Abington Heights School District | Case 9044-08-09 | 2008-12-09
Pennsylvania special education due-process decision
- Case number
- 9044-08-09
- Date
- 12/09/2008
- Parties / district (official listing)
- Abington Heights School District
- Hearing officer
- Daniel Myers
- Issues (official listing)
- Compensatory Education
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Decision text
Page 1
This is a redacted version of the original hearing officer decision. Select
details may have been removed from the decision to preserve anonymity of
the student. The redactions do not affect the substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: NB
Date of Birth: XX/XX/XX
Dates of Hearing: October 6, October 27, November 17, 2008
CLOSED HEARING
ODR No. 9044/08-09 AS
Parties to the Hearing
:
Sam Sica, Director of Special Services
Abington Heights School District
200 East Grove Street
Clarks Summit, PA 18411-1776
Representative
:
Drew Christian, Esq.
Attorney-at-Law
801 Monroe Avenue
Scranton, PA 18510
Sarah Davis, Esq.
Sweet, Stevens, Katz & Williams
P.O. Box 5069
331 Butler Avenue
New Britain, PA 18901
Date Record Closed: November 26, 2008
Date of Decision: December 9, 2008
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Hearing Officer: Daniel J. Myers
INTRODUCTION AND PROCEDURAL HISTORY
Student (Student) 1 is an early elementary school age child with severe behavioral
problems. After providing instructional support team services in kindergarten, and
relying upon mental health agency TSS services in a transitional first grade (T-1) class,
the Abington Heights School District (School District) evaluated Student at the end of the
transitional first grade class and recommended that Student spend first grade in a partial
hospitalization program. When the partial hospitalization program determined that
Student could not return for the following school year, the School District recommended
that Student attend an approved private school. Student’s parent unilaterally chose,
instead, to enroll Student into a private school and filed for due process. For the reasons
described below, I conclude that the School District violated its child find obligations,
issued an inappropriate evaluation report (ER) and individualized education program
(IEP), and owes compensatory education to Student for the 2006-2007 and 2007-2008
school years.
ISSUES
Should the School District have identified Student as a child with a disability and
provided FAPE to Student during the 2006-2007 school year?
Did the School District provide FAPE to Student during the 2007-2008 school
year?
1 All future references to Student wi ll be generic and gender-neutral. These
impersonal references to Student are not intended to be disrespectful but rather to respect
his/her privacy.
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Where Student’s parent unilaterally placed Student in a private school for the
2008-2009 school year and does not claim tuition reimbursement, may Student
nevertheless claim compensatory education for alleged 2008-2009 FAPE denial?
FINDINGS OF FACT
1. Student, who lives within the School District and whose date of birth is
XX/XX/XX is an early elementary school age child with average intellectual
ability, average academic achievement, and severe behavioral problems. (N.T.
Vol.II, p.85; P3) 2
2. Student’s behaviors in school and daycare, both in class and on the playground,
historically include lack of attention and focus, disruptiveness, unwelcome
touching and poking of peers, defiance, tantrums and aggression. (N.T. Vol.I, p.
100-102, 133, 163, 178; N.T. Vol.II, p.25, 43, 55, 81; P2, p.4) Student’s teachers
have found that Student responds positively to praise, positive attention, and
special jobs offered for good behavior. (N.T. Vol.I, p.181-182, 196; N.T. Vol.III,
p.217) Student’s behaviors are not as severe at home as at school. (N.T. Vol.II,
p.14, 25, 81-82) Typically, Student’s problematic behaviors in school are milder
in the fall and deteriorate progressively through the school year. (N.T. Vol.I,
p.177, 183, 196, 200; N.T. Vol.II, p.41-42)
3. On October 31, 2005, Student’s kindergarten teacher requested assistance from
the school’s instructional support team (IST) in dealing with Student’s behaviors.
(N.T. Vol.I, p.30, 32, 158; P2; SD3; SD4) The IST team recommended
2 References to “P”, “S” and “HO” are to the Parent, School District and Hearing
Officer Exhibits, respectively. References to “N.T. Vol. #, p.#” are to the volume and
page number of the transcripts of the three hearing sessions conducted in this case.
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behavioral interventions, parent-teacher communications, and a social skills group
session. Although these interventions reduced Student’s disruptive behaviors
initially, Student’s behaviors regressed after the 30 day IST assistance ended.
