Bensalem Township School District | Case 21078-18-19 | 2018-10-05
Pennsylvania special education due-process decision
- Case number
- 21078-18-19
- Date
- 10/05/2018
- Parties / district (official listing)
- Bensalem Township School District
- Hearing officer
- Charles Jelley
- Issues (official listing)
- Thought to be Eligible Discipline Evaluation Independent Educational Evaluation
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
Closed HEARING
ODR File Number: 21078-18-19
Child’s Name: F. B. Date of Birth: [redacted]
Dates of Hearing:
09/24/2018
Parent/Guardian:
[redacted]
Counsel for Parent
Michael Raffaele Esq.
Kershenbaum & Raffaele, LLC
1230 County Line Road
Bryn Mawr, PA 19010
Local Education Agency:
Bensalem Township School District
3000 Donallen Drive
Bensalem, PA 19020
Counsel for the LEA
David Painter Esq.
Sweet, Stevens, Katz, & Williams
331 East Butler Ave.
New Britain, PA 18901
Hearing Officer: Charles W. Jelley Esq. Date of Decision: 10/05/2018
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Introduction and Procedural History
This special education due process hearing was requested by the Guardian, on
behalf of the child (the Student) against the School District (District).1 This matter
arises under the Individuals with Disabilities Education Act (IDEA), 20 U.S.C. §
1400 et. seq. and Section 504 of the Rehabilitation Act. The Guardian disputes the
District’s imposition of discipline, following an incident in which the Student
assaulted a peer after a verbal disagreement earlier in the day. The Guardian claims
that the Student is a “thought-to-be eligible” Student — an IDEA term of art
discussed below — at the time of the incident and currently.2
The Guardian, represented by counsel, did not request an expedited hearing. The
Complaint was filed on August 23, 2018, and was originally scheduled for
September 11, 2018; however, due to a religious holiday, the District was closed
on September 11, 2018. The single-day hearing was convened and completed on
September 24, 2018. On October 2, 2018, the Parties provided written closing
statements.
The Guardian seeks four forms of appropriate relief. First, she seeks an Order,
finding the Student is a “yet to identified” aka “thought-to-be eligible” Student.
Second, believing the Student is IDEA and/or Section 504 eligible, she seeks an
Order directing the District to conduct a manifestation determination. The main
purpose of the manifestation determination is to determine if the assault was a
manifestation of a “yet to be identified” disability, Third, the Guardian contends
the IDEA and/or Section 504 “stay put” requirement requires that the Student be
returned back to the pre-discipline middle school, while all of the above transpires.
Fourth, the Guardian argues for a finding that the Superintendent’s August 2018
1 20 U.S.C. §§1400-1482. The federal regulations implementing the IDEA are set forth in 34
C.F.R. §§300.1 – 300.818. The Section 504 regulation are found at 34 C.F.R. §§ 104.31-36.
References to the record throughout this decision will be to the Notes of Testimony (N.T.),
Guardian’s Exhibits (G-) followed by the exhibit number, School District Exhibits (S-) followed
by the exhibit number, and Hearing Officer Exhibits (HO-) followed by the exhibit number. The
Parties asked and the hearing officer granted the Parties’ request to file written closing
statements.
2 In the interest of confidentiality and privacy, Student’s name and gender, and other potentially
identifiable information, are not used in the body of this decision. The identifying information
appearing on the cover page or elsewhere in this decision will be redacted prior to posting on the
website of the Office for Dispute Resolution as part of its obligation to make special education
hearing officer decisions available to the public pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34
C.F.R. § 300.513(d)(2).
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administrative transfer of the Student to another middle school continues to violate
the IDEA and/or Section 504’s substantive and procedural due process
requirements, in particular, the “stay put” mandate.
The District, on the other hand, denies any and all IDEA or Section 504 violations.
The District further contends the transfer to another middle school is not otherwise
reviewable here as the Guardian failed to file a timely regular education appeal, i.e.
exhaust her regular education administrative relief pursuant to 22 Pa Code Chapter
12.
The District’s Prehearing Motions to Dismiss
Between the filing of the Complaint and the hearing, the District moved on two
occasions to dismiss the action. The Guardian filed timely Responses. On
September 4, 2018, after reviewing the initial Motion via conference call, this
hearing officer denied the District’s Motion and advised the Parties that a genuine
issue of material fact existed. Subsequently, after receiving the Guardian’s written
statement of the issues, the District refiled the Motion. After reviewing the
Guardian’s Response, this hearing officer denied the District’s Second Motion to
Dismiss.3
Having reviewed all the evidence before me, including the Parties’ written
arguments, I now find for the Guardian in part and for the District in part.
