Bethlehem Area School District | Case 13604-12-13 | 2013-03-21
Pennsylvania special education due-process decision
- Case number
- 13604-12-13
- Date
- 03/21/2013
- Parties / district (official listing)
- Bethlehem Area School District
- Hearing officer
- Linda Valentini
- Issues (official listing)
- Extended School Year Specific Learning Disability Free Appropriate Public Education
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
EXPEDITED DUE PROCESS HEARING
Name of Child: A.K.
ODR #13604/12-13AS
Date of Birth:
[redacted]
Date of Hearing:
March 18, 2013
CLOSED HEARING
Parties to the Hearing: Representative:
Parents Elizabeth Kapo, Esquire
2123 Pinehurst Road
Bethlehem, PA 18018
Bethlehem Area School District Lucas Repka, Esquire
1516 Sycamore Street King, Spry, Herman, Freund
Bethlehem, PA 18017 & Faul
One West Broad Street Suite 700
Bethlehem, PA 18018
Date Transcript Received: March 20, 2013
Date of Decision: March 21, 2013
Hearing Officer: Linda M. Valentini, Psy.D., CHO
C e r t i f i e d H e a r i n g O f f i c i a l
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Background
Student1 is an elementary-school-age child who is eligible for special education pursuant
to the Individuals with Disabilities Education Act [IDEA] under the current classification
of specific learning disabilities, and consequently a protected handicapped individual
under Section 504 of the Rehabilitation Act of 1973 [Section 504], as well as the federal
and state regulations implementing those statutes.
This matter concerns an expedited due process request from the Parents who disagree
with the District’s proposed Extended School Year [ESY] program, believing that it is
inadequate to meet Student’s needs.
Issue
Is the ESY program the District offered to Student for summer 2013 appropriate?
Findings of Fact
1. Student resides within the boundaries of the District and attends 3
rd Grade in the
neighborhood school. As per an Individualized Education Plan [IEP] written in
January 2013, Student was deemed eligible for ESY services. [S-7]
2. On the Scholastic Reading Inventory administered at the beginning of this school
year Student scored a Zero, where a score below 400 indicates the need for further
assessment and placement into a specialized reading program. [NT 105]
3. In December 2012 the general education teacher, the special education teacher
and the school counselor collaborated on a Teacher Observations and Input
document. Although the document noted Student has average cognitive ability:
“[Student] is currently reading at a beginning first grade level. [Student] is only
getting 45% correct on first grade sight words. [Student] also has a heavily
modified Math curriculum with multiple times to retake test 1:1….[Student] has
made limited academic progress since qualifying for special education services
two years ago while in grade 1.” [NT 67-68; P-6]
4. As of January 14, 2013 Student’s score on the Slosson Oral Reading Test
[SORT], a reading assessment, placed Student at the end-of-Kindergarten level.
[NT 67-72, 116-117; P-7]
5. The January 2013 IEP records under Present Levels for Reading: “The
assessments of [Student’s] DRA reading level have been inconsistent”; “From
1 This decision is written without further reference to the Child’s name or gender, and as far as is possible,
other singular characteristics have been removed to provide privacy.
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August until now, [Student’s] performance on the Dolch list of high frequency
sight words has also been inconsistent”. [S-7]
6. Student’s report card for the first two marking periods of the current academic
year [to the middle of January 2013] reveals that Student showed “inadequate” or
“marginal” academic performance in all areas of writing and math, and in the
areas of reading strategies and vocabulary development. In contrast, Student
made “satisfactory” academic progress in reading comprehension, response to
literature and speaking/listening skills. [NT 90; S-11]
7. Starting on December 14, 2012 Student received the System 44
2 reading program
for 60 minutes daily. System 44 is delivered through a half hour of small group [4
children] instruction and a half hour of computer instruction. Although an initial
placement test on System 44 put Student at the 4.1 level3 and Student progressed
to beginning the 4.3 level in March, a subsequent placement re-test on March 7th
yielded a score that found Student to be at an earlier level, 1.1. Student’s
instruction then started back at the beginning of the program. [NT 105-107; S-7;
P-3]
8. The January 2013 IEP records under Present Levels for Math: “[Student] has
difficulty following along with whole class instruction”. Grades on modified
Third Grade math Assessments were all below 73% and down as low as 33%. [S-
7]
9. The general education teacher noted that Student was recommended for ESY
because of inconsistencies in demonstrating skills in reading, mathematics and
writing. [NT 60]
10. The general education teacher described that, not during breaks, but from day to
day, Student is “not regressing, just staying at the same level, being able one day
to do something on a harder level and the next day not to continue that level but to
go back to reading the level [Student] was at the day before”. [NT 60, 62-63]
11. The special education teacher noted that because of Student’s inconsistencies she
could not document actual regression but she recommended ESY because of the
inconsistencies. She believed it would be difficult for Student to maintain skills
because of the inconsistencies – “[Student] could read a certain DRA level one
day and two days later could not…sometim es [Student would] know a word, the
exact same word, on Page 2, 3, 4 and 5, came to Page 6 and could not read that
2 Student received the Wilson reading program in a group of four children during the previous school year
but Wilson instruction was not continued in the current school year because the Wilson-trained teacher was
moved to another school building. [NT 97-98]. Student was not instructed by a reading specialist in a
research-based reading program until mid-December of the current school year. Before that Student
received reading instruction from the general education teacher or the special education teacher. [NT 108]