(N.T. Vol.I, p.32, 158-165, 173; N.T. Vol.II, p.91-92, 98; P2, p.4; SD4)
4. During Student’s 2005-2006 kindergarten school year, as well as during most of
Student’s 2006-2007 T-1 school year, School District officials did not recommend
a special education evaluation because they did not see sufficient patterns of poor
behavior to warrant such an evaluation. (N.T. Vol.II, p.85-86, 98) In April 2006
of Student’s kindergarten school year, however, a local mental health agency did
see sufficient aggressive, disrespectful and defiant behaviors to warrant
therapeutic support services (TSS) for both school and daycare, and mobile
therapy and behavior specialist consultation for home. (P3,p.1; N.T. Vol.II, p.9-
10, 34) Although Student’s TSS and teachers met together with Student’s parent
in quarterly progress meetings, the TSS did not share the treatment plan and goals
with School District personnel. (N.T. Vol.I, p.188; N.T. Vol.II, p.69, 97)
5. Upon completion of kindergarten, the parties agreed to place Student in a
transitional first grade (T-1) class, rather than a typical first grade class. (N.T.
Vol.I, p.29, 87, 169; N.T. Vol.II, p.33; SD5; SD6) The T-1 class serves as a
bridge to all-day school for children of at least average intelligence whose
immaturity suggests they are not yet ready for first grade. (N.T. Vol.II, p. 86-87)
The T-1 class size is smaller than regular first grade, with only 16 children, it has
more staff (a teacher and an aide), and the pace of instruction is slower and more
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relaxed than a typical first grade. (N.T. Vol.I, p.195, 200; N.T. Vol.II, p. 87, 91)
No children in Student’s T-1 class had IEPs. (N.T. Vol.I, p.185)
6. Student’s T-1 experience was similar to kindergarten. (N.T. Vol.I, p.169; N.T.
Vol. II, p.96) Because School District policy does not permit formal IST
assistance to any student more than once in an academic career, Student’s T-1
teacher relied upon Student’s TSS to provide extra structure and to keep Student
focused and on task. (N.T. Vol.I, p.170-172, 192; N.T. Vol.II, p.93, 97; P4, p2-3;
SD8,p.2-3) By February or March 2007, however, Student’s teacher saw the other
children in the T-1 class beginning to settle down and get used to the routine,
whereas Student’s behavioral problems escalated. (N.T. Vol.I, p. 196-198, 200,
204;N.T. Vol.II, p.97)
7. In spring 2007, both the School District and the local mental health agency
conducted separate evaluations of Student. (N.T. Vol.I, p.88; P3; P5; P6; SD7)
a. The mental health agency’s psychologist diagnosed ADHD, reactive
attachment disorder, and a rule-out obsessive compulsive disorder.
(P3,p.7; SD7,p.7) He recommended continued TSS services at school and
behavioral support consultation and mobile therapy services for home. The
focus at home was to be on anger, frustration tolerance and impulse
control, while the school-based focus was to limit impulsive behaviors,
improve on-task behavior and general compliance in the classroom setting,
limit rough play with peers, reduce aggressiveness, and work on
appropriate space boundaries with peers. (P3, p.8; SD7,p8) The evaluator
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also referred Student for consideration of stimulant medication to help
with ADHD symptoms. (P3, p.8; SD7,p.8)
b. The School District evaluation consisted of a functional behavioral
assessment (FBA) in May 2007 and a psychological evaluation report
(ER) in June 2007. The FBA hypothesized that Student’s behaviors may
serve the functions of: escape to avoid unpleasant or challenging tasks or
demands; acquisition of tangible objects; and/or attention from peers and
adults. (P5, p.3; SD9, p.3; P7; SD12; N.T. Vol.III, p.204) The ER found
no learning disability, but very serious externalized and internalized
problem behaviors indicative of a serious emotional disturbance. The
externalized behaviors (conduct difficulties, aggression and poor social
interaction) were consistent with a conduct disorder and ADHD, and the
internalized problem behaviors suggested depression and anxiety. (P7,
p.11; SD14,p.14; N.T. Vol.III, p.209) The ER concluded that Student was
in need of an emotional support program and recommended placement in
a partial hospitalization special education program. (P7, p.11; SD14,p.16)
8. The School District’s psychologist hoped that the partial hospitalization program
would conduct psychiatric and medical evaluations as well as treat Student’s
internalized anxiety and depression. (N.T. Vol.III, p. 225-230) She also believed
that Student would benefit from the family therapy that a partial hospitalization
program would offer. (N.T. Vol.III, p.218) School District personnel believed
that, because Student’s behaviors were so severe, even with the supplementary
services provided in kindergarten and T-1, the therapeutic component of a partial
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hospitalization program might be beneficial. (N.T. Vol.I, p.66-67) The School
District does not have an emotional support program for its elementary school
students, and it does not offer any elementary-age emotional support services
other than a partial hospitalization program. (N.T. Vol.I, p.54, 89; N.T. Vol.II,
p.12, 108-109)
9. For Student’s 2007-2008 1st grade school year, the parties agreed that Student
would attend a partial hospitalization program (Program) operated by a local, tri-
county mental health agency in a public school building in a different school
district. (P12; SD17; N.T. Vol.I, p.30, 31,92, 95, 97-98, 124, 135-136, 150; N.T.
