K.E. and B.E. o/b/o T.E. v. Northern Highlands Regional Board of Education and Upper Saddle River Board of Education | Case EDS 08946-17 | 2018-06-27
New Jersey special education due-process decision
- Case number
- EDS 08946-17
- Date
- 6/27/2018
- Parties / district (official listing)
- K.E. and B.E. o/b/o T.E. v. Northern Highlands Regional Board of Education and Upper Saddle River Board of Education
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Decision text
Page 1
New Jersey is an Equal Opportunity Employer
State of New Jersey
OFFICE OF ADMINISTRATIVE LAW
FINAL DECISION
OAL DKT. NO. EDS 08946-17
AGENCY REF NO. 2017/26288
K.E. AND B.E. ON BEHALF OF T.E.,
Petitioners,
v.
NORTHERN HIGHLANDS REGIONAL BOARD
OF EDUCATION AND UPPER SADDLE RIVER
BOARD OF EDUCATION,
Respondent.
______________________________________
Thomas J. O’Leary, Esq., for Petitioners (Connell Foley, attorneys)
James L. Plosia , Esq., for Respondent Northern Highlands Regional Board of
Education (NHR) (Plosia Cohen, attorneys)
Stacey Therese Cherry , Esq., for Respondent Upper Saddle River Board of
Education (USR) (Fogarty & Hara, attorneys)
Record Closed: June 5, 2018 Decided: June 27, 2018
BEFORE THOMAS R. BETANCOURT, ALJ:
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STATEMENT OF THE CASE AND PROCEDURAL HISTORY
Petitioners filed a request for a due process petition with the Office of Special
Education Programs, New Jersey Department of Education (NJDOE).
The Department of Education transmitted the contested case pursuant to
N.J.S.A. 52:14B -1 to -15 and N.J.S.A. 52:14 F-1 to -13, to the Office of Administrative
Law (OAL), where it was filed on June 23, 2017.
A prehearing conference was held on June 30, 201 7, and a prehearing order
was entered by the undersigned on the same date.
Respondent, Northern Highlands Regional Board of Education ( NHRHS), filed a
notice of motion to dismiss petitioners’ due process petition on September 21, 2017 .
Respondent, Upper Saddle River Board of Education ( USR), filed a brief neither in
support nor in oppositi on to the motion, but to clarify certain facts, on October 2, 2017.
Petitioners filed their response thereto on October 12, 2017. Re spondent filed its sur
response brief on October 23, 2017.
Oral argument on the motion was held on November 28, 2017. An order denying
the motion to dismiss was entered on November 29, 2017.
Respondent, NHRHS, filed motions to bifurcate and to dismiss Petitioners’
compensatory education claims against NHRS on December 11, 2017. Respondent,
USR, filed a brief in support of said motion on January 2, 2018. Petitioner filed a brief
in opposition on January 4, 2018. Respondent, NHRHS, filed a sur reply brief on
January 8, 2018. An order granting the motion to bifurcate , and denying the motion to
dismiss the compensatory ed ucation claim against NHRHS, was entered on January
12, 2018.
On January 2, 2018, Hillary D. Freeman, Esq., counsel for Petitioners filed a
motion to be relieved as counsel. Oral argument on the motion to be relieved was
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heard on January 8 , 2018. An Order granting the motion was entered on January 9,
2018.
Thomas J. O’Leary, Connell Foley, entered his appearance on behalf of
Petitioners on January 29, 2017.
A hearing on the matter concerning the claims against NHRHS was held on
February 9, 2018, and February 14, 2018.
By letter dated May 17, 2018, counsel for USR advised that the matter between
USR and Petitioners was resolved by way of settlement. An executed settlement
agreement and resolution of the USR Board of Education were also submitted.
SUMMARY OF RELEVANT TESTIMONY
Respondent’s Case
Tracy LaRocca testified as follows:
She is employed by NHRHS as a learning disability teacher consultant. She is
also a part-time teacher. She is a member of the Child Study Team (CST) for NHRHS.
She b ecame aware of T.E. approximately the end of June 2016. Thomas
Buono, Director of Special Education, informed her he had received a letter from
petitioners requesting an evaluation of T.E. by the CST. At the time T.E. was in eighth
grade at the Cav allini Middle School in the USR district. T.E. had a 504 plan at the
Cavallini Middle School.
NHRHS had created a 504 Accommodation Plan for T.E. Ms. LaRocca is not a
member of the 504 Committee. The 504 Accommodation Plan was signed by B.E. on
June 12, 2016, with handwritten comments added.
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T.E. was to attend NHRHS in September 2016. She was not aware at the time
that T.E. would be going to Dwight Englewood School. She learned of this later in the
summer of 2016, or possibly the start of the school year . On July 15, 2016 , petitioners
had signed a contract with Dwight Englewood School for T.E. to attend starting in
September 2016.
An invitation to a planning meeting, dated July 7, 2016 , was sent to petitioners
for a CST meeting on July 20, 2016.
Ms. LaRocca reviewed the records of T.E. from the Cav allini Middle School. The
CST met with petitioner B.E. on July 20, 2017. Petitioners were concerned about the
safety of T.E. due to incidents that had occurred at Cavellini. B.E. made no mention of
any i ncidents that occurred at the Cav allini School at this meeting. There was no
discussion about inadequacies with the 504 Plan at the CST meeting.
