Escambia | Case 20-3007 | 2021-08-02
Florida special education due-process decision
- Case number
- 20-3007
- Date
- 8/2/2021
- Parties / district (official listing)
- Escambia
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Decision text
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STATE OF FLORIDA
DIVISION OF ADMINISTRATIVE HEARINGS
**,
Petitioner, Case No. 20-3007E vs.
ESCAMBIA COUNTY SCHOOL BOARD,
Respondent.
/
FINAL ORDER
A due process hearing was held before Jessica E. Varn of the Division of
Administrative Hearings (DOAH) on April 7 through 9, 2021, via Zoom video-
teleconferencing.
APPEARANCES
For Petitioner: Jamison Jessup, Qualified Representative
Jessup, Inc.
1264 Upsala Road
Sanford, Florida 32771
For Respondent: Terry Joseph Harmon, Esquire
Sniffen & Spellman, P.A.
123 North Monroe Street
Tallahassee, Florida 32301
STATEMENT OF THE ISSUES1
Whether Respondent (School Board) denied the student a free and
appropriate public education (FAPE) by failing to design an individualized
education plan (IEP) that was reasonably calculated to enable the student to
make progress in light of the student’s circumstances;
1 In the request for a due process hearing (Complaint), Petitioner also alleged that the School
Board had willfully created a false threat assessment, but Petitioner withdrew this claim at
the beginning of the due process hearing.
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Whether the School Board denied the student a FAPE by failing to
materially implement the student’s IEP; and
Whether the School Board discriminated against the student on the basis
of his disability, in violation of Section 504 of the Rehabilitation Act of 1973
(Section 504).
PRELIMINARY STATEMENT
Petitioner filed a Complaint with Respondent School Board on June 17,
2020. At this point, Petitioner had the assistance of a lay educational
advocate. The School Board forwarded the Complaint to DOAH on July 2,
2020. On July 7, 2020, the School Board sought a substitution of legal
counsel, which was granted. On that same date, a lay educational advocate,
Ms. Woods, filed a “Notice of Appearance” on behalf of Petitioner, and
Petitioner filed a letter requesting that Ms. Woods be recognized as a
Qualified Representative. On July 13, 2020, Petitioner requested a
withdrawal of the request to accept Ms. Woods as a Qualified Representative
and to substitute Mr. Jessup as the Qualified Representative, which was
granted.
On July 27, 2020, Petitioner filed an Amended Complaint. The School
Board did not challenge the sufficiency of the Amended Complaint. On
September 1, 2020, the School Board filed a status report indicating the
parties had agreed to dispense with the resolution session and proceed to a
due process hearing. On September 4, 2020, a pre-hearing telephonic
conference was held, wherein the parties agreed to schedule the hearing for
October 27 through 29, 2020. On October 7, 2020, Petitioner filed an
unopposed motion to continue the hearing, which was granted. The parties
were ordered to file a status report by November 10, 2020.
On November 16, 2020, another pre-hearing telephonic conference was
held, wherein the parties agreed to reschedule the hearing for February 16
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and 17, 2021. On January 29, 2021, Petitioner filed an unopposed motion to
continue the hearing once again due to pending discovery matters. The
parties agreed to reschedule the hearing for April 5 through 7, 2021.
On March 3, 2021, the School Board filed an unopposed motion to
reschedule the hearing to April 7 through 9, 2021. At the due process
hearing, testimony was heard from 16 witnesses2; School Board Exhibits 1
through 103 were admitted into the record; and Petitioner Exhibits 1
through 31, 33 through 77, 80, 82, and 86 through 97 were admitted into the
record.
The Transcript of the due process hearing was filed on May 11, 2021. The
parties agreed to file proposed orders by June 21, 2021, and extended the
final order deadline to July 15, 2021. On June 14, 2021, the School Board
filed an unopposed motion to extend the deadline for proposed orders to
July 1, 2021. The motion was granted, and the deadline for the final order
was extended to August 2, 2021.
Unless otherwise indicated, all rule and statutory references are to the
version in effect at the time of the alleged violations. For stylistic
convenience, the undersigned will use male pronouns in this Final Order
when referring to Petitioner. The male pronouns are neither intended, nor
should be interpreted, as a reference to Petitioner’s actual gender.
FINDINGS OF FACT
1. The student in this case is in middle school, and during the relevant
period that is at issue in this case, he attended Middle School B. He has been
diagnosed with multiple conditions, including Attention Deficit Hyperactivity
Disorder (ADHD), Obsessive Compulsive Disorder (OCD), Autism Spectrum
2 Petitioner presented the testimony of Dr. Kosmerl, who was tendered and accepted as an
expert in Applied Behavior Analysis. After a complete review of the record, Dr. Kosmerl’s
testimony was considered but ultimately not relied upon in making factual findings, or
conclusions of law. On balance, Dr. Kosmerl was quite limited in her review of relevant
records, and was extremely limited in her knowledge of the student’s educational needs.
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Disorder (ASD), Impulse Control Disorder, Tourette’s Syndrome, Post-
Traumatic Brain Injury, Prominent Major Depressive Disorder with Suicidal
Ideation, and Trichotillomania.
2. Since elementary school, he has exhibited numerous maladaptive
behaviors that have surfaced at school. For most of elementary school, he was
placed at a private school; but during XXX grade, he was eventually forbidden
from physically attending school due to his behavioral issues.
