Bethel Park School District | Case 2330-11-12 | 2012-03-02
Pennsylvania special education due-process decision
- Case number
- 2330-11-12
- Date
- 03/02/2012
- Parties / district (official listing)
- Bethel Park School District
- Hearing officer
- Brian Ford
- Issues (official listing)
- ADHD/ADD Autistic Spectrum IEP
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Decision text
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ODR No. 2330-1112AS Page 1 of 15
This is a redacted version of the original decision. Select details have been removed from the decision
to preserve anonymity of the student. The redactions do not affect the substance of the document.
IN THE PENNSYLVANIA OFFICE FOR DISPUTE RESOLUTION
Final Decision and Order
ODR File No. 2330-1112AS
OPEN HEARING
Child’s Name: C.D.1
Date of Birth: [redacted]
Hearing Dates: 11/21/2011, 01/30/2012
Parties to the Hearing
Parents
Representative
Pamela E. Burger, Esquire
434 Grace Street
Pittsburgh, PA 15211
Bethel Park School District
301 Church Road
Bethel Park, PA 15102
Michael L. Brungo, Esquire
Maiello, Brungo & Maiello, LLP
3301 McCrady Road
Pittsburgh, PA 15217
Record Closed: March 2, 2012
Date of Decision: March 2, 2012
Hearing Officer: Brian Jason Ford
1 Other than this cover page, the child and parents names are not used to protect their privacy. “Parent”
and “Student” is used instead. Other identifying information, such as the Student’s gender, is omitted to
the extent possible. Citation to the notes of testimony (transcript) are to “N.T.”. Citations to exhibits are “P-
#” for Parents’ exhibits; “S-#” for School District’s exhibits; and “J-#” for joint exhibits.
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Introduction
The Parents requested the instant due process hearing pursuant to the Individuals with
Disabilities Education Act, as amended 2004, 20 U.S.C. § 1400 et seq. (IDEA). They
allege that the Bethel Park School District (District) has violated the Student’s right to a
free appropriate public education (FAPE). Specifically, the Parents allege that the
Student’s individualized education programs (IEPs) have not provided the type of social
skills training and behavioral interventions that the Student requires. The Parents also
claim that the Student’s IEPs were not reasonably calculated to ensure that the Student
could make meaningful educational progress in academic areas – and that meaningful
progress was, in fact, not made.
For reasons detailed below, this Hearing Officer determines that the District has not
provided the social skills training and behavioral supports that the Student needs, and
that the District has not provided appropriate Math instruction leading to a denial of
FAPE in that particular area. Remedies are awarded to correct these particular denials.
Issues
1. Was the Student denied FAPE from September 14, 2009 through the present?
2. Has the District offered an appropriate IEP to the Student?
The Parents argue that both questions should be answered in the negative, and
demand compensatory education and an independent FBA. The District argues that
both questions should be answered in the affirmative and that no remedy is owed.
Findings of Fact
1. Student is a [teen-aged] 8th grade student who attends one of the District’s middle
schools. The Student has been diagnosed with Pervasive Developmental Disorder
(PDD), which is an autism spectrum disorder, and with Attention Deficit Hyperactivity
Disorder (ADHD). There is no dispute that the Student is a student with a disability
as defined by the IDEA and entitled to the substantive and procedural protections of
that act.
2. The District completed a reevaluation report of the Student on March 4, 2010 (2010
RR). J-4.
3. The 2010 RR reports grade-level equivalent scores from the Math section of a
Woodcock Johnson Test of Achievement that was administered on December 9,
2009. Although the Student was in sixth grade at that time, the Student’s Math
scores were as follows: Math Calculation 3.5, Math Fluency 2.0, Applied Problems
2.8, Quantitative Concepts 3.3.
2
2 These grade-level scores are not as meaningful as standardized scores that compare the Student to the
normed sample. However, these grade-level scores are the only scores reported in the 2010 RR.
A narrative description of the Student’s Math skills
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explains that the Student can add some denominations of change up to a dollar, and
knows some multiplication. J-4 at 2.
4. The 2010 RR also provides information about the Student’s Reading abilities.
According to the 2010 RR, the Student started participating in a reading program
called “Read 180” about 9 weeks into the 2010-11 school year. When that program
started, the Student earned a lexile score of 304 on an initial screener. This
corresponds to a below-basic reading level, roughly equal to the late first grade. By
February 5, 2010, the Student’s lexile score had increased to 455 (basic/mid second
grade). The 2010 RR also reported improvement with sight words and reading
comprehension while noting difficulties with grammar and punctuation. J-4 at 2.