B.E. requested Dr. Healy perform evaluations of T.E. as she was concerned with
cognitive issues for T.E. N HRHS agreed to have Dr. Healy perform the
neurological/educational evaluation. NHRHS agreed to pay what was permissible per
State mandates.
B.E. had no suggestions regarding the safety of T.E. while at NHRHS. She did
express concerns regarding crowded hallways. NHRHS could accommodate T.E. with
crowded hallways by permitting him to leave class five minutes early. This is do ne
often for many students, even ones not classified for special education services or with
a 504 plan.
Ms. LaRocca was under t he impression T.E. would be attending NHRHS in
September. She also thought he would be classified for special education services and
that an appropriate Individual Education Plan (IEP) would be developed.
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B.E. did not advise the CST that a contract for Dwight Englewood School had
already been signed. B.E. did mention that Dwight Englewood was under consideration
for T.E.
After the meeting emails were exchanged between Ms. LaRocca and B.E. to
schedule the appointment with Dr. Healy and about how much of the fee would be paid
by NHRHS. Dr. Healy’s report was not received until October 11, 2016.
There was no other meeting with petitioners after the July 20, 2016, meeting.
An invitation to an eligibility meeting was sent to petitioners. The meeting was
scheduled for October 13, 2016. The meeting took place. At the meeting petitioners
said that T.E. was attending Dwight Englewood and did not anticipate moving him to
NHRHS. There was no comment on the IEP proposed. Petitioners agreed that T.E.
should be classified. Petitioners did not sign the IEP.
A letter from petitioners’ then attorney, dated November 9, 2016, to the attorney
for NHRHS, stated petitioners’ disagreement with the proposed IEP. The petitioners
did not express this at the eligibi lity meeting held on October 13, 2016. Petitioners
provided no input at this meeting.
Ms. LaRocca had a conversation with Kelly Peterfriend the 504 Coordinator at
NHRHS. She prepared the 504 Accommodation P lan. She was not involved in the
eligibility meeting or the preparation of the IEP.
She noted that one box on the NHRHS 504 Accommodation Plan was not
checked by B.E. It was signed by B.E.
Ms. LaRocca was aware of an incident at the Cavellini Middle School where
another student caused T.E. to si t on a pencil and puncture his anus. B.E. was very
concerned with T.E.’s safety at NHRHS. Ms. LaRocca did speak with Thomas Buono
regarding B.E.’s concerns as to safety. She does not believe she specifically discussed
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the pencil incident with Mr. Buono or that Cavallini had assigned a one -on-one aide for
T.E.’s safety.
She advised B.E. that aides are available and offered an aide for the hallway.
She also offered that T.E. could leave class early. She told B.E. that NHRHS was safe
and that there were very few incidents. The proposed IEP did not provide for a one -on-
one aide. The parents stated at the IEP meeting on October 13, 2016 , that they
wanted T.E. to remain at Dwight Englewood as they felt that NHRHS could not keep
T.E. safe.
The petition ers did not express a concern that T.E. should have a one on one
aide at either the July 20, 2016, or the October 13, 2016, meetings.
Petitioner’s Case
K.E., Petitioner, testified as follows:
He is the father of T.E. T.E. attended the Cav allini Middle School in the Upper
Saddle River district. High School would be NHRHS.
He had concerns with T.E.’s development , which led to the discover y of a brain
tumor. T.E. had surgery to remove the tumor on October 15, 2015 , while in eighth
grade. He missed sc hool. He returned to school in mid -November 2015. He had
major concerns due to the surgery and wanted to keep him safe. Kids were abusive to
T.E. His iPad was taken his first week back at school. His back pack was also taken.
The students who did this did not receive discipline.
T.E. had a grand mal seizure on May 16, 2016. Another student had picked him
up and threw him on his head. He was transported from the school in an ambulance.
There was another incident at Cav allini where a student held a pencil under T.E.
while he was sitting. This caused significant bleeding.
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He was very concerned for the safety of T.E. James McCusker, the principal at
Cavallini, told him a full-time person was to stay with T.E. to ensure his safety.
He spoke with Mr. McCusker about T.E. transferring to NHRHS and expressed
safety concerns.
There was a June 12 or 13, 2016 , meeting with Mr. McCusker. Mr. McCusker
said he would reach out to the principal at NHRHS. K.E. also spoke with Mr. McCusker
about T.E. attending private school.
K.E. wanted a specific action plan to keep T.E. safe. K.E. also stated he wanted
T.E. to attend NHRHS. K.E. stated that even though he signed a contract to send T.E.
to Dwight Englewood he still wanted T.E. to attend NHRHS. He sta ted Dwight
Englewood was a safe option.
K.E. attended a meeting on October 13, 2016, regarding an IEP for T.E. At the
meeting he discussed concerns for the safety of T.E. and how to proceed with
reimbursement for tuition at Dwight Englewood. T.E. state d that NHRHS offered
nothing for safety other than the 504 Plan accommodation of permitting T.E. to leave
class five minutes early.
At the meeting an IEP was proposed. It was not signed at the meeting by
Petitioners. Thereafter Petitioners’ attorney sent a letter rejecting the IEP.
Petitioners have a younger son who also attends Dwight Englewood. This son is
not classified and has no safety concerns. The number one reason was for him to keep
an eye on T.E.
