxiety
was average. One teacher and *** reported withdrawal. One
teacher indicated difficulty in adapting to changes in the
environment. Neither …, nor the adults, saw odd behavior. … 's
self ratings showed feelings of alienation, hostility, and
dissatisfaction with school. It was Ms. Sanderson's opinion
that …. 's anxiety was not long term, persistent, or
maladaptive.
29. Dr. Lehninger met with … and *** and produced a report
of *** evaluation of … on December 15, 2005. The report states
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that *** was concerned about continuing homebound schooling
because of "lack of social and interpersonal skills," but ***
did not want *** to return to public school. *** wanted … to go
to Journeys, a private school in Naples, because *** thought it
would provide smaller classes, less distraction, and more
personal assistance from teachers.
30. Dr. Lehninger diagnosed … as having "anxiety disorder
NOS" (not otherwise specified) because … did not meet the
criteria for a specific type of anxiety, such as separation
anxiety or post traumatic stress disorder.
31. Dr. Lehninger noted in his report that "Although […]
has problems with social reciprocity, sensory defensiveness, and
maintaining same-age peer relationships, it is questionable at
this time if *** actually meets full criteria for a pervasive
developmental disorder."
32. Dr. Lehninger explained that a diagnosis of
encephalopathy is very general and does not, of itself, indicate
a need for home schooling. He did not see any immediate
concerns that would indicate … needed to continue with H/H
instruction. He recommended that … return to *** as soon as
possible.
33. Dr. Lehninger's recommendation was based in part on
the professional literature of the American Academy of Child and
Adolescent Psychiatry, of which he is a member, the American
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Academy of Family Physicians (AAFP), and the American Academy of
Pediatrics (AAP). For example, in the case of children with
"school refusal," the AAFP states that the primary treatment
goal is early return to school. An AAP article on homebound
instruction based on medical reasons states:
It must be clear that homebound instruction
is meant for acute and catastrophic health
problems that confine a child or adolescent
to home or hospital for a prolonged but
defined period of time and is not intended
to relieve school or parent of the
responsibility for providing education in
the least restrictive environment.
34. Dr. Lehninger testified that separation from school
for a student that has anxiety about school usually causes the
next visit to school to provoke increased anxiety.
35. *** told Dr. Lehninger about …'s past experience with
bullying and said one of her reasons for pulling … out of school
was that *** did not think the Collier County public school
system could provide … a safe and healthy academic environment.
However, Dr. Lehninger thought it was significant that in his
one-on-one session with …,… did not talk about past bullying or
being afraid *** might be bullied again. Dr. Lehninger saw no
symptoms of post traumatic stress disorder associated with the
past bullying. Petitioner's evidence was not sufficient to show
that *** was an unsafe environment due to ongoing bullying, or
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that the school staff was unwilling or unable to respond
appropriately to any future bullying incident.
36. Dr. Lehninger's December 15, 2005, report of his
evaluation of … contained eight recommendations, including the
following, which is most relevant to the issues in this case:
[…] is currently receiving hospital home
bound schooling. Due to the limited social
and interpersonal interactions available in
this type of academic setting, […] will
benefit from returning to school as soon as
possible. Since initiation of Zoloft 100mg
daily, […]'s anxiety and depressive features
have improved; thus, *** ability to cope
with daily school related stressors may be
less overwhelming. Initially, […] will most
likely do best in a small, highly
structured, and predictable classroom
setting; integration into larger classes
should occur slowly and with appropriate
external support. Continuing regularly
scheduled school meetings with […] and ***
parents, and allowing for appropriate
measures to decrease […]'s anxiety (e.g.,
ability to meet with a designated school
staff member on a regular basis; providing
appropriate individualized time if desired;
substituting difficult tasks with other
projects) may be helpful. Identifying and
promoting […]'s academic and social
strengths (e.g., enthusiastic; hard working;
kind; organized) will certainly further
assist in building a positive self-esteem.
37. *** testified that *** was impressed with Dr.
Lehninger and pleased with his recommendations.
38. On January 17, 2006, another IEP meeting was held,
which *** attended. A draft IEP was prepared for the meeting
which included a note that "[…] is currently on
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Hospital/Homebound through the end of February 2006. ***
homebound services will end at that time." However, due to ***
objection to a statement in the draft IEP that … had attention
deficit disorder (ADD), the meeting ended without further review
or finalization of the draft IEP.3
39. *** reported at the January meeting that when … took
Zoloft, *** anxiety "went away."
