NT obo KD v Middletown Twp BOE | Case 07220-21 | 2022-01-27
New Jersey special education due-process decision
- Case number
- 07220-21
- Date
- 1/27/2022
- Parties / district (official listing)
- NT obo KD v Middletown Twp BOE
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Decision text
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New Jersey is an Equal Opportunity Employer
State of New Jersey
OFFICE OF ADMINISTRATIVE LAW
FINAL DECISION
OAL DKT. NO. EDS 07220-21
AGENCY NO. 2022-33244
N.T. o/b/o K.D.,
Petitioner,
v.
MIDDLETOWN TOWNSHIP
BOARD OF EDUCATION,
Respondent.
Keri Avellini Donohue, Esq., for petitioner (Brain Injury Rights Group)
Jared S. Schure, Esq, for respondent and cross-petitioner (Methfessel &
Werbel, attorneys)
Record Closed: January 26, 2022 Decided: January 27, 2022
BEFORE KIM C. BELIN, ALJ:
STATEMENT OF THE CASE
This matter arises out of the Individuals with Disabilities Education Act, (IDEA) 20
U.S.C.A. §§1401 to 1484. N.T., the parent of petitioner K.D., (K.D.) contends that
Middletown Township Board of Education (Middletown) failed to provide K.D. with a free
and appropriate public education (FAPE), and unilaterally changed K.D.’s placement to
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OAL DKT. NO. EDS 07720-21
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virtual/remote learning without proper notice to or consent from N.T. in violation of the
“stay put” provisions of the IDEA and Section 504 of the Rehabilitation Act of 1973
(Section 504) (citation omitted) . In addition, N.T. seeks unspecified independent
educational evaluations, compensatory education, and reimbursement of all costs.
Middletown contends in its cross -petition that additional independent educational
evaluations are unwarranted.
PROCEDURAL HISTORY
N.T., o/b/o K.D. filed a Petition of Appeal , dated July 26, 2021 , with the
Commissioner of Education. The Department of Education (DOE) transmitted this matter
as a contested case to the Office of Administrative Law (OAL) where it was filed on August
26, 2021. N.J.S.A. 52:14B-1 to -15; N.J.S.A. 52:14F-1 to -13.
Middletown filed its answer and cross -petition dated August 3, 2021 . The DOE
transmitted this matter as a contested case to the OAL where it was filed on August 26,
2021. N.J.S.A. 52:14B -1 to -15; N.J.S.A. 52:14F -1 to -13. Middletown’s cross-petition
remains pending and will be adjudicated separately if not withdrawn.
A telephone prehearing conference was held with the parties on November 1,
2021, where counsel for K.D. did not deny failing to respond to Middletown’s discovery
requests and agreed to provide responses to the discovery requests by November 5,
2021. A subsequent telephone status conference was scheduled for November 15, 2021.
At the November 15, 2021 , telephone status conference counsel for Middletown
acknowledged that he received documents, but they were unresponsive to his requests.
Counsel for K.D. requested additional time to respond and indicated that she may request
to withdraw the petition without prejudice. The parties agreed to reconvene on November
29, 2021. However, counsel for K.D. failed to appear at that status conference call.
On November 30, 2021, counsel for K.D. sent an email to the undersigned
apologizing for missing the conference call and agreeing to make herself available for
another conference call. Middletown, on this same date, requested leave to file a motion
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for sanctions to dismiss petitioner’s petition due to counsel’s failure to provide discovery.
On December 1, 2021, the undersigned directed counsel for K.D. to provide the overdue
discovery by December 6, 2021, and scheduled a status telephone conference with
counsel for December 7, 2021. However, counsel for K.D. failed to provide the requested
discovery on December 6, 2021, and failed to appear at the status telephone conference
on December 7, 2021.
On December 8, 2021, Middletown filed the present motion for sanctions for failure
to produce discovery. On January 21, 2022, the undersigned sent notice to petitioner’s
counsel advising her that Middletown’s motion for sanctions would be granted if she failed
to submit a response before January 27, 2022. To date, counsel for K.D. has failed to
submit a response.
FACTUAL DISCUSSION AND FINDINGS
The following FACTS are undisputed and I, therefore FIND:
1. K.D. is a student who resides within the Middletown School District and was
deemed eligible as of March 2020, for special education services and related
services under the classification of Specific Learning Disability. (Middletown
Cross-petition, ¶2.)
2. K.D. has not attended public school in Middletown since the 2019 -2020 school
year but was voluntarily removed by his parent, N.T. and enrolled in a Catholic
school as of July 2020. Id. at ¶4.
3. In a letter dated July 26, 2021, counsel for K.D., filed a request for a due process
hearing. Middletown, through its counsel, filed its answer and cross-petition on or
about August 3, 2021.