Issues
1. Was the Student “thought-to-be eligible” within the meaning of 34 C.F.R.
300.534 et seq. at the time of the disciplinary incident?
2. If yes, is the District required to conduct a manifestation determination and
restore the Student’s pre-incident placement?
3 The District’s Motions, the Responses and the Interim Rulings were confirmed in writing and
are found in the record as Hearing Officer Exhibits. To facilitate the hearing process the
Guardian submitted a written statement of the issues, the District submitted a counter statement
of the issues, and based on these pleadings this hearing officer then simplified the Guardian’s
Statement of the Issue and the District’s Counter Statement above. The statements will be made
part of the record as a Hearing Officer exhibit.
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Findings of Fact
The 6th Grade 2016-2017 School Year
1. The guidance counselor first met the Student in 6th grade (N.T. 24).
2. In September 2016, the assistant principal directed the staff to conduct a
home visit. The record is unclear as to why the assistant principal directed
the staff to conduct the home visit. When the staff visited the house, the
mother was not home. No follow-up actions were undertaken to revisit the
home. (S-42, N.T. 56-58)4
3. On October 16, 2016, the guidance counselor completed Student’s first
mental health evaluation. The guidance counselor received a report that the
Student threatened to kill a peer after a dispute that occurred at a sleepover
(N.T. 57-59, S-42).
4. On October 21, 2016, the guidance counselor completed a second mental
health evaluation. The guidance counselor could not recall what concern
prompted the second mental health evaluation (N.T. 57-59, S-42).
5. By November 2016 of 6th grade, the Student missed school seven (7) out of
forty three (43) days. The Student’s end of the year report card states the
Student missed 48 days. The building principal was aware of the Student’s
attendance problems (N.T. 27, 34-35, S-12, S-18, and JE #12).
6. Out of great concern, in December 2016, the guidance counselor, after
receiving reports from other students, made a ChildLine Report of Suspected
Child Abuse and Neglect alleging the “Student has a history of cutting []self,
and [redacted] may want (sic) to cut again.” (S-13, N.T. 36-38). The
guidance counselor reported the cutting to the “higher-ups.” When the
Student returned to school, the guidance counselor did a follow-up mental
health assessment and included a step in the plan that required the Student to
visit one-on-one with a staff person during the day to gauge the Student’s
emotional regulation (N.T. 36-38).
7. At the end of the school day on January 10, 2017, the Student’s friends
brought the Student to the guidance office, after which the guidance
4 The Student was not living with the Guardian at the time of the home visit.
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counselor found Student had two bottles of antibiotics (S-14, S-15, and N.T.
39-40).
8. The guidance counselor expressed a concern to her supervisor that the
Student was a danger to self when the Student wrote a note to another
student stating that the Student wanted to take pills upon returning home and
“no one could stop” the Student (N.T. 39).
9. In response to the suicide note, the guidance counselor and the assistant
principal completed a mental health assessment indicating the Student was
an “Imminent/high risk (defined as doing something that he/she believes will
cause death; having a conscious intent to die; having a plan, available
means; and making a threat).” (S-15).
10. The mother was contacted and then directed to take the Student to a local
“Crisis Center.” (S-15).
11. The guidance counselor called the police about Student’s bringing the
antibiotics into the school (N.T. 50-51).
12. The mental health assessment included a “Follow-up” plan that called for the
building principal and a caseworker to contact the mother when the Student
was discharged from the hospital. As a condition of reinstatement, the
mother and the Student were required to meet with the staff after discharge
from the hospital (N.T. 42-43).
13. Upon Student’s discharge from the Crisis Center, the psychiatrist diagnosed
the Student with the following mental health disorders: (1) anxiety disorder;
(2) depression; (3) an eating disorder; (4) hyperventilation syndrome; (5)
personality disorder, and (6) schizophrenia. The hospital report noted visible
signs of scars from cutting. The school nurse received a copy of the hospital
record and the discharge summary (S-14, S-42, and N.T. 58-59).
14. The guidance counselor discussed the Student’s cutting and the suicide note
with the Child Study Team. The Child Study Team suggested various
interventions to address the Student’s difficulties (N.T. 99-101).
15. On April 13, 2017, the guidance counselor called Children and Youth
Services to report the Student was not yet attending private counseling to
address the cutting behavior (S-42 N.T. 60-63).
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16. The guidance counselor reported her concerns about the second cutting
incident to the “Supervisor of Pupil Services” (N.T.47-50).
17. On April 14, 2017, the guidance counselor conducted a mental health
assessment based upon learning the Student had another incident of cutting.
Like the other mental health assessments the evaluation included a
monitoring provision. In this instance the plan called for the staff to meet
with Student one-on-one, for the next three (3) days. The purpose of the
check-ins was to gauge the Student’s behavior (S-16, N.T. 44-47).
