S.S. and M.S. on behalf of H.S. v. Hillsborough Township Public School District | Case EDS 14675-17 | 2018-01-19
New Jersey special education due-process decision
- Case number
- EDS 14675-17
- Date
- 1/19/2018
- Parties / district (official listing)
- S.S. and M.S. on behalf of H.S. v. Hillsborough Township Public School District
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Decision text
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New Jersey is an Equal Opportunity Employee
State of New Jersey
OFFICE OF ADMINISTRATIVE LAW
FINAL DECISION
SUMMARY DECISION
OAL DKT. NO. EDS 14675-17
AGENCY DKT. NO. 2018-26883
S.S. AND M.S. ON BEHALF OF H.S.,
Petitioners,
v.
HILLSBOROUGH TOWNSHIP
PUBLIC SCHOOL DISTRICT,
Respondent.
____________________________
John D. Rue, Esq., for petitioner (John Rue & Associates)
Vittorio S. La Pira, Esq., for respondent (Fogarty & Hara)
Record Closed: January 9, 2018 Decided: January 19, 2018
BEFORE LAURA SANDERS, Acting Director and Chief ALJ:
STATEMENT OF THE CASE
Petitioners S.S. and M.S. filed a due-process petition seeking reimbursement for
an independent evaluation of their son, H.S., under the federal Individuals with Disabilities
Education Act (IDEA), 20 U.S.C. §§ 1400 to 1482 . The Hillsborough Township Public
School District (“respondent” or “the District ”) contends that petitioners are onl y entitled
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to an independent evaluation at public expense if they disagree with an evaluation
obtained by a public agency. Respondent argues that since there was no evaluation with
which the parents disagreed, they do not meet the standard for relief.
Petitioners further argue that the District essentially has waived its right to object
by failing to file a request for a due -process hearing about the evaluation within twenty
days of the request for independent evaluation. The Board responds that a proce dural
defect cannot create a new right under federal law.
PROCEDURAL HISTORY
On June 6, 2017, petitioners requested an independent evaluation performed at
the District’s expense. The District denied the request on July 27, 2017, but did not file a
request for a due -process hearing. On September 5, 2017, the Office of Special
Education Programs (OSEP) received a due-process request from petitioners regarding
reimbursement for an independent evaluation , which they had obtained at their own
expense. OSEP transmitted the case to the Office of Administrative Law, where it was
filed on October 5, 2017. Following unsuccessful attempts to settle the case, it was set
down for hearing on February 1, 2018. On January 5, 2018, the OAL received petitioners’
motion for summary decision , and on January 9 the OAL received respondent’s cross -
motion for summary decision.
FACTUAL DISCUSSION
The parties agree on this much. H.S., a sixteen-year-old male student, is classified
as a child with a disability, and has been diagnosed as autistic. The District last evaluated
H.S. in 2011, as part of a triennial reevaluation that included social, educational, and
psychological assessments. In June 2017 petitioners requ ested an independent
evaluation at public expense. By email dated July 27, 2017, Suzan Radwan, director of
Special Services, emailed the petitioners the following: “I understand that on or around
June 6, 2017, you made a written request for an independen t educational evaluation
(‘IEE’) of your child, specifically seeking an independent neuropsychological examination.
Please consider this written notice, pursuant to N.J.A.C. 6A:15-2.3(h)(5) [sic], that for the
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reasons set forth herein, the District is denying your request.” (Radwan Certif., Exh. 7.)
Petitioners secured an independent evaluation, which was completed by Dr. Jane Healy
on August 28, 2017, at their own expense.
Other facts are not specifically addressed in pet itioners’ brief, but have been
offered by the District with supporting certifications. On December 12, 2014, respondent
held a reevaluation planning meeting, at which the parties determined no additional
information was required. Tristen Garretson, the case manager at the time, notified
petitioners they could request additional assessments within fifteen days. (Radwan
Certif., ¶ 5 and Exh. 1.) In an email dated June 2, 2017, M.S. notified the school
psychologist that newer evaluations were needed to support H.S.’s acceptance into a
five-week summer program in Boston. (Id., Exh. 2.) A reevaluation planning meeting that
included M.S. and S.S. was held on June 5, 2017, and the results were memorialized in
a letter advising t hat the District would perform a psychological evaluation and an
educational evaluation as soon as possible, both to be conducted by District personnel.
