Boyertown Area School District | Case 00101-09-10 | 2010-04-01
Pennsylvania special education due-process decision
- Case number
- 00101-09-10
- Date
- 04/01/2010
- Parties / district (official listing)
- Boyertown Area School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Placement Free Appropriate Public Education Reimbursement Least Restrictive Environment
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: JE
Date of Birth: xx/xx/xxxx
ODR No. 00101-0910 LS
CLOSED HEARING
Parties to the Hearing: Representative :
Frederick M. Stanczak, Esquire
179 North Broad Street
Doylestown, PA 18901
Boyertown Area School District Jennifer Donaldson, Esquire
120 North Monroe Street Sweet , Stevens, Katz & Williams
Boyertown, PA 19512 331 East Butler Avenue
P.O. Box 5069
New Britain, PA 18901
Date of Ruling: April 1, 2010
Hearing Officer: William F. Culleton, Jr., Esquire
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INTRODUCTION
(Student) is a seventeen year old eligible resident of the Boyertown
Area School District (District); he is in tenth grade at the [Redacted School] in
[Redacted city] Pennsylvania. (NT 20-6 to 16, 506-8 to 13, 515-16 to 18.)
[REDACTED SCHOOL] is a private school that provides college
preparatory education to students with learning differences. (NT 507-24 to
508-13.) The Student is identified with Autism.
In July 2009, the District offered the Student an IEP with part time
inclusion and part time placement in its own autistic support class at
Boyertown Area Senior High School (BASH). (NT 21-12 to 14; S-19 pp. 54
to 56.) The Parents requested due process on July 27, 2009, amending their
complaint on September 2, 2009. (P-14.) They asserted that the District’s
offered program and placement were inappropriate and that the IEP planning
process was inappropriate because the District refused to conduct the IEP
meeting at
[REDACTED SCHOOL] so that the Student and his teachers could
participate. Ibid. They requested tuition reimbursement for the 2009-2010
school year. Ibid. They also requested an order that the District was liable
to pay for tuition and transportation during the pendency of this matter.
The District asserted that its July 2009 offered program and
placement, as revised in an IEP offered in August 2009, was appropriate.
They requested that tuition reimbursement be denied for that reason and
based upon equitable considerations. (P-14 pp. 277 to 281.) They also
challenged certain statutory claims.
1 They requested an order that pendency
does not apply and that the Parents should reimburse the District for tuition
and travel costs for the 2009-2010 school year.
PROCEDURAL HISTORY
1 The Parents’ complaint was based upon the Individuals with Disabilities Education Act (IDEA), 20
U.S.C. §1401 et seq.; the Rehabilitation Act of 1973, section 504 (section 504), 29 U.S.C. §794; and the
Americans with Disabilities Act of 1990 (ADA), 42 U.S.C. §12101. The District asserted that the latter
two laws do not apply or are moot, and that the hearing officer has no jurisdiction of the ADA claims. (P-
14 p276, 280, 284, 287 to 288.)
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The Student had moved into the District in 2001; at that time, the
Student was placed in an approved private school, the [Redacted APS], and the
District continued that placement by agreement until 2008. (NT 23-3 to 21,
25-16 to 25.) In September 2008, (Parents) unilaterally removed the Student
from the APS and enrolled him at [REDACTED SCHOOL]. (P-8 p. 6.)
(Decision of Special Education Hearing Officer Anne L. Carroll, Esq.,
finding number 20.) On March 19, 2009, Hearing Officer Carroll awarded
the Parents tuition reimbursement and transportation costs for the 2008-2009
school year. Ibid. In her decision, Hearing Officer Carroll found that the
placement at [REDACTED SCHOOL] was appropriate for the Student. (P-8.)
On June 17, 2009, the District appealed this decision to the United States
District Court for the Eastern District of Pennsylvania. (SD- 17.) This suit
was settled, effective March 9, 2010. (JE-1.)2
The hearing was convened before Special Education Hearing Officer
Deborah DeLauro, Esquire, and was completed in six sessions from October
21, 2009 to March 1, 2010. After the first session, Hearing Officer DeLauro
withdrew for health reasons and the undersigned was assigned to complete
the matter. I read the transcript of the first session and Hearing Officer
DeLauro’s extensive notes. I also consulted with Hearing Officer DeLauro
and read the entire documentary record. Written summations were received
on March 17, 2010 and the record closed on that day.
ISSUES
1. Did the District make a free appropriate public education
available to the student in a timely manner for the 2009-2010
school year?
2. Is the
[REDACTED SCHOOL] an appropriate placement for the
Student for the 2009-2010 school year?
2 “JE” refers to the Joint Exhibit offered by stipulation through an email message dated
March 12, 2010. I have admitted as a Hearing Officer Exhibit (HO-1) the email message,
because it establishes the stipulation and the applicable dates.
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3. Should the hearing officer order the District to pay the cost of
tuition and transportation of the Student to [REDACTED SCHOOL]
for the 2009-2010 school year?
FINDINGS OF FACT
JULY 7, 2009 IEP – PROGRAM PLANNING AND LITIGATION
HISTORY
1. In August 2008, the Student was entering tenth grade at the [Redacted APS],
an Approved Private School. He had been placed there by the
Northampton School District pursuant to an IEP. The District had
implemented the Northampton IEP and the placement at
[Redacted
APS]after the Student and his Parents moved into the District at the
beginning of the 2001/2002 school year. (NT 23-3 to 21, 25-16 to 25; P-8
p. 183, FF 3.)
2. In August 2008, Parents provided an Independent Educational Evaluation
to the District concerning the Student. The independent evaluator
diagnosed the Student with Asperger’s Syndrome, a Reading Disorder in
Comprehension and Fluency, a Mathematics Disorder, a Writing Disorder
and a Learning Disorder in the area of auditory and visual processing. (P-
4.)
3. In September 2008, the Parents unilaterally removed the Student
[Redacted APS]and enrolled him at [REDACTED SCHOOL], without the
consent of the District. (P-8 p. 186.)
