Baldwin-Whitehall School District | Case 00681-09-10 | 2010-09-17
Pennsylvania special education due-process decision
- Case number
- 00681-09-10
- Date
- 09/17/2010
- Parties / district (official listing)
- Baldwin-Whitehall School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Compensatory Education Eligibility Evaluation Placement
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This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: M.M.
Date of Birth: [redacted]
Dates of Hearing:
May 12, 2010
July 6, 2010
July 23, 2010
August 12, 2010
CLOSED HEARING
ODR No. 00681-0910KE
Parties to the Hearing:
Parent[s]
Ms. Virginia Deasy
Director of Pupil Services
Baldwin-Whitehall School District
4900 Curry Road
Pittsburgh, PA 15236
Representative:
Jeffrey J. Ruder, Esquire
710 Fifth Avenue, Suite 2600
Pittsburgh, PA 15219
Patricia R. Andrews, Esquire
Andrews and Price
1500 Ardmore Blvd., Suite 506
Pittsburgh, PA 15221
Date Record Closed: September 3, 2010
Date of Decision: September 17, 2010
Hearing Officer: Cathy A. Skidmore, M.Ed., J.D.
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INTRODUCTION AND PROCEDURAL HISTORY
Student1 is a late teenaged former student in the Baldwin-Whitehall School District
(hereafter District). Student’s parents filed a due process complaint claiming that the District
denied Student a free, appropriate public education under the Individuals with Disabilities
Education Act (IDEA)2 and Section 504 of the Rehabilitation Act of 1973 (Section 504),3
challenging its evaluation and identification of Student as well as the educational program
provided to Student beginning in January 2008 through Student’s graduation from the District at
the end of the 2008-09 school year.
Four due process hearing sessions were conducted at which the parties presented
evidence in support of their respective positions.
4 The parents presented evidence on their
claims seeking compensatory education for Student between January 2008 and June 2009. The
District defended those claims, asserting that it did not deny FAPE to Student throughout that
time period.
For the reasons which follow, I find in favor of the parents on a portion of their claims,
awarding compensatory education for a specific time period, and in favor of the District on the
remaining claims.
ISSUES
1. Whether the District violated its Child Find obligations to Student in failing to
identify Student pursuant to the IDEA and Section 504; and
2. If so, whether the District denied Student a FAPE in the least restrictive
environment between January 2008 and June 2009; and
3. Whether the District discriminated against Student in violation of Section 504.
1 The name and gender of the student are not used in this decision in order to preserve Student’s privacy.
2 20 U.S.C. §§ 1400 et seq.; see also 22 Pa. Code §§ 14.101 et seq. (Chapter 14).
3 29 U.S.C. § 794; see also 22 Pa. Code §§ 15.1-15.11 (Chapter 15).
4 The District’s motion to dismiss on the basis of res judicata was denied on February 18, 2010. (Hearing
Officer Exhibits (HO) 1, 2, 3) It should be noted that the parties introduced as Joint Exhibits those
documents marked as Parent Exhibit Nos. 1 – 11 inclusive, and 16. For ease of discussion and clarity,
however, those particular documents will be referenced throughout this decision as Parent Exhibits, which
is consistent with the actual marked pages.
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FINDINGS OF FACT
1. Student is late teen-aged and is a graduate of the District. During the relevant time
period, Student was a resident of the District. (Notes of Testimony (N.T.) 15-16)
2. Student attended a private school from kindergarten through the end of fifth grade where
Student performed well academically. Beginning approximately in Student’s third grade
year, Student began exhibiting anxiety and started seeing a therapist who also provided
family counseling. (N.T. 261-62, 405, 408)
3. Student entered the District middle school in sixth grade. Student performed well
academically in the District through middle school, and achieved passing grades in all
courses during Student’s freshman and sophomore years in the District high school.
Although Student continued with therapy throughout this time period, the District was
not advised of this fact. (N.T. 262-63, 312-13, 406, 408-12; Parent Exhibit (P) 7)
4. In October and November of Student’s junior year (2007-08), Student’s parents and the
District became concerned over Student’s attendance. Student was often tardy to school
or did not attend at all, and exhibited more defiance at home. The parents reported to the
District that Student was anxious about attending school, and Student confirmed the
anxiety about going to school to the school social worker, describing tension at home as
the basis. Student did not reveal any reason for that anxiety at school, such as a conflict
with other students or problems with academic work, but explained to the social worker
that Student had difficulty getting up in the morning. Around this time period, Student’s
father accepted new employment which meant that, unlike before, Student was home
alone in the morning when getting up and ready for school. The social worker was
informed of this change in Student’s home. (N.T. 263-67, 313-14, 589-91, 613-15)
5. In November 2007, Student’s parents learned that Student had been engaging in self-
injurious behavior after Student displayed that behavior in front of one of the parents
during a confrontation. Student was hospitalized for a short time, then began seeing a
new therapist. The District was not advised of this incident. (N.T. 267-68, 314-17, 414-
15)
6. Later in November 2007, just before Thanksgiving, Student was admitted for psychiatric
hospitalization for approximately one week. Student’s parents advised the District that
Student was hospitalized. Following Student’s discharge, Student’s mental health
providers and the District discussed a plan for Student’s gradual return to school part-
time while attending a partial hospitalization program. (N.T. 272-78; P 1)
7. Through these hospitalization programs, Student began to acquire behavioral therapy
skills to manage anxiety, which were helpful to Student. (N.T. 415-17)
8. Student returned to school on January 8, 2008 and was to spend the first part of the day at
the high school and the second part of the day at the partial hospitalization program. The
District provided transportation for Student from the high school to the partial
hospitalization program. Student was frequently tardy to school or failed to attend
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classes altogether, but Student did go to the partial hospitalization program more
regularly in the beginning. Various schedules were attempted to allow Student to attend
both. (N.T. 278-81, 417-24, 593-95; P 1)
9. By early January 2008, Student’s parents asked the District to evaluate Student for
special education. The parents remained concerned about Student’s attendance at school
and grades. The District sent a Permission to Evaluate form to the parents on January 15,
2008, indicating that the evaluation was to determine whether Student was eligible for
special education by reason of an emotional disturbance. The parents signed and returned