He does not know if T.E. has an IEP or a 5 04 Plan at Dwight Englewood. T.E.
does not have a one -on-one aide at Dwight Englewood. He did not ask for a one -on-
one aide from Dwight Englewood. T.E. would always be within range of a staff member
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who could help him. T.E. was monitored in case he had a seizure and for safety
concerns.
His wife signed the 504 Plan from NHRHS. This occurred after the pencil
incident. T.E. received a one -on-one aide at USR after the pencil incident. The 504
Plan does not provide for a one -on-one aide. He does not re call his wife showing him
the 504 Plan after she signed.
At a meeting with Kelly Peterfriend, the 504 coordinator at NHRHS, he said T.E.
needed a one -to-one aid e due to the pencil incident. It was a “complete necessity .”
There was no one-to-one aide at Dwight Englewood. It was not needed there.
He did not know who the 504 coordinator was at USR. He did not meet with her.
He assumed his wife did.
He was not involved in selecting Dr. Healy to do an assessment of T.E. He does
not recall if Dr. Healy recommended a one-to-one aide in his report. He stated all of Dr.
Healy’s recommendations were initiated by Dwight Englewood.
He did not know if the contract with Dwight Englewood required payment of
100% of the tuition. The tuition was paid by making a deposit and making monthly
payment. The contract was signed July 15, 2016, but he stated he was not sure at the
time if T.E. would be attending Dwight Englewood. He stated he needed to secure a
safe option. He was willing to lose the deposit.
Dwight Englewood is not a special education school. He does not understand
the term special education. He only contacted schools Mr. McCusker recommended.
K.E. described the services T.E. receives at Dwight Englewood.
He did not recall that NHRHS advised him of services they would provide T.E.
before he signed the contract with Dwight Englewood. He did not ask NHRHS to
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provide the specialists provided by Dwight Englewood. Then he stated he did ask for
these services at “every meeting” with NHRHS.
K.E. stated he did not want to send T.E. to Dwight Englewood. He said they
were begging NHRHS. He stated they did not respond to his concerns.
B.E., Petitioner, testified as follows:
She is the mother of T.E.
T.E. was an eighth -grade student at the Cav allini School in the USR District. He
was out of school due to brain surgery. His full return to school was on January 3,
2016. After the brain surgery T.E. was a totally different child. His whole personality
and emotional state was significantly different. He couldn’t remember things.
T.E.’s iPad and note book were taken while in eighth grade. Two or three days
later the items were returned after B.E. emailed T.E.’s teacher.
A Section 504 Accommodation Plan, dated May 12, 2016, was signed by her
with NHRHS. She stated that while she signed the plan she did not check the box on
the form that she agreed with the plan. She stated she did not agree as other
accommodations discussed were not included in the plan. This plan was provided by
NHRHS a f ew days after the pencil incident at USR. She stated she did not agree as
she wanted to be sure T.E. was safe. She said the 504 Plan was a “fluid document.” It
was a work in progress. T.E. had constantly changing needs.
She related the incident at US R when T.E. had a grand mal seizure. She also
related the incident at USR when T.E. was caused to sit on a pencil.
USR thereafter assigned a one -on-one aide. She reviewed a series of emails
with Mr. McCusker at USR regarding her concerns for T.E.
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She stated “we” (meaning Mr. McCusker, her, her husband , and hopefully a
guidance counselor) were setting up a meeting with NHRHS to discuss safety concerns.
She asked the CST at Cavallini School to recommend private schools.
She stated she wanted NHRHS t o have a “top down” approach regarding T.E.
She repeated this “top down” several times. She and Mr. McCusker exchanged emails
in June 2016 discussing private schools, which included Dwight Englewood and
Montclair Kimberly School.
A meeting at NHRHS was held on June 28, 2016. The purpose was to plan
T.E.’s transfer to NHRHS and ensure his safety. She expected NHRHS to come up
with a plan to keep T.E. safe. She thought the principal at NHRHS should attend
meetings. She did not dictate anything as she did not know how to keep T.E. safe.
At the meeting on June 28, 2016, she submitted a letter request ing T.E. be
evaluated for special education services. She met the guidance counsellor at this
meeting, but felt it was not a “seasoned” guidance counsello r as the person was new to
NHRHS.
She never intended to send T.E. to private school. She wanted to send him to
NHRHS. She was hoping to send him to NHRHS but the events that happened at USR
had her concerned. She had no options at this point.
The 5 04 Plan provided by NHRHS provided that T.E. could leave class five
minutes early. She thought this would stigmatize T.E.
She met with the school nurse at NHRHS to review T.E.’s seizure medication.
There was a meeting scheduled for July 20, 2016 , with the CST. The contract
with Dwight Englewood was signed on July 15, 2016. She and her husband signed the
contract because it was their only option. Dwight Englewood had given them
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assurances to keep T.E. safe. She did not ask Dwight Englewood for a one -on-one
aide. She had not received sufficient assurances from NHRHS.
At the July 20, 20 16, meeting she did not inform NHRHS that she and her
husband had signed a contract to send T.E. to Dwight Englewood.
She sent an email on August 26, 2016 , to Mr. Buono to schedule a meeting after
testing of T.E. was completed.
NHRHS would be the proper placement for T.E. if she had assurances they
could keep T.E. safe.
Prior to the hearing she spoke with her husband about his testimony the previous
hearing date.
