Columbia | Case 20-1461 | 2020-12-01
Florida special education due-process decision
- Case number
- 20-1461
- Date
- 12/1/2020
- Parties / district (official listing)
- Columbia
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Decision text
Page 1
STATE OF FLORIDA
DIVISION OF ADMINISTRATIVE HEARINGS
**,
Petitioner,
vs.
C
OLUMBIA COUNTY SCHOOL BOARD,
Respondent.
/
Case No. 20-1461E
FINAL ORDER
Pursuant to notice, a final hearing was conducted via Zoom Conference on
September be fore Administrative Law Judge (ALJ)
o f the Division of Administrative Hearings (DOAH).
APPEARANCES
For Petitioner: , Esquire
.
, Florida
For R espondent: , Esquire
, Florida
STATEMENT OF THE ISSUES
Whether Respondent violated the Individuals with Disabilities Education
Act (IDEA), 20 U.S.C. § 1400, et seq., by (1) failing to develop an appropriate
individualized educational program (IEP) that was reasonably calculated to
enable Petitioner to make progress appropriate in light of Petitioner’s
circumstances; (2) failing to implement Petitioner’s IEPs; (3) significantly
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impeding Petitioner’s parents opportunity to meaningfully participate in the
decision-making process regarding the provision of a free appropriate public
education (FAPE) to Petitioner; (4) inappropriately restraining Petitioner;
and (5) failing to appropriately report incidents of restraint. If it is concluded
that Respondent substantially violated the IDEA, Petitioner’s remedy must
be determined.
PRELIMINARY STATEMENT
Respondent received Petitioner’s Request for Due Process Hearing
(Complaint) on March . Respondent forwarded the Complaint to
DOAH o n March , and the matter was initially assigned to ALJ
en tered an initial Case Management Order
requiring the parties to convene a resolution session no later than April
, a nd requiring Respondent to file a status report confirming that the
resolution session had occurred and advising of the likelihood that the parties
would resolve the complaint.
On A
pril , after no status report was filed, ALJ filed an
Order Requiring Status Report, requiring the parties to provide a status
report regarding the resolution session
no later than May . On May
the parties filed a joint status report advising that they attended
mediation with the Florida Department o f Education on April , and
that the mediation had not resulted in a resolution. Due to the intervening
COVID-19 pandemic and the effect of same on the availability and
presentation of witnesses and the proceedings in general, the parties
requested a telephonic status conference before scheduling the due process
hearing.
In accordance with the parties
’ request, ALJ held a telephonic
scheduling co nference on May . As a result of this scheduling hearing,
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ALJ en tered a Notice of Hearing setting this matter for a due process
hearing from June through . On June , the parties jointly
requested a continuance of the hearing for numerous reasons, including the
desire to continue informal negotiations, to engage in discovery, and to
ensure the availability of witnesses who were out of school for the summer.
On June , ALJ entered an Order Granting Continuance,
Rescheduling Hearing, and Extending the Time for Final Order. The due
process hearing was rescheduled for September , through October
On A
ugust , , this matter was transferred from ALJ to the
undersigned f or all further proceedings. On September , the
undersigned issued an Order of Pre-Hearing Instructions. Pursuant to this
Order, the parties were required to file a pre-hearing stipulation no later
than September .
On
September , the parties filed their Joint Pre-Hearing
Stipulation. O n September , the parties filed an Amended Joint Pre-
Hearing Stipulation, which included the parties’ position(s) on the specific
legal issues to be determined as well as a concise statement of facts, which
are admitted and required no additional proof at final hearing.
The final hearing proceeded and c
oncluded on September . Upon
the conclusion of the final hearing, the parties stipulated to the submission of
proposed final orders within 20 days of filing the transcript and further
stipulated to the issuance of the undersigned’s Final Order within 20 days
thereafter. T he final hearing Transcript was filed on October .
T
he identity of the witnesses and exhibits and rulings regarding each are
as set forth in the Transcript. The parties timely filed proposed final orders,
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which have been considered in the preparation of this Final Order. Unless
otherwise indicated, all rule and statutory references are to the version in
effect at the time of the alleged violations.
For stylistic convenience, the undersigned will use male pronouns in this
Final Order when referring to Petitioner. The male pronouns are neither
intended, nor should be interpreted, as a reference to Petitioner’s actual
gender.
FINDINGS OF FACT
Pursuant to the Amended Joint Pre-Hearing Stipulation of the parties,
the Findings of Fact set forth verbatim in paragraphs 1 through 8 are
stipulated to by the parties:
1. P
etitioner transferred from School District to
School District.
2. P etitioner receives services for and .1
3. At some time, Petitioner’s parents were allowed to bring the Petitioner
lunch each day.
4. A t some point, the Petitioner’s was not allowed to bring the
Petitioner lunch anymore but w as allowed to bring lunch some
days but not every day.
5. P etitioner’s IEP called for 30 minutes of and therapy
each week.