3. The student was then enrolled to begin middle school at Middle
School B, which is a public school with an integrated curriculum that is
heavily based on projects. Approximately XX students attend the school, and
sixth through eighth graders work in mixed-in classes together. The calendar
is divided into trimesters, with students working together in streams
dedicated to an overall topic, tying in all subject areas into that one topical
stream. Each stream has four different teachers, and students change their
stream each trimester (every 12 weeks). There is also no bell schedule at the
school.
4. The student’s first day of middle school was August 13, XXX. From the
very beginning, the student’s conditions manifested themselves at school with
multiple maladaptive behaviors, which included: making suicidal and
homicidal ideations; refusing to work; being uncooperative; screeching and
making other noises; making inappropriate comments to teachers and peers;
pounding on desks; destroying property; throwing items; being disrespectful;
being defiant; using profanity; misusing school property; disrupting the
classroom; engaging in self-injurious behavior; banging his head on a wall;
climbing into the trashcan; taking pencils apart; ripping, crumpling and
throwing away papers; being verbally aggressive; making claims that he had
burned down his house; claiming to steal his mother’s credit card and giving
it to a stranger; lying; threatening to bring a weapon (scalpel) to school;
avoiding non-preferred tasks; getting out of his seat; yelling in class;
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wandering around the classroom; and rolling around the room in a chair with
wheels.
5. The maladaptive behaviors did not occur in every class nor daily, but
the evidence demonstrated that the behaviors were often severe in nature
and often caused fear among his peers and the faculty and staff. The
educators explained that the curriculum at Middle School B requires a
significant amount of group work, which could be quite challenging with the
behaviors the student frequently exhibited.
6. Response to Intervention Tiers were employed to try to manage the
student’s behaviors, and eventually, on August 30, XXX, the student was
found eligible for a Section 504 plan. The student’s Section 504 plan
identified issues with learning, concentrating, communicating, staying on
task, and focusing.
7. On September 6, XXX, just three weeks into XXXX grade, the school
staff referred the student to a mental health counselor. XXXXXXXX, a
licensed mental health counselor, was brought into the school to provide the
counseling sessions on site.
8. XXXXXXX provided weekly mental health counseling to the student at
the school for typically 60 minutes per week from September of XXX until
January 29, XXX. During this time, XXX also attended staff meetings and
obtained information from the teachers and staff regarding the student. XX
counseling progress notes, which included measurable behavioral goals,
demonstrate that XX counseled the student on issues related to XX anger,
defiance, disruptive behaviors, work refusals, suicide-type comments, feelings
about himself, ASD diagnosis, social skills, coping skills, processing
consequences, inappropriate comments, and lack of participation.
XXXXXXXX also wanted to help the student learn social skills and help
reduce his anxiety and his meltdowns.
9. On October 4, XXX, the student was distraught, cried for an extended
period of time and verbalized a desire to die while at school. As a result, he
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was involuntarily committed (known as being “Baker Acted”) by the school
resource officer.
10. A week later, the staff began the process of evaluating the student for
IDEA eligibility.
11. On November 7, XXX, a Functional Behavior Assessment (FBA) was
completed. The FBA identified the student’s negative behaviors at the time --
inappropriate language, suicidal ideation, and not completing assignments--
and found that the function of the student’s behavior was to gain attention.
The FBA also summarized assessment data, identified antecedents,
consequences, previous interventions, preferences, and reinforcers. The FBA
also noted that the student was productive with certain teachers.
12. On November 12, XXX, a Behavioral Intervention Plan (BIP) was
prepared for the student, based on the FBA. The BIP included prevention
strategies, strategies to address the behavior and to decrease inappropriate
behavior, positive reinforcers, and progress monitoring.
13. On November 14, XXX, as part of the student’s IDEA evaluation,
XXXXXXXX completed a psychoeducational evaluation. After an extensive
battery of testing, observations, and interviews, XXXXXXXX reported that
the student displayed clinically significant levels, at home and at school, of
hyperactivity and conduct problems; aggression towards others; depression;
unusual behaviors; difficulty focusing and sustaining attention; inflexibility;
impaired social skills; a struggle to take on leadership roles; difficulty with
receptive and/or expressive communication skills; difficulty developing and
maintaining relationships with others; difficulty controlling his emotions; and
difficulty with executive functioning. XXXXXXX found that the student has
many behavioral characteristics similar to other youth with ASD, and has
deficits in attention and motor/impulse control.
14. In December of XXX, XXXXXXXX conducted a few more assessments
to aid in the decision-making process as to the student’s potential eligibility
for gifted services.
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15. On January 29, XXX, the student attended his last counseling session
with XXXXXXXXX. In all, the student attended 19 counseling sessions with
XXXXXXXXX between September 6, XXX, and January 29, XXX, while at
school. XXXXXXXXX learned from the student that in December he had
started to see a private counselor. XXXXXXXXX discontinued her counseling
sessions, explaining to the parent and the school that because the student
was receiving counseling through another provider at the same time, XX felt
ethically obligated to discontinue XX sessions. The decision to discontinue
the service was made by XXXXXXXX, and not by the School Board or the
parent.