She stated she never received PRISE (Parental Rights in Special Education).
T.E. had an IEP at USR. The IEP states that PRISE was provided. She maintained
she did not receive it. She did not recall being given PRISE by Ms. LaRocca at the July
20, 2 016, meeting. She stated she did receive PRISE at the October 13, 2016 , IEP
meeting at NHRHS.
She never discussed with Mr. McCusker that NHRHS would pay the tuition for
Dwight Englewood. Dwight Englewood never discussed with her getting reimbursed
from NHRHS. She never spoke with anyone about getting reimbursed for tuition at
Dwight Englewood. The tuition at Dwight Englewood is $42,000. She was willing to
lose this sum if NHRHS did what she wanted. Dwight Englewood was the only private
school applie d to. Mr. McCusker never said NHRHS would not be an appropriate
placement for T.E.
Dr. Healy was chosen by a recommendation from another person. NHRHS
agreed to use Dr. Healy.
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She understood that asking for T.E. to be evaluated would initiate the IEP
process.
She did not agree with the NHRHS 504 Plan when she signed it. She inserted
written comments because she was trying to get to an agreement. She reiterated it was
a “fluid document .” All the incidents that occurred at USR happened before the 504
Plan was signed on June 12, 2016. She stated the comments were added over time.
She doesn’t recall when she gave the 504 Plan with her comments to NHRHS. She
thinks it was on June 28, 2016.
She advised Ms. Peterfriend on June 28, 2016 , of certain students that should
not be with T.E. This was implemented by NHRHS. She requested meetings with
teachers and T.E. at NHRHS. This did not occur.
T.E. has no 504 Plan or IEP at Dwight Englewood.
She does not know the difference between Dwight Engle wood and NHRHS in
instructional minutes.
Her younger son also attends Dwight Englewood. One of the reasons the other
son attends Dwight Englewood is for him to look after T.E. This gives her and her
husband peace of mind. She is very happy with Dwight Englewood. Her sons are not
in the same class. They do lunch together.
She stated, “not really” when asked a factor in placing T.E. at Dwight Englewood
is that none of the students who assaulted T.E. would be at Dwight Englewood. She
does not know if any such incidents occurred at NHRHS. She did not ask this question
of NHRHS.
She does not know number of students per teacher at NHRHS.
At Dwight Englewood T.E. would never be alone without an adult present.
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CREDIBILITY
When witnesses present conflicting testimonies, it is the duty of the trier of fact to
weigh each witness’s credibility and make a factual finding. In other words, credibility is
the value a fact finder assigns to the testimony of a witness, and it incorporates the
overall assessment of the witness’s story in light of its rationality, consistency, and how
it comports with other evidence. Carbo v. United States , 314 F.2d 718 (9th Cir.
1963); In re Polk, 90 N.J. 550 (1982). Credibility findings “are often influenced by
matters such as observations of the character and demeanor of witnesses and common
human experience that are not transmitted by the record.” State v. Locurto ,
157 N.J. 463 (1999). A fact finder is expected to base decisions of credibility on his or
her common sense, i ntuition or experience. Barnes v. United States , 412 U.S. 837
(1973).
The finder of fact is not bound to believe the testimony of any witness, and
credibility does not automatically rest astride the party with more witnesses. In re
Perrone, 5 N.J. 514 (1950). Testimony may be disbelieved, but may not be disregarded
at an administrative proceeding. Middletown Twp. v. Murdoch , 73 N.J. Super. 511
(App. Div. 1962). Credible testimony must not only proceed from the mouth of credible
witnesses but must be credible in itself. Spagnuolo v. Bonnet, 16 N.J. 546 (1954).
When facts are contested, the trier of fact must assess and weigh the credibility
of the witnesses for purposes of making factual findings. Credibility is the value that a
finder of fact gives t o a witness’s testimony. It requires an overall assessment of the
witness’s story in light of its rationality, its internal consistency, and the manner in which
it “hangs together” with the other evidence. Carbo, 314 F.2d at 749.
I had a great deal of di fficulty with K.E.’s testimony. He was argumentative. He
was evasive. He was condescending. He would often argue with District counsel over
the type of questions asked. I would advise K.E. he was to answer the question posed
if there was no objection from his attorney. He would not answer yes or no questions
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directly. He spun his answers to conform to his theme, which was NHRHS did not offer
sufficient assurances that T.E. would be safe. He signed a contract with Dwight
Englewood on July 15, 2016, b ut repeatedly said he was willing to lose the entire tuition
if only NHRHS could assure him of T.E.’s safety. He was evasive in responses to
simple questions. He stated in response to a question as to why his younger son also
attended Dwight Englewood, a son who has no special education or 504
accommodation needs, that the number one reason was for him to keep an eye on T.E.
This response defies credulity as his younger son is not in the same classes and sees
T.E. at lunch. He also stated that NHRHS ref used to pay Dr. Healy. This is false.
NHRHS agreed to pay Dr. Healy up to the amount that was permitted. While I do
believe the incidents related to T.E. occurred at USR, I cannot deem K.E. a credible
witness. I thought him disingenuous in much of his testimony.