6. P etitioner was using a visual schedule independently, without
prompting, w hile was enrolled in [School A].
7. No letter was issued from [School A] or the District for parents to
r
emain off of the campus of [School A].
8. One of the parents was trespassed from the campus.
1 , , and ,
respectively.
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9. P etitioner began educational career in the County
Public School District . While attending elementary school in
Petitioner was found eligible for and received exceptional student education
(ESE) services under the eligibility categories of a nd
10. In the school year, Petitioner was in grade and
attending public school in most recent IEP from was dated
August A t that time, the IEP team, in discharging its duty,
was required to determine how Petitioner would be instructed and whether
Petitioner would participate in the statewide standardized assessment
program. Ultimately, the IEP team concluded that Petitioner would
participate in t he and that would
follow the cu rriculum.
11. The IEP team determined Petitioner’s priority educational
needs to include: “math skills, English Language Acquisition Skills in
Reading, and English Language Acquisition Skills in Writing.” The IEP team
specifically documented that the following were considered in drafting his
IEP: assistive technology devices and service needs (visual schedule,
manipulative, and visuals); behavioral interventions, strategies, and supports
for students whose behavior impedes learning; communication needs of the
student (addressed via weekly language therapy, 60 minutes per week and
IEP goals); language needs for students with limited English proficiency
(embedded in daily lessons); and adaptive physical education needs (30
minutes per day).
12. Within the “Social or emotional behavior” domain, the following was
documented on the IE
P:
T
he strengths of the student:
[Petitioner] is able to greet peers and teachers
independently. i
s able to follow one to two step
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directions. i s able to engage in a playful give
and take with other peers.
T
he affects of his disability:
[Petitioner] has difficulty accepting new faces and
coping with transitions and/or new environments.
Behaviors strategies are used throughout the day.
An update information [sic] was discussed today to
be addressed in the BIP .[2] re quires monitoring
and assessment of behavior.
Social skills curriculum is used on a weekly bases
Collaboration during music and art class, 60
minutes/week per subject for a total of 120 minutes
weekly.
13. The I
EP documented that priority educational needs in the
social and emotional domain was “frustration tolerance” and a measureable
goal, along with two benchmarks, were set forth to address the same. The
goal provided as follows: “Given visuals (picture and word cards) to prepare
for an event or activity, which may cause anxiety, [Petitioner] will review the
process with an adult prior to the event in order to decrease anxiety in o
ut
of o pportun ities.” As noted above, while in the school, Petitioner had
a BIP,3 and the IEP documented that would receive instruction in social or
emotional behavior for 30 minutes per week in an individual or group setting
as part of s pecialized instruction and that there would be an assessment
of be havioral skills on an individual basis once per week for 25 minutes.
14. In the domain of “Communication,” t he IEP documented, in
pertinent part, the following:
The affects of the disability:
[P
etitioner’s] progress in the curriculum is
impacted by mixed receptive/expressive language
2 Behavioral Intervention Plan.
3 The IEP references that the BIP was revised on the meeting date; however, the BIP
is not in the evidentiary record.
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delays secondary to pri mary exceptionality,
characterized by difficulties making a choice
between two items. In the classroom, [Petitioner]
has difficulties partic ipating in a conversational
exchange with teachers and/or peers.
[
Petitioner] requires assistance with
communication skills within the classroom.
Student receives 60 MPW of language therapy as a
related service.
15. I
n Miami, as of the August IEP, Petitioner was placed in a
“special class” wherein he was in a special education setting for pe rcent
of the day and a general education setting for 4.80 percent of the day.
16. O n August Petitioner’s parents contacted school to
request an Occupational Therapy (OT) evaluation. Although the evaluation
was initiated immediately, it was not completed before Petitioner withdrew
from t he school, on or about January
17. I n January Petitioner’s parents moved from to
County, Florida. On or about January , Respondent’s personnel met
with Petitioner’s parents to discuss appropriate placement. During this
meeting, the team determined that a self-contained classroom at School A, a
public elementary school in Respondent’s school district that provided an
Access Points curriculum, would best meet Petitioner’s needs.
18. Petitioner’s separate class placement provided that w ould
participate with nondisabled peers for less than o f the day during
art, music, technology lab, PE, lunch, recess, assemblies, and in transitions.
, Petitioner’s assigned teacher, testified that self-contained
classroom had a ratio of approximately three to five students to one adult. In
addition to se lf, a special care attendant was assigned to the class who
focused on individual student needs.
19. Sh ortly after enrollment with Respondent, on February ,
Respondent convened an IEP meeting for purposes of conducting an annual
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review and for ree valuation. Petitioner’s parents attended this meeting in
person, an d as their primary language is the meeting notice was
provided in an d they were assisted by ,
speaking paraprofessional who served as an interpreter and thereafter
routinely assisted the parents in their communication with the school.