18. After completing the mental health assessment, the guidance counselor did
not know why the Student engaged in the repeated cutting behavior; the
counselor did however notice visible scarring on the Student’s arms (N.T.
49-50).
19. The Student participated in the “What I Need” (WIN) group counseling
sessions, run by the guidance counselor, for seven (7) months). The group
session focused on issues such as emotional regulation, behavioral and social
needs. The guidance counselor also provided the Student a standing hall pass
to go to the guidance counselor as needed. To resolve peer to peer disputes
the teaching staff facilitated multiple peer mediations (N.T. 105).
20. The guidance counselor made the members of the Student Assistance
Program (SAP) team and supervisory personnel aware of the Student’s
cutting and suicidal ideations (N.T. 105-106).
21. Although the cutting behavior and the suicidal ideations caused a disruption
in the school, the guidance counselor did not recommend the Student for an
IDEA evaluation because the cutting occurred outside of the school building
(N.T. 125-128)
.
The 2017-2018 7th Grade School Year
22. On September 8, 2017, the Student had a meeting with the guidance
counselor who confirmed the Student was meeting out of school with a
private counselor (S-42).
23. On September 11, 2017, after the classroom teacher read an essay written by
Student, she recommended that the guidance counselor meet with the
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Student to discuss concerns about the Student’s emotional wellbeing (N.T.
222 S-42).
24. In December 2017 and January 2018, after numerous school absences, the
guidance counselor met with the Student and called the mother to develop a
School Attendance Improvement Plan (SAIP) (N.T. 224).
25. In January 2018, the Student was referred to an in-school counseling group
for Students who are experiencing family conflicts (N.T. 237-238, S-63).
26. The classroom teacher told the guidance counselor and the assistant
principal that she had concerns that the Student was acting like a bully in
class and in the hallways (N.T. 223-225, S-69).
27. On January 13, 2018, the District prepared a three (3) step School Safety
Plan (S-42, N.T. 84-85).
28. In February 2018 and in March 2018, the mother told the guidance counselor
that the Student was refusing to go to school (N.T. 263-264).
29. In February 2018 and March 2018, both the guidance counselor and the
chorus teacher expressed concerns that the Student would push other
students in the hallway and in chorus class (N.T. 286-290).
30. On January 19, 2018, the Student and the guidance counselor met to
complete a Student Attendance Improvement Plan and talk about the Student
participating in District sponsored counselling sessions (S-42 3).
31. On March 8, 2018, the Student had a verbal disagreement with another
student in [redacted] class. Later in the day, at lunch, the Student assaulted
the same peer (N.T. 293-296).
32. Initially, the Student was suspended for five (5) days. After a meeting with
the building principal, at the informal hearing, the principal tacked on an
additional ten (10) days of out of school suspension, for a total of 15 days
(N.T. 295-297).
33. Sometime later in March 2018, the mother, the Student, and the assistant
principal met with the Superintendent in a pre-expulsion meeting. After
listening to the Student, the mother and the building principal, rather than
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recommend a one-year expulsion to the Board, the Superintendent
considered several other disciplinary options including a transfer to another
middle school in the District which was across the street from the Student’s
then current middle school or placement in the District’s online cyber school
(N.T. 299-301).
34. Ultimately, after taking into consideration the Student’s emotional health
and troubles in the home, the Superintendent decided to place the Student in
the District’s online cyber school. After numerous delays, the computer
hardware arrived and the Student began online school (N.T. 301-303, N.T.
338-342).
35. After an incident in the home, the Student’s mother, at the insistence of
Children and Youth Services, executed a document that gave the current
Guardian the right to make all educational and medical decisions on behalf
of the Student. As a result of the delays and the change in the living
environment, the Student was absent a total of 71 days and tardy 16 days
(N.T. 277-279, S-20, S-26, and S-32).
36. At the time of the pre-expulsion informal hearing, the 7th grade guidance
counselor, the staff on the 7th grade Child Study Team and the 7th grade
assistant principal were not aware of the Student’s cutting, suicidal ideation
or hospitalization (N.T. 251-254, N.T. 271-271).
The 8th Grade 2018-2019 School Year
37. Over the summer, prior to the start of 2018-2019 school year, the assistant
principal learned the Student would be returning to the original 2017-2018
middle school. The assistant principal “painstakingly” put together the
Student’s 8th grade schedule (N.T. 301).
38. In early August 2018, the Guardian, the Student and the Superintendent met
to discuss the Student’s 2018-2019 education. During the meeting, the
Superintendent learned how the Student came to live with the Guardian, and
how the Student’s participation in private community based counseling
improved the Student’s emotional, behavioral and social health. (N.T. 339-
342).