5. At the time of the 2010 RR, the Student received core academics (Language Arts,
Reading, Spelling and Math) in an autistic support classroom while attending Unified
Arts, Social Studies and Science in regular education classrooms. The Student also
received small group Speech and Language support once per week. The 2010 RR
concludes that the Student should maintain current levels of support. See J-4.
6. The 2010 RR also notes that the Student received one-to-one (1:1) para-educator
support throughout the school day. This statement was contradicted by witnesses
who testified that an aide was assigned to the Student’s classroom – not to the
Student. See, e.g. NT at 324. This is an important, meaningful difference. As
explained below, I find that 1:1 support was offered by the District, rejected by the
Parents, and never implemented as indicated in the 2010 RR.
7. The 2010 RR contains no information or assessments about the Student’s social
skills or executive functioning. See J-4, NT at 165-166.
8. The Parents and various District officials approved the 2010 RR. J-4 at 6.
9. The Student’s IEP team met on March 5, 2010 and developed an IEP for the
Student (2010 IEP). The Student’s Present Levels of Academic and Functional
Performance as reported in the 2010 IEP were copied directly from the 2010 RR
and, as such, include no information about the Student’s social skills or executive
functioning. J-5 at 5-7.
10. None of the goals in the 2010 IEP include baseline data. J-5 at 12-23.
11. Using the 2010 RR as a baseline, the Student had already mastered some of the
Math goals contained in the 2010 IEP at the time it was offered. C/f J-4 and J-5 at
19.
12. With the exception of one goal to improve the Student’s time on task and another
goal to improve listening skills, all other goals addressed reading, writing and math.
See J-5 at 12-23.
13. The 2010 IEP indicates that the Student will receive support from a personal care
assistant in all classroom settings. As described above, the Student did not receive a
1:1 aide, but an aide was assigned to the Student’s classroom.
14. The Parents requested an independent functional behavior assessment on August
31, 2011. P-2.
15. The Student’s IEP team reconvened on January 14, 2011. During that meeting, the
Student’s IEP was revised to indicate that the Student would audit a regular
education Unified Arts class. S-8.
16. Hand-written progress notes on the revised IEP at S-8 indicate that the Student was
making significant progress towards, or had mastered, many reading and math
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goals. Moreover, the notes – entered by the Student’s autistic support teacher –
were quantified to the extent that the goals themselves were aligned to programatic
or curricular standards.
17. Reviewing the revised IEP at S-8, the autistic support teacher was able to clearly
articulate exactly what work the Student was producing at the time the progress
notes were drafted. See, e.g. NT at 369-382.
18. The Student’s IEP team reconvened on September 6, 2011 and made revisions to
the Student’s IEP. J-9. Specifically, the IEP was revised to indicate that the Student
exhibited behaviors that impede learning. Parental concerns were also added to the
Present Levels section. The section of the IEP indicating what changes were made
during the revision says that functional behavior assessment results were added.
See J-9 at 2. However, the revised IEP does not include a functional behavior
assessment even though the need for one as a matter of law is clearly indicated in
the section of the document indicating that the Student exhibits behaviors that
impede learning. See J-9 at 8.
19. The added parental concerns indicate that the Parents were concerned about the
Student’s poor judgment during unstructured times, transportation and academic
frustration.
20. The goals in the revised IEP were also changed. See J-9 at 16-22. Some, but not all
of the goals now in included baseline data.
3
21. Based on testimony, it is not clear whether the revised IEP at J-9 was approved or
implemented. See NT at 196-197.
Also, through the goals, the revised IEP
begins a self monitoring behavior program that targets compliance and assignment
completion. J-9 at 22. This behavior program does not include social skills
instruction.
22. The Student has engaged in inappropriate behaviors in the school [redacted] on two
separate occasions. First, on April 27, 2011 the Student [redacted]. J-12; NT at 206.
Second, on May 10, 2011, [redacted]. Id. The Student was placed on “restricted
status,” which involves direct supervision during unstructured times, for 10 days as a
result of these incidents. See J-21, NT at 205.
23. After receiving consequences for behavioral incidents, the Student has not engaged
in the same behaviors again. NT at 230.
24. After disciplinary incidents, the Student would speak with teachers and/or the
building principal and, in the moment, the Student responded well to these
conversations. NT at 209.
25. The Student’s report card of June 27, 2011 indicates that the Student was “auditing”
Social Studies, Science and Music (meaning that the Student would attend and
participate in these classes but would not be graded).
4
3 In some cases, the baseline data is confusing. For example, one Math goal reads as follows: “Given a
baseline of 80% accuracy, [Student] will complete all aspects of the Consumer Math Banking
independently at 95% accuracy.” On its own, this looks like an assignment completion goal. In context of
short term objectives, it is clear that the goal expects the Student to write checks, use an A TM and
balance a checkbook with 95% accuracy. It seems that the Student could complete these tasks
independently at 80% accuracy at the time the goal was written. As discussed, this is not consistent with
the Father’s highly credible testimony.