4. Based on the private evaluation submitted by the Parents, as well as its
own evaluation, the District issued a Reevaluation Report dated October
31, 2008. The Report identified the Student with Autism. It found that
the Student exhibited high average verbal comprehension, average
perceptual reasoning and working memory, and very low processing
speed. His reading and mathematics performance were poor. His reading
decoding was average, but his fluency and comprehension were poor due
to low processing speed in all areas of testing. His expressive language
and perspective taking skills were problematic. He demonstrated
problems with speech fluency, pitch, pragmatics and problem solving.
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Written sentence structure was also problematic. (P-5 p. 156 to 157; S-5
p. 8.)
5. The report found that the Student exhibited “a mild disorder in pragmatic
skills and problem solving skills [and] a mild disorder in … fluency and
pitch.” His articulation and receptive and expressive skills were within
normal limits. (P-5 p. 152.)
6. The Report found that the Student needed a small classroom setting,
specially designed instruction “in all content areas”, individualized
instruction in reading, direct instruction in reading, mathematics and
writing, a social skills program with focus on perspective taking, speech
therapy “throughout his school day and not in an isolated setting”, and a
highly structured environment.” The report also found that the Student
needs “[a]dvanced warning for transitions” and “social scripts.” (P-5, p.
156 to 157.)
7. In November 2008, the District’s Director of Special Education submitted
to the District Board a budget proposal to open a new Autism Support
(AS) class at BASH. The Board preliminarily and informally approved
the budget item for this class in January 2009. The Director then began
planning for the new class, a process that continued until after June 25,
2009; by the end of June, the District Board approved the budget for the
new class, and the Director began staffing and development of the
operational plan and protocols. The class opened on September 2, 2009,
the first day of school for that year. (NT 1078-10 to 1084-1, 1141-1 to
17; S-22.)
8. On March 18, 2009, the Parents wrote a check for a deposit to
[REDACTED SCHOOL] to reserve a place in its 2009-2010 class for the
Student, signed a contract to pay the tuition for that school year, and
signed an enrollment form; they mailed all of these documents
immediately to [REDACTED SCHOOL]. The deadline for financial
assistance for the 2009-2010 school year was March 20, 2009. (P-10 pp.
213 to 218.)
9. On March 19, 2009, Special Education Hearing Officer Anne Carroll
issued a due process decision finding that the Student’s placement at
[REDACTED SCHOOL] in the 2008-2009 school year had been appropriate,
and ordering that the District reimburse tuition payments made by the
Parents for that school year. (P-8.)
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10. On or about April 1, 2009, the District issued a request to reevaluate the
Student. The request included “Academic, Social/Emotional assessments
to the extent required”, review of [REDACTED SCHOOL] records,
Speech/Language assessment and Occupational Therapy assessment. The
Parents replied by letter dated April 14, 2009, questioning the need for
reevaluation. On May 1, 2009, after additional correspondence with the
District by themselves and their attorney, the Parents provided permission
to conduct limited evaluations, including speech language, occupational
therapy and achievement testing, in addition to access to the [REDACTED
SCHOOL] records on the Student. (P-12, P-13 p. 264, 266 to 270; S-6 to
11, 15 to 18.)
11. On May 26, 2009, the District’s Speech/Language evaluator entered an
addendum into the October 2008 Reevaluation Report, based upon
classroom observation and interview of the Student in
[REDACTED
SCHOOL], testing, [REDACTED SCHOOL] teacher pragmatic profiles and a
review of records. The evaluator found that the Student continues to
exhibit a disorder in pragmatic skills, problem solving, speech fluency and
pitch. The evaluator recommended individual and small group explicit
teaching with reinforcement throughout the school day. (S-5 pp. 8 to 11.)
12. On May 26, 2009, the District’s Occupational Therapy evaluator entered
an addendum into the October 2008 Reevaluation Report, based upon
classroom observation and interview of the Student in [REDACTED
SCHOOL], testing, [REDACTED SCHOOL] teacher pragmatic profiles and a
review of records. The evaluator found that the Student suffers from mild
to moderate sensory processing dysfunction, with inadequate coping
strategies. The evaluator recommended placement in a public high school
setting to challenge the student to learn adequate coping strategies. (S-5
pp. 14 to 17.)
13. In their letter, the Parents requested an IEP meeting “with … the
[REDACTED SCHOOL]. The District replied, offering to meet to discuss
the requested reevaluation, by letters dated April 20 and April 23, 2009.
The Parents reiterated their request for an IEP meeting by letter dated
April 22, 2009. The District offered dates for an IEP or evaluation
meeting on April 20, May 1 and on June 11, 2009, and the meeting was
held on June 25, 2009. The Parents, although they had agreed to that
meeting date, received less than one day’s confirmation of its scheduling.
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Although they had requested that the meeting take place at the
[REDACTED SCHOOL], to permit the Student’s participation and that of
his teachers, the meeting was scheduled at the Boyertown high school.
(NT 57-11 to 58-18; P-3; P-13 p. 263 to 271; S-6.)
14. During this period of time, an appeal to District Court and other litigation
was commenced concerning the District’s requirement that Parents
advance security before it would fund the placement ordered by Hearing
Officer Carroll. (P-12.)
15. On June 24, 2009, the Parents received from the District a fifty one page
draft IEP for discussion. The Parents rejected this IEP at the meeting the
next day. (NT 88-4 to 7; P-3; P-13 pp. 271-272; P-14.)
16. The Parents concluded that the IEP was inadequate because BASH is a
large public high school with numerous students. The Parents also
objected to putting the Student into an atmosphere where typical students
and children with disabilities are educated together, because this
necessitates singling out the children with disabilities for special or
unusual treatment, such as having assistance in inclusive settings and
assignment to special education classes. The Parents were especially
concerned with the risk of bullying, and concluded that this risk was
unacceptably high at the BASH. (NT 97-11 to 17.)
17. On July 7, 2009, the District offered a placement at the new AS class,
with a program including inclusion, supportive services, specially
designed instruction, related services and measurable educational goals.
This offered program and placement were revised at a resolution session
on August 20, 2009. (S-19.)
