Pinellas | Case 15-3704 | 2015-09-15
Florida special education due-process decision
- Case number
- 15-3704
- Date
- September 15, 2015
- Parties / district (official listing)
- Pinellas
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Decision text
Page 1
STATE OF FLORIDA
DIVISION OF ADMINISTRATIVE HEARINGS
**
,
Petitioner,
vs. Case No. 15-3704E
PINELLAS COUNTY SCHOOL BOARD,
Respondent.
_______________________________/
FINAL
ORDER
A final hearing was held in this case before Todd P.
Resavage, an Administrative Law Judge of the Division of
Administrative Hearings ("DOAH"), on August 20, 2015, in
Clearwater, Florida.
APPEARANCES
For Petitioner: Petitioner, pro se
(Address of record)
For Respondent: Heather J. Wallace, Esquire
Pinellas County School Board
301 Fourth Street Southwest
Post Office Box 2942
Largo, Florida 33770-2942
STATEMENT OF THE ISSUE
The issue in this proceeding is whether Respondent'
s alleged
failure to secure the attendance of certain mandatory members of
the subject child's Individual Education Plan ("IEP") team at a
meeting conducted on May 28, 2015, resulted in a denial of a
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free, appropriate public education ("FAPE") within the meaning of
the Individuals with Disabilities Education Act ("IDEA"),
20 U.S.C. § 1400, et seq.; and, if so, to what remedy is
Petitioner entitled.
PRELIMINARY STATEMENT
On June 24, 2015, the Child's father (hereinafter "Mr. S"),
Petitioner in this cause, filed a Request for Due Process Hearing
("Complaint"). Respondent Pinellas County School Board promptly
forwarded the Complaint to DOAH for further proceedings.
The Complaint alleges that, on May 28, 2015, an IEP meeting
was held without the attendance of Petitioner's general and
exceptional student education teachers, and, therefore, said
meeting violated the IDEA. The sole relief set forth in the
Complaint is for "an iep [sic] meeting within idea [sic]
regulations should be held before the next school year starts."
The final hearing was held, as scheduled, on August 20,
2015. At the conclusion of the final hearing, the parties
stipulated to submitting proposed final orders seven days after
the filing of the Transcript. The final hearing Transcript was
filed on September 1, 2015. The identity of the witnesses and
exhibits and the rulings regarding each are as set forth in the
Transcript.
On September 8, 2015, Respondent timely filed a Proposed
Final Order, which was considered in preparing this Final Order.
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Unless otherwise indicated, all rule and statutory references are
to the versions in effect at the time of the alleged violation.
For stylistic convenience, the undersigned will use male
pronouns in the Final Order when referring to the Child. The
male pronouns are neither intended, nor should be interpreted, as
a reference to the Child's actual gender.
FINDINGS OF FACT
1. The Child is currently ten years old. He is a student
who qualifies for exceptional student education ("ESE"). His
documented primary exceptionality is Emotional or Behavioral
Disability ("EBD"), with additional exceptionality for Specific
Learning Disabled ("SLD").
2. On or about January 26, 2015, the Child began attending
School A, a public school in Pinellas County, Florida. The Child
was a third-grade student during the 2014-2015 school year.
3. On April 21, 2015, the Child's IEP team met to amend the
Child's IEP, Functional Behavioral Assessment ("FBA") and
Positive Behavioral Intervention Plan ("PBIP"). Petitioner's
Complaint does not assert any claims regarding the design or
implementation of the April 21, 2015, IEP and accompanying
FBA/PBIP.
