Boyertown Area School District | Case 2877-11-12 | 2012-07-23
Pennsylvania special education due-process decision
- Case number
- 2877-11-12
- Date
- 07/23/2012
- Parties / district (official listing)
- Boyertown Area School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Tuition Reimbursement Reimbursement Free Appropriate Public Education Child Find
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: J.E.
Date of Birth: [redacted]
ODR No. 2877-11-12-KE
OPEN HEARING
Parties to the Hearing: Representative:
Parents Mark W. Voigt, Esquire
Plymouth Meeting Executive Campus
600 West Germantown Pike, No. 400
Plymouth Meeting, PA 19462
Boyertown Area School District Jennifer Donaldson, Esquire
911 Montgomery Avenue Sweet, Stevens, Katz & Williams LLP
Boyertown, PA 19512 331 East Butler Avenue
P.O. Box 5069
New Britain, PA 18901
Dates of Hearing April 17, 2012; June 7, 2012; June 30,
2012
Record Closed: July 12, 2012
Date of Ruling: July 23, 2012
Hearing Officer: William F. Culleton, Jr., Esquire
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INTRODUCTION
The Student named in the title page of this decision ( Student) is an eligible
resident of the school district named in the title page of this decision (District). (NT 9-
10.) The District has identified Student with Autism, Speech or Language Disorder and
Specific Learning Disability . (NT 1 0.) Student was a Student in a private college
preparatory school for children with learning differences ( HTPS) until graduation in
2012. Parents assert that the District failed to offer the Student a free appropriate public
education (FAPE), as required by the Individuals with Disabilities Ed ucation Act, 20
U.S.C. §1401 et seq. (IDEA) and section 504 of the Rehabilitation Act of 1973, 29
U.S.C. §794 et seq. Parents seek reimbursement for private school tuition and
transportation to the private school, private Extended School Year services (ES Y) and
reimbursement for the cost of a private educational evaluation requested by Parents. (NT
297-307.) The District asserts that , at all times relevant to this matter, it has offered
services reasonably calculated to provide meaningful educational ben efit in the least
restrictive environment appropriate to Student’s needs.
The hearing was concluded in three sessions. The parties submitted written
summations, and the record closed upon receipt of those summations.
PREVIOUS LITIGATION
Student moved i nto the District in 2001; at that time, the Student’s placement
from the previous district was in an approved private school (APS); the District continued
that placement by agreement until 2008. ( S-2.) (Decision of Special Education Hearing
Officer Anne L . Carroll, Esq .) In September 2008, Parents removed the Student
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unilaterally from the APS and enrolled Student at HTPS, whose tuition is the subject of
the present matter. ( S-2.) (Decision of Special Education Hearing Officer Anne L.
Carroll, Esq., finding number 20.) On March 19, 2009, Hearing Officer Carroll awarded
the Parents tuition reimbursement and transportation costs for the 2008- 2009 school year.
Ibid. In her decision, Hearing Officer Carroll found that the placement at HT PS was
appropriate for the Student. ( S-2.) On June 17, 2009, the District appealed the decision
to the United States District Court for the Eastern District of Pennsylvania. ( S-9, 11.)
That suit was settled, effective March 9, 2010.
In July 2009, the District offered the Student an IEP with part time inclusion and
part time placement in its own autistic support class at Boyertown Area Senior High
School (BASH). (P-8.) The Parents requested due process on July 27, 2009. On April 1,
2010, this Hearing Officer denied the Parents’ request for tuition reimbursement, finding
that the District’s July 2009 IEP, as amended, satisfied the requirements of the IDEA. (P-
8.) At the same time, this hearing officer ruled that HT PS was the pendent placement,
and ordered the District to pay all HTPS tuition during pendency.
