BT and AT obo RT v Edison Twp BOE | Case 11125-15 | 2019-01-14
New Jersey special education due-process decision
- Case number
- 11125-15
- Date
- 1/14/2019
- Parties / district (official listing)
- BT and AT obo RT v Edison Twp BOE
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Decision text
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New Jersey is an Equal Opportunity Employer
State of New Jersey
OFFICE OF ADMINISTRATIVE LAW
FINAL DECISION
OAL DKT. NO. EDS 11125-15
AGENCY DKT. NO. 2015-22847
B.T. AND A.T. ON BEHALF OF R.T.,
Petitioners,
v.
EDISON TOWNSHIP BOARD OF
EDUCATION,
Respondent.
___________________________
Robert J. Pruchnik, Esq., for petitioner (Campbell & Pruchnik, attorneys)
Carolyn R. Chaudry, Esq, for respondent (Scarinci & Hollenbeck, attorneys)
Record Closed: December 4, 2018 Decided: January 14, 2019
BEFORE MARGARET M. MONACO, ALJ:
STATEMENT OF THE CASE
This matter arises under the Individuals with Disabilities Education Act, 20
U.S.C. § 1400, et seq., and the implementing federal and state regulations. B.T. and
A.T. (hereinafter Mr. and M rs. T.), the parents of R.T. , assert that the Edison Township
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Board of Education (the District) failed to provide R.T. with a free appropriate public
education (FAPE).
PROCEDURAL HISTORY
Mr. and Mrs. T. on behalf of R.T. filed a request for due proces s with the Office
of Special Education Policy and Procedures (OSEPP). Petitioners allege that the
District “has, for at least the past 2 school years and for the 2015–16 school year, failed
to offer R.T. an Individualized Education Program (IEP) reasonabl y calculated to
provide him with meaningful educational benefits in the least restrictive environment.”
Petitioners assert that the “proposed 2015 –16 IEP, like previous IEPs, is significantly
defective” in that it “fails to incorporate a number of critica lly important
recommendations made by Dr. Glasberg including, but not limited to, an appropriate
social skills group, appropriate self -help/life skills, an appropriate individual behavior
plan, individualized [applied behavior analysis (ABA)] services both at school and at
home to enable R.T. to generalize skills across all settings (school, home and
community), appropriate supports for his parents and siblings, and an appropriate
school setting which addresses R.T.’s negative treatment by fellow students.”
According to the due -process request, “R.T.’s IEP must be supported by and include
individualized ABA services at school and at home, including but not limited to 1:1
instruction, parent training a nd social skills training .”1 Petitioners request a
determination that the District has failed to prop ose an IEP for R.T. for the 2015 –16
school year that is reasonably calculated to provide him with a FAPE in the least -
restrictive environment and that , in order to receive a FAPE, the District should be
required to immediately develop an IEP for R.T. which includes the recommendations
of the parents’ consultants, including Dr. Beth Glasber g and Professor Charles Ehrlich.
Petitioners also seek reimbursement for the cost of Dr. Glasbe rg’s independent
evaluation, compensatory education , and reimbursement for all out -of-pocket costs
associated with implementation of educational instruction in petitioners ’ home, including
R.T.’s ABA-based home program. The District filed an Answer to the Petition for Due
Process with Affirmative Defenses, and the OSEPP transmitted the matter to the Office
1 Although petitioners also dis agreed with the middle school that R.T. would be attending, which was not his home
school, the OSEPP did not transmit this issue.
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of Administrative Law, where it was filed for hearing. The matter was heard over the
course of fifteen days. 2 Subsequently, the parties submitted transcripts and post -
hearing submi ssions in support of their respective positions. Oral summations were
entertained on December 4, 2018, on which date the record closed.
FACTUAL DISCUSSION
The general sequence of events and background facts are largely undisputed.
Based upon a review of the testimony and the documentary evidence presented, and
having had the opportunity to observe the demeanor of the witnesses and assess their
credibility, I FIND the following FACTS and accept as FACT the testimony set forth
below:
At the time of the petition, R.T. was a rising sixth -grade student and eligible for
special education and related services under the category of autistic. R.T. lives with his
parents and two siblings, who are approximately twenty months younger than R.T.
Prior to R.T.’s transition to sixth grade, R.T. and his siblings (who are one grade behind
R.T.) attended the Menlo Park Elementary School (Menlo Park).
In April 2005, R.T. was evaluated and found eligible for early intervention
services. ( See P-5.) In or around August 2005, a developmental pediatrician
diagnosed R.T. with autism. ( See P-5.) In April 2006, a public school district evaluated
R.T. as part of a Child Study Team (CST) assessment for preschool -aged eligibility for
special-education services. (P-5.) At the time, R.T. was three years and three months.
The Transdisciplinary Evaluation report by that district, along with Mrs. T.’s testimony,
reflects that R.T.’s parents did not pursue immediate CST testing upon R.T.’s third
birthday and sought out private AB A and occupational therapy. (P-5.) Following the
evaluation process, the district determined that R.T. was eligible for special education
and related services.
2 The hearing was held on April 6, 12 and 20, 2016; June 27, 2016; November 14 and 16, 2016; January 3, 2017;
March 1, 6, 7 and 8, 2017; August 7 and 9, 2017; and October 2 and 3, 2017.
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2006–2007 and 2008–2009 School Years—Preschool
In August 2006 the T. family moved to Edison , and R.T. began receiving special
education and related services from the District in September 2006. An IEP meeting
was held on February 26, 2007.3 The IEP provides that R.T.’s program for the period of
February 27, 2007, to August 15, 2007, was the in-District full-day Preschool Disabilities
Program, which was a self -contained class and “based on the Verbal Behavior/ABA
curriculum.” (P-6.) R.T.’s related services included individual speech/language;
individual physical therapy (PT) ; individual and group occupational therapy (OT) ; and
ABA services for 300 minutes per week at home. The IEP states that R.T. “receives up
to 5 hours weekly of ABA services in the home to address behavioral needs [and] [t]he
need for continued ABA services will be discussed at the next Annual Review meeting
or when appropriate.” R.T.’s projected program for the period of September 4, 2007 , to
February 26, 2008, continued to be the in -District full -day Preschool Disabilities
Program, and R.T. would continue to receive the sa me level of speech/language and
OT services . While not listed under “projected related services,” the “Additional
Services Information” section states that R.T. “will continue to receive up to 5 hours of
ABA therapy in the home as addressed on the previous program page.”
The District utilized Above and Beyond Learning Group (Above and Beyond) for
the provision of the home -based ABA services. R.T.’s therapists with that agency
included Vincent Balestrieri (Balestrieri) and Sharon Saylor (Saylor). The Di strict also
utilized teachers to provide these services, including Thomas Macchiaverna
(Macchiaverna), who later served as R.T.’s teacher in sixth grade.
On May 8, 2007, R.T.’s case manager, Alyssa Wilson (Wilson), sent a
memorandum to the then director of special services, Suzanne Hiatt (Hiatt). (P-7.) The
memorandum states that R.T. “is currently attending the district’s full day pre -school
program” and he is also “integrated into the half -day preschool disabled program for up
to two hours weekly to i mprove socialization and foster appropriate play skills.” It
indicates that “[s]ince February 2007 [R.T.] has been receiving five hours of ABA
3 The record does not include an IEP for the period of September 2006 to February 26, 2007.
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services through Above and Beyond . . . in the home to address behavioral concerns
[and] Mr. and Mrs. [T.] have seen great improvement in [R.T.’s] overall behavior and
communication since such servic es have been implemented.” Wilson advised that “an
additional 2 hours of ABA services to be split between home and school . . . are being
requested to enhance socia lization and play skills.” Hiatt approved this request on May
11, 2007. On June 19, 2007, case manager Wilso n sent another memorandum to
Hiatt. (P -8.) The memorandum recites information from R.T.’s ABA provider (Above
and Beyond) and states, “[b]ased on th e recent input from the ABA provider, 3
additional ABA hours are being requested,” which would increase R.T.’s ABA services
from seven to ten hours per week. Hiatt approved this request on June 18, 2007.
An IEP meeting was held on October 30, 2007. The meeting participants
included, among others, Mr. and Mrs. T., case manager Wilson , and ABA provider
Balestrieri. (P-9.) The “Parent Concerns” section of the IEP reflects that Mr. and Mrs.
T. “have reportedly observed significant improvements in [R.T.’s] behavior in the home
and overall functional skills,” and they “are pleased with [R.T.’s] progress in the
classroom and would like him to attend the half -day preschool disabled program full
time.” The IEP provides that, for the period of November 12, 2007 , to June 18, 2008,
R.T.’s program would be the self -contained Preschool Disabilities Program , and his
related services included individual and group speech/languag e; individual OT;
individual PT ; and 600 minutes per week of ABA services. 4 The “Additional
Related/Intensive Service Information” section states that R.T. “receives up to 10 hours
weekly of ABA services split between home and school environments to address
behavior needs[;] the need for continued ABA services will be discussed at the annual
review meeting or when appropriate[; and] the outlined related services will be provided
for the duration of the [Extended School Year (ESY)] program.”
R.T. turned five on January 26, 2008 , and underwent a CST reevaluation to
determine his continued eligibi lity for special education and related services. In the
spring of 2008, Wilson conducted an educational evaluation (P -10); Despina Fassilis
(Fassilis), school psychologist, conducted a psychological evaluation (P -11); and Sue
4 A later educational evaluation indicates that R.T. attended the Preschool Disabled Program from Sep tember 2006
through October 2006 and then transitioned to the half -day Preschool Disabled Program. (P-10.)
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Thompson, speech/language spe cialist, conducted a speech and language evaluation
(P-12). Fassilis’ report indicates that R.T. was then receiving ABA services, ten hours
weekly, split between school and home. According to Mrs. T., the majority of R.T.’s
ABA services were provided at home. Fassilis, who testified at the hearing, did not
recall whether she had an understanding in 2008 as to why R.T. was receiving those
services.
2008–2009 School Year—Kindergarten
An eligibility and IEP meeting was held on May 15, 2008. The IEP Te am
concluded that R.T. was eligible for special education and related services based on
the category of autistic. (P-13.) The IEP meeting participants included , among others,
Mr. and Mrs. T., case manager Wilson, Fassilis , and ABA provider Balestrieri. (Ibid.)
The IEP provides that for the period of September 2, 2008, to May 15, 2009, R.T. would
be in the self-contained Pre -Primary Kindergarten program and his related services
included individual and group speech/language; individual OT; and 600 minutes of ABA
services at “home.” The “Additional Related/Intensive Service Information” section
states that R.T. “receives up to 10 hours weekly of ABA services split between home
and school environments to address behavioral needs .” Although the “projected related
services” section indicates that R.T. would receive 600 minutes of ABA services from
September 2, 2008 , to May 15, 2009 , the “Additional Related/Intensive Service
Information” section states that “[t]he need for continued ABA services will b e
reassessed in September 2008.” 5 No evidence in the record reveals that a meeting
was held in September 2008, or that any assessments were conducted, regarding
R.T.’s continued need for ABA services. Fassilis participated in R.T.’s eligibility and IEP
meeting and did not express any disagreement with what was proposed in the IEP.
She did not know whether a meeting was held in September 2008.
On October 25, 2008, ABA provider Balestrieri reported that R.T. “currently
receives ten hours a week of one to one d iscrete trial instruction in the home setting.”
(P-14.) The report sets forth the programs for which data was being collected and/or
5 The “Additional Related/Intensive Service Information” section also states that R.T. “will receive PT services on a
consultative basis two times during the school year.”
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maintained, which addressed social and academic related matters. The report states,
“R.T. has benefited from having a st ructured one to one learning environment as shown
through acquisition of skills, improved behavior, and progress in all programs . . . .
Language and communication are the current focus of R.T.’s intervention. Home
program hours provide consistency betwe en school and home programs and maximize
learning potential. Home programming hours also ensure carryover and generalization
of skills in the home setting.” A document entitled “[R.T.’s] Current Home Programs
May/August 2009” lists various matters appare ntly being worked on by the home
provider (e.g., conversations about topics, phonics, social stories) and “target
behaviors” (e.g., stereotypic vocalizations, r estrictive repetitive behavior) and describes
a “token economy” (e.g., pennies delivered upon eye contact, attending skills). (P-15.)
2009–2010 School Year—Kindergarten
An IEP meeting was held on May 22, 2009, regarding R.T.’s program and related
services for the 2009 –10 school year. The meeting participants included, among
others, Mr. and Mrs. T., R.T.’s case manager (Alison Hines), Janice Rhodes , and Elissa
Both (Both), who is designated as the “ABA Coordinator.” (P -16.) R.T. was then six
years of age and in full -day kindergarten at Martin Luther King Elementary School. The
IEP reflects that R.T.’s program for the 2009 –10 school year would be full -day
kindergarten at Menlo Park, which was R.T.’s home school. Mrs. T. explained that she
and her husband did not believe that R.T. was socially or academically ready to be
placed in first grade and they requested that he repeat kindergarten. R.T.’s related
services for the period of September 3, 2009 , to May 22, 2010, included integrated and
group speech/language and individual OT. With regard to ABA services, the “Current
Program Description” indicates that R.T. would receive services by an ABA therapist at
“home” for the period of May 26, 2009, to June 18, 2009, with no minutes specified, and
no ABA services are listed for the 2009 –10 school year . Rather, t he “Additional
Related/Intensive Service Information” section states that R.T. “will receive 10 hours of
ABA therapy through the duration of the ESY program [and] during that time, he will be
assessed to determine the ABA hours for the 2009 –2010 school year.” No evidence in
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the record reveals that a meeting was held , or that any assessments were conducted,
to determine R.T.’s ABA hours for the 2009–10 school year.
On November 30, 2009, Mrs. T. signed a “Written Confirmation of Parental
Permission,” which gave the District permission “to request that observations of [R.T.]
be conducted both at school [and] at home by the Verbal Behavior Network [and] that
these observations be discussed [with] his case manager [and] ABA coordinator [and]
parents at an IEP meeting.” (P-17.) The record is beref t of evidence that this
assessment was conducted, and Mrs. T. did not recall a report or an observation by that
agency.
An IEP meeting was held on January 7, 2010. The meeting participants
included, among others, Mrs. T., ABA coordinator Both and Janice Rhodes (Rhodes),
who now served as R.T.’s case manager. (P -18.) The IEP provides that for the period
of January 15 to June 16, 2010, R.T. would be in the pull -out resource-center program
for language arts and math and would continue to receive speech/la nguage and OT.
ABA services are not listed as a related service. The “Parental Concerns” section
indicates that R.T.’s parents “continue to have significant concerns regarding [R.T.’s]
level of functioning in the classroom, particularly relating to his a cademic performance
and behavior”; “they feel that [R.T.] has had a difficult adjustment to the large group
setting of a general education Kindergarten class when he was previously in a self -
contained environment”; “[a]t home, Mrs. [T.] reported that some stereotypical
behaviors have increased, and he is retreating into himself more than he did last year ”;
and R.T. “is involved in a number of extracurricular activities . . . in an attempt to help
him generalize his social skills with peers [;] [h]owever, he continues to demonstrate
weaknesses in this area.”
An IEP meeting was held on January 26, 2010. The meeting participants
included Mrs. T., case manager Rhodes, general -education and special -education
teachers, and a paraprofessional. (P -19.) Neither ABA coordinator Both nor any ABA
therapist attended the meeting. The IEP lists, as a related service, four hours of ABA at
home for the period of January 27, 2010 , to June 16, 2010. The IEP states (in the
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section entitled “Include other educational needs that results from the student’s
disability”) that R.T. “needs home ABA in order to help him develop age -appropriate
skills and to generalize those skills to other environments,” and indicates (in the
“Related Service Rationale” section) that R.T. “requires home ABA to address his
communication, social and behavioral weaknesses so that he can generalize his skills
to the natural environment.”
2010–2011 School Year—First Grade
An IEP meeting was held on June 1, 2010 regarding R.T.’s program and related
services for the 2010–11 school year. The participants included Mrs. T ., case manager
Rhodes, a speech/language specialist, general-education and special -education
teachers, and a paraprofessional . (P-20.) Neither ABA coordinator Both nor any ABA
therapist attended the meeting. The IEP provides that for the 2010–11 school year R.T.
would continue to be in the pull -out resource -center program for language arts and
math, he would participate in general education with in -class support for science, social
studies, and health, and his related services included small-group speech/language and
OT. R.T.’s related services also included ABA services; specifically, for the period of
June 16 to Ju ne 30, 2010, R.T. would receive six hours of ABA at home , and for the
period of September 1, 2010 , to June 1, 2011 , R.T. would receive two hours per we ek
of ABA at home and one hour per month of parent training at home. The IEP reiterates
that R.T. “needs home ABA in order to help him develop age -appropriate skills and to
generalize those skills to other environments,” and R.T. “requires home ABA to address
his communication, social and behavioral weaknesses so that he can genera lize his
skills to the natural environment.” The “Other Pertinent Information” s ection indicates
that R.T. received four hours of home ABA services during that year “to address his
behavioral difficulties”; “ he was owed hours due to difficulties that were encountered
with setting up his home program in September” ; and “[ t]herefore, [he] will continue to
receive 6 hours of home ABA through 6/30/10.” It also reflects that R.T. “will receive 2
hours a week of ABA services beginning on 9/1/10” and “his home program coordinator
has recommended that his parents receive 1 hour a month of consultation servic es to
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assist them in addressing the changing behavioral issues that will occur as he matures.”
The IEP does not explain the basis for the reduction in R.T.’s ABA services.
R.T.’s triennial evaluation was conducted in the spring of 2011. The District
conducted an educational evaluation , a speech/ language evaluation , and a
psychological assessment . (P-22; P -23; P-24.) The psychological assessment
included the completion of a Behavior Assessment System for Children (BASC) by
R.T.’s teacher s, which identif ied e levated scores in clinical areas assessing
hyperactivity, attention problems and atypicality, along with areas of concern related to
difficulty adjusting to changes in routine and recovering from setbacks, difficulty with
decision making, and trouble with organization, study skills , and communicating ideas
clearly. The reports do not include an assessment of R.T.’s behavior at home or
address either the continuation or termination of home ABA services. The District did
not conduct a functional behavioral assessment (FBA) as part of the triennial evaluation
and/or any other evaluation that addressed R.T.’s home ABA or parent -training
services. (See P-25.)
2011–2012 School Year—Second Grade
An eligibility and IEP meeting was held on June 10, 2011. The IEP Team
concluded that R.T. continued to be eligible for special education and related services
based on the category of autistic. (P-25.) The IEP meeting participants included Mrs.
T., OT therapists, general-education and special -education teachers , a
paraprofessional, and Maria Villar, who then served as R.T.’s case manager. (P-26.)
Neither ABA coordinator Both nor any ABA therapist attended the meeting. The IEP
provides that for the 2011 –12 school year R.T. would continue to be in the pull -out
resource-center program for language arts and math and receive in-class support f or
science and social studies. He also would receive ES Y during the summer of 2011.
R.T.’s related service s for the 2011 –12 school year included small-group
speech/language and small -group and individual OT. 6 The IEP does not include the
provision of ABA services . The listed sources of information used to develop the IEP
6 The IEP states that individual OT services would be for the period of September 7, 2011 to June 20, 2011, which
appears to be a typographical error.
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do not reference any evaluation regarding R.T.’s ABA services and the IEP does not
explain the basis for the termination of these services.7 The “ Parental Concerns”
section states, “After a telephone conversation that followed the IEP meeting to address
concerns regarding placement f or the next academic year, Mrs. [T.] gave verbal
consent to implement the p roposed IEP that includes placement in the resource center
program for language arts and math but disagree[d] with the recommendation of
discontinue the home ABA services.”
2012–2013 School Year—Third Grade
An IEP meeting was held on May 3 0, 2012. The meeting participants included
Mrs. T., a speech/language specialist, general -education and special -education
teachers, and Sarah Brennessel (Brennessel), who then served as R.T.’s case
manager. (P-27.) The IEP provides that for the 2012 –13 school year R.T . would
continue to participate in the pull -out resource -center program for language arts and
math, and his related services included individual OT and small-group
speech/language. It also reflects that “[p]arti cipation in the 2 week Social Skills ESY
program was recommended; however, due to involvement in other activities/social
opportunities during the summer months, Mrs. [T.] declined [R.T.’s] participation at this
time.”
2013–2014 School Year—Fourth Grade
An IEP meeting was held on June 6, 2013. Th e meeting par ticipants included
Mrs. T., case manager Brennessel, and general -education and special -education
teachers. (P-28.) The IEP provides that for the 2013 –14 school year R.T. would
continue to participate in the pull -out resource -center program for language arts and
math and he would receive in-class resource for science and social studies. His related
services included individual OT and small-group speech.
7 The evaluations listed in the IEP include the psychological, educational, a nd speech/language evaluations
conducted in 2011; OT and PT evaluations in 2007 and 2008, respectively; and a neurological evaluation on
November 12, 2010, by Dr. Jay Selman.
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The Present Levels of Academic Achievement and Functional Performance
(PLAAFP) section includes summaries by R.T.’s special -education teacher (Ms. Carr)
regarding R.T.’s performance in third grade in language arts and math. With regard to
language arts, Ms. Carr reported that R.T. “is in need of a small structured setting in
order for him t o grow socially, emotionally, and academically”; “[s]ocially, [R.T.] can
converse very nicely with adults”; and he “has difficulty socializing with his peers ,” but,
“[w]ith prompting, he will interact with others in the class room appropriately.” It also
indicates that R.T. “has had a difficult year emotionally”; “[h] e continues to be quite
defiant when he is faced with a task that he perceives as difficult or w hen he just can no
longer focus”; “[h]e refuses to comple te assignments on a regular basis”; and he “has
had numerous behavior plans , but none have been effective for more than a few days
or weeks.” Ms. Carr further reported that “[i]n order to attempt tasks, [R.T.] needs
individual prompting”; [h]e will only attempt to complete a full assignment if the teacher
or aide sits with him and continues to prompt”; “[e]ven when he has one to one
instruction, he does not always complete the work”; and he “can focus when he
chooses to, for example: when we complete art or fun projects during class, play
games on the IPAD or go outdoors .” Ms. Carr noted that both language arts and math
are “extremely difficult” for R.T., and math “ often is a time of day tha t he becomes most
oppositional.” R.T.’s general-education teacher for science and social studies in third
grade (Ms. Guiffrida) reported that “[a]t the beginning of the year, [R.T.] was very
compliant in the classroom”; “[d]uring the course of the school year, [R.T.] has become
unmotivated and careless about completing tasks in class”; “[e]ven with teacher
support, [he] loses focus easily”; “[i]mplementation of the behavior intervention plan was
effective for a short time”; and “[a]t this time, [R.T.] requires ongoing teacher support in
order to complete assignments during Science and Social Studies.”
Mrs. T. described that R.T. continued to have both behavioral and academic
difficulties after the termination of his ABA services, and the parents noticed a change
in his behaviors. R.T.’s behaviors at home started to escalate , and his third -grade
teacher (Ms. Carr) also noted his behaviors in school in the June 6, 2013 , IEP. In 2013,
the parents privately retained Saylor because the progress the parents had seen with
R.T. was “significant.” Saylor had been providing the services in the home for most of
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the time when the District was providing ABA home services. In or around the
summer/fall of 2013, the parents also began working with an educational consultan t,
Charles Ehrlich (Ehrlich). Mrs. T. expressed to Ehrlich her concerns about the District
eliminating R.T.’s ABA home programming and parent training. At that point, the
parents’ concerns in terms of R.T.’s IEP included “keeping up academically, trying to
keep up socially [and] his behaviors at home.” In the fall of 2013, R.T. was exhibiting
defiance and aggression, and he had been aggressive with his siblings. R.T. exhibited
repetitive behaviors. For example, R.T. would constantly bounce a ball , and “it was an
emotional and physical outburst” when he was asked to stop or to transition to do
homework or get ready for bed. He “tend[ed] to get physical at times when [he was]
angry or stressed.” R.T. was also exhibit ing behavioral difficulties in the community
setting.
On October 11, 2013, Brennessel , the school social worker and R.T.’s case
manager, sent a letter to R.T.’s parents indicating, “[i]t has come to my attenti on that
your child may benefit from school -based social skills lessons.” (P-29.) T he letter
informed the parents that a social -skills lunch group had been creat ed, which would
meet once a week beginning in October 2013, and address topics including how to get
along with peers, respecting people and property, appropriate behaviors in t he
classroom setting, self-esteem, communication skills, f eelings,
sportsmanship/fairness/following rules, and cooperation/compromise/working with
others. The letter requested the parent s to complete a form regarding whether they
agreed to R.T.’s participation in the weekly social -skills lunch group , which was
facilitated by Ms. Brennessel . R.T. partic ipated in that soci al-skills group during the
2013–14 school year.
The parents requested an informal meeting, which was held on October 30,
2013. The parents’ educational consultant (Ehrlich) met with case manager Brennessel
regarding R.T.’s inappropriate behaviors at home and the parents’ request for in -home
ABA services. (See P-31.) An IEP meeting regarding th ese matters was not convened
until December 13, 2013. Prior to that meeting, Brennessel sent a letter to R.T.’s
parents dated November 20 , 2013, advising that R. T.’s triennial reevaluation was
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coming due within the next few months and that the “district is proposing to waive the
triennial evaluation” “because additional information is not warranted to determine that
the student continues to have a disability . . . which adversely affects the student’s
educational performance.” ( P-30.) The letter lists the record s and factors used in
determining the proposed action; states that “[i] n consideration of these evaluations, as
well as current 4th grade teacher reports and observations, it has been determined that
[R.T.] continues to require supports and is Eligible for Special Education and Related
Services”; and requests the parents to sign and return the enclosed consent form if they
“consent to wai ve the triennial reevaluation process and that additional assessment is
not required at this time for the student’s continued eligibility for special education and
related services . . . and to develop an IEP.” On December 2, 2013, Mrs. T. signed the
consent form.
An IEP meeting was held on December 13, 2013. The meeting parti cipants
included Mr. and Mrs. T ., case manager Brennessel, a speech/language specialist ,
general-education and special -education teachers, consultant Ehrlich, and a supervisor
of s pecial services , Andrew Brando n (Brandon). Brandon reports to the assistant
superintendent for pupil services, Christopher Conklin (Conklin). (P-31.) The IEP
provides that for the period of January 2, 2014 , to June 19, 2015, R.T. would continue
to recei ve pull -out resource support for language arts and math, in -class resource
support for science and social studies, individual OT , and group speech/language. The
PLAAFP descri bes that the results of the STAR reading and math a ssessments
administered that y ear indicate the need for “urgent intervention ,” and R.T. had a
percentage rank 1. The IEP reflects that a discussion regarding ESY program ing was
addressed during the meeting an d the parents “indicated the intent to decline ESY
programing if made available.” The “Concerns of the Parent” section states in part:
An Annual IEP Review meeting was scheduled as a result of
an informal meeting that took place on 10/30/2013, at parent
request. Mr. and Mrs. [T.] were in attendance, as well as an
educational con sultant they invited to participate. Despite
noting progress being made at school by teachers and
related-service providers, as well as progress noted by the
parents in the home, parents expressed concerns with
[R.T.’s] behaviors at home. These behaviors at home
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include persever ation, difficulty with transition, defiance,
increasing aggression toward siblings, and anxiety. Due to
these concerns, a request was made for in -home ABA
services (4 hours/week for 6 months, followed by a revie w of
services). These concerns were addressed and resources,
including private insurance and agency supports, were
discussed with the parents.
In response to the parents’ concerns, the Di strict did not offer to conduct an evaluation,
such as an FBA.
After this meeting, the parents filed a request for mediation , which was received
by the OSEPP on April 4, 2014. (P-32.) The described nature of the problem states,
R.T. “is classified autistic. The parents have been providing ABA, parent training &
social skills up to thi s point and can no longer do so. The District was asked to provide
services and said No at a 12/13/13 IEP meeting.” Petitioners requested that the District
provide “ABA services and parent training.”
On April 16, 2014, R.T.’s special -education teacher , Mary Callahan (Callahan),
sent an e-mail to another District employee (Beth Greenblatt) attaching a progress letter
regarding R.T. (P -54 at 128.) The documentation that appears to be the attachment
describes R.T.’s progress in reading, writing, math , work habits, and behavior. ( Id. at
126–27.) The behavior section is verbatim to part of her summary in the December
2013 IEP PLAAFP, except that it also states: “At times, [R.T.] has refused to work. On
these occasions, he has become belligerent. He thre w things on the floor, swung the
cord to his headphones, and was argumentative. The day after, he has always come in
and apologized for his behavior. I am currently using positive behavior supports and a
daily self-assessment. The programs are somewhat effective since he almost always
needs to be coaxed to work.” In an earlier e -mail that Callahan sent to Mrs. T. on
February 24, 2014, she advised, among other things, that R.T. “got moved to red today
in the afternoon”; “[b]asically he didn’t feel like w orking”; and he “ended up tossing his
book box, running around the room, and banging on the laptops.” (P -54 at 131.) In an
e-mail Callahan sent to Mrs. T. on March 19, 2014, she advised , among other things,
that R.T. “went to red today because . . . [he] wouldn’t stop interrupting the lesson no
matter how many chances I gave” him. (Id. at 134.)