20. Although Petitioner’s IEP from h ad addressed behavioral
concerns, Respondent’s IEP team documented that Petitioner’s behavior did
not impede l earning or the learning of others. Accordingly, unlike the
IE P, present levels of performance in the areas of social and
emotional behavior were not documented on the IEP, there were no
corresponding goals or benchmarks drafted to address the same, and
Petitioner did not have a BIP.
21. In the domain of “Curriculum and learning environment,” the IEP
do
cumented, inter alia, the following:
[Petitioner’s] disability makes it difficult for t o
communicate both expressively and receptively.
When speaking, [Pet itioner] says only one to two
words. However, when given choices for responses,
[Petitioner] tends to repeat the choices, instead of
choosing one choice. [Petitioner’s] disability also
causes to have difficulty with basic math
vocabulary. Because of th is difficulty with
vocabulary, [Petitioner] has not been able to
demonstrated [sic] which of two sets has “more.”
Because of the difficulties caused by d isability,
[Petitioner] needs to be taught with a modified
curriculum and in a classroom setting wher e can
receive supports for la nguage deficits. Also,
because [Petitioner] has difficulty with maintaining
focus, n
eeds to be in close proximity to an adult
during instruction.
22. In the domain of “Communication,” the IEP documented that
Petiti
oner communicates using 1 to 2 word utterances; and that also uses
nonverbal means to communicate when needed, such as gestures and facial
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expressions. Petitioner was not yet using a variety of words to indicate
w
ants and needs, and had difficulty making a choice between two pictures
and participating in conversational exchange. A communication goal and two
short-t erm objectives or benchmarks were established to address
communication shortcomings. Specifically, the goal provided that Petitioner
“will make a choice between two items or pictures related to a structured
therapy task given visual and verbal cues with a ccuracy for 3
consecutive sessions.”
23. At School A, as documented o n IEP, language therapy was
reduced from to 60 to 30 m inutes per week. , one of Respondent’s
speech language pathologists (SLP), explained that the reduction in therapy
was based on a collaboration with t eacher, a review of the records from
p revious schools, and own clinical judgment. further
testified that speech and language was also integrated into the classroom
curriculum. Specifically, t estified as follows:
So the teacher and I would have collaborated, and I
can recall me helping cre
ate a visual schedule
for [Pet itioner ] and we would have talked about
progress and a bility to communicate
functionally within the classroom and the ways
that co uld implement visuals and any other
supports that n eeded to communicate in the
classroom.
24. For the semester, worked with Petitioner,
either individually or in a small group (less than three students) setting.
When asked whether Petitioner communicated, te stified that
“[f]rom what I recall, it was very minimal. I think co uld, maybe,
sometimes express like basic needs, like bathroom, but it was very minimal.”
c redibly testified, however, that Petitioner made satisfactory
progress throughout the s emester, noting that “we were also
working on verbalizations and was doing very well with verbalizing in a
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very simple categorization task.” No evidence was provided to the contrary.
25. In the domain of independent functioning, the IEP documented that,
“[d]ue to d isability, [Petitioner] becomes agitated when is not familiar
with the [sic] what will occur during the day,” and that u ses a visual
calendar to orient se lf to the day. At School A, Petitioner’s frustration and
agitation manifested both within and outside the classroom setting.
26. t estified that Petitioner did not often exhibit unwanted
behaviors in the classroom; however, if and when got frustrated, would
scream and hit the table. Specifically, n oted that “[i]f just did not
want to do the task I was trying to get t o do or if just was getting
really frustrated, w ould scream and sometimes cry and bang the table.”
a cknowledged that a BIP to address behaviors was never
created. e xplained that if needed a break, would sometimes say
“color time,” which expressed n eed for paper and crayons, which, at times,
would help r elax.
27. cre dibly testified that, in the semester of was
absent d ays with a resulting absenteeism rate of 25.3 percent. was also
tardy times. For the semester, absenteeism rate was
percent.
28. w as the student care attendant assigned to Petitioner’s
classroom. cre dibly testified that worked in close proximity with
Petitioner on a daily basis and did “a lot of hands on.” According to
, tw o to three times per day, Petitioner would determine that
did not want to perform the assigned tasks. While this is not unusual,
a
lso testified that the refusal would often be accompanied by “meltdowns”
and credibly described them as follows:
. . . but when I couldn’t work with co mfortably
it was because w as having a meltdown . If
didn’t want to do it, j ust wouldn’t do it, and
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there was nothing that I could really do to get him
to get back on track.
* * *
If I seen that di dn’t want to do it, I never put
any pressure on bec ause would get
physical. N ever physical with me, but will
starting hi tting self in the head. And used to
scratch like ar ms and stuff, and was likely to
bounce up and down in s eat and make a lot of
noise.
*
* *
But the only time I would try to soothe o r
make ca lm i s when started hitting self.
And w as kind of good with me. I mean, I could
be like [Petition er], no, no, no, don’t do that, don’t
hit yourself and everything ,
and ’ll stop. Or
sometimes it took a minute, sometimes it took
longer, but stop ped eventually. But, I mean, the
breakdowns could happen anytime during the day.