40. In a February 6, 2006, letter to Principal Frank
Zencuch, *** said, "I made it clear that Hospital/Homebound was
to be a temporary solution, and several times since I have
expressed to those involved that […] is isolated at home in a
restrictive environment, and this is not in *** best interest."
Nevertheless, *** preferred H/H services to returning … to ***.
41. Another IEP meeting was held on February 17, 2006,
which was attended by ***. The IEP reviewed at the meeting was
similar to the draft IEP brought to the meeting in January. The
February 2006 IEP also contained the note that …'s homebound
services would terminate at the end of February.
42. The February 2006 IEP included several elements
specifically designed to assist … to transition from homebound
instruction to ***. For two weeks, … would attend school for
one class per day, while continuing the same level of homebound
instruction. The *** class would have been English, which Ms.
Barbuto said was chosen because it is a "highly structured safe
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environment with a smaller number of students." Then … would
return to school full time, but *** was to have four classes
that were co-taught (by a regular teacher and an ESE teacher),
whereas before *** H/H status, *** had just two co-taught
classes. *** would have been placed in a "learning strategies"
class, which teaches organizational skills, study skills, and
test preparation skills. In addition,… was to be provided
weekly psychological counseling at school and monthly
psychotherapy and psychiatric services to be paid for by the
School Board. However, *** parents were not satisfied with
these IEP accommodations.
43. Petitioner claims that the February 2006 IEP meeting
was conducted without appropriate time and consideration given
to the concerns expressed by … 's parents. Estimates of the
length of the meeting were "more than two hours" (Ms. Barbuto)
and "several hours" (Ms. Sanderson). The more persuasive
evidence shows that the other IEP team members were willing to
spend more time on any subject that … 's parents had questions
about or wanted to discuss further. There was no point during
the meeting when … 's parents were cut off from further
discussion or told that a subject could not be discussed.
44. However,… 's parents were frustrated at the February
IEP meeting because they wanted … to stay at home, but the rest
of the IEP team thought that … should return to *** at the end
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of February. Ms. Sanderson, for example, testified that she
thought the longer … stayed at home, the more challenging it
would be to get *** back into the school setting.4
45. …'s parents asked the school officials to extend … 's
H/H status two weeks so they could obtain an independent
educational evaluation (IEE). Ms. Stelmacki agreed to contact
Dr. Lehninger to ask him whether he would consider authorizing
an extension. On February 20, 2006, Dr. Lehninger told
Ms. Stelmacki that the Zoloft had proven to be effective in
reducing … 's anxiety, and he saw no reason for H/H instruction
to continue beyond the end of February. Dr. Lehninger stated
that he was ready to begin treating … and, if a problem occurred
during … 's "reentry" to ***, it could be addressed immediately.
46. On March 1, 2006, … 's parents filed a demand for due
process hearing. They refused to return … to *** for the
balance of the school year. The School Board did not provide
homebound services after February 2006, and …'s parents did not
provide a home school tutor at their own expense. Nevertheless,
…'s grades through February 2006 were sufficient, when averaged
with the F's *** received for the final grading period, to
promote *** to *** grade. *** is now a *** grader at *** School
in Naples.
47. The demand for due process hearing insisted that the
School Board continue to provide H/H educational services during
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the pendency of the proceeding. In addition, it introduced
objections to the February 2006 IEP that were not previously
raised by …'s parents, pertaining to alleged deficiencies in the
February 2006 IEP's statements of …'s current performance levels
and educational goals.
48. *** requested that the School Board pay for an IEE by
Dr. Patrice Mack, a psychiatrist. *** also sought an evaluation
by a psychologist, Dr. J. Christopher McGinnis.
49. Dr. Mack conducted an evaluation of … on or about May
3, 2006. Dr. Mack's notes from her interview with … indicate
that *** told her about bullying in ***grade, but nothing about
bullying in the *** grade. Her notes show *** told her that ***
"got sick every day - stomach aches."
50. In a place on the interview form used by Dr. Mack
entitled "Reason For Referral," Dr. Mack wrote, "crisis point,
poor self-esteem, anxiety @ school, 'abusive 6th [grade]
teacher,' irritable bowel, teased by 1 kid in front of everyone,
school phobia." A reasonable inference from the evidence is
that this information was provided to Dr. Mack ***.