(Id., Exh. 3.) M.S. signed a consent to the assessments, dated June 5, 2017. (Ibid.) The
next day, M.S. forwarded a letter acknowledging having signed the consent , but now
stating that petitioners wanted an independent neuropsychological evaluation at District
expense. She cited concerns about their son’s academic performance, and a recent
diagnosis of panic attacks and anxiety. She said they planned to have the independent
evaluation done by Dr. Heal ey. (Id., Exh. 4.) After many attempts to schedule a new
meeting, the parties convened again on June 26, 2017. (Radwan Certif., ¶¶ 11 and 12.)
The District did not agree to itself conduct a separate neuropsychological evaluation, or
to pay for an independent evaluation of that type. (Ibid.) Instead, Radwan sent a letter
notifying the parents that the District had not agreed to pay for the independent evaluation.
(Radwan Certif., Exh. 7.) She noted that the District’s psychological evaluation would
include a variety of other assessments to address the concerns the parents had raised in
their request for a neuropsychological assess ment. (Ibid.) Petitioners never allowed
respondent to evaluate their son. (Radwan Certif., ¶ 16.)
As the brief filed by petitioners contained no certifications or affidavits challenging
the facts supplied in the Radwan Certification and associated exhibits, the additional
material above is FOUND as FACT.
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LEGAL ANALYSIS
The District’s primary argument is that it had no obligation to provide an
independent evaluation because an evaluation with which the parents disagree is a legal
prerequisite to a publicly paid independent evaluation. Further, the demand for the
independent evaluation fell outside the two -year statute of limitations in 20 U.S.C.
§ 1415(c).
The petitioners contend there is no prerequisite, and that the District is out of time
to object to the performance of an independent evaluation. They point to N.J.A.C. 6A:14-
2.5(c)(1)(ii), which states that “[n]ot later than 20 calendar days after receipt of the
parental request for the independent evaluation, the school distri ct shall request the due
process hearing.”
Both parties contend that there are no disputed facts requiring a hearing, and that
the matter is appropriate for summary decision.
Summary decision may be granted when “the papers and discovery which have
been filed, together with the affidavits, if any, show that there is no genuine issue as to
any material fact challenged and that the moving party is entitled to prevail as a matter of
law.” N.J.A.C. 1:1-12.5(b). The rule further provides that an adverse party must respond
by affidavit setting forth specific facts showing that there is a genuine issue which can
only be determined at an evidentiary hearing. Ibid. The rule is patterned on the New
Jersey Supreme Court’s rules concerning summary judgment. The New Jersey Supreme
Court has explained that when deciding a motion for summary judgment under R. 4:46-
2,
a determination whether there exists a “genuine issue” of
material fact that precludes summary judgment requires the
motion judge to consider whether the competent evidential
materials presented, when viewed in the light most favorable
to the non -moving party, are sufficient to permit a rational
factfinder to resolve the alleged disputed issue in favor of the
non-moving party.
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[Brill v. Guardian Life I ns. Co. of Am. , 142 N.J. 520, 540
(1995).]
Here, I CONCLUDE that the parties are correct in urging that no material facts are
at issue, and that the matter is therefore appropriate for summary decision. The
procedure for requesting independent evaluations of disabled children at issue here lies
in N.J.A.C. 6A:14-2.5(c). In relevant part, that section states:
Upon completion of an initial evaluation or reevaluation, a
parent may request an independent evaluation if there is
disagreement with th e initial evaluation or a reevaluation
provided by a district board of education. A parent shall be
entitled to only one independent evaluation at public expense
each time the district board of education conducts an initial
evaluation or reevaluation with which the parent disagrees.
The request for an independent evaluation shall specify the
assessment(s) the parent is seeking as part of the
independent evaluation request.
1. Such independent evaluation(s) shall be
provided at no cost to the parent unless the school
district initiates a due process hearing to show that its
evaluation is appropriate and a final determination to
that effect is made following the hearing.
i. Upon receipt of the parental request, the
school district shall provide the pa rent with
information about where an independent
evaluation may be obtained and the criteria for
independent evaluations according to (c)2 and
3 below. In addition, the school district shall
take steps to ensure that the independent
evaluation is provided without undue delay; or
ii. Not later than 20 calendar days after
receipt of the parental request for the
independent evaluation, the school district shall
request the due process hearing.