The testimony of B.E. was also problematic. She was also argumentative and
evasive while being cross -examined. She repeated her assertion that all she and her
husband wanted was for T.E. to be safe and that NHRHS had not provided assurances
for this. She also stated several times she wanted a “top down ” approach. She
seemed concerned that the NHRHS principal did not attend the 504 meeting or the IEP
meeting. While I do not believe B.E. was being purposely untruthful, I do believe she
was only willing to provide answers that adhered to her version of what transpired. She
was unwilling, or unable, to answer a simple yes or no question directly. Her answers
always required additional responses to such yes or no questions. I cannot deem her
credible.
Tracy LaRocca testified in a direct and professional manner. She answered
questions directly and without hesitation. She did not try to avoid or evade answering
questions. I deem her credible.
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FINDINGS OF FACT
1. Respondent, NHRHS, operates the Northern Highlands Regional High School.
2. Respondent, USR, operates the K-8 schools in Upper Saddle River.
3. T.E. attended school in the USR district at the Cavellini School until completion
of eighth grade in June 2016.
4. T.E. was eligible to be enrolled in the NHRHS district as a high school freshman.
T.E. became the responsibility of NHRHS on July 1, 2016.
5. While in eighth grade T.E. was diagnosed with a brain tumor. He had surgery for
the same on October 19, 2015. He did not return to school full tim e at Cavellini
until January 3, 2016.
6. T.E. was a changed person after the surgery.
7. Upon his return to Cavallini, T.E. had a Section 504 Plan. This was during his
eighth-grade year.
8. While at Cavellini, after his return from surgery, T.E. had his IPad and n ote book
taken. They were not returned until B.E. contacted the teacher about it.
9. In June 2016 two events took place at Cavellini. One event was another student
placed a pencil pointing up under T.E. while he was about to be seated in his
chair. This ca used injury to T.E. The second event was T.E. was tackled to the
ground by another student and suffered a grand mal seizure.
10. Both the above events caused T.E.’s parents to be concerned about his safety
while at school.
11. A proposed 504 Accommodation Plan was sent to Petitioners in June 2016. J-2.
12. B.E. signed the 504 Plan on June 12, 2016 , and inserted written comments. J-
15.
13. When signed by B.E., notwithstanding the handwritten comments and the failure
to check the “I agree” box, this 504 Plan was accepted by Petitioners and was
the operative 504 Plan at that time.
14. A meeting was held at NHRHS on June 28, 2016, to discuss the 504 Plan. B.E.
attended this meeting. K.E. did not attend this meeting.
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15. At the June 28, 2016 , meeting B.E. delivered a handwritten le tter requesting that
T.E. be evaluated for special education and related services. J-1.
16. On July 7, 2016 , an invitation to a meeting – notice was sent from NHRHS to
petitioners. J-4.
17. The meeting was held on July 20, 2016. Both K.E. and B.E. attended. J-5.
18. At this meeting evaluations to be done for T.E. were discussed. B.E. requested
Dr. Jane Healy perform the Neuro -Psychology evaluation. NHRHS agreed to
this request and to pay for the same up to the amount permitted.
19. On July 15, 2016, petitioners unila terally enrolled T.E. at Dwight Englewood
School. They did not notify NHRHS of this fact at the July 20, 2016 , meeting. J-
9.
20. Petitioners did not notify NHRHS of this action until K.E. sent an email to
Thomas Buono, Special Education Supervisor, on August 11, 2016. J-11.
21. Petitioners did not notify NHRHS of their intention to seek reimbursement for the
costs of tuition until K.E. sent anther email to Mr. Buono on September 7, 2016.
J-11.
22. Dr. Healy did not complete her report until October 2016. Her repor t was
received by NHRHS on October 11, 2016. J-13.
23. An IEP meeting was scheduled for October 13, 2016. J-6.
24. Both K.E. and B.E. attended the October 13, 2016 , IEP meeting. At this meeting
T.E. was found eligible to receive special education and related services and an
IEP was proposed. T.E. was classified under the category of Traumatic Brain
Injury. Neither petitioner signed the IEP at the meeting. J-7.
25. After the meeting the Board attorney forwarded the IEP to Petitioners’ attorney.
J-7.
26. Thereafter Petitioners rejected the IEP via a letter from their attorney. J-8.
27. At the October 13, 2016 , meeting the petitioners indicated they did not intend to
enroll T.E. at NHRHS. Petitioners did not provide input at the meeting.
Petitioners did agree that T.E. should be classified.
28. The 504 Accommodation Plan signed by B.E. on June 12, 2016 , offered FAPE
to T.E. as it addressed his needs and provided adequate accommodations. J-
15.
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29. The IEP proposed at the October 13, 2016 , offered FAPE to T.E. It properly
identified classification category as Traumatic Brain Injury and offered special
education and related services to address his needs. J-7.
LEGAL ANALYSIS AND CONCLUSION
By order of the undersigned, dated January 12, 2018, the matter against NHRHS
was limited as follows: a) what, if any, effect shall Petitioners’ failure to provide
adequate notice pursuant to N.J.A.C. 6A:14 -2.10(c) and 20 U.S.C. § 1412(a)(10)(C)(ii)
have on their request for reimbursement of tuition and other costs for the unilateral
placement of T.E.; b) whether Petitioners’ Section 504 claims are subsumed by their
IDEA claims against NHRHS; and, c) whether Petitioners are entitled to compensatory
education.
The answer to those questions need not be addressed as I have determined
factually th at both the Section 504 Accommodation Plan signed by B.E. on June 12,
2016, and the IEP offered by NHRHS at the October 13, 2016 , meeting offered FAPE.