During the same period, the
4 Some testimony indicates that the Student’s curriculum was modified in all classes beyond what is
indicated in any of the IEPs. See NT at 233, 326-327.
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Student earned As in Art and Physical Education; Bs in Tech Ed, Family and
Consumer Science, Math and Reading; and was falling Life Skills (which the Student
took Pass/Fail – see NT at 232).5
26. Auditing a course tends to indicate that the Student would have received a grade
below a C had the course been taken for a grade. NT at 218.
27. The Student has been a patient of a pediatrician who is board certified in
developmental and behavioral pediatrics (Developmental Pediatrician). The
Developmental Pediatrician testified on the Student’s behalf as an expert witness.
NT at 27. The Student has been the Developmental Pediatrician’s patient since May
of 2009. J-23.
28. On August 8, 2011, the Developmental Pediatrician sent a letter to the District
expressing her opinion that the Student exhibits poor judgment and does not
understand the consequences of various actions. This, combined with the Student’s
desire to please peers and a heightened susceptibility to peer pressure, made the
Student vulnerable. See J-23.
29. In the letter of August 8, 2011, the Developmental Pediatrician said that
unsupervised exposure to other adolescents placed the Student in “immediate
danger.” In the letter the Developmental Pediatrician also opined that the Student, at
the prompting of peers, could be [redacted] or could “be taught to be [redacted].” J-
23 Consequently, the Developmental Pediatrician believed that the Student “requires
a more restrictive environment for ... safety where [the Student] will not have any
time alone with other adolescents without adult supervision. Additionally [the
Student] is in need of more specialized training in [the Student’s] educational
program to maximize ... learning of practical skills regarding personal safety and
avoiding criminal behavior.” Id.
30. The Developmental Pediatrician’s letter of August 8, 2011 does not explain how the
Developmental Pediatrician formed the opinions contained therein other than
referencing the over two-year doctor-patient relationship.
31. To date, the Student has not engaged in [redacted] behavior in school or anywhere
else. NT at 28. Thankfully, none of the predictions about the Student’s propensity to
become [redacted] have been realized. As importantly, the Developmental
Pediatrician’s opinion that the Student may become [redacted] is based entirely on
the Student’s profile, not on any observed or reported behaviors. NT at 73-75.
32. The District completed an “Informal Functional Behavioral Assessment” on
September 13, 2011. J-12. It is not correct to refer to this document as a functional
behavioral assessment (FBA), informal or otherwise. Rather, this one page
document was a review of records with some input from teachers. This records
review identified two behaviors of concern: “(1) easily influenced by ... peers to
engage in unsafe/destructive behaviors and (2) refusal to complete non-preferred
activities and work.” Id.
5 In special education, Life Skills is usually seen as a term of art describing a program and placement for
lower functioning students. There is no indication that the Student participated in a typical life skills
program. Testimony does not indicate what was covered in the Life Skills class appearing on the
Student’s report card.
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33. The records review at J-12 indicates that the Student has a history of minor
behavioral incidents. Both [redacted] incidents were also reported, but it is noted that
those were the only two incidents that warranted disciplinary consequences. Id.
34. An actual FBA was not completed.6
35. On September 19, 2011, the District prepared a Positive Behavior Support Plan
(PBSP) for the Student. The Parents were not advised that a PBSP was being
implemented and are not listed as members of the team that drafted the document.
Id at 1. The Student’s Mother testified that the Parents learned that the PBSP
existed only as they were preparing for this due process hearing. NT at 115-117.
However, the District did mail a copy of the PBSP to the Parent on September 14,
2011. I find that the Parents did receive the PBSP at that time even though the
Parents do not recall receiving that document.
36. There is no evidence to suggest that the Parents approved the PBSP or any other
proposed IEP revisions transmitted by the District on September 14, 2011.
37. None of the Student’s IEPs call for explicit, direct social skills instruction.
38. The Student underwent an independent psychoeducational evaluation yielding an
independent educational evaluation (IEE) of October 10, 2011. J-16. The author of
that report, a school psychologist, testified as an expert on the Parents’ behalf.
39. The IEE included a review of records and administration of the following
standardized tests and questionnaires: Wechsler Intelligence Scale for Children,
Fourth Edition (WISC-IV); Wechsler Individual Achievement Test, Third Edition
(WIAT-III); and the Aggregate Neurobehavioral Student Health and Educational
Review (ANSER).