*
* *
Every time had a
tantrum hit self.
would hit s elf in the head . will hit self all
on the arms.
29. Petitioner also demonstrated unwanted behaviors outside t he
classroom while transitioning and prior to entering the cafeteria.
el
aborated on this behavior as follows:
There was times when w
ould have
meltdowns and sit on the sidewalk . w ould roll
on the sidewalk. When f irst started sat on the
sidewalk, but then as the tantrums got worse he
will roll on the sidewalk. w ill lik e scrape
arm like that on the sidewalk (indicating). Our
sidewalk is pretty much smooth, but wi ll, you
know, just rub a rms and things like that.
never hit anyone else, but w ill only hit self.
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30. The witnesses in this matter universally t estified that Petitioner
developed a routine or habit of refusing to enter the cafeteria simultaneously
with fe llow classmates when it was lunchtime .4 For reasons unknown,
preferred to sit on the sidewalk outside of the cafeteria, and then, after the
passage of time (which was variable) would proceed to enter the cafeteria.
31. , a guidance counselor at School A, confirmed that
Petitioner’s cafeteria avoidance behavior w as a daily occurrence. credibly
testified that once this behav ior began, was always accompanied by an
adult. , a behavior resource teacher, credibly testified that
developed a rapport with Petitioner concerning this behavior, and ultimately
the time ref used to enter the cafeteria decreased from about 25 minutes
down to 10 minutes.
32. A t the February IEP meeting, Petitioner’s parents signed a
reevaluation c onsent for OT. On April , one of
Respondent’s OTs, conducted the evaluation which consisted of measures of
fine motor skills and a sensory profile. O n May completed
O T Report , which set forth the following “Functional
Concerns/Significant Findings”:
[Petitioner is a y ear-old ] who was referred
for an occupational therapy evaluation secondary to
fine motor and handwriting concerns. Per results of
BOT-2 Subtests, School Companion Sensory Profile
2, handwriting screen, teacher interview, and
clinical observation, [Petitioner] presents with
delays in the areas of handwriting, fine mo tor
precision, visual motor integration, manual
dexterity, and sensory processing. These delays
affect [Petitioner’s] ability to perform
independently and successfully in the classroom
environment. [Petitioner] can benefit from skilled
occupational therapy services.
4 Based on the evidentiary presentation, the undersigned cannot determine when this
practice began.
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33. During e valuation, documented that Petitioner became
frustrated during the evaluation, as evidenced by shouting and hitting the
table. f urther documented that did not use “self-regulation
techniques.” Accordingly, one of t he short-term goals recommended for
Petitioner was that “ will engage in a novel/challenging activity for 5
minutes with minimal cues from an adult, and with minimal signs of
frustration or negative behavior, with sensory/regulatory strategies in place
as needed, 2/3 opportunities.”
34. While c
oncluded that Petitioner would benefit from OT, the
same was not added to I EP until September . Ultimately,
Petitioner received five 30-minute OT sessions.
35. On the February , I EP, it was documented that Petitioner had
the ability to open l unch container independently and manipulate the
tabs of d rink bottles, but had difficult with opening containers with
certain lids. It was further noted that, because o f aversion to certain
foods, b rought lunch from home and did not use utensils, but rather,
f ingers to eat.
36. P etitioner’s parents were initially allowed to bring lunch every
day. Although School A was not required to do so, Petitioner’s parents were
also allowed to sit with a t lunch in designated areas. Ultimately,
administrators f rom School A determined that Petitioner’s was not
complying with the conditions set forth for eating with Petitioner while on
campus, and therefore, a ccess to Petitioner during the school day was
curtailed. Petitioner’s w as not precluded from being on campus;
however, like most parents, a ccess was limited to dropping off and
picking up Petitioner and conducting business in the front office. The
evidence establishes that, at no time were Petitioner’s parents precluded
from participating in the decision-making process regarding the provision of
FAPE to Petitioner.
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37. Petitioner was promoted to the g rade for the school
year. On October , Petitioner walked a short distance from
classroom toward the cafeteria before sitting on the sidewalk, as was
h
abit. The School Resource Deputy (SRD), , repeatedly asked
Petitioner to get up off the sidewalk and proceed to the cafeteria. SRD
grasped Petitioner b y the wrist in an effort to escort Petitioner to the
cafeteria but was met with resistance from Petitioner who pulled back and
began to slide backwards while lying on the concrete sidewalk. SRD
was able t o again grasp Petitioner’s wrist in an effort to guide toward the
cafeteria and prevent injury associated with sliding on the concrete sidewalk.
38. A t the time that SRD regained control of Petitioner’s wrist,
Principal a nd approached with Petitioner’s
lunch. Petitioner jumped up and ran to the cafeteria to eat lunch. Petitioner
did not display any signs of injury, nor did school personnel observe any
marks or injury to Petitioner associated with the escort.
