Miami-Dade | Case 06-3823E | 2007-01-08
Florida special education due-process decision
- Case number
- 06-3823E
- Date
- January 8, 2007
- Parties / district (official listing)
- Miami-Dade
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Decision text
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Miami-Dade County School District
No. 06-3823E
Initiated by: District
Hearing Officer: Robert E. Meale
Date of Final Order: January 8, 2007
STATE OF FLORIDA
DIVISION OF ADMINISTRATIVE HEARINGS
MIAMI-DADE COUNTY SCHOOL )
BOARD, )
)
Petitioner, )
)
vs. ) Case No. 06-3823E
)
,,,,,, )
)
Respondent. )
______________________________)
FINAL ORDER
Robert E. Meale, Administrative Law Judge of the Division
of Administrative Hearings, conducted the final hearing in
Homestead, Florida, on November 13-17, 2006, and by
videoconference between Tallahassee and Miami, Florida, on
November 21, 2006.
APPEARANCES
For Petitioner: Laura E. Pincus, Esquire
Miami-Dade County School Board
1450 Northeast Second Avenue, Suite 400
Miami, Florida 33132
For Respondent: Paul E. Liles, Esquire
Alvarez, Sambol, Winthrop & Madson, P.A.
4315 Metro Parkway, Suite 510
Fort Myers, Florida 33916-7958
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STATEMENT OF THE ISSUES
The issues are whether Petitioner has properly identified,
evaluated, and educationally placed Respondent; whether the
May 22, 2006, individual education plan (May 2006 IEP) provides
Respondent with a free appropriate public education; whether
Petitioner has complied with all applicable procedural
requirements in connection with the May 2006 IEP; and whether
Petitioner delivered a free appropriate public education in
implementing the May 2006 IEP.
PRELIMINARY STATEMENT
By Request for Due Process Hearing filed October 5, 2006,
Petitioner requested a due process hearing for a determination
whether the May 2006 IEP provides Respondent with a free
appropriate public education. The request alleges that
Respondent is eligible for exceptional student education
services (ESE) in autism, language impaired, speech impaired,
and other health impaired.
The request states that the parties participated in IEP
meetings on April 24, May 16, and May 22, 2006, at which time
they concluded the May 2006 IEP. At that time, Respondent
allegedly requested mediation.
The request states that the parties participated in
additional IEP meetings on July 13-14, August 3, September 5-6,
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September 29, and September 26, 2006, but were unable to
complete a new IEP. The request states that the IEP team agreed
that Respondent "would require a sort of 'stay put' or 'interim'
placement while the IEP was completed," so .... began the 2006-
07 school year at ............... High School, which is ....
home school and the location proposed by Petitioner for the
delivery of instructional services. The request alleges that,
on the first day of the 2006-07 school year, Respondent's
parents requested certain general education classes, and
Petitioner accommodated this request to the best of its ability.
The request states that the "interim" placement lasted only
two weeks. Although Respondent appeared to be doing fine at
school, the request states that Respondent's parents reported
that, at home, .... behavior deteriorated, .... began vomiting,
and .... blood pressure rose. The request alleges that
Respondent's parents withdrew .... from school, and the IEP
meetings ended. On September 17, 2006, Respondent's attorney
gave Petitioner ten days' notice that Respondent's parents were
going to obtain private educational services and seek
reimbursement from Petitioner. The request states that
Petitioner thus had until September 27 to complete the new IEP
or revert to the May 2006 IEP.
The request states that Petitioner provided home services
after Respondent's parents refused to send .... back to school.
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However, the request concedes that these services "do not come
close" to providing Respondent with a free appropriate public
education. Perceiving an urgent need to return Respondent to
school, Petitioner thus filed a due process request for a ruling
on whether the May 2006 IEP provides a free appropriate public
education.
On October 16, 2006, Respondent filed a Response to
Petitioner's Demand for Due Process Hearing and Counter-Petition
for Due Process. The demand states that the parties
participated in IEP meetings on April 24, May 16, and May 22,
2006, but Petitioner completed the May 2006 IEP and placed
Respondent at ............... High School over the objection of
Respondent. The demand alleges that, on May 30, 2006,
Respondent made a comprehensive request of "all educational
records" pertaining to Respondent, but Petitioner failed to
provide all such records. The demand adds that, on July 1,
2006, Respondent reasserted .... request for all educational
records.
The demand states that the parties participated in
additional IEP meetings on July 13-14, August 3, September 5-6,
September 19, and September 26, 2006. The demand notes that the
parties agreed upon an "interim placement" at ...............
High School, despite the concerns of Respondent's parents that
Respondent would again "melt down" if .... returned to classes
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there. The demand alleges that, shortly after returning to
school, Respondent began to suffer headaches, fatigue, vomiting,
and stomach aches, as well as significant head tics and new,
severe facial tics. The demand states that, after 11 days of
school, Respondent had regressed, and .... physician, Dr. Carlos
Gonzalez, advised the parents that .... was suffering harm from
attending ............... High School. The demand alleges that,
shortly after withdrawing from school, Respondent's symptoms
greatly reduced.
The demand states that, on September 15, 2006, Petitioner
offered Respondent instruction at home or in a self-contained
class at ............... High School. The demand notes that,
with reluctance, Respondent's parents, by letter dated September
17, 2006, elected to accept home instruction for their .....,
but warned that, if the IEP team failed to identify an
appropriate placement prior to October 2, 2006, the parents
would provide some of the educational services through private
resources.
The demand claims that Petitioner failed to provide
Respondent with a free appropriate public education. In
particular, Respondent alleges that Petitioner failed to comply
with the procedural safeguards by failing to identify and timely
produce all educational records, failing to allow Respondent's
experts equal access to observe and evaluate Respondent in an
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educational setting, and failing to provide written notices to
Respondent's parents; failed to design an appropriate IEP for
the 2006-07 school year by failing to prepare present levels of
performance that relate to Respondent's specific disabilities
and are objective and measurable; failed to prepare annual goals
that relate to Respondent's specific disabilities, directly
relate to Respondent's present levels of performance, and are
objective and measurable; failed to prepare short-term
objectives, milestones, or benchmarks that relate to
Respondent's specific disabilities, directly relate to
Respondent's present levels of performance, directly relate to
Respondent's annual goals, and are objective and measurable;
failed to provide special education and related services that
relate to Respondent's specific disabilities; failed to prepare
evaluation criteria that relate to Respondent's specific
disabilities; failed to identify dates of initiation and
duration of services; failed to identify appropriate transitions
and services; proposed to change Respondent's setting to a large
school that is contrary to .... unique needs; implemented an IEP
that was inappropriate to Respondent's unique needs; and failed
to provide educational and related services necessary for
Respondent's unique needs.
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At the hearing, Petitioner called 13 witnesses, and
Respondent called three witnesses. Exhibits were admitted as
shown in the transcripts.
Following the conclusion of the hearing in Homestead, the
parties supplemented the record. On November 13, 2006,
Petitioner filed the transcript of the deposition of Dr. Carlos
Gonzalez; on November 27, 2006, Petitioner filed a copy of the
notice of the May 2006 IEP meeting; on December 6, 2006,
Petitioner filed the transcript of the deposition of Dr. Peter
Gerhardt; on December 13, 2006, Petitioner filed the transcript
of the deposition of Sandra Martinez; and, on December 15, 2006,
Respondent filed the education records with a cover letter.
Prior to the hearing, on November 9, 2006, Petitioner filed the
deposition transcripts of Isabel Lara and Dr. Lani Kaskel.
Except for any matters arising from official recognition of the
Physicians' Desk Reference, as announced by the Administrative
Law Judge during the hearing, the filing of December 15 closed
the evidentiary record in this case.
After the conclusion of the hearing, on November 27, 2006,
Respondent filed a Motion to Determine "Stay Put" During
Pendency of Due Process Hearing and Request for Emergency
Hearing. On the same day, Petitioner filed a response. The
Administrative Law Judge had denied an earlier motion for stay
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put, by Order entered October 19, 2006, and deferred ruling on
the second stay-put motion until this Final Order.
Based on the filing of the due process request on
October 5, 2006, the deadline for issuing the Final Order was
December 19, 2006. At the end of the hearing in Homestead, the
parties discussed the remaining evidence that needed to be added
to the record and the time required for preparing proposed final
orders. Petitioner urged the Administrative Law Judge to issue
the Final Order before the start of the second semester because
Respondent was not attending school and Petitioner contended
that .... was suffering considerable harm from .... failure to
attend school. Students return to school on January 8, 2007.
At the request of the parties, the Administrative Law Judge
granted a specific extension of 15 days, ordered the parties to
file their proposed final orders on or before December 22, 2006,
and agreed to issue the Final Order on or before January 3,
2007.
On December 18, 2006, Respondent filed a Motion for
Extension of Time to File Proposed Final Order. The motion
notes that Petitioner received a copy of the transcripts one
week in advance of Respondent's receipt of a copy of the
transcripts and asks for leave to file proposed final orders on
or before January 8, 2007. The next day, Petitioner filed a
response restating that it was vital for the Administrative Law
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Judge to issue the Final Order as soon as possible because the
student was not attending school. However, Respondent showed
good cause for a short extension. By Order entered December 19,
2006, the Administrative Law Judge granted an extension, but
only through January 3, 2007, which constituted a specific
extension of 12 days.
The two specific extensions total 27 days. Due to these
extensions, the deadline for issuing the Final Order is January
15, 2007.
The court reporter filed the transcript on December 14,
2006. Petitioner filed its proposed final order on January 3,
2007. By Order entered January 3, 2007, after a brief telephone
conference among the Administrative Law Judge and counsel for
the parties, Respondent (as well as Petitioner, if it had chosen
to take an additional day) received an extension of one day.
Respondent duly emailed .... proposed final order on January 4,
2007, at 4:58 p.m. and filed it with the Division of
Administrative Hearings by 8:00 a.m. on January 5, 2007.
FINDINGS OF FACT
I. Respondent: The Medical/Pharmacological Picture
1. Respondent was born on ,,,,,,,,,,,,,,,,. .... is
talented, engaging, sensitive, and determined. .... also
presents with a combination of neurological, digestive,
emotional, and behavioral symptoms.
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2. Respondent's mother has a master's degree in
architecture, and .... father has a master of business
administration. Respondent's mother works exclusively within
the home, caring for Respondent and .... brother, who is one
year older than Respondent. Respondent's father works in asset
management. Both parents are highly informed, motivated, and
involved in their .....'s education and development. They have
consistently demonstrated professionalism in their dealings with
Petitioner. Most importantly, they demonstrate good judgment
and outstanding perspective as they discharge their parental
responsibilities.
3. Respondent's birth was uncomplicated, and ....
achieved developmental milestones on time. At three and one-
half years, though, Respondent regressed in toilet training.
.... was diagnosed with attention deficit hyperactivity disorder
(ADHD) at this time. Nine months later, .... was diagnosed with
Asperger's Disorder. A couple of months later, another
physician confirmed the broad diagnosis of pervasive
developmental disorder.
4. Pervasive development disorder, or autism spectrum
disorder, describes the spectrum of disorders, of which
Asperger's Disorder is a part. Persons with Asperger's Disorder
typically display a qualitative impairment in social
interaction, patterns of restricted behaviors, interests and
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activities, and communication difficulties. Social impairments
typically manifest themselves in problems with eye contact,
gesture, and facial expression, peer relations, and social and
emotional reciprocity. Restrictive behaviors, interests and
activities manifest themselves by preoccupation with parts of
objects, stereotyped motor mechanics, unusual preoccupations,
and restricted and nonfunctional rituals.
5. Adolescents with Asperger's Disorder may display
separate disorders, most frequently anxiety and depression.
They may suffer from obsessive-compulsive disorder, but it is
ordinarily a form of anxiety disorder. It is not possible to
diagnose differentially ADHD in persons with autism, but
adolescents with Asperger's Disorder are treated for ADHD
symptoms.
6. Many adolescents with autism undergo sensory
challenges in managing aspects of their physical environment.
These sensory challenges may arise from visual, auditory,
olfactory, gustatory, or physical stimulation. When these
sensory challenges are complicated by communication deficits,
the adolescent patient's response to overstimulation may range
from shutting down to physical aggression. The adolescent
patient's reaction to sensory overload may be immediate or
delayed, such as after leaving the stressful school environment
and returning to the relative safety of the home environment.
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7. Overload behaviors typically feature the exacerbation
of behavior already in the child's repertoire. For instance,
the overstimulated child may engage in heightened restrictions
or motor mechanisms, like rocking, slapping, or picking at
cuticles or scabs. Sensory overload or anxiety may produce
fatigue, as well as headaches. Stomach aches are more typically
associated with anxiety than with overload, and vomiting is less
frequently observed, but also may be associated with anxiety.
8. Respondent's medication history is extensive, silent
evidence of the extent to which the technique of trial-and-error
necessarily informs the treatment of someone with the
complicated symptomatology of Respondent. For the most part,
physicians have prescribed medications to stabilize Respondent's
mood, reduce .... anxiety, treat .... ADHD, and, later, treat
.... digestive disorders.
9. In addition to presenting with a complex of symptoms,
Respondent challenges the treating physician because ....
neurological status may exacerbate .... complex of symptoms, the
intended effects of one medication (such as that treating ADHD)
may worsen another condition (such as anxiety), and the side
effects of several of the medications may worsen one or more
conditions, especially the digestive disorder.
10. Just prior to turning four years old, Respondent was
prescribed Ritalin, .... first psychotropic medication. The
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dosage was subsequently increased several times, but Respondent
suffered anxiety, and Ritalin was discontinued. Without much
success, Respondent's physicians then prescribed Cylert,
Tofranil, Clonidine, Dexedrine, and Prozac, which is an
antidepressant. In 1997, a physician prescribed Risperdal,
which is an anti-psychotic that is effective in controlling
behavior and mood. The next year, Respondent began taking
Prozac, as Risperdal was slowly decreased, but, when Risperdal
was stopped, Respondent regressed quickly. The physician
restarted Risperdal, and Respondent's behavior quickly improved.
In October 1998, when Respondent was nearly seven years old,
.... briefly restarted Ritalin, but it was again discontinued
due to excessive anxiety. In December 1999, when Respondent was
eight years old, .... was taken off Risperdal and placed on
Prozac, but the results were less than optimal. .... then took
Risperdal and Prozac, which .... continued to take through the
summer of 2002.
11. During this period, Dr. Roberto Tuchman, a
neurologist, was in charge of treating Respondent's neurological
symptoms and prescribing psychotropic medications. By 2003, the
efficacy of Respondent's medications was losing ground to
undesirable side effects. In early 2003, Dr. Tuchman was not
having much success targeting problems with attention and
anxiety. .... had prescribed Strattera, which controls ADHD,
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but may produce side effects of upset stomach, nausea, vomiting,
and decreased appetite.
12. Dr. Tuchman eliminated the Strattera in March 2003
and tried different combinations of Risperdal, Ritalin, and
Prozac. Risperdal may produce tics as a side effect, but not
the type from which Respondent suffers. Trying to stabilize
Respondent's mood, Dr. Tuchman prescribed Trileptal, which is an
anti-seizure medication that also stabilizes mood.
13. In the summer of 2003, Respondent's mother asked
Dr. Tuchman to restart Prozac. Respondent had been experiencing
headaches three times weekly since the recent increase in the
dosage of Risperdal. In October 2003, Dr. Tuchman tried Luvox
in place of Prozac. Luvox is an antidepressant useful for
treating obsessive-compulsive disorder. Among the side effects
of Luvox, though, are anxiety and a worsening of behavior.
Dr. Tuchman quickly discontinued Luvox after an unsuccessful
trial.
14. In mid-December 2003, which was the mid-point of
sixth grade, Respondent's mother reported to Dr. Tuchman a
sudden deterioration in Respondent's behavior over the preceding
couple of weeks. At this time, Dr. Tuchman acknowledged that
.... had not found an effective mix of medications and suggested
that Respondent see another health care provider. Dr. Tuchman
has continued to see Respondent as needed.
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15. In April 2004, Respondent saw Dr. William Munoz, a
pediatric gastroenterologist, due to a history of easy vomiting
with a cyclic component. Dr. Munoz diagnosed gastroesophagael
reflux disease (GERD), which could have been caused or worsened
by Respondent's medications. For example, Ritalin can increase
the production of stomach acid, and Risperdal can cause
intestinal side effects. Also, patients with neurological
issues, such as Respondent's, suffer more reflux symptomatology,
as do patients under stress, such as those attending school.
16. Dr. Munoz found that Respondent was not the classic
GERD patient and considered the possibility of classic cyclic
vomiting syndrome, which is a neurological/digestive disorder
also known as abdominal epilepsy. However, Dr. Munoz did not
pursue this possible diagnosis because the initial treatment
approach for both disorders would be the same, and GERD is much
more common than classic cyclic vomiting syndrome.
17. Dr. Munoz prescribed Protonix, a proton pump
inhibitor that controls GERD. Dr. Munoz also directed
Respondent to avoid foods that worsen GERD, such as tomato
sauce, caffeine, candy, carbonated drinks, and gum. Dr. Munoz
explained that Respondent is not a simple patient to treat and
would be in treatment for GERD for a long time, given the
intermittent nature of .... digestive symptoms.
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18. Dr. Munoz saw Respondent three times in 2004, the
last visit taking place in October, and then did not see ....
again until June 2006. .... impression of Respondent was that
.... was very stressed and not at peace. Dr. Munoz found
Respondent fearful and unstable and determined that the child
was over-stimulated. Dr. Munoz concluded that stress
exacerbates Respondent's GERD.