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A mediation confere nce was held on May 6, 2014, which Mr. and Mrs. T.,
Ehrlich, Conklin , and an attorney for the Board attended. (P-33.) A Notice of
Agreement was developed at that conference . Pursuant to that agree ment, the District
“agree[d] to conduct a [n] . . . [FBA] on R.T.” The parties further agreed that the CST
BCBA would conduct the FBA; the FBA “will be completed by the end of the 2013–2014
school ye ar”; the “ FBA will include both home and school environments ”; and “ a
meeting to review the results of the above FBA [would be held] within (10) ten days of
receipt of the results of the above FBA. ” The parents also agreed “ to provide all
documentation they have (up to one year) not limited to progress notes, reports, goals
& objectives from their current service provider of the home program ” and “to permit the
[District] to interview the current services provider with respect to the current home
program,” which “ will be conducted with the Ed consultant present .” Prior to this
agreement, the District had not conducted an FBA of R.T.
District behaviorist Fassilis conducted the assessment and issu ed a Functional
Behavior Assessment report dated June 19, 201 4, which case manager Brennessel
sent to the parents on June 20, 2014 . (P-34; R-4.) Fassilis conducted observations of
R.T. at school on June 9, 11 and 12, 2014, during his resource-center program, his in -
class-support program, a general -education art class, and lunch. She also interviewed
R.T.’s fourth-grade teachers , who did not testify at the hearing. Fassilis interviewed
Mrs. T. and conducted home observations on June 11 and 16, 2014. Fassilis did not
interview R.T.’s home service provider (Saylor) or observe R.T.’s home program.
2014–2015 School Year—Fifth Grade
On September 18, 2014, case manager Brennessel sent an I nvitation to Review
an Evaluation to the parents, which advised that a meeting had been scheduled for
September 23, 2014 , for the purpose of reviewing the FBA conducted by Fassilis . (P-
36.)8 The delay in scheduling this meeting appears to have resulted, at least in part,
8 The record includes an IEP dated September 18, 2014, which states that it is a n “Amendment Agreement without
Meeting.” (P-37.) The nature of the amendment, and whether a meeting had been held, was not addressed by the
District’s witnesses and is not readily apparent except to the extent that the effective date of the program and
services described in the December 13, 2013, IEP was changed to September 3, 2014, to June 17, 2015.
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due to scheduling difficulties in the summer both by the parents and the District staff.
(See P-35; P-54.) The meeting was held on September 23, 2014, which case manager
Brennessel, Fassilis, supervisor Brandon, Mr. and Mrs. T. , and Ehrlich attended. (P -
38.) On the same day, the parents submitted to Brandon a written request for an
independent FBA to be conduc ted by a n FBA specialist chosen by the parents and at
the District’s expense. (R -1 at Exhibit D.) After the meeting, Fassilis authored a
chronology of events regarding her involvement , which she believed Brandon
requested, and she sent an e-mail to Conklin on September 24, 2014, summarizing her
attempts to schedule home observations and her telephone calls with Ehrlich. (R-3.)
By letter dated September 29, 2014, Conklin denied the parents’ request for an
independent FBA and the Board filed a Due Process Petition relating to this request on
or about October 8, 2014. (R -1 and Exhibit E.) Ultimately, on May 28, 2015, the
parents withdrew their request for an independent FBA. (R -2.) Prior to withdrawin g
their request, the parents retain ed the services o f Beth Glasberg-Katz (Glasberg), who
conducted a functional assessment of R.T. during fifth grade, which included home and
school observations on December 9, 2014, and issued a Final Report for Consultation
dated January 29, 2015. (P-40.)
During the 2 014–15 school year, case manager Brennessel sent the parents a
letter similar to the prior year, offering R.T. participation in a social-skills lunch group
beginning in October 2014. (P-39.) R.T. participated in that social -skills lunch group
during the 2014–15 school year . Brennessel did not testify at the hearing and no
documents were offered regarding the specific matters that Brennessel addressed
during the lunch group in the 2013 –14 or 2014–15 school years or how R.T. did during
those groups.
On April 17, 2015, counsel for petitioners sent to the District’s counsel a copy of
“R.T.’s home program binder ,” which covers the approximate period of May 1, 2014 , to
date “for review by R.T.’s Child Study Team.” (R -5.) In addition to work completed by
R.T., the documentation includes a list of steps for showering and graphs depicting
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R.T.’s progress in Read Naturally beginning in March 2014, and in reading
comprehension and answering questions/listening beginning in January 2014.
The April 29, 2015 IEP
On April 29, 2015, an Annual IEP Review/Grade 6 Transition Planning meeting
was held. (See P-43.) The meeting participants included Mr. and Mrs. T., case
manager Brennessel, District behaviorist Fassilis, general -education and special -
education teachers , speech and OT specialists, an LCSW from the middle school,
supervisor Brandon, consultant Ehrlich, and attorneys for petitioners and the Board. (P-
42; R-6.) The IEP provides that for the 2015–16 school year R.T. would receive pull-out
resource support for language arts and math; in -class resource support for science and
social studies; individual OT; group speech -language therapy; pull -out supplementary
instruction; and individual counseling services twice a month for thirty minutes. 9 The
IEP reflects that the program and services would be at the Herbert Hoover Middle
School, and the determination that R.T. “would benefit from participation” in the ESY
program “with emphasis on social skills and language development.” The IEP lists
evaluations/reports as “sources of infor mation used to develop the IEP.” Fassilis’
Functional Behavior Assessment in June 2014 is listed but, unlike the other
evaluations, the IEP does not include a summary of that assessment. Glasberg’s
assessment is not listed. The PLAAF P reflects that on the STAR reading and math
assessments in Jan uary 2015, R.T.’s reading score was lower than his score in
September 2014, his math score was higher, and he still had a percentage rank of 1 on
both.
The “Concerns of the Parent” section doc uments that the “[p]arents indicated
concern for the Grade 6 Transition, socially and emotionally, to a school (Herbert
Hoover Middle School) that is not [R.T.’s] home school (Woodrow Wilson Middle
School),” and “[d]ue to parental concerns regard ing [R.T.’ s] upcoming transition to
middle school, individual, school-based counseling as a related service has be en
9 The record includes a draft IEP, which sets forth the same program and services except that speech/language
therapy was increased from three to six times monthly and individual counseling services were added. (P -41.)
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included within this IEP to support [R.T.’s] social an d emotional functioning.” The
section further states:
Questions and concerns were expressed r egarding the
[FBA], conducted in June 2014 [by Fassilis], and the Final
Report for Consultation, conducted on 12/9/2014 [by
Glasberg], with emphasis on in-home supports and services.
Questions and concerns regarding the [FBA] were
addressed during this me eting by [Fassilis]. Additional
resources were shared with parents including: Availability to
participate in Edison Public School’s Rethink Autism
program, availability of in -district parent trainings (i.e.,
Rethink Autism, mini -symposiums), parent train ing video
accessibility, availability of consultation with an in -district
BCBA via telephone and/or email, and resources for NJ
Children’s System of Care.
The IEP indicates (under the section “How the Student’s Disability Affects his or
her Involvement and Progress in the General Education Curriculum ”) that R.T. “has
been provided with the opportunity to participate in a school-based social -skills lunch
group t hroughout the 2014 –2015 school year; this opportunity should continue to be
offered to [R.T.] in Grade 6, if available.” A “[s]chool -based social skills lunch group, if
available” is also listed as one of the “positive supports/inventions” in the “Behavioral
Interventions” section. The IEP further memorializes that R.T.’s “behavior impedes his
. . . learning or that of others” and states that “[a]ppropriate strategies and supports are
included within the Modi fications and Supplementary Aides and Services section.”
Although the “Notice Requirements” section states (in the section “describe any othe r
factors that are relevant to the proposed action”) that “[c]onsideration has been given to
the Final Report for Consultatio n provided by [the] parents,” the IEP does not
specifically address the determination made with regard to the various
recommendations set forth in Glasberg’s report. It also does not address in the section
entitled “Describe any options considered and the reasons those options were rejected”
or elsewhere the reason why recommendations in her report, including home ABA
services and pa rent tr aining, were rejected. At the hearing, R.T.’s fifth -grade case
manager, teachers , and service providers who attended the meeting did not testify.
The only District witness who attended this meeting was Fassilis, who had conducted
the FBA of R.T. i n fou rth grade. Other than the information recited in the IEP, the
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District did not offer any progress reports, report cards, classwork , or data regarding
R.T.’s IEP goals and the like relating to R.T.’s progress or lack thereof in fifth grade.
On April 30, 2015, case manager Brennessel sent a letter to R.T.’s parents
requesting to amend the IEP without a meeting. ( P-44; R -7.) Specifically, the letter
states:
At [R.T.’s] Annual IEP Review/Grade 6 Planning Transition
meeting on 4/29/2015, parents expre ssed concern regarding
[R.T.’s] social and emotional functioning as it relates to
Grade 6 Transition to a middle school location different from
home school. As a result, it has been determined that [R.T.]
would benefit from individual , school-based counseling as a
related service, 1x per week, for 30 minutes for the
remainder of the 2014 –2015 school year. The goal of this
related service is to support [R.T.’s] social and emotional
functioning with this upcoming transition.
The parents did not sign the consent form to amend the IEP , and filed the within due-
process request.
2015–2016 School Year—Sixth Grade
In or around August 2015 , the District agreed to the parents’ request to have
R.T. attend his home school, Woodrow Wilson Middle School (Woodrow Wilson),
starting in September 2015. According to the District, a pull-out resource -center
program for language arts and math as set forth in R.T.’s IEP was not available at that
school. The parties agreed to R.T.’s placement in a self -contained autism class for
these subjects. The record does not include any document ation memorializing this
agreement. The District did not revise, or convene a meeting to revise, R.T.’s IEP to
reflect the change in the school and R.T.’s program or to address any needed
modification to his goals and objectives due to the program change. Mrs. T. offered
undisputed testimony that she had asked R.T.’s case manager to schedule an IEP
meeting.
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Macchiaverna was R.T.’s teac her in the self -contained autism class. He was
R.T.’s teacher for English and math, along with his homeroom teacher. There were five
students in his classroom, including R.T . Macchiaverna’s classroom had a behavior -
modification system (ClassDojo), where students would receive green points for positive
behaviors and red points for maladaptive behaviors. The Woodrow Wilson Coffee
Shop (coffee shop) is part of his program. The coffee shop is open every Friday , and
the students in Macchiaverna’s class sell coffee, bake d goods, and breakfast
sandwiches to the staff. It is structured in different stations , and the students work on
different jobs differentiated by their abilities . The self-contained autism program also
includes c ommunity-based instruction twice a month (e.g., trips to BJ’s, Menlo Park
Mall).
During the sch ool year, various parent -training sessions were offered to the
parents. Rhodes, who previously served as R.T.’s case manager, was the BCBA
assigned to Woodrow Wilson. On October 9, 2015, Rhodes sent a letter to R.T.’s
parents advising tha t the District “will again be conducting monthly Parent Training
Clinics for families whose children are attending our specialized Autistic progra ms.” (P-
47.) The letter states that there will be a to tal of four individually-scheduled sessions
that will alternate on a monthly basis with two school-based group
sessions/presentations. The letter advised that the first individual parent -training
session was scheduled for October 22, 2015, which Mrs. T. attended. Mrs. T. attended
approximately three other clinics, including a clinic on January 19, 2016, during which
R.T. was observed during hi s speech -therapy session (P -49) and on Fe bruary 26,
2016, during which R.T. was observed working in the coffee shop. (P-50.) The parents
did not attend a group presentation by the District’s behaviorists on December 7, 2015,
that focused on “managing behaviors with an emphasis on the use and implementation
of Social Stories (antecedent strategy) and their range of applications.” (P -48.)
Rhodes, the District behaviorist responsible for conducting the individual training clini cs,
did not testify at the hearing. Mrs. T. has not utilized the District’s on -line Rethink
Autism Program (“Rethink”) and did not contact an in -district BCBA via telephone
and/or email during R.T.’s sixth-grade year.
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Several observations of R.T. were conducted after the disputed IEP and when
R.T. was in sixth grade. Cheryl Diane Stickel (Stickel), a District behaviorist, conducted
school observations on December 16 and 18, 2016 , and issued a report dated January
21, 2016. (R -8.) Celia Heyman (Heyman), a BCBA who works with Glasberg ,
conducted a home observation on March 10, 2016 , and a school observation on May
11, 2016, and issued reports dated March 13 and May 16, 2016. (P -52; P-58.) Ehrlich
conducted a school observation on June 5, 2016 , and issued a report dated June 17,
2016. (P-57.)
THE TESTIMONY
At the hearing, the District offered four witnesses; Fassilis, the District behaviorist
who conducted the assessment of R.T. in fourth grad e; Conklin, the assistant
superintendent of special services; Stickel, the District behaviorist who conducted the
assessment of R.T. i n sixth grade; and Macchiaverna . Testifying on behalf of
petitioners were Mrs. T.; Glasberg, the BCBA who conducted the a ssessment of R.T. in
fifth grade; Heyman, the BCBA who conducted the assessment of R.T. in sixth grade;
and Ehrlich. Apart from the evidence that forms the foundation of the above findings of
fact, a summary of other pertinent testimony follows.
Despina Fassilis
Fassilis was admitted as an expert in the principles of ABA and conducted
observations of R.T. at school and at home during fourth grade in June 2014 . Fassilis
has been employed by the District since January 2002. She was initially employed as a
school psychologist and has served as a D istrict behaviorist since the 2013 –14 school
year. Fassilis was previously employed by another school district as a s chool
psychologist and holds a master’s degree in psychology. She attained her BCBA
certification in 2009. She is certified as a school psychologist and holds a supervisor’s
endorsement. (See R-9.) As a school psychologist for the District, Fassilis worked with
preschool and elementary students. She also provided ABA home services for
approximately three years that entailed o ne-on-one direct ABA therapy and parent
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training. As a District behaviorist, Fassilis’ duties include, among others, supporting
primarily the preschool self -contained programs that are based on ABA principles ,
conducting parent training, and consulting with parents and staff. She does not provide
one-on-one ABA therapy in the school or home setting. Fassilis explained that ABA is
an empirical approach based on research that looks at the relationship between the
environment and behavior and seeks to improve a student’s identified problematic
behaviors. It is a methodology that involves a systematic approach of interventions, it is
very data driven, and it entails manipulating the environment using different approaches
to yield more positive results (e.g., using visual schedules, providing social stories or
prompts, implementing a reinforcement schedule).
Conklin assigned Fassilis to conduct an FBA of R.T. and provided her with the
Notice of Agreement from m ediation that s pecified the para meters and timeline for her
assessment. Fassilis used her professional judg ment regarding the manner in which
she approached the assessment. She understood that there were significant
challenges regarding R.T. in the home for which the parents were seeking help, and her
role was to analyze what was going on at that point in R.T.’s school and home
environments and to perform a comprehensive evaluation that would guide appropriate
recommendations. Fassilis initially reviewed R.T.’s recent IEPs. Based on that review,
she was aware that R.T. was not receiving ABA home services from the District. She
documented in her report the ABA home services that R.T. had previously received
from the District.
According to Fassilis, she conducted an evaluation of R.T., and was not able to
conduct an FBA in the manner in which an FBA needs to be conducted. She described
that an FBA looks at a pattern of identified problematic behavior and it is necessary to
define specifically the one or two behavior s that are of concern. Fassilis will then take
data over a certain period on when the behavior occurs and w hat happens immediately
before and after the behavior for purposes of determining t he function of the behavior
which, in turn, guides the specific intervention. Fassilis was not able to perform an FBA
under that criteria because, based on interviewing R.T.’s teachers and Mrs. T., it was
very difficult to determine the actual behavior that was of significant concern. Fassilis
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authored a report regarding her assessment, including her interviews and observations
of R.T. (R-4.)
On May 14, 2014, Fassilis conducted a phone interview with Mrs. T. Fassilis
testified that Mrs. T. had “various concerns” about R.T.’s behavior but did not indicate
any specif ic behaviors, noting that “different things can trigger R.T. at different times,
and sometimes those triggers were unpredictable for him.” Mrs. T. relayed that the
school had reported that “completing tasks was difficult” and R.T. had “some
meltdowns.” A ccording to her report, Fassilis asked Mrs. T. her primary concern
regarding R.T.’ s behavior or functioning that needs to be better understood and
analyzed. Mrs. T. indicated that it is very hard to answer such a question because “the
focus always changes and it is what he needs for that day. It could be academic,
behavioral, life skills—it is whatever he needs for that day.” Fassilis reported that, upon
attempting to re iterate the typical nature and intent of an FBA, which includes
identifying and analy zing maladaptive behav ioral areas, Mrs. T. responded “ nothing
stands out. It depends on his day, the day or the week.” Mrs. T. was asked if there
was any one area of significant concern that had been currently reported by his
teachers, and Mrs. T. stated that there are several things that have been reported to
her, such as not completing assignments, attending difficulties, and having meltdowns,
and that “there are many pieces in school as well.” When asked to describe his
disposition, Mrs. T. responded, “it’s so hard. Many adjectives can describe him. He is
a happy child going through many obstacles. He frustrates, angers, lashes out.” When
asked to elaborate what “lashing out” looks like for R.T., Mrs. T. described a morning
incident during which R. T. became frustrated in the car and started banging his head
and kicking and punching the seat. Mrs. T. also relayed that at home R.T. will climb
and jump on the sofa e ven if someone is sitting there; he tends to wander around until
something, such as his Legos or action figures, interests him; he gets upset when Mrs.
T. touches or moves his toys; R.T. has difficulty st aying seated during dinner; and he
needs assistance with some self -help skills. Fassilis reported that overall Mrs. T.
indicated that it i s very hard to predict R.T.’s behavior or how he will respond to a
particular situation.
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Fassilis conducted five school interviews ; o ne teacher was interviewed twice.
She interviewed all teachers prior to conducting her observation to obtain information,
particularly whether the teacher had any specific areas of concern . On June 9, 2014,
Fassilis observed R.T. in his pull -out resource language -arts class and at lunch. On
June 11, 2014, Fassilis observed R.T. in his in -class support classroom for
science/social studies, and she observed R.T. during art on June 12, 2014.
Fassilis described that the reporting by R.T.’s teacher was “pretty consisten t.”
They all “had a wonderful relationship with him ”; R.T . “enjoyed learning ” and he had
made “wonderful s uccess academica lly, emotionally and socially.” The teachers
reported that R.T. was doing “great” regarding peer interactions. No teacher expressed
concern about R.T.’s social functioning or reported work-avoidance behavior . The
“common thread” was R.T.’s “attending skills,” but every teacher also reported that they
had successful strategies in place to address that issue and R.T. “ would respond
promptly and without resistance,” which Fassilis observed during her observations. It
was reported that R.T. at times had difficulty initiating a task , and that prompting and
encouragement were required. The teachers reported, and Fassilis observed, that the
prompting and encouragement were successful in getting R.T. to attend or to redirect
him. The resource t eacher had a work-against-the-clock system, developed coping
skills with him , and provided b reaks if needed . The in-class resource teacher had
strategies to keep the momentum going and hold his attention, and she would pace it
up a bit if she noted that h e was starting to become inattentive . The teachers used
physical proximity and verbal prompting. Fassilis’ involvement was in June and the
teachers reported that it was a very successful year for R.T. and that he had made
significant gains , which Fassili s took to mean improvement from where he started.
According to the teacher s’ reports, R.T.’s on-task behaviors were improving with the
interventions currently implemented. Two of R.T.’s teachers had R.T. as a student the
previous year. Fassilis stated that she had no reason to doubt the teachers when they
said that R.T.’s on-task behaviors had improved . She articulated her belief that the
teachers are reliable sources because they knew R.T. for an extensive period of time
and in some cases knew R.T. from the prior year, and the teachers relayed consistent
information. R.T.’s fourth-grade teachers did not testify at the hearing.
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During Fassilis’ observation of R.T. in the small resource -program setting, she
looked at areas based on the parents’ concerns to see how he attends, responds, and
understands the content of the material , and if he engages in any behavioral difficulties.
She testified that overall R.T. did “pretty well.” He knew the content of the lesson and
responded to verbal prompting to ini tiate tasks and working against the clock as a
motivational strategy. Other than attentional and motivational issues, there were no
other behaviors that she observed that stood out as problematic. R.T. “engaged
appropriately with his peers ,” including pr aising a classmate for a correct answer and
responding to social factors in the classroom. R.T. “had a wonderful interactive
approach” with the teachers and he was never defiant or oppositional with them. R.T .
did not physically interact with the teacher s or the students in an inappropriate way and
he did not exhibit any maladaptive behaviors that would interfere with his learning.
Fassilis did not observe any meltdowns by R.T. in school, which she believed occurred
earlier in the year, and the teachers did not report meltdowns as being a problem for
R.T. at that point in time. Fassilis completed a Direct Observation Form , which she
explained is “a standardized quick assessment ” that enables the observer to compare
the student who is the focus of an asse ssment for a ten -minute interval to a typical
student in a classroom . She did this assessment in R.T.’s in -class-resource setting.
According to her report, R.T.’s o n-task score during the ten-minute observation
indicates that his on-task behavior was consistent with behavior typically observed for a
six-to-eleven-year-old child, and the results suggest that R.T. was not observed to have
any more problems in the classroom than are typical for a six -to-eleven-year-old child.
At the end of her school observ ations, Fassilis noted no behavioral difficulties , and no
such difficulties were reported.
Fassilis conducted two home observation on June 11, and 16, 2014. During her
observations, Fassilis did not observe any visible printed schedules or structured ru les
around the home. She asked Mrs. T. whether R.T. had any specific schedule, visual
schedule, or anything else in place , to structure what he was expected to do when he
came home from school. Mrs. T. did not directly respond to this question and relaye d
that creating such structure was “hard” because she had other children and “there ’s
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always something going on.” Fassilis described that R.T.’s social engagement with her
was typical for a non -disabled child and appropriate. She did not observe any
meltdowns. Fassilis observed distractions for R.T. in the home when it was supposed
to be homework time, which were primarily his siblings. Homework was hard for Ms. T.;
she had to keep prompting R.T., who resisted ; and Mrs. T. made different efforts to get
him to sit down and attend. At one point, R.T. eventually sat down and attended to the
task, but it was not sustainable. She noted that there were “distractions going on
around” and it “was hard for him.” The “main thing” that Fassilis took away from th e
home environment w as that, “considering that R.T. has attending difficulties, it was a
busy environment,” primarily with his siblings. Fassilis opined that it would have been a
more productive environment for R.T. to sit and do his homework, which was t he “main
struggle,” if the environment paralleled the structure in school, if there was more
structure and some of the distractions were eliminated , and if some of the successful
strategies to initiate his task involvement at school were carried over at ho me. She
stated that ABA principals are good teaching practices and strategies, but they are not
a necessary tool to enact those kinds of structures and schedule s, and no specific
training is required to set up a schedule for homework or a structure in ter ms of a
distraction-free environment.
During her second observation, Fassilis reported that at one point R.T. went into
the adjacent room and started bouncing a small ball, which Mrs. T. explained is a
perseveratory behavior that R.T. could engage in fo r hours if not interrupted and that, if
this behavior is interrupted abruptly without appropriate behavioral/transitional
strategies, it could trigger a significant behavioral response. At another point, R.T. re -
entered the family room and continued bounc ing the ball while pretending he was on a
monorail. According to Fassilis, although R.T. engaged for an extended amount of time
bouncing the ball, he readily responded or came back into the kitchen when he was
called upon by Mrs. T. or Fassilis, without having a meltdown or being defiant. During
this observation, Mrs. T. reported that their ABA home provider has been working with
R.T. and the family for many years and works on many areas. For example, “ she is
supporting what they are doing in school with an ABA approach.” Mrs. T. also relayed
that it used to be very difficult for them to leave the home due to R.T. ’s functioning, and
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the ABA therapist has assisted with transitional strategies as well as going out to the
community with R.T. and the family. Mrs. T. advised that R.T.’s meltdowns, which were
then not that frequent, could occur randomly without any apparent triggers, and that he
experienced behavioral meltdowns five times in school that year . When asked how she
handles homework time with R.T. , Mrs. T. explained that it is very hard becau se unless
she sits down with R.T. he cannot do it independently , because he has difficulty sitting
and concentrating. When asked if there is a certain homework schedule within the
home, Mrs. T. explained that it could vary due to the family’ s hectic schedule with the
other children.
The summary of Fassilis’ report indicates that, based upon observations and
teacher reports, R.T . “is not exhibiting any behavioral difficulties in the classroom”; he
“is able to function appropriately and learn in the school setting”; the “current behavioral
and emotional supports that are consistently implemented by his teachers are very
effective towards obtaining his attention and establishing optimal learning
opportunities”; a nd “[o]verall, [R.T.’s] teachers have established strong instructional
controls as was clearly evident.” She further stated that, “based upon current concerns
expressed by [R.T. ’s] mother and home observations, [R.T.’s] difficulties pertaining to
his atte ntion, motivation and avoidance behaviors are believed to be influenced by
escape and attention.” Her report sets forth nine “treatment recommendations,” which
are “function -based and considered to be best practice for effective behavioral
intervention within the home setting. ” Fassilis recommended the following: (1) Provide
R.T. with a structured and consistent schedule daily for homework; (2) When R.T.
engages in off -task behavior, verbally prompt him once to comply with the previously
specified instru ction or task. If additional prompting is necessary, nonverbal and/or
visual prompts should be used to assist him; (3) When R.T. engages in inappropriate
attention seeking behavior, he will be ignored as soon as the behavior is initiated.
Ignoring will c onsist of eliminating all interaction, including verbal, physical , and visual
contact. If attention is given to R.T. by his siblings, it will be redirected away from him in
proximity or conversation; (4) Continue to model for R.T. on how to appropriately
request adult attention. When it is e vident that R.T. needs assistance on a task, before
any inappropriate behavior occurs he will be prompted to request help. Recognizing
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and praising the efforts of his siblings who request assistance appropriately will
continue to allow R.T. to observe correct behavior; (5) Continue to provide R.T. with
modeling in order to facilitate natural social and reciprocal interaction with others;
(6) Provide breaks frequently and non -contingently; (7) Consider including R.T. in a
school-based pragmatic/social-skills group. Areas of focus should include maintaining
focus during extended conversations and recognizing how actions and emotions are
related (i.e., procrastinating to initiate work); (8) Maximize the amount of positive
attention and behavior -specific praise that R.T. receives throughout his day so that it is
frequently and non -contingently provided; and (9) A token economy system will be
utilized throughout the duration of homework time which should adhere to a consiste nt
and structured daily schedule and is described in Fassilis’ report.
Fassilis opined that, other than the school -based social -skills group (#7), the
parents could implement the recommendations themselves, and an untrained person
could implement the rec ommendations, which are straightforward and simple
recommendations. After her report was completed, the parents did not contact Fassilis
to ask how they could implement any of the recommendations. Fassilis described other
District resources available to parents. She testified that the District offers parents who
have a child in the self-contained specialized programs parent-training clinics. The
District also has “Rethink,” which has a lot of resources for parents to use including,
among other s, videos and lessons that deal with specific topics, printable resources ,
and a hotline that an individual could call regarding a concern. Fassilis did not agree
with the statement in Glasberg’s report that “R.T. will not be able to make any progress
academically, socially or in terms of self -help life skills without skilled interventions to
reduce interfering behaviors and build u p academic and social skills.” Based on her
involvement assessing and observing R.T., she opined that he “had a wonderful and
successful year across all [of] those domains.”
Fassilis testified that no one from the District directed what her recommendations
should be or in any way influence d her conclusions. According to Fassilis , Ehrlich
attempted to influence her report. She described that during the f irst week of June he
left telephone messages indicating who he was and some genera l information
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regarding the T. family and their circumstances. Fassilis returned his calls; he
introduced himself as a “family friend”; he tried to influence her conclusions, suggesting
that the family could benefit from six hours ; and Fassilis “ felt very uncomfortable. ”
Fassilis did not observe R.T. with his home provider . She made several efforts to
coordinate a mutual time with the parent when the provi der would be at the home so
that she could observe the home program being conducted and what programs were
being applied. Her second observation was scheduled on a date that Mrs. T.
specifically relayed that the provider would be present , but upon Fassilis’ arrival she
learned that the provider had gone on vacation. Fassilis testified that she had to
conclude her assessment because she was dealing with a due date based on the
mediation agreement.
Fassilis attended a meeting on September 23, 2014, during which she reviewed
her report and recommendations. R.T.’s teachers and related -service providers were
not at the meeting, which she stated was not an IEP team meeting . Other than her
report, Fassilis did not r ecall what was discussed at the meeting and did not recall
having an exchange with the parents about their concerns. Fassilis was not asked at
this meeting about the issue of whether R.T. should receive home programming
services.
Fassilis acknowledged that the telephone conversation with Ehrlich t hat made
her unco mfortable occurred during the first week of June and she waited until
September 24, 2014 to send an e -mail to Conklin about her concerns. She was not
aware that Ehrlich had been working with the family as their educational consultant
since the Fall of 2013. Fassilis agreed that mediation agreement contemplated that the
meeting to review her report would be held on or about June 30, 2014. Fassilis
understood that efforts were made to schedule a meeting, but it was a challenge getting
everyone over the summer to attend the meeting . She did not know why the meeting
was on held September 23, rather than at the start of the school year. Fassilis did not
make any effort after her observation in June and before the September 2 3, 2014 ,
meeting to observe R.T. working with his home provider , and she did not reach out to
Conklin or M rs. T. to try to schedule a follow -up observation with R.T. Fassilis stated
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that she had previously made several efforts to observe the home provider in June; she
understood that everything had to be completed within the time frame of the mediation
agreement; and she had no way of knowing when the meeting would be scheduled .
