PF and KF obo GF v Ocean Twp BOE | Case 02422-19 | 2021-07-28
New Jersey special education due-process decision
- Case number
- 02422-19
- Date
- 7/28/2021
- Parties / district (official listing)
- PF and KF obo GF v Ocean Twp BOE
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Decision text
Page 1
New Jersey is an Equal Opportunity Employer
FINAL DECISION
OAL DKT. NO. EDS 02422-19
AGENCY DKT. NO. 2019-29283
P.F. AND K.F. ON BEHALF OF G.F.,
Petitioners,
v.
OCEAN TOWNSHIP BOARD OF
EDUCATION,
Respondent.
Paul V. Fernicola , Esq., for petitioners (Paul V. Fernicola & Associates, LLC ,
attorneys)
Robin S. Ballard, Esq., for respondent (Schenck, Price, Smith & King, LLP,
attorneys)
Record Closed: June 14, 2021 Decided: July 28, 2021
BEFORE JEFFREY N. RABIN, ALJ:
STATEMENT OF THE CASE
The petitioner s, P.F. and K.F. , on behalf of their child G.F., allege that the
respondent, the Ocean Township Board of Education (District or Board), should have
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classified G.F. for special education and related services, asserting that G.F. had been
diagnosed with a specific learning disability, that being dyslexia.
PROCEDURAL HISTORY
By letter dated December 4, 2018, the respondent District advised petitioners that
G.F. was not eligible for special education and related services.
Mediation was held on January 17, 2019, but the parties were unsuccessful in
resolving the dispute. On January 22, 2019, petitioners converted their request for
mediation into a petition for due process. The Office of Special Education Policy and
Procedure (OSEPP) transmitted petitioners ’ claim to the Office of Administrative Law,
where it was filed on February 19, 2019. N.J.S.A. 52:14B-1 to -15; N.J.S.A. 52:14F-1 to
-13.
Hearings were conducted on October 15 and 16, 2019. At the hearing on October
15, 2019, oral arguments were heard on the parties’ cross-motions to exclude testimony
and certain documents. Petitioners’ motion, seeking to exclude expert testimony for any
witness lacking an expert report, was denied. Respondent’s motion to exclude testimony
from any witness other than Jennifer Manzo, due to petitioners’ failure to provide witness
summaries was granted with respect to all witness except Lisa Kestler, Ph.D., who was
permitted to testify solely as a fact witness concerning the private evaluation she
conducted of G.F. in 2018.
After respondent’s case was completed on October 16, 2019, petitioners made an
oral motion for a directed verdict. The Board filed a written opposition to the motion on
October 21, 2019, and the third hearing date scheduled for that day was converted to oral
arguments. The motion for a directed verdict was denied. Petitioners subsequently filed
a motion to amend the petition for due process on December 3, 2019 , to include a claim
for reimbursement, which the Board opposed.
The hearing continued on January 29, 20 20. On February 12, 2020, petitioners
filed another motion s eeking to have one of G.F.’s parents testify, to introduce new
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evidence, and to offer testimony from Dr. Kestler for purposes of rebuttal . During a
telephone hearing on March 16, 2020, the parties agreed that G.F.’s report card from the
2019-2020 school ye ar would be admitted into the record for this matter without
testimony. Both of petitioners’ outstanding motions were denied.
Having completed the hearings, the parties agreed to procure the transcripts and
provide post-hearing submissions by August 21, 2020. There were delays in obtaining
complete transcripts of the hearings, due in part to the Covid -19 pandemic. Subsequent
to receipt of the final transcripts, the parties proffered numerous post -hearing briefs and
correspondence.
The record was closed on February 10, 2021, but was reopened on or about April
14, 2021, subsequent to a motion from petitioners to reopen the record to admit additional
documents. That motion to reopen the record was denied on June 4, 2021, and the record
was closed again on June 14, 2021.
FACTUAL DISCUSSION
Based upon the parties’ briefs and oral arguments, I FIND the following:
1. G.F. was born on January 2, 2012, and has attended school in the District since
kindergarten in the 2017-2018 school year.
2. On October 5, 2018, shortly after G.F. began first grade, petitioners requested
a Child Study Team (CST) evaluation of her. In response, an initial planning
meeting was held on October 15, 2018, at which the CST proposed to evaluate
G.F. to determine her eligibility for speci al education services. It was agreed
that the initial evaluation would be comprised of educational, psychological, and
social history assessments, and petitioners signed consent for the initial CST
evaluation on October 15, 2018.
3. On or about November 19, 2018, petitioners submitted to respondent a report
from the Dyslexia Center of Princeton (DCP) dated November 1, 2018, by Dr.
Lisa Kestler, Ph.D., who diagnosed G.F. with Dyseidetic Dyslexia and
Dysphonetic Dyslexia.
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4. On December 4, 2018, the District found that G.F. was not eligible for special
education and related services. Through Intervention and Referral Services
(I&RS), on December 12, 2018, G.F. was provided with general education
supports; for the 2018-2019 school year, G.F. received small group decoding
and encoding (phonics) instruction up to three times a week, and small group
reading fluency support twice a week.
5. In June 2019, p etitioners submitted a diagnosis of Attention Deficit
Hyperactivity Disorder (ADHD) for G.F., and a 504 Plan was developed for her.
G.F. was also referred for Basic Skills Instruction at that time.
Testimony
For the respondent Ocean Township Board of Education
Rachel Gerstein, school social worker and case manager for G.F., conducted a
social history assessment of G.F. as part of the initial CST evaluation, based on a parent
interview, student interview, and student observation. Gerstein observed G.F. during a
reading lesson in her general education first grade class and found that G.F. was able to
follow along with the class lesson, G.F. was able to work with a partner appropriately
during a collaborative assignment, and G.F. did not stand out from her general education
peers.