18. The District offered a plan to have the Student come into the BASH
building before the first day of classes to meet with his teacher and learn
the physical layout of the school, as well as numerous other transitional
supports. The Parents did not avail themselves of this offer. (NT 98-1 to
13; S-22.)
THE JULY 7, 2009 IEP FOR THE 2009-2010 SCHOOL YEAR
19. The teacher assigned to the new BASH Autism Support (AS) class is a
certified special education teacher with thirteen years of experience,
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including teaching students identified with Autism and Asperger’s
Syndrome. Although the teacher does not have a Masters degree, she has
most of the credits necessary for such a Masters equivalency. She has
experience teaching reading in a learning support classroom. She is
supervised by the Director of Special Education for the District, and has
access to her. The teacher is reputed and admitted to be very capable as a
special education teacher. (NT 82-7 to 9, 196-23 to 198-22, 201-1 to 12,
245-20 to 22, 849-14 to 16, 1080-4 to 9.)
20. The Intermediate Unit provided consultative support to the teacher in
starting the AS class. (NT 202-10 to 203-16.)
21. The AS class in 2009-2010 appropriately serves seven students, ranging
from tenth graders to twelfth graders. Not all are identified with
Asperger’s Syndrome, though all but one are identified with Autism. The
staffing is one teacher and two aides. (NT 203-19 to 206-13, 846-25 to
848-5, 860-13 to 15.)
22. The new class is functioning well and has not experienced any significant
problems. (NT 259-8 to 260-23, 811-22 to 812-6, 860-13 to 15.)
23. The AS class provides supportive services in inclusion and other settings
through the aides assigned to the AS class. Lunch is partially supervised,
depending on the students’ need for support in the lunchroom setting.
(NT 230-22 to 232-3.)
24. Social skills are taught in the AS class and progress monitoring data is
taken across all classes. Academic skills are reinforced and academic
learning problems are addressed individually. A certified
speech/language pathologist teaches social skills once per week to the
entire group. (NT 239-23 to 242-3, 256-13 to 257-8, 362-3 to 363-2, 257-
9 to 259-2.)
25. The District provides a special education mathematics class that is based
upon a computer – based curriculum. The AS class provides support
through its assigned aides. (NT 232-13 to 233-25.)
26. The District also provides a research based special education reading
class. (NT 234-9 to 235-13, 1106-4 to 1107-8.)
27. The District offered two measurable goals in reading, addressing the
Student’s needs in reading comprehension. (S-22 p. 53.)
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28. The District offered five measurable goals in mathematics, addressing the
Student’s needs in fluency and mathematics concepts. (S-22 pp. 54 to
56.)
29. The District offered two measurable written expression goals, addressing
the Student’s needs in sentence formation, conventions and organization,
which would be implemented by the AS class teacher, who would monitor
progress according to the IEP through the PSSA writing rubric. (NT 238-
9 to 239-22, 107-9 to 1108-12; S-22 pp. 56-57.)
30. The District offered six measurable speech/language goals, addressing the
Student’s needs in conversation, perspective taking, requesting help,
problem solving, speech fluency and pitch variety. These would be
provided in speech/language therapy by a certified speech/language
pathologist. (NT 301-10 to 22; 349-9 to 357-23; S-22 pp. 57 to 60; P-9 pp.
201 to 205.)
31. The District offered three occupational therapy goals, addressing the
Student’s sensory needs for self-regulation. (S-22 pp. 60 to 61.)
32. The District offered one goal in self-advocacy, which appears to be
measurable, but whose measurement formulation is unclear. (S-22 p. 62.)
33. The District offered one social skills goal addressing the Student’s need to
develop the ability to make friends, which appears to be measurable, but
whose measurement formulation is unclear. (S-22 p. 62.)
34. The District offered one goal in anxiety regulation, which addresses the
Student’s emotional needs, and which appears to be measurable, but
whose measurement formulation is unclear. (S-22 p. 63.)
35. At least four students in the class have transitional plans with goals of
college admission. The AS class provides all students with instruction
and resources to identify and pursue career goals based upon self-
identification of personal preferences and skills, and follows their IEP
transition goals. The program provides support for transition to college,
including visiting college campuses. The District offered to provide this
program to the Student and to individualize it through IEP goals. (NT
208-9, 212-2 to 219-22, 220-2 to 222-10, 236-8 to 237-22; S-22 p. 48 to
50.)
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36. The District offered the Student five periods of special education classes,
including the Autistic Support class, the special education mathematics
class and the special education reading class. The schedule originally
proposed was adjusted in consultation with the Parents. (NT 235-14 to
18; P-1 p. 55, 58, 58A.)
37. The District offered the student specially designed instruction including
social scripts, specific visual feedback, advanced warning and discussion
of transitions, video modeling techniques, assignment chunking with
detailed calendar, slower paced instruction, clear role definition when
working in groups, specific social skill instruction, role playing,
community based instruction in social skills and sensory diet. (NT 357-
24 to 360-23; S-22 pp. 64 to 65, 71.)
38. The District offered related services including two aides assigned to the
AS class, speech and language services, occupational therapy services,
one-to-one classroom paraprofessional assigned to the Student as needed,
school counselor and transportation. (S-22 pp. 65 to 66.)
39. The District offered to provide supports to school personnel including a
District behavior specialist, Intermediate Unit consultation, District and
Intermediate Unit autism consultants, a transition consultant from the
Intermediate Unit, a school based therapist and weekly staff meetings to
discuss the student’s transition needs and speech/language/occupational
therapy progress. (NT 361-6 to 18, 1102-14 to 23; S-22 pp. 67 to 68.)
40. The District offered to provide transition services for the Student relating
to his transition from [REDACTED SCHOOL] to the High School. These
included opportunities to navigate the BASH building with a map before
the first day of classes, when there would be few if any other students
present; to follow the proposed schedule during the summer; to meet and
question his proposed teachers; “very, very detailed written information”
with visuals given daily about events at the BASH and projected
environmental conditions, including crowding in halls and bells and other
signals; teaching skills regarding locker and cafeteria use and student
procedures for bathroom absence, seeking counseling help, business with
the school office; emergency procedures such as fire drills; bus
procedures; one to one orientation to the BASH; pairing with another
student in the AS class and meetings with the school counselor. Teachers
would also meet weekly to discuss the Student’s transition to BASH. (NT
712-25 to 718-23, 1094-7 to 1096-4; S-22 pp. 2 to 7, 47 to 49, 68.)