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4. In a letter dated October 1, 2021, Middletown submitted a request for documents
to counsel for K.D. (Exhibit A, Letter Brief for Motion for Sanctions.1)
5. Having received no response, Middletown, through its counsel sent a letter dated
October 25, 2021, to counsel for K.D. indicating that her responses were overdue
and seeking a date certain when the respo nses would be submitted. (Motion,
Exhibit B.)
6. On November 1, 2021, the parties had a telephone prehearing conference with the
undersigned. During this conference call counsel for K.D. acknowledged her
failure to provide the documents, apologized for not being responsive and agreed
to provide the requested discovery by November 5, 2021. Another status
conference call was scheduled for November 15, 2021.
7. On November 15, 2021, counsel for K.D. sent an email to counsel for Middletown
containing responses to Middletown’s notice to produce. (Motion, Exhibit C.)
8. At the November 15, 2021, status telephone conference counsel for Middletown
acknowledged that he received the documents but found them unresponsive.
Counsel for K.D. requested additional time to submit responsive documents. This
request for additional time was granted and the parties agreed to reconvene on
November 29, 2021.
9. In a letter dated November 18, 2021, counsel for Middletown stated that the
documents provided by K.D., through his counsel were “willfully and manifestly
non-responsive and fail[ed] to address virtually every enumerated request made
by the Board. ” The letter also advised that if responsive documents were not
received by November 29, 2021, counsel for Middletown would file a motion to
compel discovery and/or a motion for sanctions. (Motion, Exhibit D.)
10. On November 29, 2021, counsel for K.D. failed to appear at the status telephone
conference.
1 Hereinafter “Motion.”
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11. On November 30, 2021, counsel for K.D. emailed the undersigned’s assistant and
copied opposing counsel explaining and apologizing for missing the conference
call and agreed to make herself available for another conference call. (T-1.)2
12. Middletown submitted a letter dated November 30, 2021, to the undersigned
requesting a briefing schedule and leave to file a motion for sanctions to dismiss
petitioner’s petition due to counsel’s willful failure to provide discovery. (Motion,
Exhibit E.)
13. On December 1, 2021, the undersigned responded via email to the parties stating
that in light of counsel’s explanation for missing the conference call, she was
directed to provi de the overdue discovery by December 6, 2021, and a status
conference call was scheduled for December 7, 2021. (Motion, Exhibit F.)
14. However, counsel for K.D. failed to submit discovery on or by December 6, 2021,
and failed to appear at the status telephone conference on December 7, 2021.
15. On January 21, 2022, the undersigned sent an email to counsel for K.D. indicating
that Middletown’s motion would be granted on January 27, 2022, if she failed to
submit a written response to the present motion before that date. (T-2.)
LEGAL ANALYSIS AND CONCLUSIONS
Parties in a contested case are to “commence immediately” to exchange
information and d iscovery requests must be responded to within fifteen days of notice
and service. N.J.A.C. 1:1-10.4(a). In addition, discovery must be completed no later than
ten days before the first scheduled evidentiary hearing or by such date ordered by the
judge. N.J.A.C. 1:1 -10.4(e). Here, Middletown served discovery requests on the
petitioner on October 1, 2021. (M otion, Exhibit A.) It is factually undisputed that these
requests were not responded to in a timely manner, which is the basis for the present
2 “T” refers to Tribunal exhibit.
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motion. It is equally undisputed that counsel for the petitioner did not object to th e
Middletown’s discovery requests as permitted in N.J.A.C. 1:1-10.4(d).
An ALJ may dismiss a petition for a party’s failure to comply with procedural
requirements under N.J.A.C. 1:1 -14.14(a)(1). J.G. v. Paramus Bd. of Educ. , 2008 U.S.
Dist. LEXIS 30030 , *9 (D.N.J. April 11, 2008). While dismissal should be imposed
sparingly in the case of discovery rule violations, it is nonetheless appropriate where a
party’s “ability to defend his case is seriously impaired.” Zaccardi v. Becker, 88 N.J. 245,
253 (1982). In his petition, K.D. asserts that Middletown failed to provide him with a FAPE
and violated Section 504 by unilaterally changing his placement from in class learning to
virtual/remote learning due to the COVID -19 pandemic. (P -1.) In addition, the petition
contends that this change violates K.D.’s Individual Education Plan (IEP) which does not
provide for remote special education services resulting in a loss in educational benefits
to K.D.’s detriment. Id.