16. The evidence demonstrated that the counseling sessions with
XXXXXXXX were beneficial to the student. One of the primary advantages of
the school offering this mental health counseling was that XXXXXXXXXX
engaged with the entire school community, spoke to teachers and staff, and
came during school days to provide the necessary counseling on site. The
counseling goals, then, were focused on the student’s functioning at school,
and XXXXXXXX diligently kept progress notes. XX counseling sessions,
infused with the school community’s concerns, helped the student function at
school, lessened his maladaptive behaviors, and, importantly, assisted the
student in accessing his education. XXX progress notes reflect XX role as a
resource for the staff to troubleshoot the management of the student’s
maladaptive behaviors.
17. On February 15, XXX, the student was found eligible for ESE services
in the eligibility category of Other Health Impairment (OHI) and Gifted. The
IEP included extensive background regarding the student’s present levels of
performance (PLOP). Recognizing the student’s behavior issues, in addition
to the BIP that had been created, the IEP team agreed to include a goal to
address the student’s verbal and non-verbal behaviors, including aggression
and off-task behavior. The IEP team also targeted the student’s need for
social skills by providing weekly, small-group instruction. The meeting lasted
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five hours, and the student’s mother was accompanied by a lay educational
advocate.
18. On February 28, XXX, the student’s IEP was amended at an IEP team
meeting to, among other things, delete the use of a personal/journal
sketchbook, amend the social/emotional present level statement, and add
direct instruction in work completion for 30 minutes per day. The IEP team
also agreed that the student would be referred and assessed by a mental
health counselor to determine counseling needs. The purpose of the referral
was to establish mental health counseling for the student. The duration,
location, and frequency of the counseling would be determined after the
student was assessed by a mental health counselor, and those details would
be added to the student’s IEP after the mental health assessment.3 The IEP
team also agreed to continue implementing the student’s BIP, screen the
student for occupational therapy (OT), submit a counseling services form,
initiate the revision to the student’s BIP, and meet again in six weeks.
19. On that same date, February 28, XXX, the mother signed a “Mental
Health Services Parent Consent Form,” authorizing mental health counseling
at school, putting into place the same model used by XXXXXXXX in the fall of
XXX. The parent authorized Middle School B to exchange information with a
private mental health provider (the same entity that had employed
XXXXXXXX), and further authorized the counselor to review school records,
to consult with school staff, and to meet with her son to coordinate and
deliver services at school. The consent did not expire for one year from that
date unless it was terminated by the parent.
20. On March 1, XXX, a “Behavior Analyst Referral” was completed by
XXXXXXXXX. The form reflects that the student was being referred for a
behavioral consult or assessment because the student’s behavior consistently
disrupted the learning environment and the student’s behavior persisted
3 These details were never added to any IEP. No district mental health counselor ever began
the process of assessing the student until February XXX.
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despite behavior management strategies that were consistently implemented.
His behaviors were described as: “hyperactive and impulsive behaviors,
defiance, and task avoidance behaviors” which occurred at varying times
during the school day in the classrooms.
21. XXXXXXX, a Board Certified Behavior Analyst (BCBA), began an
FBA process on April 15, XXX and issued her report on May 16, XXX.
XXXXXXXX observed the student in the educational setting and collected
data as part of XX FBA. XX also conducted a records review, which included
the student’s prior IEPs. The FBA identified the student’s negative behaviors
at the time -- refusal (saying no, pushing paper away, crumpling paper,
blurting out in class, being on technology, playing with toys, poor time
management, and being off task) and blurting out inappropriate statements.
The FBA also summarized baseline data that was collected over 10 days,
summarized assessment data, identified antecedents, consequences, previous
interventions, preferences, and reinforcers. The FBA focused primarily on
refusal behavior, but also recognized the student’s difficulty with peers,
depression, and anxiety. The FBA was not intended to focus on suicidal
ideations, homicidal ideations, depression, anxiety, or mental health issues.
During XX testimony, XXXXXXXXX explained that those concerns are
addressed outside of a BIP, through mental health counseling.
22. On May 16, XXX, the IEP team met to amend the IEP. Several
individuals were present, including XXXXXXX. The IEP team discussed,
among other things, the student’s behaviors and XXXXXXX’s FBA. All
school staff at the meeting felt that the student’s behaviors between
February of XXX and May of XXX, during the last trimester of the school
year, had improved.
23. To address the student’s behaviors moving forward, the IEP team
agreed that rather than a BIP, the more appropriate approach to address the
student’s behaviors was through a system of “green sheets” and the
implementation of four additional social/emotional goals in the student’s IEP.
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The green sheets were intended to be used daily—the student was supposed
to ask each teacher to fill out their portion of the green sheet, and then return
home with the green sheet and provide it to his parents.
24. Each daily green sheet contained a section for each teacher and
required the teachers to check boxes indicating the completion and
submission of homework and classwork, as well as boxes to check if specific
behaviors were present that day. The behaviors listed on the green sheets
were: remained on task; cooperative, courteous, and helpful; had a positive
classroom experience; wasted class time; too social in class; disrupted class;
and out of seat too much. The teachers were also asked to list the homework
and classwork for each day. Lastly, there was a box that allowed for
comments to be written by each teacher and a spot for the teacher to place
their initials.