After the evaluation plan had been created and signed, Ge rstein received a
request from the petitioners for an occupational therapy assessment. The CST conferred
with the classroom teacher to see if there were any fine motor concerns in the classroom
that might be impacting G.F.’s education. The CST discussed this request at the eligibility
meeting on December 3, 2018, and concluded that the occupational therapy assessment
was not warranted. Petitioners forwarded a report they had obtained privately from Dr.
Kestler at DCP with the District ; the DCP report was reviewed and considered by the
CST.
The CST, after considering the available evidence, such as an in-class observation
of G.F., information from her teachers, report cards, school performance and the results
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of the CST and private evaluations, determin ed that G.F. was not eligible for special
education and related services. While G.F. may have had relative weaknesses in some
areas, she was still learning new skills and retaining information. Any difficulties G.F. may
have had with coding, decoding, and reading comprehension did not adversely affect her
educational performance. G.F. was making enough progress in her current general
education program to keep up with her peers.
Jessica Olson , Learning Disabilities Teacher Consultant, was accepted as an
expert in educational testing, learning disabilities , and special ed ucation eligibility
determinations. She was a member of the CST team evaluating G.F. She conducted the
G.F. educational evaluation on October 29, November 2, and November 5, 2018.
Olson testified that, in order for a CST to determine whether a student was eligible
for special education and related services, a “three-prong criteria” would be applied: there
must be a disability, it had to negatively impact the student educationally in the classroom,
and there ha d to be a need for special education. Olson assessed G.F.’s current
achievement level in seven of the eight cluster areas identified in the New Jersey special
education regulations that could form the basis for eligibility for special education under
the category of specific learning disability (SLD). On the Woodcock -Johnson Tests of
Achievement IV, G.F. performed in the average to low -average range in basic reading
skills, reading comprehension, oral expression, listening comprehension, mathematical
calculation and problem solving , and reading fluency . Olson did not evaluate G.F.’s
written expression because a student at first grade level would not be expected to write
fluently. On the two writing tests which Olson did administer, G.F. performed in the low-
average to average range.
Olson stated that G.F.’s performance for Dr. Kestler on the Wechsler Individual
Achievement Test were consistent with her own testing results for G.F. She stated that
the Gray Oral Reading Tests –Fifth Edition (GORT-5) administered by Dr. Kestler was a
fluency test and therefore not a valid assessment for beginner readers such as G.F.,
because students at such a young age were not yet fluent because they were still learning
to read. G.F.’s Intelligence Quotient (I.Q.) was 91, at the low end of the average range,
with a confidence interval of 86 -97, that being the range of scores within which her true
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score would be likely to fall. The CST’s psychological evaluation, as to cognitive ability,
was consistent with the intelligence results reported by Dr. Kestler, who found G.F.’s I.Q.
to be 89, just below the average range.
For the District ’s analysis of the first prong for special education, a severe
discrepancy would be shown by a twenty-two-point difference between a student’s
cognitive level/I.Q. score and current results from standardized tests in the eight areas
listed in the regulations. Using the Utah Estimator, a computer program which compared
the educat ional evaluation score with the student’s I .Q., Olson found a seventy -four
percent (74%) confidence that G.F. had a severe discrepancy. The Utah Estimator must
have a ninety -three percent (93%) confidence level of a severe discrepancy for a
determination t hat a student has a SLD, and therefore no severe discrepancy was
indicated for any of the SLD areas . Looking at G.F.’s I .Q. scores against G.F.’s
educational evaluation indicated that G.F.’s academic achievement scores were within
the expected confidence interval for her I.Q., and therefore there no was discrepancy in
her academic performance and, therefore, no severe discrepancy.
The District’s Specific Learning Disabilities Criteria state d that, per federal
regulations, the severe discrepancy analysis would not be the sole criteria for determining
special education eligibility. The CST considered data from other sources, such as
classroom observations, in determining eligibility.
Brianne Brannigan was accepted as an expert in reading instruction. She worked
as an instructional coach with teachers regarding professional development. She
performed dyslexia screenings for the District. She had a Dyslexia Practi tioner
Certification from Farleigh Dickenson University. She believed she was able to identify
and recognize aspects of dyslexia. She stated the criteria for dyslexia were: weakness
in oral fluency; word recall; and reading phonology. She had a certification as a Wilson
Dyslexia Programmer. She used the New Jersey Handbook for Dyslexia (from the New
Jersey Dyslexia Association).
Repeated t esting demonstrated G.F.’s growth in phonological awareness, sight
word fluency and vocabulary. There was a concern with G.F.’s oral reading fluency in
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first grade, but appropriate supports were provided to her for that concern, such as small
group instruction. G.F. was able to access the general education curriculum with supports
offered through Intervention and Referral Services (I&RS) , and was demonstrating
progress, and therefore did not need individualized instruction in a specific multisensory
reading program to access the curriculum. The District employed the Wilson Program,
but G.F. was not receiving the Wilson Program from the District.
Ms. Devinsky discussed with Brannigan the recommendation that G.F. be put into
a small group setting on Wednesdays, which would be in addition to the remedial
measures she had been receiving up until that point. Brannigan was never provided with
a copy of Ms. Devinsky’s letter dated January 16, 2019 . G.F. had not received any
instruction from Ms. Devinsky during the 2019 -2020 school year because Ms. Devinsky
was assisting in the administration of the DIBBLES screenings of other students.
Brannigan never reviewed any written reports from Children’s Hospital. Brannigan
had not considered G.F.’s May 16, 2019, evaluation. Brannigan had not been provided a
copy of or reviewed the DCP report. She never observed G.F. in either her first or second
grade classrooms.