19. In the fall of 2004, when Respondent was in the fifth
week of seventh grade, .... began to suffer what .... mother
described as a series of "crises." On the way to school or
after school, Respondent would turn on .... mother with a stream
of profanity and verbal aggressiveness.
20. After each crisis, Respondent would cry extensively
and say that .... could not stop ......., .... was very bad, and
.... was sorry for all that .... had done. Respondent's parents
discussed these incidents with Dr. Tuchman, who, after trying
various behavior management techniques, determined that the
crisis behaviors were not under Respondent's control.
21. In a note documenting a visit on October 1, 2004,
Dr. Tuchman found that Respondent's obsessive-compulsive
disorder and tics had worsened, and .... was experiencing
headaches and vomiting. .... noted that Respondent's mother had
stopped the Ritalin, and the tics had lessened. .... also
reported that Respondent did well at school, but "really poorly"
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at home. For a plan, Dr. Tuchman recommended that a
psychiatrist evaluate Respondent, as Dr. Tuchman had tried in
"on every single medication that I can come up with and at this
point I'm suggesting that we refer .... over to the Miami
Children's Hospital to the Department of Child Psychiatry."
22. In October 2004, Respondent began seeing Dr. Carlos
Gonzalez, a Board-certified psychiatrist. Dr. Gonzalez assumed
the responsibility from Dr. Tuchman for managing Respondent's
medication, but did not serve as Respondent's primary therapist.
23. One night, Respondent's crisis behaviors escalated to
a new, more frightening level. Immediately after tutoring at
home, Respondent asked .... mother to take .... to Home Depot to
buy a lock, one of Respondent's favorite things. She declined,
saying it was too late. Respondent started screaming and
yelling. .... engaged in .... typical obsessive-compulsive
behavior--hitting .... ears, grunting three times, and tapping
.... mother's arm three times, but the taps became hits, and
Respondent became very violent. When Respondent's father tried
to restrain ...., Respondent began to bite, thrash about, and
scream. .... parents finally maneuvered .... into a guest room,
which had the fewest amount of objects that .... could throw.
The crisis, which lasted an hour, ended when Respondent's
parents gave .... some medications they had on hand for
emergency use, but they also called Dr. Gonzalez for advice.
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24. After learning of these incidents, Dr. Gonzalez
changed Respondent's medications by prescribing smaller doses,
to be taken daily, until the crises ended. However, subsequent
crises required Respondent's parents to administer the emergency
medicine 5-10 times that fall.
25. On October 25, 2004, Dr. Munoz admitted Respondent to
Miami Children's Hospital for a three-day diagnostic visit.
Respondent's chief complaints were vomiting twice daily for six
months, headaches of increasing frequency, increasing
sleepiness, and ringing in the ears. The discharge record
states that Respondent had developed obsessive-compulsive
disorder behaviors about 18 months earlier when .... had started
hitting .... ears and grunting. Tests in the hospital ruled out
any hearing loss or head abnormalities that an MRI would reveal.
No organic cause of the headaches, ear ringing, or vomiting was
found.
26. After .... discharge from the hospital, Respondent
returned to school for awhile, but .... behaviors and illnesses
worsened until .... parents removed .... from school in December
2004, a year after the previous sudden deterioration of
behavior.
27. At the time of the due process hearing, Respondent
was taking Zoloft (50 mg), Tenex (4 mg), Abilify (30 mg), and
Protonix (20 mg). Respondent's mother gave .... some leftover
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Ritalin on the days that .... was taking tests administered by a
District test administrator early in the 2006-07 school year,
but she stated that Respondent has not been on Ritalin since the
end of eighth grade, which was June 2006.
28. Dr. Gonzalez prescribed Zoloft, which is an
antidepressant, to control anxiety, obsessive traits, and
possibly sensory overstimulation. Dr. Gonzalez has maintained
Respondent on Zoloft for the two years that .... has been
treating ..... At this dosage, there are rarely any side
effects.
29. Dr. Gonzalez prescribed Tenex for tics and
aggression. .... has maintained Respondent on Tenex for one
year. The main side effects are lowered blood pressure and,
thus, sedation, but Tenex can also cause headaches.
30. Dr. Gonzalez prescribed Abilify, which is an anti-
psychotic, to regulate mood, control agitation, and treat a
thinking disorder. The main side effect is sedation. Although
Dr. Gonzalez has not seen Abilify's side effects extend to
digestive disturbances, the drug manufacturer lists this as a
possible side effect.
31. On July 11, 2006, Dr. Gonzalez completed an
evaluation and treatment plan for Respondent. .... diagnosed
Respondent with an Axis I disorder of autism, an Axis II
disorder of obsessive-compulsive personality features, and an
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Axis III disorder of GERD, tic disorder, and multiple soft
neurological impairments. This report notes that Respondent has
a hard time processing and integrating sensory input and can
easily be overwhelmed by .... environment. Past failures in
school and social interaction have left Respondent's self-esteem
damaged, but .... continues to want and seek peer relationships,
despite the difficulties in maintaining appropriate social
interaction. Dr. Gonzalez opined that, for psychological
reasons, segregation from peers further reinforces Respondent's
self-image as "damaged."
32. The difficulty in structuring an appropriate
educational environment for Respondent, according to
Dr. Gonzalez, is that Respondent's sensitivity to stimulation
demands a "setting that is [not] physically and emotionally
overwhelming, because [such a setting] will lead to illness and
emotional breakdown." Dr. Gonzalez found that the "relationship
between environmentally induced stress and physical (e.g.,
vomiting, insomnia, exacerbation of motor and vocal tics)
symptoms and emotional decompensation have been clearly and
repeatedly demonstrated."
33. By letter dated September 1, 2006, Dr. Gonzalez
described Respondent, in the summer preceding .... entering high
school, as "clinically stable and happy" and cooperative.
Dr. Gonzalez found that Respondent, during the summer of 2006,
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was enjoying the company of others and experiencing social
success in relating to peers. Respondent had expressed concern
about fitting in at .... new school and had begun to show
anxiety, but not excessively.
34. Dr. Gonzalez treated Respondent as .... entered
............... High School at the start of the 2006-07 school
year. Within a couple of weeks of starting classes,
Respondent's tics became more pronounced, and .... tolerance of
office visits went down. Respondent began to do compulsive
rituals, which Dr. Gonzalez had not seen in a long time, as ....
tapped .... mother compulsively. Also, Respondent engaged in
outbursts when someone set limits on .... behavior--something
that Dr. Gonzalez had never seen before. After Respondent
withdrew from school, these behaviors began to moderate.
35. Dr. Gonzalez was unsurprised by the discrepancy
between Respondent's behavior and symptoms at school versus ....
behavior and symptoms at home. Dr. Gonzalez described a
phenomenon in which persons could control tics while in an
environment in which they must perform, but then suffer an
overflow of tics once they have removed themselves to a more
secure environment, such as home.
36. Isabel Lara is a licensed physical therapist who
first saw Respondent in October 2004. Her treatment center
works with children ages two to seven years, so Ms. Lara limited
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her initial work with Respondent to an evaluation and home
assessment.
37. Ms. Lara conducted a reevaluation in 2006 when she
saw Respondent in her office. She issued a report dated May 14,
2006. The report describes Respondent's proprioceptive
stimulatory needs as including jumping, tumbling, and crashing
into bean bags and air mattresses for long periods of time,
suggestive of an under-aroused proprioceptive system.
Respondent also seeks out deep pressure activities, such as
being sandwiched and body massage. During the deep pressure
activities, Respondent's neck tics cease, .... body relaxes, and
.... becomes cooperative and easy-going.
38. Ms. Lara's report discusses Respondent's tactile
system, noting that .... shows signs of decreased tactile
defensiveness because .... can manipulate smooth and slimy
substances. But .... continues to exhibit signs of tactile
defensiveness in severe apprehension to manipulating sand,
tissues, or paper or unexpected touch.
39. Ms. Lara's report addresses Respondent's auditory
system. The report states that Respondent continues to
experience difficulty with auditory processing, as evidenced by
.... need for verbal cueing to assist .... with recalling the
details of three-step directions in proper sequence. Ms. Lara
stated that Respondent continues to show auditory defensiveness
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by being extremely apprehensive with loud or unexpected noises.
Respondent also continues to be distracted by background noises
and often requires verbal cueing to get .... attention back to
the subject task.
40. Ms. Lara's report describes Respondent's visual motor
skills as deficient. The report adds that Respondent is better
at controlling .... impulsivity and asks for specific sensory
motor activities to help .... self-organize. Respondent also
expresses .... emotions verbally.
41. Ms. Lara's report recommends that Respondent receive
sensory integration therapy three times per week for 30 minute
sessions to address .... auditory defensiveness, tactile
defensiveness, and visual motor and perceptual skills. Ms. Lara
determined that Respondent requires sensory integration therapy
to help .... modulate efficiently the information derived from
.... sensory-motor processing system, so as to allow .... to
access .... education.
II. Respondent--The Educational/Psychological Picture
42. Invariably, Respondent's teachers describe .... as
very nice and sweet and extremely engaging. Respondent varies
from the typical child with Asperger's Disorder in .... sense of
humor, nonverbal communication with eye movement and body
language, and ability to advance beyond obsessive interests to
active learning. Respondent is not entirely characteristic
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either in .... eagerness to please and .... flexibility, at
least at school.
43. Respondent has not presented behavioral management
issues to teachers or administrators. When .... has acted out
at school, .... has limited ....... to verbal aggression, and it
is directed at .... mother. The record amply supports findings
that Respondent has worked hard to attend to instruction, to
understand what .... reads and hears, to express ......., to
regulate unwanted stimulation, to decode the myriad of social
relationships that surround ...., and to fit in.
44. For kindergarten, during the 1997-98 school year,
Respondent attended an autism class at an elementary school of
Petitioner. .... began first grade in the same educational
placement, but, three months into the school year, Petitioner
placed .... in an inclusion class with eight high-functioning
children with autism and 22 neurotypical children. Respondent
progressed in this placement in math, but had considerable
difficulty in reading, staying on task, and interacting
socially. Aided by a fulltime paraprofessional, Respondent
continued with this placement in second grade.
45. In third and fourth grade, Respondent attended Coral
Reef Elementary in a mainstream classroom, aided by a
paraprofessional. .... received resource services for language
arts and reading. Inattentiveness was .... greatest problem.
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In general education classes, Respondent received instruction
with 35 students in fourth grade; the next year, .... received
general-education instruction with 41 students. Both years,
.... received resource-room instruction in classes of 12-17
students. By this time, Respondent's parents were supplementing
.... instruction, at their expense, with reading programs
tailored to Respondent's learning style.
46. On four days in July 2002, which was the summer after
Respondent had finished fourth grade, the University of Miami,
Psychological Services Center, administered a psychoeducational
evaluation. The report, which is dated November 4, 2002, states
that Respondent made significant improvements academically in
the preceding year, especially in reading.
47. The November 4 report states that Respondent scored
an 89 in verbal IQ on the Wechslar Intelligence Scale for
Children, Third Edition. The other scores on the test lacked
significant confidence levels, although the unusual score
discrepancy revealed that Respondent is much better processing
information verbally than visually. The report contains
Respondent's scores on the Wechslar Individual Achievement Test.
.... highest scores (with percentiles in parentheses) were
numerical operations (39th), pseudoword decoding (37th),
mathematics reasoning (25th), word reading (18th) and spelling
(16th). .... lowest scores were written expression (1st),
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reading comprehension (3rd), and oral expression (4th). ....
overall scores were math (27th), writing (16th), reading (12th).
The grade equivalents for both math scores were fourth, but the
grade equivalents for reading scores ranged from 2.2-3.2.
Although the spelling grade equivalent was 3.2, the grade
equivalents for written expression and oral expression were both
1.8. Other scores contained in the November 4 report were
visual perception (34th), story recall (28th), understanding
directions (8th), spatial relations (4th), and motor
coordination (1st).
48. The November 4 report cites three main factors
significantly affecting Respondent's school performance. First,
.... had significant difficulties in the areas of attention and
impulsivity/hyperactivity. .... showed a tendency to focus on
"background noise" and tended to listen superficially, possibly
due to .... auditory processing problems. Respondent also self-
monitored poorly. Second, Respondent had significant problems
in visual and motor processing. Respondent's academic
performance was affected, as the complexity of spatial
relationships increased and words and columns became larger.
Third, Respondent's clinical diagnosis affected .... academic
performance. During the previous neuroeducational evaluation at
the University of Miami in July 2000, Respondent met the
eligibility criteria for autism in terms of communications and
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social impairments, but did not display the restricted,
repetitive, and stereotyped pattern of behavior, interests, and
activities that characterize this disorder. Two years later,
.... met these criteria, as .... "extreme preoccupation" with
insects and reptiles interfered with testing. However, the
November 4 report stresses that the most important factor is the
progress that Respondent had made over the past several years.
49. The November 4 report contains five recommendations.
The first four are: continued speech and language therapy with
an emphasis on language pragmatics; continued occupational
therapy to address sensory integration, handwriting, and, most
importantly, visual processing; continued neurological
consultations, and Respondent "seem[ed] to need" medications for
inattention and impulsivity; and continued involvement in social
skills groups with peers .... age.
50. The fifth recommendation is a series of suggestions
to be implemented at home and school. The report acknowledges
the importance of maximizing Respondent's in-school educational
programming, so that .... could have some "down time" after
school and participate in age-appropriate activities. The first
recommendation is priming, so that Respondent is exposed to a
learning activity a day before it is taught. The second
recommendation is self-management to increase independence. The
third recommendation is a clear reward system to reinforce
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attentiveness. The fourth recommendation is a reward system to
reinforce the timely completion of tasks. The fifth
recommendation is for Respondent to proofread .... work. The
sixth recommendation is to seat Respondent near the teacher and
away from disruptive students. The seventh recommendation is to
use clear and specific language when talking to Respondent, as
.... cannot be expected to infer anything. The eighth
recommendation is to explain everything. The ninth
recommendation is to continue multisensory instruction with the
step-by-step, systematic presentation of material in a slow,
repetitive, redundant manner. The tenth recommendation is to
arrange breaks to allow Respondent to pursue whatever is
distracting ..... The eleventh recommendation is to schedule
regular sensory integration breaks. The twelfth recommendation
is for the teacher and paraprofessional to maintain consultation
with Respondent's professionals. The thirteenth recommendation
is multisensory instruction; although Respondent has trouble
filtering out background noise, .... remains an auditory
learner, perhaps due to .... visual processing deficits. The
fourteenth recommendation is to allow Respondent more time to
complete tasks and allow Respondent to dictate .... responses.
51. The November 4 report concludes with the warning that
the nature of children's learning problems changes as they age
because they require different functions to perform effectively
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at different ages and evolving subject matters call for
different capacity at different grades. The report strongly
recommends new neuroeducational evaluations every three years.
52. Respondent's social interactions were limited in
fourth and fifth grade. .... picked .... nose in plain view,
passed gas inappropriately for .... peer group, interrupted
conversations, wiped .... hands on .... shirt (possibly due to a
tactile aversion to paper, such as Kleenex, or to a habit formed
when .... still had such a tactile aversion), and sometimes
vomited.
53. The vomiting became frequent in fifth grade, but it
subsided later in the school year. Fifth grade marked the start
of intensive homework: in order to finish schoolwork that ....
had been unable to complete in school, Respondent had to work at
home for one or two hours nightly. In fifth grade, Respondent
also began exhibiting anxiety about school.
54. Between fifth and sixth grades, verbal aggressiveness
began to emerge as a problem, and it continued to increase
during sixth grade. With the start of middle school,
Respondent's slow processing speed caused .... to slip behind
during the school day and have to spend more time at night
trying to catch up. In sixth grade, the vomiting increased in
frequency and was now accompanied by headaches, fatigue, and
stomach aches. Respondent would put .... head down on a table
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and fall asleep at school, and, when .... got home, .... often
slept for several more hours. At this time, .... began
developing atypical sleep patterns, .... became less compliant
and redirectable at home, and .... reverted more frequently and
persistently to .... obsessive-compulsive rituals. In sixth
grade, Respondent had 16 absences and 17 early pickups due to
.... illnesses.
55. As noted above, Respondent's health deteriorated
early in seventh grade, culminating in .... withdrawal from
school in December 2004. By this point, Respondent already had
24 absences. Shortly after Respondent withdrew from school,
Petitioner began to provide homebound instruction.
56. Respondent's parents were stunned and frightened by
their .....'s rapid deterioration in the fall of 2004. They had
long been accustomed to three steps forward, one step back, but,
this time, even when compared to the breakdown of December 2003,
their ..... had fallen off a cliff, as Respondent's mother
described it. Respondent's parents considered the possibility
of a psychiatric hospitalization to manage behavior that was
essentially uncontrollable and verging on psychotic. After this
crisis, they attempted to relieve their .....'s stress anyway
they could, such as by not insisting that .... clean .... room
or clean up the kitchen after cooking a meal.
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57. With a couple of hours of homebound instruction
daily, Respondent progressed in science and social studies,
possibly made some progress in language arts, but made no
progress in reading. .... parents thus added a tutor for three
hours each afternoon. They discontinued subject-matter tutoring
after the third grading period, although they retained tutoring
for study and organizational skills.
58. Respondent ceased vomiting within three months of
.... withdrawal from school. Respondent returned to school, but
only part-time. .... attended school four periods a day and
went home for two periods of homebound instruction. During the
summer after seventh grade, Respondent again relaxed. The head
tics that .... had had for many years almost vanished.
59. In a report dated April 2, 2005, based on three
evaluations in the preceding month, Dr. Kaskel noted that
Respondent had just returned to middle school following an
extended leave of absence. She stated: "There is well
substantiated reason to believe that [Respondent's] illness was
in part attributed to the stress caused by .... previous
academic situation."