40. The WISC-IV includes several sub-tests that yield composite scores in four
categories and a full scale I.Q. score. The Student scored as follows (J-16 at 2):
a. Verbal Comprehension: 39 percentile - average range
b. Perceptual Reasoning: 61 percentile - average range
c. Working Memory: 18 percentile - low average range
d. Processing Speed: 2 percentile - borderline range
e. Full Scale: 21 percentile, low average range
7
41. The WIAT-III also includes several sub-tests that yield composite scores. The
Student scored as follows (J-16 at 3-4):
a. Oral Language Composite: 7 percentile - below average
b. Basic Reading Composite: 9 percentile - below average
c. Total Reading Composite: 3 percentile - below average
d. Written Expression Composite: 1 percentile - low
6 In their opening statement, the Parents indicate that the District offered to conduct a “formal” FBA, but
that offer was rejected because, at the that time, the Parents had requested an independent FBA.
Evidence and testimony on this point were never presented during the hearing. Had the Parents
requested an independent evaluation of any kind, the District would have been obligated to either grant
the request or request a due process hearing to prove the appropriateness of its own evaluation. To my
knowledge, neither of these occurred. Regardless, the District’s failure to request a due process hearing
was not presented as an issue, and for purposes of this hearing, the only fact that can be found is that
that the Student did not receive an FBA.
7 Generally, IQ is reported as a composite score. This hearing officer finds that percentile scores are more
useful as they compare the student to the normative sample. However, the IEE reports that the Student’s
full scale composite IQ score was an 88.
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e. Mathematics Composite: 2 percentile - low
f. Math Fluency Composite: 0.2 percentile - low
42. On the ANSER, the Parents and teachers reported difficulties with attention. The
Parents’ ratings place the Student in the “severe” category while the teachers’
ratings place the Student in the “moderate to severe” categories. J-16 at 4, 6.
43. By comparing the WISC-IV and WIAT-III scores, the independent school
psychologist concluded that the Student’s academic performance is at a level
significantly below the Student’s abilities. NT at 260-264.
44. The independent school psychologist recommended that the Student should receive
all academic instruction in a highly structured, small group environment with minimal
distractions. J-16, NT at 267. The independent school psychologist also
recommended that the Student should have direct social skills instruction with
structured opportunities to interact with typically-developing peers. J-16, NT at 268.
In contrast, monitored interactions with non-disabled peers (as opposed to social
skills instruction) would be only “mildly beneficial,” as the Student is not expected to
learn social cues through incidentally, even through monitored interactions. NT at
280-281.
45. The IEE reveals that the Student’s ability to read social cues, process new
information and maintain focus are all impaired. The Student may have difficulty
distinguishing between what is important and what is not, and may have the ability to
project the long term consequences of any given action – despite a propensity
towards attention-seeking behavior. J-16.
46. The Student’s mother (Mother) testified that the Student confided in her that the
Student engaged in more negative behaviors in school than appear in the District’s
disciplinary records. The Student also reported to the Mother that the Student
intended to engage in some negative, school avoiding behaviors that were never
carried out. These behaviors are consistent with what the Mother described as the
Student’s increasing school anxiety and avoidance. See NT at 98-101, 107-108,
127-128.
47. At one point, the Student intentionally attempted to [redacted]. See e.g. NT at 100-
101. The District was aware of this incident.
48. The Student has a fascination with [redacted] and sometimes makes up stories
about [redacted] to gain peer attention and approval. NT at 102, 105-107. The
Student does not have access to [redacted]. See NT at 102. Importantly, there is no
evidence that the Student actually wants to carry out any of the made up stories, or
has the capability of doing so.
8
49. The Mother believes that the Student would feel punished if the Student were placed
in a full-time autistic support in the District’s middle school. The Mother believes that
the Student would not feel the same way about attending a private school that
serves students with learning disabilities because the Student would not stand out in
such a setting. NT at 108-109.
9
8 For example, according to the Mother, the Student may not be able to understand that when a peer talks
about [redacted], the peer is telling a bad joke. But even while the Student may become fixed on such a
story, the Student takes no steps to carry out similar actions.
9 The District made a considerable effort on cross examination to challenge the Mother’s contention that
the Student would be less stigmatized in a private school for students with learning disabilities than in the
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50. The Parents do not allow the Student to participate in extracurricular activities
because such activities do not provide the type of supervision that the Parents
believe that the Student needs. NT at 109-110.
51. An aide is assigned to the Student’s autistic support classroom. Although that aide is
not assigned to the Student specifically, the aide travels with the class when the
students receive instruction outside the autistic support classroom. NT at 112-113.
52. In the past, the District was willing to discuss the need for an aide to supervise the
Student during all unstructured time in school. The Parents rejected this, believing
that the Student would feel stigmatized. NT at 128.