[N.J.A.C. 6A:14-2.5(c).]
This procedure is consistent with federal law in granting parents a right to an independent
evaluation of their children. The federal regulation is as follows.
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(a) General.
(1) The parents of a child with a disability have the
right under this part to obtain an independent
educational evaluation of the child, subject to
paragraphs (b) through (e) of this section.
(2) Each public agency must provide to parents,
upon request for an independent educational
evaluation, information about where an independent
educational evaluation may be obtained, and the
agency criteria applicable for independent educational
evaluations as set forth in paragraph (e) of this section.
(3) For the purposes of this subpart—
(i) Independent educational evaluation
means an evaluation con ducted by a qualified
examiner who is not employed by the public
agency responsible for the education of the child
in question; and
(ii) Public expense means that the public
agency either pays for the full cost of the
evaluation or ensures that the evalua tion is
otherwise provided at no cost to the parent,
consistent with § 300.103.
(b) Parent right to evaluation at public expense.
(1) A parent has the right to an independent
educational evaluation at public expense if the parent
disagrees with an evalua tion obtained by the public
agency, subject to the conditions in paragraphs (b)(2)
through (4) of this section.
(2) If a parent requests an independent educational
evaluation at public expense, the public agency must,
without unnecessary delay, either—
(i) File a due process complaint to request a
hearing to show that its evaluation is
appropriate; or
(ii) Ensure that an independent educational
evaluation is provided at public expense, unless
the agency demonstrates in a hearing pursuant
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to §§ 300.507 th rough 300.513 that the
evaluation obtained by the parent did not meet
agency criteria.
(3) If the public agency files a due process
complaint notice to request a hearing and the final
decision is that the agency’s evaluation is appropriate,
the parent sti ll has the right to an independent
educational evaluation, but not at public expense.
(4) If a parent requests an independent educational
evaluation, the public agency may ask for the parent ’s
reason why he or she objects to the public evaluation.
However, the public agency may not require the parent
to provide an explanation and may not unreasonably
delay either providing the independent educational
evaluation at public expense or filing a due process
complaint to request a due process hearing to defend
the public evaluation.
[34 C.F.R. § 300.502 (2017).]
With regard to the firmness of the twenty-day deadline for the District to file a due-
process petition, the first case cited by petitioner, Haddonfield Board of Education v. S.R.
ex rel. P.R., OAL Dkt. No. EDS 05392, Final Decision (June 24, 2016), concerned a
school district’s due-process filing that was late by seven days because the school was
closed for spring break. ALJ Robert Bingham determined that the IDEA provided no
additional time for extenuating circumstances. In that instance, the parents were unhappy
with the district’s assessments. The second, Northern Highlands Regional Board of
Education v. C.E. and A.E. ex rel. C.E., EDS 10891-16, Final Decision (January 19, 2017),
<http://njlaw.rutgers.edu/collections/oal/>, concerned a due-process filing one day late,
which ALJ Richard McGill found to be beyond the time limit. In that instance, the request
for independent evaluations grew out of a meeting about an individualized education
program. In Monroe Township Board of Education v. T.L. ex rel. I.L., OAL Dkt. No. EDS
15499-16, Final Decision (November 29, 2016), concerned a request for evaluation in the
context of a determination as to whether the child was eligible for special education
services. ALJ Lisa James-Beavers ordered the payment of the independent evaluation
on grounds that the board did not file the due-process petition until day 27. Thus, the
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case law is clear that where a due-process petition is filed late, the parent is entitled to
reimbursement.
With regard to the question of whether a parent’s right to request an independent
evaluation is limited to the situation in which that parent disagrees with a school-district
assessment, two decisions supporting this view predate a change to New Jersey’s rules
and an unpublished New Jersey Appellate Division opinion concluding that New Jersey’s
rules and its guidance as to the federal government’s interpretation of the provision in
question was sound. See, e.g., C.S. v. Middletown Twp. Bd. of Educ., EDS 729-08, Final
Decision (April 14, 2008), http://njlaw.rutgers.edu/collections/oal/; Lawrence Twp. Bd. of
Educ. v. M.S. ex rel. E.S., EDS 00595-07, Final Decision (June 20, 2007) ,
http://njlaw.rutgers.edu/collections/oal/.