On June 21, 2010, Parents appealed this Hearing Officer’s April 1, 2010 decision
in the United States District Court of the Eastern District of Pennsylvania, and, on
September 2, 2010, moved for preliminary injunc tion, seeking District funding for HTPS
tuition and transportation during the 2010- 2011 school year. On October 12, 2010, the
Honorable Eduardo C. Robreno ordered the District to pay for approximately one half
year’s tuition to HTPS, with transportation, until January 10, 2011. (S-9.) On February
8, 2011, Judge Robreno affirmed this hearing officer’s April 1, 2010 decision and ordered
the parties to file an agreed upon transition plan for the Student to transition to BASH.
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Parents subsequently appealed to the Third Circuit Court of Appeals, and also
sought a preliminary injunction in the District Court to establish pendency during the
appeal. The District Court denied the pendency injunction, and Parents appealed. On
October, 25, 2011, the Court of Appeals affirmed the District Court’s denial of the
injunction. On November 21, 2011, the Court of Appeals affirmed the District Court’s
order upholding this hearing officer’s April 2010 decision. (S-21.)
ISSUES
1. Was the District’s February 2012 Re-evaluation Report appropriate under
the IDEA?
2. Did the District offer Student a FAPE in a timely manner for the 2010-
2011 and 2011-2012 school years?
3. Was the HTPS an appropriate placement for the Student for the 2010-2011
and 2011-2012 school years?
4. Should the hearing officer order the District to reimburse Parents for the
cost of HTPS tuition and transportation of the Student to HT PS for all or
any part of the 2010-2011 and 2011-2012 school years?
5. Should the hearing officer order the District to reimburse P arents for the
cost of summer educational programming for Student due to a failure by
the District to offer appropriate ESY services for the summer of 2010 or
for the summer of 2011?
6. Should the hearing officer order the District to reimburse Parents for t he
cost of a private evaluation submitted to the District and for the cost of
expert testimony in this proceeding by the author of that report?
FINDINGS OF FACT
1. Parents restricted their consent to the District’s proposed re-evaluation of Student
as req uested on April 1, 2009, excluding academic and social -emotional
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assessments because previous, recent evaluations were available to the District in
these areas. (S-2 ff1
2. The June 25, 2009 IEP offered to Student recognized need for specially desig ned
instruction in all academic areas, as well as speech and speech pragmatics and
other areas of functioning. (S-1.)
10; S-1.)
3. The District invited Parents to an IEP team meeting on April 12, 2010, to discuss
ESY services for the summer of 2010 and programming for the 2010 -2011 school
year. The District set a date of April 20, 2010, and subsequently rescheduled for
May 4, 2010. (S-3, 4.)
4. Parents attended an IEP team meeting on May 4, 2010. On May 6, 2010, the
District sent Parents a Notice of Recommended Educat ional Placement (NOREP)
for ESY services for the summer of 2010 and a NOREP offering an education
program for the 2010- 2011 school year, along with an IEP for that year , dated
May 4, 2010. (S-5 to 8.)
5. The May 2010 IEP contained substantially all of the present levels of academic
achievement and functional performance (present levels) from the District -
offered June 25, 2009 IEP, revised in August 2009. These included test reports
and reports of academic performance from Student’s ninth grade teacher reports
and grades earned at HTPS. The May 2010 IEP contained updated present levels
by adding Student’s third quarter grades and reports of teachers from tenth grade
at HTPS, and HTPS recommendations for specially designed instruction,
strengths and needs, and other recommended services as of May 2010. At
Parents’ request, the IEP included in the present levels certain recommendations
from a private evaluation dated August 2008. Present levels also contained an
update to reflect the District’s offer of ESY services for the summer of 2010. (S -
8, P-1.)
6. The May 2010 IEP offered to place Student in supplemental autistic support in the
neighborhood school (BASH) for reading, resource room, social skills and
homeroom, with inclusion for mathematics, social studies, science, physical
education, Spanish and electives, and ESY programming in an autistic support
placement. Inclusion was to be accomplished through a continuum of regular
education, co-taught or dual -taught classes with support from the autistic support
program and a one to one aide present as needed. Student’s preference was to be
considered in allocating regular education assignments and supplemental aids and
services, including the one to one aide and supported classroom placements. (S -
8.)