Fassilis also did not find that it was important to attempt to schedule such an
observation, considering all the factors.
In preparing her report, Fassilis did not review the Oc tober 11, 2013 , letter from
Brennessel regarding the social -skills lunch group; she did not ob serve R.T.
participating in a social -skills group; and she did not know whethe r R.T. received a
social-skills group during the 2013–14 or 2014–15 school years. She did not review the
Waiver of Triennial Reevaluation and Planning Meeting form and did not recall whether
a triennial reevaluation was conducted in the spring of 2014, prior to preparing her June
2014 report. She was not aware that the parents and their educ ational consultant had
participated in an IEP meeting in December 2013, and the IEP reflects that they
reported various behaviors at home and their ongoing concerns ab out the elimination of
ABA services. She was not aware that R.T.’s home provider had worked for Above and
Beyond, the agency that had previously been retained by the District to prov ide home
programming services. Fassilis did not interview R.T.’s case ma nager (Brennessel),
R.T.’s OT and speech/language therapists, or R.T.’s siblings. She did not review any
progress reports, lesson -plan books , or other data maintained by the fourth -grade
teachers she observed. Fassilis did not review any formal behavior intervention plan for
R.T. in the classroom setting and did not observe an individ ualized behavior plan in use
when she observed R.T. She did not collect any data when she observed R.T. at
home, stating that she did not have a behavior to focus on.
Fassilis acknowledged that the summary in her report of ABA services that R.T.
received from the District was not accurate; it did not reference that R.T. received ten
hours of ABA therapy as set forth in the May 15, 2008 , IEP, that he received ten hours
of ABA therapy as set forth in the May 22, 2009, IEP, and that he received six hours of
ABA therapy in June 2010 as set forth in the June 1, 2010 , IEP. She acknowledged
that R.T.’s IEPs reflect that his ABA services were reduced ( see P-18) and changed
from both home and school to only home ( see P-19), and that she was not able to
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determine why that occurred. Fassilis agreed that it would be important for the IEP
team to have some guidelines, data review, statistics , etc., to support a decision to
reduce service s. She did not seek to determine why R.T.’s ABA services were
terminated in June 2011, and did not discuss that issue with Mrs. T., R.T.’s case
manager, or Conklin. Fassilis did not find it important for what she had to accomplish
(an FBA) to investigate why the CST had terminated R.T.’s ABA services . She stated
that an FBA does not include a determination regarding whether a student requires
ABA services, which is an IEP decision.
Fassilis did not agree that R.T.’s IEPs and most recent CST evaluations would
identify behaviors that were of a concern to staff members. She agreed that the
December 2013 IEP that was i n place when she evaluated R.T. indicates that
behavioral interventions were appropriate at that time and identifies target behaviors or
areas of need. Fassilis stated that she really did not rely on t he review of IEPs for her
FBA. She described that for an FBA it is necessary to observe a behavior that is
currently occurring; a child’s functioning could change every six months and she had to
do an FBA based on R.T.’s current functi oning at that point in time. According to
Fassilis, Mrs. T. provided information regarding her concerns about R.T.’s behavior, but
only in general terms. Although Mrs. T. relayed specific behavior reported to her by the
teachers, Fassilis investigated the three identified are as when she went to the school .
R.T. had some behavioral incidences earlier in the year , and the teachers reported that
R.T. was functioning very well within their settings and respond ing ver y well to the
strategies they had implemented, which was corroborated by her observations.
Fassilis testified that the parent-training clinics are open primarily to parents who
have children in the District’s self -contained specialized programs , and s he has also
conducted training sessions with parents who do not have a child in a self -contained
program. The training is individualized based upon the needs of the parent and the
student. Fassilis stated that it is not a CST recommendation and not IEP d riven. I t is
not an IEP service directly to the student but a service offered to train parents. She did
not know whether R.T. had a parent -training clinic in fifth grade at Menlo Park because
she was not assigned to that school. Fassilis did not recommend parent-training clinics
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in her report, stating that it is just a service the District offers , and the recommendations
in her report were specifically geared for home imp lementation, except for number
seven. She did not discuss parent -training clinics w ith M rs. T. Fassilis did not
recommend “Rethink” in her report. She did not believe that R.T.’ s teachers were
utilizing “Rethink,” stating that it is a program that is used in the self -contained ABA -
based program, which was not R.T.’s program at that tim e. Fassilis described that
“Rethink” is for the most part only offered to parents of students wh o are in self -
contained autism classes, and on rare occasions it coul d be offered to parents with
students in other classes. Fassilis stated that she could ha ve recommended “Rethink”
to R.T.’s parents , but opined that at the time of her report “it was totally inappropriate ”
because none of his instructors utilized a data-driven program, so it would have been in
isolation.
Fassilis did not know whether R.T.’ s IEP was revised to reflect her
recommendations, and could not answer what was discussed or deemed appropriate to
put in his IEP, stating that she “wasn’t part of any consequent IEP meetings ” and
“wasn’t involved on that level. ” Fassilis later agreed that she attended the April 29,
2015, IEP meeting because of her involvement regarding her June 2014 assessment .
Prior to the IEP meeting, Fassilis received Glasberg’s report and reviewed the r eport in
collaboration with Brennessel. She did not develop a written response to Glasberg’s
report prior to the meeting. She did not seek the parents’ permission to discuss the
report with Glasberg . Prior to the IEP meeting, Fassilis did not speak with R.T.’s then
special-education teacher and did not know how R.T. was performing behaviorally an d
academically in her classes. She did not meet with R.T.’s general -education teacher or
his related -service providers. Fassilis stated that she did not interview any of R.T.’s
fifth-grade teachers because a child’s functioni ng could change . She acknowledged
that R.T.’s functioning could have changed between when she observed him in June
2014 and when she participated in the development of the April 29, 2015, IEP, but
noted that “the rise of a concern needs to be brought to [ her] attention to guide [her]
involvement in whatever aspect might be deemed necessary.” She could not answer
whether an IEP meeting should have been held earlier and did not know why the
meeting was scheduled on April 29, 2015.
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At the IEP meeting, Fassilis reviewed her report and believed it was discussed in
“general terms. ” With reference to the section indicating that “[a]dditional resources
were shared with the parents, including Edison’s Rethink Autism Program ,” Fassilis
agreed that the IEP did not provide that R.T. would be in the self -contained program in
September 2015 , and stated that the District extended it to the parents for training
purposes. Fassilis did not recommend “Rethink” at the meeting and did not recall who
recommended it , but beli eved that it was the case manager “in collaboration with
obtaining information, what are some resources available for parents. ” She could not
state whether the IEP team d efinitively recommend ed that R.T. participate in the
“Rethink” program, but noted tha t “[i]t was in the IEP” and “[i]t was d iscussed by [the]
case manager, page by page, what the recommendations are or concerns .” She
described that the case manager conveyed a ll of this information to the parent and that
the liste d resources were available and recommended if the parent wishes. Fassilis
agreed th at the IEP indicates that R.T. required behavioral interventions and that the
listed target behaviors where the same as in earlier IEPs. She observed some of the
listed interventions and strategies being implemented in June 2014 . Fassilis did not
know if they were being implemented as of the 2014 –15 school year. She was not
involved in “compiling the IEP or developing the content of the IEP, ” which was solely
Brennessel’s task . Fassilis recommend ed in her report, “Consider including R.T. in a
school-based pragmatic/social skills group,” and stated that the social -skills lunch group
described in Brennessel’s October 11, 2013 , letter would satisfy her recommendation.
She acknowledged that the IEP for the 2015 –16 school year refers to a “school based
social skills lunch group, if available ,” and that recommended elements of a student’ s
program should be provided and should not be subject to availability. Fassilis
acknowledged that she and the other District representatives who attended the meeting
did not indicate in the IEP which recommendations in Glasberg’s report they agreed or
disagreed with and the reasons why they agreed or dis agreed with the
recommendations. Fassilis did not remember voicing objections and concerns with
Glasberg’s report at the meeting.
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On redirect examination, Fassilis opined that R.T. does not require home-based
ABA services to make meaningful academic or social progress or meaningful progress
with respect to his life skil ls. She offered this opinion never having observed his home
program. Fassilis’ testimony does not reveal that she ever expressed this opinion at the
earlier meetings or before th e hearing, or the factual basis for her opinion as of the
2015 IEP given that her assessment occurred in 2014.
Christopher Conklin
Conklin has served as the District’s assistant superintendent for pupil special
services since March 2011. He holds a master ’s degree in special education with a
concentration as a learning disabi lities teacher consultant ; a master ’s degree in
education, administration, curriculum and i nstruction; and certificates for special-
education t eacher, general-education teacher (preschool–8), secondary social -studies
education, learning disabilities teache r consultant, supervisor, principal, and chief
school administrator. Conklin previously worked in other school districts as the director
of special services, a learning disabilities teacher consultant, and a teacher, and serves
as the executive director of the New Jersey Special Education Directors’ Study Council.
(See R-12.) Conk lin’s duties as the assistant superintendent for p upil special services
include, among others, overseeing the District’s special-education programs, managing
home-instruction services, and addressing requests for independent evaluations.
Conklin described social-skills programs offered to R.T. in fifth grade at Menlo
Park during the 2014–15 school year. Based upon his communication with Brennessel,
Conklin understood that R.T. participated in a social-skills lunch group during the 2013–
14 and 2014–15 school years, which worked on social-skills activities. Menlo Park also
adopted “positive behavior supports ,” which use “pillars of character” that are
addressed monthly and infused in the curriculum. Conklin did not specifically observe
R.T. in fifth grade and did not review any documentation or data regarding the provision
of the social-skills lunch group to R.T. Regarding the social-skills programs provided to
R.T. in sixth gr ade at Woodrow Wilson, Conklin testified that , because of the parties’
agreement, R.T. was in the self -contained autism class, and the students in that class
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are provided with social -skills training within the curriculum. R.T. was also provided
support se rvices from the social worker or school counselor, he was involved in the
weekly coffee shop , and he was in in-class resource with his general -education peers
for science and social studies. As to whether R.T. received any direct services related
to socia l skills, Conkl in stated that the IEP provides for counseling twice monthly;
speech therapy which, according to Conklin, works on pragmatic discourse (e.g.,
communication with peers, recognizing social cues, eye contact); and OT, which
Conklin indicated often deals with matters such as communication and management.
Pursuant to t he IEP, R.T. was also offered participation in the social -skills and
language-development ESY program, which Conklin stated the parents declined.
Conklin did not specifically obser ve R.T. in his self -contained autism classroom or in-
class support classes, but had visited the coffee shop. He never assessed or evaluated
R.T. and did not believe that R.T. was in a social-skills lunch group at Woodrow Wilson.
Conklin was aware that the District had provided R.T. with home -based ABA
services and home -based pa rent training for several years, which were discontinued
after the 2010–11 school year. He did not know the reason why the District terminated
R.T.’s home ABA services , and h e di d not discuss at that time the decision to
discontinue the services with Both or the case manager . In preparation for the May
2014 mediation conference , Conklin had a conversation with Both concerning why the
decision was made to discontinue the services, but could not state specifically what
Both relayed to him. He also had a conversation with Brennessel, who was R.T.’s case
manager at the time of the mediation conference. From what Conklin could recall ,
Brennessel relayed that R.T. was then “doing very well in school ” and he did not
“require that level of intervention to be successful. ” Brennessel was not R.T.’s case
manager when the services were discontinued ; Conklin did not discuss the issue with
R.T.’s then case manager; and he did not review any documentation that explained how
the decision was made to discontinue the ABA home programming and parent training
in 2011 . He did not believe that Both completed any formal evaluation in terms of
making the decision to discontinue services at the end of t he 2010–11 school year, and
he did not know what data she reviewed.
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Conklin was not consulted about Brennessel ’s November 20, 2013 ,
correspondence regarding waiving R.T.’s triennial reevaluation and he did not know
why the team made that decision. Brandon attended the December 2013 IEP meeting
because the parents brought an educational consultant , and it is his practice in such
situations to have a supervisor attend the meeting. He did not know why the meeting to
review Fassilis’ FBA was held at the en d of September , and did not recall whether he
had discussions with Brandon, Brennessel, or Fassilis after the meeting. Conklin did
not have a discussion with any individual on R.T.’ s IEP team after he received
Glasberg’s January 29, 2015, report, and he simply forwarded the report and requested
that it be reviewed as part of the IEP meeting. He did not recall having a specific
conversation with the IEP members after the April 29, 2015 , IEP meeting concerning
what they agreed or disagreed with in Glasberg’s report.
Cheryl Diane Stickel
Stickel was admitted as an expert in the principles of ABA . She performed an
observation of R.T. at school during sixth grade in December 2015. Stickel has worked
for the District as a behaviorist since September 2014 an d holds a master’s degree in
social work and a master ’s certificate in behavioral analysis. She is certified as a
school social worker , attained her BCBA certificate in 2006 , and has maintained a
private practice since March 2006, which provides behaviora l support for children and
families. ( See R-10.) As a District behaviorist, Stickel supports nine of the District’s
self-contained autism classrooms. Her primary responsibilities include performing
FBAs; providing consults, strategies , and recommendatio ns to teachers; performing
parent-training clinics for parents who have a student in the self -contained autism
program; and conducting requested observations. Stickel described that ABA is a
broad body of science and the study of how to use effective meth ods to determine the
function of a behavior and, once the function of behavior is determined, how to create,
shape or eliminate behaviors using environmental contingencies. She uses ABA in her
job as a District behaviorist and in her private practice. When Stickel is presented with
an issue from a teacher, parent , or other staff regarding the need to create, shape , or
extinguish a child’s behavior, she first determines the function of the behavior (i.e. , why
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the behavior is occurring) using an FBA. Once the function of the behavior is
determined, she will provide recommendations of ABA strategies to use to ameliorate
the problem and train others on how to execute those strategies.
Stickel was requested by an administrator to perform an observation of R .T. at
Woodrow Wilson. She was not directed on how to conduct her observation and no one
attempted to influence her observations or recommendations. Stickel observed R.T. in
his in-class-resource classes, self-contained autism class room, homeroom, the
lunchroom, the gym, and the hallways on December 16, 2015, and in the coffee shop
on December 18, 2015. During her observations, she used two timers to take on -task
data. She interviewed Rhodes, the behaviorist who provides services to that building ,
and Macchiaverna. She also did brief interviews with the special -education staff in the
environment in which she observed R.T. , the paraprofessional in the classro om who
also supervises the lunch room, and the physical-education (P.E.) teacher. Stickel
prepared a report dated January 21, 2016, memorializing the results of her
observations and interviews. (R-8.)
During her observation, R.T. independently walked into his homeroom, had a
conversation with the teacher, made a positive social comment to a peer , and exhibited
no maladaptive behavior. R.T. transitioned independently to his social -studies in-class-
resource setting. Regarding social studies, Stickel reported that R.T.’s behavior
presented as “typical”; he exhibited age -appropriate social, behavio ral, and
conversational skills with both peers and adults; and no disruptive behavior occurred
that would impede R.T. or his peers from accessing academic instruction. R.T. was on-
task and focused throughout the class and independently performed transitions and
other routines. However, R.T. appeared to require a significant amount of
supplementary academic assistance from the special -education teacher to effectively
access the information presented. Stickel found that, with these intensive academic
teacher supports, R.T. was successful, maintaining a 98 percent on-task rate with no
maladaptive behavior manifesting.
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R.T. independently transitioned to his self-contained classroom for English.
Stickel explained that this class was running the ABA framewo rk as designed for the
District and included three different learning centers in the classroom : direct instruction
by the special -education teacher with one to three students (center one); a review
center that includes paraprofessional -assisted learning ( center two); and an
independent learning center where the student does activities on their own (center
three). Stickel t estified that R.T. entered in a “very positive bouncy way .” He did the
routines required of students, greeted the teacher, went to a l earning center , put up
some partitions, got his computer out , and immediately began his activity without
prompting. The teacher informed Stickel that R.T. tries to remove distractions when he
is performing academic activities, and he made the choice himself to put up the partition
to limit the distractions, which the teacher expressed was an appropriate behavior. R.T.
had a 100 percent on-task rate in center two, a 95 percent on-task rate in center one,
and a 62 percent on-task rate in center three. He exhibited one maladaptive behavior
(interrupting the teacher) in center one and no maladaptive behavior in the other
centers. Stickel reported that during this class R.T. presented as positive and calm,
while exhibiting appropriate social, behavioral, comm unicative, independence, and
problem-solving skills. When engaged in an academic group or computer activity, R.T.
had high on -tasks rates. However, when given an independent paper -and-pencil task
(i.e., worksheet), R.T.’s on-task rate dropped significant ly. During these activities, R.T.
remained on -task when a staff member was providing assistance. However, shortly
after being left alone to com plete the work, he would go off -task and sit silently.
Once R.T. became aware of an impending transition to a preferred activity (dependent
upon his completion), his on -task performance increased significantly. Stickel testified
that when R.T. began his pencil-and-paper activity the rate of on -task performance was
very low. The teacher prompted the activity, R.T . began the activity , and Stickel
observed R.T. become distracted and off -task, usually just staring, soon after the
teacher walked away. The teacher would then come back, prompt R.T., and he would
go back on-task, and this went on back and forth for awhile. As lunch approached, and
the teacher started prompting the preferred activity that was coming, it appeared to
Stickel that the prompt of the motivator of going to lunch helped R.T. increase his on -
task rate and focus to complete the activity . He was still off-task, but the rate of on-task
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behavior increased, and the task was completed by lunchtime. R.T. had a 95 percent
on-task rate when he was receiving direct teacher instruction from Macchiaverna, which
decreased to 62 percent in the independent -learning center . Stickel reported that,
during group activities, R.T. frequently attempted to assist his partn er/peer with the
activity in a “big brother/mentor manner.” He showed patience and tolerance with other
students’ difficulties and h e used appropr iate problem solving while remaining
physically calm when he was bothered by another student’s behavior.
R.T. independently transitioned to the school cafeteria for lunch. He sat at an
assigned table with the three students from his self -contained class, along with a sixth -
grade student who was new to the school. During lunch, R.T. had fifty -two social
initiations towards other students and staff members, many of which resulted in full
conversations with more typical peers, teachers supervising the lun chroom, and the
sixth-grade student who sat at his table. Stickel reported that R.T. was very
independent with all tasks and routines required of more typical students in the
lunchroom, he frequently sought interaction , and his behavior was developmentall y
appropriate. She described R.T. during lunch as a “very happy,” “social ,” and “well -
integrated” student in the lunchroom.
After lunch, R.T. independently transitioned to his self -contained classroom for
math, which was delivered in the same format as English. During math, R.T. had an 87
percent on-task rate and exhibited one maladaptive behavior (calling out an expletive,
i.e., “son of a monorail ”). Stickel reported that R.T. presented to have increased
difficulty with the academic task , which had a direct impact on his on -task rate; in this
format R.T. was more likely to express his difficulty and request assistance from the
teacher; and his on-task rates appeared to be closely connected to his understanding of
the material, as opposed to previous l ow on-task rates which appeared to be linked to
the format of the activity (paper and pencil).
After math, R.T. transitioned independently to his in -class resource setting for
science. Stickel reported that, similar to the social -studies inclusion class room, R.T .
showed to be very socially successful with p eers, independent with routines , and have
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typical on -task rates during group and hands -on activities. During independent seat -
work assignments, R.T . required and received similar significant levels of one-on-one
teacher assistance and, without staff attention, R.T. had high off -task rates with paper -
and-pencil activities. R.T. showed high participation and compliance rates regarding
teacher expectations. When he received a redirection for behavior (b alloon noise), he
immediately changed his behavior while maintaining a positive attitude. Although
multiple students went off -task and seemed very bothered by a coughing student, R.T .
presented as extremely agitated and was unable to engage in any work wh ile the
student engaged in the coughing behavior. However, while experiencing this agitated
state, R.T. engaged in problem-solving behaviors such as covering his ears to dampen
the noise input, asking to leave the room to get a drink, and expressing to th e teacher
what was bothering him. During this time, he did not exhibit any maladaptive behaviors
and showed empathy and kindness to the offending student.
R.T. independently transitioned to P.E., which included general and special
education students. Stickel observed R.T. for a portion of the class. She reported that
R.T. independently went to his assigned spot an d engaged in the expected tasks and
he was fully engaged and focused on expected tasks, while appropriately socializing
with peers. Although not reflected in her report, Stickel testified that she spoke to the
P.E. teacher before and after the class, who relayed that he was not ha ving any
difficulties with R.T. in P.E.
On a separate day, Stickel observed R.T. in the coffee shop, which she
described as a life -skills program. R.T. had a 100 percent on-task rate with no
maladaptive behavior . Stickel reported that R.T. was very successful during his life -
skills activities. He showe d high proficiency in his tasks; he maintained focus on all
activities; he was independent with all tasks inside and outside of the coffee shop; he
needed little to no direct supervision; he maintained a positive attitude; and he engaged
in appropriate social and on -task conversations. When faced with dilemmas, R.T .
engaged in appropriate problem -solving behaviors, using language and social cues in
an attempt to alter the circumstances. When he was unable to ac hieve his desired
outcome, R.T. remained positive and continued meeting expectations. R.T. was also
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observed to seek out social/nonverbal cues to help guide his behavior when unsure
how to meet stated requests. Stickel testified that R.T. behaved even more
appropriately than expected of a student in that setting because, unlike most of the
other students, R.T. was not receiving direct supervision and he was performing the
tasks independently.
During Stickel’s interview with Rhodes, Rhodes relayed that R.T. is doing very
well in his current programming, he has not had any reported maladaptive behaviors
and he has not required any individual behavior interventions. Rhodes did n ot provide
any type of reports or data collection to support that statement and Stickel did not know,
and did not ask, how often Rhodes observes R.T. in his various classroom settings.
Stickel reported that Rhodes also relayed that, ne w to the self -contained autism
program, the parents now have access to the Parent Training Clinic Program.
During Stickel’s interview with Macchiaverna, he described R.T . as the most
social student with autism that he has ever met. When describing R.T.’s social
interactions at the Menlo Park Mall during a community outing, he relayed that R.T.
ordered for himself, initiated conversation with unfamiliar people , and was able to
maintain conversations succe ssfully. R.T. was also described as being very socially
successful with peers. Macchiaverna reported that R.T. does not exhibit any
maladaptive behaviors and described R.T. as respectful and compliant. He relayed that
when R.T. gets overly frustrated with his work, he may “shut down,” which was defined
as going off -task and staring off into space. However, once a staff member initiates
interaction with him, R.T . will immedi ately go back on -task, which Stickel observed
during her observations. Stickel reported Macchiaverna’s advice that this behavior has
impeded R.T.’s ability to be independent with some types of academic activities. In
these activities (i.e. , worksheet), he will begin the assignment; however, he will stop
working within a short period of time and remain quietly off -task until a staff member
prompts him or helps him continue. Timers often help him stay on -task. Regarding
R.T.’s academics, Macchiaverna identified language arts as R.T.’s strongest subject.
The Moby Max program assessed R.T. at grade level 1.5 in September 2015 and he
had progressed to grade level 2.1 by December. According to the Moby Max program,
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R.T. was at a math grade level of 1. 1 in September and at grade level 1.9 by
December.
Stickel reported that, based upon her observations and interviews, overall R.T.
showed himself to be a happy, well-adjusted student who is involved in his programmed
activities, independent with all transitions/routines, compliant with teacher direction, and
socially and behaviorally succ essful. Maladaptive behaviors were not reported by
teachers or the behaviorist , nor were any maladaptive behaviors observed that were
atypical for R.T.’ s developmental age. R.T. showed to have high participation in his
academic activities when learning i n a group, one -on-one with a staff member, hands -
on activities, during whole -group class instruction , and when engaged in computer-
assisted learning. However, when R.T. is placed in an independent -seat-work condition
and is required to perform a “paper-and-pencil” activity, he will quickly go off-task, which
usually involves him sitting quietly and staring off into space or just looking around. He
is least likely to request assistance in this condition. In addition, her obse rvation
revealed that, althoug h R.T. showed to be socially and behaviorally successful in the
inclusion classroom, the disparity in academic levels between R.T. and his peers
required cont inuous one -to-one teacher assistance to restate, clarify, instruct, etc. ,
throughout the academic period.
Stickel testified that none of the interviewed staff relayed that they had concerns
regarding R.T.’s behavior or that R.T. demonstrated any behavioral difficulties. During
her observations, Stickel did not observe R.T. be defiant to a teacher, throw a tantrum,
or engage in any other inappropriate behavior . N one of those concerns were
expressed by the interviewed staff. The only concerns that the teachers expressed
related to R.T. requiring a significant amount of assistance for his academic wo rk and
needing prompts or redirections und er some conditions to remain on -task to complete
work. Stickel observed R.T. to be inattentive at times under certain conditions; he was
off-task when he was doing independent seat work, performing paper -and-pencil tasks,
and doing a computer activity independently. Stickel opined that the prompts and
responses by the teachers were effective, meaning that upon teacher prompt R.T. went
back on -task 100 percent of the time. She observed two conditions when R.T.’s o n-
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task rate fell. First, R.T. would likely go off -task quickly in a pencil -and-paper situation
once the adult left his presence and, when the adult came back to his presence and
gave him a prompt, he would go right back and attempt to continue to do what he was
supposed to do. Stickel stated that it appeared that R.T. was capable of doing the work
because the teacher never provided more instruction and R.T. did not ask for more
instruction. Second, Stickel observed off -task behavior when R.T. was actuall y
struggling with a concept, and his off -task behavior, such as in math, appeared to be
directly connected to his inability to perform the assignment. In that situation, R.T.
expressed needing help, he accepted additional instruction from the teacher , and he
was off-task because he did not understand something as opposed to being off -task in
a paper-and-pencil condition, where it appeared as though that particular instructional
condition incited more off -task behavior. She did not observe off -task behavio r in
situations involving hands-on activities, whole-group instruction, small-group instruction,
or one-on-one instruction. Stickel observed R.T. engage in social interactions with his
peers, which she described as “very positive” and “engaging.” He init iated multiple
interactions with peers and received many interactions from peers that were “all very
positive.” R.T. did not require adult assistance or direction to initiate social interactions
with peers. No interviewed staff reported that R.T. had a p roblem with social
interactions with peers or trouble socially interacting with adults. Stickel observed R.T.
interact with adults and described these interactions as appropriate for a typical
student. She observed R.T. in environments located in differe nt parts of the school,
with different classroom setups and different adults working with R.T. Across these
environments, no concerns were expressed or observed regarding R.T.’ s behavior.
Based on her observations and interviews, Stickel opined that R.T. has the ability to
behave appropriately in different environments based on the ABA principle of
generalization, and she observed R.T. generalize appropriate behaviors across
environments and working with different individuals. She further opined that R.T. is
capable of independent work. Stickel noted that R.T. receives social -skills instruction
as part of the self -contained autism program , and opined that he did not need a formal
social-skills program.
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Based on her observations, interviews , and experience, Stickel opined that R.T.
did not require individual discrete -trial instruction to make social, behavioral, and
academic progress. She testified that students in the District often will have discrete -
trial instruction when they are not able to rece ive instruction in lesser restrictive formats
(i.e., whole group or small group) , and R.T. was able to receive instruction in those
settings based on her observations. She further noted that discrete-trial instruction is a
teaching methodology that is usu ally used for very young learners and not done in
middle school. Stickel testified that ABA instruction will not fix or cure a student’s off -
task behaviors or inattentiveness. However, supports can be put in place, and
environmental contingencies can be adjusted, to assist a child to be more attentive,
such as having smaller student ratios with teachers. She did not agree with the
statement in Glasber g’s January 2015 report that “R.T. is in urgent need of behavior
analytic services both a t school and at home [and] R.T. will not be able to make any
progress academically, socially or in terms of self -help life skills without skilled
intervention to reduce interfering behaviors and build up academic and social skills.” As
of her school observations in December 2015, R.T. “was able to make progress socially
and with skills and [she] did not see any interfering behaviors” preventing him from
building up academic or social skills. Stickel testified that an individual does not have to
be a BCBA to implement ABA techniques. Rather, ABA strategies and interventions
can be executed by teachers, paraprofessionals, parents , and others who have never
had any formal ABA education with the advice and instruction of someone who has
developed the interventions specifically for that child. Macchiaverna is using ABA
techniques in his classroom (e.g. , high rates of reinforcement, a lot of structure) and is
not providing discrete -trial instruction. Stickel did not believe R.T. required individual
behavioral interventions. She sta ted that all of the interventions listed in his IEP are
behavioral-support interventions that are typical of an ABA s elf-contained autism
classroom. B ased on her observations, she opined that R.T. did not need additional
behavioral interventions beyond what was already being provided as part of his
program. Stickel observed behavioral supports in place and testified as to the items
listed in the IEP that she observed. She reviewed Macchiaverna’s ClassDojo
documentation, which did not indicate mala daptive behaviors of concern and therefore
she did not document it in her report.
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In preparing her January 21, 2016 , report, the only document Stickel reviewed
was R.T.’s then current IEP dated April 29, 2015. She did not observe R.T. working
with his O T therapist, receiving individualized counseling , or involved in a social -skills
lunch group. Stickel did not confer with R.T.’s case manager in fifth grade or with any
District staff who participated in the development of the IEP . In preparing her repor t,
she d id not have access to Glasberg’s January 2015 report, she did not confer with
Fassilis, and she was not aware that Fassilis had evaluated R.T. in June 2014 until after
her report was completed.