51. Dr. Mack diagnosed … as having generalized anxiety
disorder, OCD (obsessive compulsive disorder), IBS (irritable
bowel syndrome), and PTSS (post traumatic stress syndrome). She
filled out the H/H application form on March 8, 2006, and
indicated that … should be out of school from August 2005 to
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June 2006. Without explanation, Dr. Mack's recommended
homebound placement reached back in time to cover all of … 's
eighth grade school year, even the first part of the year before
*** pulled *** out of school. Dr. Mack did not testify at the
final hearing.
52. The H/H application form filled out by Dr. Mack was
provided to ***, but the school officials decided to rely on the
recommendation of Dr. Lehninger and require … to return to ***.
53. … 's parents obtained a new psychological evaluation
of … by Dr. J. Christopher McGinnis in Ft. Myers, Florida. Dr.
McGinnis tested … on three days in March 2006, and produced a
report in May 2006.5 Dr. McGinnis found that … 's own view of
*** anxiety and social functioning was more positive than ***
parents. Dr. McGinnis concluded that that the parent's view was
more accurate.
54. It was Dr. McGinnis' opinion that … had a combination
of post traumatic stress disorder, generalized anxiety disorder,
attention deficit with hyperactivity disorder, and nonspecific
issues, "making school aversive for this child."
55. Dr. McGinnis noted that … 's gastrointestinal problems
might not be psychosomatic, but reflect a "Celiac disease" or
other underlying medical condition. Therefore, he recommended
that … get a medical examination. The record does not reflect
whether this was done.
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56. Dr. McGinnis' report included recommendations for
educational planning, including the following:
Dr. Lehninger recommended that […] return to
school as soon as possible "due to limited
social and interpersonal interactions
available [while on homebound status]." The
undersigned spoke by telephone with Dr.
Lehninger on May 2, 2006, regarding this
statement, which Dr. Lehninger informed was
asserted under the assumption that
appropriate accommodations were being
extended to […] and that the school building
was in fact a safe place to be. He welcomed
a future consultation with […] in order to
revisit his earlier statement should this
not be the case.
The undersigned offers that […]'s return to
school may exacerbate *** anxiety thereby
rendering educational efforts less
effective, particularly if the proposed
public school does not represent a safe and
orderly learning environment conducive to
learning for […]. In and of itself, being
around lots of other children does not
necessarily predict that *** will benefit
socially or otherwise. If *** is to
continue on homebound, then it would be
important for *** parents to arrange
structured socialization opportunities much
like home-schooling parents do for their
children. This is not to say, however, that
*** cannot benefit from returning to school
at some point, especially provided that an
effective anti-bullying policy is developed
and put into place at the school. [Emphasis
in original]
57. Dr. McGinnis' report includes statements such as
"Communication must be improved between parties to allow the IEP
team to function at its peak performance as intended by law,"
which appear to reflect a version of events as told to
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Dr. McGinnis by ***.
58. Dr. Lehninger is the only psychiatrist who not only
conducted an evaluation of …., but also treated ***.
Dr. Lehninger is still treating … ., and …. is responding
successfully to the treatment. Dr. Lehninger said that the
disorders diagnosed by Dr. Mack and Dr. McGinnis do not dictate
removal from school. He said he treats a number of students who
are attending school with these disorders.
59. Dr. Lehninger shares or has adjoining office space
with Michael McDowell, an independent psychologist and mental
heath counselor to whom Dr. Lehninger sometimes refers patients.
Mr. McDowell provided psychological counseling services to … for
several months beginning in August 2006. It was Mr. McDowell's
opinion that *** tried to do too much and interfered with …'s
ability to be more self-reliant and independent.
60. The opinions offered by the psychiatrists and
psychologists regarding …. and *** need for H/H placement was
conflicting and required *** officials and the School Board to
make a determination of which opinions to follow. Likewise, the
undersigned had to determine, de
novo, which of the conflicting
expert opinions offered into evidence were more persuasive,
based on the entirety of the written and spoken record, as well
as the demeanor of the witnesses who gave live testimony. It is
found that the *** officials and School Board chose correctly.
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The opinions of Dr. Lehninger, generally, and his specific
opinion that … should return to school as soon as possible, were
more credible and persuasive.
61. The program of education outlined in the February 2006
IEP, as well as the accommodations designed to minimize and
manage …'s anxiety, would have provided … with FAPE if *** had
been allowed to return to school in March 2006.