4. The Child continued to attend School A for approximately
one week following the April 21, 2015, IEP meeting. Thereafter,
Mr. S did not return the Child to School A.1/
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5. Mr. S subsequently requested that the Child be
transferred to a different school.2/ By correspondence dated
May 11, 2015, Mr. S provided Lisa Grant, Respondent's executive
director for ESE, a letter from a physician wherein the physician
highly recommended the Child be transferred to a different
school. Ms. Grant credibly testified that, after receiving said
correspondence, the ESE student assignment office assigned the
Child to a different school, School B.3/ Mr. Terry Ryan, an ESE
supervisor, testified that School B was chosen because it "is the
closest school to [School A] that offers the EBD programming for
which [the Child] is eligible." Petitioner's Complaint is void
of any allegation concerning placement determinations or any
allegation that the Child is not being educated in the least
restrictive environment.4/
6. On May 28, 2015, an IEP meeting was conducted at
School B. Respondent's witnesses uniformly testified that the
purpose of the meeting was to assist the Child's transition to
School B by introducing Mr. S to the School B individuals who
would be responsible for implementing the Child's IEP.5/
Petitioner contends the purpose of the meeting was to discuss the
Child's behavior, academics, as well as a possible school
reassignment.
7. The undersigned finds that Petitioner's construction of
the purpose of the meeting is entitled to more weight. The
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"purpose of meeting" as noted on the actual May 28, 2015, IEP is
"IEP Amendment." The computer-generated conference notes for
May 28, 2015, provide that, "[t]eam met to review student
progress, goals, and information." The Meeting Participants
sheet attached to the IEP provide that the purpose of the meeting
was "Annual Review, IEP Amendment." Respondent's position
apparently stems from a "Pinellas County Schools Conference
Report" attached to the IEP that provides the purpose is a
"transfer meeting."6/
8. The May 28, 2015, meeting was attended by the Child's
parent, Mr. S, as well as the following individuals: 1) Amy
Sarlo, a School B licensed clinical social worker; 2) Lisa
Rother, School B principal; 3) Dr. Lisa Grant, Respondent's
executive director for ESE; 4) Scott Kanehl, a School B
behavioral specialist; 5) Colby Barrett, a School A behavioral
specialist; 6) Christina Kelly, a School A social worker;
7) Nancy Davis, a School B special education teacher (EBD
specifically); 8) Heidi Baird, a third-grade School B regular
education teacher; and 9) Terry Ryan, an ESE supervisor for
Area 1.
9. Respondent presented unrefuted evidence that Nancy Davis
is the special education teacher at School B who would be
responsible for implementing the Child's IEP.
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10. Petitioner failed to present sufficient evidence for
the undersigned to determine whether the Child is, or may be,
participating in the regular education environment. The
undersigned's independent review of the Child's current IEP
documents that the Child does not receive his educational program
in a regular education environment, but rather, in a separate
"special class" located within the school. No evidence was
presented concerning whether the Child has opportunities for
"mainstreaming" during physical education, lunch, etc.7/
11. Assuming, arguendo, that the Child may be participating
in the regular education environment at School B (as noted
above), a School B third-grade regular education teacher, Heidi
Baird, attended the May 28, 2015, meeting. Ms. Baird has not
previously taught the Child. The record is silent as to whether
Ms. Baird may be the School B regular education teacher
responsible for implementing a portion of the Child's IEP.
12. Sarah Raditch, the Child's special education teacher at
School A, was not physically present at the meeting. At the
beginning of the meeting, Mr. S announced that he believed she
was a member of the Child's IEP team and needed to be present.
Mr. S then advised those assembled that, "we can move on though."
In response, Petitioner was advised that Respondent could
certainly call and have Ms. Raditch participate by phone, if
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necessary. It is undisputed that Ms. Raditch did not participate
telephonically.
CONCLUSIONS OF LAW
13. DOAH has jurisdiction over the subject matter of this
proceeding and of the parties thereto pursuant to section
1003.57(1)(b), Florida Statutes, and Florida Administrative Code
Rule 6A-6.03311(9)(u).