25. XXXXXXX was comfortable with the decision to use green sheets
rather than create a BIP, because the student seemed to be improving and
growing. The student’s mother testified at the hearing that she also agreed to
forego a BIP at the meeting. The green sheets were intended to provide
positive reinforcement for the student to complete tasks and avoid refusal,
but they would also provide for daily communication between the teachers
and the parents, to help manage the student’s behaviors.
26. The team also added independent functioning as a new domain and
wrote a goal to address independent functioning. The IEP team referenced
the student’s behaviors involving following rules, defiance, disruption,
aggression, throwing items, and destroying things. In addition to the green
sheets and new goals, these behaviors were to be addressed during small
groups, specially designed instruction, and social skills instruction.
27. The XXX-grade year ended shortly thereafter, with the student
passing all his classes.
28. From February XXX to the end of XXX grade, the student did not
receive any mental health counseling at school, pursuant to the IEP. The
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School Board witnesses explained this failure to implement the IEP by
placing the blame on the parents, for choosing private counseling over school-
based counseling. The student’s mother testified that although she provided
consent on February 28, XXX, for the same mental health counseling that
was offered in the Fall of XXX, the school never provided mental health
counseling because the student was seeing a mental health counselor
provided by the parents. To the extent that the mother’s testimony on this
issue is in conflict with the remainder of the witnesses, the mother’s
testimony is found to be more persuasive and more consistent with the record
as a whole.4
29. At the start of XXXXX grade, which began in August of XXX, the
green sheet system was in place. Unfortunately, the green sheets were not
filled out consistently by each teacher, and more often than not, each section
which the form laid out was not filled out by each teacher. Predictably, the
4 Testimony from XXXXXXXX, an ESE Program Specialist, was consistent with the
parent’s recollection:
Q: Isn’t it a fact that the school district, on the number of patients [sic] after February of
XXX, had informed the parent that the parent cannot have private counseling for the
student at the same time that school district counseling is being provided?
XXXXXXXX: Object for hearsay and lack of foundation.
The Court: Overruled.
A: To my knowledge, it was given—presented to the parent in [sic] a choice that, you know, if
there was private counseling going on, then that was definitely something they could
continue, but that, often, depending on counselors and what the student was being treated
for or counseled for would determine whether or not that was something that they would be
able to provide at the same time. So, it was a choice that the parent would make. We were
always willing to provide counseling.
By Mr. Jessup:
Q: If the parent would give up the private counseling, correct?
A: Yes. Yes, I believe so, in this case.
Transcript, Volume 6, page 773-74.
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student developed a dislike for the green sheets, and would sometimes not
present the sheet to some teachers, or he would throw them away.
30. On September 4, XXX, the student’s IEP was amended to remove
push-in services. The team continued to agree that a BIP was unnecessary.
At the time, the student was uncomfortable with XXXXXXXX, the ESE
teacher, pushing into his classroom and he felt embarrassed. XXXXXXXX
and the student’s mother agreed to remove push-in services. Instead of
pushing into the student’s general education class to assist with initiation
and completion of work, XXXXXXXXXX provided the service in the ESE
setting and provided consultative services to the student’s teachers.
31. During the fall semester of XXX, the mother frequently communicated
via text messaging with XXXXXXXXXXX. This chain of text communications
makes clear that the student continued to exhibit most of the same
maladaptive behaviors that he had exhibited in the prior school year. In fact,
in one particular exchange on September 17, XXX XXXXXXXXXX asked the
mother to intervene because the student was making comments that could
result in the student once again being Baker Acted.
32. At this point, the student was still not receiving mental health
counseling at school.
33. On November 4, XXX, the student was with XXXXXXXXXXX in XX
room and was upset about an incident in class. He rocked back and forth and
kept saying that he wanted to hurt teachers and, that if he did, he could get
expelled. He was also focused on one particular teacher, XXXXXXX. During
his conversation with XXXXXXXXX, he shared that he had dark thoughts
and wanted to hurt himself. After consulting with the student’s mother, the
school staff decided not to involve law enforcement or pursue a Baker Act.
34. On November 5, XXX, the student’s team of teachers met and
confirmed that the team was not to write negative things on the green sheets
because of concerns that the student would tear them up. However, the team
acknowledged that they still needed to use structure and make the student
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aware of issues. The teachers opted to fill out virtual Google forms that the
parent could access. This system, however, was also not consistently followed.
35. According to XXXXXXXXXXXX, the student continued to act in an
unusual manner in the weeks that followed November 4, XXX. He continued
to make inappropriate comments about others, pulled his hair, and taunted
other students. The student also started talking about past school shootings.
This was behavior that XXXXXXXXXX had never before seen from the
student, and it was consistent for roughly two weeks.
36. On November 19, XXX, in an attempt to gather better information
about the student’s behaviors at school, the mother asked the staff to return
to the paper copy of green sheets, and stop using virtual versions.
37. On November 20, XXX, in light of his comments about wanting to hurt
teachers and his continued erratic behavior, the school staff decided to
conduct a threat assessment. The members of the threat assessment team
were XXXXXXXXXX, the school guidance counselor, and an assistant
principal. The team also consulted with XXXXXX, a licensed mental health
counselor employed by the School Board.
38. When the student was interviewed, he said he was upset with
XXXXXX and stated that if he harmed a teacher, he would be expelled. The
team ultimately determined that the student’s threat was transient, which
meant that the student had made a verbal threat but he did not have the
means or intent to carry out the threat. The student was not disciplined.