7. The autistic support classroom teacher was a Pennsylvania certified special
education teacher with substantial experience in teaching student s with autism at
1 A lower case “ff” refers to the findings of this hearin g officer as set forth in the previous final decision
regarding this Student, marked as an exhibit in this matter, S -2. Uppercase “FF” refers to the findings of
fact in this decision.
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various ages and grade levels. The teacher, moreover, had accumulated most of
the necessary credits for a master’s degree. (NT 789-792.)
8. The May 2010 IEP provided that the Student would spend about 25 percent of the
school day in the autistic support classroom, with the rest of the day in the general
education setting. (S-8.)
9. The May 2010 IEP contained substantially the entire transition plan for transition
back to the BASH, with some modifications. (S-1, 8.)
10. May 2010 IEP goals for reading and mathematics fluenc y, speech and language
services, occupational therapy services , social skills, anxiety aware ness and self
regulation were identical to those proposed in the June 2009 IEP as revised; the
May 2010 IEP offered to establish new baselines at the start of the school year.
(S-1, 8.)
11. The May 2010 IEP offered related services that were substantially the same as
those offered in the June 2009 IEP as revised. (S-1, S-8.)
12. The May 2010 IEP offered two reading comprehension goal s based upon
instructional grade level materials, to be established as baselines at the start of the
school year. (S-8.)
13. The May 2 010 IEP offered an Algebra I goal based upon state curriculum
standards requiring sequential teaching of the state algebra curriculum based upon
curriculum based a ssessments in each constituent A lgebra I skill. This was
identical to the goal that had been offered in the June 2009 IEP as revised .
However, it was offered substantially as a goal for ESY services for the summer
of 2010. (S-1, 8.)
14. The May 2010 IEP offered revised goals for written expression to begin in
summer 2010 ESY, and as an annual goal. (S-1, 8.)
15. The May 2010 IEP offered to provide a goal for perspective taking and a goal for
social skills during ESY, and to begin two annual goals for self-regulation during
ESY through provision of related services. (S-1, 8.)
16. The May 2010 IEP offered a revised goal for self advocacy and a new goal for
bullying awareness. (S-1, 8.)
17. The May 2010 IEP offered additional specially designed instruction in speech
fluency and a new program modification to provide a list of accommodations to
Student. (S-1, 8.)
18. Parents declined both NOREPs and the IEP offered in May 2010. Parents
rejected the educational program and placement because they regarded it as
essentially the same as the program and placement that they had rejected in June
and August 2009. Parents considered the autistic support classroom to be
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inappropriate for Student and not reasonably calculated to appropriately address
Student’s needs. (NT 79-80, 97-98, 101; S-5 to 8.)
19. On October 8, 2010, pursuant to Parents’ motion for summary judgment, t he
District Court ordered the District to reimburse Parents for all tuition and
transportation costs at HTPS from the beginning of the 2010 school year until
January 6, 2011. (S-9.)
20. On February 3, 2011, the District Court ordered the parties to file a plan for
transition of Student from HTPS to BASH, and by order dated February 18, 2011,
the Court approved the parties’ Joint Transition Plan for Student. (S-12, 13.)
21. On February 15, 2011, the District sent Parents documents to be signed in order to
register Student at the BASH, and on March 2, 2011, Parents sent the forms back
with signatures. (S-13, P-25 p. 10.)
22. The transition plan, among other things, provided a plan for five days of
transition, during which the Student would attend meetings and classes at the
BASH. On day one of the plan, the District would draft a schedule for Student’s
class assignments at the BASH. Parents would observe the autism support class
and other classes to which Student might be assigned. District personnel would
assess Student ’s current reading and mathematics skills , and would finalize a
schedule for Student based upon those assessments. (S-13.)