14. Petitioner bears the burden of proof with respect to
each of the claims raised in the Complaint. Schaffer v. Weast,
546 U.S. 49, 62 (2005).
15. In enacting the IDEA, Congress sought to "ensure that
all children with disabilities have available to them a free
appropriate public education that emphasized special education
and related services designed to meet their unique needs and
prepare them for further education, employment, and independent
living." 20 U.S.C. § 1400(d)(1)(A); Phillip C. v. Jefferson
Cnty. Bd. of Educ., 701 F.3d 691, 694 (11th. Cir. 2012). The
statute was intended to address the inadequate educational
services offered to children with disabilities and to combat the
exclusion of such children from the public school system.
20 U.S.C. § 1400(c)(2)(A)-(B). To accomplish these objectives,
the federal government provides funding to participating state
and local educational agencies, which is contingent on the
agency's compliance with the IDEA's procedural and substantive
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requirements. Doe v. Alabama State Dep't of Educ., 915 F.2d 651,
654 (11th Cir. 1990).
16. Parents and children with disabilities are accorded
substantial procedural safeguards to ensure that the purposes of
the IDEA are fully realized. See Bd. of Educ. of Hendrick Hudson
Cent. Sch. Dist. v. Rowley, 458 U.S. 176, 205-06 (1982). Among
other protections, parents are entitled to examine their child's
records and participate in meetings concerning their child's
education; receive written notice prior to any proposed change in
the educational placement of their child; and file an
administrative due process complaint "with respect to any matter
relating to the identification, evaluation, or educational
placement of [their] child, or the provision of a free
appropriate public education to such child." 20 U.S.C.
§ 1415(b)(1), (b)(3), & (b)(6).
17. Local school systems must also satisfy the IDEA's
substantive requirements by providing all eligible students with
FAPE, which is defined as:
Special education services that--(A) have
been provided at public expense, under public
supervision and direction, and without
charge; (B) meet the standards of the State
educational agency; (C) include an
appropriate preschool, elementary school, or
secondary school education in the State
involved; and (D) are provided in conformity
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with the individualized education program
required under [20 U.S.C. § 1414(d)].
20 U.S.C. § 1401(9).
18. "Special education," as that term is used in the IDEA,
is defined as:
[S]pecially designed instruction, at no cost
to parents, to meet the unique needs of a
child with a disability, including--
(A) instruction conducted in the classroom,
in the home, in hospitals and institutions,
and in other settings . . . .
20 U.S.C. § 1401(29).
19. The components of FAPE are recorded in an IEP, which,
among other things, identifies the child's "present levels of
academic achievement and functional performance," establishes
measurable annual goals, addresses the services and
accommodations to be provided to the child and whether the child
will attend mainstream classes, and specifies the measurement
tools and periodic reports that will be used to evaluate the
child's progress. 20 U.S.C. § 1414(d)(1)(A)(i); 34 C.F.R.
§ 300.320. "Not less frequently than annually," the IEP team
must review and, as appropriate, revise the IEP. 20 U.S.C.
§ 1414(d)(4)(A)(i).
20. Among other members, the team that develops an IEP must
consist of "[n]ot less than one regular education teacher of the
child (if the child is, or may be, participating in the regular
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education environment)"; and "[n]ot less than one special
education teacher of the child, or where appropriate, not less
than one special education provider of the child." 20 U.S.C.
§ 1414(d)(1)(B); 34 C.F.R. § 300.321(a)(2) & (a)(3); Fla. Admin.
Code R. 6A-6.03028(3)(c)(2),(3).
21. In Board of Education of Hendrick Hudson Center School
District v. Rowley, 458 U.S. 176, 206-07 (1982), the Supreme
Court held that a two part inquiry must be undertaken in
determining whether a local school system has provided a child
with FAPE. As an initial matter, it is necessary to examine
whether the school system has complied with the IDEA's procedural
requirements. Id. at 206-07. A procedural error does not
automatically result in a denial of FAPE. See G.C. v. Muscogee
Cnty. Sch. Dist., 668 F.3d 1258, 1270 (11th Cir. 2012). Instead,
FAPE is denied only if the procedural flaw impeded the child's
right to a free, appropriate public education, significantly
infringed the parents' opportunity to participate in the
decision-making process, or caused an actual deprivation of
educational benefits. Winkelman v. Parma City Sch. Dist., 550
U.S. 516, 525-26 (2007).