Stickel testified that “Rethink” and parent -training clinics are offered to parents of
students who are in the self -contained autism classes. She agreed that R.T.’s IEP did
not indicate that he would be in the self -contained autism program , and references the
parents’ availability to participate i n “Rethink” and District parent-training clinics. Stickel
testified that from her knowledge , if R.T. is receiving those services then he would b e in
the self -contained autism class, and she could not say why those s ervices would be
offered if he was not in that program. Stickel does not provide parent-training clinics for
parents at Woodrow Wilson, except that she was involved in one group presentation
with the other District behaviorists at Woodrow Wilson that addressed antecedent
intervention and helping pare nts learn how to write social stories, which R.T.’s parents
did not attend. Rhodes is assigned to Woodrow Wilson. Stickel testified that the
training clinics are individualized fo r the family’ s needs and described matters
addressed during the clinics. She did not have any personal involvement with the
delivery of a parent -training clinic to R.T.’s parents and did not confer with Rhodes to
determine whether a parent -training clinic ha s been individualized for R.T. and his
parents. Stickel described the District’s on-line “Rethink” program, including the various
resources that it offers to parents.
Thomas Macchiaverna
Macchiaverna was admitted as an expert in special education. He has been
employed by the District as a special -education teacher since September 2009, and he
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worked with approximately five cases as an ABA home therapist for the District from
April 2009 to 2012. Macchiaverna was R.T.’s teacher in sixth grade , and previously
worked as one of his home therapists. He holds a master’s degree in special education
and certification as an elementary teacher (K-5), social-studies teacher, and teacher of
students with disabilitie s (K -12). He serves on the Governor’s Council for Medical
Research and Treatment of Autism in New Jersey , and he established the coffee shop.
(See R-11.)
During the 2015 –16 school year , Macchiaverna taught an ABA self -contained
program at Woodrow Wilson and was R.T.’s teacher for E nglish and math, along with
his homeroom teacher. In general, his classroom provides highly structured one -on-
one attention to every student and positive reinforcement throughout the day. The way
he implemented ABA in his classroom, and the type of reinforcement used, depended
on the student. The ClassDojo covers the students’ day and Macchi averna could
customize the system for individualized behaviors that he wanted a student to exhibit.
The students had to earn a certain amount of points each week to, for example, work in
the coffee shop or go on a class trip. Macchiaverna opined that it is a “good system”
because once the students buy into the system they really rise to the occasion, work for
green points , and fear the red point . R.T. immediately bought into the system. The
coffee shop works on social and functional life skills. R.T. is at the highest-level station,
making breakfast sandwiches, and did a “very good job.” In addition to the coffee shop,
social skills are embedded into most of Macchiaverna’s lessons, and he attempts to find
ways to get the students to communicate with ea ch other. Regarding the community-
based component of the program , the students are out in the community , learning how
to talk to different people and experiencing different things. During these outings,
Macchiaverna observed R.T. socially inte ract with o ther individuals; R.T. interacted
“very appropriately”; and he was a “great model” for the other students.
Macchiaverna confirmed that during his interview by Stickel in December 2015,
he described R.T. “as the most social student with autism that he h as ever met,” and
reported that R.T. “does not exhibit any maladaptive behaviors” and was “respectful and
compliant.” Macchiaverna stands by those statements. Socially R.T. was like the “third
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para” in his class; he was a “social butterfly” and a “leader” in the classroom ; and he
liked to take care of the less functioning students. Macchiaverna opined that R.T. has
“some very good communication skills ,” and he observed these skills outside of his
classroom (e.g., in the hallway, walking to the bus , in th e community). R.T. did well
academically in his class , and most of the things that he was learning were on his level
of functioning, which is lower than the typical sixth -grade student. A “big thing ” they
worked on with R.T. was being able to start and finish a task mostly independently. In
the beginning of the year, R.T. struggled with starting and finishing a task and would
rely on a lot of help. T hrough different reinforcements, R.T. made a lot of progress and
was able to complete a list of tasks ba sically by himself by the end of the school year.
Macchiaverna would have to come by every now and then just to redirect him if he lost
attention. Macchiaverna supplied Stickel with the academic data set forth in her report
for math and language as of December 21, 2015, which is from the MobyMax program.
Macchiaverna could input a student’s IEP goals into th at program and it basically
creates an individualized curriculum for each child. He opined that the charts show that
R.T. made “incredible progress” as of December 2015. R.T. did not demonstrate any
sexual behaviors in his class. During the school year, he observed R.T.’s hand go
under his desk in the area of his genitals on one to three occasions. This type of
behavior by a pubescent autistic child, who has less social awareness, was not
surprising to Macchiaverna.
Macchiaverna confirmed that he reported to Stickel, “When [R.T.] gets overly
frustrated with his work, he may ‘shut down, ’ which was defined as going off task and
staring off into spac e,” but “ once a staff member initiates interaction with him, he wi ll
immediately go back on task.” He sta nds by that statement . The frequency of R.T.
shutting down or staring into space would depend on the task he was doing, and he
could go off-task in any given day, but it was not always consistent. In the beginning of
the year, R.T. definitely needed more one-on-one attention . B y December into
January/February, R.T. started getting all of his reading lessons done on his own .
Macchiaverna estimated th at in or around October he would have to address R.T.’ s
inattentiveness probably two to three times in a forty-minute lesson, depending on how
hard the lesson was. As of April/May, he would need to address R.T.’s inattentiveness
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on average once, if at all , during the same forty-minute lesson . R.T. could be easily
redirected. To address R.T.’s inattentiveness, Macchiaverna would get R.T. to refocus
by tapping into something he likes such as offering him iPad time or the ability to watch
a football video. He did not consider R.T.’s shutting down and inattentiveness to be a
maladaptive behavior. He explained that being off-task from time to time is expected in
a self-contained autism class and the nature of the students who he works with. During
the 2015 –16 school year, Macc hiaverna observed R.T. generalize skills across
environments (i.e., in school, in the community). R.T. was able to carry over the s kills
he learned in the coffee shop into the academic portion of his program , apply life skills
to his a cademics, and generalize those skills in community settings during the class
trips.
In preparing to have R.T. in his class in September 2015, Macc hiaverna did not
speak with R.T.’s special -education and general -education teacher s or his speech
therapist in fifth grade. N o staff from Menlo Park met or called him to discuss R.T.’s
special-education program before the start of the school year. Prior to September 2015
he did not speak to Fassilis, but “briefly” reviewed a nd “definitely skimmed” the FBA
prepared by her in June 2014. He did not review Glasberg’s January 2015 report .
Macchiaverna is sent information on the new students entering the program; he
received work samples and documentation from R.T.’s prior year which he reviewed; it
is not unusual for him not to speak to a student’s prior year ’s teachers; and he had no
questions about R.T.’s work samples or information resulting in the need to speak to his
prior teachers. According to Macchiaverna, other than R.T.’s 2015–16 IEP listing the
incorrect school and his program for math and language as pull-out resource rather
than his self-contained class, Macchiaverna implemented the IEP as written . He did
not attend the April 29, 2015, IEP meeting; he had no personal knowledge of the issues
discussed; he was not told that the parents had been requesting that home
programming and parent -training se rvices be re instituted in R.T.’ s IEPs since
September 2013; and he was not aware that this programming was an issue at the April
29, 2015, IEP meeting. Macchiaverna did not participate in an IEP meeting in
September 2015 to revise R.T.’s IEP to reflect the change in the school and R.T.’s
program for math and language arts . He was not asked to rewrite the goals and
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objectives for his self-contained autism class for language arts and math, and the goals
and objectives that he was implementing were the goals and objectives that were
developed for the res ource center pull -out class at Herbert Hoover . Macchiaverna
acknowledged that there is a difference between a r esource center pull-out class and a
self-contained autism class. According to Macchiaverna, goals and objective are
individualized for a student; a student can have goals and objectives regardless of the
placement; and he implemented the goals and objecti ves in R.T.’s IEP even though it
said resource pull-out. During the 2015–16 school year, he did not observe R.T. in his
regular-education social-studies or science classes . R.T. did not attend a pull -out
social-skills group that year, which Macchiaverna did not believe R.T. needed.
Macchiaverna did not have any interaction with R.T. in his h ome environment
during the 2015–16 school year. To the best of his recollection, he worked with R.T. in
the home environment during the 2011 –12 school year. He later agreed that the June
11, 2011, IEP did not reflect that R.T. would be receiving home pr ogramming services
for the 2011–12 school year, and his testimony regarding the year he provided services
was an “educated guess.” Macchiaverna estimated that he worked with R.T. at least
two hours per week for less than one academic year. He worked on numerous things
with R.T. and went on trips in the community w ith R.T. and Mrs. T. Macchiaverna did
not work on academic skills. His services included a parent-training component, and he
believed that parental involvement and parental training was an important part of the
home programming. According to Macchiaverna, he was the home provider during the
last year of R.T.’s home program. He was not asked if the District should discontinue
R.T.’s home program , but did not disagree with the IEP team’s decision. After the
termination of the program, the parents offered to hire him privately to continue to work
with R.T.
At the time of his testimony, Macchiaverna was a member of R.T.’s IEP team as
his special-education teacher. H e would not recommend a home program for R.T.
Macchiaverna articulated his belief that it was time for R.T. to take responsibility for the
things that he needed to be responsible for; he is capab le of taking care of those
responsibilities; and he would be capable of getting what he needs to get done for
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school if he had a solid routine that could consist of forty -five minutes to an hour every
day when he gets home from school . He described that students must be taught to do
skills independently for them to reach their greatest potential. In his opinion, R.T. is
currently able to do age-appropriate skills independently. He agreed that it is absolutely
and critically important for R.T. to generali ze th e skills that he i s learning in his self -
contained class, including academic , social, and behavioral skills, in the home setting
and in the community setting when he is with his family. Macchiaverna had not
observed R.T. at home during the 2015 –16 sc hool year ; he could not state whether
R.T. is generalizing the social and behavioral s kills that he is learning in the classroom
in the home setting ; and he did not know whether R.T. engages in maladaptive
behaviors at home or when he is in the c ommunity with his family. He opined that R.T.
was capable of generalizing those skills in all areas , but acknowledged that he did not
know whether it was occurring at the home. Macchiaverna agreed that a problem exists
if a student is not generalizing at home the social, behavioral, and academic skills that
the student is learning in school. During the 2015 –16 school year, t he parents did not
express to him a need for help with R.T. at home. Macchiaverna described various
programs or services available through his classroom and the D istrict to assist parents
who need help (e.g., “Rethink,” access to his programs on the internet, tutorials, parent
workshops).
Mrs. T.
Mrs. T. did not recall any discussion at the June 10, 2011 , IEP meeting as to why
R.T.’s ABA services were being terminated and the parents strongly disagreed with that
decision. Both had verbally told the parents that R.T.’s ABA services were being
discontinued and basically said “it was a done deal” and R.T. is “doing fine.” Mrs. T. did
not remember seeing any reports or evaluations that Both relied on. Both did not ever
come to the home to observe R.T . or the parent training. Mrs. T. described that R.T.’s
behaviors “fluctuate,” meaning that even if a behavior is worked on and put to rest,
another behavior replaces that one and it is an “ongoing process.” She stated that
R.T.’s behaviors are an “ongoing issue”; he is “always having some kind of behavior,
but they do change, and they do have . . . peaks and valleys”; and “[s]ometimes they’re
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at a high rate, and sometimes it’s at a lower rate, but the y’re never non-existent.” R.T.’s
behavioral and academic issues continued after the District terminated his services in
2011, and in the fall of 2013 R.T.’s behaviors were to some degree worse than when he
was receiving home programming from the District. Mrs. T. testified that she signed the
consent form in December 2013 to waive the triennial reevaluation process because
“[a]t the time I didn’t know not to sign it [and] . . . didn’ t know what our rights were,” and
she was relying on the recommendation of the CST.
Mrs. T. confirmed the accuracy of the reason for the referral, and the accuracy of
the information that she reported to Glasberg, as set forth in Glasberg’s January 2015
report. Between the fall of 2013 and December 2014, R.T. “had been displaying a lot of
stereotypic behaviors, repetitive, boun cing a ball, holding a bracelet in his hand and
shaking it back and forth, outbursts, not being abl e to deal with transition or at times not
following instruction or direction, having meltdowns, both physical outbursts and so to
speak having a tantrum . . . and getting very vocal and angry and aggressive.” Mrs. T.
shared with Glasberg that homework completion was a b ig challenge at home. Mrs. T.
has two other children , who were one year behind R.T. , and R.T.’s homework issues
were different than those of a typical student. Mrs. T. would work on homework with
R.T. at the kitchen table , and at ti mes homework could take hours. A fifteen -minute
homework assignment could take anywhere from forty -five minutes up to three hours
depending on R.T.’s behavior that day. Mrs. T. agreed with Glasberg’s
recommendations.
Prior to the April 29, 2015 , IEP meeting, the paren ts did not receive a draft IEP
and case manager Bre nnessel did not advise that R.T. would be recommende d to
attend Herbert Hoover. The parents were “blindsided” at the meeting and very opposed
to sending R.T. to a middle school that was not his home school. The parents were
concerned that R.T., with his “social setbacks,” would “go to a school where he did not
know any of the students , as opposed to going with all of the children that he had been
in attendance with for the last five year s” at Menlo Park, and R.T. would not be at the
same middle school as his siblings the next year, who were very supportive of R.T . At
the meeting, Fassilis did not go over her report in any detail . T he IEP team members
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did not go through Glasberg’s report thoroughly and did not indicate what
recommendations they either accepted or rejected in her report.
The parents requested a follow -up report by Glasberg’s firm because R.T. was
still displaying certain behaviors for which the parents needed recommendations. The
behaviors included homework completion, l ife skills/personal hygiene , and social
interactions with peers and family members. D uring the year between Glasberg’ s
January 2015 report and Heyman’ s March 2016 report, R.T. still engaged in the same
type of sexualized behaviors that he displayed the prior year and these behaviors had
increased in that one -year period. Other behaviors that were reported or observed by
Glasberg were still present. She informed He yman of issues with R.T. brushing his
teeth and getting him out of bed for school, both of w hich continued to be issues as of
her testimony. The District was given a copy of Heyma n’s report and did not schedule
a meeting to review the report.
Mrs. T. described that she uses a form of ABA in the home. She uses positive
reinforcement for good and appropriate behavior , both verbally and using a reward.
She uses positive reinforcement to get R.T. through simple tasks and a “reward system
for when good behavior is shown” (e.g. , extra computer time). Mrs. T. stated that the
reward is “sometimes” effective, and that “there are so many techniques and tools that
[she has] . . . to revert back to on a daily basis if [R.T. is] having a bad day.” R.T. will
comply with the demand because the reinforcement is effective about 50 percent of the
time. The other 50 percent of the time “can turn into a meltdown” or a “physical
outburst.” He can become physical and dangerous to himself and to others and he has
at times thrown a glass to the floor and push ed a chair down. Most recently, R.T. tried
to hurt Mrs. T. when he did not like what she told him. His siblings know to go to a “safe
room” in the house when R.T. is at that level. In the past, Mrs. T. had used a token
board. She no longe r uses a token board because R.T. “basically aged out of it.” R.T.
can understand a conversation, what is at stake , what is expected of him , and the
consequences if he does not do the things that are expected of him (i.e., he does not
earn the positive reinforcemen t). The reinforcement system that the pare nts use in the
home with R.T. stems from before Saylor. Balestrieri from Above and Beyond gave the
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parents training tools and techniques in how to deal with different situations and
introduced the token reward system . The token reward system stopped during the
period when the District was providing home services. The District teachers sent to the
home to provide the services did not use a token board. Mrs. T. did not believe that the
District ever sent a BCBA to the home for R.T.’s services.
Saylor has been working with R.T. through the District and then by the parents
for at least eight years. Saylor provides home services for R.T. and training for the
parents “with the many different obsta cles that [they] face with R.T.” Saylor “gives [the
parents] guidance and support and different ways of approac hing his different
challenges.” In September 2015, when R.T. was in sixth grade , Saylor came to the
home two to three times a week for a total of six to eight hours weekly . If it was an
eight-hour week, Mrs. T. estima ted that Saylor would work with R.T. on average for
approximately six hours and the other two hours would be parent training and
community-based training. During the hou rs that Saylor worked with R.T. , she did
academic work on a one -to-one basis to help s upport what he wa s doing in school and
to try to keep him at gr ade level. They would also write their own social stories for
different instances. Saylor did not work on homework. They had been working with a
reading program that is not used by the Distr ict and Saylor pulled her own resources .
Mrs. T. stated that she does not employ Saylor as a tutor, and homework is an issue
because of R. T.’s behaviors. When Saylor worked with R.T. on the reading program ,
they sat at the kitchen table and Mrs. T. would listen “to pick up cues” that Saylor was
giving R.T. “so that [she] can remember for when [she] need[s] to work with him [ and
she] can use similar approaches.” Mrs. T. described that Saylor was a special -
education teacher prio r to becoming a n ABA therapist. She is aware that Saylor holds
a degree from the Caldwell College, a program certified in ABA therapy , but did not
know the degrees she held. Mrs. T. did not know if Saylor was documenting outbursts
or tantrums, but noted that she is “always very clo se in proximity” and “can hear what’s
going on ” and they can talk about it at the end of the session or during a break.
Approximately one hour a week was devoted to parent training , which could vary
depending on R.T.’s behaviors. If R.T. is having a tough time at school or the behaviors
are more apparent at home , more time is spent discussing and trying to give the
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parents tools and techniques to help R.T. If Mrs. T. needs to spend more time on
certain circumstances, Saylor will work with her , and Saylor’s time would be more
parent training to give Mrs. T. “ guidance on how to approach certain behaviors or
outbursts.” Saylor provided “ different tools in helping R.T. help himself with personal
hygiene.” She initially gave a step-by-step picture schedule for showering. The
schedule is now step -by-step instructions in words, which are posted in the bathroom.
Mrs. T. will at times refer to them during showering. Saylor will also go with R.T. and
Mrs. T. into the community . For example, they would go to the library to facilitate how
to behave in the library , choose a book , and check out a book , or to a restaurant to
facilitate how to sit down and place an order. Regarding the statement in Glasberg’s
report that Saylor “comes roughly once a week to help him with academics ,” Mrs. T.
disagreed that Saylor came once a week, stating that she comes several hours a week,
but indicated that “it could have been very academic driven” at that time. Regarding the
statement in Heyman’s report that Saylor “ sees R.T. twi ce a week for two hours each
session,” Mrs. T. stated that it might have been two hours at that time, she would have
to check her calendar, and the number of hours could have been due to scheduling or
an average for the month.
Mrs. T. described that she is looking for the District to reinstate R.T.’s home ABA
services and parent training and provide a social -skills class. She testified that the
services the District had provided was a “support” to R.T. and the family. It provided the
parents with “ways of dealing and helping R.T. when he was having challenges,
whether they be academic, behavioral, social, [and] to also act as a . . . bridge so that
. . . what’s being followed at school is the same way we follow things at home.” She
described that R.T. has “many behavioral issues,” he exhibits “inappropriate” behaviors
and he needs “ help working through stresses and aggravations. ” At times R.T.
“becomes very aggressive, lashes out . . . [and] gets physical.” He has “lashed out” at
Mrs. T., his grandmother and his siblings. He has “very good days and he has very bad
days.” R.T. “needs support in getting through these challenges ” and he needs support
when it comes to asking him to do , for example, his homework. Mrs. T. explained that
she does not “ need a tutor to help him with the academic component , [b]ut somebody
to help through the behaviors that come with the demand of getting his homework
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done.” Mrs. T. stated that she is “ not an expert ,” but a mother, and she has “l earned”
and has “been given techniques . . . but every day is a new day [a]nd as he grows older,
new issues arise.” These are the types of supports that the family is receiving from
Saylor, who works with R. T. on his behaviors and personal hygiene and works with
Mrs. T. in “ guiding [her] on some techniques that can be used to help get through ” his
behaviors. Saylor worked on similar issues when she came to the home through the
District.
Regarding the parent -training clinics during the 2015 –16 school year when R.T.
was in sixth grade, Mrs. T. believed there were five clinics, one of which she did not
attend. She compared the clinics that she attended to the home services that the
District had provided. The home program was specifically designed for R.T. , and
Mrs. T. learned more, noting that a lot of the clinics were just observations of R.T. in his
environment (e.g., in the coffee shop ). Mrs. T. was informed what “Rethink” offers and
believed the October 22, 2015 , parent clinic introduced the “Rethink” program that was
available to the parents as a resource . She could not s tate for certain that it was
discussed at that clinic, but did recall attending something on “Rethink.” Mrs. T. did not
recall “Rethink” being discussed at the April 2015 IEP meeting. She did not believe that
“Rethink” was ever offered before the April 29, 2015, meeting; that Fassilis discussed
“Rethink” at that meeting or the September 2014 meeting; or that Fassilis attempted to
show her how to access “Rethink” during her home observation. The recommendations
in Fassilis’ report do not mention “Rethink.”
Beth Glasberg-Katz
Glasberg was admitted as an expert in the field of autism with a concentration in
developing educational programs for, and evaluating the needs of, students on the
autism spectrum. She h as been a BCBA for approximately seventeen years and holds
a doctoral -level BCBA certification. Glasberg has doctorate and master’s degrees in
clinical psychology and is certified as a supervisor -level BCBA and a continuing -
education provider for the Beha vior Analyst Certification Board. She is the director of
Glasberg Behavior Consulting Services. Among other positions, Glasberg previously
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served as an assistant professor and coordinator at Rider University, where she headed
up its master’s program in a pplied behavior analysis; as a senior educational specialist
at SUNY at Stonybrook in its Cody Center for Individuals with Autism and
Developmental Disabilities; as a consultant with the Douglas Developmental Disabilities
Center; and as the director of cli nical services at the New Jersey Center for Outreach
and Services for the Autism Community, now known as Autism New Jersey. She has
authored/coauthored three books : “Functional Behavioral Assessment for People with
Autism Spectrum Disorders: Making Sens e of Seemingly Senseless Behaviors,” which
focuses on the assessment process; “Stop that Seemingly Senseless Behavior:
Functionally B ased Interventions for People with Autism,” which addresses the
interventions that can be used; and “Siblings of Children with Autism: A Guide for
Families, Third Edition.” She has provided consultation and ABA home -based services
and parent training to families and public school districts, including working with a
student from the District. (See P-2.)
Glasberg descri bed the methodology of ABA therapy as “using a scientific
approach for behavior change,” and by “scientific” she means “you want to measure
what you’re doing and track it and follow to make sure that what you’re doing is
effective and respond to your measu rements so that if what you’re doing is working,
great, keep doing it, and if it’s not working, you want to change what you’re doing.” To
be ABA, it must “be based upon the principl es of behavior and learning.” Glasberg
explained that there “are some basic principles that are empirically sound that we would
base our interventions upon, and then also you have to be addressing what we call
‘socially significant behavior,’” meaning that “it has to be addressing a behavior that’s
going to make a meaningful di fference in the learner’s life . . . [and] something that is
going to make them have greater exposure to reinforcing or positive events and to
avoid aversive experiences.” An FBA “is a set of procedures used to derive the
communicative function or the rel ationship between the behavior and the environmental
variables,” and the goal of an FBA is to find the function of a behavior. Glasberg
explained that “the reason for the functional assessment is to form the behavior
intervention plan, because if you create a behavior intervention plan without a functional
assessment, you could inadvertently risk making the behavior worse rather than
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improving it.” The “assessment gives you the information that you need to plan an
effective intervention.” “[T]he demands of a person’s environment dictate what
interventions are needed, because everybody has a different environment.” Glasberg
described the concept of generalization and the need for a student to be able to
perform a skill acquired in school “in different env ironments with noise or different
people asking and different wording, or it hasn’t been a meaningful behavior change.”
Educating a student how to generalize skills across environments is clinically
appropriate. Glasberg stated that it is “not ABA, if yo u’re not doing that,” “learning is
behavior change ,” and “if you’re not doing generalization, you’re not meeting the
definition.”
The parents contacted Glasberg in the fall of 2014 due to a number of
challenging behaviors that R.T. was exhibiting at home . According to the referral in
Glasberg’s report, these “behaviors reportedly interfere with homework completion for
[R.T.] as well as that of his siblings” and “present risk to family members.” Glasberg
observed R.T. at school and at home on December 9, 2014, and prepared a report
regarding her assessment. (P -40.) As part of her assessment, Glasberg reviewed
R.T.’s December 2013 IEP; Fassilis’ June 2014 FBA; the educational,
speech/language, and psychological evaluations in 2011; and a 2010 development al
behavioral pediatric evaluation. She was aware that the District had provided home -
based ABA services for approximately five years and did not see in the reports the
reason why R.T.’s services were discontinued. The parents expressed concern about
the discontinuation of the services and did not seem to know the reason why they were
terminated. Glasberg testified that an FBA should be conducted prior to the
implementation of home programming services/parent training , and a reduction or
termination of t hose services “would require . . . data showing that the original problem
behaviors are gone” and the behaviors met the established criterion.
Regarding Fassilis’ report, although Glasberg had no reason to believe that
Fassilis’ scoring of the Direct Ob servation Form was incorrect, she found that her
summary of the results “seemed inconsistent with the amount of redirection” to task
noted in Fassilis’ report. Glasberg further found that Fassilis made “recommendations
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for the home that didn’t match what was in place in school ,” and Glasberg “wasn’t sure
why they were different.” Glasberg reported that, although the summary in Fassilis’
report “indicated that the practices in place at school were effective, different strategies
were recommended for the ho me.” For example, multiple vocal prompts were used at
school to keep R.T. on -task, and Fassilis recommended one vocal prompt followed by
non-vocal prompts at home, and school was responding to silly behavior and slouching
with multiple vocal prompts, but Fassilis recommended ignoring the behavior at home.
The summary in Fassilis’ report states that R.T. is not exhibiting any behavioral
difficulties in the classroom and he is able to function appropriately and learn. Glasberg
noted that, while Fassilis ma y be focusing on disruptive behaviors when stating this
conclusion, her report described the need fo r a lot of prompting to stay on -task.
Glasberg testified that the “recommendations that the behaviorist is making seem
reasonable,” but opined that “somebo dy needs to train the parent in these issues ,” and
“it would be hard for a parent to read it and know how to do it.”
Glasberg observed R.T. in the general -education classroom during lunch and
recess; a general -education classroom for math for approximat ely fifteen minutes; and
a pull -out special -education classroom for an extended math period. Brennessel
accompanied Glasberg on her school observation. Glasberg was not permitted to ask
the teachers questions and was told that she could present questions in writing to
Brennessel for R.T.’s special -education teacher, Ms. Hamilton (Hamilton) . Brennessel
informed her that school -wide positive behavioral supports were not yet fully in place,
but some strategies had begun to be implemented this year as a resp onse to the
direction of a new administration member. Brennessel also advised that she personally
offers social -skill intervention for R.T. through a weekly group of five students who all
have social-skill challenges. Regarding her observation at school, Glasberg testified:
[T]he thing that I remember the most from that day was it
was difficult to watch, to be honest with you . . . . [T]he kids
were not very nice to [R.T.], and the teachers didn’t
intervene, and . . . Brennessel shared that it wasn’t h er role,
. . . but I think she agreed . . . . She also saw the same
things I saw, which was good that we were together . . . .
[R.T.] would initiate to kids, and they would turn their back,
they would ignore him, they wouldn’t respond to him . . . .
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He would be pleading with them, “Please stop ignoring me. ”
It was everybody . . . . It was every kid he initiated to, and
he would be pleading with them, “Please stop ignoring me.
Please talk to me. ” And then when they ignored him, he
would do like some h and play. It was upsetting to watch,
and he . . . would sort of stim a little bit. That’s when the
hand motions came out, was after kids would ignore him,
and that was during lunch and recess.
Glasberg observed R.T. during lunch and recess; both were h eld in the general -
education classroom. Due to the weather, outdoor recess was cancelled. Glasberg did
not notice a distinction between recess and lunch. According to her report, the
classroom included approximately twenty-four students and a lunch aide, who remained
at a desk in the front of the room and was not observed to interact with the students
other than an occasional greeting. Glasberg collected data during a randomly selected
five-minute period regarding whether R.T. was “on -task” (defined as either eating lunch,
interacting appropriately with peers, or appropriately carrying out tasks related to lunch
such as throwing garbage away) or “off -task” (other behavior). Peer -comparison data
was also collected. Both R.T. and the peer were on -task 100 percent of the intervals.
Glasberg collected data during a second randomly selected five -minute period
regarding social interaction. R.T. interacted with students 40 percent of intervals while
the peer interacted 100 percent of the intervals. In addit ion, 30 percent of R.T.’s
interactions “were initiating to kids who were ignoring him [s]o they weren’t successful
interactions.” R.T. had 10 percent of the intervals with successful interactions and the
peer had 100 percent. Between 12:20 p.m. and 12:48 p.m., R.T. initiated to peers
using appropriate language at least fifteen times (fifteen instances were observed and
recorded, but because Glasberg spoke to Brennessel very briefly additional initiations
may have been missed). His appropriate initiations ranged from, “What are you guys
doing?” or “Did you see ‘America’s Funniest Home Videos’ ?” to pleading not to be
ignored, e.g., “Can I please hang out with you guys? Please, please answer me!” Of
those fifteen appropriate initiations, peers responded twice; on one occasion R.T. asked
if a peer was leaving and the peer replied, “yes.” Although R.T. approached multiple
students, each student ignored him. R.T. was observed to engage in hand waving and
noncontextual vocals on five occasions, each preceded by a pleading initiation that had
been ignored.