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41. The District offered a schedule of classes including college preparatory
academics, social and speech skills, transitional planning and special
subjects. (NT 728-3 to 738-13, 1096-8 to 1099-8, 1104-23 to 1106-3; S-
22 p. 12.)
42. The offered reading instruction and the behavior support plan would not
be implemented at the beginning of the school year, due to the need to
asses the Student’s achievement levels, including conducting a functional
behavior assessment to place him at the appropriate level of instruction.
(NT 858-23 to 859-6, 888-4 to 889-20, 1110-13 to 1111-5, NT 1143-1 to
1149-10, 1150-11 to 1151-13, 1158-7 to 1159-21.)
43. Some elements to be included in the program in fact, such as a research
based reading program, writing program and peer mentor program, were
not listed in the August 20 IEP. This included baseline data, which could
not be taken until the Student should start in BASH. (NT 1151-15 to
1153-2; S-22 p. 20.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two considerations, the burden of
going forward and the burden of persuasion. Of these, the more essential
consideration is the burden of persuasion, which determines which of two
contending parties must bear the risk of failing to convince the finder of
fact.3 The United States Supreme Court has addressed this issue in the case
of an administrative hearing challenging a special education IEP. Schaffer
v. Weast, 546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005). There, the
Court held that the IDEA does not alter the traditional rule that allocates the
burden of persuasion to the party that requests relief from the tribunal.
The Court noted that the burden of persuasion determines the outcome
only where the evidence is closely balanced, which the Court termed
“equipoise” – that is, where neither party has introduced a preponderance of
3 The other consideration, the burden of going forward, simply determines which party
must present its evidence first, a matter that is within the discretion of the tribunal or
finder of fact (which in this matter is the hearing officer).
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evidence4 to support its contentions. In such unusual circumstances, the
burden of persuasion provides the rule for decision, and the party with the
burden of persuasion will lose. On the other hand, whenever the evidence is
clearly preponderant in favor of one party, that party will prevail. Schaffer,
above. Therefore, the burden of proof, and more specifically the burden of
persuasion, in this case rests upon Student’s Parents, who initiated the due
process proceeding. If the evidence is in “equipoise”, the Parent will not
prevail.
APPROPRIATENESS OF THE PROPOSED PLACEMENT
This dispute comes down to two different and apparently
irreconcilable perspectives on how best to deal with the student’s prominent
areas of educational need. The record makes clear that the Student has good
academic potential and good motivation to succeed, but he can be distracted
and held back academically due to his social and pragmatic skills deficits,
coupled with his heightened sensitivity to crowded environments and
negative social encounters, such as jostling and aggressive behavior by
peers. (FF 2, 4 to 6.) The problem is whether or not to deal with these
weaknesses through intensive teaching and a challenging inclusive public
school environment, while still supporting the Student’s aspirations to
succeed academically – or through a protective, academically challenging
private environment with a slower, gentler approach to teaching the Student
self-regulation, speech and social skills. (FF 2 to 6.) The Parents invited me
as an administrative hearing officer to decide on the best answer to this
question.
I cannot make this choice for
Student, nor should I. As an
administrative hearing officer, my only decisional authority is to determine
whether or not the District has complied with its legal obligations. I find
that it has complied with the law with regard to its offer of a program and
placement for the 2009-2010 school year. However, I also find that the
District’s obligations are governed by the pendency provisions in the IDEA,
4 A “preponderance” of evidence is a quantity or weight of evidence that is greater than
the quantity or weight of evidence produced by the opposing party. Dispute Resolution
Manual §810 (please note that the Manual was promulgated before the Supreme Court
ruled in Schaffer v. Weast, at a time when the Local Educational Agency had the burden
of persuasion in Pennsylvania and elsewhere in the federal Third Judicial Circuit. Thus,
the first sentence of section 810, indicating that the LEA has the burden in most cases, is
outdated and was effectively overturned by Schaffer).
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and I find that [REDACTED SCHOOL] is the pendent placement to the date of
this decision.
LEGAL STANDARD
The IDEA requires that a state receiving federal education funding
provide a “free appropriate public education” (FAPE) to disabled children.
20 U.S.C. §1412(a)(1), 20 U.S.C. §1401(9). School districts provide a
FAPE by designing and administering a program of individualized
instruction that is set forth in an Individualized Education Plan (“IEP”). 20
U.S.C. § 1414(d). The IEP m
ust be “reasonably calculated” to enable the
child to receive “meaningful educational benefits” in light of the student's
“intellectual potential.” Shore Reg'l High Sch. Bd. of Ed. v. P.S., 381 F.3d
194, 198 (3d Cir. 2004) (quoti
ng Polk v. Cent. Susquehanna Intermediate
Unit 16, 853 F.2d 171, 182-85 (3d Cir.1988)); Mary Courtney T. v. School
District of Philadelphia, 575 F.3d 235, 240 (3rd Cir. 2009), see Souderton
Area School Dist. v. J.H., Slip. Op. No. 09-1759, 2009 WL 3683786 (3d Cir.
2009).
“Meaningful benefit” means that an eligible child’s program affords
him or her the opportunity for “significant learning.” Ridgewood Board of
Education v. N.E., 172 F.3d 238, 247 (3d Cir. 1999). In order to properly
provide FAPE, the child’s IEP must specify educational instruction designed
to meet his/her unique needs and must be accompanied by such services as
are necessary to permit the child to benefit from the instruction. Board of
Education v. Rowley, 458 U.S. 176, 181-82, 102 S.Ct. 3034, 1038, 73
L.Ed.2d 690 (1982); Oberti v. Board of Education, 995 F.2d 1204, 1213 (3d
Cir. 1993). An eligible student is denied FAPE if his program is not likely
to produce progress, or if the program affords the child only a “trivial” or
“de minimis” educational benefit. M.C. v. Central Regional School District,
81 F.3d 389, 396 (3rd Cir. 1996); Polk v. Central Susquehanna Intermediate
Unit 16, 853 F. 2d 171 (3rd Cir. 1988).