Vol.III, p.124-126) The Program provides daily mental health treatment to
children with moderate to serious emotional difficulties, including individual,
group and family therapy, with regular supervision by a psychiatrist. (N.T. Vol.I,
p.72; N.T. Vol.III, p.137, 242) The 10-12 children in the Program also receive
daily special education instruction from an Intermediate Unit (IU) teacher and
teaching assistant. (N.T. Vol.I, p.124)
10. Upon admission, the Program’s supervising psychiatrist diagnosed disruptive
behavior disorder, with a rule out ADHD diagnosis that was eventually ruled in.
(N.T. Vol.III, p.240) The treatment plan implemented by the Program’s mental
health agency was not placed into the record by the parties. (N.T. Vol.III, p.154)
The IU teacher did not know what were Student’s mental health treatment goals.
(N.T. Vol.I, p.104) Program personnel testified, however, that the mental health
treatment plan contained two goals - to address impulsivity and anger
management. (N.T. Vol.III, p.152, 155-156, 166, 193-194) The impulsivity goal
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was to get Student to follow directions on the first prompt 3 out of 5 times. (N.T.
Vol.III, p.155, 180-183) The Program’s mental health personnel met every 15
work days to review Student’s progress toward treatment plan goals; Student’s
teacher did not attend those 15 day meetings. Student’s teacher did meet with
Program personnel weekly for general discussions regarding all of the children in
the classroom, and at the end of each day to debrief regarding what worked and
did not work that day. (N.T. Vol.I, p.124; N.T. Vol.III, p. 136, 139, 156, 164-165)
Because Student never mastered the first impulsivity goal, Student’s treatment
plan was never modified during the entire school year. (N.T. Vol.I, p.123; N.T.
Vol.III, p.155, 184-186)
11. The IU teacher implemented an IEP that was separate and distinct from Student’s
mental health treatment plan. (P9; SD16; N.T. Vol.I, p.98; N.T. Vol.III, p.166)
The IEP had two goals -- to remain on task and to keep hands and feet to self.
(N.T. Vol.I, p.98-99; N.T. Vol.III, p.151; P9,p.7; P11,p.7-8; SD16,p.6,11) In
addition, the IU teacher daily implemented the Program’s 18-goal classroom-wide
behavior plan. (N.T. Vol.I, p.103, 141; P10; P11,p.13-16,18-22; SD16,p.12-21;
SD18) The IU teacher did not take baseline information regarding Student’s
behavior, regulation of emotion, or peer interaction. (N.T. Vol.I, p.128) The IEP
goals were never changed during the school year. (N.T. Vol.I, p.125, 140)
12. The IU teacher and Program personnel attempted numerous behavioral
interventions with Student over the school year, some of which were temporarily
effective, but none of which resulted in sustained improved behaviors. (N.T.
Vol.III, p. 135, 161, 172) Strategies included both overt and covert verbal
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redirection (N.T. Vol.III, p.138), rearranging Student’s seating (N.T. Vol.III,
p.138), placing a carrel around Student’s desk to reduce distractions (N.T. Vol.III,
p. 138), anger management through counting and orange squeezing (N.T. Vol.III,
p.138), increasing Student’s mental health therapy time, and asking for the
support of Student’s parent for home strategies. (N.T. Vol.I, p.142-143; N.T.