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Glasberg had asked for a peer for purposes of obtaining a normative sample and
believed that it is “really important to get normative comparison data.” She relayed to
Brennessel that she did not want the pe er to be the best- or the worst-behaved student,
but a typically behaved student , and a boy was nominated by Ms . Price (Price) through
Brennessel. After Glasberg collected data at lunch/recess, she was “disappointed” to
learn that the other student was a special-education student because she “would have
liked [R.T.] to achieve typical ,” and that is what she was “trying to compare him against
for that room, which was filled with typically developing kids.” Glasberg testified that,
although R.T. initiated t o peers, “the part that he failed on was recognizing who to
initiate to ,” and R.T. was aware that he was not being received. Some of the fifteen
instances were to two boys who R.T. later identified to Glasberg as his best friends , and
“those kids were hor rible to him.” R.T. “really had trouble determining who his friends
were.” The fifteen instances involved “multiple students” and “different groups of kids
throughout the room.” They all ignored him, and it was not “uncommon” for a student to
turn their back to R.T. when he approached them. Glasberg did not know whether
those students had disabilities or social issues of their own , but noted that it was a
general-education class and she would assume that the bulk of the students were
general-education students.
After lunch, Glasberg observed R.T. in a general -education math lesson. A
group lesson in ma th was initiated and led by Hamilton, which involved a minute or two
of large -group directions followed by independent work. During a randomly selected
five-minute period of the lesson, Glasberg collected data indicating whether R.T. and a
peer were “on -task” (defined as oriented toward task or instructor, either silently facing
teacher if lecturing or actively completing work on worksheet) or “off -task” (other
behavior). R.T. was on -task 0 percent of the time; the peer was on -task 100 percent;
R.T. did not complete any of the assignment (i.e., a work sheet); and he was given
general redirection (e.g., “Get Started”) on three occas ions. After the workshe et, Price
did a brief math lesson and R.T. attended to the group instruction. Both R.T. and the
peer attended 100 percent of the time. No individual praise or redirection was offered
to R.T., but group praise and neutral redirection (e.g., turn your book s to a certain page)
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was offered four times each. During the five minutes, R.T. had seven group -based
opportunities to respond and one individual opportunity (e.g., he was called o n and
answered correctly). Price then initiated a clock exercise on the bo ard. She pulled a
number for a student to complete the activity. She asked, “Who is 21?” A peer replied
that it was R.T.’s number. A collective giggle ran through the room. A student said
something that Glasberg and Bre nnessel could not hear, and Price laughed. A student
called out, “Go [R.],” and R.T. was asked to put the time on a clock on the board.
Glasberg testified that this “was a strange interaction.” The students laughed when
R.T. was called on, a student made a comment, the teacher laughed , and the students
cheered for him and did not cheer for other students.
R.T. then went to the pull -out math group , which started with four students and
one teacher and increased to five students. A computer -based fluency dril l was
initiated firs t, and Hamilton encouraged the students to try to beat their best score.
Each student called out their score and expressed excitement about beating the score.
R.T. actively participated in this conversation and peers responded to his comments
appropriately. During a randomly selected five -minute period including the fluency -
based activity and the instruction and discussion of scores leading up to this activity,
Glasberg collected data as to whether R.T. and a peer were on -task, and both were on-
task 100 percent. Students wer e then called to work 1:1 with Hamilton to review
homework. R.T. worked with Hamilton for seven minutes, during which he had twenty -
two opportunities to respond. He was on -task 100 percent of the time. Although R.T.
was on-task, he required prompting to get the correct response for four out of five (80
percent) of the questions presented. The next two students to check homework spent
only two minutes with Hamilton, reviewing only three questions each. One student had
100 percent c orrect responses and the other had two out of three correct. From 1:37
p.m. to 1:52 p.m., R.T. was expected to work independently on the computer while
Hamilton met with other students. He was supposed to watch a video on his computer
and then complete m ath problems. He completed zero work during this period. He
spent the majority of the time watching a classmate’s computer and spent the final
three minutes of the activity playing with his hands (walking them on one another).
During this fifteen minute s, Hamilton twice called to R.T. (e.g., “I see you there” or “Are
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you okay?”) He responded “yes” but did not return to task. The group instruction then
began again. When the teacher asked the students to put away their Chrome books,
R.T. complied but engaged in a noncontextual vocal and a stomp while walking back to
the desk. The group then worked in pairs to solve math problems based on rolling the
dice. Each student was given a white board and a marker. When R.T.’s board was
missing a marker, the peer said, “[R.] needs a marker.” While working together, the two
students laughed together often (e.g., after R.T. would make a fake sneeze), and she
helped R.T. with his work (every equation). When Hamilton asked them to stop for a
coding activity, R.T. s aid, “But we are having so much fun.” Glasberg testified that
special-education class had “a much more positive feeling” and “positive culture” than
the other classroom. The students “were kind to each other,” “they worked together,”
the teacher “praised ” the students , and R.T. “did really well” during the period that he
worked with a “buddy.”
Hamilton reported that R.T. is showing improvement in her classroom utilizing
the current systems that she has in place. Particular areas that she reported as in need
of improvement included “frustration” (which she defined as “inattention, staring into
space, or saying ‘I don’t get It’”) and “inattention” (which she linked w ith “staring into
space”). Hamilton described the interventions currently in place in her classroom as
offering breaks, structure, routine, and consistent expectations. She described breaks
as standing up to get some water or standing by his desk. Glasberg noted that this was
not observed during her hour -and-a-half observation. Hamilton reportedly had in place
a general reward system for the entire class, which Glasberg also did not observe. The
teacher described the period of the observation as typical. Regarding the teacher’s
advice about R.T. showing improvement, Glasberg did not recall seeing data and
stated, “[u]sually, you would measure that.”
Glasberg conducted a home observation after her observation at school. She
interviewed Mrs. T. and the siblings. At home, R.T. “had a lot of difficult behaviors, both
reported and observed,” and the siblings “had some difficult experiences with him.”
Aggression was reported and the siblings were worried for their safety. The brother
relayed that he has been slapped and punched by R.T. The sister expressed
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frustration with R.T. being too lo ud, having meltdowns in public , and interfering when
friends came over. The sister explained that she can’t really tell him “no” about
anything or he will have a meltdown. The siblings “were very emotionally upset about
the kinds of social things they sa w at school.” They had seen and reported “similar
things that [Glasberg] saw in class about how [R.T.] is treated” by classmates. The
sister reported that she had gone to the guidance counselor about it at one point and
the brother had his friends look o ut for R.T. Mrs. T. relayed that homework completion
is the biggest challenge at home. She “shared that homework completion was a big
source of anxiety for her, because she’s aware that he’s not getting his homework
done, and so . . . that makes things w orse.” Glasberg reported Mrs. T.’s advice that
R.T. will grow dangerous when pushed to complete assignments , including dropping or
throwing glasses or punching siblings. He may also punch his brother if he does not
like the outcome of a game. He may hav e a “meltdown” if he does not “get his way”
including yelling, hand -flapping, and loud laughing or burping. Mrs. T. relayed an
example of R.T.’s refusal to get on a train at Penn Station in New York because it was
not a double -decker train, and it was “a big scene out in public.” Mrs. T. reported that
R.T. insists on bouncing a ball constantly in the house and becomes agitated if it is
taken away. He also refuses to brush his own hair or teeth, to shower independently , or
to put deodorant on. R.T. frequ ently puts his hands in his pants in public. These
behaviors keep them from eating at various restaurants (he has a meltdown if they go
to a restaurant he does not prefer), and from having friends over for the kids (other than
those that know the family w ell). When Glasberg spoke to R.T., he did not grasp these
concerns. When asked what he most needed help with, he answered, “writing in
cursive.” He became agitated when Mrs. T. expressed concerns about behaviors in
front of him (e.g., asking him to shar e how he feels about showering) and demonstrated
this agitation by repeatedly forcing his hand over her mouth and yelling to stop telling
Glasberg things.
During her observation, R.T. was “very difficult to redirect” and his behavior was
“difficult.” Du ring free time, R.T. was observed to mostly play video games with his
brother. As R.T. spoke to his mother for one reason or another, she consistently
demanded he follow household rules (e.g., eye contact, asking for things himself,
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saying ex cuse me after a burp, etc.). Mrs. T. also consistently praised R.T. for
appropriate responses (e.g., thank you for coming when I called you). R.T. bounced a
specific ball at each moment that he was not playing a video game. Glasberg asked
Mrs. T. to have R.T. give h er the ball. Mrs. T. had previously reported to Glasberg that
R.T. would have a meltdown. Glasberg wanted to confirm the report to see if it
happens and to see how Mrs. T. responds because part of the functional assessment is
to look at the consequence. In response to Mrs. T.’s request for the ball, R.T. bit his
hand twice; hit his head; threw cups and a board game; referred to himself as “a weird
kid”; and threatened to punch himself. The episode lasted approximately five minutes,
after which his behav ior stopped and R.T. laid silently on the couch. After
approximately two minutes, Glasberg instructed Mrs. T. that she could return the ball.
She could not recall whether R.T. had handed the ball to Mrs. T., or had thrown the ball
at Mrs. T. , or she had taken the ball. After the ball incident, Glasberg asked to see
homework completion. Mrs. T. called R.T. over to start. After twenty -six minutes, R.T.
had glanced once at his work from a distance, but still had not started his homework.
During this peri od, R.T. was walking around the room and glanced at the page while
walking by; he yelled repeated protests about the homework; and he twisted the skin on
Mrs. T.’s arm. He apologized to Glasberg for yelling at his mother in front of her but
continued yelling at her. During this twenty-six minutes, R.T. also put his hand down his
pants twice until redirected by Mrs. T. not to do that in public. Mrs. T. offered that
homework would be quick ; she tried counting down, setting a timer, and offering Xbox
as a r eward. Mrs. T.’s verbal prompts, visual prompt , and offer of a reward failed to
lead to R.T. starting his homework. To assess whether these behaviors might be
occurring due to the difficulty of the task, Glasberg modified the task, “made the work
easier,” and created a simpler version of the questions on the sheet (e.g., one-digit
rather than two-digit subtraction). She told R.T. that she had made him a new sheet, he
looked at the sheet, and he completed it correctly within one minute. For language -arts
homework, Glasberg offered to scribe for R.T. He immediately completed the sheet,
requiring support via helping him sound out words and correcting his spelling, as well as
using Google to look up the plurals of certain words. At the end of the language -arts
homework, R.T. again had his hands in his pants and was redirected by Mrs. T.
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Glasberg had a telephone conversation with Saylor , and was aware that Saylor
previously worked on behalf of the District providing a home program to R.T. Saylor
relayed that she came out roughly once a week to help R.T. with academics. She
reported that R.T. requires more ABA services in order to make gains in his academics
and to improve social skills. Glasberg asked Saylor how she was getting R.T. to do
homework, because he was avoiding work at school and was difficult with his mother.
Saylor relayed that behavior problems had previously been much more significant for
her, but she has implemented a variety of interventions since she began working with
R.T. when he was five years old. These strategies have included the use of a token
system, social stories , and self-management programs. She currently works with him
around building reading fluency. Current strategies she uses are providing antecedent
choice (of what t o read), goal setting (use of a timer with the aim to beat a certain
score), and attention for on -task behavior, along with very structured sessions. During
her observation, Glasberg did not observe these strategies being used by Mrs. T.
Glasberg was not aware of what training the parents may have received, including
whether Saylor was providing parent training.
Based upon her data collection, observations , and interviews, Glasberg opined
that R.T. is in urgent need of behavior -analytic services both at home and in school,
and he will not be able to make any progress academically, socially, or in terms of self -
help/life skills without skilled intervention to reduce interfering behaviors and build up
academic and social skills. According to her report, of particular concern is the
sexualized behavior, which might be frightening to peers if R.T. ultimately generalizes
these responses to school.
Glasberg recommended climate -based interventions. She explained that
research shows that “climate affects ac ademic gains as well as social gains and
behavioral issues.” Glasberg opined that “school climate is really important ,” and she
did not believe “that climate was working well” for R.T. She provided examples of
specific intervention recommendations to imp rove classroom climate : using the
children’s book “How Full is your Bucket?” as a framework for teaching students to
exhibit certain pro -social behaviors (as described in her report ) and class -wide
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instruction on specific behaviors to be practiced and rew arded (e.g., reward tickets
would be issued “catching students being good” or exhibiting the specified pro -social
behaviors and the tickets would be entered into a lottery for a larger prize at the end of
the week). Glasberg opined that the following stra tegies to address climate should be
put in pIace as minimum requirements: (a) class -wide policies regarding inappropriate
social behavior (e.g., exclusion, ignoring, teasing), which should be explicitly prohibited
and a consequence system should be create d for when these behaviors are observed;
(b) the classroom teacher should be careful to model inclusive and respectful
behaviors, including highlighting each student ’s successes, treating each student as
equal (e.g., expecting them to follow directions and providing the same type of praise as
is given to other students), and avoidance of teasing or denigrating students, which
Glasberg noted that R.T.’s special -education classroom definitely had in place —his
general-education classroom was not observed long enough to identify teacher
contributions to climate , but it was unclear why students and the teacher laughed as
R.T. was called to the board; and (c) the lunch aide should be responsible for enforcing
classroom cultural guidelines during lunch , and she sho uld walk around and supervise
student interactions, praising acts of kindness and redirecting acts that violate
classroom policies.
Glasberg recommended social -skills instruction and listed specific skills for
further instruction (i.e., identifying when a peer is interested or not interested in
interacting with you; responding to cues regarding an interest in interaction or not;
identifying receptive peers when available; and, if there are no receptive peers, how to
occupy time during lunch/recess). Glas berg opined that R.T.’s stereotypic behavior
(e.g., hand flapping, noncontex tual vocals) required further assessment. She noted
that this behavior may be addressed by skill acquisition relevant to responding to peer
rejection.
Glasberg recommended the u se of a social -skills group as part of the
intervention. She recommended redesigning the social -skills group as a lunch/recess
club (e.g., music club, library club, etc.) involving typically developing peers , so it
“wouldn’t necessarily look to the kids l ike they’re in a social -skills group.” Glasberg
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testified that “by having it be with peers, not only would [R.T.] have more typical role
models, but the person facilitating the group would be able to facilitate the interactions
between R.T. and the peer” and the students “might find they have something in
common and they can form friendships.”
Glasberg recommended strategies to increase R.T.’s on -task behavior at school
and at home. She noted in her report that although Fassilis’ FBA states that R.T. ’s on-
task behaviors were improving with the current interventions, it is impossible to
accurately draw this conclusion without ongoing data documenting whether the
behavior is in fact worsening or improving. Glasberg opined that it is necessary to “take
data to confirm a teacher’s subjective impressions.” She explained that it is not
“uncommon” for a teacher to “misjudge with a subjective experience.” She described
that a teacher may have a good week and think it is working, or a bad week and think it
is not working, but the trend overall is good or bad. Glasberg would treat a teacher’s
advice that a student required a lot less intervention at the end of the year “as a
hypothesis” and not “as a conclusion.”
Regarding on -task behavior, Glasberg opined that a behavior analyst should
regularly monitor, graph, and analyze R.T.’s on -task behavior and work with teachers to
develop instructional strategies that positively impact this behavior. R.T. was off -task
completely for at least twenty minutes of the hour-and-a-half academic portion of her
observation, which Glasberg stated will significantly affect his skill acquisition. Glasberg
found that R.T. was most likely to be on -task during activities with high rates of
opportunities to respond , and recommend ed restructuring lectures, independent work ,
and computer activities to include some type of response requirement such as working
with peers, chorale responding during lessons , and calling on him for examples and
questions. She noted that the activity whe n R.T. was partnered with a peer led to both
high rates of on -task behavior and a positive affect. R.T. also responded well to the
task that had a specific goal. Glasberg recommended setting specific goals and
providing peer attention for a variety of ta sks. Glasberg found that R.T. responded well
to praise. The positive -behavior-support literature indicates that praise supports on -
task behavior and suggests a rate of four to five praise or positive statements for each
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redirection. Glasberg recommended that the teachers work with a behavior analyst for
strategies to achieve these ratios as well as monitoring the success of these strategies.
Glasberg found that homework completion was achieved when tasks were modified.
She recommended an educational, a chievement-based evaluation to see “if the work
was at the right level for him ,” and noted , “we saw him avoid work in school, and we
saw him avoid work at home.” Glasberg stated that instruction should be differentiated
to meet R.T.’s needs , and assignmen ts for both school and home should include
modifications and supports. At home, simplifying the task and scribing were effective.
Glasberg recommended “parent training and support around homework
completion, just for academics, because [R.T.] couldn’ t possibly do homework with the
current behavioral issues.” Glasberg opined that the issue with homework was “a
behavioral issue,” which was “[v]ery extreme, not typical behavior interference with
homework.”
Glasberg recommended restricted -access intervention. She reported that
significant behaviors were noted at home in response to restricted access to preferred
items. At school, while not noted as a problem, R.T. stomped when asked to return his
computer. Glasberg opined that a behavior plan m ust be created to address this
behavior, at least at home, and parents must receive training and support in this
implementation to avoid safety concerns for family members and to prevent R.T. from
requiring extremely intense services as an adult. Glasberg noted in her report that as
R.T. experiences people giving him what he wants to avoid meltdowns, this behavior
grows more and more likely to generalize.
Glasberg found that R.T. is not acquiring necessary self -help skills such as
hygiene-related tasks a nd is not discriminating between public and private venues for
sexual behavior. She opined that it is urgent that these home issues are addressed by
a behavior analyst , including assessment, development of a behavior plan , and parent
training. Glasberg f urther opined that home support should involve the siblings so that
they may increase their sense of safety and confidence in their interactions with R.T.
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No District representative contacted Glasberg after her report and before the
April 29, 2015 , IEP m eeting or after the IEP meeting. Heyman works as a
subcontractor for Glasberg. Glasberg supervised and guided Heyman with her reports.
Glasberg provided a copy of her report to Heyman; discussed Heyman’s observation
and recommendations before she issued the reports; and approved Heyman’s
recommendations, which are also Glasberg’s recommendations. No District
representative contacted Glasberg to discuss Heyman’s reports and she was not aware
of any IEP meeting held to review the reports. Glasberg explained why, unlike Heyman,
she did not include a specific number of hours with respect to home programming,
BCBA oversight , and parent/sibling training. She described her experience of
collaboration with the district after a private evaluation is submitted t o work together to
create a plan moving forward, which ultimately would be included in an IEP. Glasberg
testified, “So when I’m collaborating with the District, my ideal first before putting
specific numbers is let’s work together and see if we can come u p with something that
will meet our objectives well, but since that didn’t happen . . . [and] after the first report,
since there wasn’t a relationship developed, I thought I would do . . . [the second report]
more as an independent [than] with an eye towards collaboration.”
Glasberg stated that her report “was the initial steps of a functional assessment”
because she did not “have enough data to make conclusive identification of the actual
function” of the behaviors that she observed. She noted that “th e intervention required
at the home, was going to be extensive . . . because it was very complex behaviors”
and “it was a lot of work to be done.” Glasberg opined that R.T.’s behaviors at home
are related to school. She included recommendations for the s chool “because they’re
related to the behaviors you’re seeing at home.” She explained that research exists
that “you can’t make academic progress in a situation where their climate is not working
for you, where it’s not a good match [s]o if he can’t learn the content in school, when he
goes home to do the homework, he’s going to have behavior problems.” Glasberg
opined that an adjustment in the school environment “would contribute to improvement”
with the home issues, but added, “you’d still need to adjus t those antecedents and
consequences at home. You can’t just change them in one place. Again,
generalization . . . . The parents would need training of how to carry things over from
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the school environment.” She opined that R.T. “needs very skilled inte rvention” at
home. The strategy she recommended to help the parents with R.T.’s behaviors “is
that they get help,” noting that it is “more than a one-shot visit.”
During Glasberg’s observation at the home, she did not observe a behavior plan
being implemented or the use of a token system. Regarding whether a token system
would be appropriate for a student like R.T., Glasberg testified, “So it’s not that it’s
inappropriate. I think it’s great. But . . . when I would do a functional assessment . . .
what I look at is the motivation, the antecedent, the behavior and the consequence . . . .
It wouldn’t be a Band-Aid I could stick on it and think, ‘ [R.T.’s] going to get better if he
has a token system.’ However, I think it could be helpful.” She believ ed that a token
economy or reward system would be appropriate notwithstanding R.T.’s age because it
can look different at different ages (e.g., earn video -game time). Glasberg did not
recommend a set reward system at the home , “[b]ecause I don’t think we’ re there yet.”
She explained, “I wouldn’t know what to tell her to reward [b]ecause he has so many
steps,” and “the situation was such that [Glasberg] would definitely recommend
consultation for them because it was a difficult situation.” For example, at the time of
her report R.T. was not showering independently. Glasberg did not know why R.T. will
not take a shower, and an assessment is needed to identify why he is not showering. A
behavior analyst needs to work with R.T. over time to find out whether he lacks the
skills or if it is due to other reasons (e.g., for attention, avoidance of other tasks).
Glasberg would not know what to tell the parents to reward because she does not know
where R.T. is at with showering (e.g., should he be rewarded for wa lking in the
bathroom, or getting undressed—where does it break down?).
Regarding whether Fassilis’ recommendation of having a structured and
consistent schedule daily for homework required parent training, Glasberg testified, “It
depends on what she mea ns by that. I know what I mean when I say that . . . . I don’t
know if that’s the same thing that she means . . . . Does she mean, like, on a clock?
It’s a reasonable recommendation for somebody to go [to the] home . . . and help them
set up what she m eans.” Glasberg further did not know what Fassilis meant by a
“structured” schedule. She noted that the parents have two other children who are both
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involved in activities , and she would “want Mrs. T. to work with a behaviorist to say,
‘Okay, here’s how you tackle it if you have different demands on different days. Here’s
how you can set it up for R.T. . . . . Maybe use pictures on a schedule . . . . There’s a
hundred ways that [a] consistent schedule could look.” Glasberg agreed that a parent
could review with their children the schedule for the day , but indicated, “you might need
help if you have a kid like R.T., figuring out how to convey that to him” (e.g., do you say
it to him orally, write it on a list, make a picture). Glasberg noted that she m ust “go in
people’s houses and get them a consistent and structured schedule,” “it’s different for
every person ,” and she “can’t hand them a note that says that.” Glasberg did not
observe a set schedule for R.T. during her observation.
Glasberg had not previously seen the documents identified as Saylor’s home
binder, which she stated is not an ABA binder. Saylor informed Glasberg that she did
not keep a bi nder, probably knowing that Glasberg would have been looking for a data
binder with instructional p rograms. Glasberg saw in the documents a task analysis for
a shower (i.e., breaking down the steps of a shower). She did not see any data for
showering. Glasberg was not surprised that Ehrlich concluded that R.T.’s in -class-
support social studies class in sixth grade was an appropriate placement , stating, “I
never thought that it wouldn’t be an appropriate placement.” She was not aware that
R.T. had been offered an ESY program that involved social -skills training in the June 6,
2013, IEP, which the pare nts declined. Glasberg agreed that after Mrs. T. counted
down for R.T. to do homework, no consequence was imposed, and it is expected that
there will be a consequence. There was no consequence after the use of the timer ,
and Mrs. T. then offered Xbox as a reward, which was not “a good idea.” Glasberg
noted that this is why she recommended parent training. At the time of her report and
as of her testimony, Glasberg was not aware of any inappropriate, sexualized behaviors
by R.T. in the school. Glasberg and Heyman did not observe any such behaviors in
school and, based on those two observations, R.T. did not generalize those responses
to school.
Glasberg agreed that certain items in R.T.’s April 29, 2015 , IEP align with her
recommendations. She agreed that “Use peer ‘helpers’ to motivate [R.T.] to complete
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assignments in a timely manner,” “School -wide positive behavioral supports (i.e.,
‘character counts,’ ‘bucket filling’)” and “Class -wide behavior motivation plan” (as set
forth in the “Description of the positive supports/interventions including the conditions
under which the supports/interventions would be implemented” section of the IEP), and
“Provide opportunities for peer -pairing and peer -attention,” “Break down tasks into
manageable units,” and “ Simplify task directions” (as set forth in the “Modifications and
Supplementary Aids and Services in the General Education Classroom and/or Special
Education Classroom” section) align with the recommendations in her report. Glasberg
stated that the items “Modified homework” and “Extended time for task completion, if
needed” do not conflict with her recommendations and would align with them, provided
that there is an evaluation regarding how to modify the work according to R.T.’s specific
needs. Regarding h er recommendation concerning class -wide instruction on specific
behaviors to be practiced and rewarded (e.g. , a reward system using tickets), Glasberg
agreed that Heyman observed the utilization of a positive -behavior support system in
the classrooms she observed. Glasberg testified that the school “had some nice things
in place” at the time of Heyman’s observation, such as a higher rate of opportunities to
respond and the class -wide system. Glasberg believed that R.T.’s behavior in school
looked better in Heyman’s report. There were “strategies that are behavioral in nature”
that are now in the 2015 IEP and Heyman’s report indicates that the school “had
strategies in that classroom in place that were behavioral strategies,” and Glasberg
“believe[d] those strategies are likely why [R.T.] looked better.”
Glasberg opined that “you saw less progress” and “less of a difference” in the
home environment between her observation and Heyman’s. She also noted that
Heyman “jumped in and helped sometimes,” such as the conversation about not going
out to dinner, and Glasberg did not “know what would have happened to that restricted -
access situation if [Heyman] didn’t jump in.” Regarding the statement in Heyman’s
report that Mrs. T. shared that homework completion ha s improved from a year ago but
it is still a struggle, Glasberg noted that R.T. then had a Chromebook, and she could
not say that there was behavioral improvement during homework completion with his
parents, because the same demands are not there. R.T.’s behavior was also better
when Glasberg scribed for him and took the demand of writing away. Based on the two
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observations, Glasberg opined that there was “not a great amount of progress at
home,” and R.T.’s progress at home was “not fantastic” and was “insufficient.”
Glasberg stated that she is not fluent or an expert in “Rethink.” She has only used it for
discrete-trial kinds of programs with students and teachers. Subject to that caveat,
Glasberg did not believe that “Rethink” is an appropriate substi tute for a trained
behaviorist working in the home in this situation. She opined that the parents need
someone to create a program with them, model the program, coach as the parents
implement it, and then check back and maintain the integrity of the progr am by taking
data on the parents ’ implementation of the intervention. To her knowledge about
“Rethink,” there is nobody that will observe the parents ’ implementation of a program
and give feedback on it. In addition, certain aspects of the behavior inter vention must
be customized, and a behaviorist must design the necessary program and would need
to work with the family to help set it up. Glasberg “wouldn’t call a skill mastered . . . until
[an individual] can do it in all the settings where they need to use the skill.” For “a skill
to be mastered, that you truly obtained the skill or acquired the skill , you should be able
to use it where you need to use it.” Based on the reports by her and Heyman, R.T. “did
not improve his behavioral skills at home in the way that he did at school , so [Glasberg]
would say that he did not generalize those skills.”
Celia Heyman
Heyman was admitted as an expert in autism and conducted a home
observation and school observation when R.T. was in sixth grade. She is a BCBA
and hold s a master’ s degree in applied psychology -applied behavior analysis.
Heyman has been a behavioral consultant with Glasberg Consulting Services since
June 2014 and provides behavior analytic services with Above and Beyond . She
also provides consu lting services to a public school district and a State-approved
private school for the disabled. At the private school, Heyman provides behavior
analytic services, classroom intervention , and positive-strategy support. The one-to-
one behavior analytic sessions include programs such as executive functioning, self-
regulation, emotional management , and discrete -trial instruction in the areas of
academics and adaptive life skills. (See P-4.)
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Heyman conducted a home observation on March 10, 2016 , and pre pared a
report regarding her assessment. (P-52.) The family requested the follow-up
observation due to a number of challenging behaviors that R.T. reportedly continued to
exhibit at home, which were described as interfering with homework completion,
independent adaptive life skills and hygiene tasks, successful social interactions
with peers and family members , and participation in community activities . Heyman
explained that the “request was to update . . . [R.T.’s] performance and how R.T. was
doing at the home because of social-interaction issues, as well as being able to conduct
. . . his own independent adaptive life skills . . . [and] the family ha[d] reported that
sexualized behaviors were still being emitted and of concern .” A summary of Heyman’s
report of her interviews and observations follows.
Heyman interviewed Mrs. T. and R.T.’s siblings at the home. Mrs. T. reported
that homework completion had improved from a year ago, but it is still a struggle for
R.T. R.T. “ still has problems with hom ework completion but is having less intensive
meltdowns since being in middle school and using the Chromebook that is provided by
school. He is able to type more, write less, and assignment s are often on the
Chromebook.” She relayed that the home therapi st continues to work on reading using
Soar to Success curriculum and sees R.T. twice a week for two hours each session.
Mrs. T. stated that R.T. stopped bouncing the ball in the past two weeks because of the
puppy the family recently got , and R.T. still requires support to complete hygiene tasks .