Under the Supreme Court’s inte rpretation of the IDEA in Rowley and
other relevant cases, however, a school district is not necessarily required to
provide the best possible program to a student, or to maximize the student’s
potential. Rather, an IEP must provide a “basic floor of opportunity” – it is
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not required to provide the “optimal level of services.” Mary Courtney T. v.
School District of Philadelphia, 575 F.3d at 251; Carlisle Area School
District v. Scott P., 62 F.3d 520, 532 (3d Cir. 1995).
I find that the July 7, 2009 IEP offered by the District in this matter
satisfied these minimal requirements of the law. The proposed program was
individualized to address the educational needs of the Student. (FF 2 to 5,
27 to 41.) It was based upon a thorough District re-evaluation performed
less than one year prior to the offer. (FF 4.) The District re-evaluation in
turn was premised upon an up-to-date independent educational evaluation
that the Parents had provided to the District, and upon which the District
relied extensively. (FF 2, 4.) The evaluation identified educational needs
throughout a broad range of academic, social, cognitive and emotional
functioning, including needs related to poor reading fluency and
comprehension, mathematics fluency and comprehension, writing
conventions, speech fluency and intonation, speech pragmatics, social skills
and sensory regulation. (FF 4 to 6.) The July 7, 2009 IEP offered multiple
goals to address each of these areas of need. (FF 27.) These goals generally
were measurable, although not perfectly so. (FF 32 to 34.)
Based upon the testimony of the te acher for the AS class and the
Director of Special Education, the testimony of whom I credit as credible
and well founded, as well as that of the Parents’ experts, I find that the
District appropriately proposed to implement these goals through the
combination of its newly established AS class and inclusion in its regular
education programs, many of which are “co-taught” by special education
teachers, thus providing supportive services. (FF 19 to 26.) The AS class
program at the same time would provide additional support to the Student to
address individual needs such as difficulties with transitioning into the
District’s program, and incidental difficulties that might arise. (FF 24, 38.)
The AS class offered a small, well staffed classroom environment for
teaching social and career transition skills. (FF 19 to 22.) Its teacher is a
highly qualified, experienced and skilled professional, and she is well
supported through District consulting personnel and consultation contracts
with the Intermediate Unit. (FF 19, 20, 39.) The program is well organized
and all conceded that it is a good program. (FF 21, 22.) In addition, the
Student would be assigned to special education classes in reading and
mathematics. (FF 25, 26, 36.)
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The IEP offered extensive relate d services, including one-to-one
supportive services in inclusive environments, as needed, speech therapy by
a certified speech language pathologist, occupational therapy for sensory
issues, counseling, mental health services and transportation. (FF 38.)
Numerous specially designed instruction techniques were also offered. (FF
37.)
The IEP extensively addressed th e student’s needs for support and
assistance in transitioning from the
[REDACTED SCHOOL] to the public
school environment. (FF 40.) The program also made extensive
opportunities available for academic advancement and college preparatory
work. (FF 23, 24, 35, 36, 37, 41.) Thus, on its face, the offered program
and placement was reasonably calculated to provide the Student with a
meaningful opportunity for significant learning and meaningful educational
benefit. On its face, it provided far more than “de
minimis” educational
benefit.
Parents’ Testimony and Criticism
The Parents’ chief contention is th at this facial benefit would be
nullified by the fact that it is placed in BASH, a large public high school, in
which, they argue, the Student cannot adequately or safely function. They
assert that, due to his sensory regulation issues, the Student cannot function
in large, crowded, noisy and uncontrolled environments, such as he would
encounter throughout the school day at BASH. This they couple with his
lack of speech and social skills, which they project would make him a target
for typical peers. They predict that the Student would be bullied and would
misinterpret social events in a way that would increase his anxiety and
diminish his ability to focus on academic achievement.
The Parents base this predicti on upon the Student’s known disabilities
as described by themselves and in the various evaluation reports, his
experience at the
[Redacted APS], in which they assert that he was bullied, and
the testimony of two experts who opined that the Student would not be able
to handle a public school.
The Parents have no training or experience in education, yet they
offered many opinions about the quality of the
[REDACTED SCHOOL] and the
District programs. The Parents’ basis for their own conclusions about the
comparative quality of the District’s program and the [REDACTED SCHOOL]
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program were not based upon an adequate foundation of facts and education,
training or experience. The Mother visited the District’s high school only
twice before the hearing, once in June 2008 and once in October 2009, just
before the due process hearing commenced. (NT 146-1 to 148-16.) The
Father did not visit the AS class at all. (NT 694-10 to 11.)
I cannot rely upon the Parents’ testim ony in support of this contention.
I find that the Mother’s testimony is not sufficiently reliable for this purpose.
The Mother’s judgment was based upon three primary concerns that were
unrelated to the legal standards set forth above. First, she wanted the
Student’s program be “college preparatory.” (NT 183-1 to 20.) Second, she
was concerned, from “look[ing] at the IEP”, that it would be “a step back”
from the Student’s program at
[REDACTED SCHOOL]. (NT 183-7 to 13, 190-
23 to 191-7.) Third, she was concerned that the environment of the
Boyertown Area High School would not be safe for the Student because of
her fear of bullying. (NT 183-14 to 20, 194-1 to 16.) The basis for these
concerns was impressionistic and not based upon any expertise in drawing
inferences from the brief, episodic observations she had been able to make at
the high school.
As to the first two concerns, the Mother seemed to ignore the
District’s assertion, as evidenced in the plain language of its offered IEP,
that its programming would provide an opportunity for college preparatory
academic work and transition to college, even though the law, as discussed
above, does not require a local educational agency to offer a college
preparatory program. As to the Student taking a backward step, the Mother
based this on her observation that the AS class would include students with
autism who were not identified with Asperger’s Syndrome. She also based
this on the fact that the IEP devoted much attention to non-academic skills
such as speech and social skills development. The Student’s Father made it
clear that, in his judgment and that of the Student’s Mother, no risk of
disrupting the Student for a new program would acceptable. (NT 656-17 to
657-13, 691-10 to 694-9.)