Jennifer A. Zona, Assistant Superintendent for Special Services, was accepted
as an expert in special education, learning disabilities (but not the diagnosis of dyslexia),
and eligibility for special education. She had reviewed G.F.’s student records, including
the CST evaluations.
G.F. was functioning in the average to low-average range in reading, writing, math,
and oral language . G.F. did not demonstrate any severe discrepancy between her
academic achievement and intellectual potential. While age-equivalency scores are
typically included in an educational evaluation, only standard scores and percentile ranks
are valid because those scores indicate how a student is performing compared to
similarly-aged peers.
Regarding the three-prong test, if a student met all three prongs of the criteria, the
District would be obligated to classify the student for special education. The Utah
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Estimator was a software program that the District used to determine if there was a
significant discrepancy between the child’s funct ioning and the child’s capability. The
CST did not do an analysis of the second or third prong because the first prong, having a
disability, had not been established.
Despite Dr. Kestler having diagnosed G.F. with dyslexia , a diagnosis of dyslexia
would not automatically make a student eligible for special education. Needing extra help
in certain areas d id not dictate that the student require d special education. S ince the
December 2018 eligibility determination, nobody at the District ha d referred G.F. to
special services or raised any concern regarding G.F.’s functioning so as to indicate that
G.F. would require special education services. The 504 accommodations in place for
G.F. were sufficient to address any ADHD diagnosis. Whenever accommodations w ere
not working, teachers’ evaluations would be provided to Zona to address any deficiencies.
For the petitioners P.F. and K.F. o/b/o/ G.F.
Dr. Lisa Kestler had a B. S. from Princeton in Psychology , a New Jersey
psychology license, and accreditation from the National Institute for Mental Health. She
was c ertified by the American Psychology Association. She was currently in private
practice, and served as an independent contractor to DCP.
Dr. Kestler was permitted to testify solely as a fact witness concerning the private
evaluation she conducted of G.F. in 2018. She issued a report on behalf of DCP dated
November 1, 2018. (R-9). She diagnosed G.F. with Dyseidetic Dyslexia and Dysphonetic
Dyslexia.
She was not deemed an expert in dyslexia. During the approximately three-and-
a-half-hour assessment session, G.F. was very cooperative and not distracted. In
discussing the recommendations she made for G.F., Dr. Kestler testified that an Orton
Gillingham-based approach was “the gold standard” in terms of interventions.
There was a family history of dyslexia. G.F.’s tutor and first grade teacher had
concerns re garding G.F.’s reading skills and issues with vowel sounds. Dr. Kestler
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considered G.F.’s medical history, spoke with G.F.’s parents, and performed an I.Q. exam
using the Wechsler Test, which came back as 89 (average).
Dr. Kestler discussed “decoding” vs “incoding” skills as well as “phonological
awareness.” She discussed oral reading tests and oral reading comprehension, “visual
motor integration” and “immediate sequential recall.” G .F.’s oral skills were very strong,
and written skills were strong.
Dr. Kestler recommended an Orton-Gillingham-based methodology to address
dyslexia, including 200 minutes per week of individualized instruction. G .F. required
research-based, data driven dyslexia remediation. Dr. Kestler recommended educational
accommodations and modifications, such as how information would be presented to G.F.:
i.e., provide G.F. written materials instead of having her read from a blackboard. G.F.
needed fluency instruction; she could read individual words but needed help to put them
all together. G.F. would benefit from a ccommodations for testing ; there should be no
penalties for poor spelling, and she should be given additional time.
Credibility:
In evaluating evidence, it is necessary to assess the credibility of the witnesses.
Credibility is the value that a finder of the facts gives to a witness’s testimony. It requires
an overall assessment of the witness’s story in light of its rationality or internal consistency
and the manner in which it “hangs together” with the other evidence. Carbo v. United
States, 314 F.2d 718, 749 (9th Cir. 1963). “Testimony to be believed must not only
proceed from the mouth of a credible witness but must be credib le in itself,” in that “[i]t
must be such as the common experience and observation of mankind can approve as
probable in the circumstances.” In re Perrone, 5 N.J. 514, 522 (1950).
A fact finder “is free to weigh the evidence and to reject the testimony of a witness
. . . when it is contrary to circumstances given in evidence or contains inherent
improbabilities or contradictions which alone or in connection with other circumstances in
evidence excite suspicion as to its truth.” Id. at 521–22; see D’Amato by McPherson v.
D’Amato, 305 N.J. Super. 109, 115 (App. Div. 1997). A trier of fact may also reject
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testimony as “inherently incredible” when “it is inconsistent with other testimo ny or with
common experience” or “overborne” by the testimony of other witnesses. Congleton v.
Pura-Tex Stone Corp., 53 N.J. Super. 282, 287 (App. Div. 1958).
Further, “‘[t]he interest, motive, bias, or prejudice of a witness may affect his
credibility and justify the [trier of fact], whose province it is to pass upon the credibility of
an interested witness, in disbelieving his testimony.’” State v. Salimone, 19 N.J. Super.
600, 608 (App. Div.), certif. denied, 10 N.J. 316 (1952) (citation omitted). T he choice of
rejecting the testimony of a witness, in whole or in part, rests with the trier and finder of
the facts and must simply be a reasonable one. Renan Realty Corp. v. Dep’t of Cmty.
Affairs, 182 N.J. Super. 415, 421 (App. Div. 1981).
For respondent:
Rachel Gerstein was an unsettled witness, who at times seemed defensive and
evasive, and often looked to respondent counsel for help answering questions. She did
not have the qualifications to address Dr. Kestler’s report on a technical basis, but was
credible when discussing G.F.’s academic background in the District based on her
observations as a school social worker and case manager for G.F.