39. Once the parents were notified of the threat assessment, they chose to
not send the student to school, and he never again attended Middle School B
in person.
40. On December 6, XXX, school staff met with the student’s mother and a
lay advocate to address the student’s IEP and to persuade the student to
return to school. The school staff felt it was in the student’s best interest to
return to school with IEP modifications, additional training, and additional
accommodations. The student’s mother requested that a new FBA be
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conducted by a BCBA and that mental health counseling be provided. On
December 9, XXX, the student’s IEP was amended and accurately reflected
that the parents had provided consent for mental health counseling in
February XXX, and had never withdrawn the consent.
[He] will be referred and assessed by the mental
health counselor to determine counseling needs.
Parents have provided consent and will provide an
updated consent if needed. At this time [he] is not
seeing a counselor outside of s chool. Behaviors are
addressed through a Functional Behavior
Assessment that the parents have given recent
consent to conduct at their request.
41. On January 21, XXX, a meeting was held between school staff and the
student’s mother. Everyone in attendance agreed to proceed with an IEP
team meeting. The student’s mother was given information regarding
Hospital Homebound (HH) and notified that the School Board was unable to
provide gifted instruction at that time in HH. As of the date of the meeting,
all of the student’s absences from November 21, XXX, through the meeting
were marked as unexcused. In order to help the student, the school staff
agreed to mark the unexcused absences as excused if the mother could obtain
documentation from a physician. The student’s physician, however, refused to
excuse the absences.
42. On February 3, XXX, the School Board received a completed
Hospital/Homebound Program Physician’s Referral form from the student’s
physician.
43. On February 7, XXX, the IEP team completed the student’s IEP for
HH placement. The IEP noted that the FBA evaluation was open and
ongoing, as Ms. Wilmot had experienced difficulty meeting with the parents.
The parents once again requested that counseling be implemented. The IEP
team agreed to add counseling as a related service, and the amount and
frequency would be determined by the mental health counselor based on the
student’s needs. The IEP also noted that the student’s gifted services were
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going to be suspended and reinitiated when the student returned to a school
campus.
44. On that same date, a mental health counselor with the school district,
XXXXXXXX, traveled to the student’s home to assess the student. While the
counselor was on XX way to the home, XX received a call from the student’s
father letting him know that the appointment needed to be canceled, and the
parents would let the counselor know when the assessment could be
rescheduled. The parents never rescheduled the appointment.
45. A month later, in March XXX, the student began seeing a private
mental health counselor, XXXXXX. When the student began counseling, XX
presented as having significant difficulties with trust, anxiety, and behavior
issues. XXXXXXXXX worked with the student on emotional regulation, social
skills, and decision-making. Over the course of several counseling sessions,
the student expressed thoughts regarding violence, homicidal fantasies,
weapons, guns, and school shootings.
46. During his placement in HH, up until the end of the school year, the
student finished all of his academic work, passed all of his classes, and met
his IEP goals that were applicable in a HH setting, but received no gifted
services.
CONCLUSIONS OF LAW
47. DOAH has jurisdiction over the subject matter of this proceeding and
of the parties thereto. See §§ 1003.57(1)(c) and 120.65(6) Fla. Stat.; Fla.
Admin. Code R. 6A-6.03311(9)(u).
48. Petitioner bears the burden of proof with respect to each of the issues
raised herein. Schaffer v. Weast, 546 U.S. 49, 62 (2005).
49. In enacting the Individuals with Disabilities Education Act (IDEA),
Congress sought to "ensure that all children with disabilities have available
to them a free appropriate public education that emphasized special
education and related services designed to meet their unique needs and
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prepare them for further education, employment, and independent living."
20 U.S.C. § 1400(d)(1)(A); Phillip C. v. Jefferson Cty. Bd. of Educ., 701 F.3d
691, 694 (11th Cir. 2012). The statute was intended to address the
inadequate educational services offered to children with disabilities and to
combat the exclusion of such children from the public school system.
20 U.S.C. §1400(c)(2)(A)-(B). To accomplish these objectives, the federal
government provides funding to participating state and local educational
agencies, which is contingent on each agency's compliance with the IDEA's
procedural and substantive requirements. Doe v. Ala. State Dep't of Educ.,
915 F.2d 651, 654 (11th Cir. 1990).
50. Parents and children with disabilities are accorded substantial
procedural safeguards to ensure that the purposes of the IDEA are fully
realized. Bd. of Educ. v. Rowley, 458 U.S. 176, 205-06 (1982). Among other
protections, parents are entitled to examine their child's records and
participate in meetings concerning their child's education; receive written
notice prior to any proposed change in the educational placement of their
child; and file an administrative due process complaint with respect to any
matter relating to the identification, evaluation, or educational placement of
their child, or the provision of FAPE. 20 U.S.C. § 1415(b)(1), (b)(3), & (b)(6).
51. To satisfy the IDEA's substantive requirements, school districts must
provide all eligible students with FAPE, which is defined as:
[S]pecial education services that –
(A) have been provided at public expense,
under public supervision and direction, and without
charge; (B) meet the standards of the State
educational agency; (C) include an appropriate
preschool, elementary school, or secondary school
education in the State involved; and (D) are
provided in conformity with the individualized
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education program required under [20 U.S.C.