53. The Mother testified that she believes that the District has taken appropriate action
to address the Student’s behaviors after each incident, but that the District has not
provided programming that would improve the Student’s skills and abilities to
prevent the reoccurrence of similar incidents. NT at 130-132.
54. Consistent with the Mother, the Student’s father (Father) testified that he believes
the Student currently requires a more restrictive placement that will focus on
addressing the Student’s negative behaviors before they occur. The Father is
particularly concerned that, without such a placement, the Student’s behaviors may
escalate to a level of criminality. NT at 144-145.
55. The Father also corroborated much of the Mother’s testimony. See, e.g., NT at 146
(concerning the Student’s [redacted]), NT at 154, 157 (concerning the Parent’s non-
involvement with the development of the PBSP).
56. Regarding academic skills, the Father testified that the Student has difficulty telling
time and has limited functional Math skills (i.e. the Father reported that the Student
has only limited ability to count change, cannot write a check, and does not
understand the relationship between a check and the balance of a bank account).
See NT at 148-151. The Father also explained that the Student’s reading ability is
also poor, as the Student has difficulty reading a menu. NT at 152-153.
57. The Student is currently enrolled in a “consumer banking” program for Math and has
been taking that course since March of 2011. NT at 157. The Father does not know
enough about the consumer banking curriculum to express an opinion regarding its
appropriateness. NT at 156.
58. The Parents obtained a second, independent educational evaluation (IEE-2) from a
doctoral-level private evaluator on December 23, 2011 (between the first and second
hearing sessions). P-5. IEE-2 was admitted during the hearing over the District’s
objection. See NT at 291-302.
10
Student’s current placement or a more restrictive placement within the District’s middle school. The
Mother’s testimony regarding her expectations of how the Student would perceive such placements was
consistent and well-reasoned. Ultimately, however, the Mother’s perceptions in this regard are not a
deciding factor in this case. The Parents neither demand private placement (or any specific placement for
that matter) nor tuition reimbursement.
10 The Parents had retained the private evaluator to render opinions concerning the appropriateness of
the Student’s IEPs. The District challenged this during the first hearing session, as the evaluator had not
actually assessed the Student at that time or prepared a report. As the District’s challenge was debated,
the Hearing Officer remarked that testimony (from experts or otherwise) was not needed to highlight
procedural flaws in an IEP (such as the measurability of goals) because the Hearing Officer would read
all admitted evidence and find such facts as supported by evidence. The Hearing Officer’s remarks were
not intended to preclude expert testimony concerning the substantive appropriateness of any IEP. The
Hearing Officer also remarked that expert reports were not required for the presentation of expert
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59. IEE-2 included testing designed by the private evaluator that is aligned to
Pennsylvania Math standards. Strictly speaking, it is impossible to know whether the
tests developed by the private evaluator are truly aligned with state standards.
However, the private evaluator’s impressive credentials suggest that the private
evaluator certainly has the ability to draft such an assessment – even if that
assessment is not standardized or normed. More importantly, this “curriculum-
based” Math assessment produced results in line with all other evidence and
testimony concerning the Student’s Math abilities. Specifically, the Student was able
to meet the majority of third grade math standards (24.5 out of 39) but could only
meet five out of 39 fourth grade standards. P-5. Higher grade levels were not
assessed. The Student was in eighth grade at the time of the test.
60. IEE-2 also includes a standardized math assessment. According to that assessment,
the majority of the Student’s Math skills range in the first and second percentile
relative to same-aged peers (meaning that 98% to 99% of peers outperform the
Student in most Math domains). P-5.
61. Despite the Student’s Math curriculum in school, the Student had difficulty doing
math with mixed coins. NT at 305.
62. IEE-2 also included the Gray Oral Reading Tests - Fourth Edition (GORT-4). This
measures the Student’s reading rate (speed) and accuracy. Rate and accuracy
combined yield a reading fluency score. The test also assesses reading
comprehension. The Student rated in the first percentile for rate, the 16th percentile
for accuracy and below the first percentile for fluency, relative to same-aged peers.
The Student’s reading comprehension was rated in the 9th percentile. All of these
scores combined place the Student below the first percentile in total reading ability,
relative to peers. P-5.
Weight and Credibility Determinations
All witnesses testified to the best of their abilities. None attempted to obfuscate facts.
This is not to say that all testimony is given equal weight as some witnesses were
clearly more involved with the development and implementation of the Student’s
program and evaluations of the student than others. Some more detailed remarks
regarding particular witnesses are required in this case.
During the Developmental Pediatrician’s testimony, it was clear that the Developmental
Pediatrician had considerable insight about the Student and the Student’s disability. The
testimony, but that experts typically support their opinions with written reports in due process hearings.