60. Describing Respondent's recent education as a "full"
school day followed by individual, multi-sensory instruction at
home, Dr. Kaskel concluded: "The stress of a demanding school
day for a sensory-impaired child followed by intensive
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individualized tutoring precipitated [Respondent's] recent
physical illness." Dr. Kaskel pointed out that Respondent's
twin processing deficits--auditory and visual--impeded ....
learning. Exacerbated by .... inability to attend and focus,
these processing deficits, according to Dr. Kaskel, prevented
Respondent from accessing .... education while the teacher was
teaching from a chalkboard and interacting with her students.
Given Respondent's extremely slow processing speed, ....
required, in Dr. Kaskel's opinion, one-on-one instruction by a
teacher trained in multi-sensory instructional techniques to
identify and overcome these deficits in auditory processing,
visual processing, attentiveness, and processing speed.
61. Noting these issues plus the "overwhelming anxiety
[that Respondent] experiences when .... is unable to retain
instruction," Dr. Kaskel recommended "some individualized
instruction in the course of the school day." .... "severe"
processing speed deficit demanded that .... receive a teacher's
outline or a note-taker because .... could not possibly take
notes for ........ For the same reason, Respondent needed
multiple-choice tests because .... slow processing speed
hindered .... ability to organize a written response. All
teachers and paraprofessionals must use multi-sensory
instruction with Respondent. Lastly, Dr. Kaskel recommended
that, due to Respondent's "auditory defensiveness," .... class
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size should not exceed 28 students. Dr. Kaskel ended her report
by stating that all previous recommendations in psycho-
educational evaluations by the University of Miami remained
valid and should continue to be implemented.
62. During the summer between seventh and eighth grades,
Respondent's family and five other families took a trip to Idaho
where Respondent's father participated in a triathlon. Lots of
teenagers were present, and Respondent did fine. .... went to
lunch with others. .... became independent, fishing on ....
own, but returning, as instructed, every two hours to check in
with .... mother or father.
63. Based on Dr. Gonzalez's advice, Respondent returned
to school for eighth grade, taking four periods at school and
two periods at home. After the first nine weeks, Petitioner and
Respondent's parents agreed to add a fifth subject at school and
reduce homebound instruction to one period. Immediately,
Respondent became more anxious and irritable and could not fall
asleep.
64. Due to a reading score of less than three on the
FCAT, Petitioner and Respondent's parents agreed to add a
mandatory reading class at school to Respondent's schedule,
giving .... six academic subjects. Respondent had individual
instruction from a one-to-one teacher for one period, in which
.... primarily worked on math. At the same time, Respondent's
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parents had obtained for .... two hours' instruction daily at
home. This was an arduous program for a child with Respondent's
deficits, but, at least in reading, did not produce any gains.
65. Respondent's eighth-grade reading and language art
teacher testified. She used multisensory instruction in
reading, but admitted that Respondent made "very little"
progress during a five-month period within eighth grade. She
admitted that she had not collected or retained certain reading
data. She stated that Respondent's head tics interfered only
with .... reading fluency, not .... reading comprehension. She
stated that Respondent had arrived in her class "not writing,"
but soon had demonstrated that .... as only "a little below
grade level" in written expression.
66. Respondent's eighth grade teacher attributed
Respondent's failure to improve .... reading comprehension to
.... frequent absences and late arrivals. Although she found
Respondent easy to motivate, the teacher added that Respondent
needed to be motivated and "needed to start listening." ....
often came to class disheveled. Respondent was alert in her
language arts class, which took place in the middle of the day,
but .... was tired and often put .... head down while in her
reading class, which took place second period. The teacher
reported that Respondent appeared in class more often and on
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time, and thus performed better, when, in February, .... was
transferred to the third-period reading class.
67. Doubtlessly, the absences, tardiness,
inattentiveness, and sleepiness of the neurotypical eighth
grader are products of numerous factors--most or all of them
quickly correctable. Respondent's eighth grade teacher
concluded that Respondent's absences, tardiness,
inattentiveness, and sleepiness were correctable and that, due
to the failure of Respondent and .... parents to correct these
problems, .... failure in reading was not the responsibility of
the school.
68. Respondent's performance in eighth grade reading is a
microcosm--in .... most important subject--of the macrocosm of
.... overall educational experience, at school and at home.
Respondent's failure in reading was largely the responsibility
of the school, because inattentiveness and sleepiness are
symptoms of Respondent's disabilities, and absences, tardiness,
and sleepiness are common byproducts of symptoms of Respondent's
disabilities. These facts are clearly established by the
numerous professionals who have evaluated and treated Respondent
for several years. If .... is missing, late, or dozing off at
school, comprehensive analysis must include the parenting
efforts of Respondent's parents, but must also consider what is
stressing Respondent, so as to disturb .... sleep and cause ....
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to break down. Obvious factors include .... academic load--both
at school and at home, as Dr. Kaskel observed. More
accommodation of, and less resistance to, these disabilities
would have resulted in an earlier switch of class periods for
reading, Respondent's most important class--a simple solution to
a problem that Petitioner never should have allowed to persist
as long as it did in eighth grade.
69. Early in 2006, Respondent's parents and Petitioner
added a seventh period for the remainder of eighth grade. They
chose a high-interest elective, home economics. Respondent's
parents wanted this class to motivate Petitioner at school,
given .... interest in cooking. Petitioner agreed to provide
the class, although Respondent was the only child at school with
a seventh period. Concerns about overworking Respondent were
probably allayed, at least in part, by Dr. Gonzalez, who, by
letter dated April 18, 2006, endorsed adding a seventh period to
include a high-interest elective that would allow ....
educational program to address .... academic and social needs.
70. However, not all of Respondent's professionals shared
the sanguine view of Respondent's parents and Dr. Gonzalez
regarding the workload that the child could safely carry.
Dr. Lani Kaskel, a licensed school psychologist with seven
years' experience teaching, has seen Respondent for ten years
and had successfully used behavior modification previously to
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address .... obsessive-compulsive behaviors, attention issues,
and language issues.
71. By letter dated December 1, 2005, Dr. Kaskel
advocated a lighter academic load due to the re-emergence of the
symptoms that, a year earlier, had been a precursor to
Respondent's breakdown. In her letter, Dr. Kaskel suggested the
removal of Respondent's second period class at school, and she
carefully noted that she was not recommending homebound
instruction for this class. As she explained, ".... problem is
related to the number of academic courses .... is subjected to
on a daily basis rather than the number of hours .... is
physically attending school." She also recommended that one of
Respondent's academic subjects be replaced with an elective "to
reduce .... escalated stress level."
72. In her letter, Dr. Kaskel characterized the episode
of a year earlier as a "major psychological break-down," which
necessitated the hospitalization of Respondent. She attributed
the breakdown to the demands placed on Respondent by school.
73. Also attributing the December 2004 breakdown to
overwork, Respondent's parents discontinued the home
instruction in eighth grade. However, Respondent's head tics
worsened again at the start of eighth grade and, due to their
severity, impeded .... ability to read and socialize. The head
tics in eighth grade eased and intensified, even in the course
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of a day, depending on the level of stress produced by whatever
Respondent was doing at school. In particular, the tics
intensified during the week of FCAT testing, and the week
preceding and week following testing.
74. During eighth grade, Respondent again became
explosive after school, although, as always, never at school, at
least toward teachers, administrators, or peers. Respondent's
parents found that they could de-escalate .... behaviors at home
by giving .... more release time, such as to fish on .... own
or, presumably, to allow .... to watch videos at night when ....
could not sleep. By the end of eighth grade, however,
Respondent's home behaviors had improved.
75. In a report dated April 5, 2006, which Dr. Kaskel
shared at an IEP meeting the next month, Dr. Kaskel stated that
Respondent has a "significant" deficiency in reading
comprehension, as reflected by a decline in standardized reading
scores from 2004 to 2006. The report describes Respondent's
reading as exclusive engagement in decoding with no assignment
of meaning to the written material. Dr. Kaskel stated: "It is
unquestionable . . . that the delivery of [reading] instruction
must be made in an individual pupil-teacher setting." She
added, due to Respondent's "documented history of physical
breakdown resulting from an extended school day," it is
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"mandatory" that Respondent receive .... individualized reading
instruction during the course of the regular school day.
76. Dr. Kaskel's report also notes that Respondent
presents with a "severe neurological deficiency in .... speed of
processing that is exacerbated by moderate to severe auditory-
vocal processing deficiencies as well as problems with ability
to initiate and sustain attention."
77. In an undated report, probably from mid-2006,
Dr. Kaskel reviewed the psycho-educational data. For academic
achievement, she reported that Respondent had undergone another
comprehensive academic skills assessment in December 2005--the
first since the University of Miami assessment in 2002.
Dr. Kaskel noted that Respondent scored "significantly" lower
scores in math achievement than .... had three years earlier.
She noted that Respondent was in the lowest 5th percentile in
oral reading and scored a grade equivalent of 3.7 in reading
comprehension.
78. Addressing reading tests administered by one of
Respondent's teachers, Dr. Kaskel noted a decline from September
14, 2005, of a grade equivalent of 3.4 to a grade equivalent of
2.1 on January 24, 2006. Citing another reading achievement
test administered by one of Respondent's school psychologists,
Dr. Kaskel traced a decline from March 15, 2004, of a grade
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equivalent of 5.6 to a grade equivalent of 3.9 on January 30,
2006.
79. Referring again to the breakdown of December 2004,
Dr. Kaskel stated that she, Dr. Gonzalez, Ms. Lara, and
Respondent's audiologist all agreed that the illness had
"resulted to a significant degree from the sensory overload ....
was exposed to in the large middle school environment." She
added: "The fact that [Respondent] in addition to an intensive
academic schedule was receiving after-school instruction on a
daily basis to facilitate .... ability to absorb .... schoolwork
was also a major contributor to .... illness."
80. Dr. Kaskel concluded by advocating for a school with
700 or fewer students "in a low density setting." She added
that .... "hypersensitivity and difficulty with sensory
regulation" drive the acceptable class size, which is no more
than 20 students in a "well-structured classroom setting." She
recommended individual instruction in math and reading, but
stated that Respondent could participate in "traditional"
classes for social studies, science, and electives. She
recommended a seven-period day.
81. During the summer between eighth and ninth grades,
Respondent was more compliant at home, as long as .... could
fish. .... was less oppositional and required less redirection.
.... head tics almost vanished, as did .... obsessive-compulsive
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behaviors, such as tapping .... mother's arm three times and
then tapping another object three times.
82. Based largely on an observation of Respondent on
July 29, 2006, as well as parent interviews and medical and
educational records, Dr. Peter Gerhardt of the Gerhardt
Autism/Aspergers Consultation Group in Baltimore, Maryland,
prepared a consultative report on September 1, 2006. The report
is an "educational evaluation" using "evidence-based practices"
following a test of adaptive and maladaptive behaviors. At the
time of the test, Respondent was 14 years, nine months old.
83. The first area tested was Broad Independence, which
averages four areas of adaptive functioning: motor skills,
social interaction and communication skills, personal living
skills, and community living skills. For motor skills,
Respondent scored at an average age of eight years, eight
months. .... gross- and fine-motor skills are "limited."
84. The second area tested was Social Interaction and
Communication Skills, which comprises Respondent's interactions
with others in various social settings and .... use of signs,
oral expression, and written symbols. For this area, Respondent
scored at an average age of seven years, two months. ....
social interaction skills and language comprehension skills are
"limited to very limited," but .... language expression skills
are "limited to age-appropriate."
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85. The third area tested was Personal Living Skills,
which includes adaptive behaviors related to eating and
preparing meals, personal hygiene, and housekeeping. For this
area, Respondent scored at an average age of six years, six
months. .... personal self-care and domestic (i.e.,
housekeeping) skills are "very limited." .... toileting skills
are "very limited" to "negligible," and .... dressing skills are
"limited." However, .... eating and meal-preparation skills are
"age-appropriate."
86. The fourth area tested was Community Living Skills,
which measures the subject's ability to assume social and
economic responsibilities. For this area, Respondent scored an
average age of twelve years, one month. .... time and
punctuality skills and work skills are "limited," .... home and
community orientation skills are "limited to age-appropriate,"
and .... money and value skills are "age appropriate."
87. Overall, in terms of broad independence, Respondent
scored an average of eight years, six months, so .... functional
independence is "limited." Overall, Respondent displayed
"moderately serious problem behaviors"; "marginally serious
internalized maladaptive behaviors, including unusual or
repetitive habits"; "serious asocial maladaptive behaviors,
including socially offensive and uncooperative behavior"; and
"marginally serious externalized maladaptive behaviors,
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including disruptive behavior, destructiveness to property, and
hurting others."
88. The report makes five recommendations. The first
recommendation is a "school/classroom environment designed to
reduce school-related anxiety and its concomitant physical
presentation." Citing Respondent's history of school-related
anxiety and stress, the report states that it is of critical
importance to specifically tailor .... educational environment
to: "1) reduce .... anxiety/stress, 2) promote the development
of self monitoring/self management competencies relevant to
stressful environmental conditions, and 3) provide consistently
positive interactions with peers, teachers and related school
personnel."
89. The recommendation concerning the design of the
school/classroom environment includes three items: limit the
regular education class size to 20-25 students and limit the
"overall size of the school," as a "smaller school size [would
be] a necessary component of an appropriate education"; reduce
to a minimum unnecessary auditory, visual or tactile
stimulation; and institute a "system of data collection to
directly and accurately assess the impact of different
environmental stressors on [Respondent's] physical well-being."
90. The second recommendation is a "[d]irect and
intensive intervention in the area of communication and social
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competence." The recommendation is that "direct and intensive
instruction in both expressive and receptive social and
communicative competence [is] necessary and appropriate." This
instruction should include "direct, one on one instruction
provided by competently trained school personnel, group
instruction inclusive of neurotypical peers, and generalization
strategies to support the mastery of new acquired skills across
school environments, personnel and peers." This recommendation
warns that social competence instruction "in isolation and
absent regular opportunities to generalize newly learned skills
is . . . ineffective and educationally inappropriate."
91. The third recommendation is "[d]irect and intensive
reading intervention with emphasis of [sic] reading fluency."
Reading is Dr. Gerhardt's "primary academic concern." The
fourth recommendation is "[a]dequate training of classroom
personnel."
92. The fifth recommendation is "[a]n emphasis on
individualized instruction within an inclusive setting." This
recommendation suggests the following supports or modifications:
pull-out or resource room instruction to support academic
instruction and promote grade level competencies, regular-
education personnel competent to implement the recommendations
and promote a socially inclusive classroom, and an awareness of
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the potential for learners such as Respondent to become the
victim of verbal, physical and even sexual abuse.
93. Dr. Gerhardt added several observations concerning
Respondent. First, any functional assessment of behavior needs
to take place in the setting in which the assessor is seeking to
regulate the behavior. Second, even though mere exposure to
typical peers, without instruction, is not sufficient to help
Respondent remediate .... deficit in social skills, exposure to
such peers and practicing appropriate social behaviors are
crucial for Respondent's development. Third, Dr. Gerhardt did
not form a specific opinion concerning any auditory
sensitivities that Respondent might have.
94. Dr. Gerhardt testified that some persons with autism
manifest no sensory challenges. When pressed during ....
deposition to identify any such challenges manifested by
Respondent--auditory, visual, or tactile--Dr. Gerhardt mentioned
a situation that displayed the lack of such sensitivity:
Respondent snagged a fish hook while fishing and, so desirous of
returning to fishing, .... jumped into the water, retrieved ....
hook, and resumed fishing, without apparent discomfort from ....
soaked shoes and pants. However, Dr. Gerhardt's direct contact
with Respondent was during the middle of the summer, 2006, and
.... observed Respondent at home, at play, and in the community,
not in school and not particularly under any stress. Also,
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Dr. Gerhardt testified to the "critical importance" of tailoring
Respondent's educational environment to: 1) reduce .... anxiety
and stress and 2) promote .... ability to self-monitor and self-
manage regarding stressful environmental conditions.
95. Respondent's mother reports that Respondent is not so
auditorily challenged that .... cannot manage the sound levels
of grocery stores, restaurants, and theme parks. As she
explained, at home, knowing that .... does not have to perform
math or reading, Respondent can tolerate higher noise levels.
Clearly, Respondent can tolerate higher levels of auditory
stimulation and other sensory challenges when .... is not
stressed or fatigued or when .... is pursuing a keen interest,
such as fishing. The educational challenge is to structure a
program that calibrates the stressors carefully, ensuring that
each stressor, such as reading instruction or group science
teaching, carries greater benefits than it imposes costs. When
not opting for homebound instruction, Respondent's parents
prefer a smaller school and a full academic load. When not
opting for hospital-bound instruction, Petitioner prefers a
regular school, smaller classes, and, at least at first, a
lightened academic load that is progressively built up until it
is a regular load or Respondent demonstrates that .... is at
.... maximum capacity.
III. Procedural Issues, Including IEP Planning Process
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96. The IEP team conducted three meetings. The meetings
took place on April 24, May 16, and May 22, 2006. Each meeting
started at 9:00 a.m. and ended at 3:30 p.m.
97. The April 24 IEP meeting went well, as the parties
worked collaboratively. As described by a child advocate who
attended all three IEP meetings to assist Respondent, this
meeting was structured, and Petitioner's staff elicited
information from Respondent's parents, who were prepared to
present a lot of information. The IEP team listened to some of
their information and deferred consideration of the remainder.
Necessarily, the IEP team limited discussion.