Jessica Olson was a highly-qualified and knowledgeable witness, who answered
questions calmly, skillfully and with great detail. She fluently described the tests
administered to G.F., and I found her to be a highly credible witness.
Brianne Brannigan was not a credible witness. She was a nervous witness who
often l ost her train of thought or had a hard time gathering her thoughts. She often
giggled, and seemed unsure of her answers. For those areas she seemed more sure of,
she offered only technical, non -explanatory answers. She had not been asked by the
District to review the DCP report. Further, Brannigan was not an expert in dyslexia. She
was not a doctor , had never issued a report diagnosing dyslexia or performed a n
educational evaluation for special education eligibility, or ever performed a psychological
evaluation or done a comprehensive assessment. She did not have any certification from
the State of New Jersey allowing her to diagnose dyslexia.
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Jennifer Zona was a credible w itness. She was careful with her answers. She
took her time reviewing the documents she was being questioned about. She appeared
very knowledgeable and experienced. Her job was to run the District special education
programs and overs ee the approximately 800 District special education students. She
had worked on the eligibility for special education in over 1,000 cases , and displayed
intimate knowledge of the various educational tests employed in such eligibility analyses.
She calmly addressed persistent questioning in asserting that the Utah Estimator did not
impose an arbitrary cap as to the number of students eligible for special education in the
District.
For petitioners:
Dr. Lisa Kestler appeared to be an intelligent woman, who displayed an even
temperament despite many interruptions during her testimony . Dr. Kestler was not
deemed to be an expert in dyslexia; she was only a fact witness, and therefore one might
only give weight to her testimony with regard to the facts in her report. She spent a great
deal of time merely reading her report. She answered technical questions with technical,
non-explanatory answers.
Regarding her credibility, it must be noted that Dr. Kestler was not trained in Orton-
Gallagher. She never worked at a s chool. She was not a certified reading specialist.
She had never served on a CST. She testified that there was a family history of dyslexia,
but later revealed that the affected family members were great -uncles and second
cousins, which were not immediate family. She never witnessed G.F. in a class situation.
Dr. Kestler had no data from which to compare G.F. to her non-dyslexic peers.
It was questionable as to why Dr. Kestler administered the Wechsler Abbreviated
Test, when she had testified that you should not employ the Wechsler Abbreviated Test
to determine a disability such as dyslexia. She testified that Wechsler only gave an
estimate of one’s I.Q.
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Most contradictory to her relevance to the within matter was that her report
included no conclusion or recommendation that G.F. should be found eligible for special
education and related services or that G.F. required a special education program.
As a result, I did not find Dr. Kestler to be a credible witness.
Accordingly, after carefully considering the testimonial and documentary evidence
presented, I FIND the following to be the relevant and credible FACTS in addition to the
above-referenced stipulated facts:
G.F. was able to follow along with her first grade class lessons; G.F. was able to
work with a partner appropriately during a collaborative assignment ; G.F. did not stand
out from her general education peers and was making sufficient progress in her general
education program to keep up with her peers ; while G.F. may have had relative
weaknesses in some areas , she was still learning new skills and retaining information ;
any difficulties G.F. may have had with coding, decoding, and reading comprehension did
not adversely affect her educational performance.
On the Woodcock -Johnson Tests of Achievement IV, G.F. performed in the
average to low -average range in basic reading skills , reading comprehension , oral
expression, listening comprehension, mathematical calculation and problem solving, and
reading fluency; on the two writing tests which Olson administered, G.F. performed in the
low-average to average range; G.F.’s I.Q. was 91, at the low end of the average range,
with a confidence interval of 86 -97, that being the range of scores within which her true
score would be likely to fall ; the CST’s psychological evaluation , as to cognitive ability ,
was consistent with the intelligence results reported by Dr. Kestler, who found G.F.’s IQ
to be 89, just below the average range.
A severe discrepancy would be shown by a twenty-two point difference between a
student’s cognitive level/I.Q. score and current results from standardized tests in the eight
areas listed in the regulations; there was a seventy-four percent (74%) confidence level
that G.F. had a severe discrepancy, below the Utah Estimator requirement of ninety-three
percent (93%) confidence level of a severe discrepancy for a determination that a student
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has a SLD, and therefore there was no severe discrepancy for any of the SLD areas; the
District’s Specific Learning Disabilities Criteria stated that, per federal regulations, the
severe discrepancy analysis would not be the sole criteri a for determining special
education eligibility; the CST considered data from sources in addition to the Utah
Estimator, such as classroom observations, in determining eligibility.
G.F. was functioning in the average to low-average range in reading, writing, math,
and oral language; a diagnosis of dyslexia would not automatically make a student eligible
for special education; needing extra help in certain areas did not dictate that the student
required special education; the 504 accommodations in place for G.F. were sufficient to
address any ADHD diagnosis.
LEGAL ANALYSIS
The issue is whether the District met its bur den of proving that it substantially
complied with all statutory and regulatory requirements when it determined that G.F. was
not eligible for special education, or whether the decision that G.F. was ineligible resulted
in the District failing to provide her with a free appropriate public education (FAPE).
When considering FAPE, the starting point is the Individuals with Disabilities
Education Act (IDEA). IDEA was enacted to assist states in educating disabled children.
It requires states receiving federal funding under the Act, such as New Jersey, to have a
policy in place that ensures that local school districts provide disabled students with FAPE
designed to meet their unique needs. See 20 U.S.C. § 1412; N.J. Const. art. VIII, IV, 1;
N.J.S.A. 18A:46-8; N.J.A.C. 6A:14-1.1 et seq., Hendrick Hudson Cent. Dist. Bd. of Educ.
v. Rowley, 458 U.S. 176, 102 S. Ct. 3034, 73 L. Ed. 2d 690 (1982). State regulations
track this requirement that a local school district must provide FAPE as that standard is
set under the IDEA. N.J.A.C. 6A:14-1.1. A FAPE and related services must be provided
to all students with disabilities from age three through twenty-one. N.J.A.C. 6A:14-1.1(d).