39. L
ater that evening, Petitioner’s communicated with
to advise of marks on Petitioner as sociated with the events at school
described above. Petitioner’s parents also contacted the local police
department who in turn contacted the Department of Children and Families
(DCF). DCF investigated the allegations of abuse/neglect of Petitioner and
determined “that the allegations of Physical Injury are No Indicator.”
40. On N
ovember , the parties attended a meeting at School A that
included representatives from DCF a nd as a translator for the
parents. At this meeting, Petitioner’s parents advised that they would be
withdrawing to h omeschool. Petitioner has been homeschooled since
November .
CONCLUSIONS OF LAW
41. DOAH has jurisdiction over the subject matter of this proceeding and
the parties thereto pursuant to sections 1003.57(1)(b) and 1003.5715(5),
Florida Statutes, and Florida Administrative Code Rule 6A-6.03311(9)(u).
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42. Petitioner bears the burden of proof with respect to each of the claims
raised in the Complaint. Schaffer v. Weast, 546 U.S. 49, 62 (2005).
43. In enacting the IDEA, Congress sought to “ensure that all children
with disabilities have available to them a free appropriate public education
[FAPE] that emphasized special education and related services designed to
meet their unique needs and prepare them for further education,
employment, and independent living.” 20 U.S.C. § 1400(d)(1)(A); Phillip C. v.
Jefferson Cty. Bd. of Educ., 701 F.3d 691, 694 (11th Cir. 2012). The statute
was intended to address the inadequate educational services offered to
children with disabilities and to combat the exclusion of such children from
the public school system. 20 U.S.C. § 1400(c)(2)(A)-(B). To accomplish these
objectives, the federal government provides funding to participating state and
local educational agencies, which is contingent on the agency’s compliance
with the IDEA’s procedural and substantive requirements. Doe v. Ala. State
Dep’t of Educ., 915 F.2d 651, 654 (11th Cir. 1990).
44. Local school systems must satisfy the IDEA’s substantive
requirements by providing all eligible students with FAPE, which is defined
as:
Special education services that --(A) have been
provided at public expense, under public
supervision and direction, and without charge; (B)
meet the standards of the State educational agency;
(C) include an appropriate preschool, elementary
school, or secondary school education in the State
involved; and (D) are provided in conformity with
the individualized education program required
under [20 U.S.C. § 1414(d)].
20 U.S.C. § 1401(9).
45. “Special education,” as that term is used in the IDEA, is defined as:
[S]pecially designed instruction, at no cost to
parents, to meet the unique needs of a child with a
disability, including –- (A) instruction conducted in
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the classroom, in the home, in hospitals and
institutions, and in other settings. . . .
20 U.S.C. § 1401(29).
46. The components of FAPE are recorded in an IEP, which, among other
things, identifies the child’s “present levels of academic achievement and
functional performance”; establishes measurable annual goals; addresses the
services and accommodations to be provided to the child, and whether the
child will attend mainstream classes; and specifies the measurement tools
and periodic reports that will be used to evaluate the child’s progress.
20 U.S.C. § 1414(d)(1)(A)(i); 34 C.F.R. § 300.320. “Not less frequently than
annually,” the IEP team must review and, as appropriate, revise the IEP.
20 U.S.C. § 1414(d)(4)(A)(i). “The IEP is the centerpiece of the statute’s
education delivery system for disabled children.” Endrew F. v. Douglas Cty.
Sch. Dist. RE-1, 137 S. Ct. 988, 994 (2017)(quoting Honig v. Doe, 108 S. Ct.
592 (1988)). “The IEP is the means by which special education and related
services are ‘tailored to the unique needs’ of a particular child.” Id. (quoting
Bd. of Educ. of Hendrick Hudson Cent. Sch. Dist. v. Rowley, 458 U.S. 176, 181
(1982)).
47. When a child's learning is impeded by behavioral issues, the IDEA
requires the IEP team “consider the use of positive behavioral interventions
and supports, and other strategies, including positive behavioral
intervention.” 20 U.S.C. § 1414(d)(3)(B)(i); Fla. Admin. Code R. 6A-
6.03028(3)(g)5.(emphasis added).
IEP Design/Content:
48. In a light most favorable to Petitioner, Petitioner’s Complaint is
construed as alleging that Respondent failed to develop an appropriate IEP
while attending school in Respondent’s district. Petitioner’s Complaint
vaguely alleges that Petitioner “has an IEP that addresses some of these
needs, but the educational program was not reasonably calculated to allow
him to make academic progress in light of his circumstances.”
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49. In Rowley, the Supreme Court held that a two-part inquiry must be
undertaken in determining whether a local school system has provided a
child with FAPE. As an initial matter, it is necessary to examine whether the
school system has complied with the IDEA’s procedural requirements.