98. Respondent bases .... procedural challenge in part on
two comments by Twila Grandchamp, who was an ESE Director for
Petitioner. First, Ms. Grandchamp stated that the IEP team
would not discuss the setting of ..... Academy, a magnet school
operated by Petitioner on Key Biscayne and sought by
Respondent's parents. The record fails to support a finding
that ..... Academy would be a better setting than
............... High School for the education of Respondent.
Moreover, there is some indication in the record that Petitioner
has discontinued a small ESE program that it had started at
..... Academy.
99. Although a brief discussion of ..... Academy might
have resulted in the identification of additional features to
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incorporate into Respondent's educational program, nothing
required Petitioner to structure the discussion of Respondent's
unfolding IEP by focusing on the setting of ..... Academy. Such
an approach probably would have been less efficient than
directly discussing specific features of Respondent's IEP.
Thus, the refusal to discuss ..... Academy was not a failure to
permit Respondent's parents to participate meaningfully in the
IEP-preparation process.
100. Second, Ms. Grandchamp stated that the documents
produced by Respondent's parents were in the record and thus
required no discussion, so she permitted none. This is
immaterial if members of the IEP team examined the documents,
and at least one prominent IEP team member did so. An
instructional supervisor in autism, Dr. Annmarie Sasseville read
at least five professional evaluations provided by Respondent's
parents. It is not unreasonable to assume that she would
discuss relevant portions of these materials with the IEP team.
Under these circumstances, it is impossible to find that this
decision by Ms. Grandchamp deprived Respondent's parents of the
right to participate meaningfully in the IEP-preparation
process.
101. On May 12, 2006, Respondent's parents sent a letter
to Rae Burnham, who had taught Respondent in seventh grade and
the first half of eighth grade before transferring to
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............... High School, where she monitors eleventh and
twelfth grade ESE students' work. Ms. Burnham has taught for 29
years with Respondent and holds a master's degree in special
education.
102. In their letter to Ms. Burnham, Respondent's parents
expressed concern that their ..... would not be able to function
at a school with 3600 students, which is the student population
of ............... High School. They expressed a preference for
..... Academy, which is operated by Respondent. They asked
Ms. Burnham for a written response that they could present at
the May 16 IEP meeting.
103. Ms. Burnham complied. By letter dated May 15, 2006,
she stated: "it became obvious that [Respondent's] sensitivity
to noise and other stimuli's [sic] increased dramatically in the
7th grade. . . . Due to the set up and arrangement of the
classroom, there was a tremendous amount of noise and
stimulation." Ms. Burnham reported that she watched as
Respondent became "increasingly less tolerant," until .... was
unable to participate at all. In eighth grade, by contrast,
Ms. Burnham stated that Respondent was in a "smaller class
setting with less students and more structure." Each student
had .... own desk, not a group table as was used in seventh
grade. Students were not allowed to roam around the room.
104. Ms. Burnham memorably added:
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it was overwhelming for me to enter the
'city' they call [.......... High School].
The school is huge and the halls are
overcrowded with people. I cannot predict
how a similar change [from Respondent's
middle school to .......... High School]
will affect [Respondent], but I believe it
would be fair to say that the situation
would be difficult for [Respondent] to
tolerate and .... functional performance
would once again regress as it did in the
7th grade.
105. Although the "'city' they call .......... High" is
burnished in the mind of the Administrative Law Judge, both as a
phrase and an image, the force of Ms. Burnham's letter is
undermined by its non sequitur. In seventh grade, Ms. Burnham
found, convincingly, that overstimulation within the classroom
produced Respondent's breakdown, and, in eighth grade, she
found, again convincingly, that a classroom with more structure,
fewer students, and, thus, less stimulation, worked for
Respondent. For high school, Ms. Burnham based her analysis,
not on classroom characteristics, but on school characteristics.
106. Obviously, a noisy, disruptive classroom may exist
within a small school, just as a peaceful, structured classroom
may exist within a large school. A student spends more time in
a classroom than .... does in the halls and lunchroom. Also,
Petitioner can mitigate the stimulation of extra-classroom time
by allowing Respondent to change classes three minutes early or
eat in a quiet area, as the May 2006 IEP provides.
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Ms. Burnham's argument therefore lacks any force, and it is
irrelevant whether the IEP team saw her letter. It is unclear
why the letter did not reach the IEP team, although it may have
something to do with Ms. Burnham's salutation, "To Whom It May
Concern."
107. The omission of Ms. Burnham's letter involves another
procedural issue raised by Respondent: the failure of
Petitioner to produce educational records. The failure occurs
at two points: at the 2006 IEP meetings and subsequently. The
only other potentially significant document that appears to have
been omitted from the IEP meetings was the results of a Woodcock
Johnson reading comprehension test administered shortly before
the IEP meetings. This omission is immaterial. The IEP team
already had ample evidence that Respondent's reading
comprehension had not improved for several years.
108. The failure to produce records after the IEP meetings
pertains to a demand by Respondent dated May 30, 2006. Although
the IEP meetings were over and the May 2006 IEP had been
finished, the production of these documents was important to
Respondent's decision whether to file a due process request and,
if filed, Respondent's need to prepare for the hearing. It was
obvious at the hearing that Petitioner failed to produce all of
the records, despite several waves of production.
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109. However, no evidence suggests that Petitioner
intentionally or recklessly failed to produce documents. Few
records among the thousands of documents were tardily produced
or lost. Most importantly, Respondent has identified no omitted
records that would have been material to the issues presented in
this case, including the responsibility of Petitioner to provide
Respondent with a free appropriate public education.
Respondent's mother is understandably concerned about tardily
produced records arguably reflecting adversely on the safety of
her ..... in .... educational setting a few years ago, but this
matter is outside of the scope of the present case.
110. As for the remaining IEP meetings, the record
suggests that the participants became more stressed. Toward the
end of the meetings, some participants may even have become
antagonistic. The child advocate described Ms. Grandchamp at
the May 16 at IEP meeting as "curt" and "less congenial" than
she had been at the previous meeting, but the record supports a
finding that Respondent's parents meaningfully participated in
the meetings.
111. For instance, Ms. Lara attended the May 16 meeting
and spoke extensively to the IEP team. She discussed such
matters as sensory overload and tactile stimulation.
Respondent's occupational therapist, who is responsible for
designing sensory integration therapy, discussed with Ms. Lara
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the fact that Respondent had developed some effective
compensatory strategies to modulate stimulation and allow
....... to focus on the task at hand. Ms. Lara agreed. The IEP
team, including Ms. Lara, determined that Respondent was
accessing .... education without sensory integration therapy, so
.... compensatory skills were adequate. Without regard to
whether the May 2006 IEP adequately addresses sensory overload,
the underlying process was adequate.
112. The IEP team did not finish the IEP at the May 16
meeting, but they did decide upon the setting, ...............
High School. Ms. Grandchamp stated that no other site would be
considered, but this does not mean that no other site had been
considered. Ms. Grandchamp allowed someone from ..... Academy
to make a presentation, but she allowed no discussion following
the presentation. The setting is typically selected at the end
of the planning process, but selecting it earlier does not mean
that the IEP team failed to consider other potentially
appropriate settings.
113. The mood at the May 22 IEP meeting was, according to
the child advocate, "okay, let's get this done." The IEP team
addressed the educational program to be implemented at
............... High School. Respondent's parents tried to
bring up issues, but Ms. Grandchamp ran the meeting firmly,
disallowing them to insert issues that she did not want to
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address. The IEP team discussed more limited matters with
Respondent's parents.
114. The substantive deficiencies in the May 2006 IEP do
not mean that the planning process was necessarily flawed. As
noted above, sensory issues--one of the areas of substantive
deficiency--were adequately addressed, as was reading, which is
the other area of substantive deficiency. The IEP team
discussed Respondent's decline in reading comprehension and the
use of a one-to-one reading teacher for Respondent, but elected
not to provide this service.
115. One particularly noteworthy element of the IEP
planning process was that Respondent made a presentation to the
large IEP team. .... made an effective presentation to the
group and, by doing so, .... and the IEP team gained a better
understanding of the investment that the other party is making
in Respondent's education.
IV. IEP
116. The IEP dated May 22, 2006, assigns Respondent to
............... High School for the 2006-07 school year with a
placement from 0-40 percent of the time in a separate class.
The May 2006 IEP identifies Respondent's ESE eligibilities as
autism, language impaired, speech impaired, and
hospital/homebound (until May 26, 2006).
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117. The present levels of performance in the May 2006 IEP
reflect input from the parents, the general education teacher,
the ESE teacher, the speech-language pathologist, the ESE chair,
District personnel, and the hospital/homebound teacher. The
Diagnostic Assessment of Reading, which was administered in
January 2006, shows that Respondent's word recognition is at a
fourth grade level, silent reading is at a fifth grade level,
and word meaning is at a third grade level. The Oral Reading
for Fluency, which was administered in November 2005, reveals
that Respondent is at "high risk."
118. The May 2006 IEP describes Respondent's present level
of performance as:
[Respondent] likes to participate in class.
.... is able to summarize, compare and
contrast using graphic organizers. .... is
able to answer "right there" type of
questions of 1 step. Responds to questions
asked by a peer. According to diagnostic
reading evaluation: .... has phonemic
awareness skills. .... can read 36 basic
sight words. .... has phonics skills and is
able to identify: consonant sounds, blends,
digraphs, vowels and vowel combinations (in
context and isolation). .... has structural
strengths: analysis skills and is able
[sic] to identify word parts, inflectional
endings, prefixes, suffixes, compound words.
.... was able to read words in isolation on
an independent level from a 3rd-4th grade
list, with no more than 2 errors.
Independent reading comprehension level was
from PP-1st. Instructional reading
comprehension level was 2nd grade level.
Frustration level was on 3rd grade.
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According to Woodcock Reading Mastery Test-R
[Respondent] scored:
Word Identification 4.2 G[rade]E[quivalent]
Word Attack 10.0 GE
Word Comprehension 5.6 GE
Passage Comprehension 3.6 GE
[Respondent] seems to comprehend better when
.... reads aloud. [Respondent] can
transition in hallway from one class to
another. .... can follow directions without
redirection for up to 10 min, with
accommodation or leaving early, depending on
the task, on a known/non-preferred task.
.... can use a computer without assistance,
open programs, and navigate a mouse. ....
adapts to change of teacher in room. ....
interacts with peers in a small group
setting, and adults. .... can paraphrase 1-
2 step directions. .... can write a 5
paragraph essay using a graphic organizer
and dictation, and/or keyboarding. ....
understands figurative language, similes in
context at .... instructional level, in the
language arts class. [Respondent] is able
to perform math calculations to solve a word
problem with prompting and breaking down of
steps and visual cues. .... has established
reciprocal/true friendships outside of
school with children who share similar
interests. .... is aware of things that
cause .... stress.
Weaknesses: with social communication,
idioms, and articulation of the "r" sound.
According to parent, .... has an auditory
processing disorder. .... rate of learning
is slow. .... feels anxious at times. ....
has a deficit in processing.
Meeting ended at 3:00 pm. Team will
reconvene on 5/16/06 to complete IEP.
5/16/06 strengths (con't). [Respondent] is
beginning to respond to 1 step directions.
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5/22/06. Para[professional]
responsibilities:
--para will meet [Respondent] prior to
school starting in a designated spot and
accompany .... to lunch & fire drills
--redirection
--reteaching
--social interpreter
--supervision/safety
--breaks
--communication log
--monitor caffeine intake
For L. Arts (English), Reading, Math and
Learning Strategies--there will be no more
than 3 students including [Respondent] in
those classes.
5/16/06
Weaknesses (con't)
In home setting, demonstrates
obsessive/compulsive behavior during
hospital/homebound instruction.
.... has difficulty with multi-step word
problems. .... needs repetition to learn a
new math skill (avg. 2-3 class periods).
Use of FM system will be reviewed and
assessed during first 9 wks of school.
District audiologist and parent will be
consulted.
For Language Arts (English) and Reading
elective class [Respondent] will initially
be assigned to the teacher's class for
Autism Unit. After master schedule is
developed at .......... Sr. consideration
will be given to place [Respondent] in a
general ed. Lang. Arts (English)/Reading
class with a smaller teacher/pupil ratio.
A[ssistant] P[rincipal] at .......... Sr.
will contact parent to discuss options once
the master schedule is completed.
Parents assure that they will monitor
[Respondent's] level of stress and alert the
school staff (ESE AP or chairperson)
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immediately so that the IEP team can
reconvene to address .... scheduling needs.
Parents will be contacted prior to any field
trip/travel outside of school to discuss
accommodations.
ISP (Individual Student Planning) meeting
will be done on an early release day during
1st nine weeks of school.
Be aware of parent concerns about
[Respondent's] leaving campus if .... gets
distracted.
Training: Counselor will receive training
on working with [Respondent on] stress
reduction and working with others.
119. The IEP states that Respondent's disabilities affect
.... involvement in the general curriculum as follows:
Progress and involvement in the general
curriculum is affected by difficulty with
reading vocabulary, fluency and
comprehension. .... has difficulty with
task analysis, and staying on task without
redirection. .... has difficulty with
conventions, punctuation, capitalization and
proofreading. .... has difficulty with
topic maintenance, maintaining a
conversation, transitioning in a
conversation. .... has difficulty [sic].
120. The May 2006 IEP identifies Respondent's priority
educational needs as reading skills, written communication
skills, on task/organizational skills, social skills,
articulation skills, language usage skills, math applications,
self-advocacy, and stress reduction.
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121. The May 2006 IEP states that Respondent is interested
in cooking, fishing, reptiles, animals, and running a business.
.... also has expressed an interest in science. The May 2006
IEP indicates that Respondent is working on a standard diploma.
122. For supplementary aids and services, the May 2006 IEP
identifies paraprofessional assistance in all classes on a daily
basis, autism support at the school site monthly, science class
daily, and home economics class monthly.
123. For related services, the May 2006 IEP identifies
counseling twice weekly, a computerized reading program in the
classroom daily, occupational therapy 30 minutes weekly, and an
FM unit in the classroom on a daily basis when Respondent
chooses to use it.
124. For support needed for IEP implementation, the May
2006 IEP identifies the general education teacher, who needs
training in Respondent's learning needs and IEP implementation
on a one-time basis with follow up as needed; and the autism
teacher, speech-language pathologist, paraprofessional, and
autism support teacher, who need training in learning styles and
techniques in reading and math on a one-time basis.
125. Under other pertinent information, the May 2006 IEP
notes that Respondent is taking Abilify (20 mg), Zoloft (50 mg),
Ritalin LA (20 mg), and Tenex (20 mg). The IEP allows staff to
use physical restraints on Respondent if .... presents a danger
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to ....... or others, or to property. The IEP notes that
Respondent suffers from bladder spasms that are aggravated by
caffeine, so .... must use restrooms as needed. The IEP states
that Respondent is not to have a shortened school day.
126. With respect to the least restrictive environment,
the May 2006 IEP selects a "separate class" for Respondent. The
most inclusive educational placement is "general education
class," which means that the ESE student is placed with general
education students from 80-100 percent of the time. The next
"resource room" means that the ESE student is placed with
general education students from 41-79 percent of the time. The
"separate class" means that the ESE student is placed with
general education students from 0-40 percent of the time. The
two least inclusive educational placements are "separate day
school" and "hospital/homebound."
127. To support its educational placement decision, the
IEP team cited Respondent's frustration and stress, self-esteem,
distractibility, need for lower pupil-to-teacher ratio, time
needed to master educational objectives, need for instructional
technology, social skills causing increased isolation, and
difficulty completing tasks.
128. For educational services, the May 2006 IEP states
that Respondent is to receive general education and ESE
instruction in science and home economics. In English, math,
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reading, and learning strategies, the instruction is exclusively
ESE. Speech and language are both types of therapy.
129. The IEP explains that Respondent cannot be educated
to a greater extent in general education classes because ....
needs "specialized instruction in reading, writing, on
task/organizational, social, articulation, language usage, math
applications, self-advocacy, stress reduction skills." The IEP
states that Respondent will receive specialized instruction in
reading skills/written communication skills in English class
daily, on task/organizational skills in all classes daily,
social skills in counseling, articulation/language usage in
therapy 80 minutes per week, math applications in math class
daily, and self-advocacy/stress reduction in all classes daily.
130. The May 2006 IEP identifies the persons responsible
for implementing the IEP as the general education teachers, ESE
teachers, speech-language pathologist, occupational therapist,
and counselor.
131. The May 2006 IEP contains annual goals and
benchmarks. They are organized by the nine priority educational
needs. The IEP assigns varying numbers of goals to each
priority educational need: reading skills--four goals; written
communication skills--one goal; on task/organizational skills--
three goals; social skills--two goals (one shared); articulation
skills--one goal; language usage skills--three goals (one
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shared); math applications--three goals; self-advocacy--one
goal; and stress reduction--one goal.
132. The first goal under the first priority educational
need of reading skills is: "[Respondent] will be able to
read/listen to a selection at instructional level and above and
determine higher order information from text." The reading
teacher is to measure Respondent's progress weekly. Mastery
criteria are 80 percent accuracy on teacher-made tests and
curriculum-based assessment. The benchmarks are: "1) identify
pattern and story organization, 2) identify the question type,
and 3) analyze and paraphrase higher order question types."
133. Instructional level is the level at which the class
is taught, which is grade level for Respondent. Independent
level is the level at which a student functions on .... own.
The May 2006 IEP is not entirely consistent in the use of these
terms, at least once treating "instructional" level as
"independent" level. Respondent's ninth grade ESE teacher made
the same mistake, as discussed in more detail below. Also, as
she explained, the mastery criteria in the May 2006 IEP apply to
the goals, not the benchmarks.
134. The second goal under the first priority educational
need of reading skills is: "[Respondent] will be able to
identify the correct meaning of a multiple meaning word in the
context of a sentence." The language arts teacher is to measure
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Respondent's progress weekly. Mastery criteria are 80 percent
accuracy on teacher-made tests and curriculum-based assessment.
