E.P. obo L.P. v. Newton Town BOE | Case 05228-24 | 2024-07-23
New Jersey special education due-process decision
- Case number
- 05228-24
- Date
- 07/23/2024
- Parties / district (official listing)
- E.P. obo L.P. v. Newton Town BOE
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New Jersey is an Equal Opportunity Employer
State of New Jersey
OFFICE OF ADMINISTRATIVE LAW
FINAL DECISION DENYING
PETITIONERS’ MOTION FOR
SUMMARY DECISION, AND
GRANTING RESPONDENT’S
MOTION FOR SUMMARY
DECISION
OAL DKT. NO. EDS 05228-24
AGENCY DKT. NO. 2024-37265
E.P. ON BEHALF OF L.P.,
Petitioners,
v.
NEWTON TOWN BOARD OF
EDUCATION,
Respondent.
Jennifer N. Rosen Valverde, Esq., for petitioner (Education and Health Law
Clinic, Rutgers University, School of Law, Newark, attorneys)
Robin S. Ballard, Esq., for respondent (Schenck, Price, Smith & King, attorneys)
Record Closed: July 18, 2024 Decided: July 23, 2024
BEFORE JOSEPH A. ASCIONE, ALJ (ret. on recall):
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STATEMENT OF THE CASE
AND PROCEDURAL HISTORY
In this matter E.P. on behalf of L.P. (petitioners) seeks by summary disposition
motion independent educational evaluations (comprehensive neuropsychological,
educational, and auditory processing) of L.P. Petitioners seek respondent, the Newton
Town Board of Education (Newton or District ), to public ly fund these evaluations .
Newton has cross moved to dismiss the petition. Despite Newton’s conferencing with
the parent regarding the student’s needs on July 1, 2021, November 30, 2022, April
2023, February and April 2024; Newton determined that L.P.’s educational , emotional
and social accomplishments were consistent with the student’s age and progressed
appropriately. Newton could find no disability which needed either an independent
public educational evaluation or special educational services. In accord with that
determination, no public independent educational evaluations were sought nor obtained
by Newton.
This matter was transmitted to and filed with the Office of Administrative Law
(OAL) on April 22, 20 24, by the Department of Education for determination as a
contested case, pursuant to N.J.S.A. 52:14B-1 to - 15 and N.J.S.A. 52:14F-1 to - 13.
Petitioners moved for summary disposition on May 3, 2024. Respondent cross moved
for summary disposition on May 28, 2024. Petitioners opposed respondent’s motion
and submitted a reply brief on June 13, 2024. Respondent submitted a reply brief on
June 21, 2024. Oral argument was held on July 18, 2024. The record closed on July
18, 2024. The Final Decision issued on July 23, 2024.
BACKGROUND
L.P. is nine years old and is a registered student in the Newton Public School
District. According to a pediatric follow up visit report dated June 2021, a
neurodevelopmental pediatrician diagnosed L.P. with “Autism Spectrum Disorder
without accompanying language impairment or intellectual disability.” The report also
noted other diagnoses, including Attention Deficit Hyperactivity Disorder -Combined
Type, Sensory Integration Dysfunction, Oppositional and Aggressive Behavior and
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mood swings. The pediatrician suggested that L.P. be evaluated for eligibility for special
education services and other related services. E.P. shortly after receiving the June 2021
opinion, wrote a letter to the District requesting that special education services be
provided to L.P . E.P. delivered the letter along with the pediatrician report to Jennifer
Pasquali, Director of Special Services for the district.
The District then held an i dentification meeting, at which E.P., the school
psychologist and case manager, general education teacher, learning disabilities teacher
consultant and school social worker were present. The District’s Initial Evaluation Plan
stated that the purpose of the meeting was to “determine based on the information
provided whether a disability is suspected that warrants further evaluations of current
levels of functioning.” The Child Study Team (CST) reviewed and considered sources of
data and information about L.P., including an interview with E.P., a review of L.P.’s
educational developmental history including records and interviews, a review of
intervention strategies used in the classroom, academic records, behavior and social
history, teacher reports, and E.P .’s input. Based on this information, the District
concluded that L.P. does not require any evaluations, does not evidence an educational
disability defined in N.J.A.C. 6A:14-3.5, and does not require special education and
related services.