A FAPE means special education and related services that: a) have been provided at
public expense, under public supervision and direction, and without charge; b) meet the
standards of the State educational agency; c) include an appropriate preschool,
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elementary, or secondary school education in the State involved; and d) are provided in
conformity with the individualized education program (IEP) required under sec. 614(d).
20 U.S.C. § 1401(9).
The issue herein is a threshold issue to be determined before considering whether
FAPE has been provided. If G.F. was not eligible for special education and related
services, IDEA would not be applicable, and the question of FAPE would be moot.
N.J.A.C. 6A:14-3.5 sets forth a three-prong test to determine whether a student
qualifies for special education and related services. It states:
A student shall be determined eligible and classified “eligible
for special education and related services” . . . when it is
determined that the student has one or more of the disabilities
defined in (c)1 through 14 below; the disability adversely
affects the student’s educational performance and the student
is in need of special education and related services.
Classification shall be based on all assessments conducted
including assessment by the child study team members and
assessment by other specialists as specified below.
[N.J.A.C. 6A:14-3.5(c).]
Section 12 of New Jersey regulations sets forth the definition of “Specific Learning
disability” (SLD) as:
“Specific learning disability” corresponds to “perceptually
impaired” and means a disorder in one o f more of the basic
psychological processes involved in understanding or using
language, spoken or written, that may manifest itself in an
imperfect ability to listen, think, speak, read, write, spell, or to
do mathematical calculations, including conditio ns such as
perceptual disabilities . . . dyslexia . . .”
[N.J.A.C. 6A:14-3.5(c)(12).]
Petitioners asserted that in evaluating a student to determine whether Special
Education and related services were necessary, a school district was required to “use a
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variety of assessment tools and strategies to gather relevant functional and
developmental information, including information . . . provided by the parent that may
assist in determining whether a child is a student with a disability . . .” N.J.A.C. 6A:14-
2.5. In its evaluation of a student, the school district would be required to assess the
student in all areas of suspected disability. N.J.A.C. 6A:14-2.5(b)(3). The regulations
further state that a “specific learning disability” can be determined when a “severe
discrepancy is found between the student’s current achievement and intellectual ability”
in any of several academic areas. N.J.A.C. 6A:14-3.5(c)(12)(i).
Petitioners further asserted that New Jersey regulations permit a school district to
include the “Severe Discrepancy approach” amongst the data it considers when making
the determination whether a student has a disability as define d by the Code. If a school
district uses the “severe discrepancy approach ,” it must adopt procedures that uti lize a
statistical formula and criteria for determining the “severe discrepancy” between the
student’s current achievement and intellectual ability. N.J.A.C. 6A:14-3.5(c)(12(iv).
Petitioners have argued that the respondent District failed to meet its burden of
proof that G.F. did not have a SLD. Petitioner s set forth that the United States District
Court, District of New Jersey had declared it impermissible for a school district to solely
rely upon a single statistical formula to arrive at its determin ation of whether a student
was eligible due to a suspected SLD. In two separate decisions, V.M. v. Sparta Township
Board of Education, Civ. No. 12-892 (KM) (D.N.J. July 3, 2014) and K.H. o/b/o J.B. v. S,
Orange/Maplewood Bd. of Ed., Civ. No. 09-5294 (D.N.J. August 3, 2010 (Chesler, D.J.),
the United States District Court for the District of New Jersey determined a school district’s
use of the severe discrepancy model as the sole determining factor violated “the
decisional procedures and methods prescribed by the Individuals with Disabilities
Education Act (IDEA) and its implementing regulations, both federal and state.” See,
Page 1 of V.M. v. Sparta, citing to K.H. o/b/o J.B.
Petitioners have therefore argued that respondent used only one determining
factor as to whether G.F. had a SLD, and per these cases, respondent’s eligibility decision
was invalid.
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Respondent was correct in arguing that neither of these cases are binding on the
within tribunal, as these are unpublished decisions from a United States District Court .
See R.W. v. Div. of Medical Assistance and Health Services and Ocean Co. Bd. of Social
Services, OAL Dkt. No. HMA 06729-09 (2010).
Respondent further argued that th e facts of those two unpublished cases were
distinguishable from the facts in the within matter.
In K.H. o/b/o J.B., the parents filed for due process to contest the declassification
of their child. The District Court concluded that the record did not support the ALJ’s finding
that the school had considered various factors in determining that the student was no
longer eligible for special education, because the “only stated basis for declassifying J.B.,
according to the June 15, 2007 , document declaring her to be ineligible for special
education services, was that ‘her scores were run through the estimator ’, which showed
she did not meet eligibility criteria.” Id. at 15.
Similarly, in V.M. v. Sparta, the parents appealed an OAL decision which upheld
the declassification of B.M. based on a lack of a severe discrepancy. In overturning the
due process decision, the District Court found that Sparta’s documented severe
discrepancy procedures mandated that the CST “may not determine that a pupil has a
SLD unless the CST finds by a ‘statistically sound’ formula that there is a 1.5 standard
deviation discrepancy between achievement and aptitude in one or more of eight learning
categories.” Id. at 59.
N.J.A.C. 6A:14-2.5 is clear that in conducting an evaluation, a board of education
must use a variety of assessment tools and strategies to gather relevant functional and
developmental information, including “information: i. Provided by the parent that may
assist in determining whether a child is a student with a disability and in determining the
content of the student's IEP. . . and 2. Not use any single procedure as the sole criterion
for determining whether a student is a student with a disability or determining an
appropriate educational program for the student. . .”