Mrs. T. must brush his teeth , and he “will engage in a lot of problem behaviors such as
tantrums” when asked to brush his teeth. R.T. is not independently showering. Mrs. T.
reported that R.T.’s inappropriate s exualized behavior was still occurring , and he
requires multiple prompts and redirection to stop. There had been no reporting of R.T.
engaging in sexualized behavior from the school. Mrs. T. advised that R.T. does not
have any friends of his own; he just recently got very interested in sports in the past two
years; and he does not participate in sports or other recreational activities with peers ,
but has been taking private baseball lessons. She described that R.T. has aggression
at times towards his bro ther. He has less aggression with his sister , but has been
rough with her if she is in his way during one of his tantrums. Mrs. T. also shared a
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recent concern regarding R.T. engaging in tantrums when asked to get up in the
morning for school (i.e., “I would wake [R.T.] up at 6: 30 a.m. and again at 7 a.m. [R.T.]
would run and scream up and down the stairs because he has to get out of bed for
school. He would tantrum on average once every two weeks .”). The sister relayed that
R.T. has been less violent with her, but he still gets upset and would throw things or hit
her, and that she is “afraid of him when he has tantrums because he would throw
things.” R.T. had hit her about a week and half ago when she took the dog from him.
She indicated that she wou ld include R.T. with her friends wh en they went to the same
school, and R.T. “ struggles to make friends. He thinks he makes friends, but they are
not really his friends.” The brother relayed that it is hard for R.T. to control his
emotions, and stated, “ It’s kind of scary. I was bringing [the dog] upstairs and he
walked into me by accident. He punched me.”
R.T. was watching television in the family room when Heyman entered the home,
and Heyman and Mrs. T . talked in the kitchen. Mrs. T. introduced He yman to R.T.,
prompted him to greet her , and R.T. complied. Heyman asked R.T. what he was
watching, he replied, and Heyman asked R.T. if she could watch with him while waiting
for his mom , and R.T. complied. She asked questions about the show and R.T.
responded to the questions , but he did not turn around and look at her. At one point
during the interview with Mrs. T. about R.T.’s recent interest in sports, R.T. came in the
kitchen and conversed with Heyman on the Yankees, Rutgers’ football team, and other
sports-related questions. After the interview with Mrs. T., Heyman asked to see how
R.T. does with homework completion. Although there was no homework assigned on
that day, Heyman requested that Mrs. T. ask R.T. to come to the kitchen table and
present demands. Mrs. T. asked R.T. to check his Chromebook for any assignments
and emails from his teachers. R.T. did not comply with Mrs. T.’s request. Instead, he
continued to play with his dog and asked why he needs to do this. After six minutes
had passed and multiple prompts, R.T. grunted but came to the kitchen table and
signed onto his Chromebook. He showed Google Classroom pages to Heyman and
commented on the teachers for his subjects. Heyman presented a three -digit addition
problem requirin g carry -over. R.T. responded, “Why are you making me do work?”
Heyman responded, “Let’ s see how you do. You can ask for help if you need it.” R.T.
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complied and computed the problem correctly. Heyman presented a three -digit
subtraction problem requiring borro wing, which R.T. computed correctly. Heyman then
presented a multiplicat ion problem and R.T. screamed, “ Why are you making me do
this? I don’t know how to do it!” Heyman responded, “Let’s take a look at the problem
and you can ask for help if you don’t know how to do it.” R.T. looked at the problem
and wrote, “don’t now” (instead of “don’t know” ). Heyman worked through the problem
with R.T., he completed it , and she and R.T. excha nged “fist pumps.” Heyman then
asked R.T. to write a paragraph on his fa vorite football team and why. R.T. worked on
his paragraph independently. Heyman asked R.T. to wait until she was finished talking
to his mom, to check if denied or divided attention would trigger problem behaviors.
R.T. waited appropriately one minute while Mrs. T. conversed with Heyman. Mrs. T.
asked R.T. to tell Heyman about the time he had a really bad day. R.T. got up from the
table, screamed “I don’ t want to talk about that —I’m not talking about that,” and walked
into the family room. Heyman est imated that R.T. returned to the kitchen within five to
fifteen minutes and R.T. had calmed down. Mrs. T. told R.T. that they would not be
able to go out for dinner as expected because of the siblings ’ activities; R.T. asked if
they could go out to dinner after the activities; Mrs. T. said “no”; and R.T. began to look
agitated. Heyman suggested going out to dinner another night; R.T. responded, “what
about tomorrow night?” ; and Mrs. T. agreed. Mrs. T. shared that they have been
working on problem-solving skills with R.T., and in the past R.T. might not have handled
the change in routine/expectations as well. Heyman testified that R.T. emitted some
instances of vocal expressions of not wanting to do homework, she provided various
prompts, and R.T. was abl e to be redirected. She believed that R.T.’s behavior
regarding homework was a combination of homework refusal and a behavior
manifestation of his autism.
Heyman talked with and observed R.T. alone in the family room; both Heyman
and R.T. sat on the co uch. R.T. reported that he likes middle school better and that the
kids are not mean like in his old school. When asked if he has friends, R.T. mentioned
the names of two boys who are i n the sixth grade as his friends (which Heyman noted
were the brother’s friends), along with the name of another boy in seventh grade. R.T.
talked about the Yankees, Rutgers football, and the Jets , during which he made eye
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contact with Heyman. Heyman took a time sampling of six minutes using Partial
Interval Recording of ten-second intervals on the reported sexualized behavior. An
occurrence is scored if R.T. places his hands on/or touches his gen itals at any point
during the ten-second interval. R.T. scored 70 percent of the intervals whereby he kept
his hand (palm down ) on his genitals (and occasionally rubbing back and forth) at any
point during the interval. In the fifth minute of the six -minute time sampling, Heyman
stopped short in the middle of her sentence, pa used, looked at R.T.’s hands, and made
eye contact wit h him. R.T. took his hands off his genitals and sat on them. Heyman
continued speaking and R.T. did not place his hands on his genitals again. Heyman
explained that the sampling she used is partial intervals, not a duration measurement.
She did a time sampling of six minutes with ten -second intervals. Any time that R.T.
engaged in inappropriate sexualized behavior in that interval is an occurrence. It is an
occurrence if he touches it one second during the ten seconds and it is an occurrence if
he touches it for a full ten seconds, so it is “not an exact duration ,” but it “does have an
estimation to how often a behavior is happening.” During Heyman’s interview with the
brother at the kitchen table, the brother requested that R.T. come and sit, and he asked
R.T. if he had talked to any girls in his class that day. R.T. got up, screamed, “I’m not
talking about that —don’t make me talk about that,” walked into the family room , and
threw the football on the floor intensely. The brother said, “oh no,” and put his arms
and hands up to cover his ears and head in a protective manner. When R.T. walked
back into the kitchen, Heyman commented on R.T.’s good effort to calm down. R.T
said, “I’m done right?” and proceeded upstairs to his room. R.T. complied with Mrs. T.’s
request to come downstairs to say goodbye to Heyman.
Heyman reported that aggression was reported by multiple family members , and
responses indicating expected aggression were displayed by the brother. She
observed sexualized behavior and no ncompliance coupled with outburst/tantrums in
response to academic demands or nonpreferred topics. In addition, R.T. lacks
competence in appropriate social skills and adaptive life skills. Based on her interviews
with family members and observations , Heyman opined that R.T. is need of home
services. She recommended individual social /emotional-skills training; group social -
skills training; adaptive -life-skills training; sexuality -education training; academic
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support; parent training; and sibling support, as more particularly described in her
report. Heyman recommended ten hours per week by a registered behavior technician
or direct therapist overseen by a BCBA (possibly Mon day–Thursday, two hours per
afternoon). She testified that “with direct instructio n, consistency is a key ,” and two
hours per day would “be great to address the areas of adaptive life skill[s], academic
skill[s], individual social /emotional regulation, and social skills ,” and R.T. could do four
days, and then one day on the weekend provide community-support instruction, social
skills, and sibling support. She also recommended four hours per month by a BCBA to
provide oversight of the home -instruction program (possibly two hours every other
week). Heyman explained that this supervision would include “program development,
program modification, taking data, teaching the direct person to take data, teaching the
person how to provide the direct implementation , and making tweaks along the way if
the performance of the learner does not reflect . . . meeting the goal and the mastery
criteria.” The BCBA would be the person responsible for taking the baseline on his
skills and problem behaviors and putting together program records to teach those skills
and to provide goals and objectives. The BC BA would also be reviewing data and
making data -based decisions as to needed modifications. Heyman further
recommended four hours per month by a BCBA explicitly to provide parent and sibling
training (possibly two hours every other weekend) , and that pare nt and sibling training
might be revisited in six months to determine if fading is possible due to behavioral
improvement and family skill development.
During her home observation, Heyman did not observe any reward system being
implemented or a token e conomy system or self -management program. She did not
observe certain behaviors noted in Glasberg’s earlier report ( e.g., bouncing the ball,
biting his hand, non -contextual c onversation) or incidents of aggression with siblings.
Heyman did not speak with Saylor or review any of her program documents and did not
know the extent of the programs that she was doing. She did not observe R.T. in the
community. Heyman did not recall if she was informed that R.T.’ s parents had
previously received parent training.
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Heyman conducted a school observation of R.T. in sixth grade at Woodrow
Wilson on May 11, 2016 , and prepared a report regarding her assessment. (P-58.)
She observed R.T. in four periods : daily living skills, two periods of English , and lunch.
Heyman only observed R.T. in his self -contained classes, which had five students.
Rhodes and Stickel accompan ied Heyman on her observation. Heyman took data on
R.T. and a peer for certain target behaviors, such as on -task, appropriate social
interactions, and sexualized behavior. Based on her observations and data collection,
Heyman did not have any concerns regarding R.T.’s behaviors in the self -contained
classes and she observed no sexualized behaviors. A summary of her report follows.
During the dail y living-skills class, samp le data for the first activity showed that
R.T scored 95 percent (21 out of 22) of the intervals as to o n-task behaviors and had
six contextual comments made to teacher. During the second activity, R.T. had 100
percent (9 out 9 opportunities) compliance to the teacher’s instructions; he made two
appropriate social in teractions with a peer; and he made eight contextual comments to
the teacher during the lesson. During the third activity, sample data reflected that R.T.
made four contextual comments t o the teacher and had 100 percent (6 out of 6)
compliance to the teacher’s instructions. R.T. transitioned in the hall way to his next
class independently. Heyman observed R.T.’s second and third periods , which were
combined for Engli sh with Mac chiaverna. Macchiaverna showed a video on
visualization strategy for reading comprehension; the students broke out to work on
their assigned tasks; R.T. moved to the computer to work on Reading Express; a
paraprofessional sat next to R.T.; and R.T. read the passage out loud. Sample data
showed that R.T had 97 percent of the intervals (32 out of 33) as to on -task behaviors.
R.T. moved to another part of the room to work on writing and worked independently
behind a cubicle divider for most of the intervals. Macchiaverna checked in with R.T. 21
percent of the intervals (6 out of 29). R.T. was engaging in appropriate behaviors on all
six intervals where Mac chiaverna provided attention. On intervals where R.T. scored
off-task, he was either looki ng at a peer talking to Mac chiaverna or at observers.
Sample data for this period reflected that R.T. scored 86 percent of the intervals (25 out
of 29) as to on -task behaviors. R.T. finished his writing and began typing his written
draft on his Chromeboo k. Sample data fo r this period reflected that R.T. scored 100
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percent of the intervals (9 out of 9) as to on -task behaviors. R.T. worked on prefixes
and suffixes on the Moby Max Index and selected to work on the computer. Sample
data for this period ref lected that R.T. scored 92 percent of the intervals (22 out of 24)
as to on -task behaviors and Macchiaverna checked in with R.T. on 25 percent of the
intervals (6 out of 24). Another sample data reflected that R.T. scored 95 percent of the
intervals (19 out of 20) as to on -task behaviors and Macchiaverna checked in with R.T.
on 15 percent of the intervals. Heyman found that during the classes R.T. engaged in
high occurrences of on-task behaviors, at times scoring higher than his peers. R.T. had
an overal l average of on -task behaviors of 94 percent. Other peer -comparison data
reflected that R.T. engaged in more contextual comments with the teacher during
lessons and a high percentage of compliance in the forms of fo llowing instructions
three–five seconds after instruction was given. R.T. had eighteen contextual comments
and 18 percent compliance. Heyman observed the Class Dojo s ystem being
implemented during Macchiaverna ’s class. Based on speaking to Macchiaverna and
his report of R.T.’ s performance, Hey man testified that the “Dojo reinforcement system
was something that was beneficial to . . . getting the right behaviors and performance of
R.T.” Heyman was informed that the Class Dojo system is only for the self -contained
classes and not available in the social-studies and science classes.
Heyman observed R.T. during lunch. Rhodes advised that Macchiaverna’s class
eats lunch with the seventh graders instead of the six th graders due to scheduling
reasons. During this observation, R.T. asked Heyman an d Rhodes if they would be
joining them to eat, and he greeted the gym teacher across the cafeteria. Another sixth
grader, who was not in Mac chiaverna’s class , joined the table. Rhodes commented
that the student might not be eating with the rest of the si xth graders due to a
scheduling issue. The peer sat between R.T. and the paraprofessional. R.T. and the
peer greeted one another but no other exchanges were made. During lunch, R.T.
helped a peer open a bag of chips. Data sample of ten minutes reflecte d that R.T. had
nine initiated or re ciprocated comments with adults. R.T. initiated six comments with
peers at the same table but only one was reciprocated by a peer at the table . Another
data sample showed that R.T.’s social interactions with adults and peers at lunch while
seated at the assigned table scored at 32 percent of the intervals (9 out of 28); his
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social interactions with an adult scored at 18 percent of the intervals (5 out of 28); and
his social interactions with peer s scored at 14 percent of the intervals (4 out of 28 , with
one occurrence attributed to a peer walking by R.T.’s table ). At one point, a peer from
R.T.’s table accidentally spit juice on R.T.’ s arm. R.T. quickly got up, advised Rhodes
and Heyman, and got napkins to clean himsel f. R.T. asked Rhodes if he could go over
to the nearby table to say hello to his friends. Although Heyman was unable to hear the
details of the conversation, mentioning of sports teams was heard, and exchanges of
high-fives, fist pumps, and smiles on both R.T.’s and peers’ faces were observed. R.T.
returned to his table on his own. Rhodes shared that students generally select their
tables in the beginning of the year and stay with that table for the year. R.T. greeted
peers who walked by his table , and peers reciprocated greetings and/or comments.
R.T. paid attention to the announcement for lunch dismissal and pointed out to a peer
that their table was being called. Heyman found that time sampling of how often R.T.
engaged in appropriate social intera ctions during lunch showed a low percentage ,
possibly due to the lack of opportunities or low frequency of reinforcement at the current
table assigned. Heyman’s concerns regarding her observation of R.T. during lunch
were the “lack of social -interaction opportunities for R.T.” during lunch and that he did
not have lunch with sixth-grade peers.
Based upon Heyman’s observations and the data she collected in the self -
contained classes and at lunch, she recommended that the Dojo Point s reinforcement
system u sed by Macchiaverna be extended to R.T.’s inclusion classes. She further
recommended that R.T. shou ld be provided opportunities to sit at a table with typical
peers during lunch; a lunch peer or “buddy” should be assigned during lunch to support
R.T. in n avigating social-skills interactions; and the District should continue to observe
R.T.’s interactions with typical peers in order to make a data -based decision if further
intervention is needed. Heyman also recommended that similar data should be taken
for R.T.’s inclusion classes and other periods that she did not have the opportunity to
observe to assess levels of support required.
No District representative contacted Heyman after she issued her reports.
Heyman opined that the services and recommenda tions in her reports should have
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been included in R.T.’s IEP. She stated that a “student’s IEP should reflect not just
academic skills of the learner, but other domains of learning as well.” Her observation
of the self -contained classes was “a positive o ne.” She stated, “From my observation,
with that one observation on the self -contained classes, I believe that the self -contained
teachers provided a good level —an appropriate level —of supports for R.T. to perform
well that day” a nd the program was “appro priate.” She opined that a self -contained
special-education class is a far different setting than the home setting. Heyman
explained:
The suppor ts are a very different level. So, for example,
from observation, Mr. Mack was going around, providing
attention to R.T., even befo re R.T. was emitting any kind of
inappropriate behaviors —what we call non-contingent
reinforcement. The Dojo system was in place. There are
supports such as, perhaps, the type of medium that [is] used
to do work. R.T. was observed using the compu ter, doing
his activities. So . . . an instructional setting is often very
different than the natural environment setting.
Heyman described that “generalization is when you are able to emit the skill throughout
time, with different peop le, in different settings, an d when there is no intervention —
maintaining the skill.” She stated, “Based on my school observation, and it was a
limited setting that I saw him at because I only saw him at self -contained—I didn’t see
him in inclusion or in the mainstream setting, so I don’t know how he performed in those
settings—but based on j ust the limited observation, I saw him in the more restrict ed
environment and at the home environment, it shows me that he is not generalizing the
skills that he demons trated in the self -contained classroom outside of that classroom.”
Heyman articulated the view that “a ski ll is not mastered until it has been generalized ,”
and that whoever is responsible for te aching a skill must ensure that the learner has
generalized that skill. Heyman understood that the District had previously provided R.T.
with home programming services, which were discontinued. She stated that the
discontinuance of those services should have been based upon an analysis of data
collection. During her observations and preparation of her reports, Heyman did not
discuss R.T.’ s progress academically in school and did not know whether he has
progressed in school academically. She did not review any data to make a conclusion
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about R.T.’ s academic progr ess, stating that the “academic piece was not in [her]
requested service.”
Charles Ehrlich
Ehrlich was admitted as expert in special education. Ehrlich has more than forty
years’ experience in all fields of education, both regular and special education, and has
worked as an educational consultant for school districts and families. He is the
educational director of the Psycho -Educational Center, which provides ABA program -
design consultation and ABA services to districts , both in the home and school
settings, and served as an instructor at various colleges and Rutgers Law School.
Ehrlich holds certificates as a principal, supervisor, learning -disabilities specialist,
teacher of the handicapped , reading specialist , and teacher of social studies and
English. During his caree r, he was employed as, among others, a reading remedial
teacher, a learning-disabilities specialist , and the district supervisor of special needs.
(See P-1.)
Ehrlich started working with the T. family in August 2013. He spoke with the
parents, who provided R.T.’ s pupil records , which Ehrlich reviewed. The parents
expressed concern about the elimination of ABA home programming from R.T.’s IEP
and that R.T. was still exhibiting behavioral issues. Ehrlich expressed concern that
“the AB A therapy was abruptly stopped at the end of second grade .” He stated,
“[h]istorically and with my years of experience . . . I have never seen ABA therapy go
from ten hours to zero hours . . . [and] with the over encompassing umbrella of autism .
. . the variability of ABA home behavior/parent training hours . . . has to be constantly
adjusted to meet the behavioral needs of a student .” Ehrlich did not see any
documentation regarding why the services were stopped, and stated that “ typically
when any relate d service is ceased or canceled or not continued that would be driven
by a formal evaluation and a child study team meeting to discuss the implications of
that evaluation and what justification or why we are reducing or . . . increasing those
services.” He later agreed that R.T.’s services did go from ten hours to zero and that
there was a reduction in services. Ehrlich agreed with the statement in the October
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2008 Above and Beyond report that “Home programming hours ensure carry over and
generalization of skills in the home setting ,” which he stated “is essential to a complete
ABA program . . . and support program.” He testified that “[m] any schools fall in to the
trap, they believe that [their] only obligation is to . . . provide services that impact
academic achievement, but with a child on the autistic spectrum not only the
achievement of those goals in the school is essential, but support and carryover and
generalization of those skil ls in the home is actually more important because most of
the time in the home professionals aren’t there to support [and] [p] arents are not
professionals.” Regarding the data referenced in that report, Ehrlich did see any
evidence in the records that the District collected data. He did not see any goals,
objectives, or data to show mastery, including how and when it was achieved.
Ehrlich reviewed R.T.’s prior IEPs and e -mails provided by the District, and he
articulated his concerns regarding various issues. Although the May 2009 IEP indicates
that R.T. will be assessed during the ESY program to determine the ABA hours for the
next school year , Ehrlich saw no evidence that the District conducted any type of
assessment, which should have been done and discussed at an IEP meeting before the
2009–10 school year. An FBA should have been conducted “to gather data a nd find
out the appropriateness of the previous ABA support program and determine what is
appropriate for the next program .” He expressed concern that the District’s request for
parental permission to conduct an as sessment was not until November 2009, and he
did not see any type of an assessment conducted by Verbal Behavior Network. Ehrlich
expressed concern that as of the May 2009 IEP R.T. received ten hours per week of
ABA therapy, which was reduced to four hours per week in the January 26, 2010, IEP,
and he saw no assessments or evaluations done that would explain or justify the
reduction in services. He also saw no evidence of any assessment conducted
regarding the reduction to two hours per week for the 2010–11 school year. In the next
IEP in June 2011, R.T.’s ABA services were discontinued , and the IEP does not
indicate that any updated assessments or evaluations regarding the behavioral issues
and the ABA home program were performed. Ehrlich was not able to identify any
rationale or basis for the discontinuation of the services. He further opined that the
evaluations comprising R.T.’s 2011 triennial reevaluation were “incomplete” because a
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classified autistic student who “ has been receiving support services directly related to
that area of his disability . . . should be evaluated in that area. ” Ehrlich found it
“unusual” that there was no ABA coordinato r or therapist at the IEP meeting regarding
the May 2012 IEP, and noted that the June 2013 IEP d oes not re flect that home
programming was discussed or considered.
In or around the beginning of his work with the family in August 2013, Ehrlich
personally observed R.T. “in a number of settings, . . . at the school, on the playground,
in a hallway, in the ho me, in athletic, . . . free-play environs, [and] interaction with his
two younger siblings, . . . which was an area of behavioral concern for the parents .” He
also observed R.T. at a family gathering and the funeral for his grandfather, and “got a
pretty good idea of [his] diversified behaviors.” In the fall of 2013, Saylor’s hours varied
between six and ten hours a week . She worked on “school-related behavioral issues
that occurred in the house, . . . [and] generalizing of skills that were developed in the
school,” and took R.T. out in the community. Ehrlich stated that Saylor’s “limited hours
. . . were better than zero hours ,” and the number of hours was limited by the parents’
finances. He “got the sense that more was needed both in school and [at] home,” and
believed that R.T. “ was in dire need of support programming at home, above and
beyond what was being provided by the parents ” and Saylor. His review of the records
and discussions with the parents did not indicate that “somebody with [an] ABA
background ever observed R.T. in the home to validate any of the parents’ concerns
that had been ongoing for the past three or four years ” or that an FBA had ever been
done.
Ehrlich met R.T.’s case manager ( Brennessel) on October 30, 2013. Ehrlich
informed Brennessel that he saw “ a great need for support for R. T.’s social, behavioral,
emotional . . . areas”; his “behaviors are increasing ”; some of these behaviors “in [his]
estimation are dangerous to R .T. and others”; and he wanted “ to discuss with [her] as
the case manager, how we can work out some type of program .” Ehrlich recommended
that R.T.’s IEP be amended to include five or six hours a week of behavioral support in
the home for ninety days, which could then be evaluated at a meeting after the ninety
days. According to Ehrlich, Brennessel responded, “I can’t do it. I’ll have to check with
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the administration and get back to you ,” and he replied that “ this is a child study team
decision, not [an] administrative decision [and] [t] he administrators aren’t p art of the
child study team. ” Ehrlich testified that in his former director capacity he was not a
member of the CST, but a supervisor, and he “ cannot be part of the team’ s decision-
making process by law. ” Ehrlich later agreed that in a report that he aut hored on
January 25, 2016, he stated that at this meeting he recom mended that the CST revise
R.T.’s IEP to include six hours of home therap y/parent training, and that the CST and
the parents revisit the need for special services in six months; Brennessel “stated that
she would convey [his] request to her supervisor and get back to [him] after one week” ;
and he “was then informed that a formal IEP meeting was required.” (R-13.) Shortly
before Ehrlich’s meeting with Brennessel, R.T.’s special -education teac her sent an e -
mail to Brennessel on October 22, 2013, which states in part: “I have a meeting
scheduled with [R.T.’s] mother tomorrow after school. Is there anything I need to know
before I spea k with her? The purpose of this meeting is to fill her in o n R.T.’s work
habits and to discuss possible ideas to get him to complete more of his work. I don’t
want to say anything that might cause a problem. ” (P-54 at 122.) Ehrlich expressed
concern that the implication is that the teacher is asking the case ma nager what she
should say to the mother, and whether she should discuss what was really happening.
Ehrlich was not consulted regarding the District’s proposed waiver of R.T.’s
triennial reevaluation, which would mean that R.T.’s next reevaluation would be in the
spring of 2017. He testified that this proposed waiver is “highly unusual,” and that “most
of the time when triennial reevaluations are waived it happens junior year of high school
or in a situation where things have remained constant and there’s no variation in
academic achievement levels, psychological, . . . [or] intelligence levels, and it’s waived
because things have not changed, but I have never seen in my whole career a wa iver
of a reevaluation meeting for a child on the autistic spectrum, b ecause typically—not
typically, all the time —those children on the autistic spectrum have a higher degree of
variability of achievement levels in the social, emotional, behavioral as well as
academic areas.” Ehrlich “could see waiving an educational or a psychological if there
are no psychological behavior issues and . . . the educational component is stagnant or
something like that.” However, he opined that an FBA or an evaluation that sheds light
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upon R.T.’s functioning “behaviorally and socially and em otionally” was warranted,
explaining that “with a child that has autism . . . those issues are constantly in a state of
flux [and] [t]hat’s why there’s no clear -cut program developed to treat those [and] [i]t’s
all on an individual basis. ” He also opined that a reevaluation planning meeting should
have been held to discuss the “pros and cons” and the basis for the proposed waiver.
Ehrlich attended the December 13, 2013 , IEP meeting. The school psychologist
and LDTC did not attend , and to his knowledge no BCBA attended. Brandon attended
the meeting and introduced himself as a supervisor for the District. Ehrlich noted that
Brandon “wasn’t a part of the team ,” and Ehrlich “was offered no explanation of why he
attended.” At the meeting, Ehrlich “described the behaviors again . . . for the whole
team about what was happening with the difficulty at home. ” He recalled one of the
teachers indicating that the difficulty was really a homework issue, and “homework is
. . . not that important [and] . . . we give him breaks . . . for homework, don’t really worry
about it.” Ehrlich responded that “ homework is part of the total school pr ogram and
behavioral difficulties that were occurring in the home were not academically based
doing the homework, but getting him behaviorally on task to attempt to do the
homework [s]o it wasn’t an academic aspect, but it was a behavioral aspect that had to
be dealt with .” H e also “describe[d] increasing aggression towards siblings and a
tremendous amount of anxiety ,” and said that “[d]ue to these concerns a request is
made for in -home AB A services.” At the meeting, the District did not review any
behavioral data , progress reports , or informal/formal tests. It did not propose
conducting an FBA or request permission to observe R.T. in the home or in the
community. Ehrlich disputed the statement in the IEP that the parents’ “concerns were
addressed” and that “resources,” including “agency supports,” were discussed. Ehrlich
testified that a district cannot fulfil its IEP obligations by referring a parent to their own
insurance, and “ the responsibility falls on the district to provide needed services. ”
Although Ehrlich referred to the District offering to pay the parents’ insurance deductible
if it covered ABA services , he later test ified that he did not think that discussion
occurred at this meeting. Ehrlich opined that the parents’ request for the ABA supports
should have been listed in the IEP as one of the options considered, along with an
explanation of the action taken and the basis for the decision to deny the parents’
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request. In addition, the summary of related services in the IEP was for the period of
January 2014 to June 2015, which “doesn’t make sense ” to Ehrlich, who added, “ How
can you project related services for a year and a half?”
Ehrlich noted that the day before the December 2013 IEP meeting Brennessel
sent an e-mail to Rhodes, which indicated that she had an IEP meeting the next day at
the parents’ request, with the parent and their educational consultant/advocate. The e-
mail states that, “despite a positive school year, their concern is behavior at home [and]
[t]hey are requesting in-home ABA 4x week to address physical aggression towards his
siblings, some difficulty with HW completion/timers, and some perseverative behaviors.”
It further indicates that Brennessel “ spoke to Andy about options we can offer (aside
from insurance covering ABA and the Perform Care/CMO supports suggested)” and “he
mentioned possible behavioral consultation with the parent to provide some strategies
to use at home ,” “[n]ot a formal service, but perhaps a meeting in school to provide the
parent with support .” (P-54 at 114 .) Ehrlich found this e -mail “ very alarming .” He
stated that it was not “a positive school yea r” and the parents’ concern was not just
behavior at home. Regarding the statement that Brennessel spoke to Andy about
options the District can offer, Ehrlich found this statement “alarming,” stating that “ it
shows involvement with administration about what we can offer to handle the situations”
and “implies that there were di scussions and planning meetings separate and distinct
from the Child Study Team meeting where the wh ole team was going to be there to
discuss these options. ” Regarding the reference that Andy mentioned possible
behavioral consultation with the parent, Ehrlich did not believe that Brandon was a
behaviorist. The reference to parent consult ation and not a formal service was
“alarming” to him “because with e very meeting [he] had with . . . [Brennessel] and every
indicator of behavioral issues prior to this meeting, it was agreed upon that there were
behavioral issues and behavioral issues at home , and a formal service, an IEP directed
service, . . . was necessary,” and he and Brennessel “talked about that . . . and realized
a need for that.”