As FAPE was offered and rejected by Petitioners , their requests for relief set forth in the
due process petition must be denied.
Section 504
The purpose of Section 504 and its implementing regulations is to prohibit
discrimination against disabled individuals. A review of the Act and its implementing
regulations reveals that it provides a broader range of coverage than does the
Individuals with Disabilities Education Act (IDEA), 20 U.S.C. §§ 1400-1487. Like IDEA,
Section 504 and its implementing regulations guarantee school -age pupils who meet
the eligibility criteria the right to a free, appropriate pu blic education (FAPE) that is
comparable to that required under the IDEA. 34 C.F.R. § 104.22.
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T.E. became eligible to attend NHRHS on July 1, 2016. At that time a 504
Accommodation Plan for T.E. was in place. The threshold question herein is whether at
that time NHRHS provide FAPE to T.E.
In Hendrick Hudson District Board of Education v. Rowley , 458 U.S. 176, 203
(1982), the Supreme Court stated that a school district satisfies the requirement to
provide a FAPE to a disabled child “by providing persona lized instruction with sufficient
support services to permit the child to benefit educationally from that instruction.”
Neither the IDEA nor 504 require a school district to maximize a student’s potential or
provide the best possible education at public expense.
In evaluating whether an FAPE was furnished one must make an inquiry into the
individual student’s potential and educational needs. Ridgewood Bd. of Educ. v. N.E. ,
172 F.3d 238 (3d Cir. 1999).
Also, 34 C .F.R. § 103.34 in relevant part states tha t qualified handicapped
students are entitled to receive the same educational opportunities as other students
within the district’s jurisdiction, and every school district is obligated to provide a FAPE
to qualified handicapped students in the regular educ ation environment. A school
district shall place a student with a disability in the regular education environment
unless it is demonstrated that the education of that student cannot be achieved
satisfactorily, even with the use of support aids and services.
Under Section 504, “[n]o otherwise qualified individual with a disability in the
United States, as defined in . . . [29 U.S.C. § 705(20)] shall, solely by reason of her or
his disability, be excluded from the participation in, be denied the benefits o f, or be
subjected to discrimination under any program or activity receiving Federal financial
assistance.” 29 U.S.C. § 794(a). For purposes of Section 504, “[t]he term ‘disability’
means, with respect to an individual —(A) a physical or mental impairment that
substantially limits one or more major life activities of such individual; (B) a record of
such an impairment; or (C) being regarded as having such an impairment.” 42 U.S.C. §
12102(1). The term “major life activities” includes “caring for oneself, performing
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manual tasks, seeing, hearing, eating, sleeping, walking, standing, lifting, bending,
speaking, breathing, learning, reading, concentrating, thinking, communicating, and
working,” and “also includes the operation of a major bodily function, inc luding but not
limited to, functions of the immune system, normal cell growth, digestive, bowel,
bladder, neurological, brain, respiratory, circulatory, endocrine, and reproductive
functions.” 42 U.S.C. § 12102(2).
Importantly, the definition of disabili ty must be construed broadly, such that “[a]n
impairment that substantially limits one major life activity need not limit other major life
activities in order to be considered a disability”; “[a]n impairment that is episodic or in
remission is a disability if it would substantially limit a major life activity when
active”; and, “[t]he determination of whether an impairment substantially limits a major
life activity shall be made without regard to the ameliorative effects of mitigating
measures.” 42 U.S.C. § 12102(4)(C), (D), (E)(i).
Section 504 applies to “all of the operations of” a local school district.
29 U.S.C. § 794(b). Under the law’s school-specific regulations, 34 C.F.R. §§ 104.31 to
-104.39, “[a] recipient that operates a public elementary or s econdary education
program or activity shall provide a [FAPE] to each qualified handicapped person who is
in the recipient’s jurisdiction, regardless of the nature or severity of the person’s
handicap.” 34 C.F.R. § 104.33(a). The law further requires a l ocal educational agency
to “conduct an evaluation . . . of any person who, because of handicap, needs or is
believed to need special education or related services before taking any action with
respect to the initial placement of the person in regular or sp ecial education and any
subsequent significant change in placement.” 34 C.F.R. § 104.35(a).
Under Section 504, local educational agencies “shall establish and implement,
with respect to actions regarding the identification, evaluation, or educational pla cement
of persons who, because of handicap, need or are believed to need special instruction
or related services, a system of procedural safeguards that includes notice, an
opportunity for the parents or guardian of the person to examine relevant records, an
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impartial hearing with opportunity for participation by the person’s parents or guardian
and representation by counsel, and a review procedure.” 34 C.F.R. § 104.36.
To prevail on a Section 504 claim alleging the denial of a FAPE, a parent must
show that her child “(1) has a disability; (2) was otherwise qualified to participate in a
school program; and (3) was denied the benefits of the program or was otherwise
subject to discrimination because of her disability.” Chambers v. Sch. Dist. of
Philadelphia Bd. of Educ., 587 F.3d 176, 189 (3d Cir. 2009) (citations omitted).