39. Despite the change in living conditions and progress in developing coping
skills, rather than allow the Student to return to the previous middle school,
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the Superintendent continued the disciplinary sanctions into the 2018-2019
school year. Although the assistant principal developed an 8th grade schedule
at the old school, the Superintendent administratively transferred the Student
to the other middle (N.T. 339-342).
Legal Principles
The Burden of Proof
The burden of proof, generally, consists of two elements: the burden of production
and the burden of persuasion. In special education due process hearings, the burden
of persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62
(2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006). The
party seeking relief must prove entitlement its demand by preponderant evidence
and cannot prevail if the evidence rests in equipoise. See N.M., ex rel. M.M. v. The
School Dist. of Philadelphia, 394 Fed.Appx. 920, 922 (3rd Cir. 2010), citing Shore
Reg'l High Sch. Bd. of Educ. v. P.S., 381 F.3d 194, 199 (3d Cir. 2004). In this
particular case, the Guardian on behalf of the Student is the party seeking relief and
must bear the burden of persuasion. For all the reasons that follow the testimony of
several of the District’s witnesses, in particular, the 7th grade guidance counselor
and the 7th grade assistant principal will be given less persuasive weight.
Student Discipline Under the IDEA and Thought-to-Be Eligible Students
The IDEA includes disciplinary protections for students with disabilities. 20 U.S.C.
§ 1415(k). The IDEA’s federal implementing regulations extend those protections
to “thought-to-be eligible” children. More specifically, in certain circumstances,
the IDEA protects children who have “not been determined to be eligible for
special education and related services” in school discipline matters. 20 U.S.C. §
1415(k)(5), 34 C.F.R. § 300.534.3 Those protections are triggered when the local
educational agency (LEA) — the District in this case — had knowledge “that the
child was a child with a disability before the behavior that precipitated the
disciplinary action occurred.” 34 C.F.R. § 300.534(a). If the LEA had no basis of
knowledge, it can impose the same discipline that it would on any other student.
The regulations explain when LEAs “must be deemed to have knowledge that a
child is a child with a disability…” 34 C.F.R. § 300.534(b). If any of three
conditions occur before “the behavior that precipitated the disciplinary action,” the
LEA had knowledge. Id.
Those conditions are:
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(1) The parent of the child expressed concern in writing to supervisory or
administrative personnel of the appropriate educational agency or a teacher of
the child that the child is in need of special education and related services;
(2) The parent of the child requested an evaluation of the child pursuant to §§
300.300 through 300.311; or
(3) The teacher of the child, or other personnel of the LEA, expressed specific
concerns about a pattern of behavior demonstrated by the child directly to the
director of special education of the agency or to other supervisory personnel of
the agency. 34 C.F.R. § 300.534(b).
The regulations also provide two exceptions which, if applicable, result in a
determination that the LEA did not have knowledge. See 34 C.F.R. § 300.534(c).
Neither are applicable in this case. However, even if the LEA had no basis of
knowledge, there are additional rules that apply when a request for a special
education evaluation is made while a child is subject to discipline. In such cases,
the LEA must expedite the evaluation and, if the evaluation concludes the student
is eligible, the LEA must provide special education. See 34 C.F.R. § 300.534(d).
However, “until the evaluation is completed, the child must remain in the
educational placement determined by school authorities, which can include
suspension or expulsion without educational services.” Id. In this case neither
Party requested an expedited evaluation.
Student Discipline Under the IDEA General Provisions
Regarding the IDEA’s general disciplinary provisions, LEAs must continue to
provide appropriate special education to IDEA-eligible children during disciplinary
placements. See 20 U.S.C. § 1415(k)(1)(D). Further, if a disciplinary action
constitutes a change in placement, the child’s IEP Team must conduct a
manifestation determination. The function of a manifestation determination is to
determine “if the conduct in question was caused by, or had a direct and substantial
relationship to, the child’s disability; or … if the conduct in question was the direct
result of the local educational agency’s failure to implement the IEP.” 20 U.S.C. §
1415(k)(1)(E)(i)(I)-(II). If the behavior was a manifestation, the LEA must
conduct a functional behavioral assessment or revise the child’s behavior
intervention plan. Moreover, if the behavior was a manifestation, the LEA must
“return the child to the placement from which the child was removed, unless the
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parent and the local educational agency agree to a change of placement as part of
the modification of the behavioral intervention plan.” 20 U.S.C. § 1415(k)(1)(F).
Discussion and Analysis
The District’s Basis of Knowledge
If the District had a basis of knowledge that the Student had a disability prior to the
March 8, 2018 assault and discipline, the Student is protected. If the Student is
protected, the District cannot suspend the Student, aka change the Student’s
placement, unless the District concludes that the Student’s behaviors were not a
manifestation of the Student’s disability.5 Such a conclusion, however, can only
happen via a manifestation determination. As indicated herein the District cannot
make that determination before the Student is evaluated.