Afterwards, E.P. emailed a request for an IEE at public expense, including
comprehensive neuropsychological, educational and auditory processing evaluations.
The District then held another Identification meeting following this request, with the
same meeting purpose as the last one: to determine based on the provided information
whether a disability is suspected that warrants further evaluations of current levels of
functioning. At this meeting, sources used included an analysis of work, trial teaching,
self-report, criterion reference list, curriculum-based assessment, an interview with E.P.,
review of educational and developmental history, neurological evaluations, structured
observation of L.P. in non- testing settings and other classroom observations and
teacher reports. Based on that information, the District again concluded that she does
not “require any evaluations, does not evidence any educational disability defined in
N.J.A.C. 6A:14-3.5, and does not require special education and related services.” The
District neither granted E.P.’s request for an IEE, nor filed a petition for due process
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against E.P. within 20 days. One last identification meeting was held in April 2023, and
the CST again declined to evaluate L.P. because she “achieved excellent grades and
exhibited no social or emotional concerns in class.” During the 2023- 2024 school year,
E.P. referred L.P. to the CST two additional times, and two meetings were held in
February 2024 and April 2024. Both times, the CST determined there was no evaluation
of L.P. warranted, and there were no concerns with her functioning in school.
On October 24 , 2023, E.P. filed a Complaint Investigation Request with the N.J.
Department of Education Office of Special Education (OSE) against the District seeking
in part, an IEE due to the District’s failure to provide an IEE or file for due process in
response. In December 2023, the OSE found the District did not fail to provide L.P. with
an IEE because “there was no evaluation to which the parent could disagree to trigger
the right to an IEE at public expense.” On January 9, 2024, E.P. requested
reconsideration of the December 23, 2023, final decision of the OSE. On January 25,
2024, that request was denied, and notice was provided, that petitioner could appeal the
final decision to the Appellate Division.
FACTUAL FINDINGS
Based upon consideration of the documentary evidence presented, and the
absence of objection to the certifications from either counsel , I FIND the following
FACTS:
1. L.P. is nine-years-old and a student at Newton Town School District.
2. On June 8, 2021, Dr. Christina Farrel, M.D. , a neurodevelopmental
pediatrician diagnosed L.P. with “ Autism Spectrum Disorder without
accompanying language impairment or intellectual disability.” The report also
noted other diagnoses, including Attention Deficit Hyperactivity Disorder-
Combined Type, Sensory Integration Dysfunction, Oppositional and
Aggressive Behavior and mood swings. Dr. Farrel suggested that L.P. be
evaluated for eligibility for special education services and other related
services.
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3. On June 15, 2021, E.P. forwarded this diagnosis and requested special
educational services for L.P.
4. On July 1, 2021, Newton conducted a n identification meeting. In attendance
was E.P., Megan Young, (School Psychologist and Case Manager ), Ashley
Woortman, (General Education Teacher), Larissa Roman, (Learning
Disabilities Teacher Consultant), and Karen Thibault, (School Social Worker).
5. After that meeting, u pon review of various records of L.P. the District
concluded that L.P. does not “require any evaluations, does not evidence any
educational disability defined in N.J.A.C. 6A:14-3.5, and does not require
special education and related services.” No appeal was taken from that
determination.
6. On November 14, 2022, E.P. requested of Jennifer Pasquali, the Director of
Special Education for Newton, an independent evaluation of L.P.
7. On November 30, 2022, Newton again convened an identification meeting. In
addition to E.P., Ms. Young, and Ms. Roman the following people attended:
Jennifer Pasquali, Julie Rikon, ( Parent consultant), and a dditional personnel
of the Newton staff, representing the student’s teacher, the principal, the Child
Study team social worker, and the speech and language specialist.