T.E. certainly has a disability. That is not contested herein. Nor is it contested
that T.E. is otherwise qualified to participate in a school program. What is disputed is
whether or not T.E. was denied the benefits of the program due to his disability. That
simply did not happen in the instant matter. T.E. was afforded a Section 504
Accommodation Plan at the meeting of June 12, 2016. That plan was accepted by
petitioner B.E., albeit with some handwritten comments. NHRHS offered FAPE to T.E.
That was rejected by Petitioners due to their overwhelming concern for T.E.’s safety.
Petitioners lay their claim on their assertion that NHRHS never offered adequate
assurances to them to allay their fears for T.E.’s safety. It is important to note those
concerns arose over incidents that happened in another district. While it is clear that
NHRHS offered accommodations to T.E. to assure his safety, these were simply not
enough for Petitioners. However, Petitioners were unable to offer what would constitute
adequate assurances. Further, Petitioners offered no expert testimony as to what
would constitute a safe environment for T.E. Petitioners did not question whether T.E.
would receive FAPE under the 504 Plan.
Individual With Disabilities Act
Federal funding of state special education programs is contingent upon the
states providing a “free and appropriate education” (FAPE) to all disabled children. 20
U.S.C. § 1412. The Individuals with Disabilities Act (IDEA) is the vehicle Congress has
chosen to ensure that states follow this mandate. 20 U.S.C. §§ 1400 et seq. “[T]he
IDEA specifies that the education the states provide to these children ‘specially [be]
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designed to meet the unique needs of the handicapped child, supported by such
services as are necessary to permit the child to benefit from the instruction.’” D.S. v.
Bayonne Bd. of Educ. , 602 F.3d 553, 556 (3d Cir. 2010) (citations omitted). The
responsibility to provide a FAPE re sts with the local public school district. 20 U.S.C. §
1401(9); N.J.A.C. 6A:14-1.1(d). Subject to certain limitations, FAPE is available to all
children with disabilities residing in the State between the ages of three and twenty -one,
inclusive. 20 U.S.C. § 1412(a)(1)(A), (B). The district bears the burden of proving that
a FAPE has been offered. N.J.S.A. 18A:46-1.1.
New Jersey follows the federal standard that the education offered “must be
‘sufficient to confer some educational benefit’ upon the chi ld.” Lascari v. Bd. of Educ. of
Ramapo Indian Hills Reg’l High Sch. Dist. , 116 N.J. 30, 47 (1989) (citations omitted ).
The IDEA does not require that a school district “maximize the potential” of the
student but requires a school district to provide a “basic floor of opportunity”. Rowley,
458 U.S. at 200. In addressing the quantum of e ducational benefit required, the Third
Circuit has made clear that more than a “trivial” or “ de minimis” educational benefit is
required, and the appropriate standard is whether the child’s education plan provides
for “significant learning” and confers “me aningful benefit” to the child. T.R. v. Kingwood
Twp. Bd. of Educ., 205 F.3d 572, 577 (3d Cir. 2000) (internal citations omitted).
As noted in D.S., an individual education plan (IEP) is the primary vehicle for
providing students with the required FAPE. D.S., 602 F.3d at 557. An IEP is a written
statement developed for each child that explains how FAPE will be provided to the
child. 20 U.S.C. § 1414(d)(1)(A)(i). The IEP must contain such information as a
specific statement of the student’s current perf ormance levels, the student’s short -term
and long-term goals, the proposed educational services, and criteria for evaluating the
student’s progress. See 20 U.S.C. § 1414(d)(1)(A)(i)(I) -(VII). It must contain both
academic and functional goals that are, a s appropriate, related to the Core Curriculum
Content Standards of the general education curriculum and “be measurable” so both
parents and educational personnel can be apprised of “the expected level of
achievement attendant to each goal.” N.J.A.C. 6A:14-3.7(e)(2). Further, such
“measurable annual goals shall include benchmarks or short -term objectives” related to
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meeting the student’s needs. N.J.A.C. 6A:14-3.7(e)(3). The school district must then
review the IEP on an annual basis to make necessary adj ustments and revisions.
20 U.S.C. § 1414(d)(4)(A)(i).
A due process challenge can allege substantive and/or procedural violations of
the IDEA. If a party files a petition on substantive grounds, the Administrative Law
Judge (ALJ) must determine whether the student received a FAPE. N.J.A.C. 6A:14-
2.7(k). If a party alleges a procedural violation, an ALJ may decide that a student did
not receive a FAPE only if the procedural inadequacies: (1) impeded the child’s right to
a FAPE; (2) significantly imped ed the parents’ opportunity to participate in the decision -
making process regarding the provision of FAPE to the child; or (3) caused a
deprivation of educational benefits. Ibid. In the instant matter petitioners allege
substantive violations of the IDEA.
Petitioners requested that T.E. be evaluated for special education and related
services by delivering a handwritten letter to NHRHS at the June 28, 2016 meeting.
The District duly convened a meeting on July 20, 2016, wherein it was agreed that T.E.
should be evaluated. The District also agreed to use Dr. Jane Healy, at the request of
Petitioners, to do psychoeducational and neuropsychological evaluations for T.E.