The Parents construed the Hearing Officer’s remarks as a decision to preclude the private evaluator’s
testimony concerning the Student’s IEPs, and also as the Hearing Officer’s expression of a preference for
written expert reports. IEE-2 was obtained with this understanding and was admitted under the Hearing
Officer’s authority to compel the production of additional evidence. Regarding the Parents understanding
that the Hearing Officer had precluded the private evaluator’s testimony concerning IEPs; the Hearing
Officer corrected the Parent’s understanding on the record of the second hearing session and offered to
convene additional hearing sessions so that such testimony could be given. In correspondence
subsequent to the second hearing session, the Parents declined the Hearing Officer’s offer.
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Developmental Pediatrician’s testimony was quite helpful in that it helped the Hearing
Officer to understand and appreciate the Parents’ concerns. Also, the Developmental
Pediatrician’s testimony was both consistent with and fleshed out the warning letter of
August 8, 2011. Without such testimony, that letter may otherwise seem conclusory,
alarmist and hyperbolic. However, all of the Developmental Pediatrician’s opinions were
based on clinical observations. See NT at 92. The Developmental Pediatrician reviewed
the results of a psycho educational evaluation that included normative testing only
shortly before giving testimony at the due process hearing, and in preparation of that
testimony.
The importance of clinical observations should not be downplayed; and sometimes too
much stock is placed in standardized testing. At the same time, without any evidence to
support the hypothesis, the Developmental Pediatrician’s opinion about the Student
[redacted] must be discounted. The Developmental Pediatrician’s opinions regarding
the Student’s impulse control and susceptibly to negative peer influence is borne out by
evidence and recognized in some of the District’s own documents. See, e.g. J-12. But,
in this forum, that evidence does not substantiate a prognostication that the Student will
be [redacted] in the future.
The Student’s autistic support teacher was knowledgeable about the Student’s
educational history and current program. It is clear that this teacher makes a significant
effort to implement best practices and coordinate with his colleagues. This teacher
clearly cares both about the Student and the teaching profession. The same can be said
for the Student’s current Social Studies teacher, who also testified.
The District’s Director of Special Education, in contrast, had little involvement with the
Student and did not implement programming or conduct evaluations. Her testimony
regarding the transmission of documents to the Parents was credible even though it
contradicted equally credible testimony from the Parents. Her testimony beyond this
administrative function was given little weight.
Both parents testified credibly, and the Father’s testimony was particularly candid and
forthright. This Hearing Officer was impressed by the Parents’ heartfelt expression of
legitimate concerns. Although the Parents are laymen in the educational arena, their
opinions were carefully considered, backed by experts, and based on a deep
understanding of their child.
Legal Principles
I. The Burden of Proof
The burden of proof, generally, consists of two elements: the burden of production and
the burden of persuasion. In special education due process hearings, the burden of
persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62 (2005);
L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006). In this particular
case, the Parents bear the burden of persuasion because they requested the hearing
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and are seeking relief. The Parents must meet that burden by a preponderance of the
evidence. See N.M., ex rel. M.M. v. The School Dist. of Philadelphia, 394 Fed.Appx.
920, 922 (3rd Cir. 2010), citing Shore Reg'l High Sch. Bd. of Educ. v. P.S., 381 F.3d
194, 199 (3d Cir. 2004). Under this standard, the Parents must prove entitlement to the
demanded relief by preponderant evidence and cannot prevail if the evidence rests in
equipoise.
II. The Right to an IEE at Public Expense
Parental rights to an IEE at public expense are established by the IDEA and its
implementing regulations: “A parent has the right to an independent educational
evaluation at public expense if the parent disagrees with an evaluation obtained by the
public agency…” 34 C.F.R. § 300.502(b)(1). “If a parent requests an independent
educational evaluation at public expense, the public agency must, without unnecessary
delay, either— (i) File a due process complaint to request a hearing to show that its
evaluation is appropriate; or (ii) Ensure that an independent educational evaluation is
provided at public expense…” 34 C.F.R. § 300.502(b)(2)(i)-(ii).
It should be noted that parents always have the right to obtain an IEE, even when an
LEA is not obligated to fund it. See 34 C.F.R. § 300.502(b)(3).
III. The Right to a Free Appropriate Public Education
In the Third Circuit, IDEA-qualifying students receive FAPE through the implementation
of IEPs that are reasonably calculated to confer a meaningful (more than trivial or de
minimis) educational benefit. See See Board of Education of Hendrick Hudson Central
School District v. Rowley, 458 U.S. 176 (1982); Shore Regional High School Bd. of
Educ. v. P.S., 381 F.3d 194 (3d Cir. 2004); Ridgewood Bd. of Educ. v. N.E., 172 F.3d
238 (3d Cir. 1999); Polk v. Central Susquehanna Intermediate Unit 16, 853 F.2d 171
(3d Cir. 1988). What is meaningful for one student might not be meaningful for another,
and so the appropriateness of any IEP is a fact-specific inquiry.