Vol.III, p. 138-139) There is no record in this case of the success/failure rates of
any of the particular interventions attempted. (N.T. Vol.I, p.112; N.T. Vol.III,
p.175-176)
13. The Program is located in a public school building in order to facilitate inclusion
opportunities, and the IU teacher believes Student would have liked to have gone
to inclusive specials classes. (N.T. Vol.I, p.151) Student was never included in
any activities with non-disabled peers. (N.T. Vol.I, p.129-130) This is because
Program personnel believed that, until Student mastered at least the first treatment
plan goal and demonstrated more appropriate behavior in the structured partial
hospitalization classroom setting, inclusion in less structured settings would be
premature and would set Student up for failure. (P17,p.3; SD25,p.3; N.T. Vol.III,
p.158) In fact, because Student’s behavior deteriorated, rather than improved,
over the school year, Student’s partial hospitalization classroom became
progressively more restrictive for Student, with greater supervision and increased
therapy. (N.T. Vol.III, p.157, 160, 162) Eventually, Student stopped expressing a
desire to attend the more inclusive specials classes. (N.T. Vol.I, p.151-152) By the
end of the school year, Student’s IU teacher reported that Student did not appear
to be making progress in the program. (P17; SD24)
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14. While the School District’s psychologist had hoped originally that the partial
hospitalization program would treat Student’s internalized anxiety and depression.
(N.T. Vol.III, p. 225-230) the Program’s psychiatrist did not diagnose depression,
and therefore the Program did not treat Student for depression. (N.T. Vol.III,
p.233, 256-257) Although the Program psychiatrist never knew of the School
District psychologist’s concerns regarding anxiety and depression, the psychiatrist
testified at the due process hearing that, because depression and anxiety are
symptoms of untreated ADHD anyway, he would have required that the ADHD
be treated with medication first before any other treatments would be considered
for depression or anxiety. (N.T. Vol.III, p. 276-277) The Program’s psychiatrist
was aware of the earlier mental health agency’s diagnosis of reactive attachment
disorder (RAD), but the psychiatrist did not accept this diagnosis because,
although RAD can exhibit symptoms such as Student’s lack of empathy and
annoying “in your face” behaviors, the cause of RAD is neglect, abuse or
abandonment, and these were not noted in Student’s history. (N.T. Vol.III, p.258)
15. By mid-April 2008, Student was not responding to program interventions, the
Program’s psychiatrist concluded that Student’s behaviors could not be addressed
successfully until Student’s ADHD symptoms were treated with medication, and
Student’s parent would not consent to medication. (N.T. Vol.III, p.139-140, 245,
260, 262, 264, 268) Thus, the Program concluded that Student could longer
remain at the Program because Student had not benefited from any of the
Program’s strategies short of medication. (N.T. Vol.I, p.82; N.T. Vol.III, p.135,
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250; P17,p.3-4; SD25,p.3) The Program recommended a more restrictive
program and placement. (N.T. Vol.I, p.60)
16. The Program does not perform FBAs, and the IU teacher did not consider
requesting an FBA. (N.T. Vol.I, p.107; N.T. Vol.III, p. 195, 201)
17. At the end of the 2007-2008 school year, the School District offered to send
Student to an approved private school (APS) for the upcoming 2008-2009 school
year. APS provides a center-based partial hospitalization program (as opposed to
the school-based Program). (N.T. Vol.I, p.62-63, 83, 86; N.T. Vol.II, p.21)
18. On July 2, 2008, Student’s parent rejected this offer, requested a due process
hearing, and unilaterally enrolled Student into 2nd grade at a private school. (N.T.
Vol.I, p.29, 83-85; N.T. Vol.II, p.22)
19. A proposed September 19, 2008 IEP meeting was eventually conducted in
October 2008, at which meeting the School District offered an IEP to be
implemented at the APS. (N.T. Vol.I, p.85; N.T. Vol.II, p.23; SD32)
20. On October 6, October 27, November 17, 2008, I conducted a due process hearing
in this matter. During that hearing, Student’s parent withdrew her claim for
tuition reimbursement for the 2008-2009 school year, claiming that Student is
entitled to compensatory education for the 2008-2009 school year. (Vol.I,p.153-
156) In addition to the admission of Hearing Officer Exhibit 1, the following
exhibits were introduced and either admitted or not admitted into the record as
follows (N.T. Vol.III, p. 282, 284):
Ex. # Not Submitted Admitted
Without
Objection
Withdrawn Ex. # Not Submitted Admitted
Without
Objection
Withdrawn
P1 SD1
P2 SD2
P3 SD3
P4 SD4
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Ex. # Not Submitted Admitted
Without
Objection
Withdrawn Ex. # Not Submitted Admitted
Without
Objection
Withdrawn
P5 SD5
P6 SD6
P7 SD7
P8 SD8
P9 SD9
P10 SD10
P11 SD11
P12 SD12
P13 SD13
P14 SD14
P15 SD15
P16 SD16
P17 SD17
SD18
SD19
SD20
SD21
SD22
SD21
SD22
SD23
SD24
SD25
SD26
SD27
SD28
SD29
SD30
SD31
SD32
DISCUSSION AND CONCLUSIONS OF LAW
The core of the Individuals with Disabilities Education Improvement Act (IDEIA)
is that a FAPE must be made available to all children with disabilities. 20 U.S.C.