3 NB. This is not a grade equivalency level. It is a numerical level associated with the System 44 sequence.
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word with the short term memory issues, the auditory memory issues”. She did
not believe that Student has mastered and consolidated reading skills. [NT 78]
12. The special education teacher further testified to Student’s inconsistencies, saying
that “things Student will know one day, I can’t get [Student] to be able to do
another day. And I wish I knew why and I do not know why”. [NT 98-99]
13. The reading specialist testified that Student’s reading level has stayed the same
since she began working with Student in December. [NT 114]
14. The reading specialist noted that Student’s “inconsistence is inconsistent”
whereby words recognized one day are not recognized the next day. [NT 115]
15. The reading specialist explained that Student does not have automaticity. Student
is not retaining reading skills from one day to the next and does not have rapid
recall of “basic, basic, early, early phonics skills, which is hindering Student from
remaining consistent and progressing further”. [NT 115]
16. The current Occupational Therapist began working with Student in September
2012 and attended the January 2013 IEP meeting. She believes that Student
continues to require occupational therapy. [NT 29, 33]
17. The January 2013 IEP records under Present Levels for Writing: “[Student’s]
handwriting is often illegible”; “[Student] skips words when writing, reverses
letters and letter order.” [S-7]
18. Student’s handwriting [printing] is difficult to read as acknowledged by the
Occupational Therapist when reviewing Student’s Daily Planner. [NT 47; P-2]
19. The Occupational Therapist did not see a significant lag or regression over the
summer 2012 break in the skills the previous therapist was addressing as specified
in OT progress monitoring. Student did not show regression or recoupment
difficulties in handwriting after the December 2012-January 2013 winter break.
[NT 30, 35-37, 39-40, 51; S-12]
20. The Occupational Therapist does not believe that Student requires Occupational
Therapy services over the summer. [NT 34, 40]
21. According to the Director of Special Education the District does not do specific
testing to determine ESY eligibility but bases the decision upon a child’s progress
on IEP goals as gauged through progress within the classroom and progress
monitoring within the IEP. [NT 16-17]
22. Student’s eligibility for ESY, as noted on the ESY Evaluation Qualification
Student Checklist was based on: “Whether the student has difficulties with
regression and recoupment that will make it unlikely that the student will maintain
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the skills and behaviors relevant to IEP goals and objectives” and “The extent to
which the student has mastered and consolidated an important skill or behavior at
the point when educational programming would be interrupted”. [S-8]
23. According to the Director of Special Education [who has not been involved in
Student’s programming or IEP development this academic year] the number of
hours of ESY is based upon a child’s individual needs as assessed by the IEP
team, and she believes that there is no set minimum number of hours. [NT 19-20,
22]
24. Student’s mother testified unequivocally that the number of hours Student should
receive ESY was not discussed at the IEP meeting. [NT 139]
25. Although Student’s general education teacher was part of the IEP team that
determined Student was eligible for ESY, the general education teacher was not
part of the decision-making regarding the number of hours of ESY instruction to
be offered to Student. [NT 53-54, 59, 64]
26. Although the special education teacher was part of the IEP team that determined
Student was eligible for ESY, the special education teacher was asked by a central
office administrator to submit all the data she used to help determine ESY
eligibility. The special education teacher did not make the decision regarding the
number of hours of ESY instruction to be offered to Student. [NT 72-73; S-7]
27. The special education teacher had never before qualified a child to receive ESY
services. [NT 81]
28. The decision about how many hours of ESY instruction Student would be offered
was made by the central office administrator who was not part of Student’s IEP
team. [NT 81-82]
29. The general education teacher supports the District’s ESY offer because “ESY is
to continue to keep [Student] where [Student] is… so [Student] doesn’t regress
over the summer…” and to keep Student “a t the maintenance level”. [NT 61, 64]
30. The general education teacher opined that the offered amount of ESY over the
summer to cover reading, mathematics and written expression is sufficient
“because it’s one-on-one, [Student] is consistently right now staying where
[Student] is, not regressing and progressing, but I believe that one-on-one should
definitely keep [Student] where [Student is] at”. [NT 61-62]
31. The District offered an ESY program for summer 2013 that in its entirety would
consist of 10 hours of one-to-one instruction
4 to cover the areas of reading,
4 The IEP does not specify one-to-one instruction but a reasonable inference can be made that one-to-one
was what was intended. [NT 65, 83; S-7]
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writing and mathematics; the 10 hours were to be apportioned among the three
areas by the ESY instructor[s] and the Parents. [NT 87; S-7]
Discussion and Conclusions of Law
Burden of Proof: The burden of proof, generally, consists of two elements: the burden of
production [which party presents its evidence first] and the burden of persuasion [which
party’s evidence outweighs the other party’s evidence in the judgment of the fact finder,
in this case the hearing officer]. In special education due process hearings, the burden of
persuasion lies with the party asking for the hearing. If the parties provide evidence that
is equally balanced, or in “equipoise”, then the party asking for the hearing cannot
prevail, having failed to present weightier evidence than the other party. Schaffer v.