the form on January 18, 2008. (N.T. 43-44, 46, 242-43, 270-71, 283-85, 321, 463, 465-
66; P 16; School District Exhibit (S) 1)
10. At the same time that it sent the Permission to Evaluate form to the parents, the District
also sent a 4-page “Parent Report for Multidisciplinary Evaluation” form and the Parent
Rating Scale form of the Behavior Assessment System for Children, Second Edition
(BASC-2). The parents completed these two forms and personally submitted them
several weeks later to the District high school office, but the forms never reached the
school psychologist who was conducting the evaluation of Student. The District’s school
psychologist attempted to contact the family to obtain parental input into the evaluation,
but those efforts were unsuccessful. (N.T. 47-53, 287-90, 321, 466-67, 478; S 2)
11. On February 22, 2008, Student was discharged from the partial hospitalization program
for failure to attend. There were times when the District-provided transportation was not
available due to Student’s absence from school, but the family was often able to transport
Student there. By the time of the discharge, Student no longer wished to participate in
that program. (N.T. 278-83, 424-25, 628; P 1)
12. After Student’s discharge from the partial hospitalization program, Student’s parents and
the District discussed options for Student and agreed that Student would attend the
District’s Alternative Education Program (AEP). That program is available for students
who have difficulty attending school during the regular school day as well as for students
who have faced disciplinary action or are disruptive. The AEP provides small student-
teacher ratios in core academic classes which begin at 3:00 p.m. and end at 6:00 p.m. At
the time Student left regular District classes, Student had failing grades in all subjects and
attendance remained a concern. (N.T. 72-73, 285-86, 426-28, 537-40, 543-44, 597-98,
616-17; P 7)
13. Student finished the 2007-08 school year in the AEP, achieving grades of A and B in
nearly all classes. Student believed the AEP to be less of a challenge academically than
the regular high school classes, but found that the schedule and smaller class sizes
decreased Student’s anxiety when compared to the experience at the high school at the
beginning of that school year. Student’s parents believed that Student’s attendance
improved in the AEP in the spring of 2008, and Student was able to manage the anxiety
related to going to school while attending the AEP. (N.T. 291-93, 323, 428-30; P 7)
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14. Student’s scores on the Pennsylvania System of School Assessment (PSSA) in the spring
of 2008 (11th grade) were Reading – Basic, Mathematics – Below Basic, and Science –
Basic. (P 10)
15. The District proceeded with Student’s evaluation during the second half of the 2007-08
school year. The District’s school psychologist administered the Woodcock-Johnson III
Test of Cognitive Abilities to Student. Student scored in the average range for overall
cognitive functioning, but demonstrated significant variability among subtests. Student
achieved average scores in the areas of Verbal Ability and Thinking Ability, and
borderline-low average scores in the area of Cognitive Efficiency. (N.T. 65-68, 471; P 1)
16. On the Woodcock-Johnson III Test of Achievement, Student demonstrated variability
reflecting relative strengths and weaknesses, but overall scored within the average range.
Student’s cluster scores revealed average to low average ability in Broad Reading,
average ability in Broad Written Language, and low average to average ability in Broad
Math. (N.T. 68-72, 91-92, 471-72; P 1)
17. Student’s social studies teacher5 reportedly completed the Teacher Rating Scale of the
BASC-2, and indicated concerns with three areas within the Adaptive Scales:
Adaptability, Social Skills, and Leadership Skills. No other areas of concern, including
anxiety, were noted with respect to the Behavioral and Adaptive Scales. (N.T. 75-76; P
1) As noted, the school psychologist did not receive the completed Parent Rating Scale.
(Finding of Fact (FF) 10) Additionally, the school psychologist decided not to ask
Student to complete the BASC-2 Self-Report of Personality because he observed that
Student was anxious and he did not want to add to Student’s discomfort. (N.T. 57-59,
73-78, 468-69)
18. The school psychologist interviewed Student for approximately ten minutes for purposes
of the evaluation. Student reported on the anxiety experienced with going to school but
Student also indicated a desire to return to the high school. The school psychologist did
not discuss Student’s hospitalization with Student. (N.T. 55-57, 60)
19. A functional behavioral assessment (FBA) was attempted but could not be completed
because of Student’s absence from school. There is no indication in the ER what
behavior was the target of the FBA. (N.T. 78-81, 478; P 1)
20. There was no classroom observation reported in the ER. The high school social worker
attempted on several occasions to interview Student, but was not able to locate Student
during any of those efforts. (N.T. 62-63, 478, 595-96, 626-27; P 1)
21. The District Multidisciplinary Team (MDT) completed its written Initial Evaluation
Report (ER) on May 9, 2008 and provided it to the parents at a meeting held on May 13,
5 The school psychologist could not recall whether this teacher was the former teacher or a teacher in the
AEP. (N.T. 73-74) However, Student identified another individual as Student’s World Cultures teacher
in the regular high school (N.T. 414), the subject which is most similar to Social Studies, and named
Social Studies as an AEP subject (N.T. 427). This suggests that the teacher who completed the BASC-2
was a current teacher for Student in the AEP at the time of the evaluation.
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2008. The District MDT members determined that Student was not eligible for special
education based upon Student’s achievement and grades as well as teacher report,
concluding that Student’s emotional difficulties did not adversely affect Student’s
academic functioning. However, the ER did recognize that Student demonstrated
behaviors indicating emotional difficulties, and listed needs for Student to increase
attendance at school and manage emotions which prevented Student from attending
school. The District MDT members recommended accommodations in the regular
education environment. Student’s parents disagreed with the ER. (N.T. 43, 86, 92-100,
109, 206-08, 216, 249, 474-75, 485-86; P 1, P 2)
22. By letter dated June 5, 2008 from the psychiatric hospital to which Student had been
admitted, the District was provided with the following diagnoses for Student: Major
Depressive Disorder with psychotic features, Panic Disorder with Agoraphobia, and
Attention Deficit Hyperactivity Disorder (ADHD) Combined Type. The psychiatrist also
noted an Eating Disorder in Remission and Oppositional Defiant Disorder (Rule Out). A
suggestion was made in this letter to provide a “high level of care” in Student’s education
to meet emotional needs since functioning at school was impaired by Student’s anxiety.