Regular Education Teacher
22. It is undisputed that a regular education teacher,
Ms. Baird, attended the IEP team meeting. Petitioner contends
that Ms. Baird was not an appropriate regular education teacher
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because she is a prospective regular education teacher rather
than his former regular education teacher. A Notice of
Interpretation to the regulations implementing the IDEA provides
as follows:
The regular education teacher who serves as a
member of a child's IEP team should be a
teacher who is, or may be, responsible for
implementing a portion of the IEP, so that
the teacher can participate in discussions
about how best to teach the child.
34 C.F.R. Part 300, App'x A, at 112 (2002)(emphasis added). An
agency's interpretation of its own regulations carry controlling
weight unless the interpretation is plainly erroneous or is
inconsistent with the regulations themselves. Stinson v. United
States, 508 U.S. 36, 45 (1993).
23. The interpretation of 34 C.F.R. §§ 300.321(a)(2) and
(3), by several courts, has yielded varying results. See R.B. ex
rel. F.B. v. Napa Valley Unified Sch. Dist., 496 F.3d 932, 940
(9th Cir. 2007)(interpreting 34 C.F.R. § 300.321(a) as not
requiring the current teacher but requiring one who actually
taught the child in question); L.R. v. Manheim Twp. Sch. Dist.,
540 F. Supp. 2d 603 (E.D. Pa. 2008)(holding that composition of
IEP team meeting that included general education teacher who had
never taught the child constituted procedural violation of IDEA);
A.H. ex rel. S.H. v. Colville Sch. Dist., 51 IDELR 279 (Wash. Ct.
App. 2009)(no procedural violation of IDEA where prospective
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general education teacher rather than former teacher attended IEP
team meeting); Dirocco v. Bd. of Educ. of Beacon City Sch. Dist.,
2013 U.S. Dist. LEXIS 434 at *52-53 (S.D.N.Y. 2013)(interpreting
§ 300.321(a) as requiring general education teacher to be a
teacher who is or may be responsible for implementing portions of
IEP and noting issue was whether subject teacher could have been
responsible for implementation); and R.G. v. N.Y. City Dep't of
Educ., 980 F. Supp. 2d 345 (E.D.N.Y. 2013)(holding that failure
to include general education teacher who is or may be responsible
for implementing a portion of the child's IEP impeded child's
right to FAPE).
24. Here, Petitioner failed to present sufficient evidence
concerning what role, if any, Ms. Baird would have played in
implementing the Child's IEP. The record does establish that
Ms. Baird attended the IEP meeting and agreed with the IEP.
Applying the "is or may be responsible" standard, Petitioner
failed to meet his burden of showing that Ms. Baird could not
have been responsible for implementing portions of the Child's
IEP. Under the heightened standard articulated in Napa Valley,
Petitioner established that Ms. Baird had never actually taught
the child, and, therefore, established a procedural violation of
the IDEA.
25. Assuming, arguendo, that Petitioner established a
procedural violation of the IDEA, Petitioner did not allege and
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there is no evidence that the absence of the former general
education teacher impeded the Child's right to FAPE,
significantly infringed the parents' opportunity to participate
in the decision-making process, or caused an actual deprivation
of educational benefits. Accordingly, the undersigned concludes
that any procedural violation did not result in a denial of FAPE.
Special Education Teacher
26. It is undisputed that, Nancy Davis, the special
education teacher at School B who would be responsible for
implementing the Child's IEP, attended the subject IEP team
meeting. "Decisions as to which particular [special education]
teacher(s) or special education provider(s) are members of the
IEP Team . . . are best left to State and local officials to
determine, based on the needs of the child." 71 Fed. Reg. 46,670
(2006).