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Here, the Ocean Township Board of Education’s severe discrepancy procedure
explicitly required that “[i]n accordance with federal regulations, the numerical ‘severe
discrepancy’ cut-offs will not be the sole criterion for determining eligibility” (Exhibit R-33),
therefore distinguishing the District’s procedure from the unlawful procedures of Sparta
and South Orange/Maplewood in the above -referenced cases , and putting it in
compliance with the New Jersey Administrative Code.
The District utilized the Utah Estimator to calculate whether G .F. had a severe
discrepancy. (Exhibit R-13). The Initial Eligibility Determination—Not Eligible notice for
G.F. (Exhibit R-12) did not refer to the term “severe discrepancy” or make reference to
the Utah Estimator, evidencing that the lack of a significant discrepancy was not the sole
criterion used to determine G.F.’s eligibility for special education and related services.
In addition to the District’s written procedures stating that the severe discrepancy
analysis would not be the sole criteri a for determining special education eligibility, the
Eligibility Determination indicated in general terms what had been considered in making
that determination. The Eligibility Determination stated that it was written as the result of
an evaluation and an i nitial determination meeting. It stated that “a complete battery of
assessments were administered to measure [G.F.’s] general learning aptitude and current
academic achievement. ” The Eligibility Determination stated that “the team reviewed
current work sa mples, teacher observations, and input from the general education
teacher. . . reviewed and considered the evaluation provided from The Dyslexia Center
of Princeton,” and found that G.F. was “currently demonstrating progress” in her current,
general education setting.
I FIND that a school district may not rely solely on a single criteria for determining
special education eligibility, and CONCLUDE that respondent District did not improperly
rely on a single criteria for determining special education eligibility in the within matter.
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Aside from the “single criteria” argument, p etitioners went on to state that an
Eligibility Determination report must identify the particular findings in writing , citing
N.J.A.C. 6A:14-3.4(h)(4), which states:
When a student is suspected of having a specific learning disability, the
documentation of the determination of eligibility shall include a statement
of:
i. Whether the student has a specific learning disability;
ii. The basis for making the determination;
iii. The relevant behavior noted during the observation;
iv. The relationship of the behavior to the student's academic
performance;
v. Educationally relevant medical findings, if any;
vi. If a severe discrepancy methodology is utilized, whether there is a
severe discr epancy between achievement and ability that is not
correctable without special education and related services;
vii. The determination concerning the effects of environmental, cultural
or economic disadvantage;
viii. Whether the student achieves commensurate with his or her age;
ix. If a response to scientifically based interventions methodology is
utilized, the instructional strategies utilized, and the student-centered
data collected with respect to the student; and
x. Whether there are strengths and/or weaknesses in pe rformance or
achievement relative to intellectual development in one of the
following areas that require special education and related services;
(1) Oral expression; (2) Listening comprehension; (3) Written
expression; (4) Basic reading skill; (5) Reading fluency skills; (6)
Reading comprehension; (7) Mathematics calculation; and (8)
Mathematics problem solving.
Petitioners accurately referred to the “sparse information” contained in
respondent’s Eligibility Determination as failing to comply with the exte nsive obligations
contained in N.J.A.C. 6A:14-3.4 when respondent stated that G.F. “does not have a
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OAL DKT. NO. EDS 02422-19
19
disability.” The Eligibility Determination referred to “[a] complete battery of assessments”
without specifying any details about those assessments. None of the District’s
evaluations—educational evaluation (R-7), psychological (R-8) or Social Assessment (R-
10)—had discussed the severe discrepancy methodology employed by the District. The
Eligibility Determination d id not indicate that the District used the severe discrepancy
methodology to determine that G.F. was ineligible for special education services. The
Eligibility Determination stated G.F. was not disabled but it provided no particular findings
in support of that conclusion as required by N.J.A.C. 6A:14-3.4.
Specifically, if a severe discrepancy methodology was utilized, the Eligibility
Determination would have to state whether there was a severe discrepancy between
achievement and ability that was not correctable without special education and relat ed
services. The District’s Eligibility Letter failed to address this.
Additionally, the Eligibility Determination needed to address the effects of
environmental, cultural or economic disadvantage; whether the student achieve d
commensurate with his or her age; the instructional strategies utilized and the student -
centered data collected with respect to the student; and whether there are strengths
and/or weaknesses in performance or achievement relative to intellectual development in
one of the following ar eas that required special education and related services; (1) Oral
expression; (2) Listening comprehension; (3) Written expression; (4) Basic reading skill;
(5) Reading fluency skills; (6) Reading comprehension; (7) Mathematics calculation; and
(8) Mathema tics problem solving. None of these were specifically addressed in the
District’s Eligibility Determination.
Further, N.J.A.C. 6A:14-3.4(h)(5) requires that each child study team member shall
certify, in writing, whether his or her report was in accordance with the conclusion of the
student’s eligibility; if his or her report did not reflect the conclusion of eligibility, the child
study team member was to submit a separate statement presenting his or her
conclusions. These requirements were not met by respondent’s Eligibility Determination
letter.
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OAL DKT. NO. EDS 02422-19
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I CONCLUDE that respondent’s Initial Eligibility Determination—Not Eligible notice
for G.F. (R-12) did not meet the requirements of N.J.A.C. 6A:14-3.4(h).
The issue then becomes whether the failure of respondent’s Initial E ligibility
Determination—Not Eligible notice for G.F. to meet the requirements of N.J.A.C. 6A:14-
3.4(h) dictated that petitioners’ prayer for relief be granted.