§1412(a)(1)(A); Board of Education v. Rowley, 458 U.S. 176 (1982) This begins with
an affirmative school district duty to identify, locate and evaluate all children residing
within its boundaries who are in need of special education and related services. 20
U.S.C. § 1412(a)(3); 34 C.F.R. §300.111 Behavioral concerns do not automatically
trigger a school district’s Child Find obligation for a special education evaluation,
particularly in light of the broad range of maturation and expectations for children in the
early years of education. D.K. v. Abington School District, Special Education Opinion
No. 1900 (2008) School districts are obligated, however, to evaluate disabled children
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within a reasonable time after school officials are on notice of behavior that is likely to
indicate a disability. W.B. v. Matula, 67 F.3d 484 (3d Cir. 1995); O.F. ex rel. N.S. v.
Chester Upland School District, 246 F.Supp. 409 (E.D. Pa. 2002)
Commonwealth of Pennsylvania regulations have always required school districts
to screen for children with disabilities. 22 Pa. Code §§14.121, 14.122 3 For students
with behavioral concerns the regulations also have always required that school districts’
early intervening services include a systematic observation of the student's behavior in
the classroom or area in which the student is displaying difficulty. 22 Pa. Code
§14.122(c)(2) Prior to June 28, 2008, state regulations provided that, if screening
activities produced little or no improvement within 60 school days after initiation, the
student must be referred for evaluation. 22 Pa. Code §14.122(d)
In conducting the evaluation, the school district must use a variety of assessment
tools and strategies to gather relevant functional, developmental, and academic
information about the child that may assist in determining not only whether the child is a
child with a disability, but also the content of the child’s IEP, including information
related to enabling the child to be involved in and progress in the general education
curriculum. 34 CFR §300.304(b) The evaluation also must be sufficiently
comprehensive to identify all of the child’s special education and related services needs,
whether or not commonly linked to the disability category in which the child has been
classified. 34 CFR §300.304(b)(c)(6)
After evaluation, a student’s IEP becomes the main vehicle for the provision of a
FAPE. Honig v. Doe
, 484 U.S. 305 (1988); S.H. v. State-Operated Sch. Dist. of Newark,
3 Chapter 14 of the state regulations was revised on June 28, 2008. (38 Pa.B. 3573)
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336 F.3d 260 (3d Cir. 2003); Carlisle Area Sch. Dist. v. Scott P., 62 F.3d 520 (3d Cir.
1995) The IEP must point toward the child's actual educational needs by including
summaries of the child's abilities and present levels of educational performance, outlines
of measurable educational goals, specifications for educational services to be provided,
and appropriate evaluation procedures and schedules for determining whether
instructional objectives are being achieved. 20 U.S.C. § 1414(d)(1)(A); Pardini v.
Allegheny Intermediate Unit, 420 F.3d 181 (3d Cir. 2005); Polk v. Cent. Susquehanna
Intermediate Unit 16, 853 F.2d 171 (3d Cir. 1988) For an IEP to be appropriate, it must
offer a child progress in all relevant domains, including behavioral, social and emotional.
M.C. v. Central Reg’l Sch. Dist., 81 F.3d 389 (3d Cir. 1996) A school district’s failure to
meet these requirements may constitute a denial of a FAPE.
The burden of proof in an administrative hearing alleging a FAPE denial is upon
the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d 387
(2005); L.E. v. Ramsey Bd. Of Educ.,435 F.3d 384 (3d Cir. 2006); In Re a Student in the
Ambridge Area School District, Special Education Opinion No. 1763 (2006) In this case,
Student bears the burden of proof because Student alleges that the School District failed
to identify Student as a child with a disability during the 2006-2007 T-1 school year, and
denied FAPE for both the 2007-2008 partial hospitalization school year as well as for the
current 2008-2009 school year.