The benchmarks are: "1) given several choices, identify the
correct meaning of the word, 2) read the word in context to
check correctness, and 3) apply knowledge of prefixes, suffixes
and roots to help determine meaning."
135. The third goal under the first priority educational
need of reading skills is: "[Respondent] will be able to
determine the meaning of vocabulary words using context from
various text clues in a reading selection, from a grade level
text." The language arts teacher is to measure Respondent's
progress weekly. Mastery criteria are 80 percent accuracy on
teacher-made tests and curriculum-based assessment. The
benchmarks are: "1) identify vocabulary words in the selection
(grade level text), 2) use context clues to grasp meaning, and
3) identify base word, prefixes, suffixes."
136. The fourth goal under the first priority educational
need of reading skills is: "[Respondent] will be able to read
an unfamiliar selection with fluency at .... independent reading
level." The reading teacher is to measure Respondent's progress
weekly. The mastery criterion is a score of "medium risk" on
the Oral Reading Fluency test. The benchmarks are "1) re-read a
selection with a model and prompting with fluency, 2) re-read a
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selection with a model and no prompting, and 3) re-read a
selection without a model."
137. The only goal under the second priority educational
need of written communication skills is: "[Respondent] will be
able to write a 5 paragraph cohesive essay using correct
conventions." The language arts teacher is to measure
Respondent's progress weekly. The mastery criteria are three
out of five opportunities on a rubric to be developed. The
benchmarks are "1) will identify type of essay after reading the
prompt, 2) use correct graphic organizer to plan .... writing,
with prompting, and 3) edit .... own work (monitor & self-
identify)."
138. The first goal under the third priority educational
need of on task/organizational skills is: "[Respondent] will
begin and complete a given assignment during time frame
allotted." The teachers and occupational therapist are to
measure Respondent's progress weekly. There are no mastery
criteria. The benchmarks are "1) start work promptly with
minimal redirection, 2) listen attentively with eye contact
toward instruction & repeat 1-2 step directions in sequence, and
3) ask for assistance by raising hand & place completed
assignment in designated area."
139. The second goal under the third priority educational
need of on task/organizational skills is: "[Respondent] will
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save, organize, & retrieve files and folders for classroom
activities on a computer." The teachers are to measure
Respondent's progress weekly. The mastery criteria are four out
of five opportunities on student work product. The benchmarks
are "1) use organized folders to save & retrieve files with
prompting, 2) will create folders, save & retrieve files with
prompting, 3) save new files to appropriate folder & retrieve
with minimum prompting, and 4) create a new folder, save &
retrieve files independently with visual cue/reminder card."
140. The third goal under the third priority educational
need of on task/organizational skills is: "[Respondent] will
demonstrate organizational skills to complete a task." The
teachers and occupational therapist are to measure Respondent's
progress weekly. The mastery criteria are four out of five
opportunities on student work product and agenda. The
benchmarks are "1) take out materials after teacher prompting,
2) carry materials/assignments to and from class, and 3) write
homework assignment in agenda book."
141. The first goal under the fourth priority educational
need of social skills and the first goal under the sixth
priority educational need of language usage skills is:
"[Respondent] will use communication strategies to initiate and
participate in conversations including verbal and nonverbal
communication in the school setting." The teachers and speech-
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language pathologist are to measure Respondent's progress
weekly. The mastery criteria are 85 percent accuracy in teacher
observations and as shown in therapy. The benchmarks are
"1) . . . will continue to identify nonverbal communication,
i.e., eye contact, facial expressions, gestures, body posture,
2) . . . will match socially acceptable body language and
speaking style to appropriate situations, . . . 4) . . . will
initiate and maintain a fluent, mutual conversation and ....
will recognize and initial topic shifts, [and] 5) . . . will
role-play and critique conversations, interviews, and phone
calls."
142. The second goal under the fourth priority educational
need of social skills is: "[Respondent] will interact and work
cooperatively in class with peers on a given task." The
teachers are to measure Respondent's progress weekly. Mastery
criteria are four out of five teacher observations. The
benchmarks are "1) select a partner independently with minimal
prompting, 2) participate actively in discussions in a small
group of 3-5 students, [and] 3) participate actively in class
projects that require working cooperatively in a small group of
2-5 students."
143. The only goal of the fifth priority educational need
of articulation skills is: "[Respondent] will produce the /r/
phoneme in clear, intelligible speech in an unstructured
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conversational speech therapy setting." The speech-language
pathologist is to measure Respondent's progress weekly. Mastery
criteria are 85 percent accuracy in therapy. The benchmarks are
"1) . . . will use a slower speech pattern to increase clear
speech in spontaneous conversation in therapy [and] 2) . . .
will monitor and self-correct the production of the /r/ and
vocalic /r/ phonemes in the therapy setting with visual cues
and/or verbal prompts from the Speech-Language Pathologist when
necessary."
144. The second goal of the sixth priority educational
need of language usage skills is: "[Respondent] will
demonstrate comprehension of analogies, metaphors, and idioms in
the therapy session." The speech-language pathologist is to
measure Respondent's progress weekly. Mastery criteria are 85
percent accuracy in therapy. The benchmarks are "1) [u]sing
.... auditory memory kills, . . . will demonstrate recall of the
target analogy, metaphor or idiom in structured language
intervention activities [and] 2) . . . will interpret the idiom
and explain the metaphor and analogy as presented by the Speech-
Language Pathologist using verbal cues and visual materials in
the therapy setting."
145. The third goal of the sixth priority educational need
of language usage skills is: "[Respondent] will demonstrate the
ability to recall a series of events and to verbally sequence
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the events accurately in the therapy setting." The speech-
language pathologist is to measure Respondent's progress weekly.
The mastery criteria are 85 percent accuracy shown in
therapeutic data. The benchmarks are "1) . . . will comprehend
and recall the target sequence and indicate what .... does not
understand, 2) . . . will verbally sequence events of everyday
life, the events in a story, and the progression of a story line
in a movie, [and] 3) . . . will sequence material from classroom
reading material with visual cues and verbal prompts by the
Speech-Language Pathologist."
146. The first goal under the seventh priority educational
need of math applications is: "[Respondent] will solve two-step
word problems that include decimals, fractions and/or integers."
The math teacher will measure Respondent's progress weekly. The
mastery criteria are 80 percent accuracy in tests, student work
project, and graded work samples. The benchmarks are "1) read
work problems, 2) re-tell questions, 3) identify steps necessary
to solve problem, 4) translate words into mathematical
expressions, 4) [sic] calculate, [and] 5) check answer for
accuracy."
147. The second goal under the seventh priority
educational need of math applications is: "[Respondent] will
solve math problems that include rational & irrational numbers."
The math teacher will measure Respondent's progress weekly. The
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mastery criteria are 80 percent accuracy in tests, student work
product, and graded work samples. The benchmarks are
"1) . . . will identify & orally tell steps to solve problems
[and] 2) . . . will use visual cues to check steps for
accuracy."
148. The third goal under the seventh priority educational
need of math applications is: "[Respondent] will read
information on a given chart/graph." The math teacher will
measure .... progress weekly. The mastery criteria are 80
percent accuracy in tests, student work product, and graded work
samples. The benchmarks are "1) . . . will identify title
[obscure word] on graph/chart, 2) . . . will locate information,
3) . . . will mark/highlight information on graph/chart, [and]
4) . . . [will] interpret information on graph/chart."
149. The only goal under the eighth priority educational
need of self-advocacy is: "[Respondent] will express ....
desires, preferences and needs to adults and peers." Teachers
and the counselor will measure Respondent's progress weekly.
Mastery criteria are four out of five opportunities on teacher
and counselor data. Benchmarks are "1) answer questions
regarding desires, preferences & needs posed by adult, 2)
express desires, needs & preferences with practice & prompting,
3) [express desires, needs & preferences] with prompting, [and]
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4) [express desires, needs & preferences] independently with
minimum visual cues."
150. The only goal under the ninth priority educational
need of stress reduction is: "[Respondent] will identify and
learn 3 techniques for coping with stress and anxiety." The
counselor will measure Respondent's progress weekly. Mastery
criteria are four out of five opportunities on counselor data.
Benchmarks are "1) . . . will choose 3 strategies to learn from
a menu of 4-5 strategies, 2) learn steps for specific techniques
& model in 1:1 setting, 3) identify situations & match
techniques for situation, [and] 4) demonstrate use of 3
techniques."
151. The May 2006 IEP contains numerous adaptations,
including allowing Respondent to chew gum or candy when ....
tics appear, giving Respondent more time on tests and tasks,
reviewing test format and concept formation, allowing Respondent
to dictate to .... paraprofessional .... written responses to
tests that are not multiple choice, designating one staffperson
to whom Respondent can go for support, shortening Respondent's
homework assignments without excluding any content, using a
daily communications log, sending home pages for unit review
about one week prior to the test, breaking longer tasks into
smaller steps, pairing visual with verbal information, using a
multisensory teaching approach, providing wait time for
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Respondent to respond to a question, repeating and highlighting
key words in assignments and tests, reducing the number of items
per page on handouts and tests, providing the parents with
information one week in advance on new skills that will be
covered in class and on homework, granting the teacher
discretion to offer Respondent open-book tests, providing
Respondent a visual/written schedule, dismissing Respondent
three minutes early, giving Respondent a pass to use the
restroom without disrupting class, identifying and encouraging
peer relationships for academics and social interactions,
ensuring the paraprofessional writes all assignments in an
agenda book, assigning preferential seating near the teacher,
allowing Respondent to read aloud or whisper while .... reads,
allowing or encouraging Respondent to read daily on preferred
topics, using colored highlighting tape to assist with
sequencing, giving Respondent breaks while working, and allowing
Respondent to walk outside with the paraprofessional to get a
snack when .... is not feeling well.
152. The May 2006 IEP provides that Respondent is entitled
to extended school year services. The IEP provides for five
days weekly at one hour per session of extended school year
services in reading, writing and math, on task/organizational
skills, and self-advocacy and stress reduction. The IEP
provides for one day weekly at one hour per session of extended
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school year services in articulation/language skills, and one
day weekly at 30 minutes per session of extended school year
services in social skills.
V. Respondent--In School at Start of 2006-07 School Year
153. The implementation of the May 2006 IEP started in the
2006-07 school year. The IEP team finished this IEP just a few
days prior to the start of final exams at the end of the 2005-06
school year, so Petitioner had no chance to implement it at that
time.
154. With considerable misgivings, Respondent's parents
allowed their ..... to attend ............... High School at the
start of the 2006-07 school year. They liked the school, where
Respondent's older brother attends, but did not believe the
setting was suitable for Respondent, whom they feared would
suffer another breakdown similar to that of December 2004.
155. But Petitioner did not have much more of a chance to
implement the May 2006 IEP during the 2006-07 school year than
it had at the end of the preceding school year. Respondent
attended ............... High School for 11 days. .... started
school on August 17, 2006, and .... last day was September 1,
2006--the day after Labor Day--at which time .... parents
withdrew .... from school. (School was closed for hurricane
days during this period.)
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156. Prior to the start of school, Karen Uhle, who was the
ESE teacher assigned to Respondent, Suzanne Murray, who was an
autism support teacher assigned to Respondent and .... teachers,
and Dr. Sasseville met to discuss Respondent and the
implementation of .... IEP. They discussed such matters as
Respondent's educational needs and sensory integration process.
Ms. Uhle is Board-certified in ESE and has taught for 30 years,
and Ms. Murray has taught for 18 years.
157. Ms. Murray met Respondent at ............... High
School on the morning of .... first day to try to help with the
transition. Ms. Murray watched as Respondent separated
willingly from .... parents, who separated willingly from .....
Ms. Murray introduced herself and immediately found Respondent
to be very animated and engaging. .... spoke eagerly about ....
interests, such as fishing, and asked questions about the class,
lunch, and the rules at .... new school. Ms. Murray and
Respondent's paraprofessional responded to .... questions,
explaining that, among other things, .... would eat outside
where it was quieter and where other students ate.
158. Ms. Murray saw Respondent's head tics on the first
day, but said they were not too noticeable. Ms. Uhle described
Respondent's head tics as pronounced on the first day, although
the paraprofessional, who had worked with Respondent the prior
year, said that they were not as bad as they had been at times
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in eighth grade. Ms. Murray testified that Respondent's head
tics were never particularly frequent, except for one day when
they tapered off by the end of the day. Dr. Sasseville, who
only saw Respondent four times at ............... High School,
but had seen .... during the previous summer, noticed that ....
head tics increased on the second Monday of school.
Dr. Sasseville was "alarmed" by the tics, which exceeded
anything that she had seen previously in Respondent, but she
stated that they decreased by the end of the day to the levels
of the first week. Respondent liked to have .... head massaged,
so the paraprofessional brought a head massager to school and ,
sometimes as the suggestion of Ms. Uhle, used it to massage
Respondent's head, which reduced the tics.
159. Ms. Uhle's classroom was at one end of the school,
near an entrance. It is not in a particularly busy hallway, nor
do relatively large numbers of students pass by it. Ms. Uhle's
classroom itself is small, containing three student tables, a
teacher desk, a computer, and a fish tank. Respondent received
instruction in study skills, math, and reading in Ms. Uhle's
class.
160. Ms. Uhle testified that she had no problem
implementing the May 2006 IEP, and she did so enthusiastically
and effectively, with one exception. Ms. Uhle testified several
times that instructional level was independent level, which, in
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reading, would mean that the instructional level was about third
grade. As noted above, Respondent's instructional level in
reading was ninth grade. Ms. Uhle confused .... reading
instructional level with independent level, which is about third
grade. Although Ms. Uhle was obviously nervous when she
testified, her testimony on this point was not a product of her
nervousness, as she repeated this misstatement several times.
When asked by Respondent's counsel if she would administer a
reading achievement test at the third grade level at the end of
the ninth grade school year, Ms. Uhle replied that she would,
even though this test would only indicate how well Respondent
was reading at the third grade level.
161. Ms. Uhle found that Respondent was the hardest worker
in her class, although .... left school before she had finished
with orientation and review of the past year's work. At the
time of .... departure, Ms. Uhle was starting to administer
placement tests.
162. Ms. Murray saw Respondent at school seven or eight
times in the first two weeks. On the first day, she spent the
entire day with ....; subsequently, she spent one to several
hours with ..... In the first two weeks, Ms. Murray spent 10-20
hours with Respondent at school. Ms. Murray observed Respondent
several times in Ms. Uhle's class and only saw .... lower ....
head to .... desk in fatigue one time, at which point .... also
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complained of a headache. Respondent went home early that day,
which is the only time that Ms. Murray saw Respondent ill or
leave school early.
163. For language arts, which Respondent took in
Ms. Uhle's ESE classroom, there were 12 students present.
Ms. Murray observed Respondent briefly in that class and found
that .... tolerated well the tardy arrival of the teacher. The
class was very structured, so it was easier for Respondent to
concentrate. Respondent displayed no anxiety during the class,
and .... interacted appropriately with the other students.
164. Ms. Murray accompanied Respondent as .... changed
classes to attend .... inclusion science and social studies
classes. As always, Respondent was attracted to the locks on
the rows of lockers, but, after .... touched each of them down a
hallway, .... complied with Ms. Murray's request not to touch
them.
165. Ms. Murray attended science with Respondent one day.
She found that .... participated appropriately in class. ....
raised .... hand and answered questions. .... was eager to
participate. Although the classroom was set up in three long
rows and was very crowded, the density had no apparent effect on
Respondent.
166. Ms. Murray attended home economics with Respondent
one day. In this class, students sat 2-4 persons per table,
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from which they would walk to the kitchen areas to cook. There
were about 18-20 students seated at six tables. Two students
sat at Respondent's table, and they interacted with .....
Although Respondent displayed some anxiety while in class, ....
did not bother any students.
167. One of the components that Petitioner was starting to
implement during the short time that Respondent attended
............... High School was observations by the counselor,
who was to observe Respondent in class once or twice weekly for
25-45 minutes each session. The counselor assigned to observe
Respondent was a mental-health counselor, not a school guidance
counselor. Also, this counselor is assigned less than 100
students as compared to the typical workload of 900 students for
each guidance counselor.
168. At home during the first two weeks of school,
Respondent presented a starkly different picture. By the third
day of school, .... vomited and displayed a moderate head tic,
which had been minimal the preceding summer. .... parents
initially attributed the vomiting to chance, but Respondent
started to express anxiety. After the fifth day of school,
Respondent developed a "complete facial contortion" that ....
mother described as "inhumane."
169. Respondent's parents took .... to Dr. Gonzalez.
Although they wanted to remove Respondent from school,
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Dr. Gonzalez suggested that they hold off, instead increasing
Respondent's medications. They did so, and Respondent's tics
and elevated blood pressure went down, but .... continued to
throw up, so they returned to Dr. Gonzalez, who said .... could
not adjust the medications further and advised Respondent's
parents to remove .... from school.
170. By this time, Respondent's anxiety was very high.
.... had a hard time falling asleep due to .... rapid heart
rate. .... was no longer redirectable. The preceding summer,
Respondent had accepted that .... could not go fishing during
lightning storms, but, in the fall, .... could no longer accept
this limitation. .... restarted .... obsessive-compulsive
behaviors, hitting .... ears, grunting, and tapping ....
mother's arm three times. .... was throwing ....... on the
floor, screaming, and breaking doors again.