Rowley, 458 U.S. at 206-07. A procedural error does not automatically result
in a denial of FAPE. See G.C. v. Muscogee Cty. Dist., 668 F.3d 1258, 1270
(11th Cir. 2012). Instead, FAPE is denied only if the procedural flaw impeded
the child’s right to FAPE, significantly infringed the parents’ opportunity to
participate in the decision-making process, or caused an actual deprivation of
educational benefits. Winkelman v. Parma City Sch. Dist., 550 U.S. 516, 525-
26 (2007).
50. Here, in a construction most favorable to Petitioner, the undersigned
construes Petitioner’s Complaint as alleging a procedural violation.
Specifically, Petitioner’s Complaint is construed as alleging that Respondent
significantly impeded Petitioner’s parents’ opportunity to meaningfully
participate in the decision-making process regarding the provision of FAPE to
Petitioner, by precluding Petitioner’s parents daily access to accompany
Petitioner during lunch. As discussed in the Findings of Fact above, however,
the evidence establishes that, at no time were Petitioner’s parents precluded
from participating in the decision-making process regarding the provision of a
FAPE to Petitioner.
51. Pursuant to the second step of the Rowley test, it must be determined
if the IEP developed pursuant to the IDEA is reasonably calculated to enable
the child to receive “educational benefits.” Rowley, 458 U.S. at 206-07.
Recently, in Endrew F., the Supreme Court addressed the “more difficult
problem” of determining a standard for determining “when handicapped
children are receiving sufficient educational benefits to satisfy the
requirements of the Act.” Endrew F., 13 S. Ct. at 993. In doing so, the Court
held that, “[t]o meet its substantive obligation under the IDEA, a school must
offer an IEP reasonably calculated to enable a child to make progress
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appropriate in light of the child’s circumstances.” Id. at 999. As discussed in
Endrew F., “[t]he ‘reasonably calculated’ qualification reflects a recognition
that crafting an appropriate program of education requires a prospective
judgment by school officials,” and that “[a]ny review of an IEP must
appreciate that the question is whether the IEP is reasonable, not whether
the court regards it as ideal.” Id.
52. Whether an IEP is sufficient to meet this standard differs according to
the individual circumstances of each student. For a student who is “fully
integrated in the regular classroom,” an IEP should be “reasonably calculated
to enable the child to achieve passing marks and advance from grade to
grade.” Id. For a student, like Petitioner, not fully integrated in the regular
classroom, an IEP must aim for progress that is “appropriately ambitious in
light of [the student’s] circumstances.” Id. at 1000.
53. Additionally, deference should be accorded to the reasonable opinions
of the professional educators who helped develop an IEP. Id. at 1001 (“This
absence of a bright-line rule, however, should not be mistaken for an
invitation to the courts to substitute their own notions of sound educational
policy for those of the school authorities which they review” and explaining
that “deference is based on the application of expertise and the exercise of
judgment by school authorities.”).
54. W
hile not specifically alleged in Petitioner’s Complaint, Petitioner
argues in P roposed Final Order that Respondent failed to design an
appropriate IEP in failing to adequately address Petitioner’s behavioral
concerns and in failing to maintain the same or greater level of language
therapy, as provided in IE P.5
55. As noted in the Findings of Fact above, at all times pertinent to the
allegations in Petitioner’s Complaint, Petitioner was placed in a small class
5 While Petitioner raises other substantive violations in his Proposed Final Order, the same
were not raised in the Complaint. Even assuming arguendo that said violations were
properly raised, Petitioner failed to present sufficient evidence to support said claims.
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setting, with an extremely low student-to-t eacher ratio, with the additional
support of a student care attendant. Notwithst anding, during brief tenure
at Sc hool A, Petitioner demonstrated behaviors that were impediments to
learning that were not adequately addressed by Respondent.
56. While some of the behaviors Petitioner d emonstrated in the classroom
may be fairly and commonly attributable to A SD eligibility, self-
injurious behavior warranted further consideration. As Petitioner was a new
student a t School A, it was reasonable for Respondent to monitor behavior
for a period of time, and, therefore, the undersigned concludes that
Respondent committed no substantive IDEA violation in failing to initially
include positive behavioral interventions (besides a visual schedule) and
supports during most of the se mester.
57. The results of the OT evalu ation coupled with the observed behaviors
both in the classroom and during transitions, however, triggered an
obligation for the IEP team to reconvene to consider Petitioner’s behavioral
concerns. Although OT was ultimately added to IE P in September
and arguably some of the behavioral concerns may be addressed therein, the
response was untimely and insufficient. It is concluded that Respondent’s
failure to properly and appropriately consider the use of positive behavior
interventions and supports resulted in an IEP that was not reasonably
calculated to enable Petitioner to make progress appropriate in light of the
child’s circumstances. The undersigned concludes that the deficient IEP and
its implementation, without modification, following the OT evaluation report
and up to the time Petitioner withdrew from School A resulted in a denial of
FAPE to Petitioner.