Students are denied FAPE either when their IEPs are not reasonably calculated to
confer FAPE at the time they are drafted or when a well-drafted IEP is not implemented
in significant part.
IV. Substantive and Procedural Violations
“In matters alleging a procedural violation, a hearing officer may find that a child did not
receive a free appropriate public education only if the procedural inadequacies…
impede the child’s right to a free appropriate public education; significantly impede the
parents’ opportunity to participate in the decisionmaking process…; or … caused a
deprivation of educational benefits.” 20 U.S.C. § 1415(f)(3)(E)(ii). In other words,
violations of the IDEA that do not result in substantive harm neither constitute a denial
of FAPE nor warrant an award of compensatory education.
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When violations are substantive (either because they are substantive in nature or
because they are procedural violations that yield substantive harm) a remedy may be
awarded. See e.g. P.P. v. West Chester Area School Dist., 585 F.3d 727 (3d Cir. 2009);
M.C. v. Central Regional School Dist., 81 F.3d 389 (3d Cir. 1996).
Discussion
The Parents’ conjectures about the Student’s potential for [redacted] and criminal
behavior are too speculative and too far removed from the District’s obligations to
educate the Student to be cognizable in an IDEA action. At the same time, it is well-
established that the concept of education as envisioned in the IDEA goes well beyond
pure academics; and the Parents’ concerns about the Student’s poor impulse control,
susceptibility to negative peer influence, and inability to fully appreciate the
consequences of negative behaviors are completely legitimate and consistent both with
the Student’s reported conduct and with testing. In light of the Student’s long-standing
diagnoses, documented behaviors, evaluation reports (both from the District and from
independent evaluators) and the concerns that the Parents have consistently shared
with the District, it is surprising that the Student is not receiving any sort of formal social
skills instruction.
This Hearing Officer is persuaded that the Student has social skills deficits that are a
direct result of the Student’s autistic spectrum disorder. This manifests in the ways
described by the Parents, and contributes to the Student’s negative behaviors. The
District, through IEPs, agrees that those behaviors impede learning. The Student’s
social skills are not expected to improve through incidental contact with typically
developing peers, no matter how closely those interactions are monitored.
Consequently, any appropriate IEP for the Student must include some amount of direct,
explicit social skills instruction. The nature and quantity of any such instruction must be
data-driven. To whatever extent that the Student’s IEP team requires additional data to
implement an appropriate social skills program, additional assessments are warranted.
Further, FAPE was denied for periods of time during which the Student required but did
not receive this instruction and a remedy will be awarded for this denial.
The need for a true FBA is also clearly established. It is extremely unfortunate that the
Parties’ legal wrangling has prevented an FBA from going forward. The fight about who
should conduct an FBA has prevented an FBA from occurring. Under the legal standard
articulated above, the Parents are not entitled to an independent FBA at public
expense. The Parents dispute the appropriateness of a document that the District refers
to as an “informal” FBA. That document is not an FBA at all. Rather, that document is a
records review highlighting the need for an FBA. After that document was created, the
District offered to conduct an FBA and the Parents rejected that offer, insisting upon an
outside evaluator. Although this Hearing Officer appreciates the Parent’s skepticism, no
FBA was actually conducted and so the Parents are not disputing an evaluation. This
sort of dispute is a statutory prerequisite to a publicly-funded IEE. However, in light of
the clear need for an FBA, as an equitable remedy the District will be ordered to re-
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issue an evaluation consent form by which the Parents may give permission for the
District to conduct an FBA. Nothing in this Decision and Order is intended to preclude
the Parents from requesting an independent FBA if they dispute the District’s findings.
The results of the FBA should, of course, be used to generate a PBSP. The Student’s
current BPSP is inappropriate because it is derived from informal observations as
opposed to a genuine FBA. The need for data-driven social and behavioral
programming (not just academics) cannot be overstated. One would hope that a data
driven PSBP, made part of an IEP that includes data-driven social skills instruction, will
address the legitimate concerns about the Student’s susceptibility to peer pressure. By
all accounts, the District has responded appropriately to behavioral incidents as they
have come up. A systematic, data-driven effort must now be made to discourage the
Student’s negative behaviors and not just react to them. Failure to provide an
appropriate PBSP is also a denial of FAPE and a remedy will be awarded for this denial.
