CC and LK obo CC v Kinnelon Borough BOE Docket Number 01352-23 | Case 01352-23 | 2023-03-06
New Jersey special education due-process decision
- Case number
- 01352-23
- Date
- 03/06/2023
- Parties / district (official listing)
- CC and LK obo CC v Kinnelon Borough BOE Docket Number 01352-23
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Decision text
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New Jersey is an Equal Opportunity Employer
State of New Jersey
OFFICE OF ADMINISTRATIVE LAW
FINAL DECISION
OAL DKT. NO. EDS 01352-23
AGENCY DKT. NO. 2023-35441
C.C. AND L.K. ON BEHALF OF C.C.,
Petitioners,
v.
KINNELON BORO BOARD OF
EDUCATION,
Respondent.
________________________________
Matthew C. Moench, Esq., for petitioners (King, Moench & Collins LLP, attorneys)
Kyle Trent, Esq., for respondent (Apruzzese, McDermott, Mastro & Murphy, P.C.,
attorneys)
Record Closed: February 28, 2023 Decided: March 6, 2023
BEFORE JUDE-ANTHONY TISCORNIA, ALJ:
STATEMENT OF THE CASE
C.C. and L.K. on behalf of their minor child C.C. (petitioners) filed an expedited
due-process petition challenging 1) a ten-day out-of-school suspension and 2) a change
in placement from in-district to home school, pending out-of-district placement. The child
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has an individualized education program ( IEP) and the “stay put” provides for in- district
instruction.
PROCEDURAL HISTORY
Petitioners filed a Request for a Due -Process Hearing , disputing the Kinnelon
school district’s (respondent or district) proposed out -of-district placement of their minor
child C.C., with the Office of Special Education Policy and Procedures on February 1,
2023. Petitioners also filed a Request for Expedited Due- Process Hearing, challenging
the district’s ten day out-of-district suspension of C.C. Both petitions were transmitted to
the Office of Administrative Law (OAL) on February 14, 2023, as expedited matters, with
a hearing to be conducted and completed no later than March 7, 2023.
Along with the above-referenced expedited matters, a petition for emergent relief
was also transmitted to the OAL. Both the expedited and the emergent issues were
transmitted under the same docket number. The emergent petition sought a temporary
order allowing C.C. to remain in-district pending the resolution of the underlying expedited
matters, and was heard by the honorable Kelly Kirk, ALJ, on or about February 16, 2023.
Judge Kirk ordered that the stay -put provision of C.C.’s current IEP required C.C. to
remain in-district pending the resolution of any outstanding disputes between the parties.
Thus, C.C. currently remains in-district.
The district filed a motion to dismiss the remaining petitions, and the petitioners ’
opposition to the motion was received on February 24, 2023. Oral argument was heard
regarding the motion on February 27, 2023, after which I reserved decision on the motion.
The underlying matter was heard, with testimony taken, immediately following the oral
argument on the motion to dismiss. The record remained open until February 28, 2023,
for submission of exhibits.
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FACTUAL DISCUSSION
I FIND the following to be the facts of the case:
1. C.C. is a minor child, currently enrolled ( third grade) in the Kinnelon
Borough Board of Education school district. C.C. receives special-education services and
has an IEP.
2. On January 27, 2023, an incident occurred while C.C. was at school. This
incident involved C.C. and a district employee (paraprofessional) during a class session.
The incident was reported up the chain of command as a disciplinary issue.
3. On January 30, 2023, petitioners received an e-mail correspondence from
principal Dawn Uttel advising them that C.C. was being disciplined in response to the
January 27, 2023, incident, and would receive a twenty-minute lunch detention in
response to the behavior. See P-1.