Weast, 546 U.S. 49, 62 (2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392
(3d Cir. 2006); Ridley S.D. v. M.R., 680 F.3d 260 (3
rd Cir. 2012). In this case the
Parents asked for the hearing and thus assumed the burden of proof.
Credibility: During a due process hearing the hearing officer is charged with the
responsibility of judging the credibility of witnesses, weighing evidence and,
accordingly, rendering a decision incorporating findings of fact, discussion and
conclusions of law. Hearing officers have the plenary responsibility to make “express,
qualitative determinations regarding the relative credibility and persuasiveness of the
witnesses”. Blount v. Lancaster-Lebanon Intermediate Unit, 2003 LEXIS 21639 at *28
(2003); See also generally David G. v. Council Rock School District, 2009 WL 3064732
(E.D. Pa. 2009).
The Parents called a series of school district staff, and one occupational therapy
consultant, to testify in this matter. The school principal had no direct involvement in
making the decisions regarding ESY and hence could contribute little. The Director of
Special Education has had no involvement with Student this school year, and no input
into Student’s IEP, but did testify as to the District’s method of determining whether ESY
is warranted. She emphasized that the amount of ESY to be provided was an IEP team
decision made on the basis of the child’s individual needs, with no set minimum or
maximum. The witnesses that followed her, however, demonstrated that the substantive
content and form of Student’s ESY program was not in fact an IEP team decision, and in
light of their descriptions of Student’s academic functioning and in light of documents
referenced it was clear that Student’s individual needs could not possibly have driven the
design of the ESY program. Each of the witnesses who actually worked with Student
stayed close to the District’s central message – that 10 hours of academic instruction over
the course of the summer was appropriate in that this maintained Student at Student’s
present level[s] of functioning. Other than reiterating this central message, however, the
testimony of the District staff did not develop a coherent picture of the District’s position.
On the one hand, staff testified that regression and recoupment was one reason Student
was deemed ESY-eligible, but on the other hand considerable testimony was elicited to
suggest that there was no regression over breaks. On the one hand, staff members were
committed to having Student maintain skills and consolidate progress, while on the other
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hand documents and testimony established that in almost all areas progress was minimal
at best and that inconsistency was the hallmark of Student’s performance. The notions of
keeping a child where the child is, when where the child is is in the zone of no progress,
and maintaining a child’s skill levels when those levels are well below grade level
expectations and inconsistent at best, are not representative of FAPE. The totality of the
testimony from the District staff in this matter served to strengthen the Parents’ position
and although given great thought and considerable weight, the weight was stacked on the
Parents’ side of the scale. The Parent testified credibly and straightforwardly.
Legal Basis: Having been found eligible for special education, the Student is entitled by
federal law, the Individuals with Disabilities Education Act as Reauthorized by Congress
December 2004, 20 U.S.C. Section 600 et seq. and Pennsylvania Special Education
Regulations at 22 PA Code § 14 et seq. to receive a free appropriate public education
(FAPE). FAPE is defined in part as: individualized to meet the educational or early
intervention needs of the student; reasonably calculated to yield meaningful educational
or early intervention benefit and student or child progress; and provided in conformity
with an Individualized Educational Program (IEP). A child’s special education program
must be reasonably calculated to enable the child to receive meaningful educational
benefit at the time that it was developed. (Board of Education v. Rowley, 458 U.S. 176,
102 S. Ct. 3034 (1982); Rose by Rose v. Chester County Intermediate Unit, 24 IDELR 61
(E.D. PA. 1996)). Local Educational Agencies [LEAs] need not provide the optimal
level of service, maximize a child’s opportunity, or even set a level that would confer
additional benefits. What the statute guarantees is an “appropriate” education, “not one
that provides everything that might be thought desirable by ‘loving parents.’” Tucker v.