According to the U.S. Supreme Court, the purpose of the IEE is to ensure that
parents, in contesting a district’s assessment, “are not left to challenge the government
without a realistic opportunity to access the necessary evidence, or without an expert with
the firepower to match the opposition.” Schaffer v. Weast, 546 U.S. 49, 60 (2005). It
would be difficult for many parents to “match the firepower ” of the government if they
could not afford to pay the evaluator to present her findings at an IEP meeting that
necessarily includes the district’s assessment team.
In Haddon Township School District v. New Jersey Department of Education, No.
A-1626-14T4 (App. Div. February 4, 2016), http://njlaw.rutgers.edu/collections/courts/, a
school district challenged the rules and rule interpretations of the New Jersey Office of
Special Education Programs. The school district had advised the parents that they were
not entitled to an independent evaluation because the district had not, at that point, done
any formal assessments of its own. The parents filed a compliance complaint with the
New Jersey Office of Special Education Programs, after which OSEP concluded:
The district’s position, that the complainants were not entitled
to an independent FBA because there was no assessment,
does not comport with the requirements of 34 CFR § 300.502,
which permits a student ’s parent to request an independent
evaluation when there is disagreement with an evaluation
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conduct by the district. Here, even though there were no
formal assessments conducted as part of the triennial
reevaluation, the student was evaluated and determin ed
eligible for special education and related services through
review of information provided by his teachers and related
service providers. This review constitutes a reevaluation, and
the parents are entitled to an independent evaluation pursuant
to 34 CFR § 300.502.
The Appellate Division went on to note that on May 14, 2013, the New Jersey Department
of Education sent a guidance letter to the school district advising it that
the [United States Department of Education] OSEP indicated
that the current regulations contained in N.J.A.C. 6A:14-
2.5(c)1 violate the [Independent Educational Evaluations
(IEE)] provisions in 34 CFR § 300.502.
. . . .
Therefore, please be aware that districts may no longer limit
the parents’ rights to an IEE by first conducting an assessment
in an area not already assessed by the initial evaluation or
reevaluation before the parents ’ request is granted. Rather,
when a parental request for an independent evaluation is
received, a district must provide the evaluation at no cost to
the parent, unles s the school district initiates a due process
hearing . . . .
Neither party has pointed to any change in OSEP’s guidance.
The Appellate Division concluded that by acting on federal guidance, which
indicated that New Jersey’s rule was more limited in regard to parental rights than the
IDEA allows, OSEP had acted properly.
Given the combination of the Appellate Division’s deference to OSEP’s
interpretation, which in turn was based on federal guidance, the fact that OSEP guidance
has been available to school districts for some time, and the fact that the leading federal
case directly discussing independent evaluations also suggests a broad interpretation of
a parent’s right to seek independent evaluations, I CONCLUDE that in this instance, the
parent had placed the request for assessment of the child’s progress in the context of
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whether the educational plan might not be exactly as it should be, and the parent was not
required to await the school district’s internal assessments, even though the District had
promised to conduct them quickly. Therefore, I CONCLUDE that because the District did
not file for a due-process hearing within the twenty-day window, the parents are entitled
to reimbursement of the cost of the independent evaluation.
ORDER
This decision is final pursuant to 20 U.S.C. § 1415(i)(1)(A) and 34 C.F.R. § 300.514
(2017) and is appealable by filing a complaint and bringing a civil action either in the Law
Division of the Superior Court of New Jersey or in a district court of the United States. 20
U.S.C. § 1415(i)(2); 34 C.F.R. § 300.516 (2017). If the parent or adult student feels that
this decision is not being fully implemented with respect to program or services, this
concern should be communicated in writing to the Director, Office of Special Education
Programs.
January 19, 2018
DATE LAURA SANDERS
Acting Director and Chief
Administrative Law Judge
Date Received at Agency
Date Mailed to Parties:
/caa