§ 1414(d)].
20 U.S.C. § 1401(9).
52. The components of FAPE are recorded in an IEP, which, among other
things, identifies the child’s present levels of academic achievement and
functional performance; establishes measurable annual goals; addresses the
services and accommodations to be provided to the child, and whether the
child will attend mainstream classes; and specifies the measurement tools
and periodic reports that will be used to evaluate the child’s progress.
20 U.S.C. § 1414(d)(1)(A)(i); 34 C.F.R. § 300.320. “The IEP is the centerpiece
of the statute’s education delivery system for disabled children.” Endrew F. v.
Douglas Cty. Sch. Dist. RE-1, 137 S. Ct. 988, 994 (2017)(quoting Honig v. Doe,
108 S. Ct. 592 (1988)). “The IEP is the means by which special education and
related services are ‘tailored to the unique needs’ of a particular child.” Id.
(quoting Bd. of Educ. v. Rowley, 458 U.S. at 181). School districts must also
ensure that, to the maximum extent appropriate, children with disabilities
are educated with children who are not disabled. 20 U.S.C. § 1412(a)(5)(A). In
other words, the school district must endeavor to educate each disabled
student in the least restrictive environment (LRE). A.K. v. Gwinnett Cty. Sch.
Dist., 556 Fed. Appx. 790, 792 (11th Cir. 2014).
53. In Rowley, the Supreme Court held that a two-part inquiry must be
undertaken in determining whether a local school system has provided a
student with FAPE. As an initial matter, it is necessary to examine whether
the school district has complied with the IDEA’s procedural requirements.
Rowley, 458 U.S. at 206, 207. A procedural error does not automatically
result in a denial of FAPE. See G.C. v. Muscogee Cty. Dist., 668 F.3d 1258,
1270 (11th Cir. 2012). Instead, FAPE is denied only if the procedural flaw
impeded the students right to FAPE, significantly infringed the parents’
opportunity to participate in the decision-making process, or caused an actual
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deprivation of educational benefits. Winkelman v. Parma City Sch. Dist.,
550 U.S. 516, 525-26 (2007).
54. Pursuant to the second step of the Rowley test, it must be determined
if the IEP developed pursuant to the IDEA is reasonably calculated to enable
the child to receive educational benefits. Rowley, 458 U.S. at 206, 207. In
Endrew F., the Supreme Court held that, “[t]o meet its substantive obligation
under the IDEA, a school must offer an IEP reasonably calculated to enable a
child to make progress appropriate in light of the child’s circumstances.”
137 S. Ct. at 999. As discussed in Endrew F., “[t]he ‘reasonably calculated’
qualification reflects a recognition that crafting an appropriate program of
education requires a prospective judgment by school officials,” and that “[a]ny
review of an IEP must appreciate that the question is whether the IEP is
reasonable, not whether the court regards it as ideal.” Id.
55. Whether an IEP is sufficient to meet this standard differs according to
the individual circumstances of each student. For a student who is fully
integrated in the regular classroom, an IEP should be “reasonably calculated
to enable the child to achieve passing marks and advance from grade to
grade.” Id. For a student, like Petitioner here, not fully integrated in the
regular classroom, an IEP must aim for progress that is “appropriately
ambitious in light of [the student’s] circumstances.” Id. at 1000.
56. Additionally, deference should be accorded to the reasonable opinions
of the professional educators who helped develop an IEP. Id. at 1001 (“This
absence of a bright-line rule, however, should not be mistaken for an
invitation to the courts to substitute their own notions of sound educational
policy for those of the school authorities which they review” and explaining
that “deference is based on the application of expertise and the exercise of
judgment by school authorities.”).
57. The Complaint in this matter generally alleges that the IEPs during
the relevant period were deficient because they did not contain accurate and
complete PLOPs; the FBAs were deficient; the BIPs were deficient or non-
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existent; and the IEPs failed to include sufficient details about mental health
counseling, and did not list mental health counseling in the proper IEP
sections.
58. As detailed in the Findings of Fact above, the IEPs contained
appropriate PLOPs, which included information regarding the parent’s
concerns, the student’s health concerns, the results of statewide or District
assessments, the results of the student’s most recent evaluations, the
student’s strengths, the student’s abilities (based on formal and informal
assessments, observations, and work samples), and how the student’s
disability impacts his involvement and progress in the general curriculum.
59. The IEPs also included a referral for mental health counseling, to be
provided by the school, and appropriately allowed for the mental health
counselor to develop the plan for frequency and duration.
60. As to the appropriateness of the FBAs, the undersigned is guided by
the language found in Florida Administrative Code Rule 6A-6.03411(1)(q),
which states:
A FBA is a systemic process for defining a student’s
specific behavior and determining the reason why
(function or purpose) the behavior is occurring. The
FBA process includes examination of the contextual
variables (antecedents and consequences) of the
behavior, environmental components, and other
information related to the behavior. The purpose of
conducting an FBA is to determine whether a
behavior intervention plan should be d eveloped.
(emphasis added)
61. The FBAs that were conducted of this student were appropriate, and
met the requirements of the above-cited rule, and also met the requirements
of rule 6A-6.0331(5), (7) and (8) and 34 C.F.R. § 300.304(b). The FBAs
addressed the student’s behaviors and provided for strategies to manage the
behaviors.