This letter was the first time the District was formally advised of Student’s mental health
diagnoses. (N.T. 106-07, 208-12, 224-25, 246, 331, 486; S 7)
23. The District and Student’s parents, as well as Student, discussed and agreed to develop a
Section 504/Chapter 15 Service Agreement (Service Agreement). A Service Agreement
was developed in August 2008 which provided for the following accommodations:
extended time on assessments, homework, and projects; access to a social worker to
manage emotions; a modified schedule to allow breaks during the day; a location within
the school for breaks; identification of a staff member to provide support at school; and
the opportunity to arrive early to school and view a video tape for relaxation. (N.T. 218-
24, 434-35, 487-88, 514-16; P 3, P 4)
24. As part of the Service Agreement, Student was to arrive early at school and be permitted
to go to the guidance office and remain there until the halls had cleared for the first
period classes. Student would then go to Student’s assigned first period class. On the
first day of the 2008-09 school year, however, a District security guard who was unaware
of Student’s Service Agreement did not permit Student to enter the school to go to the
guidance office. Student became very upset and remained so for the entire school day.
(N.T. 295-98, 434-36, 606-07)
25. After that first day of school, Student found several of the Service Agreement
accommodations to be helpful. Student also sometimes had the assistance of a home-
based therapist to accompany Student to school which was supportive. Student’s Service
Agreement was also modified to permit Student to leave classes five minutes early to
avoid the crowded hallways, which Student found to be a beneficial accommodation.
(N.T. 227-30, 436-445, 446-49, 488-89, 602, 618-19; P 5)
26. During the first marking period of the 2008-09 school year, Student had six excused
absences, eight unexcused absences, and was tardy on 15 occasions. Student was failing
five of seven subjects. (P 7, P 9)
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27. Student took a re-test of two of the PSSA tests in the fall of 2008, achieving scores of
Basic in Reading (no improvement from the spring) and Basic in Mathematics
(improvement from Below Basic in the spring), as well as attaining a score of Proficient
in Writing (no comparison since there was no Spring 2008 PSSA writing score). (P 10)
28. Sometime in November 2008, Student was hospitalized for a period of two weeks. (N.T.
161-62; P 12)
29. Student’s Service Agreement was again revised in December 2008 to add individuals at
school to whom Student could go for support, since sometimes the persons named in the
Service Agreement were not available when Student needed to talk to them. The
Agreement also added that Student could participate on [a sports] team if attendance
improved. Student only participated with the team on one occasion but experienced too
much anxiety to continue. Student did frequently seek the support of the various named
individuals as necessary to manage anxiety at school. (N.T. 232-36, 442-45, 448, 599-
604, 619-20, 637-38; P 6)
30. By the end of the second quarter in the 2008-09 school year, Student was failing four out
of seven subjects. During the second marking period, Student had 7.5 excused absences,
7.5 unexcused absences, and was tardy on 11 occasions. (P 7, P 9)
31. On February 17, 2009, Student came to school under the influence of prescription
medication. Student became unresponsive and was taken by ambulance to a local
hospital, where Student was admitted and remained for approximately two weeks. (N.T.
301-05, 325, 450-51; S 3)
32. Student’s parents asked the District to re-evaluate Student after the February 2009
incident, but were advised there was not sufficient time before the end of the school year.
(N.T. 309-10)
33. After Student’s discharge, Student was suspended for ten days. Student’s parents and the
District then met to determine whether Student would return to the AEP or face expulsion
for violating the District drug and alcohol policy. The parties agreed that Student would
attend the AEP where Student remained until the end of the 2008-09 school year,
graduating from the District. Student did not need any of the accommodations in the
Service Agreement at the AEP in order to attend the program successfully because the
small class size and the scheduled hours helped Student manage anxiety. (N.T. 257, 303-
06, 323, 451-58, 542-43: S 6)
DISCUSSION AND CONCLUSIONS OF LAW
Burden of Persuasion
The U.S. Supreme Court has made clear that in an administrative hearing, the burden of
persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v.
Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006). Accordingly, the burden in this
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case rests with the parents who requested the hearing. Nevertheless, application of this
principle determines which party prevails only in cases where the evidence is evenly balanced or
in “equipoise.” The outcome is much more frequently determined by which party has presented
preponderant evidence in support of its position.
Hearing officers are also charged with the responsibility of making credibility
determinations of the witnesses who testify. See generally David G. v. Council Rock School
District, 2009 WL 3064732 (E.D.Pa. 2009). Except as otherwise explained in this opinion, this
hearing officer found the testimony of the witnesses as a whole to be generally credible and
forthright.
Eligiblity under the IDEA – Spring 2008
The IDEA requires the states to provide a “free appropriate public education” (FAPE) to
all students who qualify for special education services. 20 U.S.C. §1412. In Board of Education
of Hendrick Hudson Central School District v. Rowley, 458 U.S. 176 (1982), the U.S. Supreme
Court held that this requirement is met by providing personalized instruction and support
services to permit the child to benefit educationally from the instruction, providing the
procedures set forth in the Act are followed. The Third Circuit has interpreted the phrase “free
appropriate public education” to require “significant learning” and “meaningful benefit” under
the IDEA. Ridgewood Board of Education v. N.E., 172 F.3d 238, 247 (3d Cir. 1999).
The IDEA and state and federal regulations obligate school districts to locate, identify,
and evaluate children with disabilities who need special education and related services. 20
U.S.C. § 1412(a)(3); 34 C.F.R. § 300.111(a); see also 22 Pa. Code §§ 14.121-14.125. This
obligation is commonly referred to as child find. Districts are required to fulfill the child find
obligation within a reasonable time. W.B. v. Matula, 67 F.3d 584 (3d Cir. 1995).
The IDEA defines a “child with a disability” as a child who has been evaluated and
identified with one of a number of specific classifications including specific learning disability
and OHI, and who, “by reason thereof, needs special education and related services.” 34 C.F.R.
§ 300.8(a); see also 20 U.S.C. § 1401. “Special education” means specially designed instruction
which is designed to meet the child’s individual learning needs. 34 C.F.R. § 300.39(a). Further,
Specially designed instruction means adapting, as appropriate to the
needs of an eligible child under this part, the content, methodology, or
delivery of instruction—
(i) To address the unique needs of the child that result from the child’s
disability; and
(ii) To ensure access of the child to the general curriculum, so that the child
can meet the educational standards within the jurisdiction of the public
agency that apply to all children.