62. Petitioner also claimed that the February 2006 IEP
failed to adequately state …'s present levels of performance or
establish measurable objectives for ***. For example, the IEP
calls for … to receive three days of counseling each week, but
Petitioner objected that the IEP does not make clear what days
of the week or how long the counseling would last. This and
other alleged imprecision in the IEP which Petitioner complained
of were not of such a nature as to render the IEP confusing or
difficult to implement so as to deny FAPE.
63. Petitioner complained that … 's educational records
were not promptly provided when requested by … 's parents or
their attorney. The evidence shows that the School Board
attempted to provide the records as soon as possible, a
substantial majority of the records were provided immediately,
and there was no intent to delay or refuse to produce any
record. Petitioner did not show how Petitioner's case at the
final hearing was prejudiced or somehow diminished by the School
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Board's failure to provide any record sooner. Petitioner was
not denied due process.
CONCLUSIONS OF LAW
64. DOAH has jurisdiction over the subject matter pursuant
to Section 120.569 and Subsections 120.57(1) and 1003.57(1)(e),
Florida Statutes (2006).6
65. Respondent is a recipient of federal funding for
education of students with disabilities and is subject to the
Individuals with Disabilities Education Act (IDEA), 20 U.S.C.
1400 et.
seq.; and Florida law applicable to special students
instruction, Section 1003.57, Florida Statutes.
66. In Town of Burlington v. Department of Education , 736
F.2d 773 (1st Cir. 1984), aff'd 471 U.S. 359 (1985), the court
described the relationship of state and federal statutory and
regulatory law as one in which "States are responsible for
filling in the numerous interstices within the federal Act
through their own statutes and regulations. Congress provided
for federal executive oversight through states' annual plans to
assure basic compliance with the federal minimum standards but
the states supply the machinery necessary to effectuate the
guarantees provided by the federal Act on a daily basis."
736 F.2d at 785.
67. Subsection 1003.57(1), Florida Statutes, requires each
school district to provide "an appropriate program of special
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instruction, facilities, and services for exceptional students
as prescribed by the State Board of Education."
68. Subsection 1003.01(3)(a), Florida Statutes, defines an
"exceptional student" as any student determined to be eligible
for a special program pursuant to rules of the State Board of
Education. Subsection 1003.01(3)(b), Florida Statutes, defines
"special education services" as "specially designed instruction
and such related services as are necessary for an exceptional
student to benefit from education."
69. Florida Administrative Code Rule 6A-6.03015 provides
in relevant part:
6A-6.03015 Special Programs for Students who
are Physically Impaired.
(3) Students who are other health impaired.
Other health impaired means having limited
strength, vitality or alertness due to
chronic or acute health problems such as a
heart condition, tuberculosis, rheumatic
fever, nephritis, asthma, sickle cell
anemia, hemophilia, epilepsy, lead
poisoning, leukemia, or diabetes that
adversely affect a child’s educational
performance.
(a) Criteria for eligibility. A student is
eligible for a special program for the
physically impaired if the student has a
health impairment which results in reduced
efficiency in school work because of
temporary or chronic lack of strength,
vitality or alertness.
70. Florida Administrative Code Rule 6A-6.03028 provides
in relevant part:
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An Individual Educational Plan (IEP) or
Individual Family Support Plan (IFSP) must
be developed, reviewed, and revised for each
eligible child with a disability served by a
school district, or other state agency that
provides special education and related
services either directly, by contract, or
through other arrangements, in accordance
with this rule. Parents are partners with
schools and school district personnel in
developing, reviewing, and revising the
individual education plan (IEP) for their
child. . . Procedures for the development
of the individual educational plan,
including procedures for parental
involvement, and the required contents for
the IEP shall be . . . consistent with the
following requirements:
(1) Role of parents. The role of parents
in developing IEPs includes, but is not
limited to:
(a) Providing critical information
regarding the strengths of their child;
(b) Expressing their concerns for enhancing
the education of their child so that their
child can receive a free appropriate public
education;
(c) Participating in discussions about the
child’s need for specially designed
instruction and related services;
(d) Participating in the determination of
how the child will be involved and progress
in the general curriculum, including
participation in the statewide assessment
program and in district-wide assessments;
(e) Participating in the determination of
what services the school district will
provide to the child and in what setting;
and
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(f) Participating in the determination of
whether the child is pursuing a course of
study leading towards a standard diploma,
consistent with Section 1003.43, Florida
Statutes, or a special diploma, consistent
with Section 1003.438, Florida Statutes.