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62. Even if the FBAs were found to be deficient, the evidence established
that the IEP team created a system, the green sheets, that the team believed
would appropriately address the student’s behavioral challenges.
Importantly, the IEP team included the parent and a BCBA, all of whom
agreed that the green sheets were appropriate at that time, in lieu of a BIP.
63. In sum, the greater weight of the evidence established that the IEPs
were reasonably calculated to enable the student to make progress
appropriate in light of his specific circumstances.
64. As to the implementation of the IEP, Petitioner’s Complaint alleges
that portions of the IEP were not implemented; in particular, that the green
sheet system was not implemented with fidelity; that during the global
COVID pandemic, the IEP was not implemented for 21 hours; that progress
reporting was deficient; and that gifted services were not implemented once
the student was placed in HH.
65. In L.J. v. School Board, 927 F.3d 1203 (11th Cir. 2019), the Eleventh
Circuit Court of Appeals addressed the standard for claimants to prevail in a
“failure-to-implement case.” The court concluded that “a material deviation
from the plan violates the [IDEA].” L.J., 927 F.3d at 1206. The L.J. court
expanded upon this conclusion as follows:
Confronting this issue for the first time ourselves,
we concl uded that to prevail in a failure -to-
implement case, a plaintiff must demonstrate that
the school has materially failed to implement a
child’s IEP. And to do that, the plaintiff must prove
more than a minor or technical gap between the
plan and reality; d e minimis shortfalls are not
enough. A material implementation failure occurs
only when a school has failed to implement
substantial or significant provisions of a
child’s IEP.
Id. at 1211.
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66. While declining to map out every detail of the implementation
standard, the court provided a few principles to guide the analysis. Id. at
1214. To begin, the court stated that the focus in implementation cases
should be on the proportion of services mandated to those actually
provided, viewed in context of the goal and import of the specific service
that was withheld. In other words, the task is to compare the services that
are actually delivered to the services described in the IEP itself. In turn,
“courts must consider implementation failures both quantitatively and
qualitatively to determine how much was withheld and how important the
withheld services were in view of the IEP as a whole.” Id.
67. Additionally, the L.J. court noted that the analysis must
consider implementation as a whole:
We also note that courts should consider
implementation as a whole in light of the IEP’s
overall goals. That means that reviewing courts
must consider the cumulative impact of multiple
implementation failures when those failures,
though minor in isolation, cons pire to amount
to something more. In an implementation case,
the question is not whether the school has
materially failed to implement an individual
provision in isolation, but rather whether the
school has materially failed to implement the IEP
as a whole.
Id. at 1215.
68. Here, Petitioner failed to establish, with persuasive evidence, that the
School Board failed to provide sufficient progress reporting.
69. The greater weight of the evidence, though, did establish that the
School Board failed to properly implement mental health counseling from
February XXX to February XXX and failed to materially implement the green
sheet system with fidelity. The School Board also, as admitted, failed to
implement gifted services from February XXX until the end of the academic
school year. Lastly, the evidence established that during the first few months
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of the global COVID pandemic, roughly 21 hours of instruction were not
delivered.
70. Guided by the above principles, the failure to provide gifted services
from February XXX to the end of the school year, and the roughly 21 hours of
instruction that were not delivered during the global pandemic, resulted in
little to no cumulative effect on the student’s ability to progress through the
curriculum, meet applicable IEP goals, and finish all his coursework. The
student was receiving, during this time period, one-on-one instruction with
teachers who came to his home and were able to build a rapport with him—
allowing him to focus on his academic work and meet applicable IEP goals
with individualized attention. The cumulative effect of these two violations
was not material.
71. However, the evidence established that the student’s behavioral needs
were substantial. The creation of the green sheet system in lieu of a BIP was
appropriate, and, in conjunction with mental health counseling, was the most
significant portion of the IEP. This IEP approach might have been effective
had it been implemented with fidelity, but it was not. Therefore, the failure
to implement the green sheet system with fidelity and the failure to provide
mental health counseling amounts to a material failure to implement the
student’s IEP, denying the student a FAPE, from February XXX to
February XXX.
72. Lastly, Petitioner claims that the School Board violated Section 504.
Section 504 of the Rehabilitation Act of 1973 forbids organizations that
receive federal funding, including public schools, from discriminating against
people with disabilities. 29 U.S.C. § 794(b)(2)(B). In relevant part, Section
504 provides that no otherwise qualified individual with a disability shall,
"solely by reason of her or his disability, be excluded from the participation
in, be denied the benefits of, or be subjected to discrimination under any
program or activity" receiving Federal financial assistance. 29 U.S.C.
§ 794(a). A school board, as is alleged here, violates Section 504 by
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intentionally discriminating against a student on the basis of his or her
disability. T.W. v. Sch. Bd. of Seminole Cty., 610 F.3d 588, 603-04
(11th Cir. 2010).
73. To prove a claim of intentional discrimination, Petitioner must
demonstrate by a preponderance of the evidence that the School Board
subjected him to an act of discrimination solely by reason of his disability. Id.