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34 C.F.R. § 300.39(b)(3).
In conducting the evaluation, the law imposes certain requirements on local education
agencies to ensure that sufficient and accurate information about the child is obtained:
(b) Conduct of evaluation. In conducting the evaluation, the public agency must—
(1) Use a variety of assessment tools and strategies to gather relevant functional,
developmental, and academic information about the child, including information
provided by the parent, that may assist in determining—
(i) Whether the child is a child with a disability under § 300.8; and
(ii) The content of the child’s IEP, including information related to enabling
the child to be involved in and progress in the general education curriculum
(or for a preschool child, to participate in appropriate activities);
(2) Not use any single measure or assessment as the sole criterion for determining
whether a child is a child with a disability and for determining an appropriate
educational program for the child; and
(3) Use technically sound instruments that may assess the relative contribution of
cognitive and behavioral factors, in addition to physical or developmental factors.
(c) Other evaluation procedures. Each public agency must ensure that—
(1) Assessments and other evaluation materials used to assess a child under this
part—
(i) Are selected and administered so as not to be discriminatory on a racial
or cultural basis;
(ii) Are provided and administered in the child’s native language or other
mode of communication and in the form most likely to yield accurate
information on what the child knows and can do academically,
developmentally, and functionally, unless it is clearly not feasible to so
provide or administer;
(iii) Are used for the purposes for which the assessments or measures are
valid and reliable;
(iv) Are administered by trained and knowledgeable personnel; and
(v) Are administered in accordance with any instructions provided by the
producer of the assessments.
(2) Assessments and other evaluation materials include those tailored to assess
specific areas of educational need and not merely those that are designed to
provide a single general intelligence quotient.
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(3) Assessments are selected and administered so as best to ensure that if an
assessment is administered to a child with impaired sensory, manual, or speaking
skills, the assessment results accurately reflect the child’s aptitude or achievement
level or whatever other factors the test purports to measure, rather than reflecting
the child’s impaired sensory, manual, or speaking skills (unless those skills are the
factors that the test purports to measure).
(4) The child is assessed in all areas related to the suspected disability, including,
if appropriate, health, vision, hearing, social and emotional status, general
intelligence, academic performance, communicative status, and motor abilities;
(5) Assessments of children with disabilities who transfer from one public agency
to another public agency in the same school year are coordinated with those
children’s prior and subsequent schools, as necessary and as expeditiously as
possible, consistent with § 300.301(d)(2) and (e), to ensure prompt completion of
full evaluations.
(6) In evaluating each child with a disability under §§ 300.304 through 300.306,
the evaluation is sufficiently comprehensive to identify all of the child’s special
education and related services needs, whether or not commonly linked to the
disability category in which the child has been classified.
(7) Assessment tools and strategies that provide relevant information that directly
assists persons in determining the educational needs of the child are provided.
34 C.F.R. § 300.304(b).
The parents contend that the District improperly failed to identify Student as eligible for
special education based upon an emotional disturbance and that its evaluation process was not
appropriate under the law. The parents presented two expert witnesses to support these
contentions.
The first expert, a special education consulta nt, opined that the District’s evaluation was
not sufficient to determine whether Student was eligible under the IDEA and Chapter 14 as a
student with an emotional disturbance and possibly under the category of other health
impairment (OHI) due to Student’s diagnosis of ADHD. (N.T. 139-43, 145; P 12) This expert
set forth a number of deficiencies in the District’s ER, including the failure to obtain medical
records from the psychiatric hospitalization, the failure to conduct an FBA, the decision to obtain
only one teacher report for the BASC-2 while neglecting to also obtain the Parent Rating Scale
and the Student Personality Report or equivalent, and the absence of a classroom observation.
(Id.) This witness further opined that Student required specially designed instruction to support
Student “far more than the Service Agreement … [which] didn’t go far enough” (N.T. 147; see
also N.T. 152-55), through teaching Student to self-advocate and manage the stress and anxiety
Student experienced at school. (N.T. 147-48).
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This witness’ testimony, while extremely credib le, as well as his report, must be viewed
with some caution because, as will be discussed more fully below, he was in possession of
critical information that the District did not have at the time it completed its ER in May 2008.
The parents’ other expert, a certified school psychologist who also holds a Ph.D. in
school psychology, similarly pointed to perceived deficiencies in the District’s evaluation of
Student. (N.T. 349-60, 363-67, 383, 385, e.g.; P 14 at 2-6) He further opined rather strenuously
that Student qualified for special education under the IDEA as a student with an emotional
disturbance. (N.T. 370-71, 374) This expert did not, however, address the second prong of
eligibility under the IDEA, namely the need for specially designed instruction. (N.T. 391-92; P
14) This witness also criticized the District for failing to conduct an evaluation immediately
upon learning of Student’s hospitalization in early December 2007. (N.T. 367, 379, 393-94; P 14
at 1-2) While this expert’s testimony was presented with firm conviction, it was also based upon
what he referred to as “best practice” (N.T. 346, 365), and was less than persuasive in light of the
fact that his conclusions regarding the sufficiency and timeliness of the District’s evaluation
ignored the second prong of IDEA eligibility and, further, are not wholly supported by the law or
the evidence as a whole. Districts are required to fulfill the child find obligation within a
reasonable time. W.B., supra. Where a school district learns of a student’s psychiatric
hospitalization and acts promptly to begin the evaluation process, it has fulfilled its obligations
under the IDEA.
6 Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235 (3d Cir.
2009).
In developing their opinions in this case, both of the parents’ experts had information
about Student’s hospitalization in the fall of 2007 (N.T. 125-25, 381; P 12, P 14) which the
District, through no fault of its own, had no access to at the time the ER was completed.