* * *
(6) Considerations in IEP development,
review, and revision for students with
disabilities. The IEP team shall consider
the following in IEP development, review,
and revision:
(a) The strengths of the student and the
concerns of the parents for enhancing the
education of their child;
(b) The results of the initial or most
recent evaluation of the student;
(c) As appropriate, the results of the
student’s performance on any general state
or district assessment;
* * *
(7) Contents of the IEP for students with
disabilities. Each district, in
collaboration with the student’s parents,
shall develop an IEP for each student with a
disability. . . The IEP for each student
with a disability must include:
(a) A statement of the student’s present
levels of educational performance, including
how the student’s disability affects the
student’s involvement and progress in the
general curriculum. For students with
disabilities who participate in the general
statewide assessment program, consistent
with the provisions of Rule 6A-1.0943,
F.A.C., a statement of the remediation
needed for the student to achieve a passing
score on the statewide assessment, or for
prekindergarten children, as appropriate,
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how the disability affects the student’s
participation in appropriate activities;
(b) A statement of measurable annual goals,
including benchmarks or short term
objectives related to meeting the student’s
needs that result from the student’s
disability to enable the student to be
involved in and progress in the general
curriculum or for preschool children, as
appropriate, to participate in appropriate
activities and meeting each of the student’s
other educational needs that result from the
student’s disability;
(c) A statement of the specially designed
instruction and related services and
supplementary aids and services to be
provided to the student, or on behalf of the
student, and a statement of the classroom
accommodations, modifications or supports
for school personnel that will be provided
for the student to advance appropriately
toward attaining the annual goals; to be
involved and progress in the general
curriculum in accordance with paragraph
(7)(a) of this rule; to participate in
extracurricular and other nonacademic
activities; and to be educated and
participate with other students with
disabilities and nondisabled students in the
activities described in this paragraph;
(d) An explanation of the extent, if any,
to which the student will not participate
with nondisabled students in the regular
class and in the activities described in
paragraph (7)(c);
(e) A statement of any individual
accommodations in the administration of the
state or district assessments of student
achievement that are needed in order for the
student to participate in state or district
assessments.
* * *
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(f) The projected date for the beginning of
the specially designed instruction,
services, accommodations and modifications
described in paragraph (7)(c) of this rule
and the anticipated frequency, location, and
duration of those services;
(g) A statement of how the student’s
progress toward the annual goals will be
measured and how the student’s parents will
be regularly informed (at least as often as
parents are informed of their nondisabled
children’s progress) of the student’s
progress toward the annual goals and the
extent to which that progress is sufficient
to enable the student to achieve the goals
by the end of the year;
(h) During the student’s eighth grade year
or during the school year of the student’s
fourteenth birthday, whichever comes first,
a statement of whether the student is
pursuing a course of study leading to a
standard diploma or a special diploma.
(i) Beginning by the student’s fourteenth
birthday (or younger, if determined
appropriate by the IEP team), including the
student and the student’s parents, and
updated annually:
1. A statement of the student’s desired
post-school outcome which shall be developed
through a student-centered process;
2. A statement of the student’s transition
service needs under the applicable
components of the student’s IEP that focuses
on the student’s courses of study, such as
participation in advanced-placement courses
or a vocational education program; and
3. Consideration of instruction or the
provision of information in the area of
self-determination to assist the student to
be able to actively and effectively
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participate in IEP meetings and self-
advocate, if appropriate.
* * *
(10) Review and revision of the IEP. The
school district shall ensure that the IEP
team:
(a) Reviews the student’s IEP periodically,
but not less than annually, to determine
whether the annual goals for the student are
being achieved; and
(b) Revises the IEP as appropriate to
address:
1. Any lack of expected progress toward the
annual goals and in the general curriculum,
if appropriate,
2. The results of any reevaluation
conducted,
3. Information about the student provided
to, or by, the parents,
4. The student’s anticipated needs or other
matters,
5. Consideration of the factors described
in subsection (6) of this rule, and
6. The remediation of skills needed to
obtain a passing score on the statewide
assessment.
(c) Responds to parent’s right to ask for
revision of the student’s IEP or to invoke
due process procedures in accordance with
subsection 6A-6.03311(11), F.A.C., if the
parent feels that the efforts required to
provide specially designed instruction
related services are not being made.