Bayshore Union Free School District, 873 F.2d 563, 567 (2d Cir. 1989).
Acknowledging that some students may require programming beyond the regular school
year, the federal legislature deemed that Extended School Year services are to be
provided to an eligible child if necessary to assure that the child receives a free,
appropriate public education (FAPE). 34 C.F.R. §300.106(a)(2). Pennsylvania
regulations provide additional guidance for determining ESY eligibility, requiring that
the factors listed in 22 Pa. Code §14.132 (a)(2) (i)—(vii) be taken into account.
22 Pa. Code § 14.132(a)(2) (i)—(vii ) provides in relevant part:
(a) In addition to the requirements incorporated by reference in 34 CFR 300.106
(relating to extended school year services), school entities sha ll use the following
standards for determining whether a student with disabilities requires ESY as part
of the student’s program:
(1) At each IEP meeting for a student with disabilities, the school entity shall
determine whether the student is eligib le for ESY services and, if so, make
subsequent determinations about the services to be provided.
(2) In considering whether a student is eligible for ESY services, the IEP team
shall consider the following factors; however, no single factor will be considered
determinative:
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(i) Whether the student reverts to a lower level of functioning as evidenced by
a measurable decrease in skills or be haviors which occurs as a result of an
interruption in educational programming (Regression).
(ii) Whether the student has the capacity to recover the skills or behavior
patterns in which regression occurred to a level demonstrated prior to the
interruption of educational programming (Recoupment).
(iii) Whether the student’s difficulties with regression and recoupment make
it unlikely that the student will maintain the skills and behavi ors relevant to IEP
goals and objectives.
(iv) The extent to which the student has mastered and consolidated an
important skill or behavior at the poin t when educational programming would be
interrupted.
(v) The extent to which a skill or behavior is partic ularly crucial for the
student to meet the IEP goals of se lf-sufficiency and independence from
caretakers.
(vi) The extent to which successi ve interruptions in e ducational programming
result in a student’s withdrawal from the learning process.
(vii) Whether the student’s disa bility is severe, such as autism/pervasive
developmental disorder, serious emotional disturbance, severe mental retardation,
degenerative impairments with mental involvement and severe multiple
disabilities.
(b) Reliable sources of information regarding a student’s educational needs,
propensity to progress, recoupment poten tial and year-to-year progress may
include the following:
(1) Progress on goals in consecutive IEPs.
(2) Progress reports maintained by e ducators, therapists and others having
direct contact with the student before and after interruptions in the education
program.
(3) Reports by parents of negative changes in adaptive behaviors or in other
skill areas.
(4) Medical or other agency reports indicating degenerativ e-type difficulties,
which become exacerbated during breaks in educational services.
(5) Observations and opinions by educators, parents and others.
(6) Results of tests, including crit erion-referenced tests, curriculum-based
assessments, ecological life skills assessments and other equivalent measures.
(c) The need for ESY services will not be based on any of the following:
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(1) The desire or need for day care or respite care services.
(2) The desire or need for a summer recreation program.
(3) The desire or need for other programs or services that, while they may
provide educational benefit, are not re quired to ensure th e provision of a free
appropriate public education.
In determining whether the LEA has offered an appropriate ESY program, as is the case
for determining whether an LEA has offered an appropriate IEP, the proper standard is
whether the proposed program is reasonably calculated to confer meaningful educational
benefit. Rowley. “Meaningful benefit” means that an eligible student’s program affords
him or her the opportunity for “significant learning.” Ridgewood Board of Education v.
N.E., 172 F.3d 238 (3RD Cir. 1999).
Discussion: The IDEA and Pennsylvania law are very clear on what ESY is supposed to
accomplish. ESY is provided to prevent a child from losing educational ground over a
long break in schooling, such as during the summer. The District is proposing a total of
ten hours of one-to-one instruction to cover reading, writing and mathematics. The
Parents assert that this proposal does not represent ESY FAPE and ask me to order an
“appropriate amount” of ESY services in the academic areas and also to order OT
services over the summer.