4. On January 31, 2023, the district’s director of Special Services , Hilary M.
Beirne, sent e-mail correspondence advising petitioners that the district was unilaterally
removing C.C. from in -person instruction effective February 1, 2023. See P-2. This
correspondence advised the parents/petitioners that: 1) C.C. would be placed on home
instruction effective February 1, 2023; 2) the district did not have a program in-district that
could support C .C., and so the district would seek an out -of-district placement for him;
and 3) it was the district’s hope that C.C. would be able to return in-district “sometime in
the future.” See P-2; R-7.
5. On February 1, 202 3, the petitioners received an e-mail correspondence
from Principal Uttel advising them that C.C. was being suspended (out -of-school
suspension) for ten days, due to the January 27, 2023, incident.
6. On February 10, 2023, an IEP meeting was held, and a resulting IEP was
drafted. This February 10, 2023, IEP provides for an out-of-district placement for C.C.
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Motion to Dismiss
The district filed a motion to dismiss the expedited due-process petitions on
February 24, 2023. The motion essentially argues that 1) petitioners’ dispute regarding
the ten -day suspension should be dismissed, as the ten- day suspension period has
passed, and the claim is, thus, moot. Next, the district argues that 2) the underlying claim
regarding the ten -day suspension asserts a violation of the procedural requirements of
N.J.A.C. 6A:16 -7.2, and, thus, should be before the Commissioner of Education as a
dispute arising out of school law and not before the Office of Special Education (OSE).
Since, the district argues, the matter was wrongfully transmitted from OSE as a special-
education matter, the undersigned does not have proper jurisdiction. Finally, the district
argues that 3) petitioners’ challenge to the change in placement proposed via the January
31, 2023, correspondence is moot, as a collaborative IEP meeting has since been held
and a proposed IEP offered.
Regarding the motion to dismiss, I hereby DENY same, as I CONCLUDE that
1) the matter regarding the ten-day suspension is not moot, as there remains a record of
the child having served said suspension; 2) the matter regarding the ten-day suspension
is properly before me, as I CONCLUDE that this disciplinary issue is subsumed with the
superseding change-in-placement dispute, and 3) the change-in-placement dispute is not
moot because the alleged improper means by which the district attem pted to change
placement, i.e., the January 31, 2023, letter, remains unaddressed by the district.
LEGAL DISCUSSION
Ten-Day Suspension
The district argues that, considering that the discipline imposed was a short-term
suspension of no more than ten days, the Board of Education had discretion under the
law to impose such a suspension utilizing the same procedures applicable to non-
disabled students. While I agree that boards of education generally have wide discretion
when imposing minor discipline, it is well settled that any such discipline imposed, if
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challenged, must still be considered under the arbitrary -and-capricious standard when
considering the board’s action.
In order for the undersigned to disturb the discipline imposed here, I must conclude
that the Board’s actions were arbitrary, capricious , or unreasonable. “Arbitrary and
capricious action . . . means willful and unreasoning action, without consideration and in
disregard of circumstances.” Worthington v. Fauver, 88 N.J. 183, 204–05 (1982) (quoting
Bayshore Sewage Co. v. Dep’t of Envt’l Prot., 122 N.J. Super. 184, 199 (Ch. Div. 1973)).
“‘Where there is room for two opinions, action is not arbitrary or capricious when exercised
honestly and upon due consideration, even though it may be believed that an erroneous
conclusion has been reached. ’” P.S. on Behalf of Minor Child, T.S. , 2019 N.J. AGEN
LEXIS 562 at *16 (August 28, 2019) (quoting Bayshore, 122 N.J. Super. at 199 –200),
adopted, 2019 N.J. AGEN LEXIS 999 (October 15, 2019). “To satisfy the arbitrary and
capricious standard, petitioner must prove that respondent acted in either bad faith or in
disregard to the circumstances.” Ibid. In making such a determination, I must review and
analyze the facts presented.