23. The transition plan provided that educational services provided to Student would
be based upon the June 2009 IEP as revised, for one month. One month after
Student should begin classes at the BASH, the IEP team, including the parties ,
would review and revise the IEP as needed. The team at that meeting would
determine how any additional transition needs would be addressed and whether or
not any new assessments were needed. (S-13.)
24. On February 24, 2011, by way of an invitation to participate in an IEP team
meeting (pursuant to the transition plan), the District invited Student to participate
in day one of the transition plan. Student requested a delay until March 2, 2011.
(S-14.)
25. The IEP meeting pursuant to the transition plan was held on or about March 2,
2011. Student attended as well as the Parents. Parents asked for a proposed IEP
and the District provided a copy of the June 2009 IEP as revised. (P-25; NT 103-
111.)
26. Parents and Student observed the autistic support class and concluded that the
students assigned there were functioning far below Student’s level and that the
curriculum would not have been at Student’s level. (P-25 p. 10-12; NT 143, 147-
148.)
27. Parents completed day one and day two of the transition plan, but declined to
attend day three, instead opting to appeal the District Court’s previous decision.
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Parents asserted pendency and asked for transportation to HTPS. The District
denied pendency and declined to provide transportation, but invited Parents to
reconsider their decision at any time and continue with the transition plan . (NT
161-164; S-16, 17.)
28. During the summer of 2011, Student attended a summer camp pro gram by HTPS
that included travel to the Grand Canyon. (P-24 p. 7-11, P-27.)
29. On September 1, 2011, responding to Parents’ motion for a preliminary order for
tuition and transportation to HTPS, [the court] denied the motion and ruled that
the transition plan constituted an agreement between the parties. (S-18.)
30. On September 1, 2011, the District invited the Parents to re -enroll Student in the
District and continue with the transition plan. (S-19.)
31. On October 25, 2011, the United States Court of Appeals for the Third Circuit
denied the Parents’ appeal. (S-20, 21.)
32. The District reimbursed Parents for the cost of transporting Student to and from
HTPS from the beginning of the school year in 2010 until October 18, 2010;
thereafter, the District provided t ransportation services to Student to and from
HTPS from October 19, 2010 until February 11, 2011. (NT 208- 213, 239-242; S-
41 to 43, P-30.)
33. On December 7, 2011, Parents wrote a letter to the District’s Board, indicating
that Student had already obtained a class ring and graduation pictures; at least by
implication, the Parents asked the District’s Board to pay for the final half year’s
tuition at HTPS, so that the Student could graduate with Student’s friends. (S-22.)
34. On or about January 5, 2012, Parents’ attorney forwarded to the District a private
psychoeducational evaluation, entitled “Independent Educational Evaluation”
with recommendations for specially designed instruction and related services.
Parents’ counsel asked for a re-evaluation and a propose d IEP. ( NT 187-188; S-
23.)
35. The private evaluator, based upon the evaluator’s testing and the student’s history,
found that Student has weaknesses in mathematics facts, reasoning and
calculation, self -organization, reading fluency and comprehension, speech
pragmatics, and adapting to novel or complex situations. The evaluator diagnosed
the Student with Asperser’s Disorder, Mathematics Disorder, Learning Disorder
NOS and Pragmatic Language Disorder. (S-24.)
36. On or about January 23, 2012, Parents through counsel forwarded an addendum to
the private evaluator’s report, which opined that the June 2009 IEP, as revised,
and the May 4, 2010 IEP were inappropriate and failed to offer a FAPE for the
2009-2010 and 2010-2011 school years. (NT 189-193; S-27.)
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37. On February 7, 2012, the District completed a re -evaluation report based in part
upon review of the private psychoeducational evaluation provided by Parents.
The IEP team, including Parents, discussed this on February 9, 2012. (NT 196; S-
29.)