If the District had no basis of knowledge, the Student is not protected and the
District may impose discipline. However, if the Guardian requests an evaluation
during the disciplinary process, the District must expedite the Student’s evaluation
and, if the Student is found eligible, must provide appropriate special education.
However, the District may impose discipline until the evaluation is complete.
The Guardian looks to various events during the 2016-17 school year (6th grade)
as evidence of the District’s basis of knowledge. Although the issue is not before
me, the facts established in reference to the 6th grade year and following strongly
suggest that the District was remiss in not completing an initial evaluation to fulfill
its child find obligations.6
While child find is triggered by signals, so called “red flags” that a child may have
a disability, the basis of a school district’s knowledge in a disciplinary appeal is
limited to three, relatively precise, circumstances found at 34 C.F.R. § 300.534 et
seq.
The first circumstance for a disciplinary removal is triggered if the parents
“expressed concern in writing” that the Student “is in need of special education and
5 The Guardian on behalf of the Student has the right to appeal such a determination.
6 “Child Find” is a term of art describing a school’s obligations under 34 U.S.C. § 300.111 and
22 Pa. Code § 14.121. Those regulations require LEAs to have in place procedures for locating
all children with disabilities, including those suspected of having a disability and needing special
education services although they may be “advancing from grade to grade.” 34 U.S.C.
§300.111(c)(1). The Child Find regulations require districts to evaluate children suspected of
having a disability. See 34 C.F.R. § 300.111(a)(1)(i).
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related services” before the discipline-triggering incident. 34 C.F.R. §
300.534(b)(1). In this case, the mother or the Guardian did not express any
concerns in writing or verbally that the Student was in need of special education
prior to the discipline.
The second circumstance is triggered if parents requested a special education
evaluation prior to the disciplinary incident. 34 C.F.R. § 300.534(b)(2). Both
parties agree that no such request was made.
The third circumstance is triggered if school personnel “expressed specific
concerns about a pattern of behavior demonstrated by the child directly to the
director of special education of the agency or to other supervisory personnel of the
agency.” 34 C.F.R. § 300.534(b)(3). In this case, the third circumstance clearly
applies.
The Staff Expressed Concerns to Supervisors about a Pattern of Behavior
The Court in Jackson v. Northwest Local School District, 55 IDELR 71 (S.D. Ohio
2010), magistrate's report and recommendation adopted at 55 IDELR 104 (S.D.
Ohio 2010) found a sufficient basis to impute to the district the requisite
knowledge of a pattern of behavior such that the student should have been
provided all of the substantive and procedural due protection afforded to a “yet to
be identified” student with a possible disability. In Jackson, the district provided
the student with interventions such as one-on-one instruction, small group
instruction, and classroom modifications. By third grade, the teachers became
increasingly concerned about the impact of the student's escalating behavior on her
academic performance. The district’s intervention assistance team reconvened and
recommended that the student undergo a mental health evaluation, but it did not
initiate a special education evaluation at that time. The following month, the
district suspended and expelled the student for threatening behavior. When the
parent filed for due process, the district argued that a manifestation determination
review was not required because the student had not yet been found eligible under
the IDEA.
The Jackson court pointed out that the IDEA protects students who have not been
determined to be eligible when staff report concerns that indicate that a district
should have suspected that the student had a disability. In Jackson, when the
district expelled the student, it had provided her with intervention services for
approximately two years, yet she had made few gains.
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Additionally, in the Jackson case, the behavioral concerns expressed by the
teachers about the pattern of behavior and others warranted a referral to an outside
mental health agency. The Jackson court found this collection of
facts/circumstances made out a pattern of behavior and provided a "sufficient
reason for [the district] to suspect that [the student] might be a child with a
disability.” 20 U.S.C. § 1415(k)(5)(B); 34 C.F.R. §300.534(b)(3).
In the instant action, beginning in 6th grade and continuing through 7th grade, the
following pattern of behavior emerged prior to the assault: (1) multiple peer
complaints about the Student’s repeated self-cutting behavior; (2) peer complaints
about Student’s in-school threat of suicide; (3) psychiatric hospitalization and the
diagnosis of multiple disorders following the suicide threat; (4) the threat to harm
another student after a dispute that occurred during a sleep over; (5) ongoing
significant attendance issues; (6) verbal and physical bullying/pushing other
Students in the hallway and in chorus class; (7) the 7th grade guidance counselor’s
meeting about the concerning essay; (8) the ongoing in-school counseling sessions
during the 6th and 7th grade; (9) the multiple District-administered mental health
assessments; and (10) the multiple Children and Youth Services referrals related to
the ongoing mental health issues. All of the above were reported to a supervisor
within the meaning of the IDEA.