With regard to child find, Student’s kindergarten teacher requested, on October
31, 2005, IST assistance in dealing with Student’s behaviors. (N.T. Vol.I, p.30, 32, 158;
P2; SD3; SD4) Although these interventions reduced Student’s disruptive behaviors
initially, Student’s behaviors regressed after the 30 day IST assistance ended. (N.T. Vol.I,
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p.32, 158-165, 173; N.T. Vol.II, p.91-92, 98; P2, p.4; SD4) As noted above, state
regulations in effect at the time required that, under these circumstances, the student be
referred for evaluation within 60 school days after screening activities produce little or no
improvement. 22 Pa. Code §14.122(d) I conclude that the 60 school days within which
the School District should have referred Student for evaluation would have concluded by
March 31, 2006. I base this conclusion upon the facts that IST began on or about
October 31, 2005, and produced little or no improvement after they ended on or about
November 31, 2005. Indeed, in April 2006 of Student’s kindergarten school year, a local
mental health agency did see sufficient aggressive, disrespectful and defiant behaviors to
warrant TSS services for school, and the T-1 teacher subsequently relied upon Student’s
TSS to provide extra structure and to keep Student focused and on task. (N.T. Vol.I,
p.170-172, 192; N.T. Vol.II, p.93, 97; P4, p2-3; SD8,p.2-3) From these facts I conclude
that the School District violated its child find obligation by failing to have referred
Student for evaluation by March 31, 2006 (60 school days after the IST screening
activities produced little or no improvement.)
In fact, the School District waited another year after March 31, 2006 before
evaluating Student, which may explain why Student’s T-1 experience was similar to
kindergarten. (N.T. Vol.I, p.169; N.T. Vol. II, p.96) The School District argues that it
reasonably attributed Student’s behaviors to immaturity and it reasonably believed that
Student’s behaviors would improve as Student got older. (N.T. Vol.II, p.85-86, 98)
Admittedly, behavioral concerns do not automatically trigger a school district’s Child
Find obligation, particularly in light of the broad range of maturation and expectations for
children in the early years of education. D.K. v. Abington School District
, Special
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Education Opinion No. 1900 (2008) In this case, however, Student’s T-1 teacher relied
upon Student’s TSS to provide extra structure and to keep Student focused and on task;
and this was because, at least in part, School District policy did not permit formal IST
assistance to any student more than once in an academic career. (N.T. Vol.I, p.170-172,
192; N.T. Vol.II, p.93, 97; P4; SD8) When I view the evidence in the record as a whole,
including the facts that the TI teacher relied upon the outside TSS services throughout
2006-2007, as well as the fact that School District behavior was motivated not solely by
programmatic considerations but also by administrative policy considerations, I conclude
that the record does not support the District’s argument that it was justified in waiting
until spring 2007 before evaluating Student.
Once the referral for evaluation was made, the School District conducted its FBA
in May 2007 and issued its ER in June 2007. (P5, p.3; SD9, p.3; P7; SD12; N.T. Vol.III,
p.204) I find, however, that the June 2007 evaluation failed to evaluate the Student in all
areas of suspected disability, as required by the IDEA. 34 C.F.R. §300.304(b), (c) The
ER appropriately noted both externalized behaviors (conduct difficulties, aggression and
poor social interaction), as well as internalized problem behaviors suggesting depression
and anxiety. (P7, p.11; SD14,p.14; N.T. Vol.III, p.209) Rather than perform further
follow-up assessments, however, the School District’s psychologist hoped that a partial
hospitalization program would conduct the hoped-for evaluations as well as treat
Student’s internalized problems. (N.T. Vol.III, p. 225-230) As it turns out, the Program’s
psychiatrist was unaware of the School District psychologist’s concerns regarding anxiety
and depression, and he may not have authorized treatment for them anyway. (N.T.
Vol.III, p.233, 256-257, 276-277) I conclude that, by hoping that the Program would
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assess Student’s suspected internalized problem behaviors rather than assessing these
behaviors itself, the School District’s ER was not sufficiently comprehensive to identify
all of Student’s special education and related services needs. 34 CFR §300.304(b)(c)(6)
I also note that there was no genuine assessment of Student’s ability to be
involved in and progress in the general education curriculum. 34 CFR §300.304(b) This
may have been because the School District does not have an emotional support program
for its elementary school students, and it does not offer any elementary-age emotional
support services other than a partial hospitalization program. (N.T. Vol.I, p.54, 66-67, 89;
N.T. Vol.II, p.12, 108-109) The ER’s recommendation of a partial hospitalization
program appears to have been influenced more by the School District’s limited emotional
support options than by any actual assessment of Student’s ability to participate in a less
restrictive educational environment with appropriate supports and services,. (N.T. Vol.I,
p.66-67) Thus, I conclude that the ER fails to meet regulatory requirements because it
does not appropriately evaluate Student’s capacity to be involved in and progress in a
general education curriculum.