27. Applying the same analysis as noted above, even
assuming Petitioner established a procedural violation based on
the lack of attendance at the IEP meeting of a special education
teacher who had actually taught the Child, Petitioner failed to
allege or present sufficient evidence to establish that the same
impeded the Child's right to FAPE, significantly infringed the
parents' opportunity to participate in the decision-making
process, or caused an actual deprivation of educational benefits.
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Accordingly, the undersigned concludes that any procedural
violation did not result in a denial of FAPE.
ORDER
Based on the foregoing Findings of Fact and Conclusions of
Law, it is ORDERED that:
Petitioner's Complaint is denied in all respects.
DONE AND ORDERED this 15th day of September, 2015, in
Tallahassee, Leon County, Florida.
S
TODD P. RESAVAGE
Administrative Law Judge
Division of Administrative Hearings
The DeSoto Building
1230 Apalachee Parkway
Tallahassee, Florida 32399-3060
(850) 488-9675
Fax Filing (850) 921-6847
www.doah.state.fl.us
Filed with the Clerk of the
Division of Administrative Hearings
this 15th day of September, 2015.
ENDNOTES
1/ The record fails to indicate whether the Child continued to
receive any form of educational services after leaving School A.
2/ The record fails to provide the specific date Mr. S requested
the transfer.
3/ The record lacks any evidence concerning the date of the
reassignment decision or when and how Mr. S was notified of the
same.
4/ The undersigned's review of the conference notes attached to
the May 28, 2015, IEP reveals that, "[Mr. S] continues to state
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that [School B] is too far. He also states that EBD is not an
appropriate placement." Petitioner's Complaint, however, does
not assert any allegations regarding the placement of the Child.
5/ The May 28, 2015, Amended IEP does not contain any revisions
or changes to the IEP of April 21, 2015. Petitioner's Complaint
does not assert any claims regarding the design of the May 28,
2015, Amended IEP.
6/ If Respondent provided prior written notice of the meeting
pursuant to Florida Administrative Code Rule 6A-6.03028(3)(b),
which would have included the purpose, time, and location of the
meeting, and who, by title or position, would be attending, the
same was not received in evidence in this proceeding.
7/ The Child's current IEP documents that the Child's total
school week is 1,800 minutes, with 350 minutes with nondisabled
peers. The only regular education setting documented on the
current IEP is the related service of transportation, wherein the
Child rides the bus to school
with nondisabled peers.
COPIES FURNISHED:
Liz Conn, Dispute Resolution Program Director
Bureau of Exceptional Education
and Student Services
Department of Education
Turlington Building, Suite 614
325 West Gaines Street
Tallahassee, Florida 32399-0400
(eServed)
Heather J. Wallace, Esquire
Pinellas County School Board
301 Fourth
Street Southwest
Post Office Box 2942
Largo, Florida 33779-
2942
(eServed)
Petitioner
(Address of Record)
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Matthew Mears, General Counsel
Department of Education
Turlington Building, Suite 1244
325 West Gaines Street
Tallahassee, Florida 32399-0400
(eServed)
Dr. Michael A. Grego, Superintendent
Pinellas County School Board
301 Fourth Street Southwest
Largo, Florida 33770-2942
(eServed)
NOTICE OF RIGHT TO JUDICIAL REVIEW
This decision is final unless, within 90 days after the date of
this decision, an adversely affected party:
a) brings a civil action in the appropriate
state circuit court pursuant to section
1003.57(1)(c), Florida Statutes (2014), and
Florida Administrative Code Rule 6A-
6.03311(9)(w); or
b) brings a civil action in the appropriate
district court of the United States pursuant
to 20 U.S.C. § 1415(i)(2), 34 C.F.R.
§ 300.516, and Florida Administrative Code
Rule 6A-6.03311(9)(w).