7 (FF 10,
22) The District’s school psychologist testified credibly that he attempted to contact the parents
to obtain information from them, that he did not recall whether he issued releases to the parents
in this case but that his practice is to provide releases in circumstances such as this to obtain
medical records. (N.T. 88, 243-46) While the parent understandably lacked specific
recollection of whether records were provided to the District before the ER was completed, there
was no evidence presented that the District was provided with this information to contradict the
District’s school psychologist’s testimony on this crucial point (N.T. 272-73) and, indeed, the
evidence from both parties demonstrates that communication between them was less than ideal
and open. (N.T. 244, 267, 315, 322) The lack of any indication in the ER that the District had
medical records lends further support to the District’s position on this question. (P 1)
Consequently, the record establishes that the District did not have specific information about
Student’s psychiatric hospitalization and diagnoses until June 5, 2008, after its ER was
completed. Thus, the conclusions of the parents’ experts which were based, more than
tangentially, upon those records, cannot be conclusively determinative of whether the District’s
ER reached an appropriate conclusion about Student’s eligibility for special education in May
2008.
6 It is not insignificant that the parents’ special education expert agreed with this premise. (N.T. 172-73)
7 Even the June 2008 letter to the District did little more than provide Student’s mental health diagnoses
and codes from the Diagnostic and Statistical Manual of Mental Disorders (DSM). (FF 22)
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That leads to a discussion of whether the District’s ER was both timely and appropriate.
The District learned sometime in December 2007 that Student had been psychiatrically
hospitalized (FF 6), and such an event would reasonably lead a school district to initiate the
evaluation process. The District in this case did just that (FF 9, 10). The fact that the parents
made a request for an evaluation sometime after Student was hospitalized (FF 9) does not
obviate the fact that on January 15, 2008, a week after Student returned to school, the District
issued a Permission to Evaluate form to the parents (Id.) It is also noteworthy that during this
time, the District and the parents had been working with the medical professionals to transition
Student back to school on a part-time basis and that Student’s return was delayed for a number of
weeks with the approval of all participants. (FF 8; P 1) Given all of these circumstances, I
conclude that the District began the evaluation process within a reasonable time of both the
parents’ request and its own child find obligations.
At the time of this evaluation, the Penns ylvania regulations required that special
education evaluations be completed within sixty school days of the receipt of written parental
consent.
8 Sixty school days from the District’s receipt of the parents’ consent dated January 18,
2008 (FF 9), assuming no days when school was not in session, ended approximately on April
18, 2008. The short delay between that date and the May 18, 2008 dissemination of the ER
(approximately 20 school days) is not unreasonable given the absence of parental input into the
report and the District’s efforts to obtain that information. (FF 10, 22) Moreover, by that time,
there were not enough days left in the school year to develop either an Individualized Education
Program (IEP)9 or Service Agreement10 before the start of the 2008-09 school year, so FAPE was
not denied to Student at the end of the 2007-08 school year by this short delay. Even if the ER
was not technically provided within 60 school days, procedural violations of the IDEA, standing
alone, do not constitute a basis for finding a denial of FAPE. Winkelman v. Parma City School
District, 550 U.S. 516 (2007) (quoting 20 U.S.C. 1415(f)(3)(E)).
The substance of the ER, however, is not so easily assessed. The stated Reasons for
Referral reflect parental concerns over Student’s emotional, mental, academic, and behavior
needs. (P 1 at 1) Student reported anxiety to the school psychologist which made it difficult for
Student to go to school. (P 1 at 1) Student’s absenteeism following the return to school on
January 9, 2008 is well documented in the ER (P 1 at 1-2, 6, 7), as is Student’s involvement with
a counselor and the high school social worker in working on attendance and the transition back
to school. (P 1 at 1-2) The social worker was not able to interview Student for the ER and
therefore did not provide social and behavior history. (N.T. 595-96; P 1 at 1) It is unclear why
the social worker could not provide some input into the evaluation since she had a history of
familiarity with Student’s attendance problems going back to the fall of 2007. (N.T. 589-91)
Also troubling to this hearing officer is what appears to be a lack of adequate behavioral
information in Student’s ER. (P 1) The District was aware that Student had been experiencing
anxiety which caused Student difficulty in going to school. (FF 4, 8, 9; P 1) It also was aware
8 22 Pa. Code §14.123, as effective June 9, 2001, amended effective July 1, 2008.
9 An IEP meeting must be conducted within 30 days of determining a child is eligible for special
education. 34 C.F.R. § 300.323(c).
10 There has been no contention that the District was dilatory in developing the Service Agreement for
Student which was in place at the start of the 2008-09 school year.
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that Student had been psychiatrically hospitalized. (FF 6) Nevertheless, the school psychologist
chose to obtain only one form of behavioral information (FF 17, 19, 20), a single Teacher Rating
Scale, for the BASC-2, which is a “multimethod, multidimensional system”11 providing “an
integrative approach to the assessment of children and adolescents across multiple informants.”12
On the other hand, it is important to recall that there was no parental input into the ER, or
medical information about Student’s mental health. (FF 10, 22) Additionally, while it may have
been reasonable for the District’s school psychologist to decide that Student’s comfort was
paramount to asking Student to complete the BASC-2 Student Personality Report, that decision
resulted in yet another missing piece of the puzzle of what were Student’s behavioral needs.
Still, by May 2008, there was little informati on made available to the District which
should have obligated it to determine that Student was eligible under the IDEA as a student with
an emotional disturbance or other health impairment. The regulations implementing the IDEA
define those disabilities as follows.
§ 300.8 Child with a disability.
(a) General. (1) Child with a disability means a child evaluated in accordance
with §§ 300.304 through 300.311 as having … a serious emotional disturbance
(referred to in this part as ‘‘emotional disturbance’’), … an other health
impairment, … and who, by reason thereof, needs special education and related
services.
* * *
(4)(i) Emotional disturbance means a condition exhibiting one or more of the
following characteristics over a long period of time and to a marked degree that
adversely affects a child’s educational performance:
(A) An inability to learn that cannot be explained by intellectual, sensory, or
health factors.
(B) An inability to build or maintain satisfactory interpersonal relationships
with peers and teachers.
(C) Inappropriate types of behavior or feelings under normal circumstances.
(D) A general pervasive mood of unhappiness or depression.
(E) A tendency to develop physical symptoms or fears associated with
personal or school problems.
* * *
11 Reynolds, C.R. & Kamphaus, R.W., Behavior Assessment System for Children-Second Edition-Manual.
1 (2004).
12 Sattler, J.M., Assessment of Children: Behavioral, Social, and Clinical Foundations 280 (5th ed. 2006).
This description is also consistent with the testimony of the parents’ expert school psychologist. (N.T.