(11) IEP implementation and accountability.
The school district . . . is responsible for
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Page 33
providing the specially designed instruction
and related services to students with
disabilities in accordance with the
students' IEPs. However, it is not required
that the school district, teacher, or other
person be held accountable if a student does
not achieve the growth projected in the
annual goals and benchmarks or
objectives . . . .
71. Florida Administrative Code Rule 6A-6.03311 provides
in relevant part:
(4) Parents’ opportunity to examine records
and participate in meetings.
(a) The parents of a child with a
disability shall be afforded an opportunity
to inspect and review their child’s
educational records including all records
related to the identification, evaluation,
and educational placement of the child and
the provision of a free appropriate public
education to the child in accordance with
Rule 6A-1.0955, F.A.C., Section 1002.22,
Florida Statutes, 34 CFR 300.569, 300.571,
and 300.572 and this rule.
(b) The right to inspect and review
education records under this rule includes
the right to have a representative of the
parent inspect and review the records.
* * *
(7) Independent educational evaluation.
(a) The parents of a child with a
disability have the right to obtain an
independent educational evaluation for their
child and be provided upon request for an
independent educational evaluation
information about where an independent
educational evaluation may be obtained and
the qualifications of the evaluation
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Page 34
specialist in accordance with paragraph
(4)(a) of Rule 6A-6.0331, F.A.C.
(b) Independent education evaluation is
defined to mean an evaluation conducted by a
qualified specialist . . . who is not an
employee of the school board.
* * *
(f) A parent has the right to an
independent educational evaluation at public
expense if the parent disagrees with an
evaluation obtained by the school district.
72. The burden of proof in this case is on the Petitioner
because *** is the party seeking relief. Schaffer v. Weast, 546
U.S. 49, 126 S. Ct. 528, 163 L. Ed. 2d 387 (2005).
73. The standard in determining whether an IEP provides
FAPE is to determine whether it is reasonably calculated to
provide the student with educational benefit. Board of
Education of the Hendrick Hudson Central School District v.
Rowley, 458 U.S. 176, 188 (1982). An appropriate education is
one that allows a student to make measurable and adequate gains
in the classroom. J.S.K. v. Hendry County School Board
, 941
F.2d 1563, 1573 (11th Cir. 1991). Under the IDEA there is no
entitlement to the best program available. School districts are
not required to maximize educational programs for a handicapped
student.
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Page 35
74. In School Board of Martin County v. A. S. , 727 So. 2d
1071 (Fla. 4th DCA 1999), the court discussed the nature and
extent of the educational benefits which Florida school
districts must provide to exceptional students, stating:
Federal cases have clarified what
"reasonably calculated to enable the child
to receive educational benefits" means.
Educational benefits under IDEA must be more
than trivial or de minimis. J.S.K. v.
Hendry County School District, 941 F.2d 1563
(llth Cir. 1991); Doe v. Alabama State
Department of Education, 915 F.2d 651 (llth
Cir. 1990). Although they must be
"meaningful," there is no requirement to
maximize each child's potential. Rowley, 458
at 192, 198.
Id. at 1074.
75. The February 2006 IEP was reasonably calculated to
provide …. with educational benefit. Although it did not
satisfy *** parents' notions of the accommodations necessary for
… to learn despite *** general anxiety syndrome, the evidence
shows that *** parents' perception of *** needs was distorted.
They gave … less credit than the more persuasive evidence showed
*** deserved for being able to cope and manage *** anxiety in
the classroom. The parents' perception of … 's teachers and
other *** staff members was also distorted. …'s teachers and
the other *** staff members were genuinely concerned for the
physical and emotional wellbeing of …, and willing and capable
of providing *** with educational benefits.
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Page 36
76. Subsection 1003.57(1)(e), Florida Statutes, provides
in part:
Notwithstanding any law to the contrary,
during the pendency of any proceeding
conducted pursuant to this section, unless
the district school board and the parents
otherwise agree, the student shall remain in
his or her then-current educational
assignment or, if applying for initial
admission to a public school, shall be
assigned, with the consent of the parents,
in the public school program until all such
proceedings have been completed.
77. An Administrative Law Judge lacks the authority to
order an educational placement or specify an educational
setting. "Stay put" placement during the pendency of a due
process hearing is injunctive relief that only a court may
order. An Administrative Law Judge may address stay put only to
assist a court in the exercise of its judicial discretion as to
stay put or possibly to assist the parties in negotiating a
placement pending litigation. The parties requested that the
undersigned rule on their legal dispute about the proper
placement of … during the pendency of the hearing and a ruling
was made that *** was … 's appropriate placement.