38. The re-evaluation report discussed the findings of private reports in 1999, 2008
and January 5, 2012, as well as recent parent input, achievement testing by
District p ersonnel, classroom based assessments from the previous summer
program that the Student had attended, tea cher input from HTPS, an observation
at HTPS by District p ersonnel, a nd speech-language and occupational therapy
evaluations conducted at HTPS by District personnel. (S-29.)
39. The re- evaluation identified Student with Autism and Speech or Language
Impairment. It recommended a highly structured classroom with direct
speech/language and occupational therapy services, and a sensory diet. I t also
recommended support in all academic areas, recognizing a specific learning
disability in mathematics, and direct in struction for pragmatic language skills.
The report discussed educational needs as stated in the private psychoeducational
report provided to the District on or about January 5, 2012, and indicated the
multidisciplinary team’s agreement and disagreement w ith that report, indicating
the team’s reasons. The report made recommendations regarding how to support
Student’s aspiration to attend college. (S-29.)
40. Parents disagreed with the re- evaluation report only to the extent that it disagreed
with the private psychoeducational report. (S-29.)
41. Also on February 9, 2012, the IEP team met and discussed the District’s offer of a
revised IEP. Revisions included updated present levels based upon reports and
grades from HTPS, information from Student’s private summ er 2011 program,
and a plan to consider further revisions one month after Student’s transition to
BASH. The IEP offered a plan to gather data and consider performing a
Functional Behavioral Assessment and creating a Positive Behavior Support Plan
if appropriate. (S-30, 31.)
42. The February 9, 2012 proposed IEP modified BASH curricular requirements to
account for work done at HTPS. A proposed provisional class schedule was
included in the IEP, and the District promised to revise the class schedule as part
of Student’s transition to BASH. (S-31.)
43. The proposed February 2012 IEP goals for social skills, anxiety awareness , self
advocacy and bullying awareness were substantively identical to those proposed
in the May 2010 IEP as revised. (S-8, 31.)
44. The proposed February 2012 IEP offered related services that were substantially
the same as those offered in the May 2010 IEP as revised, except that the
occupational therapy offered was calculated differently. (S-8, S-31.)
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45. The proposed February 2012 IEP goals for re ading fluency posited an eighth
grade level reading sample, a full grade lower than the grade level to be used in
the reading fluency goal offered in the May 2010 IEP as revised. (S-8, 31.)
46. The proposed February 2012 IEP offered one reading comprehension goal based
upon instructional grade level materials, with baselines to be established during
Student’s first week at BASH. The goal was identical to that proposed in the May
2010 IEP as revised; one reading comprehension goal from that IEP was omitted
in the February 2012 proposed IEP. (S-8, 31.)
47. The proposed February 2012 IEP goals for mathematics fluency were slightly
changed from those offered in the May 2010 IEP as revised. Baselines were to be
determined in the Student’s first week at BASH. (S-8, 31.)
48. The proposed February 2012 IEP goals for speech and language services were
revised from those proposed in the May 2010 IEP as revised, utilizing some of the
previously offered goals, omitting goals, adding one goal, and revising the
language of goals. (S-8, 31.)
49. The proposed February 2012 IEP offered revised goals for self -regulation,
incorporating some but not all of the goals for occupational therapy services
offered in the May 2010 proposed IEP as revised. (S-8, 31.)
50. The proposed February 2012 IEP did not offer an Algebra I goal , as had been
offered in the May 2010 IEP as revised. (S-8, 31.)
51. The proposed February 2012 IEP did not offer a goal for written expression, as
had been offered in the May 2010 IEP as revised. (S-8, 31.)
52. The proposed February 2012 IEP offered most of the specially designed
instruction and program modifications that had been offered in the May 2010
proposed IEP as revised; t he February 2012 proposed IEP added a significant
number of new specially designed instruction items a nd program modifications.
(S-8, 31.)
53. Specially designed instruction included a comprehensive reading and language
arts program that included cumulative, systematic and explicit teaching of writing.