From my observation of the Mother’s demeanor at the hearing, it was
clear that her fear of the public school environment for her child is palpable.
She repeatedly and with deep concern referred to this concern. At one point,
during students’ noisy movement in a nearby hallway, an object struck the
door of the hearing room. I observed the Mother’s startled reaction, and it
revealed a heightened sensitivity to the sometimes unruly atmosphere of a
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large school for adolescents. (NT 1119-1 to 1120-9.) However, her fear that
the Student would be subjected to bullying at BASH was based largely on
his experience at [Redacted APS]some years earlier, in a different environment
and at a different time in his emotional and social development. She also
heard discussion of bullying at BASH on the day before her testimony, but
did not follow up to verify the hearsay reports of students that she heard, and
these reports did not disclose any serious problem with bullying at BASH.
(NT 193-25 to 194-16, 260-24 to 263-2.) This is an insufficient basis for
concluding that the Student is predictably likely to fail at BASH because of
bullying.
While I mean in no way to diminish the validity or importance of the
Parents’ concerns, I cannot credit them as a sufficient factual basis for
finding the District’s offered program and placement to be inappropriate,
based upon the minimal standard the law requires for measuring
appropriateness. Moreover, their protestations that they would accept the
District’s offered placement if it were appropriate, (NT 181-4 to 182-10),
cast doubt on their reliability as witnesses, because the overall tenor of their
testimony about
[REDACTED SCHOOL], (FF 8, 10), strongly implies that they
would not accept an appropriate placement at BASH – rather, both Parents
would always be dissatisfied with the District’s offers. (NT 80-2 to 8.) This
is not to imply anything but the most sincere concern for the Student’s
welfare; still, it is clear from the transcript and Hearing Officer DeLauro’s
notes that any assertion of a willingness to consider placement at BASH was
not credible and I so find from the record.
Experts’ Testimony
The Parents presented two expert witnesses who opined that the
District’s offered program and placement were inappropriate for the Student.
They included [Redacted name], an educational consultant, and [Redacted
name], the Student’s treating clinical psychologist. Both witnesses were
personally qualified to offer such opinions and I find them to be credible.
(NT 833-19 to 844-14, 778-23 to 785-22.)
Dr. [Redacted name] Ph.D., is an educational consultant with
experience in evaluating educational programs. Dr. [Redacted name] opined
that the District’s program was not “suited” to the Student. Her rationale
included “the actual makeup of the students” in the AS class, the crowded
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17
hallways and larger academic classes for inclusion, the potential for typical
students to “target” the Student, and that the autistic students in the AS class
do not “offer the potential of peers” for the Student. She also relied upon the
Student’s inability to socialize with typical students, the absence of an
“explanation” of how supports would be faded for the Student in time for
graduation, the absence of three hours per night of homework, as attested by
staff in the AS classroom itself, and the fact that the curriculum offers a
mixture of “transition skills, life skills and academic skills”. (NT 860-13 to
869-3, 886-11 to 887-12.)
This expert made cogent observati ons in two visits on two different
days, and drew reliable inferences from her observations in some but not all
instances, based upon her experience. The reliability of her conclusions was
reduced by the limits of her methodology, which consisted largely of
interviews during her visits with the AS class teacher and the aides, as well
as visual observation of students in the program. (NT 898-10 to 17, 994-12
to 995-1.) She did not read to any cognizable degree the District’s planning
or program descriptive documents, was not familiar with the programs and
needs of the other students whom she characterized, and did no testing to
support her characterizations of the Student’s needs and capabilities. She
spoke to the Student for about 20 minutes. (NT 886-4, 891-21 to 892-17.)
She did not interview academic class teachers at BASH or review their
curricula. (NT 906-11.) As with the District witnesses, Dr. [Redacted
name] necessarily had no opportunity to observe the Student in the BASH
setting, in order to test the validity of any prediction as to his likely behavior
in that environment. (NT 925-4 to 14.)
Dr. [Redacted name], Ph.D, testified that the student would encounter
“extreme difficulty” in transitioning to the BASH from
[REDACTED
SCHOOL]. He also predicted that the transition would set the Student back
by at least two semesters. (NT 795-25 to 796-23.) He based this prediction
upon the Student’s difficulties with transitioning, anxiety, and his need for
“intellectual stimulation.” (NT 788-8 to 798-5.) He offered that the Student
has mastered many of the life skills being taught in the BASH autism
program, and that the Student would need an inappropriately stigmatizing
one-to-one aide in order to be included in mainstream classes for academic
work. (NT 803-4 to 22, 809-10 to 812-6; S-22 p. 73.) He testified that the
District’s offered program and placement would not be appropriate for the
Student. (NT 797-22 to 798-5.)
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18
The witness did not observe the District’s program, and has never
seen BASH. (NT 8-2-10 to 25, 808-1 to 5.) He was not clearly
knowledgeable about the details of the autistic program. (NT 804-4 to 805-
2.) He conceded on cross examination that “there’s no guarantee in either
place” that the Student will learn the social skills that he will need after
graduation. (NT 806-12 to 807-14.) He also conceded that it is an
appropriate goal for the Student to learn how to make transitions in life. (NT
814-7 to 25.)
Both of Parents’ experts clearly st ated that their concern regarding the
crowded, noisy hallways at BASH was not based upon the Student’s sensory
regulation issues, but solely on the potential that he would misinterpret
social interactions in that atmosphere or be targeted for bullying. (NT 817-7
to 23, 916-10 to 917-9.) Dr. [Redacted name] advanced a “cost benefit”
analysis, indicating that it is less important for the Student to learn the skill
of dealing with such an environment than it is to focus on academics and
“more common” social skills. (NT 917-9 to 921-14.)
Similarly, District witnesses conceptualized a cost-benefit analysis,
but with the opposite conclusion: essentially that the benefit outweighs the
cost. (NT 975-23 to 978-17, 1002-15 to 1005-9, 1112-18 to 1113-11.)