I further find that Student’s 2007-2008 partial hospitalization IEP was
inappropriate. It contains only two goals that were never modified or even revisited
during the entire school year. (N.T. Vol.I, p.98-99, 125, 140; N.T. Vol.III, p.151; P9,p.7;
P11,p.7-8; SD16,p.6,11) Further, although the partial hospitalization program is intended
to blend the educational and therapeutic components of Student’s school day (N.T. Vol.I,
p.66-67), Student’s IEP and mental health treatment plans were so separate and distinct
(P9; SD16; N.T. Vol.I, p.98; N.T. Vol.III, p.166) that Student’s IU teacher did not even
know what were Student’s mental health treatment goals. (N.T. Vol.I, p.104) Finally,
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despite the fact that this is an emotional support IEP, it lacks objective, direct measures or
data-based reports of the frequencies, duration, location or other dimensional reporting of
Student’s problematic behaviors. 20 U.S.C. §1414(d)(1)(A); Pardini v. Allegheny
Intermediate Unit, 420 F.3d 181 (3d Cir. 2005); Polk v. Cent. Susquehanna Intermediate
Unit 16, 853 F.2d 171 (3d Cir. 1988) Thus I find that the 2007-2008 IEP is a denial of
FAPE because it was not reasonably calculated to provide the Student with a meaningful
opportunity to receive educational benefit. It’s goals were inappropriate, it was not
coordinated with other aspects of Student’s partial hospitalization program, and it lacks
appropriate baseline data.
I further find FAPE denial in the implementation of Student’s IEP. There are no
data-based analyses of rule infractions, (what rules, and under what circumstances were
rules violated), nor is there evidence of systematic analyses of the effectiveness of the
behavior plan that was implemented. M.G. v Abington School District, Special Education
Opinion No. 1913 (2008) There were no FBAs analyzing Student’s behaviors during that
school year. (N.T. Vol.I, p.107; N.T. Vol.III, p. 195, 201) And whether it was out of
nonchalance or hopelessness, Student eventually stopped expressing a desire to attend the
more inclusive specials classes as Student’s partial hospitalization program became
progressively more restrictive with greater supervision and increased therapy. (N.T.
Vol.I, p.151-152; N.T. Vol.III, p.157, 160, 162) In any event, Student was never
included in any
activities with non-disabled peers. (N.T. Vol.I, p.129-130) For these
reasons, I conclude that the educational services provided to Student during the 2007-
2008 school year were inappropriate and a denial of FAPE.
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Compensatory education may be awarded for the period of time that a school
district deprives an eligible student of FAPE, with an offset for the period of time
reasonably needed to discover and remedy the deficiencies in the school district’s
services to the student. Ridgewood Board of Education v. M.E. ex. rel. M.E., 172 F.3d
238 (3d Cir. 1999); M.C. v. Central Regional School District, 81 F.3d 389 (3rd Cir.
1996); R.M. v. Pocono Mountain School District, Special Education Opinion 1714
(2006); F.M. v. North Penn School District, Special Education Opinion 1503A (2006)
In this case, Student entered the T-1 classroom with a TSS and having already
received IST services the year before. At that point, i.e., the beginning of the 2006-2007
T-1 school year, Student was denied FAPE because Student already should have been
identified as a child with a disability. I will award compensatory education beginning
with the first day of the 2006-2007 T-1 school year. As described above, even after
Student was evaluated, the ER, IEP and subsequent school year were inappropriate
denials of FAPE. Thus, Student’s compensatory education award will also include the
entire 2007-2008 partial hospitalization school year. Because it is clear from the record
that Student’s unidentified problem behaviors affected Student’s entire educational day, I
will award full school days (five hours per day) of compensatory education. See D.H. v.
Kiski School District, Special Education Opinion 1672 (2005) I will reduce that award
with an offset of the sixty school day evaluation period that existed in the regulations at
that time.
Student also claims that children with disabilities are entitled to compensatory
education even if their parents withdraw their request for tuition reimbursement, citing
the following footnote in Sinan L. v. School District of Philadelphia, 2007 U.S. District
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Lexis 47665 (E.D. Pa, July 2, 2007), aff’d Sinan L. v. School District of Philadelphia,
Docket No. 07-3258 (3rd Cir., 9/24/2008):
The Plaintiffs also ask the Court to award compensatory education in the
event it determines tuition reimbursement to be an inappropriate remedy.