Regarding the May 2014 mediation agreement, Ehrlich testified that “[t] he
purpose of the FBA on the parents and my perspec tive was to have an instrument, a
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formal instrument conducted by a properly trained certified pe rson, rather than just
observations, . . . to determine or substantiate the need for implementing FBA
services.” In his view, the District did not comply with the agreement (i.e., it was not
completed by the end of the 2013 –14 school year, Saylor was not interviewed, he was
not present , and a meeting to review the FBA was not held within ten days). Ehrlich
attended the meeting on September 23, 2014, to review the District’s FBA. The school
psychologist, LDTC, and R.T.’s teachers did not attend this meeti ng. At the meeting,
Ehrlich articulated his disagreement with Fassilis’ report, which indicated that R.T. was
not exhibiting any behavioral difficulties in the classroom and was able to function
appropriately and learn in a school setting , because he obse rved behaviors both in the
school and outside of the school . He explained, “the main crux of my reaction and my
negative reaction at this meeting . . . was . . . I saw all these indicators of behaviors that
would impact R. T.’s total educational program , academically, socially, . . . emotionally,
behaviorally, . . . and these recommendations [by Fassilis] should have covered both
home and school environments, because generalization of skills learned in school . . .
[has] to be supported and controlled and c ontinued in the home. ” Ehrlich recalled
asking, “You’re saying there are behaviors?,” Fassilis responding “ Yes,” and Ehrlich
replying, “Are you proposing that the school recognizes it’s their responsibility to provide
this training and these supports?” Fassilis could not give him an answer, and
supervisor Brandon interjected and said, “The document will stand for itself. We aren’t
recommending any behavioral supports .” At the meeting, Ehrlich asked Fassi lis how
many FBAs she had conducted, and she repli ed, “This is the first one I’ve ever done.”
There was no mention of “ Rethink” at this meeting or the December 13, 2013, IEP
meeting.
Ehrlich noted that before the September 23, 2014 meeting Brennessel sent an e-
mail to Fassilis dated September 5, 2014, which states in part: “I spoke to Andy about
the meeting to review the FBA conducted for [R.T.] . . . . He said this is not an IEP
meeting and we are simply meeting for you to review the assessment. There will not be
teachers or therapists in attendance , and he did not advise that Janice [Rhodes]
participate.” (P-54 at 109.) Ehrlich articulated his concern that a supervisor was telling
the case manager whether the meeting should be an IEP meeting and who should
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participate. He opined that it was important for R.T.’s teachers and speech therapist to
have attended this meeting “because the behaviors that would have been outlined in
the FBA [and] in the recommendations could have been refuted or supported . . . by the
teachers and what they saw in the cla ssroom and the implications it has on delivering
the educational program. ” He opined that an IEP meeting should have been held , and
stated, “ It is my profes sional belief and practice that any time a document is entered
into the record you have to have a full Child Study Team there to discuss it, because
even though it ’s an FBA conducte d by a BCBA, there are other implications for the
team to consider . . . [and] the whole team has to be there to discuss the implications of
program and supports. ” Ehrlich described that the recommendations in Fassilis’ report
were the District’s respo nsibility and an IEP should have been developed. He
explained, “it’s a training program that should be directed by a behaviorist . . . that tries
certain programs, and if they don’t work, can modify it to see what does work, because
there is no behavioral ABA . . . that works for every kid [a]nd the goal of that eventually
is to reduce the number of training hours so that the parent can assume the direction. ”
Ehrlich was not aware of any provision in the IDEA or 6A:14 that requires a n IEP
meeting every time an evaluation is done.
Ehrlich drafted a letter requesting an independent FBA, which he presented at
the September 23, 2014 meeting, and described his disagreement with Conk lin’s later
letter denying the parent s’ request. He recommended to the parents that “ rather than
fight” the District’s due-process petition, they should hire an independent unbiased
expert. He “wanted to have a valid FBA done . . . to come up with a valid conclusion of
what’s needed for R.T.’ s program.” Ehrlich had “the uneasy feeling that the FBA . . .
conducted by the District was done pre -conceived to show tha t everything is good and
we don’ t need any more help or any more services. ” He referred the parents to
Glasberg, who holds a BCBA/D, which is a higher level of training. Ehrlich had never
worked with Glasberg before. He believed that Glasberg’s J anuary 2015 report “was a
very accurate, unbiased . . . assessment, a very, very thorough review of record.” He
stated that “ the component that was missing from the District was included here, its
reviews and written input by the current home -based ABA therapist,” which he believed
“is an integral part of conducting any FBA. ” “All the record reviews were . . . accurate,
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and [he] thought it was very thorough. ” Glasberg’s findings regarding R.T.’s behaviors
were consistent with Ehrlich’s earlier observations. Glasberg also saw behaviors that
he never observed, such as physical aggression and self-injurious behavior . Ehrlich
opined that G lasberg’s observations of R.T. during homework completion with his
mother reflected a behavioral issue . As he had explained to the teacher at the IEP
meeting, “[h]omework and adjustment to work and schedule in an academ ic arena is an
integral part of learning ,” and the concern is “ the behavioral issues t hat occurred trying
to get R.T. to conform or agree or calm down enough to attempt to do a sc hool-related
and required task.” He agreed with Glasberg’s criticism of Fassilis’ FBA that referred to
R.T.’s on -task behaviors improving with the current interventions , in that “[i] t’s
impossible to accurately draw this conclusion without ongoing data documenting
whether the behavior is in fact worsening or improving,” and no previous FBA had been
conducted. Regarding Glasberg’s comment about “ the sexualized behavior which
might be frightening to peers if he generalizes these responses in the school setting, ”
Ehrlich testified that “ the most alarming aspect of the dysfunctional b ehaviors that [ he
had] seen were the ones in the sexual realm, ” which he described. Regarding
Glasberg’s decision not to recommend a specific number of ABA services in school and
at home, he explained that “some BCBA s will recommend duration and frequency ” and
some will “highlight areas of need and recommendations and leave i t up to the team to
decide what’s appropriate.”
Ehrlich opined that Fassilis ’ report was “inadequate” and “not objective ,” and he
believed that it was influenced “by higher ups” i n the District . He opined that Fassilis’
“FBA was incomplete and not accurate because it did not offer any substance of how
we were going to treat a recognized disability in need of home therapy.” Her failure to
speak to Saylor or view the home program w as “not as consequential or as important.”
Ehrlich explained that an FBA should not only have recommendations for programming
but should specify where, when, duration , and who was going to deliver those services
and who would support and monitor the servi ces. In his view, the parents were not
capable of implementing the recommendations in her report . Ehrlich also found it
“unusual” that Stickel conducted the second observation rather than Rhodes, wh o was
the BCBA assigned to R.T.’s school and familiar with R.T.
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Ehrlich attended the April 29, 2015 , IEP meeting. Fassilis did not discuss
Glasberg’s report at the meeting and the CST did not include an analysis or discussion
of her recommendations in the notice section of the IEP. Although e -mails betwee n
Fassilis and Brennessel in late March 2015 refer to drafting comments or a “comparison
write-up” (see P-54 at 66, 71 –74), this was not discussed at the meeting. “There was
no write-up of a comparison between the district’s FBA . . . [and] Glasberg[’s]” and no
“write-up about the pros and cons ” of Glasberg’s FBA. Ehrlich opined that this analysis
should have been addressed. There was no discussion regarding the implementation
of R.T.’s goals and objectives in fifth grade and no fifth-grade data was reviewed,
including what had to be m odified and implemented in sixth grade. Ehrlich described
the reasons why he disagreed with the CST’s recommendation that R.T. attend Herbert
Hoover, and that the parents were “ diametrically opposed ” to the CST’s
recommendation. He recounted that the team mentioned that “ academically” Woodrow
Wilson “wouldn’t be the most suitable .” At the meeting, Ehrlich explained his belief as
an educator that “the social /behavioral adjustment was more imp ortant than the
academic adjustment”; “the parents would be willing to accept . . . a different structure
but a lower instructional-level environment in order to get a better social /behavioral
environment for R. T.”; “the title of the class . . . doesn’t necessarily dictate the level of
instruction, that a good special -ed teacher can individua lize levels and try to give the
appropriate level instruction to R.T.”; and “the benefits would be far . . . greater socially
and behaviorally than academic. ” He agreed that an ESY program was offered, but did
not believe it was discussed, and did not believe R.T. attended it. Regarding the IEP
itself, Ehrlich noted that Fassilis’ FBA was not summarized in the PLAAFP and the
PLAAFP does not reference Glasberg’s report. The other listed evaluations w ere done
in 2007, 2010 , and 2011, which “ refers back to [his] original interpretation that the
District was remis s in not conducting a reeval in 2014.” “Rethink” is not listed as a
related service and no goals and objectives are developed for “Rethink .” The IEP
states that the opportunity to participate in a school -based social -skills lunch group
should continue to be offered to R.T. in sixth grade “if available.” Ehrlich stated that if
the CST is recommending a related service it sh ould be included in t he student’s IEP,
and by putting “if available ,” there is no guarantee that it will be provided. A follow-up
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IEP meeting was not scheduled. The day after the IEP meeting, Brennessel sent a
“Request to Amend an IEP Without a Meeting ” that proposed to amen d R.T.’s IEP to
include counseling for thirty minutes a week for the remainder of the 2014–15 school
year, which Ehrlich described as “a Band-Aid over an open wound.”
The agreement that R.T. would attend Woodrow Wilson occurred around August
2015 and an e-mail reflects that Woodrow Wilson staff was on notice by August 18,
2015, that R.T. would be attending the school. (P-54 at 30.) Ehrlich opined that R.T.’s
IEP should have been revised to reflect the change in R.T.’s program from resource-
center pullou t for language arts and math to the self-contained autism class . He
explained that “[t] he goals and objectives have to reflect the current program, and the
goals and objectives in the self -contained autism class both academically and
behaviorally would be different than if you were in a pullout resource or an in -class
support [setting].” Ehrlich noted an e-mail from R.T.’s case manager dated October 15,
2015, which indicated that R.T. was listed under Herbert Hoover in IEP Direct, which
the case manager realized “when teachers couldn’t access him in IEP Direct.” (P-54 at
34.) He expressed concern about the e -mail “ because by law, his teachers have to
review the current IEP and realize what the recommended accommodations were in all
academic settings and address their instructional model with those accommodations, ”
and he believed by law that “a teacher has to sign within the first couple of weeks of
school that they reviewed [the] current IEP and have reviewed the accommodations.”
Ehrlich did not know wh ether the tea chers had in fact reviewed R.T.’ s IEP. He noted
that in an e-mail from Macchiaverna dated September 21, 2015, he stated in part: R.T.
“is more of an early 1st grade reader looking back at the numbers . Don’t know where I
came up with early 3rd grade. However, his Lexile level is at 180 at this point according
to Reading Express. He is 1.5 (first grade) in Language according to Moby Max.” (P-54
at 10.) Ehrlich, who is a New Jersey Department of Education certified reading
specialist, opined that this “is an indication that [R.T.] is severely disabled in the area of
reading and that some supportive reading program should have been developed to
address his reading language weaknesses .” He commented that now that the teacher
realizes that R.T. is two years below the level the teacher thought he was at, “a new set
of goals and objectives should have been delivered, and an individualized progra m
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should have been developed at that level”; “[t] he IEP should stipulate in the area of
reading and lan guage arts how they are going to address R.T.’s current levels . . . in
reading”; and “[a] program should have been proposed, discussed and developed with
goals and objectives that target his level .” Ehrlich reviewed Glasberg’s follow-up
reports by Heyman in March and May 2016 . Regarding the home -observation report,
he thought she “ was right on ” and could not “ find any fault in the report. ” He stated,
“These are her observations and her professional recommendations of how to address
the enumerated issues that are there . . . and she is justifying every area that she
recommends support in, including an area that I haven’ t seen in dealing with the sibling
training, which I think is essential also, because the siblings have been and will become
more profoundly a major support system in R. T.’s life.” The District did not schedule an
IEP meeting to review Heyman’s reports.
Ehrlich observed R.T. in sixth grade at Woodrow Wilson on June 5, 2016 , and
prepared a report memorializing his observation. (P-57.) He observed two classes: in-
class-support social studies and health . Rhodes and Stickel accompanied him on the
observation. Ehrlich testified that the social -studies class “ was a very invigorating,
enthusiastically conducted class. ” He reported that R.T. was supported in the class by
a teacher, who sat next to him, and another student; R. T. worked interactively with the
support teacher and utilized a laptop and written materials to answer questions; and the
teacher was dynamic and involved all the student s in discussions. The second half of
the lesson involved “role playing” of historical characters, with students putting
costumes on; the lesson was w ell developed and well supported by the support
teacher; R. T. was actively involved in all aspects of the lesson; and the teacher’s
support was essential for behavioral and academic concerns. Whenever R. T. lo st
focus or started to stim (R. T. sat on a “stability ball” during the entire class) the
teacher refocused him and helped him navigate through the lesson. Ehrlich found that
R.T. “participated in and benefitted socially and academically ” in the class, but noted
that “there were no academic pressures put on him.” He opined that the class “was
appropriate, well supported, and staffed by 2 energetic, sensitive professionals that
obviously knew R.T., and his specific needs, which helped him meet his academic
objectives.”
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The second class was a Health 7 class with one instructor and twenty -five
students. Ehrlich testified that t he class “was all over the p lace” and R.T. “ was
frequently off-task and wandering. ” He described that it was “ a seventh-grade regular-
ed health class ” and the “ topic of the lesson was ‘sexual differences, pregnancy and
menstruation’ . . . which right away set an alarm to [him],” stating, “[h]ere is a kid that’ s
having difficulty with sexual issues and appropriateness, and here he is thrown into a
regular health class with older kids, . . . with video reinforcement, graphic reinforcement
of female genitals and operations and physical characteristics of a female and how they
become pregnant .” He reported that R.T. was assigned “Brain Pop” & Quiz on his
Chromebook program and R.T. was frequently off -task. The teacher went over to him
and gave him two papers t o work on; R.T. again appea red “lost” at times; and he was
talking to classmates, playing with his headset and wires, and looking around. After ten
minutes, the teacher went to R.T. and redirected him to his computer. R.T. was making
oral sounds (grunts), and talking to a girl in another group, and he closed his computer
five minutes before the lesson was over. R.T. was told to move to another table for
another group lesson. He moved, opened his laptop , and asked the teacher to help
him locate the “Brain Pop .” He then put his he adset on, proceeded to view the video ,
and asked the teacher for help. He could not answer the questions on the video and
said out loud, “I stink at puzzles.” He began to talk with his grou p mates, and then said
out loud, “I’m not done yet,” when told to listen to directions by the teacher for the next
lesson. As she spoke to the wh ole class, R.T. said out loud, “ What if I don’t finish?” and
the teacher responded, “You have to take it home.” By the latter part of the class R.T.’ s
attention, behavior, and focus were diminishing. The teacher again had to go over to
him and show him what to do and redirect him to the worksheet. R.T. put down the
question sheet in frustration and just sat there. When the class ended, the two
behaviorists and Ehrlich spoke to the teacher, who said, “It’ s a tough class; I have 5
special-education students and 3 E.L.L. students , and no instructional support.” Ehrlich
found that the health class “was a disaster both academically and behaviorall y.” He
opined that the “class s tructure, age, size and grade level is inappropriate for R.T.”; the
“topic . . . touches an area of behavior that is at risk for R.T.’s current social -- sexual
profile and should be addressed in a more delicate envir onment”; and “[i]nstructionally
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the for mat of the program did not provide the instructio nal, behavioral, and technical
supports or accommodations that R.T. needs to be successful academically” in health
class.
Based on his observations, Ehrlich concluded that R.T. “needs supports, both
academic and behavioral, as well as social, if he is to be suc cessful at Woodrow
Wilson,” and the “need for a formal social -skills program to address current and fu ture
issues is essential for R.T.’ s success.” His recommendation regarding a formal social -
skills program was based on his observations of the t wo classes, his informal prior
observation of Macchiaverna’s class , and his knowledge of developmental abilities of
special-education students. He was not aware of R.T. engaging in any physical
aggression or sexual behavior in school during sixth grade.
Ehrlich opined that R.T.’s June 6 and December 13, 2013, IEPs were not
reasonably calculated to provide R.T. with a FAPE and detailed the basis for his
opinion. He f urther opined that R.T.’s April 29, 20 15, IEP was not reasonabl y
calculated to provide R.T. with a FAPE. He explained that the goals are not
individualized; there are no measurable statistics, goals , or progress reporting in place ;
and the evaluative procedures are informal measures, which ca nnot be measured
quantitatively. The goals have not changed from previous IEPs , and the IEP fails to
provide proper behavioral supports for R.T. It lists a social -skills lunch group “ if
available,” and does not include home programing, including direct t herapy to R.T. and
parent training.
LEGAL DISCUSSION
The IDEA provides federal funds to assist participating states in educating
disabled children. Hendrick Hudson Cent. Sch. Dist. Bd. of Educ. v. Rowley , 458 U.S.
176, 179 –80 (1982). One of the purposes of the IDEA is “to ensure that all children
with disabilities have available to them a [FAPE] that emphasizes special education and
related services designed to meet their unique needs and prepare them for further
education, employment, and independent living.” 20 U.S.C. §1400(d)(1)(A). To qualify
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for this financial assistance, New Jersey must effectuate procedures that ensure that all
children with disabilities residing in the state have available to them a FAPE consisting
of special education and re lated services provided in conformity with an IEP. 20 U.S.C
§§ 1401(9), 1412(a)(1). The responsibility to provide a FAPE rests with the local public -
school district. N.J.A.C. 6A:14 -1.1(d). The district shoulders the burden of proving that
a FAPE has been offered. N.J.S.A. 18A:46-1.1.
A FAPE includes both “special education” and “related services.” 20 U.S.C.
§ 1401(9). “Special education” is “specially designed instruction . . . to meet the unique
needs of a child with a disability” and “related serv ices” are the support services
“required to assist a child . . . to benefit from” that instruction. 20 U.S.C. § 1401(26)(A)
and (29). The FAPE mandate requires the provision of “personalized instruction with
sufficient support services to permit the chil d to benefit educationally from that
instruction.” Rowley, 458 U.S. at 203.
In order “[t]o meet its substantive obligation under the IDEA, a school must offer
an IEP reasonably calculated to enable a child to make progress appropriate in light of
the child’s circumstances.” Endrew F. v. Douglas Cty. Sch. Dist. RE -1, 137 S.Ct. 988,
999 (2017). The United States Supreme Court has recognized that “this standard is
markedly more demanding than the ‘merely more than de minimis’ test,” and “a student
offered an educational program providing ‘merely more than de minimis’ progress from
year to year can hardly be said to have been offered an education at all.” Id. at 1000–
01. In addressing the quantum of educational benefit required, the Third Circuit has
also made clear that more than a “trivial” or “ de minimis” educational benefit is required
and articulated that the appropriate standard is whether the IEP provides for “significant
learning” and confers “meaningful” educational benefit to the child. S.H. v. State-
Operated Sch. Dist. of Newark , 336 F.3d 260, 271 (3d Cir. 2003) ; T.R. v. Kingwood Bd.
of Educ., 205 F.3d 572 , 577 (3d Cir. 2000); Ridgewood Bd. of Educ. v. N.E. , 172 F.3d
238, 247 (3d Cir. 1999); Polk v. Cent. Susquehanna Intermediate Unit 16 , 853 F.2d
171, 180, 182 –84 (3d Cir . 1988), cert. den. sub. nom. Cent. Columbia Sch. Dist. v.
Polk, 488 U.S. 1030 (1989). The determination of whether a given IEP has satisfied the
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required standard must be assessed in light of the individual potential and educational
needs of the student. T.R., 205 F.3d at 578; Ridgewood, 172 F.3d at 247–48.
The IEP has been described as “the centerpiece of the statute’s education
delivery system for disabled children.” Honig v. Doe, 484 U.S. 305, 311 (1988). It is
the means by which special education and related services are “tailored to the unique
needs” of a particular student. Rowley, 458 U.S. at 181. An IEP must be in effect at
the beginning of each school year and be reviewed at least annually. 20 U.S.C. § 1414
(d)(2) and (4); N.J.A.C. 6A:14-3.7(a)(1) and (i). It must “ be drafted in compliance with a
detailed set of procedures,” which “emphasize collaboration among parents and
educators and require careful consideration of the child’s individual circumst ances.”
Endrew F., 137 S.Ct. at 994. The IEP team shall review any lack of expected progress
toward the annual goals and in the general curriculum; the results of any reevaluation;
information about the student, including information provided by the parents, current
classroom-based assessments and observations, and the observations of teachers and
related-services providers; the student's anticipated needs; and other relevant matters.
N.J.A.C. 6A:14-3.7(j).
An IEP must also include various elements. See 20 U.S.C. § 1414(d)(1)(A);
N.J.A.C. 6A:14-3.7(e). It must include a statement of the student’s present levels of
academic achievement and functional performance and a statement of measurable
annual academic and functional goals. N.J.A.C. 6A:14-3.7(e)(1) and (2). The annual
academic and functional goals must be “m easurable and apprise parents and
educational personnel . . . of the expected level of achievement attendant to each goal”
and include benchmarks or short-term objectives related to meeting the student’s
needs. N.J.A.C. 6A:14-3.7(e)(2) and (3). The IEP must further include, among others,
a statement of the special education and related services and supplementary aids and
services that will be provided for the student, along with any program modifications or
supports, and a statement specifying the projected date for the beginning of the
services and modifications and the anticipated frequency, location, and duration of
those services and modifications. N.J.A.C. 6A:14-3.7(e)(4) and (8). In the words of the
New Jersey Supreme Court, “[w]ithout an adequately drafted IEP, it would be difficult, if
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not impossible, to measure a child’s progress, a measurement that is necessary to
determine changes to be made in the next IEP.” Lascari v. Bd. of Educ . of Ramapo
Indian Hills Reg’l High Sch. Dist., 116 N.J. 30, 48 (1989). The case manager, who must
“[b]e knowledgeable about the student’s educational needs and program,” is charged
with the responsibility of “coordinat[ing] the development, monitoring and evaluation of
the effectiveness of the IEP,” “facilitat[ing] communication between home and school,”
and “coordinat[ing] the annual review and reevaluation process.” N.J.A.C. 6A:14-3.2(b)
and (c).
“The IEP must aim to enable the child to make progres s,” and the “‘reasonably
calculated’ qualification reflects a recognition that crafting an appropriate program of
education requires a prospective judgment by school officials.” Endrew F., 137 S.Ct. at
999. The issue of whether an IEP is appropriate is f act sensitive in nature. In
connection with this determination, “the focus should be on the IEP actually offered and
not on one that the school board could have provided if it had been so inclined.”
Lascari, 116 N.J. at 30. It is necessary to “determine the appropriateness of an IEP as
of the time it was made . . . .” D.S. v. Bayonne Bd. of Educ., 602 F.3d 553, 564–65 (3d.
Cir. 2010). “[E] vidence acquired subsequently to the creation of an IEP” should “only”
be used “to evaluate the reasonableness of t he school district’s decisions at the time
that they were made.” Id. at 565 . “Neither the statute nor reason countenance
‘Monday Morning Quarterbacking’ in evaluating the appropriateness of a child’s
placement.” Fuhrman v. E. Hanover Bd. of Educ. , 993 F.2d 1031, 1040 (3 d Cir. 1993).
Judge Mansmann’s concurring decision in Fuhrman “underscores and emphasizes the
importance of this threshold determination.” Ibid. Judge Mansmann explained:
Rowley’s requirement that a school district ’s program be
“reasonably calculated ” to enable a child to receive
educational benefits is prospective; it is based on an
evaluation done by a team of experts prior to the student’s
placement. At the time of the child’ s evaluation, the IEP
must be reasonably calculated to ena ble the child to receive
educational benefits. Thus I would not view Rowley’s test of
“appropriateness” as whether the child actually receives
educational benefit as a result of his school placement.
Instead, the appropriateness of a student’s placement must
be assessed in terms of its appropriateness at the time it is
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created and not at some later date when o ne has the benefit
of the child’s actual experience.
[Id. at 1041.]
The adequacy of a given IEP will turn “on the unique circumstances of the ch ild
for whom it was created.” Endrew F ., 137 S.Ct. at 1001. The Endrew F . Court
observed that the “absence of a bright-line rule . . . should not be mistaken for ‘an
invitation to the courts to substitute their own notions of sound educational policy for
those of the school authorities which they review.’” Endrew F .,137 S.Ct. at 1001
(quoting Rowley, 458 U.S. at 206). This “deference is based on the application of
expertise and the exercise of judgment by school authorities,” who are vested “ with
responsibility for decisions of critical importance to the life of a disabled child.” Endrew
F., 137 S.Ct. at 1001. In this regard, “[a] reviewing court may fairly expect those
authorities to be able to offer a cogent and responsive explanation for their decis ions
that shows the IEP is reasonably calculated to enable the child to make progress
appropriate in light of his circumstances.” Id. at 1002.
There is a two -part inquiry when reviewing alleged violations of the IDEA:
whether the district “complied with the procedures set forth in the Act” and whether the
IEP “developed through the Act’ s procedures [is] reasonably calculated to enable the
child to receive educational benefits.” Rowley, 458 U.S. 206 –07. Not all procedural
violations will rise to a subst antive deprivation of FAPE. Rather, this forum may find
that a child did not receive a FAPE “only if the procedural inadequacies . . . impeded
the child’s right to a free appropriate public education”; “significantly impeded the
parents’ opportunity to participate in the decisionmaking process regarding the
provision of a free appropriate public education to the parents’ child”; or “caused a
deprivation of educational benefits.” 20 U.S.C. 1415(f)(3)(E)(ii); see N.J.A.C. 6A:14-
2.7(k).
ANALYSIS AND CONCLUSIONS
Prior to addressing the critical issue concerning whether the District offered a
FAPE to R.T., it is necessary to discuss the scope of the claims in this proceeding. The
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issues for disposition are limited to the claims set forth in the petition. 20 U.S.C. §
1415(f) (3)(B); see N.J.A.C. 6A:14-2.7(c) (the request for due process must “ state the
specific issues in dispute, relevant facts and the relief sought”). Petitioners argue in
their post -hearing submissions that the District failed to offer IEPs for the 2013 –14,
2014–15 and 2015 –16 school years that were reasonably calculated to provide R.T.
with a FAPE. In short, I agree with the District’s stance that p etitioners’ challenge to the
2013–14 and 2014 –15 IEPs is beyond the scope of petitioners’ du e process request.
Although that request tangentially mentions the 2013 –14 or 2014–15 IEPs, the focus of
the factual allegations relate to the 2015 –16 IEP and the requested relief seeks a
determination that “the Respondent, for the 2015–16 school year, has failed to propose
an IEP for R.T. which is reasonably calculated to provide him with a ‘free, appropriate
public education’ in the least restrictive environment . . . .” (Emphasis added.) That
petitioners’ claims relating to the 2013 –14 and 2014 –15 IEPs would not be barred by
the two -year limitation embodied in 2 0 U.S.C. § 1415(f)(3)(C) does not permit
petitioners to expand the issues beyond the 2015 –16 IEP set forth in their request for
due process. In fact, d uring the hearing, p etitioners’ counsel co nfirmed that “this
hearing is limited to the IEP that was proposed for the 2 015/2016 school year,” and no
behavioral expert was offered as to observations and/or opinions relating to needed
services in school or at home before Glasberg’s evaluation in Dece mber 2014.
Accordingly, I CONCLUDE that petitioners’ claims and any appropriate relief are limited
to those relating to the April 29, 2015 IEP.
Nevertheless, t he evidence prior to the 2015–16 IEP provides the background
portrait against which the instan t dispute arises. The undisputed evidence discloses
that the District recognized R.T.’s need for ABA services to address behavioral
concerns as early as February 2007. Initially the District provided five hours of ABA
services per week, which the Distric t increased to ten hours by June 2007. The District
also apparently determined around that time that R.T. required these services to
address his behavioral needs both in school and at home. The hours continued at that
level throughout R.T.’s first Kinder garten year (2008–09). Although documents refer to
the District conducting an assessment to determine R.T.’s ABA hours for the 2009 –10
school year, there is no evidence that any assessment was conducted.
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Notwithstanding, the January 26, 2010 IEP provided that R.T. would then receive only
four hours of ABA services per week, which were changed to just the home
environment. The District explicitly recognized in that IEP R.T.’s need for such services
to “help him develop age -appropriate skills and to genera lize those skills to other
environments” and to address R.T.’s “communication, social and behavioral
weaknesses.” R.T.’s IEP for first grade reiterated the need for such services but further
reduced the ABA services to two hours per week and one hour per month of parent
training, and R.T.’s IEP for second grade terminated the ABA services completely. No
basis for that reduction and termination of services can be ascertained from the IEPs
and the evidence offered at the hearing.
Although the termination of R.T.’s ABA services in 2011 is not the subject of this
proceeding, the evidence is also insufficient to support a conclusion that R. T.’s
academic, behavioral , and social weaknesses had progressed to a point that he no
longer needed ABA services. Indeed , the evidence reveals that after the District
terminated the services , R.T. exhibited various behavioral and academic issues in
school during third grade. As described by Mrs. T. and corroborated in the PLAAFP of
the IEP developed on June 6, 2013, R.T.’s third grade teachers reported that R.T.
exhibited defiance and a refusal to complete assignments on a regular basis. He was
oppositional and unmotivated and his numerous behavior plans were not effective for
more than a few days or weeks. R.T.’s inappropriate behaviors at home also escalated,
including defiance and aggression toward family members and behavior that impacted
school-related tasks. Although the District conducted a triennial evaluation prior to
terminating the ABA services, that evaluation did not include an FBA or any other
evaluation that addressed R.T.’s behavior or need for ABA services. Further,
notwithstanding the reports of R.T.’s third grade teachers, along with the parents’
request to reinstitute the home programming beginning at least as of Ehrlich’s meeting
with case manager Brennessel in October 2013, the District did not conduct an FBA or
any other evaluation to verify or address the identified issues. Rather, after being
apprised of the various issues and before convening an IEP meeting, Brennessel sent a
letter on November 20, 2013 proposing to waive R.T.’s triennial evaluation. Similarly,
the District did not propose to conduct an evaluation, such as an FBA, or offer any
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services in response to the parents’ concerns at the December 13, 2013 IEP meeting .