8. After that meeting, upon review of various records of L.P. the District
concluded that L.P. does not “require any evaluations, does not evidence any
educational disability defined in N.J.A.C. 6A:14-3.5, and does not require
special education and related services.” No appeal was taken from that
determination.
9. On April 3, 2023, Newton again convened an identification meeting. In
addition to E.P., the student’s grandfather, a retired learning disabilities
teacher and consult ant, Ms. Young, Ms. Roman, Ms . Pasquali, and Ms .
Rikon, five additional personnel of the Newton staff attended, representing the
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student’s teacher, the principal, the Child Study team social worker, and the
speech and language specialist.
10. After that meeting, upon review of various records of L.P. the District
concluded that L.P. does not “require any evaluations, does not evidence any
educational disability defined in N.J.A.C. 6A:14-3.5, and does not require
special education and related services.” No appeal was taken from that
determination.
11. On October 24, 2023, E.P. filed a complaint Investigation Request with the
(OSE) against the District seeking in part, an IEE due to the District’s failure
to provide an IEE or file for due process in response.
12. On December 22, 2023, the OSE found the District did not fail to provide
L.P. with an IEE because “there was no evaluation to which the parent could
disagree to trigger the right to an IEE at public expense.”
13. On January 9, 2024, E.P. requested reconsideration of the December 23,
2023, final decision of the OSE. On January 25, 2024, that request was
denied, and notice was provided that petitioner could appeal the final decision
to the Appellate Division.
14. On February 21, 2024, Newton again convened an identification meeting. In
addition to E.P., Ms. Young, Ms. Roman, Ms. Pasquali, three additional
personnel of the Newton staff attended.
15. After that meeting, upon review of various records of L.P. the District
concluded that L.P. does not “require any evaluations, does not evidence any
educational disability defined in N.J.A.C. 6A:14-3.5, and does not require
special education and related services.” No appeal was taken from that
determination.
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16. On April 10, 2024, Newton again convened an identification meeting. In
addition to E.P., Ms. Young, Ms. Roman, Ms. Pasquali, four additional
personnel of the Newton staff attended.
17. After that meeting, upon review of various records of L.P. the District
concluded that L.P. does not “require any evaluations, does not evidence any
educational disability defined in N.J.A.C. 6A:14-3.5, and does not require
special education and related services.” No appeal was taken from that
determination.
18. At no time during the period from 2021 through 2024, did Newton seek to file
a petition for due process to deny petitioners an independent evaluation.
19. L.P. has shown she progresses more than adequately annually over the last
few years.
20. During the time from 2021, through and including 2024, Newton never
engaged an IEE in any area to make an evaluation of L.P., as Newton had
determined L.P. was not eligible for special education, as her disability did not
affect her intellectual, social nor, emotional well-being to sufficiently have an
effect on her educational progress.
QUESTIONS PRESENTED
Did Newton err in not moving for due process on petitioners’ request for IEEs?
Did Newton conduct an evaluation of L.P. as that term is defined in 34 CFR
300.301ff?
Under the facts of this matter are petitioners entitled to an IEE at the expense of
Newton?
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Does petitioners ’ failure to appeal the December 23, 2023’ OSE final decision
preclude petitioners due process application herein?
The answer to all of the above questions is No.