Petitioners were informed that the eligibility meeting could not occur until after receip t of
the evaluations. Notably, Dr. Healy’s report was not received by the District until mid -
October 2016. The District immediately convened an eligibility meeting on October 13,
2016, and proposed an IEP for T.E. It is also noteworthy that Petitioners had already
unilaterally placed T.E. at Dwight Englewood on July 15, 2016. Petitioners offered no
opportunity for NHRHS to develop an IEP for T.E. as he was placed at the private
school three months prior to the IEP meeting. Petitioners claim that they w anted T.E. to
attend NHRHS but could not do so as there were not adequate assurances for his
safety appear disingenuous as they placed T.E. well before either the 504
Accommodation Plan or the proposed IEP could be implemented. The IEP certainly
addresses T.E.’s needs and offers FAPE. Further, Petitioners offered no testimony of
any kind to rebut the District’s proposed IEP.
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Based upon the foregoing, I CONCLUDE that Petitioners’ due process petition
should be DISMISSED.
ORDER
It is hereby ORDERED that Petitioners’ due process petition is DISMISSED, with
prejudice
This decision is final pursuant to 20 U.S.C. § 1415(i)(1)(A) and 34 C.F.R.
§ 300.514 (2017) and is appealable by filing a complaint and bringing a civil action
either in the Law Division of the Superior Court of New Jersey or in a district court of the
United States. 20 U.S.C. § 1415(i)(2); 34 C.F.R. § 300.516 (2017). If the parent or
adult student feels that this decision is not being fully implemented with respect to
program or services, this concern should be communicated in writing to the Directo r,
Office of Special Education Programs.
June 27, 2018
DATE THOMAS R. BETANCOURT, ALJ
Date Received at Agency:
Date Mailed to Parties:
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Settlement Between Petitioners and Upper Saddle River
The Department of Education transmitted the contested case on pursuant to
N.J.S.A. 52:14B -1 to -15 and N.J.S.A. 52:14 F-1 to -13, to the Office of Administrative
Law (OAL), where it was filed June 23, 2017.
This case arises under th e Individuals with Disabilities Education Act, 20 U.S.C.
§§1400 to 1482. The parties have voluntarily agreed to resolve all disputed matters
and have entered into a settlement as set forth in the attached document.
I have reviewed the terms of settlement and I FIND:
1. The parties have voluntarily agreed to the settlement as evidenced by their
signatures or their representatives’ signatures on the attached document.
2. The settlement fully disposes of all issues in controversy between them and is
consistent with the law.
Therefore, I ORDER that the parties comply with the settlement terms and that
these proceedings be concluded.
It is further ORDERED that petitioners’ appeal is DISMISSED with prejudice.
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This decision is final pursuant to 20 U.S.C. § 1415(i)(1)(A) and 34 C.F.R.
§ 300.514 (2016). If the parent or adult student feels that this decision is not being fully
implemented with respect to program or services, this concern should be
communicated in writing to the Director, Office of Special Education Programs.
June 27, 2018
DATE THOMAS R. BETANCOURT, ALJ
Date Received at Agency:
Date Mailed to Parties:
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APPENDIX
Witnesses
For Petitioners:
K.E., Petitioner
B.E., Petitioner
For Respondent:
Tracy LaRocca
Exhibits
Joint Exhibits:
J-1 June 30, 2016, handwritten request for evaluation
J-2 June 2016 504 Accommodation Plan issued by NHRHS
J-3 Not in evidence
J-4 July 7, 2016, Invitation to a Meeting – Notice
J-5 July 20, 2016, signature page of meeting participants
J-6 October 11, 2016, Invitation to a Meeting – Notice
J-7 November 1, 2016 , email from James Plosia, Esq. to Staci Greenwald, Esq. f
forwarding IEP
J-8 November 9, 2016, letter from Staci Greenwald, Esq. to James Plosia, Esq.
J-9 July 15, 2016, Dwight Englewood School Enrollment Contract
J-10 Email exchange from June 30, 2016 , to July 12, 2016 , between B.E. and Kelly
Peterfriend
J-11 Email exchange from August 8, 2016 , to September 7, 2016 , between James
McCusker, K.E. and Thomas Buono
J-12 May 2017 Due Process Petition
J-13 October 2017 report of Dr. Jane Healy
J-14 Undated Certification of K.E.
J-15 June 12, 2016, executed Section 504 Accommodation Plan
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J-16 not in evidence
J-17 July 28, 2016, email from Tracy LaRocca to B.E.
J-18 Email exchange from October 10, 2016, to October 18, 2016 , between K.E. and
Thomas Buono
J-19 July 28, 2016, email from B.E. to Tracy LaRocca
J-20 July 29, 2016, email from B.E. to Tracy LaRocca
J-21 Undated two-page document from Dr. Jane Healy regarding billing
For Petitioners:
P-1 Email exchange from December 9, 2015, to December 10, 2015, between
Bridgette Uzar and B.E.
P-2 Not in evidence
P-3 Email exchange from April 26, 2016 , to April 27, 2016 , between Catherine
Teehan, B.E. and Bridgette Uzar
P-4 Email exchange from June 8, 2016 , to June 9, 2016 , between James McCusker
and B.E.
P-5 Email exchange from June 9, 2016, to June 16, 2016, between James McCusker
and B.E.
P-6 Email exchange form June 16, 2016 , to June 22, 2016 , between James
McCusker and B.E.
P-7 Photograph
P-8 IEP for T.E. from Upper Saddle River Schools
For Respondent:
None
Settlement between Petitioners and Respondent, Upper Saddle River BOE:
Minutes of the Board of Education of the Borough of Upper Saddle River for May 14,
2018
Settlement Agreement and Release