Several highly qualified District staff - familiar with the Student and his
needs, as well as with the program and how it operates at BASH - opined
that the District’s offer was appropriate. (NT 273-10 to 274-22, 275-22 to
276-4, 997-16 to 998-14, 1111-21 to 1112-18, 1118-17 to 20.)
I find that the evidence on this issue preponderates in favor of the
District. I give little weight to the Parents’ judgments on this matter, for
reasons stated above. I give greater weight to the testimony of the District’s
expert witnesses than to that of the Parents’ witnesses, because the former
have greater underlying knowledge of the salient facts. Therefore, I find that
the District’s program is appropriate as designed and individualized for the
Student.
Timeliness of the District’s Offer
The Parents argue that the offer came too late for them to transition
the Student into it appropriately. They correctly point out that the District
was not even authorized to propose it to them as of June 25, 2009, when they
met in an IEP meeting to plan the Student’s program. (FF 7.) They argue
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19
that the District did not at that time provide them with sufficient details of
the program and how it would work, and therefore they had to plan for the
Student’s continuation at [REDACTED SCHOOL]. The Parents complain that
the District’s program was not finalized until August 20, (FF 17), and by that
time, the family had vacation plans, making it impossible to transition the
Student into BASH – a critical step to permit meaningful educational benefit
from the new plan and placement. They also correctly assert that elements
of the program were not implemented immediately upon the start of the
school year, including the behavior support plan and the researched based
reading program, which was not even listed in the specially designed
instruction section of the August 20, 2009 IEP. (FF 42, 43.)
The IDEA requires timeliness; it requires the IEP to be “in effect”
before the start of the school year. 20 U.S.C. §1414(d)(2)(A). Parents argue
that the District’s offer was not “in effect” on September 2, the first day of
school, (S-22 p. 6), because certain elements were not ready to be
implemented on day one. While this argument has the appeal of a bright line
test for FAPE, it argues too much.
In this matter, for instance, the District offered a multiplicity of
elements, most of which it was prepared to implement on the first day of
class. (FF 19 to 43.) However, it did not have a behavioral support plan,
because that could not be provided until a functional behavior assessment
should be completed – which had to be performed with the Student at
BASH. Similarly, the District needed to place the Student in a reading
instructional level, but needed to assess his reading level first. (FF 42, 43.)
The IEP drafters omitted to include programs that they were prepared
to offer, including class assignments, and this might have engendered some
delay. Yet, the delay would not have been substantial, while the offered
services were substantial. (FF 43.)
I need not allocate blame for these delays; there is an acrimonious
history between these parties. (FF 3, 10, 13 to 16.) Parents contend that the
District took too long to offer their plan, while the District blames Parents
for delaying necessary evaluations. It is sufficient to note that the finalized
IEP was offered before the start of school, (FF 17), and there was no
evidence to suggest that any delay in implementing behavioral support,
reading, or peer counseling was so extensive or fundamental as to vitiate the
basic program that was offered.
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Parents made much of the argument that they were unable to
cooperate with any transition activities offered to the Student before the first
day of school. They claimed that the District waited until August 20 to offer
the numerous services set forth in the IEP, and that by that time, the Student
was unable to participate due to vacation plans. The record does not support
their contention. The June 2009 plan, though incomplete, offered a full
range of activities for transitioning the Student to BASH, including activities
to be provided during the summer. (FF 17, 18; P-3 pp. 94 to 96.)
Thus, I cannot credit the Parents’ claim that their vacation schedule
precluded participation, since the offer was made as early as June.
Moreover, I cannot rely upon the Mother’s testimony as to the reason for the
Student’s non-participation, because her memory for central events in the
enrolment of the Student at
[REDACTED SCHOOL] was faulty. For example,
she forgot that she had signed the financial contract for [REDACTED
SCHOOL] on March 18, a day before the decision of Hearing Officer Carroll.
(NT 138-2 to 140-4.) She was also very vague about the dates of ESY at
[REDACTED SCHOOL] and the time that the ESY program ended each day
at [REDACTED SCHOOL], even though the reason given for the Student not
attending various IEP meetings in the summer was that he had to attend the
ESY program at [REDACTED SCHOOL]. (NT 143-21 to 145-22.) The
Mother was vague and contradictory about the dates and duration of the
vacation that she said was the reason that the Student could not participate in
transitional activities offered again by the District in August, prior to the
start of classes, at one point suggesting that the vacation endured until
September 25, even though she had signed a NOREP on September 4. (NT
176-3 to 178-179-12, 192-9 to 193-13.)
The Mother’s memory was more generally faulty. She also testified
that she received no NOREP from June 25 to August 20, yet was confronted
with a NOREP that she signed on July 9; she later explained that she had
been referring to an IEP meeting rather than an evaluation meeting, but the
testimony evidences at least some confusion on her part in answering
questions, as repeatedly demonstrated during her testimony. (NT 141-6 to
143-12, 170-11 to 171-13, 188-6 to 24, 190-13 to 19, 191-17; S-19 p. 62.)
Procedural Deficiencies
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The Parents argue that the IEP was inadequate because of procedural
inadequacies, including the District’s refusal to conduct an IEP meeting at
[REDACTED SCHOOL], so that the Student and his [REDACTED SCHOOL]
teachers could attend. (FF 13.) They also argue that the District gave no
evidence of even considering [REDACTED SCHOOL] as a placement. This
argument fails in the circumstances of this case. A local educational
agency’s failure to follow procedural requirements does not per se establish
a failure to provide meaningful educational benefit. In re Educational
Assignment of E.D., Spec. Educ. Op. 1564 at 7-8 (January 10, 2005). In
this case, the record overwhelmingly demonstrates that the alleged
procedural failures of which the Parents complain did not cause the District
to offer an inappropriate placement, as I have found above. Therefore, the
District’s offered program and placement were not rendered inappropriate by
these alleged deficiencies.5
Appropriateness of the [REDACTED SCHOOL] Program
I find that the above findings render the controversy about the
appropriateness of the [REDACTED SCHOOL] placement moot. Therefore I
do not reach the issue.