Additionally, the Student’s psychiatric hospitalization, prompted by the 6th grade
guidance counselor’s referral to the community hospital, like the student in
Jackson, led to multiple diagnoses: anxiety, depression, eating disorder,
hyperventilation syndrome, personality disorder, and schizophrenia. The nurse, the
guidance counselor and members of the 6th grade Child Study Team were aware of
the diagnoses, the suicidal ideation and the cutting behavior. These
disorders/diagnoses, after a comprehensive evaluation, can very likely result in a
student being identified as an IDEA-eligible or Section 504 student.
To address the Student’s pattern of behavior the District provided the following
interventions: (1) a school attendance plan; (2) creation of the safety check-in
safety plan; (3) a standing hall pass to go to the guidance counselor as needed; (4)
multiple peer mediations, and (5) months of in school group counseling run by the
District’s guidance counselor. Like Jackson, all of these interventions happened
over two school years. Accordingly, I now find the 6th guidance counselor’s
supervisors were aware of the concerns about the pattern of behavior and the
concerns that prompted the multiple interventions.
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I do not find the testimony of the 7th grade guidance counselor, who met with the
Student seven (7) to eight (8) times before the incident, and the 7th grade principal,
who met with the mother at the beginning of the school year and interviewed the
Student after the assault, credible or cogent. The District’s records contradict the
witnesses’ testimony. For example, the Student’s guidance records document
cutting discussions about the Student at multiple child study team meetings, and
the multiple Children and Youth Services referrals related to the pills/suicidal
ideation.7 The staff entered the behavioral incidents into the online system. The
printout from the database clearly shows that multiple behavioral incidents were
readily visible when the staff entered the next new behavioral incidents. Therefore,
I find the witnesses did not cogently, or convincingly explain how or why they did
not know about the Student’s behavioral history when they either reviewed the
Student’s records or prepared the expulsion package. Accordingly, I now find that
this combination of Student specific facts and individual circumstances meets the
threshold requirements at 34 C.F.R 300.534 (c) to find the Student was a “yet to
identified” aka “thought-to-be eligible” Student otherwise protected by the
IDEA/Section 504 “before” the discipline.8
Section 504 Protections
Section 504 protects students who have a record of having, or are regarded as
having, a physical or mental impairment that substantially limits a major life
activity from discrimination. Under Section 504 a student "meets the requirements”
of “being regarded as having such an impairment” if the individual establishes that
he or she has been subjected to an action prohibited under this chapter because of
7 See also Eschenasy v. New York City Dep't of Educ., 52 IDELR 66 (S.D.N.Y. 2009) (holding
that a student's cutting, hair-pulling, and suicide attempts qualified her as a student with an
emotional disturbance). In re: Student with a Disability New York State Educational Agency 56
IDELR 148, 111 LRP 12772 (January 24, 2011) (cutting behavior and eating disorder were so
severe as to require multiple inpatient hospitalizations).
8 The manifestation determination review process is a key step in the discipline process under
both Section 504 and the IDEA. The procedural safeguards found in the manifestation
determination regulation impacts the type of discipline the district can impose on the student and
whether the district may remove the student from his/her current placement because of a code of
conduct violation. Under the IDEA, a student’s conduct is a manifestation of a disability if: 1) it
was caused by, or had a direct and substantial relationship to, the child's disability; or 2) it was
the direct result of the LEA's failure to implement the IEP. OCR interprets Section 504 as
requiring the same steps when a student is subjected to a "significant change in placement"
under 34 CFR 104.35. The change to the online cyber school and the change from the online
cyber school to the middle school were a significant change in placement. 34 C.F.R. §§
104.35(a), 104.36.
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an actual or perceived physical or mental impairment whether or not the
impairment limits or is perceived to limit a major life activity." See Dear
Colleague Letter, 58 IDELR 79 (OCR 2012), 28 CFR Part 35.108(f); See also,
Protecting Students With Disabilities: Frequently Asked Questions About Section
504 and the Educ. of Children with Disabilities, 67 IDELR 189 (OCR 2016).
While the IDEA requires the staff to make a supervisor aware of concerns, Section
504 does not have the same requirements. The fact that the guidance counselor
filed a Children and Youth Services complaint about the mother’s alleged failure to
get the Student involved in counseling is evidence that the guidance counselor
made a thoughtful decision based on her concerns about the existence of a
perceived mental impairment that was otherwise limiting the Student’s major life
activities.