LEGAL ANALYSIS
Summary decision, or as it is known in judicial matters, summary judgment, is a
well-recognized procedure for resolving cases in which the facts that are crucial to the
determination of the matters at issue are not actually in dispute and the application to
that set of material facts of the applicable law and standard of proof lead to a
determination of the case without the necessity of a hearing at which evidence and
testimony need be taken. The procedure is equally applicable in judicial as well as
executive branch administrative cases. N.J.A.C. 1:1-12.5. The standards for
determining motions for summary judgment are contained in Judson v. People’s Bank
and Trust Co. of Westfield, 17 N.J. 67, 74– 75 (1954). The Supreme Court later
elaborated on the motion and its standard in Brill v. Guardian Life Insurance Co. of
America, 142 N.J. 520 (1995). Under the Brill standard, as in Judson, a motion for
summary decision may only be granted where there are no “genuine disputes” of
“material fact.” The determination as to whether disputes of material fact exist is made
after a “discriminating search” of the record, consisting as it may of affidavits,
certifications, documentary exhibits and any other evidence filed by the movant and any
such evidence filed in response to the motion, with all reasonable inferences arising
from the evidence being accorded to the opponent of the motion. In order to defeat the
motion, the opposing party must establish the existence of “genuine” disputes of
material fact. The facts upon which the party opposing the motion relies to defeat the
motion must be something more than “facts which are immaterial or of an insubstantial
nature, a mere scintilla, ‘fanciful, frivolous, gauzy or merely suspicious.’” Judson , supra,
17 N.J. at 75 (citations omitted). The Brill decision focuses upon the analytical
procedure for determining whether a purported dispute of material fact is “genuine” or is
simply of an “insubstantial nature.” Brill, supra, 142 N.J. at 530. Brill concludes that the
same analytical process used to decide motions for a directed verdict is used to resolve
summary decision motions. “[T]he essence of the inquiry in each is the same: ‘Whether
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the evidence presents a sufficient disagreement to require submission to a jury or
whether it is so one- sided that one party must prevail as a matter of law.’” Id. at 536
(quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251–52, 106 S. Ct. 2505, 2512,
91 L. Ed. 2d 202, 214 (1986)). In searching the proffered evidence to determine the
motion, the judge must be guided by the applicable substantive evidentiary standard of
proof, that is, the “burden of persuasion” that would apply at trial on the merits, whether
that is the preponderance of the evidence standard or the clear and convincing
evidence standard. If a careful review under this standard establishes that no
reasonable fact finder could resolve the disputed facts in favor of the party opposing the
motion, then the uncontradicted facts thus established can be examined in the light of
the applicable substantive law to determine whether or not the movant is clearly entitled
to judgment as a matter of law.
The Individuals with Disabilities Education Act (“IDEA”), 20 U.S.C. §§ 1400- 1487,
requires States to ensure that all children with disabilities have access to a free
appropriate public education (“FAPE”) which is designed to meet their unique needs,
and establishes procedural due process rights for the children. Each school district’s
board of education must have policies, procedures, and programs to ensure that all
students with disabilities between the ages of three and twenty -one have access to a
FAPE and are educated to the maximum extent appropriate in the least restrictive
environment (“LRE”). N.J.A.C. 6A:14-1.2(b). Education in the LRE requires, whenever
possible, the child is educated in the regular educational environment with children who
are not disabled, i.e., the child is included in the mainstream education system.
N.J.A.C. 6A:14-4.2; 20 U.S.C. § 1412(a)(5)(A); 34 C.F.R. 300.114. See also Oberti v.
Bd. of Educ. of Borough of Clementon Sch. Dist. , 995 F.2d 1204, 1214 (3d Cir. 1993).
An education is “appropriate” if it includes “personalized instruction with sufficient
support services to permit the child to benefit educationally from that instruction.”
Hendrick Hudson Dist. Bd. of Educ. v. Rowley , 458 U.S. 176, 203 (1982). In New
Jersey, a FAPE must include both special education and any necessary related
services, such as counseling, occupational or physical therapy, and speech- language
services. N.J.A.C. 6A:14-1.1(b)(3), (d); N.J.A.C. 6A:14-3.9(a). See also 20 U.S.C. §
1401(9), (26)(A); 34 C.F.R. 300.34(a).
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Once a student is determined to be eligible for special education and related
services the local educational agency (“LEA”) must develop an individualized education
program (“IEP”) which establishes the rationale for a student’s educational placement
and serves as the basis for program implementation. N.J.A.C. 6A:14-1.3; -3.7.