Compensatory education is an appropriate remedy when a school district
has failed to provide a FAPE to a student under the first prong of the
Burlington-Carter test in order to replace lost educational services to the
student resulting from the district’s failure. See P.G. v. S. York County
Sch. Dist., No. 04-2221, 2006 WL 3042966, at *2 n.5 (M.D. Pa. Oct. 24,
2006). Because the Court determines that the District provided Sinan with
a FAPE, compensatory education would not be an appropriate remedy
here.
Student cites this footnote 11 for the proposition that, where a student has been
denied FAPE and cannot recover tuition reimbursement because the unilateral private
placement also is not appropriate, that student still may receive compensatory education
for the school district’s FAPE denial. I note, however, that the student in Sinan L
was
provided FAPE in the first place and this is such a significant factor that I believe it
warrants a different interpretation of footnote 11. Rather than rendering a legal
conclusion on a particular issue of law, as Student’s counsel suggests, I believe footnote
11 was merely explaining why, in that particular case, the Court did not even have to rule
on Student’s compensatory education claim in the first place. The Court was not saying
that compensatory education is an appropriate alternative remedy to tuition
reimbursement, but rather that the school district’s provision of FAPE precludes any
remedy, whether compensatory education or tuition reimbursement.
On the same issue, the School District refers to Marissa F. v. William Penn
School District, 2005 WL 230738 (E.D.Pa., Sept. 20, 2005), which concluded that it
would be inequitable to award compensatory education to that student because she was
simply rephrasing her parent’s unsuccessful tuition reimbursement claim. The Third
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Circuit affirmed the district court's denial of the compensatory education claim, noting
that cases awarding compensatory education involve "egregious circumstances or flagrant
failure to comply with IDEA," and this was not such a case. F. v. William Penn, Docket
No. 05-4490 (3rd Cir., 9/27/2006) Neither the district court nor the Third Circuit appear
to be addressing squarely the question of whether a student is entitled to compensatory
education when that student’s parent withdraws her request for tuition reimbursement.
I believe the Appeals Panels have addressed this issue squarely, however, and
they have held that only tuition reimbursement, and not compensatory education is
available as a remedy for FAPE denial when a student is unilaterally enrolled in a private
school. L.V. v. Colonial School District, Special Education Opinion No. 1786 (2006); J.
D. v. Colonial School District, Special Education Opinion No. 1120 (2001) Accordingly,
I will not award compensatory education for the current 2008-2008 school year because
Student is unilaterally enrolled in a private school.
CONCLUSION
The School District violated its child find obligation by failing to have referred
Student for evaluation by March 31, 2006. Thus, the School District denied FAPE to
Student during the subsequent 2006-2007 school year while Student remained
unidentified and inappropriately served without an IEP. Once Student was evaluated, the
ER was not sufficiently comprehensive to identify all of Student’s special education and
related services needs because it failed to ensure assessment of suspected internalized
problem behaviors, and it failed to evaluate Student’s capacity to be involved in and
progress in a general education curriculum if the School District were to make available a
range of supplementary supports and services. The 2007-2008 IEP is a denial of FAPE
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because its goals were inappropriate, it was not coordinated with other aspects of
Student’s partial hospitalization program, and it lacks appropriate base line data.
Implementation of Student’s program also denied FAPE because there were no data-
based analyses of rule infractions, there were no systematic analyses of the effectiveness
of the behavior plan, there were no FBAs analyzing Student’s behaviors during that
school year, and Student was never included in any activities with non-disabled peers.
For these reasons, I award compensatory education beginning with the first day of the
2006-2007 T-1 school year through the 2007-2008 1st grade partial hospitalization school
year. I will reduce that award with an offset of the regulatory sixty school day evaluation
period. The hours of compensatory education will be full school days, five hours per day.
No compensatory education will be awarded for the 2008-2009 school year.
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ORDER
□ The School District denied Student FAPE for the 2006-2007 school year by
failing to have timely and comprehensively evaluated and programmed for
Student’s educational needs. The School District shall provide to Student 120
school days (5 hours per day) of compensatory education for the 2006-2007
school year.
□ The School District denied Student FAPE for the 2007-2008 school year by
issuing an inappropriate IEP and providing inappropriate educational
programming. The School District shall provide to Student 180 school days (5
hours per day) of compensatory education for the 2007-2008 school year.
Daniel J. Myers
_____________________________
HEARING OFFICER
December 9, 2008