Petitioners’ primary legal argument in its brief of August 21, 2020, was that
respondent failed to meet its statutory burden to show that G.F. did not have a SLD
because it simply issu ed a single -sentence rejection, stating in its Initial Eligibility
Determination—Not Eligible from the meeting of December 3, 2018 (Exhibit R-12) that
G.F. “does not have a disability” and thus is not eligible for special education and related
services. Petitioners claimed that this statement, in addition to being insufficient, was
contradicted by the reports of the Dyslexia Center of Princeton (Exhibit R-9). Petitioners
asserted that respondent had failed to refute that report with any competent evidence,
such as the documented classroom observations from G.F.’s teachers and instructors,
but merely relied on the single criteria for determining special education eligibility.
Having concluded that the respondent District did not improperly rely on a single
criteria for determining special education eligibility in the within matter, petitioner s have
essentially asked this tribunal to substitute its analysis of whether G.F. had a SLD for the
analysis of the District , by asking that G .F. be deemed eligible for receive special
education and related services and compensatory education “in light of the substantial
evidence presented by the petitioners in the form of the November 2018 reports by the
Dyslexia Center of Princeton (R -9) and the March & April 2019 reports of Children’s
Specialized Hospital (R-19).”
Accordingly, the evidence presented by both parties must be revi ewed to see if
there was a basis for respondent’s conclusion that G.F. did not have a SLD which would
have qualified her for special education eligibility.
While IDEA addresses those students with educational disabilities , being
diagnosed with an educational disability does not automatically qualify that student for
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21
special education. IDEA, in its definition of “child with a disability ,” requires a disabling
condition and a specific need for special education and services to address that disabling
condition. 20 U.S.C. §1401(3); J.Q. v. Wash. Twp. Sch. Dist., 92 F. Supp. 3d 241, 246
(D.N.J. 2015) (quoting D.S. v. Neptune Twp. Bd. of Educ. , 264 Fed. Appx. 186, 189 (3d
Cir. 2008) . This is where the three-pronged test in N.J.A.C. 6A:14-3.5(c) would be
applicable. First, the student in question must have a disability as defined in one of the
codified categories. Second, t here must be an adverse impact to the student’s
educational performance as a result of that disability . Third, there must be a showing
that the student needed special education.
Regarding the first prong, the student must have a disability as set forth in N.J.A.C.
6A:14-3.5(c). Though the criteria for a SLD specifically references dyslexia, there is a
process for determining the SLD, which is a demonstration of a s evere discrepancy
between intellectual ability and academic achievement. Here, the CST did not find
evidence that G.F. had such a significant discrepancy. Based on that, G.F. did not have
a disability for purposes of special education eligibility. In addition to the Utah Estimator,
the CST reviewed current work samples, teacher observations, and input from the general
education teacher, and reviewed and considered the evaluation provided from DCP, and
found that G.F. was “currently demonstrating progress in her current [general education]
setting.”
G.F.’s intellectual ability fell between the high end of the low average range and
the low end of the average range. Comparing the privately-conducted and CST
intelligence testing, it appeared that G.F.’s academic achievement was at the expected
level, considering her intellectual ability and her circumstances. As there was no
significant discrepancy, the Board’s evaluation of academic achievement and intellectual
testing confirmed that G.F. did not have a SLD.
The second prong relate d to an adverse impact to the student’s educational
performance as a result of that disability. Here, G.F.’s 2018 -19 report card showed that
in her general education program she was performing at least in a satisfactorily manner
in all subject areas. As set forth above, G.F. was able to follow along with her first-grade
class lessons, she worked with a partner appropriately during a collaborative assignment,
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OAL DKT. NO. EDS 02422-19
22
did not stand out from her general education peers , and was making sufficient progress
in her general education program to keep up with her peers.
Conversely, petitioner s relied on reports from DCP and Children’s Hospital.
Having received no expert testimony on the veracity of the Children’s Hospital reports,
petitioners’ claim that G.F. was eligible for special education due to a diagnosis of dyslexia
was based on the report from DCP.
Petitioners provided no credible testimony or documentary evidence to support
their proposition that G.F. met criteria to be classified as eligible for special education and
related services. The proofs they put on did not demonstrate that G.F. has a disability
under N.J.A.C. 6A:14-3.5 that adversely affected her educational progress and required
special education and related services. Therefore, petitioners cannot defeat th e expert
testimony and documentary evidence from the District which established the propriety of
the CST’s determination that G.F. was not eligible for special education and related
services. Petitioners’ entire argument appear ed to be based on the incorr ect premise
that a diagnosis of dyslexia or any documented weakness in reading automatically
entitled G.F. to eligibility for special education and an Individualized Education Program
(IEP). However, the private evaluation by Dr. Kestler include d no conclusion or
recommendation that G.F. should be found eligible for special education and related
services or that she require d a special education program. Rather, Dr. Kestler
recommended that G.F. “enroll . . . in a research-based, data-driven dyslexia remediation
program”, without any suggestion that this remediation program should be provided by
the District or that it needed to be delivered through an IEP.
Dr. Kestler’s report also set out suggestions for e ducational accommodations
and/or modifications for G.F., which specifically included a recommendation that G.F.
should be provided with Orton-Gillingham-based phonics and fluency instruction on a
daily basis. Orton -Gillingham was described by Dr. Kestler as the “gold standard” of
interventions. Yet nowhere was it shown that Orton-Gillingham instruction could only be
provided if G.F. was determined to be eligible for special education or if Orton-Gillingham
was set out in an IEP. To the contrary, it was shown that the District provided G.F. with
small group instruction in phonics and fluency which incorporated Orton -Gillingham-
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OAL DKT. NO. EDS 02422-19
23
based method ology through its general education programs in the 2018 -2019 school
year, and therefore respondent was correct in arguing that G.F.’s general education
program in 2018-2019 provided the educational accommodations/modifications Dr.
Kestler recommended.