356-59) This hearing officer finds this portion of his testimony to be credible and persuasive as well as
supported by the test authors.
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(9) Other health impairment means having limited strength, vitality, or alertness,
including a heightened alertness to environmental stimuli, that results in limited
alertness with respect
to the educational environment, that—
(i) Is due to chronic or acute health problems such as asthma, attention
deficit disorder or attention deficit hyperactivity disorder, diabetes,
epilepsy, a heart condition, hemophilia, lead poisoning, leukemia, nephritis,
rheumatic fever, sickle cell anemia, and Tourette syndrome; and
(ii) Adversely affects a child’s educational performance.
34 C.F.R. § 300.8.
Here, in the spring of 2008, the District was aware that Student was experiencing anxiety
associated with getting up in the morning and going to school, and that Student had problems
with attendance as a result. (FF 4, 8, 9; P 1) The high school social worker was advised by
Student that the anxiety related to tension at home, not school, and that Student was home alone
in the morning and responsible to get up and ready for school. (N.T. 590-91, 613-15; FF 4)
Moreover, by all accounts, during the spring of 2008 when the Student was in the AEP,
Student’s attendance had improved. (FF 12, 13)
Nevertheless, it is disconcerting that the District seemingly believed that a student cannot
be eligible for special education by reason of an emotional disturbance unless the student
demonstrates a significant discrepancy between ability and achievement. (N.T. 90-97, 490-503)
This determination mirrors the criteria set forth in one of the available processes for assessing
whether a student has a specific learning disability in Pennsylvania. 22 Pa. Code § 14.125(2)(ii).
While I do not agree with the parents’ expert school psychologist that the District improperly
focused on whether Student had a specific learning disability, and perhaps unnecessarily
administered cognitive and achievement testing (N.T. 349-52; P 14 at 2-3), a child’s educational
performance can be affected in ways other than exhibiting an ability-achievement discrepancy,
such as by refusing to go to school.
In any event, the information which the District had by the time of its May 2008 ER did
not establish that Student had an emotional disturbance as defined by the IDEA and its
implementing regulations. The parents’ expert school psychologist opined that Student exhibited
three of the five possible characteristics: inappropriate behavior or feelings under normal
circumstances, a general pervasive mood of unhappiness or depression, and a tendency toward
fears associated with personal or school problems. (P 14 at 5) Once again, it merits mention
that the District did not have detailed information about or records from the psychiatric
hospitalization. (FF 10, 22) Even assuming any one of those characteristics was demonstrated
and known to the District in the spring of 2008, the evidence does not establish that Student
exhibited a condition “over a long period of time and to a marked degree that adversely
affect[ed]” Student’s educational performance. 34 C.F.R. § 300.8(4). During the spring of 2008,
by agreement of the parties, Student was in the AEP program, achieving grades much improved
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from the first two quarters of that school year and with improved attendance. (FF 12, 13) Thus,
Student’s anxiety and resultant attendance problems were not evident for a long period of time or
to a marked degree at the time of the completion of the District’s ER in May 2008. Furthermore,
in May 2008, the record establishes no basis on which the District should have determined that
Student required specially designed instruction to address Student’s needs and permit Student to
access the general curriculum. For all of these reasons, I cannot conclude that the District erred
in finding Student ineligible for special education by reason of an emotional disturbance.
Lastly with respect to Student’s eligibility under IDEA in the spring of 2008, there was
very little evidence presented on whether Student might have qualified as OHI based upon a
diagnosis of ADHD. (P 12) As explained above, the evidence reflects that the District was
unaware of this, or any other, diagnosis until June 2008 after the evaluation had been
completed.
13 Furthermore, there is nothing to support a finding that Student required specially
designed instruction by reason of the ADHD. Accordingly, I am unable to conclude the District
should have found Student eligible on this basis.
Section 504 Accommodations – Fall 2008
The obligation to provide a “free appropriate public education” is substantively the same
under Section 504 and under the IDEA. Ridgewood, supra, at 253; see also Lower Merion
School District v. Doe, 878 A.2d 925 (Pa.Commw. 2005). Section 504 of the Rehabilitation Act
of 1973 prohibits discrimination on the basis of a handicap or disability. 29 U.S.C. § 794. A
person has a handicap if he or she “has a physical or mental impairment which substantially
limits one or more major life activities,” or has a record of such impairment or is regarded as
having such impairment. 34 C.F.R. § 104.3(j)(1). “Major life activities” include learning. 34
C.F.R. § 104.3(j)(2)(ii).
In order to establish a violation of § 504 of the Rehabilitation Act, a plaintiff must
prove that (1) he is “disabled” as defined by the Act; (2) he is “otherwise
qualified” to participate in school activities; (3) the school or the board of
education receives federal financial assistance; and (4) he was excluded from
participation in, denied the benefits of, or subject to discrimination at, the school.
Ridgewood at 253. “In addition, the plaintiff must demonstrate that defendants know or
should be reasonably expected to know of his disability.” Id. In the context of education,
Section 504 and its implementing regulations “require that school districts provide a free
appropriate public education to each qualified handicapped person in its jurisdiction.” Id.
(citation and quotation marks omitted); see also 34 C.F.R. § 104.33(a). That obligation
includes the duty of child find under Section 504. 34 C.F.R. § 104.32; Ridgewood, 172
F.3d at 253. Under Section 504, “an appropriate education is the provision of regular or
special education and related aids and services that (i) are designed to meet individual
educational needs of handicapped persons as adequately as the needs of nonhandicapped
persons are met and (ii) are based upon adherence to procedures that satisfy the
13 It merits repeating that the existence of one or more DSM-IV diagnoses does not automatically equate
to IDEA eligibility.
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requirements of” the related subsections of that chapter, §§ 104.34, 104.35, and 104.36.
34 C.F.R. § 104.33(b). “There are no bright line rules to determine when a school district
has provided an appropriate education required by § 504 and when it has not.” Molly L.
ex rel B.L. v. Lower Merion School District, 194 F.Supp.2d 422, 427 (E.D. Pa. 2002).
Similar to Section 504, Pennsylvania’s Chapter 15 regulations require a substantial
limitation with respect to education, defining a “protected handicapped student” as:
A student who meets the following conditions:
(i) Is of an age at which public education is offered in that school
district.