In the present matter, the facts show that on January 27, 2023, an incident
occurred involving C.C. that prompted the district to impose discipline. On January 30,
2023, petitioners received an e- mail from Principal Uttel advising them that C.C. was
being disciplined in response to the January 27, 2023, incident in the form of a twenty-
minute lunch detention. On February 1, 2023, the petitioners received a subsequent
e-mail from Principal Uttel advising them that a ten-day suspension was being imposed
effective immediately, resulting from the same January 27, 2023, incident.
Based on the foregoing, I CONCLUDE that, while the decision to impose discipline
was not, in itself, arbitrary and capricious, the form of the discipline imposed, i.e., the ten-
day suspension, was arbitrary and capricious, because the district had already imposed
discipline in the form of the lunch detention. Thus, the district seems to have been made
aware of the incident, analyzed and investigated it, determined that a certain degree of
discipline was warranted, imposed said degree of discipline, only to then, unilaterally and
inexplicably, raise the degree of discipline, and impose a second, more severe round of
discipline for the same underlying offense. This conclusion is bolstered by the fact that
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when the petitioners were contacted on January 30, 2023, regarding C.C.’s receiving the
lunch suspension, there was no indi cation given that this was any sort of a preliminary
discipline and that further, more severe discipline may be imposed. If, for example, new
facts emerged sometime after the initial lunch suspension was imposed, facts that tended
to show that C.C.’s conduct was more egregious than originally thought, then the
imposition of a second round of more severe discipline may have been warranted. I FIND
that no such facts arose . Thus, I C ONCLUDE that the board’s action of imposing a
second, elevated round of discipline, in the form of a ten-day suspension, was arbitrary,
capricious, and, therefore, unwarranted. The ten -day suspension should, thus , be
rescinded.
Change in Placement
The petitioners received an email on January 31, 2023, from the district’s director
of Special Services advising them that the district was unilaterally removing C.C. from in-
person instruction, effective the following day (February 1, 2023). As noted above, C.C.
has been identified as a child with a disability and, therefore, has an IEP in place that is
tailored to his individual needs. State and federal laws require local public school districts
to identify, classify and provide a free and appropriate public education (FAPE) to children
with disabilities. 20 U.S.C. § 1412; N.J.S.A. 18A:46- 8, -9. FAPE is an education that is
specially designed to meet the unique needs of the handicapped child, supported by
“‘such services as are necessary to permit the child “to benefit” from the instruction.’” G.B.
v. Bridgewater-Raritan Reg’l Bd. of Educ., 2009 U.S. Dist. LEXIS 15671 at *5 (D.N.J. Feb.
27, 2009) (citing Hendrick Hudson Cent. Sch. Dist. Bd. of Educ. v. Rowley, 458 U.S. 176,
189 (1982)).
In order to provide FAPE , a school district must develop and implement an
individualized education program. The IEP is “the centerpiece of the statute’s education
delivery system” and serves as the “vehicle” or “means” of providing a FAPE. Honig v.
Doe, 484 U.S. 305, 311 (1988); Rowley , 458 U.S. at 181. An IEP is “a comprehensive
statement of the educational needs of a handicapped child and the specially designed
instruction and related services to be employed to meet th ose needs.” Sch. Comm. of
Burlington v. Dep’t of Educ. of Mass., 471 U.S. 359, 368 (1985).
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In the case at bar, the petitioners assert that the district attempted to unilaterally
alter C.C.’s IEP by making a change in placement from in -district to at home, and
ultimately out -of-district, all without consultation with the parents and without first
implementing the procedural safeguard of conducting a collaborative IEP meeting. While
the district contended that the February 1, 2023, correspondence was simply a precursor
to the IEP meeting that would eventually take place, I find no indication of such. It appears
that the district attempted to unilaterally make a permanent change to C.C.’s placement
via an e-mail communication and without going through the proper protocols.
In order for procedural violations of the IDEA to be actionable, the violations must
amount to a substantive deprivation of a free appropriate publi c education. 20 U.S.C.