58. With respect to Petitioner’s allegation concerning the decrease in
l
anguage therapy, the undersigned concludes that Petitioner failed to present
sufficient evidence that the IEP team erred in its determination to reduce
said therapy, and, therefore, no substantive violation is found.
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IEP Implementation:
59. Petitioner alleges in complaint that was denied FAPE due to
failure to make adequate progress. Petitioner’s Proposed Final Order
essentially repackages the IEP design claim argument under the heading of
“failure to implement.” In other words, Petitioner contends that Respondent
failed to implement appropriate IEPs because it had not, at the outset,
designed an appropriate IEP. To the extent Petitioner has properly raised a
failure to implement claim, which is dubious, the same is addressed below.
60. In L.J. v. School Bo ard, 927 F.3d 1203 (11th Cir. 2019), the Eleventh
Circuit Court of Appeals confronted, for the first time, the standard for
claimants to prevail in a “failure-to-implement case.” The court concluded
that “a material deviation from the plan violates the [IDEA].” L.J., 927 F.3d
at 1206. The L.J. court expanded upon this conclusion as follows:
Confronting this issue for the first time ourselves,
we concluded that to prevail in a failure -to-
implement case, a plaintiff must demonstrate that
the school has materially failed to implement a
child’s IEP. And to do th at, the plaintiff must prove
more than a minor or technical gap between the
plan and reality; de minimis shortfalls are not
enough. A material implementation failure occurs
only when a school has failed to implement
substantial or significant provisions of a child’s
IEP.
Id. at 1211.
61. While declining to map out every detail of the implementation
standard, the court did “lay down a few principles to guide the analysis.” Id.
at 1214. To begin, the court provided that the focus in implementation cases
should be on “the proportion of services mandated to those actually provided,
viewed in context of the goal and import of the specific service that was
withheld.” Id. (external citations omitted). “The task for reviewing courts is to
compare the services that are actually delivered to the services described in
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21
the IEP itself.” In turn, “courts must consider implementation failures both
quantitatively and qualitatively to determine how much was withheld and
how important the withheld services were in view of the IEP as a whole.” Id.
62. Additionally, the L.J. court noted that the analysis must consider
implementation as a whole:
We also note that courts should consider
implementation as a whole in light of the IEP’s
overall goals. That means that reviewing courts
must consider the cumulative impact of multiple
implementation failures when those failures,
though minor in isolation, conspire to amount to
something more. In an implementation case, the
question is not whether the school has materially
failed to implement an individual provision in
isolation, but rather whether the school has
materially failed to implement the IEP as a whole.
Id. at 1215.
63. Here, Petitioner failed to present sufficient evidence that Respondent
failed to implement any provision of Petitioner’s IEPs during the relevant
time period. Accordingly, Petitioner’s failure to implement claims are not
substantiated.
Restraint/Seclusion:
64. Petitioner’s Complaint avers that, as a result of the October ,
incident, w as improperly restrained which resulted in injury to person.
Petitioner further contends that the restraint and injury were not properly
reported.
65. St
ate law and regulations generally determine the legality of using
aversives, such as restraint and seclusion. In Florida, the use of restraint and
seclusion on students with disabilities is addressed in section 1003.573. This
section provides, in pertinent part, as follows:
(4) PROHIBITED RESTRAINT.--School personnel may
not use a mechanical restraint or a manual or
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physical restraint that restricts a student's
breathing.
(5) SECLUSION.--School personnel may not close,
lock, or physically block a student in a room that is
unlit and does not meet the rules of the State Fire
Marshal for seclusion time-out rooms.
66. Section 1003.573 does not define the term restraint. The U.S.
Department of Education, however, has provided the following definition of
physical and mechanical restraint:
[A physical restraint is defined as a] personal
restriction that immobilizes or reduces the ability
of a student to move his or her torso, arms, legs, or
head freely. The term physical restraint does not
include a physical escort. Physical escort means a
temporary touching or holding of the hand, wrist,
arm, shoulder, or back for the purpose of inducing a
student who is acting out to walk to a safe location.
[A mechanical restraint is defined as] the use of
any device or equipment to restrict a student's
freedom of movement. T his term does not include
devices implement by trained scho ol personnel, or
utilized by a student that have been prescribed by
an appropriate medical or related services
professional and are used for the specific and
approved purposes for which such devices were
designed.
Restraint and Seclusion: Resource Document (U.S. Dept. of Ed. 2012).
67. Petitioner failed to present sufficient e
vidence to establish that, during
the October , incident, Petitioner was restrained. Accordingly,
Petitioner also failed to present sufficient evidence for the undersigned to
also conclude that Respondent failed to properly report such restraint or
seclusion. Furthermore, outside of the unsubstantiated allegations by
Petitioner’s parents, Petitioner failed to present sufficient evidence to
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establish that Petitioner was injured du e to the incident on October .
Accordingly, Petitioner failed to establish a substantive violation.
Compensatory education:
68. As discussed above, the undersigned concludes Respondent denied
Petitioner FAPE during the regular school year from May t hrough
November , t o which Petitioner is entitled to compensatory education.