PENDENT PLACEMENT
Both parties have asked me to adjudicate the issue of pendency in this
matter. The District urges me to order the Parents to reimburse the District
for all private school tuition and expenses advanced by it since its final offer
of placement and program in the July 2009 IEP, as revised in August 2009.
I find no basis for finding that the equities in this hotly litigated matter
weigh in favor of one party or the other. Both parties took adversarial
actions that their opponents consider inequitable.
Moreover, I have no authority to make such an equitable
determination. Rather, I am bound by the holding of the Third Circuit Court
of Appeals in Susquenita School District v. Raelee S
. 96 F.2d 78 (3d Cir.
1996), which I find governs the facts in the case at bar. There, the Court
5 Moreover, Commonwealth regulations do not provide an unfettered right to an IEP
meeting at the place of their choosing; rather, the governing regulation limits the
District’s obligation to providing a meeting “in the school district … .” 22 Pa. Code
§14.62(d).
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22
ruled in favor of a parent in a tuition reimbursement matter based on the
parent’s unilateral removal of the student due to a claim of failure to provide
FAPE. The Special Education Appeals Panel had found that the unilateral
placement was appropriate and had ordered tuition reimbursement. The
Court held that this decision of the Commonwealth’s last and final
administrative authority established the pendent placement for purposes of
the dispute ongoing at the time of the decision.
The Court held that, under 20 U.S.C. §1415(j) and 34 C.F.R.
§300.518, the pendent placement is the placement that is in effect when the
proceeding commences. Susquenita
, 96 F.2d at 83; see generally, Drinker
v. Colonial School Dist., 78 F.3d 859, 864 (3d Cir. 1996)(stating that
pendency functions in effect as an automatic preliminary injunction).
Ordinarily, this is the last agreed-upon placement in effect when the parent
files for due process. Drinker, 78 F.3d at 865. In Drinker, the Court held:
‘Implicit in the maintenance of the status quo is the
requirement that a school district continue to
finance an educational placement made by the
agency and consented to by the parent
before the
parent requested a due process hearing.’
(quoting Svi D. v. Ambach , 694 F.2d 904, 906 (2d
Cir. 1982)(emphasis supplied).)
The Court recognized an exception to these basic principles. It held
that, when the final administrative reviewer decides that the placement
offered by the local educational agency was inappropriate and the unilateral
placement is appropriate, this decision constitutes an agreement of the
Commonwealth to the unilateral placement, within the meaning of 20 U.S.C.
§1415(j), as well as under 34 C.F.R. §300.518(d)(“unless the State or local
agency and the parents of the child agree otherwise”). Susquenita
, 96 F.2d
at 83-84. Thus, the local education agency is bound to pay for the unilateral
placement from the time of the administrative decision forward until the
dispute is resolved. Ibid.
In the instant matter, He aring Officer Carroll found:
The school Parents unilaterally selected for [the
Student],
[REDACTED SCHOOL] , is currently
providing, and from the beginning of the current
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school year, did provide an appropriate program
and placement for Student.
(P-9 p. 197.)
Although the Hearing Officer’s decision found only that the District’s offer
for the 2008-2009 school year was inappropriate, her finding for the
appropriateness of the
[REDACTED SCHOOL] placement was for the entire
school year and “currently.” (FF 9; P-8 p. 197.) This is the final
determination of the Commonwealth’s highest administrative level, because
now the Commonwealth is a “single tier” state for due process purposes.
In light of this finding, and under the authority of Susquenita
,
[REDACTED SCHOOL] became the agreed-upon, “then-current” placement
from the beginning of the school year in 2008 until the dispute was resolved.
In this case, the District appealed the hearing Officer’s ruling to the District
Court, and that litigation was resolved by settlement agreement on March 9,
2010. (JE 1.)
Meanwhile, in July 2009, the District proposed to change the pendent
placement by offering a new IEP. (FF 17.) The Parents did not agree to this
placement and filed for due process while the student was still enrolled in
the agreed-upon placement. Ibid
. Under these circumstances, I find that the
pendent placement was not changed by the District’s offer of a new
placement, to which the Parents did not agree. Drinker, 78 F.3d at 865.
Therefore, the pendent placement at the time of filing the instant request for
due process was [REDACTED SCHOOL]. See Pardini v. Allegheny
Intermediate Unit, 420 F.3d 181, 190-191 (3d Cir. 2005)(governing factor is
the “status quo”, citing Drinker.) This pendent placement continued until
today’s decision date. Therefore, the District remains liable for tuition and
transportation payments for the unilateral placement at [REDACTED
SCHOOL] until today, pursuant to Hearing Officer Carroll’s March 29, 2009
decision.
The IDEA provides that a local educational agency is not required to
pay for the cost of a private school education if it has made a FAPE
available to the student. 20 U.S.C. §1412(a)(10)(C)(i). Under this section,
the District’s obligation to pay for tuition and transportation for the
[REDACTED SCHOOL] placement would have terminated on the date of its
offer, July 7, 2009. However, because of the operation of pendency, as
discussed above, the District’s obligation continued until the date of this
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decision. Therefore, the District will be ordered to pay for that placement to
the date of this Decision.
SECTION 504 AND ADA CLAIMS
I decline to address these claims for two reasons. First, as to the
section 504 claims, there is no evidence or argument addressing those claims
and whether or not they are distinct from the IDEA claims in the matter.
Second, as to the ADA claims, this administrative hearing officer has no
jurisdiction.
CONCLUSION
For the reasons set forth above, I find that the program and placement
offered by the District on July 7, 2009 is appropriate, and that the District is
obligated to pay for the cost of placement at
[REDACTED SCHOOL] by
operation of pendency, until the date of this Decision.
ORDER
1. The program and placement offered by the District in the July 7, 2009
IEP is appropriate.
2. The
[REDACTED SCHOOL] was the pendent placement during the full
course of these proceedings, until today, and the District was liable for
the costs of tuition and transportation until today. To the extent that it
has not satisfied this obligation, the District is ordered to pay those
costs.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
April 1, 2010