§ 1415(f)(3)(E)(i). The procedural deficiencies must have (1) impeded the child’s right to
a free appropriate public education; (2) significantly impeded the parents’ opportunity to
participate in the decision making process regarding the provision of a FAPE to the
parents’ child; or (3) caused a deprivation of educational benefits. 20 U.S.C.
§ 1415(f)(3)(E)(ii); 34 C.F.R. § 300.513(a)(2) (2022); N.J.A.C. 6A:14 -2.7(k). A claim
based on a violation of the IDEA’s procedural requirem ents is thus not valid unless it
alleges that the flaw affected the student’s or the parents’ substantive rights. Kingsmore
v. Dist. of Columbia, 466 F.3d 118, 119 (D.C. Cir. 2006). In the case at bar, I CONCLUDE
that the district’s attempt to change C.C.’s placement without first conducting an IEP
meeting did affect the parents’ substantive rights under the law.
Notwithstanding the above determination, the district, perhaps realizing that a
change in C.C.’s placement cannot be achieved via an informal communication, did, in
fact, conduct a collaborative IEP meeting on February 10, 2023. The product of that
meeting is a proposed IEP that provides for an out -of-district placement. While the
substance of this February 10, 2023, IEP is not before me, it would now appear that the
underlying dispute regarding the January 31, 2023, correspondence and any change in
placement proposed therein is moot, as a collaborative IEP meeting has now been
conducted. Any dispute arising out of that meeting or the corresponding IEP that resulted
from that meeting should be addressed via a separate due-process petition.
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ORDER
Based upon the foregoing, it is ORDERED that the ten-day suspension imposed
by respondent is, hereby, RESCINDED.
It is further ORDERED that the change in placement imposed by the February 1,
2023, correspondence is, hereby, RESCINDED.
This decision is final pursuant to 20 U.S.C. § 1415(i)(1)(A) and 34 C.F.R. § 300.514
(2022) and is appealable by filing a complaint and bringing a civil action either in the Law
Division of the Superior Court of New Jersey or in a district court of the United States. 20
U.S.C. § 1415(i)(2); 34 C.F.R. § 300.516 (2022). If the parent or adult student feels that
this decision is not being fully implemented with respect to program or services, this
concern should be communicated in writing to the Director, Office of Special Education.
March 6, 2023
DATE JUDE-ANTHONY TISCORNIA, ALJ
Date Received at Agency 3/6/23
Date Mailed to Parties: 3/6/23______________________________
id
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APPENDIX
WITNESSES
For Petitioners:
Lori Foster
Dawn Uttel
For Respondent:
L.K. (petitioner)
LIST OF EXHIBITS IN EVIDENCE
For Petitioners:
P-1 E-mail between school and parents from 1/27/23 to 1/30/23
P-2 E-mail from H. Beirne to petitioners, et al. dated 1/31/23
P-3 E-mail from M. Moench to school district, dated 1/31/23
P-4 Letter from M. Moench to school district, dated 1/31/23
P-5 E-mail from District to petitioners, dated 2/1/23
P-6 District Policy 5600—Pupil Discipline/Code of Conduct
P-7 District Policy 5610—Suspension
P-8 District Regulation 5610—Suspension Procedures
For Respondent:
R-1 IEP, dated 11/8/22
R-2 Emails between case manager and parents, dated 11/9/22
R-3 Incident Log Notes for 2022–23 school year
R-4 Handle with Care Interventions Report for 1/27/23 incident
R-5 Risk Assessment Checklist for 1/27/23 incident with parent-objection
e-mails
R-6 Principal’s timeline for 1/27/23 incident
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R-7 Letter from director of Special Services and principal to parent s, dated
1/31/23
R-8 Notice of 10-day suspension, dated 2/1/23
R-9 Proposed IEP with attendance sheet and transmittal emails, dated 2/10/23
R-10 Due-Process Petition filed by petitioners, dated 2/20/23
R-11 Lori Foster resume
R-12 Board attorney letter to parent’s attorney, dated 12/8/22