The IDEA’s standard for “appropriateness” is put forth above. The issue is not which
ESY program is more appropriate, but whether the District’s proposed program is in and
of itself appropriate. As is the case in all matters involving the provision of FAPE to a
child, the IDEA places emphasis on the “individual” child. In deciding this case I first
looked at Student as an individual learner, and then weighed quantity and quality of the
District’s proposed program.
Although Student demonstrates deficits in reading, writing and mathematics, the most
salient deficit is in reading. Student is a learner with what appears to be a heretofore
intractable and seemingly atypical memory deficit that significantly interferes with
Student’s ability to remember sight words and phonemes – intractable in that the deficit
has been present over a considerable period of time in the presence of some specially
designed instruction, and atypical in that Student’s retention of certain reading skills ebbs
and flows in that one day Student knows the material and the next day Student does not
know the material. District general education and special education teachers and the
reading specialist working with Student uniformly characterize Student’s abilities in
reading as consistently inconsistent. They also uniformly testified that Student has made
slow if any progress in reading.
The District acknowledges that Student has made slow progress, and that Student is
consistently inconsistent. The District also forcefully argues that as ESY is intended to
keep intact the skill level a child attained during the school year, its proposed program is
appropriate because it does not have to further Student’s skills, only maintain the status
quo. It is difficult to understand that what the District seems to be arguing is that in order
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to be appropriate, all its ESY program must do is keep Student in the same state of
minimal progress with inconsistent demonstration of skills that Student currently shows.
I reject this position.
The District attempted to show that Student does not demonstrate regression with limited
recoupment over breaks. What it seems to ha ve failed to apprehend is that Student’s
daily, weekly and monthly course in read ing has been a cycle of regression and
recoupment and regression again. This is not a status quo that we would want
maintained. Furthermore, the District also seems to have glossed over consideration of
“The extent to which the student has master ed and consolidated an important skill or
behavior at the point when educati onal programming would be interrupted ” and “ The
extent to which a skill or behavior is particularly crucial for the student to meet the IEP
goals of self-sufficiency and independence from caretakers ”. Contrary to the District’s
position, I do not hold that this consideration is confined to the population of severely
developmentally delayed children. It is indi sputable that this Student with average
intelligence is very far from mastering r eading skills at anywhere approaching grade
level, and it is likewise indisput able that reading is a skill that is particularly crucial for
meeting the goal of self-sufficiency and independence.
I find that ten hours of instruction, albeit one -to-one, that is to a ddress severe reading
deficits, and significant written expression and mathematics defi cits, is not appropriate.
The Parents asked that I order “an appropriate amount of ESY” without defining what
this amount would be. Given no further guidan ce as to what the Parents believe is an
“appropriate amount” of ESY, I shall exercise my broad equitable authority and, based
upon the information provided at the hearing, will establish what is an appropriate
amount of ESY.
As for Occupational Therapy, while the weight of the evidence does not support a finding
that direct therapy services are required fo r FAPE over the summer, I will order that the
teacher[s] providing the academic ESY to Stude nt be afforded OT consultation over the
course of the summer to guide them in assi sting Student to use the handwriting strategies
learned over the course of the school year , and that the Parents also receive OT
consultation in anticipation of their doing some homework with Student over the summer
based upon ESY assignments.
Conclusion
Based upon the evidence presented at the expedited due process hearing in this matter,
and the applicable law relating to ESY eligibility and appropriate programs and services,
I conclude that the District’s proposed ESY program is not appropriate.
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Order
It is hereby ordered that:
The ESY program the District offered Student is not appropriate.
The District shall provide, procure or fund a total of 50 hours of one-to-one academic
instruction for Student during summer 2013.
The instruction shall be allocated as follows: 30 hours of reading instruction,
10 hours of writing instruction, and 10 hours of mathematics instruction.
The reading instruction must be provided by a certified reading specialist using a
research-based, systematic, multi-sensory reading program that is delivered with fidelity.
The District shall provide a total of 60 minutes of Occupational Therapy consultation to
the teacher[s] providing the ESY program to Student to support them in assisting Student
to maintain handwriting skills over the summer.
The District shall provide a total of 30 minutes of Occupational Therapy consultation to
the Parents to support them in assisting Student to maintain handwriting skills when
completing ESY assignments and engaging in skills practice over the summer.
Any claims not specifically addressed by this decision and order are denied and
dismissed.
March 21, 2013
Linda M. Valentini, Psy.D., CHO
Date Linda M. Valentini, Psy.D., CHO
Special Education Hearing Officer
NAHO Certified Hearing Official