78. Generally, the courts have interpreted the term
"current educational placement" to mean the current education
and related services and placement provided in accordance with
the most recently approved IEP. Thomas v. Cincinnati Bd. of
Education, 918 F.2d 618, 625 (6th Cir. 1990). The term
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Page 37
"placement" in this context includes a student's entire
educational program and is not limited to the physical location
where the program is implemented. There is no change in
placement when the change does not affect Petitioner's general
educational program even if, for example, it occurs at a
different school. Concerned Parents and Citizens for Continuing
Education at Malcolm X v. New York City Board of Education, 629
F.2d 751 (2d Cir. 1980). There is no change in placement when
there is no significant change in Petitioner's program or
services. DOE v. Maher, 793 F.2d 1470 (9th Cir. 1986).
79. It is not disputed that the October 14, 2005 IEP was
the stay put IEP. The dispute involves whether the October 2005
IEP authorized H/H placement and H/H educational services beyond
February 2006, or called for … 's return to *** in March 2006.
The evidence shows that the IEP team, including … 's parents,
understood at the time the October 2005 IEP was signed and put
into effect that it called for … 's return to *** in March 2006,
because *** entitlement to homebound educational services was
only possible because it was based on a physician's
recommendation, and the physician had prescribed it for only
five months, to end in February 2006.
80. Petitioner cited a number of cases that interpret and
discuss the IDEA stay put provision and argues that, because …
was in H/H placement pursuant to the October IEP, this body of
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Page 38
federal decisional law makes … 's appropriate stay put placement
at home. However, none of the cases cited involve the facts
presented here. It is the view of the undersigned that the
requirement of Florida Administrative Code Rule 6A-6.3020 that
H/H placement be prescribed by a licensed physician, and the
facts in this case that (1) Dr. Martinez prescribed homebound
instruction for … for only five months, (2) the IEP team
understood that the October 2005 IEP called for temporary H/H
placement, (3) prior to the conclusion of the five months, Dr.
Lehninger confirmed that homebound instruction beyond February
2006 was not medically necessary for …, and (4) continued
homebound placement would likely worsen … 's anxiety about
school, set this case apart from the cases cited by Petitioner.
81. A fundamental goal of both the federal and state ESE
laws is to educate students with disabilities in the least
restrictive environment and preferably with the regular student
population. Subsection 1003.57(1)(f), Florida Statutes,
requires that school districts providing ESE instruction and
services use the regular schools "to the maximum extent
appropriate" and segregate ESE students only if education in
regular classes, with supplemental aids and services, "cannot be
satisfactorily achieved." 20 U.S.C. Section 1412(a)(5)(a)
requires that public schools, to the "maximum extent
appropriate," provide for the education of disabled children
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Page 39
with children who are not disabled. Dr. Lehninger’s
recommendation that ……… … return to *** and the adoption of the
recommendation by Respondent were consistent with the
fundamental goal of the state and federal law to provide
disabled students a public education in the least restrictive
environment.
82. H/H placement is inherently temporary because it is
derived from a medical recommendation regarding the time period
needed to effectuate a cure, recuperation, or stabilization of a
medical condition. H/H placement should be temporary because it
is one of the most restrictive educational environments and,
therefore, conflicts directly with the state and federal goal.
83. With regard to educational placement, the court in
School Board of Martin County v. A.S., supra, stated:
The issue is whether the "placement [is]
appropriate, not whether another placement
would also be appropriate, or even better
for that matter. The school district is
required by the statute and regulations to
provide an appropriate education, not the
best possible education, or the placement
the parents prefer." [citations omitted]
727 So. 2d at 1074.
84. Citing the U.S. Supreme Court's decision in Rowley ,
supra, the court in Lachman v. Illinois Bd. of Educ., 852 F.2d
290, 297 (7th Cir. 1988), stated, "[P]arents, no matter how
well-motivated, do not have a right . . . to compel a school
39
Page 40
district to provide a specific program or employ a specific
methodology in providing for the education of their handicapped
child."
85. Respondent was prepared to provide …. with
personalized instruction and sufficient supportive services at
*** under the February 2006 IEP to permit *** to benefit from
the instruction. H/H placement was not necessary for …. to
receive educational benefits.