Instead, it was not until after the parents filed for mediation in April 2014 that the District
for the first time conducted an FBA, even though the ABA services had been provided
in the past due to R.T.’s behavior and the District’s records are devoid of data justifying
the termination of those services. The evidence further supports that R.T. continued to
exhibit behavioral issues during the 2013 –14 school year based on R.T.’s teacher’s e -
mails to Mrs. T. in February/March 2014, the teacher’s progress letter in April 2014 and
Fassilis’ description of reported disruptive or aggressive behavior during the course of
her FBA interviews in June 2014 (e.g., punching the car seat, teachers ’ reports of
meltdowns).
In addition, a review of R.T.’s prior IEPs reveal s that the District did not, among
other things, consistently list the ABA services as a related service, conduct envisioned
evaluations or explain the basis for action taken or options considered. The December
2013 IEP, w hich apparently was the IEP in place prior to the one in issue, covered a
period of approximately a year and a half in contravention of the requirement that the
IEP team must meet at least annually to review the IEP. After the parents filed this
request for due process, the parties agreed to a change in R.T.’s program. Although
that program is not the subject of this proceeding, it is observed that R.T.’s IEP for the
2015–16 school year does not accurately reflect R.T.’s school or program for language
arts and math. Rather, the IEP continues to list a pull -out resource program at Herbert
Hoover for these subjects, rather than the self-contained autism program at Woodrow
Wilson. The District did not amend the IEP to reflect the change requested by the
parents and agreed to by the District and did not convene a meeting to address the
impact, if any, that this change in program may have on other portions of the IEP. See
N.J.A.C. 6A:14-3(d)(1) and (3) (An IEP may be amended without a meeting of the IEP
team “if the parent makes a written request to the district board of education for a
specific amendment to a provision or provisions of the IEP and the district agrees,” and
any such amendment “shall be incorporated in an amended IEP or an addendum to the
IEP, and a copy of the amended IEP or addendum shall be provided to the parent
within 15 days of receipt of parental consent by the school district.”). Further, no
evidence suggests that any District representative, at a minimum, undertook a review of
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the goal s and objectives in R.T.’s April 2015 IEP to determine whether any
modifications were necessitated as a result of R.T.’s new program. Succinctly stated,
the District’s unexplained actions relative to its discontinuation of the ABA services,
failure to con duct an FBA or other assessment before the parents filed for mediation,
proposed waiver of R.T.’s triennial evaluation, failure to conduct envision ed
assessments, and failure to amend the IEP in issue to reflect R.T.’s correct program
place in question the manner in which the District handled the services offered to R.T.
Against this backdrop, the pivotal issue is whether the IEP for the 2015 –16
school year was reasonably calculated to provide R.T. with the opportunity for
significant learning and meaning ful educational benefit. The District shoulders the
burden of establishing , by a preponderance of th e credible, competent evidence, that it
provided a FAPE to R.T. See In re Revocation of the License of Polk , 90 N.J. 550
(1982); Atkinson v. Parsekian , 37 N.J. 143 (1962). In evaluating whether the District
has satisfied its required burden, it is necessary for me to assess and weigh the
credibility of the witnesses. Credibility is the value that a finder of the facts gives to a
witness’s testimony. It r equires an overall a ssessment of the witness’s testimony in
light of its rationality, internal consistency and the manner in which it “hangs together”
with the other evidence. Carbo v. United States , 314 F.2d 718, 749 (9th Cir. 1963).
“Testimony to be be lieved must not only proceed from the mouth of a credible witness
but must be credible in itself,” in that “[i]t must be such as the common experience and
observation of mankind can approve as probable in the circumstances.” In re Perrone,
5 N.J. 514, 522 (1950). A trier of fact may reject testimony as “inherently incredible”
and may also reject testimony when “it is inconsistent with other testimony or with
common experience” or “overborne” by the testimony of other witnesses. Congleton v.
Pura-Tex Stone Corp., 53 N.J. Super. 282, 287 (App. Div. 1958). It is further necessary
to evaluate and weigh the competing expert testimony offered at the hearing. I t is well
settled that “‘[t]he weight to which an expert opinion is entitled can rise no higher than
the facts and reasoning upon which that opinion is predicated.’” Johnson v. Salem
Corp., 97 N.J. 78, 91 (1984) (citation omitted). The nature of the evidence presented
must also be considered. Hearsay evidence is admissible in administrative
proceedings and “shall be accorded whatever weight the judge deems appropriate
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taking into account the nature, character and scope of the evidence, the circumstances
of its creation and production, and, generally, its reliability.” N.J.A.C. 1:1 -15.5(a).
Notwithstanding the admissibility of hearsay evidence, the “residuum rule” requires that
“some legally competent evidence must exist to support each ultimate finding of fact to
an extent sufficient to provide assurances of reliability and to avoid the fact or
appearance of arbitrariness.” N.J.A.C. 1:1-15.5(b); see Weston v. State, 60 N.J. 36, 51
(1972) (a “fact finding or a legal determination cannot be based upon hearsay alone”
and “for a court to sustain an administrative decision, which affects the substantial
rights of a party, there must be a residuum of legal and competent evidence in the
record to support it.”).
Turning to the evidence, I found Mrs. T. to be a credible witness. The record
clearly demonstrates that she is a devoted parent who is actively invol ved in R.T.’s
academic, behavioral and social performance, which is further evidenced by the fact
that the parents privately hired Saylor and began working with an educational
consultant after the termination of R.T.’s ABA services and the increase of R.T. ’s
behaviors in school and at home . I accept as FACT Mrs. T.’s testi mony regarding
R.T.’s behaviors , including those reported to Glasberg, Heyman and Fassilis. This
evidence reveals that R.T. exhibited, among others, meltdowns and a failure to
complete a ssignments as reported by R.T.’s teachers, and outbursts, aggression,
opposition to completing school-related tasks, sexualized behaviors, and a refusal to do
facets of personal hygiene at home. Although the District elicited testimony by various
witnesses indicating that Mrs. T. did not use a token economy system or establish a set
daily schedule for homework , and/or challenging the appropriateness of the manner in
which Mrs. T. implemented positive rewards or consequences, this evidence does inure
to the District’s benefit but, instead, lends further support as to the need for parent
training.
The foundation of the District’s case that the April 29, 2015 IEP was reasonably
calculated to confer meaningful educational benefit to R.T. is predicated solely on the
testimony of Fassilis. Although I found Macchiaverna and Stickel to be highly qualified,
devoted professionals and credible witnesses, they were not involved in the
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development of the IEP and had no personal knowledge of R.T.’s progress or behavio rs
at that time. In opposition to Fassilis’ testimony, petitioners offered testimony by BCBA
Glasberg. In evaluating the strength of the competing expert testimony, I find that the
scales tip substantially in Glasberg’s favor. Beyond Glasberg’s impeccab le credentials
and extensive experience in the realm of autism, ABA, FBAs and appropriate
interventions and educational programs for students on the autism spectrum , Glasberg
offered credible, candid and persuasive testimony concerning her evaluation and R.T.’s
needs, coupled with cogent reasons to support her various opinions , which were not
discredited by couns el’s thorough cross -examination. Accordingly, I accept as FACT
Glasberg’s testimony describing her school and home observations. This evidence
demonstrates that during her home observation, R.T. bit his hand twice; hit his head;
threw cups and a board game; referred to himself as “a weird kid”; threatened to punch
himself; engaged in repetitive ball bouncing; did not start homework for at least twe nty-
six minutes after being asked; yelled repeated protests about the homework and twisted
the skin on Mrs. T.’s arm; and engaged in sexualized behavior. During Glasberg’s
observations at school, R.T. exhibited, among other behavior, issues with social
interaction with peers.
I find a lack of competent, credible evidence to support the suggestion that
Fassilis’ FBA was improperly influenced by the District administration or that Ehrlich
inappropriately attempted to influence her FBA. However, I found Fassilis’ testimony
and the conclusions reached by her to be overborne by that offered by petitioners. In
contrast to Glasberg’s assessment, which occurred approximately four months before
the IEP meeting, Fassilis conducted her assessment more than ten months before the
meeting, when R.T. was in an earlier grade, and her assessment sheds limited insight
concerning R.T.’s status at the time of the IEP meeting. A canvas of Fassilis’ testimony
raises doubt as to the accuracy and reliability of her testimony and the weight to be
afforded to her assessment. For example, Fassilis initially denied that she even
attended an IEP meeting after her assessment, which casts a cloud of suspicion as to
the accuracy of her later testimony recounting what occurred at tha t meeting. Further,
in contrast to Glasberg, Stickel and Heyman, who took data throughout their respective
observations, Fassilis’ data collection was limited to the ten -minute period when she
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completed the Direct Observation Form, the results of which fa cially appear to be
irreconcilable with the amount of prompting and redirection described throughout her
report and testimony. In connection with her assessment, Fassilis did not interview
R.T.’s case manager or review any data to conf irm the accuracy of the teachers’ verbal
reports. However, Fassilis recognized R.T.’s difficulty in completing school -related
tasks at home due to his behavior and recommended a litany of behavioral intervention
strategies that should be implemented. And, Glasberg offered p ersuasive testimony
explaining that certain suggested strategies were at varianc e with those utilized in
school and that a trained behaviorist was required to not only design the necessary
individualized program for R.T., but to train the parents and collect data.
At the hearing, the District did not offer testimony by Brennessel, who served as
R.T.’s case manager since at least May 30, 2012, and had direct involvement in the IEP
meetings in 2012 and 2013, the meeting with Ehrlich in October 2013, the waiver of
R.T.’s triennial evaluation in 2013, the September 2014 meeting regarding Fassilis’
assessment, R.T.’s participation in the social skills lunch group during the 2013 –14 and
2014–15 school years , and the 2015 IEP meeting in issue . In addition, the D istrict did
not present any of R.T.’s fifth grade teachers or service providers and Fassilis had no
personal knowledge regarding R.T.’s academic, behavior al or social performance
during fifth grade. In other words, the record is bereft of testimony by a D istrict
representative who possessed first-hand knowledge regarding R.T.’s progress or lack of
progress, either academically, behaviorally or socially, and R.T.’s needs at the time of
the offered IEP , along with the appropriateness of that IEP . Further, o ther than the
information recited in the PLAAFP, the District offered no documentation, such as
report cards, classwork, testing, progress reports and the like in support of the offered
IEP and no evidence regarding R.T.’s progress in meeting his goals and /or the
development of the goals in the 2015 IEP. The District’s reliance on the teachers’
reports to Fassilis regarding R.T.’s academic progress and lack of behavioral issues in
fourth grade is clearly misplaced. Apart from the fact that th is evidence h as limited
value for purposes of evaluating R.T.’s IEP for sixth grade, none of the fourth -grade
teachers testified, and Fassilis did not verify the accuracy of the information relayed by
the teachers through a review of documentation. Additionally, the recounted reports of
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the teachers, who cannot be cross -examined, are plainly hearsay and insufficient to
support an ultimate finding of fact as to R.T.’s progress or behavior under the residuum
rule.
Equally lacking is any information in the IEP as to whic h recommendations by
Glasberg, if any, were accepted or rejected and the reason supporting the action taken.
See N.J.A.C. 6A:14-2.3(g). Although Glasberg readily agreed that certain items in the
IEP aligned with her recommendations, and the District refe rs to other items in its brief,
some of the items were not new to R.T.’s IEP and had been included in R.T. ’s
December 2013 IEP (e.g. , class-wide behavior motiv ation plan, use of peer helpers).
Fassilis’ testimony did not address the manner in which the CST considered Glasberg’s
report, and/or incorporated recommendations from that report, and Brennessel, who
apparently drafted the IEP, did not testify. Given the lack of testimony and specific
information in the IEP regarding Glasberg’s recommendations, the evidence falls short
of establishing that items in the IEP resulted from a deliberate consideration of
Glasberg’s report. Contrast T.W. & L.W. ex rel. E.W. v. Parsippany -Troy Hills Bd. of
Educ., OAL Dkt. No. EDS 12854 -12, Final Decisio n (February 4, 201 4) (where th e
school district employees who testified at the hearing had “agreed” with the
independent evaluator and adopted her recommendation of speech, the petitioners
could not argue the district had not “considered” the evaluation because it did not
include the frequency of speech that the evaluator had recommended). Indeed, the
section of the IEP listing the evaluations/reports as sources of information used to
develop the IEP does not list Glasberg’s report.
Fassilis conducted her assessment pursua nt to the mediation agreement that
resulted from the parents’ mediation request seeking ABA services. Fassilis ’ report
does not include a determination regarding whether R.T. required home programing
services and, according to Fassilis, she was not asked about the need for such services
at the September 2014 meeting to discuss her assessment. Beyond the delay in
holding an IEP meeting to address Fassilis’ June 2014 assessment until April 29, 2015,
no evidence suggests that Fassilis discussed the issue of home programing and/or
parent training at the IEP meeting or voiced any objections to the recommendations in
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Glasberg’s report at that meeting . Simply put, I afford no weight to Fassilis’ opinion at
the hearing that R.T. did not require home -based ABA services, an opinion which does
not appear to have been articulated before the hearing, lacks an adequate factual
foundation and is at best based on an assessment that was done more than ten
months before the IEP in issue. This opinion is also overborne by G lasberg’s
testimony.
Although both Fassilis and Glasberg had recommended that R.T. participate in a
social skills group and/or receive social skills training , an area of need that Brennessel
had also recognized through R.T.’s participation in the social s kills lunch group for two
years, the IEP does not provide this related service. Rather, the IEP indicates that a
school-based social-skills lunch group “should continue to be offered to [R.T.] in Grade
6, if available.” Clearly, a needed service must be provided irrespective of whether the
middle school offered a lunch group. Neither the IEP nor any witness addressed the
reason why the concurring recommendations of the two behaviorists were not accepted
or deemed unnecessary. It is further unknown how R .T. had progressed in the social
skills lunch groups that he attended for two years inasmuch as no documentation was
introduced and Brennessel did not testify. The District notes in it s post-hearing
submission that a social/emotional/behavioral goal in R. T.’s IEP (i.e., R.T. “will
demonstrate the ability to adapt to middle school transitional changes in his
environment”) includes the objective for R.T. to “maintain and foster positive
relationships with peers by initiating and maintaining positive social i nteraction (i.e.,
conversational skills, identifying similarities/interests, suggesting an interactive activity)”,
and that the IEP provides that R.T. would receive group speech therapy and includes a
speech goal to “use problem solving strategies” with the objective that “[w]hen given a
set of problematic circumstances, [R.T.] will express the predicament presented and
offer possible solutions and associated outcomes.” The District argues that “[b]oth of
these goals would address social skills training an d so would involvement in extra -
curricular clubs which will now be available at the Middle School.” Simply put , the
individual responsible for implementing and/or developing these goals did not testify ,
and the District offered no evidence to support a co nclusion that speech, counseling
and/or the clubs mentioned in the District’s brief , or the offered ESY program, would be
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an adequate substitute for the type of social skills group and/or training recommended
by the two behaviorists and/or previously provi ded by the District. This District’s
position is further undermined by the IEP’s reference that R.T. should continue to be
offered to a school-based social-skills lunch group “if available.”
The reference in the IEP that “[a]dditional resources were shar ed with the
parents,” including, among others, “availability to partic ipate in . . . [the] Rethink Au tism
program [and] availability of in-district parent training,” provides no solace to the District.
Sharing resources that may be available is not a subs titute for providing needed
services with related goals and objectives. The totality of the evidence does not
support the conclusion that the listed resources obviated the need for the ABA services
recommended by Glasberg. Stickel’s testimony further r aises some doubt regarding
whether “Rethink” and pa rent training clinics were then e ven available to the parents
since R.T. was not proposed to be in a self -contained autism class pursuant to the
developed IEP , and no evidence suggests that the parents were provided access to
“Rethink” or invited to a parent clinic before R.T. was placed in the self -contained
autism class. These resources were also not previously recommended by Fassilis, who
opined that at the time of her report “Re think” was inappropriate , and Rhodes (the
BCBA who conducted the parent training at the middle school) did not testify.
In sum, the District failed “to offer a cogent and responsive explanation for their
decisions that shows the IEP is reasonably calculated to enable . . . [R.T.] to make
progress appropriate in light of his circumstances.” Endrew F., 137 S.Ct. at 1002. The
District’s reliance on R.T.’s performance in sixth grade does not serve to mitigate the
deficiencies in District’s proofs. It is necessary to determine the ap propriateness of an
IEP, and whether it was reasonably calculated to enable the child to receive educational
benefits, as of the time it was created. D.S, 602 F.3d at 564–65. The appropriateness
of an IEP is not assessed with the benefit of hindsight and evidence acquired after the
creation of an IEP should “only” be used “to evaluate the reasonableness of the school
district’s decisions at the time that they were made.” Id. at 565. The testimony by
Stickel, Macchiaverna and Heyman supports that R.T. is doing well in his self-contained
autism program. However, the self -contained autism program is not the program set
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forth in R.T.’s IEP and , thus, any progress in that program cannot demonstrate the
reasonableness of the District’s decisions at the time o f the IEP. Indeed, the evidence
establishes that the parents were willing to accept a less demanding academic program
to address R.T.’s behavior and social needs and the District agreed to this arrangement
during the pendency of this proceeding. The tota lity of the evidence also fails to
establish that R.T.’s program is an adequate substitute for the type of social skills group
and/or training recommended by Fassilis and Glasberg prior to the IEP, which Heyman
and E hrlich both opined continued to be neede d after R.T.’s placement in the self -
contained autism program.
Based upon a consideration of the testimonial and documentary evidence
presented, and having had the opportunity to observe the demeanor of the witnesses
and assess their credibility, I FIND the following additional FACTS. The IEP offered by
the District did not adequately address R.T.’s individualized academic, behavioral and
social needs. R.T.’s behavior at home negatively impacts his ability to complete
educational-related tasks and adversely interferes with his learning . The provision of
ABA services at the home is a necessary support service to address R.T.’s academic,
behavioral and social needs and to enable R.T. to benefit educationally from his
instruction. A home program is nece ssary to comple ment the educational program at
school. The service s are required to enable R.T. to make academic, behavioral and
social progress and to confer meaningful educational benefit s to R.T . R.T. also
requires social skills training.
Based upon the foregoing, I CONCLUDE that the District failed to sustain its
burden of proving, by a preponderance of the credible, competent evidence, that the
IEP offered for the 2015 –16 school year was appropriate and provided a FAPE to R.T.
I further CONCLUDE that, to the extent there were any procedural shortcomings on the
part of the District , which petitioners did not assert in their request for due process, the
evidence fails to establish that any such procedural violation impeded R.T.’s right to a
FAPE, significantly impeded the parents’ opportunity to participate in the decision -
making process or caused a deprivation of educational benefits.
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Petitioners seek reimbursement for the costs associated with the home program
funded by the parents. I FIND that the record not only fails to demonstrate the number
of hours Saylor worked and details regarding her services , but also fails to establish
that she was providing the type of ABA data -driven program deemed necessary by
petitioners’ experts. Accordingly, I CONCLUDE that petitioners are not entitled to
reimbursement for Saylor’s services.
Petitioners seek reimbursement for the cost of Glasberg’s evaluation. It is well
established that the IDEA contains no provision for the recoupment of fees for services
rendered by experts in IDEA actions . Arlington Cent. Sch. Dist. v. Murphy , 548 U.S.
291 (2006). Petitioners retained Glasberg after the District denied their request f or an
independent evaluation, which petitioners ultimately withdrew. The totality of t he
circumstances reasonably supports that Glasberg was retained in anticipation of
litigation. Accordingly, I CONCLUDE that petitioners are not entitled to reimbursement
for cost associated with Glasberg’s evaluation.
Finally, petitioners seek compensato ry education. I CONCLUDE that petitioners
should be awarded compensatory education as a remedy for the District’s failure to
offer an appropriate IEP. In designing the appropriate remedy, I CONCLUDE that
R.T.’s IEP should be revised to include the recomm endations set forth in Heyman’s
report. Specifically, the IEP should be revised to include for a period of one year the
provision of ten h ours per week of behavior analytic services to R.T. at home by a
registered behavior technician or behavioral therapist and four hours per month of
oversight by a BCBA. The IEP should also be revised to include an additional four
hours per month by a BCBA to provide parent and sibling training and an IEP meeting
should be held in six months to determine if a reduction o r termination of that training is
appropriate due to behavioral improvement and family skill development. Inasmuch as
Heyman’s report includes the needed social skills training as part of the home hours, no
additional social skills group at school will be required.
I CONCLUDE that the parties should meet within thirty days of this D ecision to
create a new IEP to reflect the above services. It is further urged that the parties
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consider at that IEP meeting Heyman’s recommendations th at R.T. should be provided
opportunities to sit at a table with typical peers during lunch and a lunch peer or “buddy”
should be assigned during lunch to support R.T. in navigating social -skills interactions.
These recommendations, however, are not being required by this Decision.
ORDER
I ORDER that petitioners and the District shall meet within thirty days of this
Decision to create a new IEP for R.T. to include for a period of one year the provision of
ten hours per week of behavior analytic services to R.T. at home by a registered
behavior technician or behavioral therapist and four hours per month of oversight by a
BCBA. I further ORDER that the IEP shall also be revised to include an additional four
hours per month by a BCBA to prov ide parent and sibling training and that an IEP
meeting shall be held in six months to determine if a reduction or termination of that
training is appropriate. I ORDER that t he remaining claims of the request for due
process are DISMISSED.
This decision is final pursuant to 20 U.S.C. § 141 5(i)(1)(A) and 34 C.F.R.
§ 300.514 (2018) and is appealable by filing a complaint and bringing a civil action
either in the Law Division of the Superior Court of New Jersey or in a district court of the
United States. 20 U.S.C. § 1415(i)(2); 34 C.F.R. § 3 00.516 (2018). If the parent or
adult student feels that this decision is not being fully implemented with respect to
program or services, this concern should be communicated in writing to the Directo r,
Office of Special Education Programs.
January 14, 2019
DATE MARGARET M. MONACO, ALJ
Date Received at Agency
Date Mailed to Parties:
jb
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APPENDIX
List of Witnesses
For Petitioner:
Mrs. T.
Charles Ehrlich
Beth Glasberg-Katz
Celia Heyman
For Respondent:
Despina Fassilis
Cheryl Diane Stickel
Thomas Macchiaverna
Christopher Conklin
List of Exhibits in Evidence
For Petitioner:
P-1 Resume of Charles S. Ehrlich
P-2 Curriculum Vitae of Beth Glasberg
P-3 No exhibit in evidence
P-4 Curriculum Vitae of Celia L. Heyman
P-5 Transdisciplinary Evaluation dated April 26, 2006
P-6 IEP; February 26, 2007 , meeting date and letter from Alisa Wilson t o
Parent(s)/Guardian(s) of R.T. dated March 1, 2007
P-7 Memorandum from Alisa Wilson to Suzanne Hiatt dated May 8, 2007
P-8 Memorandum from Alisa Wilson to Suzanne Hiatt dated June 19, 2007
P-9 IEP; October 30, 2007 , meeting date and letter from Alisa Wilson to
Parent(s)/Guardian(s) of R.T.
P-10 Educational Evaluation by Alisa B. Wilson dated March 24, 2008
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P-11 Psychological Assessment by Despina Fassilis dated March 17, 2008
P-12 Speech and Language Evaluation by Sue Thompson dated April 29, 2008
P-13 IEP; May 15, 2008 , meeting date and letter from Alisa Wilson t o
Parent(s)/Guardian(s) of R.T. dated June 16, 2008
P-14 Report by Vinnie Balestrieri dated October 25, 2008
P-15 Document entitled R.T.’s “Current Home Programs May August 2009”
P-16 IEP; May 22, 2009 , meeting date and letter from Alison Hines to
Parent(s)/Guardian(s) of R.T. dated June 11, 2009
P-17 Written Confirmation of Parental Permission dated November 30, 2009
P-18 IEP; January 7, 2010, meeting date and letter from J anice Rhodes to Mr. and
Mrs. T. dated January 14, 2010
P-19 IEP; January 26, 2010 , meeting date and letter from J anice Rhodes to Mr. and
Mrs. T. dated April 8, 2010
P-20 IEP; June 1, 2010 , meeting date and letter from J anice Rhodes to Mr. and Mrs.
T. dated June 23, 2010
P-21 Report by Monica McCullough and Hillary Kruger dated October 25, 2010
P-22 Educational Evaluation by Mary Ellen Kaulius dated May 11, 2011
P-23 Speech/Language Evaluation by Miriam Kafker dated May 5, 2011 , and letter
from Maria Villar to Mr. and Mrs. T. dated May 6, 2011
P-24 Psychological Assessment by Anna Yang -Chiu dated May 13, 2011 , and letter
from Maria Villar to Mr. and Mrs. T. dated May 13, 2011
P-25 Eligibility Conference Report; June 10, 2011, meeting date
P-26 IEP; June 10, 2011, meeting date
P-27 IEP; May 30, 2012 , meeting date and letter from Sara h Brennessel to Mr. and
Mrs. T. dated June 5, 2012
P-28 IEP; June 6, 2013 , meeting date and le tter from Sara h Brennessel to Mr. and
Mrs. T. dated June 11, 2013
P-29 Letter from Sarah Brennessel to Parent(s)/Guardian(s), dated October 11, 2013
P-30 Letter from Sarah Brenne ssel to Parent/Guardian of R.T. dated October 20,
2013, and Consent to Waive Triennial Reevaluation and Planning Meeting
P-31 IEP; December 13, 2013, meeting date
P-32 Parental Request for Mediation dated December 23, 2013
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P-33 Notice of Agreement dated May 6, 2014
P-34 Functional Behavior Assessment by Despina Fassilis dated June 19, 2014, and
letter from Sarah Brennessel to the Parent(s)/Guardian(s) of R.T. dated June 20,
2014
P-35 Letter from Peter Weiss to Mr. and Mrs. T. dated July 7, 2014
P-36 Invitation to Review an Evaluation dated September 18, 2014
P-37 IEP dated September 18, 2014
P-38 Meeting Attendance Sign-In Sheet dated September 23, 2014
P-39 Letter from Sarah Brennessel dated October 15, 2014
P-40 Final Report for Consultation by Beth Glasberg dated January 29, 2015
P-41 Draft IEP; April 29, 2015, meeting date
P-42 IEP; April 29, 2015, meeting date
P-43 Annual IEP Review/Grade 6 Transition Planning Agenda
P-44 Letter from Sarah Brennessel t o Parent(s)/Guardian(s) of R.T. dated April 30,
2015
P-45 No exhibit in evidence
P-46 Functional Assessment by Gina M. Selpe dated July 20, 2015
P-47 Letter from Janice Rhodes to Parent(s)/Guardian(s) dated October 9, 2015
P-48 Letter from Janice Rhodes to Parent(s)/Guardian(s) dated November 10, 2015
P-49 Letter from Janice Rhodes to Parent(s)/Guardian(s) dated January 4, 2016
P-50 Letter from Janice Rhodes to Parent(s)/Guardian(s) dated January 27, 2016
P-51 Letter from Janice Rhodes to Parent(s)/Guardian(s) dated February 29, 2016
P-52 Home Observation Report/Addendum to Functional Assess ment Report by Celia
L. Heyman dated March 13, 2016
P-53 Letter from Katherine Harrison to Parent/Guardian of R.T. dated March 22, 2016,
and Progress Report for IEP Goals and Objectives 2015–2016
P-54 Packet of e-mails and text messages
P-55 Request and Amended Request for Due Process
P-56 Letter from Douglas Silvestro, Esq., to Peggy McDonald dated June 3, 2015 , and
Answer to Petition for Due Process with Affirmative Defenses
P-57 School Observation Report by Chuck Ehrlich dated June 17, 2016
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P-58 School Observation Report/Addendum to Repo rt by Celia L. Heyman dated May
16, 2016
For Respondent:
R-1 Petition for Due Process dated October 8, 2014, with exhibits
R-2 E-mail and letter from Robert Pruchnik, Esq., to Douglas Silvestro, Esq. , dated
May 28, 2015
R-3 Chronology of Events; e -mails f rom De spina Fassilis to Mrs. T. dated May 14,
June 2 and 12, 2014; and e -mail from Despina Fassilis to Christo pher Conklin
dated September 24, 2014
R-4 Functional Behavior Assessment by Despina Fassilis dated June 19, 2014
R-5 Letter from Robert Pruchnik, Esq., to Douglas Silvestro, Esq., dated April 17,
2015, enclosing “home program binder”
R-6 IEP; April 29, 2015, meeting date
R-7 Letter from Sarah Brennessel to Parent/Guardian of R.T. dated April 30, 2015
R-8 Redacted Report by C. Diane Stickel dated January 21, 2016
R-9 Resume of Despina Fassilis
R-10 Resume of C. Diane Stickel
R-11 Resume of Thomas J. Macchiaverna
R-12 Resume of Christopher Conklin
R-13 Cumulative Educational Report by Charles S. Ehrlich dated January 25, 2016