171. Respondent told .... parents that .... was happy
attending ............... High School. .... wanted to attend
the school attended by .... friends from elementary school and
.... older brother, but .... complained of the crowding and
noise in the auditorium and cafeteria. Unfortunately,
Respondent has not developed sufficient self-reporting skills,
so that, if .... parent asks .... if .... is okay, .... will say
yes, even if .... is not. In seventh grade before the
breakdown, Respondent was never unhappy and never reported
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dissatisfaction with .... school setting. Respondent's parents
legitimately feared a repeat of the seventh grade breakdown, so
they withdrew .... from school.
172. Since leaving ............... High School, Respondent
fishes nearly every day. Respondent's mother describes this
activity as no longer manageable; it has become an "obsession."
According to .... mother, Respondent attributes .... illness to
attending ............... High School, but .... expresses
concern that .... will be assigned to a school with all ESE
students.
173. After withdrawing their ....., Respondent's parents
and Petitioner's representatives discussed educational options
for Respondent. In a settlement that each side outraces the
other to describe as failing to provide Respondent with a free
appropriate public education, the parties agreed on a program of
homebound education two hours daily, although some disagreement
remains as to the subjects. Within two weeks after the
conclusion of the hearing, Petitioner discontinued these
services, and Respondent filed a motion seeking a stay-put
order, which is discussed below.
VI. Ultimate Findings
174. There is no evidence of a material violation of any
procedural requirements in this case.
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175. Substantively, the May 2006 IEP deprives Respondent
of a free appropriate public education in two areas. First, the
May 2006 IEP fails to address adequately Respondent's
educational needs arising from .... illnesses and disorders. In
particular, the IEP fails to describe Respondent adequately in
terms of .... susceptibility to stress and sensory overload; the
IEP fails to identify measurable goals and benchmarks to monitor
.... progress and the effectiveness of the IEP in managing
stress and sensory overload; and the IEP fails to identify the
services necessary so that Respondent can manage .... stress and
overload and access .... education.
176. On the one hand, Respondent's professionals portray
Respondent as overloaded by stimulation and in need of sensory
integration or at least self-monitoring and self-managing
techniques to offset these stresses. In July 2006, Dr. Gonzalez
found Respondent was easily overwhelmed by .... environment. At
the same time, Dr. Kaskel found Respondent to be suffering from
sensory overload. In early 2006, Ms. Lara found that Respondent
still needed sensory integration. Although observing less
auditory sensitivity in non-school settings during the
relatively restful summer, Dr. Gephardt, in September 2006,
recommended that Respondent undergo sensory integration and
training to self-monitor and self-report, and he suggested the
collection and analysis of data and the development of
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stimulation-reduction programs. All of these findings are based
on careful data collection and analysis.
177. On the other hand, Petitioner's conceptualization of
this aspect of the educational problem is uninformed by the
available data and, thus, any analysis of such data. Instead,
Petitioner presents a combination of implied doubts as to the
reliability of parental reports of Respondent's symptoms and an
attribution of these symptoms, at least in significant part, to
the parents' failures, such as in managing Respondent's diet and
bedtimes.
178. The May 2006 IEP does not classify Respondent as
physically impaired or, as it was formerly known, other health
impaired. The surprising nature of this omission is perhaps
inadvertently revealed by Petitioner's claim in its proposed
final order that .... is so classified. However, the omission
is immaterial because ESE classifications are mere labels; the
point is the specialized services. The omission is consistent,
though, with the failure of the May 2006 IEP to address
Respondent's physical disabilities and the symptoms they produce
and the failure of the IEP to state an educational plan that
will provide Respondent with a free appropriate public
education.
179. The present levels of performance do not undertake
any meaningful description of Respondent in terms of stress
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levels or .... ability to overcome stress or overstimulation.
Nothing in the IEP provides any methodology or structure for
describing Respondent's present tolerance for stress and
overstimulation or provides any basis for measuring these
characteristics in the future, as part of an effort to monitor
the effectiveness of this IEP.
180. Exacerbating these omissions from the present levels
of performance are poorly conceived goals and benchmarks that
fail to set useful, enforceable objectives for the management of
Respondent's stress levels in order to allow .... to access ....
education. Only two goals address this important subject.
181. Priority educational need eight is self-advocacy, and
it generates one goal: for Respondent to express .... desires,
needs, and preferences to adults and peers four out of five
times. Respondent is the ultimate trooper, who will steadfastly
deny stress until .... facial tics consume ..... No one can
know how many times Respondent will have needs, desires, and
preferences and not express them, so the mastery criteria are
useless. Nor do the benchmarks help. Respondent will generally
answer the questions of adults so as to please them. This goal
and its benchmark cluster are so grossly inadequate that it is
likely that, long before Respondent fails to measure up under
these vague criteria, .... will be consumed by tics, vomiting,
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and the rest of .... symptomatology and will be, again, fishing
by ....... at home.
182. Priority educational need nine is stress reduction.
Like the goal under self-advocacy, the lone stress-reduction
goal imposes the burden of attainment solely on Respondent.
.... must find and learn stress-reduction techniques, as ....
must self-advocate; Petitioner shoulders none of the burden,
except, in the first benchmark under stress reduction, to
provide Respondent a menu of four or five stress-reduction
strategies from which .... is to select three. The goal is for
Respondent to identify and learn three techniques for dealing
with stress and anxiety four out of five times. Finding and
learning three stress-reduction techniques may have been
adequate in third grade, but now, to deliver a free appropriate
public education, Petitioner must set more ambitious objectives
that deliver substantial and measurable reductions in stress.
183. By contrast to the present levels of performance and
goals and benchmarks, the adaptations do a reasonably good job
of meeting Respondent's needs. They allow Respondent to chew
gum to relieve tics, to take more time on tests and assignments,
to go to a designated person for support, and to break longer
tasks into smaller tasks. Perhaps most importantly, the
adaptations also allow Respondent to leave class three minutes
early to avoid the hallway crush, to eat in a quiet place in the
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cafeteria, to have a permanent pass to go to the restroom, to
take breaks while working, to leave class when not feeling well
to get a snack, and to find refuge in a quiet, safe place to
relieve sensory overload.
184. But the services themselves fail to provide a free
appropriate public education. One obscure provision in the IEP
prohibits a shortened school day, which is precisely what
Respondent requires, at least initially. Another provision
assigns Respondent only 30 minutes weekly of occupational
therapy, and the IEP does not further describe the services.
This provision is inadequate.
185. Respondent may, or may not, be aging out of sensory
integration techniques, but .... tics respond to the head
massager that the paraprofessional brought to school on her own.
At minimum, Respondent requires careful and timely counseling to
help .... self-monitor when sensory overload is taking place--
before it overwhelms ..... Ms. Lara recommended 90 minutes
weekly of occupational therapy. Even if this time were spent
entirely in counseling Respondent to find better ways of
modulating sensory overloads, without active sensory integration
techniques such as physical pressure, it is a 90-minute
investment in the service that most directly impacts
Respondent's ability to continue to attend school and, thus,
access the remainder of .... education.
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186. The May 2006 IEP requires the parents to "assure that
they will monitor [Respondent's] level of stress and alert the
school staff immediately so that the IEP team can reconvene to
address .... scheduling needs." In one sense, this provision is
good because it reinforces the cooperative effort required of
Petitioner and Respondent's parents in the education of
Respondent. Absent effective provisions in the IEP regarding
stress and overstimulation, though, this provision seems to try
to transfer the responsibility for this matter to the parents,
as the two, above-described goals transfer responsibility for
their achievement to Respondent.
187. Second, the May 2006 IEP fails to provide Respondent
a free appropriate public education because it fails to address
adequately Respondent's needs in reading--specifically, reading
comprehension. This was Dr. Gerhardt's primary academic concern
in September 2006. In April 2006, sharing this concern,
Dr. Kaskel recommended one-to-one instruction in reading.
188. The present levels of performance adequately reveal
Respondent's deficiencies in reading comprehension, showing this
important skill to be at the third grade level. What the
present levels fail to reveal, though, is that Respondent's
reading comprehension has remained unchanged for four years or,
taking a view of the evidence most favorable to Petitioner, has
improved perhaps one grade level in that time. Four years ago,
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when tested by the University of Miami, Respondent was a little
over two years behind in reading, having just shown real gains
in reading comprehension. Now, .... is five years behind, so,
taking the most generous view of the evidence, .... has slipped
further behind. If present levels of performance are to inform
the setting of goals and benchmarks and the provision of
services, aids, and adaptations, the present levels of
performance need to inform the IEP team clearly that
Petitioner's reading instruction for the past four years has
failed to produce any educational benefit. This way, the IEP
team understands that it must exercise its educational expertise
to find better means of instructing reading to Respondent in the
limited time that it has to educate .....
189. Written and oral expression receive even less
attention in the present levels of performance in the May 2006
IEP, which fails to state Respondent's present levels of
performance in these two important subjects. Four years ago,
Respondent was below second grade level in written expression
and oral expression. At that time, .... was, respectively, in
the first and fourth percentiles in written and oral expression,
respectively (which sandwiched .... third percentile in reading
comprehension).
190. Respondent's eighth grade language arts teacher
testified that Respondent was nearly at grade level in written
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expression by the end of the school year, and .... has performed
satisfactorily on the Florida Writes test. Although the IEP
needs to define Petitioner's present level of performance in
both of these subjects, evidence of recent achievement in
written expression--and an assumption that similar progress has
taken place in oral expression--precludes a finding that these
omissions from the May 2006 IEP deprive Respondent of a free
appropriate public education.
191. The May 2006 IEP contains four goals on reading. The
second goal suffers from a failure to provide that the reading
assignment will be at instructional level, but that may be
assumed. (The implementation of all four reading goals would
have been undermined by Ms. Uhle's failure to differentiate
between independent level and instructional level, but
Respondent did not remain in school long enough for this
misunderstanding to affect .... education, and the confusion has
been eliminated.) Otherwise, the goals and benchmarks are
adequate, but for one omission. Four years ago, Respondent
scored nearly as low as one could score in reading
comprehension. Four years later, .... has made negligible
progress. A free appropriate public education requires
Petitioner finally to set clear, enforceable reading
comprehension goals in terms of grade equivalents.
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192. The services in the IEP concerning reading also fail
to provide a free appropriate public education. The May 2006
IEP promises that reading instruction will be from a teacher
with no more than three students. Respondent's parents and
Dr. Kaskel believe that Respondent requires reading instruction
from a teacher with Respondent as her only student. A class of
three is small, but a class of one is three times smaller.
Also, the additional two students may impact Respondent's
instruction even more because they will be ESE students, who may
also require intensive reading instruction. Thus, the service
promising no more than three students in Respondent's reading
class deprives .... of a free appropriate public education.
Although Respondent's parents prefer a particular reading
program, the specific teaching methodology is left entirely to
Petitioner, by law.
193. Betraying the failure of the present levels of
performance in describing Respondent's reading comprehension,
the May 2006 IEP states that someone will consider assigning
Respondent to general education language arts (English) and
reading. Such a placement would generate frustration and social
humiliation, as Respondent, with a third grade reading level,
tackled, with .... ninth grade classmates, such freshman English
fixtures as "Romeo and Juliet" or To Kill a Mockingbird. This
would be a nice place for Respondent to be, if .... had made
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reasonable gains in reading comprehension over the past four
years, but .... has not. Due to Petitioner's failure to
instruct Respondent effectively in reading for the past four
years, this provision is wholly inappropriate as a service or
even a goal for the one-year term of the May 2006 IEP.
194. The remainder of the May 2006 IEP provides Respondent
with a free appropriate public education. Several concerns
legitimately exist, including the subjects of language arts and
math, the process of data collection (the assignment of a mental
health counselor sufficiently offsets concerns about the failure
to specify collection topics, such as the frequency/intensity of
tics during or after different activities), the omission of
mastery criteria for an on task/organizational goal, and the
processes of reporting on mastery and the documentation of these
reports. But, on its face, the May 2006 IEP adequately
addresses these areas.
195. Respondent's main contention in this case is that a
free appropriate public education requires the setting of .....
Academy. Neither the law nor the facts support this contention.
Most, if not all, of Respondent's professionals expressed an
opinion as to the maximum number of students in any school that
Respondent would attend. Most, if not all, of these opinions,
as distinguished from their other opinions, are unsupported by
data and seem to have been the result of the professional
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yielding to the specific request of a concerned parent preparing
for due process litigation in the futile hope of winning a
particular educational setting.
196. The Administrative Law Judge has assigned little
weight to the shared opinion of Respondent's professionals that
.... requires a small high school so as to control environmental
stimulation and allow .... to access .... education. For most
of these witnesses, this testimony required educational
expertise that they did not have. For all of these witnesses,
this testimony suffered from, among other things, the failure to
differentiate between schools of several hundred students and
schools with a few hundred more students. No witness attempted
an analysis of student density at a school, which would be a
function of, among other things, the number of students and the
effective area of the school. Each witness instead made a
simplistic assumption about the relationship of the size of the
school and the intensity of environmental stimuli.
197. Each witness advocating for a school under 700
students failed to address the myriad of variables that would
need to be considered carefully to assess the stimulatory
potential of a school setting. No witness identified the
visual, auditory, or tactile variables that would contribute to
the stimulatory potential of a particular school. Any reliance
on Respondent's success, years earlier, in modulating sensory
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input in smaller elementary schools fails to account for the
nature of elementary school, which is more emotionally
supportive and less intellectually and socially demanding than
middle or high school.
198. As unpersuasive as the testimony of Respondent's
professionals in advocating a school smaller than 700 students
was one aspect of the testimony of Dr. Sasseville. She warned
that, if the record substantiates Respondent's claim of illness,
Petitioner will need to provide instructional services in a
hospital/educational setting, where .... can receive ....
education in a controlled environment. She explained that
health-care providers are trained to observe and pick up subtle
changes and needs. The record offers no support for this
departure from the requirements of the least restrictive
alternative. Perhaps motivated by the same concern that
motivated Respondent's professionals to opine as to school size,
Dr. Sasseville otherwise was a source of much valuable
information, so the Administrative Law Judge, as .... did with
Respondent's professionals, did not discredit her other
opinions.
199. If the ultimate goal were to prepare Respondent to
live in a hospital, Dr. Sasseville's alternative proposal would
make perfect sense, but, of course, the goal shared by both
parties is to equip Petitioner to live independently and
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productively. The strange mix of medical, neurological, and
psychological symptoms with which Respondent presents requires
empirical, evidence-based functional analysis. As noted by
Dr. Gerhardt and Dr. Durocher, the assistant director of the
Center for Autism Related Disabilities at the University of
Miami, to manage Respondent and .... constellation of symptoms
requires functional analysis of .... in the targeted setting,
which remains a school, not a hospital. Trained professionals
themselves, educators are at least as well-equipped as health-
care providers to collect and analyze the data necessary to
determine how to help Respondent access .... education.
200. Thus, the setting of the ............... High School
in the May 2006 IEP does not deprive Respondent of a free
appropriate public education.
201. Dr. Sasseville has earned the last word on the proper
plan to educate Respondent because she has proposed the plan
that is most responsive to .... needs. She is properly very
concerned that Respondent has regressed while out of school. It
is one thing to treat home as a refuge, where Respondent can
safely relieve ....... from the burdens of regulating ....
behavior after a difficult day at school. It is quite another
thing to eliminate the challenge of school. Now, Respondent
lives at home, relatively unchallenged, and persists in acting
out, resisting redirection, and engaging in solitary pursuits.
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It is no longer a matter of Respondent's unburdening .......
from the rigors of holding ....... together. Freed of these
stresses of academic and social demands, Respondent is using the
home setting to perfect petulance and perpetuate social
isolation. Petitioner's action in eliminating homebound
instruction reflects the urgency of Respondent's return to
school.
202. Dr. Sasseville would design an IEP that transitions
Respondent back to school by, first, determining where .... is
presently. Prior to .... return to school, she would offer
whatever support she could to the parents' effort to
re-establish regular sleep and awakening times. Most
importantly, she would re-introduce Respondent slowly into the
school by starting with no more courses than .... clearly can
handle and very gradually, after carefully assessing how .... is
handling the stress, building up from there.
203. With the additional modifications set forth above in
stress and stimulation management and reading, Dr. Sasseville's
plan would provide a free appropriate public education to
Respondent. To avoid the breakdown of December 2004 or imminent
breakdown of September 2006, the parties must cooperate. Once
Petitioner delivers appropriate reading instruction, the parents
must discontinue all instruction or tutoring at home, so
Petitioner will know the level of academic stimulation that
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Respondent is absorbing and Respondent can enjoy home as a place
where .... is free of academic stress, at least initially, and
can rest before the next day of school. Perhaps the parents can
then enforce dietary and rest restrictions. For its part, when
the parents report at-home signs of overstimulation, Petitioner
must credit this information and immediately rearrange
Respondent's academic environment to reduce stress, at least
until such time that Respondent is able to handle more stress.
CONCLUSIONS OF LAW
204. The Division of Administrative Hearings has
jurisdiction over the subject matter. §§ 120.569, 120.57(1),
and 1003.57(1)(e), Fla. Stat. (2006).
205. Section 1003.57(1)(a), Florida Statutes, requires
each school district to provide "an appropriate program of
special instruction, facilities, and services for exceptional
students as prescribed by the State Board of Education as
acceptable . . .."
206. Section 1003.57(1)(e) prohibits the delivery of
special instruction or services until the student has been
properly placed. Section 1003.57)(1)(f) requires that school
districts providing special instruction or services use the
regular schools "to the maximum extent appropriate" and
segregate ESE students only if education in regular classes,
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with supplemental aids and services, "cannot be satisfactorily
achieved."