Here, though, Newton, did not determine that L.P. satisfied the threshold for
special education, and did not create an IEP . Newton did not seek any public
independent educational evaluation for L.P . Newton had been satisfied that L.P.
performed academically, emotionally, and socially appropriate for her age. Newton staff
met with E.P. on five occasions from 2021 through 2024. At each occasion, Newton
saw more than adequate annual progress of L.P. academically; and did not perceive the
issues raised by E.P. regarding social or emotional issues.
Petitioners maintain that because Newton did not move to deny a request for the
IEEs within the twenty -day time period of the requests for the IEE s in 2021, 2022, or
2023, it is entitled to IEEs at public expense. Denying same petitioners maintain is
unconscionable. Petitioners fail to address the respondent’s position that as Newton
performed no outside evaluation of L.P., L.P. is not entitled to object to that evaluation,
and request an IEE.
An independent education evaluation (“IEE”) means “an evaluation conducted
by a qualified examiner who is not employed by the public agency responsible for the
education of the child in question.” 34 C.F.R. 300.502(a)(3)(i); N.J.A.C. 1:6A-14.4(a).
According to the Supreme Court, the purpose of the IEE is to ensure that parents have
“access to an expert who can evaluate all the materials that the school must make
available, and who can give an independent opinion.” Schaffer v. Weast , 546 U.S. 49,
60-61 (2005). The IEE further ensures that parents, in contesting a school district’s
assessment, “are not left to challenge the government without a realistic opportunity to
access the necessary evidence, or without an expert with the firepow er to match the
opposition.” Id. at 61. It is easy to imagine how difficult it would be for many parents to
“match the firepower” of the government if they could not afford to pay the evaluator .
Here, Newton is not seeking an outside expert to support its determination. If a hearing
were held regarding whether Newton provided L.P. FAPE, Newton would rely on its
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internal staff and the educational records of L.P. to satisfy they are providing L.P. with
FAPE, as she is making appropriate educational, emotional, and social progress.
34 CFR 300.302 provides, “The screening of a student by a teacher or specialist
to determine appropriate instructional strategies for curriculum implementation shall not
be considered to be an evaluation for eligibility for special education and related
services.”
Autism is one of the categories of disabilities which may qualify a student for
special education, however 34 CFR 300.8(a)c(1) defines “autism as a developmental
disability significantly affecting verbal and nonverbal communication and social
interaction, …, that adversely affects a child's educational performance. ” Here, L.P.
does not present with intellectual or language impairment. It cannot be said that L.P.’s
autism is significantly affecting her verbal and non- verbal communication or social
interactions.
Pursuant to N.J.A.C. 1:6A-14.4(a), if a district denies a parental request for an
IEE, one may still be afforded to the parent by order of an ALJ. That regulation provides
that “[f]or good cause and after giving the parties an opportunity to be heard, the judge
may order an independent educational evaluation of the pupil.” To determine whether
there is good cause, a factual determination must be made as to whether the CST
conducted the appropriate evaluations, and whether those evaluations contained
enough information about the pupil and his educational needs, to aid in the
development of an appropriate IEP. Union Twp. Bd. of Educ. v. V.K. o/b/o R.K., EDS
5964-03, Final Decision (Nov. 5, 2003) http://njlaw.rutgers.edu/collections/oal/ .
Petitioners have failed to provide any support for this tribunal to find good cause to
order IEEs, pursuant to N.J.A.C. 1:6A-14.4.
Here, Newton has on five occasions appropriately determined L.P. ineligible for
special education services pursuant to N.J.A.C. 6A: 14 -3.4(d). N ewton conducted no
independent public evaluation. “…, only a disputed public evaluation can trigger a right
for a publicly funded IEE.” M.S. v. Hillsborough Twp. Bd. of Educ ., No. 19 -1510; 2019
U.S. App. LEXIS 37382; 2019 WL 6817169 (3d Cir. 2019).