86. With regard to Petitioner's objection to the School
Board's failure to timely produce educational records that were
demanded after the February 2006 IEP meeting, there was no claim
or evidence that Respondent intentionally failed to produce
documents. Furthermore, Petitioner did not claim or show that
any omitted or tardily-produced records resulted in prejudice to
Petitioner in the presentation of factual and legal issues at
the hearing. Respondent's failure to immediately produce all
educational records did not deprive ….. of an educational
benefit or deny due process.
87. In evaluating whether a procedural defect has deprived
a student of FAPE, the court must consider the impact of the
procedural defect. A procedural defect is not a per
se denial
of FAPE. Weiss v. School Board of Hillsborough County, 141 F.3d
990, 997 (11th Cir. 1998). The evidence in this record does not
establish that Respondent violated any procedural requirement so
40
Page 41
as to impede …. 's right to FAPE, or significantly impeded ***
parents' opportunity to participate in the decision-making
process, or caused a deprivation of educational benefits to …..
ORDER
Based on the foregoing Findings of Fact and Conclusions of
Law, it is ORDERED that:
1. The February 2006 IEP provided Petitioner with a free
appropriate public education at ***School; and
2. All claims asserted by Petitioner in its amended demand
for a due process hearing are denied as contrary to law and the
preponderance of the evidence.
DONE AND ORDERED this 7th day of June, 2007, in
Tallahassee, Leon County, Florida.
S
BRAM D. E. CANTER
Administrative Law Judge
Division of Administrative Hearings
The DeSoto Building
1230 Apalachee Parkway
Tallahassee, Florida 32399-3060
(850) 488-9675 SUNCOM 278-9675
Fax Filing (850) 921-6847
www.doah.state.fl.us
Filed with the Clerk of the
Division of Administrative Hearings
this 7th day of June, 2007.
ENDNOTES
41
Page 42
1/ Throughout this Final Order, all references to Petitioner by
name are replaced with *** initials for purposes of
confidentiality.
2/ Except where noted, all the claims and allegations attributed
to Petitioner in this Final Order are the claims and allegations
presented by …..'s parents on *** behalf.
3/ *** was angry that the School Board had improperly labeled ….
as having ADD, but that diagnosis originated from Dr. Kaplan's
original paperwork that was used to first establish …. 's
eligibility for ESE services in Florida. Subsequently, both Dr.
Lehninger and Dr. J. Christopher McGinnis, a psychologist,
identified ADD as a possible exceptionality for ………
4/ Ms. Hiltabidle,….. 's H/H instructor, did not attend the
February 2006 IEP meeting, but she also thought …… should be
integrated back into school.
5/ This date is inferred from other evidence. Dr. McGinnis's
report is not dated.
6/ All references to the Florida Statutes are to the 2006
codification unless otherwise indicated.
COPIES FURNISHED:
Raymond J. Baker, Superintendent
Collier County School Board
5775 Osceola Trail
Naples, Florida 34109-0919
Deborah K. Kearney, General Counsel
Department of Education
Turlington Building, Suite 1244
325 West Gaines Street
Tallahassee, Florida 32399-0400
Eileen L. Amy, Administrator
Exceptional Student Education Program
Administration and Quality Assurance
Department of Education
325 West Gaines Street, Suite 614
Tallahassee, Florida 32399-0400
Paul E. Liles, Esquire
42
Page 43
Alvarez, Sambol, Winthrop & Madson, P.A.
4315 Metro Parkway, Suite 510
Fort Myers, Florida 33916-7947
Richard W. Withers, Esquire
School Board Attorney
Collier County School District
5775 Osceola Trail
Naples, Florida 34109-0919
NOTICE OF RIGHT TO JUDICIAL REVIEW
This decision is final unless an adversely affected party:
a) brings a civil action within 30 days in
the appropriate federal district court
pursuant to Section 1415(i)(2)(A) of the
Individuals with Disabilities Education Act
(IDEA); [Federal court relief is not
available under IDEA for students whose only
exceptionality is "gifted"] or
b) brings a civil action within 30 days in
the appropriate state circuit court pursuant
to Section 1415(i)(2)(A) of the IDEA and
Section 1003.57(1)(e), Florida Statutes; or
c) files an appeal within 30 days in the
appropriate state district court of appeal
pursuant to Sections 1003.57(1)(e) and
120.68, Florida Statutes.
43