Notably, a claim of intentional discrimination need not be supported by proof
of discriminatory animus——i.e., "prejudice, spite or ill will." Liese v. Indian
River Cty. Hosp. Dist., 701 F.3d 334, 344-45 (11th Cir. 2012). It is instead
sufficient for Petitioner to supply proof of "deliberate indifference," which
occurs when a "defendant knew that harm to a federally protected right was
substantially likely and . . . failed to act on that likelihood." Id. at 344-45;
Duvall v. Cty. of Kitsap, 260 F.3d 1124, 1139 (9th Cir. 2001)("Deliberate
indifference requires both knowledge that a harm to a federally protected
right is substantially likely, and a failure to act upon that . . . likelihood.").
74. Petitioner alleges that the School Board committed acts of
discrimination by failing to create appropriate IEPs that properly addressed
the student’s behavioral needs and by failing to implement mental health
counseling and the green sheet system.
75. As explained above, the evidence demonstrated that the School Board
created appropriate IEPs, but materially failed to implement the system of
green sheets and the delivery of mental health counseling. Petitioner failed to
produce, however, any evidence that any School Board employee acted with
deliberate indifference when failing to fill out the green sheets as intended, or
in assuming that the student’s mental health counseling needs were being
met by the private counselors.
76. Petitioner’s claim of intentional discrimination, therefore, is rejected.
Relief
77. In calculating an award of compensatory education, the undersigned is
guided by Reid ex rel. Reid v. District of Columbia, 401 F.3d 516, 523
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(D.C. Cir. 2005), wherein the D.C. Circuit emphasized that IDEA relief
depends on equitable considerations, stating, “in every case . . . the inquiry
must be fact specific and, to accomplish IDEA's purposes, the ultimate award
must be reasonably calculated to provide the educational benefits that likely
would have accrued from special education services the school district should
have supplied in the first place.” Id. at 524. The court further observed that
its “flexible approach will produce different results in different cases
depending on the child's needs.” Id. at 524. This qualitative approach has
been adopted by the Sixth Circuit and a number of federal district courts. See
Bd. of Educ. v. L.M., 478 F.3d 307, 316 (6th Cir. 2007) (agreeing with the
district court that a flexible approach, rather than a rote hour-by-hour
compensation award, is more likely to address the student’s educational
problems successfully); Petrina W. v. City of Chicago Pub. Sch. Dist., 2009
U.S. Dist. LEXIS 116223, at *11 (N.D. Ill. Dec. 10, 2009) (noting that a
flexible, individualized approach is more consonant with the aim of the IDEA,
the Court found such an approach more persuasive than the Third Circuit's
formulaic method); Draper v. Atlanta Indep. Sch. Sys., 480 F. Supp. 2d 1331,
1352-3 (N.D. Ga. 2007) (holding that, in formulating a compensatory
education award, the Court must consider all relevant factors and use a
flexible approach to address the individual child's needs with a qualitative,
rather than quantitative focus), aff'd, 518 F.3d 1275 (11th Cir. 2008).
78. Guided by these principles, the student is entitled to receive
compensatory education for one calendar year; specifically, one calendar year
of mental health counseling.
ORDER
Based on the foregoing Findings of Fact and Conclusions of Law, it is
ORDERED that the School Board shall provide compensatory education in the
form of mental health counseling for one calendar year and to continue to
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provide mental health counseling, as needed. All other forms of relief are
DENIED.
DONE AND ORDERED this 2nd day of August, 2021, in Tallahassee, Leon
County, Florida.
S
JESSICA E. VARN
Administrative Law Judge
1230 Apalachee Parkway
Tallahassee, Florida 32399-3060
(850) 488-9675
www.doah.state.fl.us
Filed with the Clerk of the
Division of Administrative Hearings
this 2nd day of August, 2021.
COPIES FURNISHED:
Victoria Sears Gaitanis
Dispute Resolution Program Director
Department of Education
325 West Gaines Street
Tallahassee, Florida 32399-0400
Jamison Jessup
Jessup, Inc.
1264 Upsala Road
Sanford, Florida 32771
Dr. Timothy A. Smith, Superintendent
Escambia County School Board
75 North Pace Boulevard
Pensacola, Florida 32505
Matthew Mears, General Counsel
Department of Education
Turlington Building, Suite 1244
325 West Gaines Street
Tallahassee, Florida 32399-0400
T
erry Joseph Harmon, Esquire
Sniffen & Spellman, P.A.
123 North Monroe Street
Tallahassee, Florida 32301
Amanda W. Gay, Esquire
Department of Education
325 West Gaines Street
Tallahassee, Florida 32399
Julian Moreira
Educational Program Director
Florida Department of Education
325 West Gaines Street
Tallahassee, Florida 32399-0400
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NOTICE OF RIGHT TO JUDICIAL REVIEW
This decision is final unless, within 90 days after the date of this decision, an
adversely affected party: a) brings a civil action in the appropriate state
circuit court pursuant to section 1003.57(1)(c), Florida Statutes (2014), and
Florida Administrative Code Rule 6A-6.03311(9)(w); or b) brings a civil action
in the appropriate district court of the United States pursuant to 20 U.S.C. §
1415(i)(2), 34 C.F.R. § 300.516, and Florida Administrative Code Rule 6A-
6.03311(9)(w).
NOTICE OF RIGHT TO REVIEW SECTION 504 PROCEDURE
This Final Order is also subject to review procedures pursuant to 34 C.F.R.
§ 104.36.