207. Section 1003.01(3)(a), Florida Statutes, defines an
"exceptional student" as any student determined to be eligible
for a special program pursuant to rules of the State Board of
Education. Section 1003.01(3)(b), Florida Statutes, defines
"special education services" as:
specially designed instruction and such
related services as are necessary for an
exceptional student to benefit from
education. Such services may include:
transportation; diagnostic and evaluation
services; social services; physical and
occupational therapy; speech and language
pathology services; job placement;
orientation and mobility training;
braillists, typists, and readers for the
blind; interpreters and auditory
amplification; rehabilitation counseling;
transition services; mental health services;
guidance and career counseling; specified
materials, assistive technology devices, and
other specialized equipment; and other such
services as approved by rules of the state
board.
208. Besides federal and state case law, the main source
of authority--both substantive and procedural--governing this
case is Florida Administrative Code Rule 6A-6.03011 et seq.
These rules and the above-cited Florida statutes constitute
Florida's response to 20 U.S.C. Section 1412(a), which
predicates federal assistance on Florida's "submi[ssion] of a
plan that provides assurances to the Secretary (of the U.S.
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Department of Education) that the State has in effect policies
and procedures to ensure that the State meets each of the
following conditions[.] Among the conditions to be contained in
the state plan are the provision of a "free appropriate public
education to all children with disabilities residing in the
State . . ., including children who have been suspended or
expelled from school," 20 U.S.C. Section 1412(a)(1)(A); the
development, review, and revision of an individualized education
program," 20 U.S.C. Section 1412(a)(4); to the "maximum extent
appropriate," the education of disabled children with children
who are not disabled, 20 U.S.C. Section 1412(a)(5)(A); the
affording of the procedural safeguards set forth in 20 U.S.C.
Section 1415, 20 U.S.C. Section 1412(a)(6)(A); and the
evaluation of children with disabilities in accordance with 20
U.S.C. Section 1414(a)-(c), 20 U.S.C. Section 1412(a)(7).
Likewise, 20 U.S.C. Section 1415, which contains the procedural
safeguards, clearly provides that states are to "establish and
maintain procedures in accordance with this section" and does
not directly impose these provisions on states.
209. In recognition that state plans do not modify
automatically to adopt the 2004 Individuals with Disabilities
Education Improvement Act, 20 U.S.C. Section 1412(c) provides
that federal assistance will continue to states with plans that
were compliant with the federal law as it existed before such
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amendments. If Congress amends the federal statutes or the
U.S. Department of Education amends the federal regulations, a
federal court or the state's highest court makes a "new
interpretation" of these federal statutes, or the U.S.
Department of Education makes an "official finding" of
noncompliance with the federal statutes or regulations, then the
U.S. Department of Education "may require a State to modify its
application [i.e., state plan] only to the extent necessary to
ensure the State's compliance with this subchapter."
210. In Town of Burlington v. Department of Education,
736 F.2d 773 (1st Cir. 1984), aff'd 471 U.S. 359 (1985), the
Circuit Court described the relationship of state and federal
statutory and regulatory law:
We believe that under the "cooperative
federalism" approach the proper construction
of [20 U.S.C.] § 1415 is that state
substantive law supplements the federal Act
in prescribing the determinations to be made
at the due process hearing. It seems plain
that the Congress drew the procedural and
substantive contours of education for
disabled children, but left the shading and
tinting of the details largely to the
states. States are responsible for filling
in the numerous interstices within the
federal Act through their own statutes and
regulations. Congress provided for federal
executive oversight through states' annual
plans to assure basic compliance with the
federal minimum standards but the states
supply the machinery necessary to effectuate
the guarantees provided by the federal Act
on a daily basis.n8 [n8 See, e.g., 20 U.S.C.
§§ 1412-1415; 34 C.F.R. §§ 300.126, 300.220-
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227, 300.300, 300.304, 300.402, 300.501.
Congressional authorization for state law to
supply the interstitial detail of federal
statutes and regulations is not novel. Such
authorization has been granted by express
declaration, see, e.g., 28 U.S.C. § 1346(b)
(Federal Tort Claims Act specifically makes
situs state law applicable to determine the
government's liability) and implicitly, as
by silence, see, e.g., Davies Warehouse Co.
v. Bowles, 321 U.S. 144, 152, 88 L. Ed. 635,
64 S. Ct. 474 (1944); Seaboard Air Line Ry.
v. Kenney, 240 U.S. 489, 493-94, 60 L. Ed.
762, 36 S. Ct. 458 (1916). See generally
Friendly, In Praise of Erie -- And of the
New Federal Common Law, 39 N.Y.U. L. Rev.
383, 412-21 (1964); Comment, Rules of
Decision in Nondiversity Suits, 69 Yale L.J.
1428 (1960).]
736 F.2d at 785.
211. Florida Administrative Code Rule 6A-6.03015 provides
in relevant part:
6A-6.03015 Special Programs for Students who
are Physically Impaired.
(1) The term physically impaired as used in
this rule includes students who are
orthopedially impaired, students who are
other health impaired, and students with
traumatic brain injury.
* * *
(3) Students who are other health impaired.
Other health impaired means having limited
strength, vitality or alertness due to
chronic or acute health problems such as a
heart condition, tuberculosis, rheumatic
fever, nephritis, asthma, sickle cell
anemia, hemophilia, epilepsy, lead
poisoning, leukemia, or diabetes that
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adversely affect a child’s educational
performance.
(a) Criteria for eligibility. A student
is eligible for a special program for the
physically impaired if the student has a
health impairment which results in reduced
efficiency in school work because of
temporary or chronic lack of strength,
vitality or alertness.
(b) Procedures for student evaluation.
The procedures for student evaluation are
the same as in paragraph (2)(b) of this
rule.
* * *
(5) Instructional program. A student who
meets the criteria specified in this rule
shall be served in any program or
combination of programs for students with or
without disabilities as determined by the
student’s strengths and goals recorded on
the individual educational plan (IEP).
212. Florida Administrative Code Rule 6A-6.03028 provides
in relevant part:
An Individual Educational Plan (IEP) or
Individual Family Support Plan (IFSP) must
be developed, reviewed, and revised for each
eligible child with a disability served by a
school district, or other state agency that
provides special education and related
services either directly, by contract, or
through other arrangements, in accordance
with this rule. . . . Procedures for the
development of the individual educational
plan, including procedures for parental
involvement, and the required contents for
the IEP shall be . . . consistent with the
following requirements:
(1) Role of parents. The role of parents
in developing IEPs includes, but is not
limited to:
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(a) Providing critical information
regarding the strengths of their child;
(b) Expressing their concerns for
enhancing the education of their child so
that their child can receive a free
appropriate public education;
(c) Participating in discussions about
the child’s need for specially designed
instruction and related services;
(d) Participating in the determination of
how the child will be involved and progress
in the general curriculum, including
participation in the statewide assessment
program and in district-wide assessments;
(e) Participating in the determination of
what services the school district will
provide to the child and in what setting;
and
(f) Participating in the determination of
whether the child is pursuing a course of
study leading towards a standard diploma,
consistent with Section 1003.43, Florida
Statutes, or a special diploma, consistent
with Section 1003.438, Florida Statutes.
(2) Definitions.
(a) General curriculum. The general
curriculum is a curriculum or course of
study that addresses the Florida Sunshine
State Standards and state and district
requirements for a standard diploma.
* * *
(e) Accommodations. Accommodations are
changes that are made in how the student
accesses information and demonstrates
performance.
(f) Modifications. Modifications are
changes in what a student is expected to
learn and may include changes to content,
requirements, and expected level of mastery.
* * *
(6) Considerations in IEP development,
review, and revision for students with
disabilities. The IEP team shall consider
the following in IEP development, review,
and revision:
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(a) The strengths of the student and the
concerns of the parents for enhancing the
education of their child;
(b) The results of the initial or most
recent evaluation of the student;
(c) As appropriate, the results of the
student’s performance on any general state
or district assessment;
(d) In the case of a student whose
behavior impedes learning or the learning of
others, if appropriate, strategies,
including positive behavioral interventions,
strategies, and supports to address that
behavior;
* * *
(7) Contents of the IEP for students with
disabilities. Each district, in
collaboration with the student’s parents,
shall develop an IEP for each student with a
disability. . . . The IEP for each student
with a disability must include:
(a) A statement of the student’s present
levels of educational performance, including
how the student’s disability affects the
student’s involvement and progress in the
general curriculum. For students with
disabilities who participate in the general
statewide assessment program, consistent
with the provisions of Rule 6A-1.0943,
F.A.C., a statement of the remediation
needed for the student to achieve a passing
score on the statewide assessment, or for
prekindergarten children, as appropriate,
how the disability affects the student’s
participation in appropriate activities;
(b) A statement of measurable annual
goals, including benchmarks or short term
objectives related to meeting the student’s
needs that result from the student’s
disability to enable the student to be
involved in and progress in the general
curriculum or for preschool children, as
appropriate, to participate in appropriate
activities and meeting each of the student’s
other educational needs that result from the
student’s disability;
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(c) A statement of the specially designed
instruction and related services and
supplementary aids and services to be
provided to the student, or on behalf of the
student, and a statement of the classroom
accommodations, modifications or supports
for school personnel that will be provided
for the student to advance appropriately
toward attaining the annual goals; to be
involved and progress in the general
curriculum in accordance with paragraph
(7)(a) of this rule; to participate in
extracurricular and other nonacademic
activities; and to be educated and
participate with other students with
disabilities and nondisabled students in the
Activities described in this paragraph;
(d) An explanation of the extent, if any,
to which the student will not participate
with nondisabled students in the regular
class and in the activities described in
paragraph (7)(c);
(e) A statement of any individual
accommodations in the administration of the
state or district assessments of student
achievement that are needed in order for the
student to participate in state or district
assessments. A parent must provide signed
consent for a student to receive
instructional accommodations that would not
be permitted on the statewide assessments
and must acknowledge in writing that he or
she understands the implications of such
accommodations. Accommodations that negate
the validity of a statewide assessment are
not allowable in accordance with Section
1008.22(3)(c)6., Florida Statutes. If the
IEP team determines that the student will
not participate in the Florida Comprehensive
Assessment Test (FCAT) or district
assessment of student achievement or part of
an assessment, a statement of why that
assessment is not appropriate for the
student and how the student will be
assessed. If a student does not participate
in the FCAT, the district must notify the
student’s parent and provide the
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parent with information regarding the
implications of such nonparticipation in
accordance with Section 1008.22(3)(c)6.,
Florida Statutes.
(f) The projected date for the beginning
of the specially designed instruction,
services, accommodations and modifications
described in paragraph (7)(c) of this rule
and the anticipated frequency, location, and
duration of those services;
(g) A statement of how the student’s
progress toward the annual goals will be
measured and how the student’s parents will
be regularly informed (at least as often as
parents are informed of their nondisabled
children’s progress) of the student’s
progress toward the annual goals and the
extent to which that progress is sufficient
to enable the student to achieve the goals
by the end of the year;
(h) During the student’s eighth grade
year or during the school year of the
student’s fourteenth birthday, whichever
comes first, a statement of whether the
student is pursuing a course of study
leading to a standard diploma or a special
diploma.
(i) Beginning by the student’s fourteenth
birthday (or younger, if determined
appropriate by the IEP team), including the
student and the student’s parents, and
updated annually:
1. A statement of the student’s
desired post-school outcome which shall be
developed through a student-centered
process;
2. A statement of the student’s
transition service needs under the
applicable components of the student’s IEP
that focuses on the student’s courses of
study, such as participation in advanced-
placement courses or a vocational education
program; and
3. Consideration of instruction or
the provision of information in the area of
self-determination to assist the student to
be able to actively and effectively
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participate in IEP meetings and self-
advocate, if appropriate.
(j) Beginning by the student’s sixteenth
birthday (or younger, if determined
appropriate by the IEP team), including the
student and the student’s parents and
updated annually and thereafter, a statement
of needed transition services for the
student including, if appropriate, a
statement of the interagency
responsibilities or any needed linkages.
(k) Beginning at least one (1) year
before the student’s eighteenth birthday, a
statement that the student has been informed
of his or her rights under Part B of the
Individuals with Disabilities Education Act
(IDEA) that will transfer from the parent to
the student on reaching the age of majority,
which is eighteen years of age. The
transfer of these rights is described in
subsection (10) of Rule 6A-6.03311, F.A.C.
(8) Transition services for students
beginning at age sixteen (16) (or younger,
if determined appropriate by the IEP team).
(a) The coordinated set of activities
described in paragraphs (7)(i) and (j) of
this rule must be based on the student’s
needs, take into account the student’s
preferences and interests, and focus on the
student’s desired post-school outcome and
shall include:
1. Activities in the areas of
instruction, related services, community
experiences, the development of employment,
and other post-school adult living
objectives; and
2. Acquisition of daily living skills
and functional vocational evaluation, if
appropriate.
(b) If an agency responsible for
transition services, other than the school
district, fails to provide the transition
services described in the IEP, the school
district shall reconvene the IEP team to
identify alternative strategies to meet the
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transition objectives for the student set
out in the IEP.
(c) Nothing in this part relieves any
participating agency, including Vocational
Rehabilitation Services, of the
responsibility to provide or pay for any
transition service that the agency would
otherwise provide to students with
disabilities who meet the eligibility
criteria of that agency. When a student is
provided services by Vocational
Rehabilitation Services or another agency,
the Individual Plan for Employment or other
agency plan should be coordinated with the
development of the IEP as appropriate.
(d) The district shall identify an IEP
team member or designee who will follow-up
with agencies, as needed, and verify the
provision of services by other agencies to
the student and/or the student’s parents as
provided for in the IEP.
(e) If the IEP team determines that
transition service is not needed as
described in subparagraph (8)(a)1. of this
rule, the IEP shall include a statement to
that effect.
* * *
(10) Review and revision of the IEP. The
school district shall ensure that the IEP
team:
(a) Reviews the student’s IEP
periodically, but not less than annually, to
determine whether the annual goals for the
student are
being achieved; and
(b) Revises the IEP as appropriate to
address:
1. Any lack of expected progress
toward the annual goals and in the general
curriculum, if appropriate,
2. The results of any reevaluation
conducted,
3. Information about the student
provided to, or by, the parents,
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4. The student’s anticipated needs or
other matters,
5. Consideration of the factors
described in subsection (6) of this rule,
and
6. The remediation of skills needed
to obtain a passing score on the statewide
assessment.
(c) Responds to parent’s right to ask for
revision of the student’s IEP or to invoke
due process procedures in accordance with
subsection 6A-6.03311(11), F.A.C., if the
parent feels that the efforts required to
provide specially designed instruction
related services are not being made.
* * *
213. Florida Administrative Code Rule 6A-6.03311 provides
in relevant part:
(4) Parents’ opportunity to examine records
and participate in meetings.
(a) The parents of a child with a
disability shall be afforded an opportunity
to inspect and review their child’s
educational records including all records
related to the identification, evaluation,
and educational placement of the child and
the provision of a free appropriate public
education to the child in accordance with
Rule 6A-1.0955, F.A.C., Section 1002.22,
Florida Statutes, 34 CFR 300.569, 300.571,
and 300.572 and this rule.
(b) The right to inspect and review
education records under this rule includes
the right to have a representative of the
parent inspect and review the records.
* * *
(11) Due process hearings. While use of
mediation and the state complaint procedure
may be preferable and less litigious, due
process hearings are required to be
available to parents of students with
disabilities and to school districts to
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resolve matters related to the
identification, evaluation, or educational
placement of the student or the provision of
a free appropriate public education.
(a) Such hearings may be initiated by a
parent or a school district on the proposal
or refusal to initiate or change the
identification, evaluation, or educational
placement of the student or the provision of
a free appropriate public education to the
student.
(b) A hearing shall be conducted by an
administrative law judge (ALJ), appointed as
required by Section 120.65, Florida
Statutes, from the Division of
Administrative Hearings, Department of
Management Services, on behalf of the
Department of Education.
(c) An administrative law judge (ALJ)
shall use subsection (11) of this rule for
any such hearings and shall conduct such
hearings in accordance with the Uniform
Rules for Administrative Proceedings,
Chapter 28-106, F.A.C. The procedures for
these hearings shall include:
1. Prehearing summary of facts. Prior
to the prehearing conference set forth
below, the moving party or petitioner shall
submit to the ALJ assigned to the case, a
brief summary of facts setting forth the
facts which the petitioner believes are
related to the ALJ’s determination of the
petitioner’s entitlement to the relief
sought. The summary shall also include a
description of the relief sought by the
petitioner and the reasons petitioner is
entitled to the relief sought.
2. Prehearing Conference. A
prehearing conference shall be scheduled
within ten (10) days of the Division of
Administrative Hearings’ (DOAH’s) receipt of
the request for a due process hearing. The
purpose of the prehearing conference shall
be to consider any of the following, as
deemed appropriate by the ALJ:
a. Specifying and simplifying the
issues;
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b. Proposing resolutions;
c. Admitting facts to which both
parties agree. A joint written statement
specifying the facts to which both parties
agree shall be provided to the ALJ within
two (2) weeks of the prehearing conference;
d. Preparation of documents that
will be submitted by both parties. An
authenticated set of these documents shall
be exchanged by each party and one combined
set shall be filed with the ALJ within two
(2) weeks of the prehearing conference;
e. Preparation of the list of the
witnesses to be used during the hearing.
The list of witnesses shall be filed with
the ALJ within two (2) weeks of the
prehearing conference;
f. Establishing reasonable
limitations and/or guidelines on discovery
between the parties. In setting the
parameters for discovery, the ALJ should
consider the expedited nature of the hearing
process, the relative burden on the parties,
and whether the discovery sought is
necessary or whether it could be obtained by
other, less burdensome means;
g. Determining whether unusual
circumstances exist that would require the
use of expedited discovery prior to the
hearing such as depositions, document
production, or interrogatories;
h. Determining whether unusual
circumstances exist that would require the
filing of any motions or pleadings prior to
or during the hearing;
i. Determining the date, time, and
place of the hearing and how many days the
parties may require to present their case;
j. Discussing other matters which
may aid in simplifying the proceeding or
disposing of matters in dispute, including
settling matters in dispute.