The same or “substantially similar” pattern of behavior across the school years and
the expression of concern about the behaviors now qualifies the Student for the
Section 504 procedural safeguard protections.9 The reports about a pattern of
behavior and reports to the supervisors all happened before the assault and before
the out of school disciplinary suspension for 15 school days. The multiple
expressions of concerns about the perceived impairments to supervisors about the
pattern of behavior is clearly documented in the Student’s record for all to see. The
concerns were expressed “before” the Superintendent’s prehearing expulsion
discussions and “before” the subsequent two administrative transfers.
The out of school suspension for 15-days coupled with the disciplinary
reassignments were also a significant change in placement within the meaning of
Section 504. These events should have prompted a Section 504 evaluation.10
Accordingly, while I find the Student is a “yet to be identified” IDEA Student, I
also find the Student exhibited a pattern of behavior, for a long period of time, that
9 Section 504 also states that a district must conduct an evaluation of students "who, because of
handicap, need or are believed to need special education or related services." 34 CFR
104.35(a). See, Valley Oaks (CA) Charter Sch., 115 LRP 52093 (OCR 06/29/15) (charter school
erred when it failed to evaluate the student after the father provided medical documentation
about the student's depression).
10 A determination that a student’s pattern of behavior leading to the discipline is "substantially
similar" is a subjective determination to be made on a case by case basis after considering any
information regarding the child's behaviors in the child's IEP. 71 Fed. Reg. 46,729. OCR takes a
similar approach. See Springfield (MA) Pub. Schs. 54 IDELR 102 (OCR 2009) (the behavior was
substantially similar where the 19 days of removal all were for "physical or verbal altercations
and/or name calling.")
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otherwise should have caused the District to be on notice of a perceived physical or
mental impairment within the meaning of Section 504.11
The Manifestation Determination and the Student’s Stay Put Placement
After finding the Student is otherwise protected by the IDEA and/or Section 504
procedural and substantive standards, the analysis now shifts to how the District
can complete a manifestation determination without an evaluation identifying a
disability.
Curiously, neither Party requested an expedited evaluation; absent an evaluation,
the manifestation determination team will not have sufficient data/information
about a disability to determine if the Student’s misbehavior is related to an
otherwise protected IDEA and/or Section 504 disability.12 Therefore, to fill in the
gap in the record, I will Order an expedited independent educational evaluation.
The evaluation should be completed within 30-calendar days once the evaluator is
selected. The timeline and the details of the evaluation are set forth in the Order
below. The Order for the evaluation does not, however, end the analysis regarding
the Student’s request to return to the first middle school.
The Stay Put Placement and the Need for a Comprehensive Evaluation
The Student seeks an immediate return to the pre-discipline middle school as an 8th
grader. The Student’s request to return to the previous middle school is denied. The
IDEA bars the use of the IDEA’s stay-put provision when an expedited evaluation,
for “yet to be identified” student is pending. More specifically, the regulations
provide "Until the evaluation is completed, the child remains in the educational
placement determined by school authorities, which can include suspension or
expulsion without educational services." 34 CFR 300.534 (d)(2)(ii). In this
instance, I will not disturb the Superintendent’s decision to transfer the Student to
another location in a different building. Contrary to the Guardian’s contention, I
find any change in classroom location/setting will unduly delay the review of the
existing data and the collection of relevant, Student/Guardian and teacher input.
11 See also, Protecting Students with Disabilities: Frequently Asked Questions About Section 504
and the Educ. of Children with Disabilities, 67 IDELR 189 (OCR 2016).
12 A student’s conduct can, at times, be found to be a manifestation of the child's disability if: the
conduct in question was caused by or had a direct and substantial relationship to the child's
disability; or the conduct in question was the direct result of the district's failure to implement the
IEP. See, 34 CFR 300.530 (e)(1)
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Pursuant to the authority granted to hearing officers at 34 C.F.R. §300.502(d) and
22 PA Code §14.102(a)(2)(xxix), I will Order a comprehensive expedited
diagnostic evaluation. The Student should remain in the current setting while the
evaluation is pending. The evaluation can be completed without the
mother's/Guardian’s consent.13 The independent evaluator, in his or her sole
discretion, should seek additional input from any one of the Student’s teachers,
therapists, principals, assistant principals or guidance counselors in 6th, 7th and 8th
grades. Accordingly, an appropriate Final Order follows.
Conclusion
I now find that beginning in 6th grade various employees expressed concerns to
their supervisors about a pattern of behavior that rises to the level that by the time
of the March 2018 assault the District should have afforded the Student the
IDEA/Section 504 protections of a “yet to be identified” Student. Consequently, I
now find the Student is a “yet to be identified” Student, otherwise entitled to a
manifestation determination before the District imposed discipline.