(ii) Has a physical or mental disability which substantially limits or
prohibits participation in or access to an aspect of the student’s school
program.
(iii) Is not eligible as defined by Chapter 14 (relating to special
education services and programs) or who is eligible but is raising a claim
of discrimination under § 15.10 (relating to discrimination claims).
22 Pa. Code § 15.2.
As with the child find obligation under the IDEA, the District had a reasonable period of
time within which to fulfill that duty under Section 504. W.B., supra. Section 104.35 of the
applicable regulations require that an initial evaluation under Section 504 assess all areas of
educational need, be drawn from a variety of sources, and be considered by a team of
professionals. 34 C.F.R. § 104.35. Here, the District’s evaluation, while not perfect as described
above, was provided within a reasonable time frame after Student returned to school and, I
conclude, contained sufficient information based upon what was known to the District at the time
to permit development of a Service Agreement with input from the parents and Student.
The Service Agreement developed prior to the start of the 2008-09 school year does
contain some accommodations which do not appear to be individualized for Student. (FF 23)
For example, there is no indication that Student needed extended time for assignments and tests,
and Student utilized that accommodation on only one or two occasions. (N.T. 104-06, 441-42)
As a whole, however, the Service Agreement appeared, at the time and based upon information
known to the District, to provide Student with appropriate strategies to permit Student to manage
the anxiety associated with going to school for the regular school day, and everyone including
Student was in agreement with the plan. (N.T. 434-35)
It is extremely unfortunate that, on the firs t day of the 2008-09 school year, not all school
personnel were familiar with Student’s Service Agreement and Student had a very poor
experience with returning to the regular school day. (FF 23, 24, 25) The District did act
promptly to remedy the problems with implementing the Service Agreement and, even according
to Student, the Service Agreement initially appeared to be helping Student manage anxiety. (FF
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24, 25) Nevertheless, there is no indication of who, if anyone, would be monitoring the
implementation of Student’s Service Agreement and assessing its effectiveness. Although some
additions and deletions were made to the accommodations in the Agreement during the fall of
2008 (FF 25, 29), by the end of the first quarter (or no later than November 3, 2008, counting
approximately 45 school days into the school year assuming an early September start date),14
Student had been tardy on fifteen occasions and had missed fourteen days of school;
additionally, Student was failing most subjects. (FF 26) Without a doubt, by the end of that first
marking period, the District had clear notice that the Service Agreement was not sufficiently
addressing Student’s anxiety about school as exhibited in the pattern of poor attendance and
failing grades. Additionally, the District had had the important information of Student’s
psychiatric diagnoses since prior to the start of the 2008-09 school year (FF 22), and the link
between Student’s anxiety and school attendance/ performance was, by the end of the first
quarter, well within the District’s knowledge. All of this, taken together, should have prompted
some action on the part of the District sometime during the first quarter and certainly no later
than the beginning of the second quarter to address Student’s increasingly significant difficulties
with attendance and academic performance. Giving the District a short period of time to resume
the process of assessing Student’s needs, this hearing officer finds that some form of additional
interventions should have been developed and implemented no later than December 12, 2008,
when the Service Agreement was last modified,
15 to address Student’s declining mental health
and anxiety and resulting rapidly declining academic performance and attendance.
Furthermore, as noted, Student’s attendance and grades showed no improvement in the
second quarter of the 2008-09 school year from that shown in the first quarter, as Student missed
another fifteen days of school and was tardy on eleven occasions. (FF 30) The modification to
the Service Agreement in December 2008, adding more named individuals to whom Student
could turn for support (FF 29), was certainly a small step in the right direction. It is, however,
implausible to believe that this minor adjustment to the Service Agreement could have been
deemed sufficient to appropriately accommodate Student’s significant difficulties with attending
school and attaining educational benefit from doing so. Student’s disability plainly substantially
limited Student’s access to education during the 2008-09 school year, and Student was,
accordingly, entitled to an appropriate education which, though supports and accommodations,
met Student’s individual needs including Student’s disability. The failure to do so amounts to
discrimination under Section 504 and constitutes a denial of FAPE to Student.
Compensatory Education
The next issue is what remedy is warranted to remedy the deprivation. It is well settled
that compensatory education is an appropriate remedy where a school district knows, or should
know, that a child's educational program is not appropriate or that he or she is receiving only
trivial educational benefit, and the district fails to remedy the problem. M.C. v. Central Regional
14 This 45 day period assumes a 180-day school year generally accepted in Pennsylvania. By comparison,
for the 2010-11 school year, the District’s second quarter marking period ends November 3, 2010 and
there are 182 days of school for Student. See http://www.bwschools.net/index.php 2010-11 calendar, last
visited on September 15, 2010.
15 This date also accounts for a delay due to the two-week period in November 2008 when Student was re-
hospitalized, although the specific dates of that hospitalization do not appear in the record. (FF 28)
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School District, 81 F.3d 389 (3d Cir. 1996). Such an award compensates the child for the period
of time of deprivation of special education services, excluding the time reasonably required for a
school district to correct the deficiency. Id.16 Compensatory education is an equitable remedy.
Lester H. v. Gilhool, 916 F.2d 865 (3d Cir. 1990).
The District’s inability to permit Student to access the accommodations in the Service
Agreement on the first day of the 2008-09 school year, which affected Student for that entire
school day (FF 24)), merits relief. Further, having found that the District should have taken
additional action no later than December 12, 2008, this hearing officer finds that is equitable to
award Student full days of compensatory education to remedy the denial of FAPE beginning
with that date. During the first half of the 2008-09 school year, Student had missed 29 days of
instruction and arrived late on 26 occasions, all during a period of 90 school days. (FF 26, 30)
Additionally, Student had failing grades in most of Student’s subjects (id.) and it is difficult to
conclude that Student was deriving meaningful educational benefit during the time Student was
in school, particularly considering Student’s history of anxiety and other mental health
diagnoses. The compensatory education award shall be stated in terms of six hours per day.