3. Upon conclusion of the prehearing
conference, the ALJ shall issue a prehearing
order setting forth the following:
a. The date, time and location of
the hearing,
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b. The issues to be resolved at the
hearing,
c. The relief being sought,
d. The deadline, no later than five
(5) days before the hearing, for the parties
to disclose their witness lists and evidence
to be used at the hearing,
e. Any reasonable limits on the
amount of time for the hearing,
f. Limitations or parameters for
discovery,
g. The filing and dispositions of
any requests or motions, and
h. Other matters or relevant
information as determined by the ALJ.
4. No pleadings, other than the
request for hearing, are mandatory unless
ordered by the ALJ.
5. The ALJ has the authority to issue
subpoenas to compel the attendance of
witnesses and the production of records, to
issue summary rulings in absence of a
disputed issue of material fact.
6. If there is conflict between the
due process provisions set forth in
subsection (11) of this rule and Chapter 28-
106, F.A.C., the provisions of subsection
(11) shall govern.
* * *
(e) Hearing rights for all parties.
1. Any party to a hearing conducted
pursuant to subsection (11) of this rule has
the right:
a. To be represented by counsel or
to be represented by a qualified
representative under the qualifications and
standards set forth in Rules 28-106.106 and
28-106.107, F.A.C., or to be accompanied and
advised by individuals with special
knowledge or training with respect to the
problems of students with disabilities, or
any combination of the above;
b. To present evidence, and to
confront, cross-examine, and compel the
attendance of witnesses;
c. To prohibit the introduction of
any evidence at the hearing that has not
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been disclosed to that party at least five
(5) business days before the hearing;
d. To obtain written, or at the
option of the parents, electronic verbatim
record of the hearing at no cost to the
parents; and
e. To obtain written, or at the
option of the parents, electronic findings
of fact and decisions at no cost to the
parents.
2. Additional disclosure of
information.
a. At least five (5) business days
prior to a hearing conducted pursuant to
subsection (11) of this rule, each party
shall disclose to all other parties all
evaluations completed by that date and
recommendations based on the offering
party’s evaluations that the party intends
to use at the hearing.
b. An administrative law judge may
bar any party that fails to comply with sub-
subparagraph (11)(e)2.a. of this rule from
introducing the relevant evaluation or
recommendation at the hearing without the
consent of the other party.
(f) Parental rights at hearings. In
addition to the rights identified in
paragraph (11)(e) of this rule, parents
involved in hearings must be given the right
to:
1. Have their child who is the
subject of the hearing present.
2. Open the hearing to the public.
(g) Duties and responsibilities of the
superintendent or designee shall include:
1. Implementing procedures that
require the parent of a child with a
disability or the attorney representing the
child, to provide notice. The notice, must
remain confidential and must include: the
name of the child; the address of the
residence of the child; the name of the
school that the child is attending; a
description of the nature of the problem of
the child relating to the proposed or
refused initiation or change, including
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facts relating to the problem; and, a
proposed resolution of the problem to the
extent known and available to the parents at
the time. However, the school district may
not deny or delay a parent’s right to a due
process hearing for failure to provide this
notice.
2. Immediately forwarding the
Division of Administrative Hearings by
facsimile transmission of the parents’
request for a hearing upon its receipt.
3. Notifying all parties regarding
their rights and responsibilities before,
during, and after the hearing. This notice
should include information to the parent of
any free or low cost legal and other
relevant services, including mediation
services, which are available, if the parent
requests this information or if the parent
or school district initiates a hearing.
4. Complying with the administrative
law judge’s rulings regarding requests for
and exchanges of evidence; discovery; the
filing of motions; and, scheduling, so as to
meet the requirements of subsection (11) of
this rule, and the deadlines established
herein.
5. Arranging for the provision and
payment of clerical assistance, the hearing,
use of facilities, and a verbatim transcript
of the hearing.
6. Completing other responsibilities
specified by the school board.
7. To determine whether an
interpreter is needed and arranging for the
interpreter as required;
(h) Duties and responsibilities of the
Department of Education shall include:
1. Maintaining a list of persons who
serve as administrative law judges,
including a statement of the qualifications
of each of these persons;
2. Maintaining an index of the final
orders of such hearings and providing this
information to the public upon request; and
3. Transmitting the findings and
decisions, after deleting any personally
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identifiable information, of any such
hearings to the Commissioner of Education
for review by the State Advisory Committee
for the Education of Exceptional Students.
4. Developing a model notice to
assist parents in filing a request for a due
process hearing that includes the
information required in subparagraph
(11)(g)1. of this rule.
(i) Duties and responsibilities of an
administrative law judge shall be:
1. To establish the date, time, and
location of the hearing and any pre-hearing
conference calls and motion hearings. Each
hearing involving oral arguments must be
conducted at a time and place that is
reasonably convenient to the parents and
their child;
2. To conduct the hearing in a fair
and impartial manner;
3. To ensure that all discovery,
motion practice, and pre-trial procedures
are conducted in an expedited manner,
consistent with the deadlines established by
this rule concerning the exchange of
evidence and the issuance of the final
decision established by this rule.
4. To determine if the parent wants
an electronic or written copy of the final
decision and the administrative record of
the hearing;
5. To determine whether the parent
wants the hearing open to the public and
whether the parent wants their child to
attend the hearing;
6. To determine whether the parent’s
advisor or counsel is sufficiently
knowledgeable about or trained with respect
to the problems of students with
disabilities;
7. To determine how evidence may be
exchanged prior to and during the hearing;
8. To determine how witnesses may be
compelled to attend, be cross-examined, and
confronted during discovery and at the
hearing;
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9. To determine how evaluations and
recommendations may be disclosed prior to
and during a hearing;
10. To summarize the facts and
findings of the case and to arrive at an
impartial decision based solely on
information presented during the hearing;
11. To reach a final decision and
mail to all parties copies of the facts,
findings, and decision regarding the hearing
within forty-five (45) days of the
district’s receipt of the parent’s request
or the filing of the district’s request for
a hearing, whichever is sooner;
12. To be accountable for all
deadlines and procedures established by the
statutes and rules for such hearings;
13. To maintain the confidentiality
of all information; and
14. To rule on requests for specific
extensions of time beyond the periods set
forth in paragraph (11)(i) of this rule, at
the request of either party.
(j) Civil Action. A decision made in a
hearing conducted under subsection (11) of
this rule shall be final; unless, within
thirty (30) days, a party aggrieved by the
decision brings a civil action in federal
district or state circuit court without
regard to the amount in controversy, as
provided in Section 1003.57(5), Florida
Statutes. The state circuit or federal
district court shall: receive the records
of the administrative proceedings; hear, as
appropriate, additional evidence at the
request of a party; and basing its decision
on the preponderance of the evidence, shall
grant the relief it determines appropriate.
In the alternative, any party aggrieved by
the administrative law judge’s decision
shall have the right to request an impartial
review by the appropriate state district
court of appeal as provided by Sections
120.68 and 1003.57(5), Florida Statutes.
Nothing in this rule restricts or limits the
rights, procedures, and remedies available
under the U.S. Constitution, the Americans
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with Disabilities Act of 1990, Title V of
the Rehabilitation Act of 1973, or other
Federal laws protecting the rights of
children with disabilities, except that
before the filing of a civil action under
these laws seeking relief that is also
available under the procedures safeguards
available under the IDEA, the procedures
under impartial hearing or appeal must be
exhausted to the same extent as would be
required had the action been brought under
the remedies available under the IDEA.
214. The burden of proof in this case is on the party
seeking relief. Schaffer v. Weast, 546 U.S. 49 (2005). Both
sides have sought relief, but the allocation of the burden of
proof in this case is unimportant. The results would be
identical regardless which party bore the burden of proof.
215. The substantive standard in determining whether an
IEP provides a free appropriate public education is to determine
whether it is reasonably calculated to provide Respondent with
educational benefit. Board of Education of the Hendrick Hudson
Central School District v. Rowley, 458 U.S. 176, 188 (1982). In
J.S.K. v. Hendry County School Board, 941 F.2d 1563, 1573 (11th
Cir. 1991), the court stated: "We . . . define 'appropriate
education' as making measurable and adequate gains in the
classroom."
216. Respondent's arguments that Florida has recently
adopted a more ambitious standard for the education of the
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disabled are unpersuasive. The authorities cited for this
proposition do not clearly so provide.
217. For the reasons set forth above, the May 2006 IEP
fails to provide Respondent with a free appropriate public
education in its treatment of stress and stimulation and
reading. The failings of the IEP in these areas are such that
the IEP is not reasonably calculated to provide Respondent with
educational benefit.
218. An Administrative Law Judge lacks the authority to
order an educational placement or specify an educational
setting. The parties requested at the hearing that the
Administrative Law Judge address these matters, in the hope of
resolving their overall dispute more expeditiously. For that
reason, the Administrative Law Judge has made certain
recommendations, pursuant to the recognition in Florida case law
that .... may do so. Hendry County School Board v. Kujawski,
498 So. 2d 566 (Fla. 2d DCA 1986). These recommendations
include recommended rejections of the settings of ..... Academy
and a hospital, the latter because, among other things, it
violates the requirement that Petitioner educate Respondent in
the least restrictive environment.
219. Respondent's claims of procedural violations fail to
rise to the level of depriving the child of educational benefit
or deprive the parents of the ability to participate fully in
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their child's education. See, e.g., K. C. v. Fulton County
School District, __ F. Supp. __, 2006 U.S. Dist. Lexis 47652
(N.D. Ga. 2006). In terms of a failure to provide copies of
educational records, the kind of failure that triggers a finding
of a denial of a free appropriate public education is found in
Amanda J. v. Clark County School District, 267 F.3d 877 (9th
Cir. 2001), in which the school district failed to provide the
parents documents suggesting that their child might be autistic.
220. Respondent's stay-put argument is similarly
unpersuasive. Florida Administrative Code Rule
6A-6.03311(11)(d) provides:
Status of student during proceedings.
Except as provided in subsection (9) of Rule
6A-6.03312, F.A.C., during the time that an
administrative or subsequent judicial
proceeding regarding a due process hearing
is pending, unless the parent of the student
and the district agree otherwise, the
student involved in the proceeding must
remain in the present educational placement.
If the proceeding involves an application
for an initial admission to public school,
the student, with the consent of the parent,
must be placed in a public school program
until the completion of all proceedings. If
the administrative law judge agrees with the
parent and finds that a change of placement
is appropriate, that placement becomes the
agreed-upon placement during the pendency of
the appeal.
221. Relying on the clause, "unless the parent of the
student and the district agree otherwise," Respondent attempts
to apply stay put to an agreed-upon placement and setting during
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which Petitioner provided two hours daily of homebound
instruction after Respondent left ............... High School.
This clause is ambiguous because it supports this interpretation
and the interpretation that the clause permits the parties to
waive the stay-put placement. If the latter construction
applies, the clause merely allows the parties to operate without
regard to stay put; it does not then apply the force of stay put
to any agreement, outside of an IEP, that the parties have
devised for the education of an ESE student, at least if ....
has already been the subject of an implemented IEP, as
Respondent has.
222. Respondent's construction is unsupported by the
relevant Florida statute. Section 1003.57(1)(e), Florida
Statutes, provides in part:
Notwithstanding any law to the contrary,
during the pendency of any proceeding
conducted pursuant to this section, unless
the district school board and the parents
otherwise agree, the student shall remain in
his or her then-current educational
assignment or, if applying for initial
admission to a public school, shall be
assigned, with the consent of the parents,
in the public school program until all such
proceedings have been completed.
223. Federal courts have interpreted identical language in
federal law. In Drinker v. Colonial School District, 78 F.3d
859, 867 (3d Cir. 1996), the court quoted with approval, Thomas
v. Cincinnati Board of Education, 918 F.2d 618, 625-26 (6th Cir.
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Page 118
1990), which stated that the "then-current educational
placement" ("assignment" and "placement" in this context are
synonymous) to which stay put applies is:
the operative placement actually functioning
at the time the dispute first arises. If an
IEP has been implemented, then that
program's placement will be the one subject
to the stayput provision. And where . . .
the dispute arises before any IEP has been
implemented, the 'current educational
placement' will be the operative placement
under which the child is actually receiving
instruction at the time the dispute arises.
224. Therefore, in this case, any stay-put placement would
necessarily refer to an IEP, not the placement and setting upon
which Respondent claims the parties agreed, following
Respondent's departure from ............... High School.
Respondent's motion filed November 27, 2006, seeks stay put for
a post-IEP placement and is thus denied.
225. In this case, Respondent's request for stay put
raises another problem. Section 1003.57(1)(e) prohibits the
delivery of specialized instruction and services until the
school district has appropriately placed the ESE student. The
parties have agreed that the homebound placement of the fall of
2006 did not constitute a free appropriate public education, and
the Administrative Law Judge agrees with them. That means that,
by law, Petitioner was prohibited from providing specialized
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instruction in that educational placement, so it was right to
terminate these services after the hearing.
226. Lastly, stay put is injunctive relief that only a
court may order. An Administrative Law Judge may address stay
put only to assist a court in the exercise of its judicial
discretion as to stay put or possibly to assist the parties in
negotiating a placement/setting agreement pending litigation.
The absence of administrative stay-put relief is mitigated by
the 45- or 75-day timeframe (under the reauthorized federal act,
to which Florida has yet to respond with rules) imposed on the
Administrative Law Judge for issuing a final order.
227. On a related note, Respondent seeks a wide array of
other relief that the Administrative Law Judge is without
authority to provide. Pursuant to Florida Administrative Code
Rule 6A-6.03311(11), which authorizes the Administrative Law
Judge to "resolve matters related to the identification,
evaluation, or educational placement of the student or the
provision of a free appropriate public education," the
Administrative Law Judge is authorized to consider only the
issues set forth in the Statement of the Issues.
228. The broad relief awarded in court cases is not
available administratively. Florida Administrative Code Rule
6A-6.03311(11)(j) authorizes courts to award such relief, as
does 20 U.S.C. Section 1415(i)(2)(C)(iii), just as Florida
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Page 120
Administrative Code Rule 6A-6.03311(12) authorizes courts to
aware attorney's fees and costs to prevailing parties. The only
exception is 20 U.S.C. Section 1412(a)(10)(C)(ii), which
authorizes the court "or hearing officer" to order reimbursement
of certain private school expenses, but Florida law has not
apparently adopted this provision, which has no applicability to
the facts of this case.
229. The only other exception would derive from a
contractual arrangement between the Division of Administrative
Hearings and Petitioner to hear claims against it, at least
arising out of the provision of educational services, under
Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. Section
794. Although Petitioner's counsel believed that such an
arrangement exists, neither party produced a copy of the
contract, so the jurisdictional basis is absent from the record.
If the Administrative Law Judge had jurisdiction over this
claim, .... would deny relief because of the absence from the
record of evidence of intentional discrimination or bad faith on
the part of Petitioner or any of its employees or
representatives. Wood v. Spring Hill College
, 978 F.2d 1214,
1219 (11th Cir. 1992).
ORDER
Based on the foregoing, it is
ORDERED that:
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1. The May 2006 IEP does not provide Respondent with a
free appropriate public education for the reasons set forth
above.
2. Respondent's request for a stay-put order is denied.
3. Respondent's request for additional relief is denied.
4. The administrative assistant has emailed copies of this
Final Order to the parties by 9:00 a.m. on the date set forth
below.
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DONE AND ORDERED this 8th day of January, 2007, in
Tallahassee, Leon County, Florida.
S
___________________________________
ROBERT E. MEALE
Administrative Law Judge
Division of Administrative Hearings
The DeSoto Building
1230 Apalachee Parkway
Tallahassee, Florida 32399-3060
(850) 488-9675 SUNCOM 278-9675
Fax Filing (850) 921-6847
www.doah.state.fl.us
Filed with the Clerk of the
Division of Administrative Hearings
this 8th day of January, 2007.
COPIES FURNISHED:
Eileen L. Amy, Administrator
Exceptional Student Education Program
Administration and Quality Assurance
Department of Education
325 West Gaines Street, Suite 614
Tallahassee, Florida 32399-0400
Laura Pincus, Esquire
Miami-Dade County School Board
1450 Northeast 2nd Avenue, Suite 400
Miami, Florida 33132
Paul Edmund Liles, Esquire
Alvarez, Sambol, Winthrop &
Madson, P.A.
4315 Metro Parkway, Suite 510
Fort Myers, Florida 33916-7958
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Dr. Rudolph F. Crews
Superintendent
Miami-Dade County School Board
1450 Northeast Second Avenue, No. 912
Miami, Florida 33132-1394
Daniel Woodring, General Counsel
Department of Education
1244 Turlington Building
325 West Gaines Street
Tallahassee, Florida 32399-0400
NOTICE OF RIGHT TO JUDICIAL REVIEW
This decision is final unless an adversely affected party:
a) brings a civil action within 30 days in
the appropriate federal district court
pursuant to Section 1415(i)(2)(A) of the
Individuals with Disabilities Education Act
(IDEA); [Federal court relief is not
available under IDEA for students whose only
exceptionality is "gifted"] or
b) brings a civil action within 30 days in
the appropriate state circuit court pursuant
to Section 1415(i)(2)(A) of the IDEA and
Section 1003.57(5), Florida Statutes; or
c) files an appeal within 30 days in the
appropriate state district court of appeal
pursuant to Sections 1003.57(5) and 120.68,
Florida Statutes.
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