Petitioners also ar gued that G .F. met the second prong of the test , that G.F.’s
disability has had an adverse effect upon G.F.’s academic progress. Petitioners relied on
an October 12, 2018, Student Performance and Observation Report for G.F., drafted by
Amy L. Steckhahn, a Special Education Teacher employed by r espondent, which
identified early academic concerns regarding G.F.’s reading ability. However, Ms.
Steckhahn did not testify and her letter regarding G.F. (Exhibit R-5) was not admitted into
evidence.
The Social Assessment prepared by Ms. Gerstein for G.F. indicated that G.F. was
having difficulties with decoding, reading comprehension, and retention of material. Yet
these deficiencies had not been directly correlated to dyslexia. Teachers noted that some
of G.F.’s deficiencies appeared similar to dyslexia, but they did not conclude G.F. suffered
from dyslexia. G.F.’s most recent report ca rd for the 2019 -2020 school year reflected
several areas which were “in need of improvement” but nothing presented by petitioner s
tied these areas to dyslexia. Nothing has been provided which definitively indicated that
dyslexia had a negative impact on G.F.’s academic progress. But again, G.F.’s progress
in her general education program was further supported in the record by her 2018 -2019
report card, which showed that she was performing at least in a satisfactorily manner in
all subject areas. This was the report card in closest proximity to the December 2018
CST decision that G.F. was not eligible for special education and related services.
Accordingly, it was not clear that G .F. met the second prong of the th ree-prong
test.
Having not met the first two prongs of the test, one need not fully analyze the third
prong. However, respondent offered a valid argument that the third prong was not met.
The December 10, 2018, eligibility report indicated that G.F. was showing progress in the
general education setting offered by the District . ( Exhibit R-12). A student with a
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diagnosed disability who was demonstrating progress in general education was found to
not meet eligibility criteria for special education in the matter of M.S. and D.S. o/b/o N.S.
v. Randolph Twp. Bd. of Educ. , 2019 U.S. Dist. LEXIS 169184 (D.N.J. 2019); M.S. and
D.S. o/b/o N.S. v. Randolph Twp. Bd. of Educ. , OAL Dkt. No. EDS 04386-17 (July 16,
2018).
Having not met all three prongs of the test for special education eligibility, I
CONCLUDE that the CST’s determination that G.F. did not meet eligibility criteria for
special education and related services as of December 4, 2018, was proper.
CONCLUSION
Based on the foregoing facts and the applicable law, I CONCLUDE that the District
met its burden of proving that it sufficiently complied with all statutory and regulatory
requirements when it determined that G.F. was not eligible for special education as of
December 4, 2018, and that the District had been providing G.F. with a free appropriate
public education (FAPE).
ORDER
I hereby ORDER that respondent’s determination that G.F. was not eligible for
special education and related costs as of December 4, 2018, is hereby AFFIRMED, and
that this due process appeal is hereby DISMISSED.
This decision is final pursuant to 20 U.S.C. § 1415(i)(1)(A) and 34 C.F.R. § 300.514
(2017) and is appealable by filing a complaint and bringing a civil action either in the Law
Division of the Superior Court of New Jersey or in a district court of the United States. 20
U.S.C. § 1415(i)(2); 34 C.F.R. § 300.516 (2017). If the parent or adult student feels that
this decision is not being fully implemented with respect to program or services, this
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OAL DKT. NO. EDS 02422-19
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concern should be communicated in writing to the Directo r, Office of Special Education
Programs.
July 28, 2021
DATE JEFFREY N. RABIN, ALJ
Date Received at Agency ____________
Date Mailed to Parties: ______
JNR/dw
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APPENDIX
WITNESSES
For respondent:
Rachel Gerstein
Jessica Olson
Brianne Brannigan
Jennifer Zona
For petitioners:
Dr. Lisa Kestler
EXHIBITS
Respondent Exhibits (used jointly):
R-1 Wonders Phonological Awareness Score Sheet
R-2 Letter from K.F. to Zona, dated October 4, 2019 [sic]
R-3 Case Manager Assignment Notice, dated October 5, 2018
R-4 Initial Identification and Evaluation Planning invite, dated October 5, 2018
R-6 Initial Identification and Evaluation Planning proposal, dated October 15,
2018
R-7 Olson Educational Evaluation
R-8 Chavis Psychological Evaluation on November 7, 2018
R-9 K.F. letter with Dyslexia Center of Princeton report, dated November 19,
2018
R-10 Gerstein Social Assessment, dated November 20, 2018
R-11 Request for additional assessment, dated December 3, 2018
R-12 Initial Eligibility Determination—Not Eligible, from meeting of December 3,
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OAL DKT. NO. EDS 02422-19
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2018
R-13 Utah Estimator
R-14 Email to K.F. dated December 5, 2018
R-15 Wonders Phonological Score Sheet, dated December 6, 2018
R-16 I&RS Action Plan, dated December 12, 2018
R-18 I&RS Action Plan, dated January 17, 2019
R-20 Sight Words letter, dated May 6, 2019
R-21 Diagnostic Inventory Record Form, dated May 16, 2019
R-22 Oral Reading Fluency, dated December 11, 2018, and May 7, 2019
R-23 Basic Skills Criteria, dated May 17, 2019
R-24 Math Testing 2018-19 school year
R-25 Section 504 Accommodation Plan
R-26 2018-19 report card
R-27 Student Assessment Sheet, dated October 9, 2018, and June 13, 2019
R-28 Wonders Phonological Score Sheet, dated June 20, 2019
R-30 DIBELS 8th Booklet for Fall 2019
R-31 DIBELS 8th Cut scores
R-32 I&RS Action Plan, dated September 17, 2019
R-33 Specific Learning Disability Criteria for Ocean Township
R-35 Zona resume
R-36 Olson resume
R-37 Gerstein resume