17
This award must be limited in duration, however. It should be further explained that
following the February 17, 2009 incident, the District’s ten-day suspension of Student for
violating its drug and alcohol policy would not invoke the protections afforded to eligible
students facing disciplinary action in excess of ten school days under the IDEA.18 Similarly, this
suspension did not discriminate against Student in violation of Section 504 since it was precisely
the same as, or lesser, punishment than that the District would impose on any non-disabled
student. (S 6) The District did not expel Student, as its policy would permit,19 but agreed to
allow Student to attend the AEP. (FF 33) While it is clear that Student was thereby not able to
attend full school days or participate in electives and extracurricular activities at the high school,
Student was able to complete the requirements for graduation in the AEP even without the
benefit of any accommodations. (N.T. 453-58; FF 33) Of course, attendance in the AEP is
certainly not optimal for any high school senior, but it is important to recall that this placement
occurred just a few short months before the end of Student’s tenure at the high school and after
16 Compare B.C. v. Penn Manor School District, 906 A.2d 642 (Pa. Cmwlth. 2006), which rejected the
M.C. standard for compensatory education, holding that “where there is a finding that a student is denied
a FAPE and … an award of compensatory education is appropriate, the student is entitled to an amount of
compensatory education reasonably calculated to bring him to the position that he would have occupied
but for the school district’s failure to provide a FAPE.” Id. at 650-51. B.C. was a case involving a gifted
student, however, and is, thus, distinguishable. There was also little if any evidence which would permit
a determination of what position Student would have been in had the District provided FAPE. I therefore
conclude that the M.C. standard is the appropriate method of determining the amount of compensation
education owed to Student in this case.
17 The length of the school day was not specifically established; however, Student testified that the regular
high school day was 7:45 a.m. to 2:25 p.m. (N.T. 414) Allowing for time to change classes, six hours
appears to be a reasonable estimate of the amount of instructional time in a school day.
18 Where controlled substances are involved, a school district may remove a student from school, without
regard to whether the behavior is a manifestation of the student’s disability, for up to 45 school days
pursuant to 34 C.F.R. §§ 300.530(g) and (i).
19 S 5, S 6.
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several hospitalizations necessitating Student’s transition back to school.20 Even if the District
had begun the process of re-evaluating Student by early December 2008 and determined Student
to be eligible for special education under the IDEA, under ordinary timelines any program which
would have been developed in response to that evaluation would not have been completed until
after the time of Student’s February 2009 hospitalization and would very likely have had to be
reassessed following Student’s return. Furthermore, by the time Student would have completed
the ten-day suspension and 45-day disciplinary alternative placement, any special education
program would have been implemented for six weeks or less prior to the end of that school
year.21 It is also important to recall that Student had had a very difficult experience making the
transition back to the regular high school day during the prior school year. (FF 8, 11) For these
reasons, it is simply implausible for this hearing officer to conclude that the District could have
completed the development of an appropriate program, and implemented it for more than a de
minimis period of time, prior to the very end of the 2008-09 school year and Student’s
graduation. Accordingly, I find that compensatory education is not owed for this period of time.
The award of compensatory education will thus be limited to the first day of school for the 2008-
09 school year and the time period of December 12, 2008 through February 16, 2009.22
The compensatory education award is subjec t to the following conditions and limitations.
Student’s Parents may decide how the hours of compensatory education are spent. The
compensatory education may take the form of any appropriate developmental, remedial or
enriching educational service, product or device. The hours of compensatory education for
compensatory education services/products/devices created by this provision may be used at any
time from the present to beyond Student’s 21
st birthday, if necessary.
There are financial limits on the parents’ discretion in selecting the compensatory
education. The costs to the District of providing the awarded hours of compensatory education
must not exceed the full cost of the services that were denied. Full costs are the hourly salaries
and fringe benefits that would have been paid to the District professionals who provided services
to the student during the period of the denial of FAPE.
The Spring 2008 AEP Placement
Finally, the parents raise a contention that Student was discriminated against by the AEP
placement in March 2008. I cannot agree. While Section 504 does not make reference to
manifestation determinations, students who are protected under Section 504 have been afforded
certain procedural protections when facing disciplinary proceedings. Centennial School District
v. Phil L., 559 F.Supp.2d 634, 643 (E.D. Pa. 2008). First, the AEP is not strictly a disciplinary
placement. (FF 12) Further, the parents agreed with the AEP placement after Student was
discharged from the partial hospitalization program and attendance remained an issue even after
a period of transition. (FF 8, 11, 12) While the parents apparently believed that Student faced
20 This hearing officer does not construe the parents’ claims to cast any responsibility on the District for
Student’s behavior in February 2009.
21 The parents’ special education expert conceded that there would have been only approximately six
weeks of school remaining after Student would have completed the permitted disciplinary placement.
(N.T. 160-63)
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possible expulsion from school if they did not agree to the AEP (N.T. 283-87), it is evident that
the meeting to discuss Student’s placement at the end of February/beginning of March 2008 was
based upon, and convened to address, Student’s lack of attendance. (FF 11, 12) The only
evidence in the record regarding the District’s attendance policy relates to a prohibition against
certain extra-curricular activities (N.T. 636-38), and school districts are required to enforce
Pennsylvania’s Compulsory School Attendance law, 24 P.S. §§ 13-1326 et seq., not expel
students who are not attending school. Based upon a review of the record as a whole, this
hearing officer concludes that the decision to place Student in the AEP in the spring of 2008 was
made by mutual agreement of the parents and District based upon Student’s unique and
individual needs at the time, and did not amount to a disciplinary change of placement requiring
procedural protections. Accordingly, I cannot find that the District denied Student FAPE on this
basis.
CONCLUSION
For the foregoing reasons, I find that the District did not fail to identify Student as
eligible under the IDEA; that it properly identified Student under Section 504; and that it denied
Student FAPE on the first day of the 2008-09 school year and from the time period December
12, 2008 through February 16, 2009, for which compensatory education will be awarded.
ORDER
1. Student is awarded six hours of compensatory education for the first day of school for the
2008-09 school year, and for each day that school was in session beginning on December
12, 2008 and ending February 16, 2009. The compensatory education award is subject to
the conditions and limitations set forth above.
2. The District is not ordered to take any further action.
Any claim not addressed in this decision and order is denied and dismissed.
Cathy A. Skidmore
_____________________________
Cathy A. Skidmore, M.Ed., J.D.
HEARING OFFICER
September 17, 2010
ODR 00681-0910KE