In calculating an award of compensatory education, the undersigned is
guided by Reid v. District of Columbia, 401 F.3d 516, 523 (D.C. Cir. 2005),
wherein the D.C. Circuit emphasized that IDEA relief depends on equitable
considerations, stating, "in every case . . . the inquiry must be fact specific
and, to accomplish IDEA's purposes, the ultimate award must be reasonably
calculated to provide the educational benefits that likely would have accrued
from special education services the school district should have supplied in the
first place." Id. at 524. The court further observed that its "flexible approach
will produce different results in different cases depending on the child's
needs." Id.
69. Thi
s qualitative approach has been adopted by the Sixth Circuit and a
number of federal district courts. See Bd. of Educ. v. L.M., 478 F.3d 307, 316
(6th Cir. 2007) (“We agree with the district court . . . that a flexible approach,
rather than a rote hour-by-hour compensation award, is more likely to
address [the child’s] educational problems successfully.”); Petrina W. v. City of
Chicago Pub. Sch. Dist., 2009 U.S. Dist. LEXIS 116223, at *11 (N.D. Ill.
Dec. 10, 2009) (“Because a flexible, individualized approach is more
consonant with the aim of the IDEA . . . this Court finds such an approach
more persuasive than the Third Circuit's formulaic method.”); Draper v.
Atlanta Indep. Sch. Sys., 480 F. Supp. 2d 1331, 1352-53 (N.D. Ga. 2007)
(holding that, in formulating a compensatory education award, “the Court
must consider all relevant factors and use a flexible approach to address the
individual child’s needs with a qualitative, rather than quantitative focus”),
aff'd, 518 F.3d 1275 (11th Cir. 2008); Barr-Rhoderick v. Bd. of Educ., 2006
Page 24
24
U.S. Dist. LEXIS 72526, at *83-4 (D.N.M. Apr. 3, 2006) (holding that an
award of compensatory education “must be specifically tailored” and “cannot
be reduced to a simple, hour-for-hour formula”); Sammons v. Polk Cty. Sch.
Bd., 2005 U.S. Dist. LEXIS 45838, at *21-2 (M.D. Fla. Oct. 7, 2005) (adopting
Reid’s qualitative approach).
70. A gainst t his legal backdrop, the evidence establishes that Petitioner is
entitled to specialized instruction in social or emotional behavior for 30
minutes per week, as previously provided in the IE P, as compensatory
education from May t hrough November ( calculated during the
regular school year).
ORDER
Based on the foregoing Findings of Fact and Conclusions of Law, it is
ORDERED that:
1. R espondent denied Petitioner FAPE during the regular school year
from M ay 29 through November , by designing and implementing an
IEP that was not reasonably calculated to enable Petitioner to make progress
appropriate in light of his circumstances; and
2. Petitioner is en titled to 30 minutes per week of specialized instruction
in social or emotional behavior as compensatory e ducation from May
through November (calculated during the regular school year).
DONE AND ORDERED this day of December, in Tallahassee, Leon
County, Florida.
Administrative Law Judge
D
ivision of Administrative Hearings
The DeSoto Building
1230 Apalachee Parkway
Tallahassee, Florida 32399-3060
(850) 488-9675
Fax Filing (850) 921-6847
Page 25
25
www.doah.state.fl.us
Filed with the Clerk of the
Division of Administrative Hearings
thi s day of December, .
COPIES FURNISHED:
, Esquire
Le gal Services, Inc.
Suite 220
322
5 University Boulevard South
Jacksonville, Florida 32216
(eServed)
,
Bureau of Exceptional Education
and Student Services
Department of Education
Turlington Building, Suite 614
325 West Gaines Street
Tallahassee, Florida 32399-0400
(eServed)
,
Esquire
177 Northwest Madison Street
L
ake City, Florida 32055
(eServed)
,
Esquire
Department of Education
3
25 West Gaines Street
Tallahassee, Florida 32399
(eServed)
, Educational Program Director
Department of Education
3
25 West Gaines Street
Tallahassee, Florida 32399
(eServed)
Page 26
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, General Counsel
Department of Education
T
urlington Building, Suite 1244
325 West Gaines Street
Tallahassee, Florida 32399-0400
(eServed)
, Superintendent
Columbia County School District
3
72 West Duval Street
Lake City, Florida 32055-3990
NOTICE OF RIGHT TO JUDICIAL REVIEW
This decision is final unless, within 90 days after the date of this decision, an
adversely affected party:
a) brings a civil action in the appropriate state
circuit court pursuant to section 1003.57(1)(c),
Florida Statutes (2014), and Florida Administrative
Code Rule 6A-6.03311(9)(w); or
b) brings a civil action in the appropriate district
court of the United States pursuant to 20 U.S.C.
§ 1415(i)(2), 34 C.F.R. § 300.516, and Florida
Administrative Code Rule 6A-6.03311(9)(w).