However, a determination of a disability is a condition precedent to completing the
manifestation determination process. Therefore I am Ordering an expedited
evaluation to fill a gap in the record to determine the presence of/nature of an
IDEA/Section 504 disability.
In summary, I agree with the Guardian that the Student is a “yet to be identified”
Student who should receive the procedural due process protections of a
manifestation determination. I am, however, denying the Guardian’s request to
return the Student to the first middle school prior to the completion of an
independent evaluation. 14 See 34 C.F.R. § 300.534(d).
13 In East Windsor Bd. of Educ., 114 LRP 36178 (SEA CT 05/15/14); Middletown Bd. of
Educ., 10 ECLPR 77 (SEA CT 2013) (the student needed to be placed in a self-contained
classroom for the duration of the assessment in order to be fully and safely evaluated); In re:
Student With a Disability, 41 IDELR 143 (SEA CT 2004); In re: Student with a Disability, 115
LRP 32147 (SEA NM 05/21/15); Appendix A to the IDEA-Part B regulations, Question 14
(1999 regulations). See, 34 CFR 300.300 (a)(3)(i).
14 Nothing in the IDEA prevents the District from maintaining the Student’s pre-incident
placement.
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ORDER
And now this October 5, 2018, I find the Student meets the essential requirement
to be considered as a “yet to be identified” or “perceived” Student with a disability
who can now take advantage of all of the substantive and procedural due process
protections outlined in the IDEA and/or Section 504.
Pursuant to the authority of a hearing officer as granted in 34 C.F.R.
§300.502(d)/22 PA Code §14.102(a)(2)(xxix), the District is now Ordered to fund
an independent educational evaluation (IEE).
.
Within two (2) school days of this Order, the Student’s Guardian shall provide by
email to the District’s special education liaison for the Student the names and
contact information for three independent potential IEE evaluators. The Guardian
may contact the IEE evaluators to ensure the evaluator can complete the evaluation
as Ordered.
Within one (1) school day of receipt of the list of evaluator(s), the District’s special
education liaison responsible for the student shall select one of the IEE evaluators
to conduct an IEE. The District may research the backgrounds of the potential IEE
evaluators and may contact the selected IEE evaluator to confirm that the evaluator
can complete the evaluation as Ordered. At the close of business on the day after
the list is received the District shall notify the Guardian of the name of the
evaluator selected and shall contact the evaluator who shall begin the
assessment/evaluation process. The selected evaluator shall be given access to
Student’s education records and shall determine the scope of the evaluations.
If on the second business day after receiving the list of the evaluator(s) the District
has not notified the Student’s Guardian of the name of the District selected IEE
evaluator, the roles of the parties in determining the independent evaluator shall
flip. In such a case, within one (1) school day of the flip, the Student’s Guardian
must select and notify the District’s education liaison responsible for the Student
about the selection from the list of names and contact information previously
provided to the District. The selected evaluator shall be given access to Student’s
education records and shall determine the scope of the evaluations.
The cost of the IEE shall be at the IEE evaluator’s rate or fee and shall be borne by
the District at public expense; communications regarding arrangements between
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the District, the Student’s guardian, and IEE evaluator shall include all three
parties.
The scope of each party’s input, the nature of the assessment(s), the scope,
scheduling details, findings and recommendations of the independent evaluation
report shall be determined solely by the IEE evaluator. Notwithstanding the
provisions of this Order, the observations by the IEE evaluator shall be only
school-based and shall not take place in the home environment.
After the IEE evaluator has issued the independent evaluation report, the Student’s
team shall meet within two (2) school days to consider and review the findings of
the IEE. For the independent evaluation review meeting, the team shall invite and
include the IEE evaluator, making scheduling accommodations for his/her
participation as necessary, in person, by phone or virtually. The District shall bear
any cost, or rate, for the appearance of the IEE evaluator at the above meeting.
The terms of this order regarding the involvement of the IEE evaluator shall cease
after the IEE evaluator has participated in the team meeting, although nothing in
this order should be read to limit, or interfere with, the continued involvement of
the evaluator as one party, or both parties, see(s) value in such continued
involvement and might make arrangements therefor at that party’s own expense.
As part of the meeting, the team shall complete the requirements for a
manifestation determination. At the conclusion of the meeting, the District shall
issue to the Student’s Guardian a Notice of Recommend Educational Placement
detailing the actions taken and the actions refused.
Nothing in this order should be read to limit or interfere with the ability of the
team, by agreement of the Student’s Guardian and the District, to alter the explicit
directives of this Order related to the IEE evaluator and/or evaluation.
All other claims for appropriate relief or any other affirmative defenses are
dismissed with prejudice.
Date: October 5, 2018 s/ Charles W. Jelley, Esq. LL.M.
ODR FILE #21078-1819 KE