Evidence and testimony concerning the Student’s academic performance is concerning
and difficult to analyze in the context of a demand for compensatory education. On the
one hand, all testing indicates that the Student is performing significantly below
expectations, even given the Student’s cognitive profile. On the other hand, the Student
has made many important academic advances during the period of time in question.
Again, the District is under no legal obligation to bring the Student to academic
potential. The question is whether the Student’s recent successes, particularly in the
area of Reading, are meaningful for the Student.
I find that the Student has not made meaningful progress in Math. The Student has
spent a significant period of time in a Math class that is intended to teach personal
banking skills (counting money, making change, working with registers, etc.).
Supervised classroom performance notwithstanding, the Student cannot exhibit these
skills in clinical or real-world settings. The latter is the whole point of the class. The
Student has been learning how to count coins since at least December of 2009. The
Student’s progress in Math has been de minimis. The Student’s IEPs contained nearly
identical Math goals over the period of time in question, illustrating that the District was
aware of the Student’s minimal progress despite some positive progress monitoring. A
remedy will be awarded for this denial of FAPE.
In contrast, the Parents have not substantiated a denial of FAPE in Reading. The
picture of the Student’s progress in Reading is complex. The Student is unquestionably
reading below grade level, and the Student’s reading skills are below what should be
expected based on standardized testing, given the Student’s cognitive profile. At the
same time, the Student is making strides within the Read 180 program. There is
anecdotal evidence, mostly in the Father’s testimony, that the Student’s progress within
Read 180 has not yet translated to a noticeable increase in reading skills outside of
school. This might be expected, as progress with particular reading domains inside of a
particular reading program do not always translate into a global reading improvement
until certain milestones within the program have been reached. Similarly, progress from
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level to level within Read 180 does not correlate with progress as measured on tests
like the WIAT-III.
Although the quantity and quality of progress monitoring presented as evidence was
underwhelming, there is no suggestion that the Student’s reported progress in Read
180 is disingenuous or inaccurate in any way. Similarly, no evidence or testimony
suggests that the Student’s progress within the Read 180 curriculum is not meaningful.
Consequently, this Hearing Officer cannot find that FAPE was denied in respect to the
Student’s Reading instruction. It must be noted, however, that this finding is made with
a degree of caution. Going forward, progress monitoring within the Read 180 program
alone may not be a sufficient indication of meaningful progress. Using existing
standardized testing as a baseline, one would expect gains in the Student’s reading
ability over time that can be measured with assessment tools that are not part of the
Read 180 program.
Similarly, the Parents have not substantiated a claim that FAPE has been denied in
other academic subjects. One can reasonably conclude that the Student cannot read
grade-level, subject-specific materials. That assumption alone does not prove that the
Student is not learning the content of various courses through both active and passive
participation in class. The Parents were involved in the decision that the Student should
audit various classes. The lack of a grade in those classes does not substantiate a
denial of FAPE just as poor marks in a graded class may not, by themselves, prove that
FAPE was denied.
As dicta, the Hearing Officer notes that the Parents are clearly interested in a private
school placement for the Student. The Parents have not demanded a private placement
or any particular placement at all. Despite testimony and evidence concerning the type
of learning environment that the Student needs, no placement demand has been made.
This decision does not address issues that were not presented, and the Hearing Officer
issues no decision about the District’s ability to effectuate appropriate programming
consistent with this Decision and Order.
An order consistent with the foregoing follows:
ORDER
And now, March 2, 2012, in accordance with the foregoing findings of fact and
conclusions of law, it is hereby ORDERED that:
1. The Student was denied FAPE from the start of the 2010-11 school year through the
present as a result of inappropriate Math programming. The Student is hereby
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awarded one hour of compensatory education for each day that the District was in
session during that period of time.
2. The Student was denied FAPE from the start of the 2010-11 school year through the
present as a result of the District’s failure to provide an appropriate PBSP and any
formal social skills instruction. The Student is hereby awarded one hour of
compensatory education for each day that the District was in session during that
period of time.
It is FURTHER ORDERED that the District shall immediately seek the Parents’ consent
to conduct an comprehensive FBA. In the event that the Parents refuse to provide
consent, the District will be held harmless for any subsequent failure to develop an
appropriate PBSP.
It is FURTHER ORDERED that within fifteen (15) days of this Order, the Student’s IEP
team shall convene to determine if more information is required to implement an
appropriate social skills program for the Student. If more data is required, the District
shall seek the Parents’ consent to conduct whatever evaluations may be required.
Either upon completion of any such evaluations, or upon a determination that additional
information is not required, the Student’s IEP team shall revise the Student’s IEP to
include an appropriate social skills program.
It is FURTHER ORDERED that any claims not specifically addressed in this Decision
and Order are denied and dismissed.
Hearing Officer
/s/ Brian Jason Ford