Among the discovery sought by Middletown are copies of all records and
documents petitioner intend s to rely upon to substantiate his claims and allegations
including all individualized services plans, Section 504 plans and IEPs developed during
the school years K.D. was not enrolled in Middletown . (Motion, Exhibit A , ¶10, 11, 26,
27.) Middletown requested all documents that would substantiate the allegation that
Middletown failed to provide K.D. with a FAPE, and documents substantiating the claim
that remote learning was detrimental to K.D. (Id. at ¶25.) Middletown asserts that the
absence of the petitioner’s discovery responses is “highly prejudicial.” (Motion, at 5.)
The discovery being sought in this matter is directly relevant to the petitioner’s
claims and Middletown’s ability to form a defense to those claims. It is uncontested that
the petitioner failed to provide responsive documents to Middletown discovery requests.
There is no showing that the petitioner’s failure to respond to Middletown’s discovery
requests was a mere oversight or neglect. Savoia v. F.W. Woolworth Co., 88 N.J. Super.
153, 160 (App. Div. 1965). Indeed, a review of the documents provided by petitioner’s
counsel reveal that not a single document relates to whether K.D. received a FAPE in the
least restrictive environment as mandated by law. N.J.A.C. 6A:14-1.1 et se q. Rather,
every document is related to guidelines for school districts on continuing educational
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services to general education students and children with disabilities during the Covid-19
pandemic. Specifically, included were:
• Supplemental Fact Sheet dated March 21, 2020 , from the U.S. Department of
Education;
• Q&A on Providing Services to Children with Disabilities during the Coronavirus
Disease 2019 Outbreak; Executive Order 104;
• Supplemental Guidance regarding requirement for Public Health -Related School
Closure dated March 13, 2020;
• Notice of Rule Waiver from NJ DOE dated April 1, 2020;
• Providing Special Education and Related Services with Disabilities During
Extended School Closures as a result of COVID-19 dated April 13, 2020;
• Parental Waivers for the Delivery of Remote or Virtual Special Education and
Related Services dated April 30, 2020;
• Guidance for Summer Learning Programs dated June 12, 2020;
• The Road Back Restart and Recovery Plan dated July 24, 2020;
• Executive Order N o. 214; COVID-19 Public Health Recommendations for Local
Health Department for K-12 Schools;
• Letter dated July 1, 2020 , from the U.S. Department of Education to former
Commissioner Repollet without enclosures;
• 2020 IDEA Basic and Preschool Grant Awards by District, Charter School and
State Agency;
• Letter dated July 1, 2020 , from the U.S. Department of Education to former
Commissioner Repollet with enclosures;
• Annual State Application under Part B of the IDEA;
• List of State -Imposed Special Education Rules, Regulations or Policies dated
March 16, 2021
• February 2021 Document Informing LEAs of State -Imposed Rules, Regulations
not required by IDEA or Federal Regulations
• Year of Age Cohort (ages 3 – 21) for which FAPE is ensured;
• Section V.B. Significant Disproportionality Reporting Form; and
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• Fiscal Years 2020 -2022 State Tables for the US. Department of Education.
(Motion, Exhibit C.)
Middletown did not request any of the documents in this exhaustive list which suggests
that petitioner’s counsel was intentionally evasive and willfully non-responsive.
Accordingly, I CONCLUDE, that the petitioner has effectively abandoned his claim
in this matter. Such dilatory conduct from the party who initiated the claim constitutes
behavior that “thwarts persistent efforts to obtain the necessary facts” and justifies a
claim’s dismissal w ith prejudice. Abtrax Pharmaceuticals, Inc. v. Elkins -Sinn, Inc., 139
N.J. 499, 515-16 (1995). I FURTHER CONCLUDE that the petitioner’s refusal to provide
discovery in this matter impairs Middletown’s ability to properly prepare and present a
defense to the petitioner’s claims, and such conduct justifies dismissal of the petition due
to these procedural deficiencies. J.G., 2008 U.S. Dist. LEXIS 30030 at *11. See also
H.F. obo Minor Child D.F. v. Bd. of Educ. of Teaneck, Bergen County , EDU 20234 -15,
Initial Decision, (September 28, 2016) http://lawlibrary.rutgers.edu/oal/search.html.
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ORDER
Based on the foregoing, Middletown Township Board of Education’s motion for
sanctions is hereby GRANTED and petitioner’s petition is DISMISSED WITH
PREJUDICE.
January 27, 2022
DATE KIM C. BELIN, ALJ
Date Received at Agency: ________________
Date Mailed to Parties:
KCB/lam
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APPENDIX
EXHIBITS
For petitioner:
P-1 Petition, dated July 26, 2021
For respondent:
R-1 Answer and cross-petition, dated August 3, 2021
R-2 Letter brief for Motion for Sanctions, dated December 8, 2021, with exhibits
For Tribunal:
T-1 Email, dated November 30, 2021, from Keri Donohue, Esq.
T-2 Email, dated January 21, 2022, from ALJ’s chambers to counsel