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Petitioners strongly argue that Newton’s failure to file a due process petition to
object to the request for an IEE is fatal to Newton’s position objecting to the IEE.
Petitioner relies on 34 CFR 300.502(b)(2). 34 CFR 300.502(b)(5) provides, “A parent is
entitled to only one independent educational evaluation at public expense each time the
public agency conducts an evaluation with which the parent disagrees.” Respondent
successfully argues, it has not conducted an evaluation.
Petitioners also cite cases pursuant to N.J.A.C . 6A:14-2.5(c) when the language
of the regulation differed from its present form. At the time of Haddon Twp. Sch. Dist. v.
N.J. Dep’t of Educ. , No. A -1626-14T4 (N.J. App. Div. , 2016), the regulation permitted
the District to first complete an evaluation if the parent asked for an independent
evaluation in an area not yet assessed, grant the IEE or request due process to deny
the request. Again, for a student who had not been evaluated, that provision would
require the District to respond to a request for an IEE for any student who had never
had a CST evaluation completed. Since the regulation has been revised to remove that
provision, the reasoning in Haddon does not apply to the instant matter. In Haddon, the
student had previously been identified as in need of special education.
In the event L.P. does not make meaningful progress educationally, socially,
emotionally, Newton is subject to due process for failing to provide FAPE. Here,
Newton has not conducted an independent evaluation to which the petitioners are
entitled to object. That is a condition precedent to requesting an independent
evaluation.
The petitioner complained to OSE regarding the determination of the Newton
District. OSE did not find the complaint to be meritorious, denying any independent
evaluation. Petitioners never appealed the determinations by the OSE. "An
administrative agency's final quasi -judicial decision will be sustained unless there is a
clear showing that it is arbitrary, capricious, or unreasonable, or that it lacks fair support
in the record." Bd. of Educ. of the Borough of Kinnelon v. D'Amico, 477 N.J. Super. 184,
195-196 (App. Div. 2023) quoting In re Herrmann, 192 N.J. 19, 27 -28, 926 A.2d 350
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(2007). This is not the appropriate forum to review OSE’s determination, and this
tribunal will not do so.
While not precluded from instituting the within action, petitioners action in
bringing this matter before this forum is forum shopping. Petitioners had the opportunity
to appeal the action of the OSE in ruling against the petitioners, petitioners chose not to
do so.
CONCLUSION
I CONCLUDE that Newton did provide an appropriate analysis of L.P. and found
no disability which needed to be addressed.
I FURTHER CONCLUDE that Newton did not conduct any public educational
evaluation with which the petitioner could object, thereby entitling the petitioner to a
District paid IEE.
I FUTHER CONCLUDE petitioners have not shown good cause for this tribunal
to direct an IEE of L.P.
ORDER
It is hereby ORDERED that respondent’s motion for summary disposition
dismissing the petition is GRANTED, and
It is hereby FURTHER ORDERED that petitioner’s claim for IEE s for L.P. is
DENIED.
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This decision is final pursuant to 20 U.S.C. § 1415(i)(1)(A) and 34 C.F.R. §
300.514 (2024) and is appealable by filing a complaint and bringing a civil action either
in the Law Division of the Superior Court of New Jersey or in a district court of the
United States. 20 U.S.C. § 1415(i)(2); 34 C.F.R. § 300.516 (2024). If the parent or
adult student feels that this decision is not being fully implemented with respect to
program or services, this concern should be communicated in writing to the Director,
Office of Special Education.
July 23, 2024
DATE JOSEPH A. ASCIONE, ALJ (Ret., on recall)
Date Received at Agency: July 23, 2024
Date Sent to Parties: July 23, 2024
JAA/cc
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APPENDIX
LIST OF EXHIBITS
For Petitioner:
P-1 Moving Papers and Exhibits PE 1-7
P-2 Opposing and Reply Papers PE 8
For Respondent:
R-1 Moving Papers and Exhibits 1-4
R-2 Reply Papers