(S-31.)
54. Along with the February 2012 proposed IEP, the District offered a revised plan
for Student’s transition from HTPS to BASH, incorporating all of the elements of
the previous court approved transition plan, and revising with added elements for
parental and Student participation. (S-32.)
55. On February 17, 2012, the District offered a NOREP to place Student in
supplemental autistic support. The NOREP rejected the option of returning
Student to HTPS because HTPS would not teach Student social skills, self
regulation and skills taught in speech therapy direct ly, did not offer any degree of
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inclusion, and would not provide student with opportunities to generalize
learning. (S-31, 33.)
56. Parents did not return the NOREP of February 2012. Parents filed for due process
on February 20, 2012. (P-26; NT 200.)
57. On or about March 1, 2012, Parents observed the autistic support class and a co-
taught general education class, writing a report that criticized both classes,
concluded that Student’s level of functioning was higher than those in the autistic
support class, and arguing that Student should not be required to attend BASH.
(P-47.)
58. Student has been accepted to a number of colleges. (P-50.)
59. On March 21, 2012, revised by supplemental report dated on or about March 29,
2012, a private consultant engaged by Parents’ co unsel observed the District’s
autistic support classroom. Subsequently, the private psychologist who wrote the
2011 psychoeducational report produced a second supplement to the original
report. This supported Parents’ argument that the environment of a l arge
neighborhood public high school would be detrimental to Student , and
recommended that Student continue at HTPS. (S-37, 38.)
60. The report noted that the autistic support class at BASH is appropriate. (S-37.)
61. During the summer of 2011, Student attended a summer program at a private
college in Western Pennsylvania with a special program for students with learning
differences; the program featured college level courses and living at the college
dormitory. (P-25, 37.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two considerations, the burden of going
forward and the burden of persuasion. Of these, the more essential consideration is the
burden of persuasion, which determines which of two contending p arties must bear the
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risk of failing to convince the finder of fact. 2 In Schaffer v. Weast , 546 U.S. 49, 126
S.Ct. 528, 163 L.Ed.2d 387 (2005), the United States Supreme Court held that the burden
of persuasion is on the party that requests relief in an IDEA case. Thus, the moving party
must produce a preponderance of evidence 3
This rule can decide the iss ue when neither side produces a preponderance of
evidence – when the evidence on each side has equal weight, which the Supreme Court in
Schaffer called “equipoise”. On the other hand, whenever the evidence is preponderant
(i.e., there is weightier evidenc e) in favor of one party, that party will prevail , regardless
of who has the burden of persuasion. See Schaffer, above.
that the moving party is entitled to the relief
requested in the Complaint Notice. L.E. v. Ramsey Board of Education , 435 F.3d 384,
392 (3d Cir. 2006)
In the present matter, based upon the above rules, the burden of persuasion rests
upon the Parents, who initiated the due process pro ceeding. If the Parents fail to produce
a preponderance of the evidence in support of Parents’ claims, or if the evid ence is in
“equipoise”, the Parents cannot prevail.
TUITION REIMBURSEMENT
Although the parent is always free to decide upon the program and placement that
he or she believes will best meet the student’s needs, public funding for that choice is
available only under limited circumstances. The United States Supreme Court has
established a three part test to determine whether or not a school district is obligated to
2 The other consideration, the burden of going forward, simply determin es which party must present its
evidence first, a matter that is within the discretion of the tribunal or finder of fact (which in this matter is
the hearing officer).
3 A “preponderance” of evidence is a quantity or weight of evidence that is greater than the quantity or
weight of evidence produced by the opposing party. Dispute Resolution Manual §810.
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fund such a private placemen t. Burlington School Committee v. Department of
Education of Massachusetts, 471 U.S. 359, 105 S.Ct. 1996, 85 L.Ed.2d 385 (1985). First,
was the district’s program legally adequate? Second, is t he parents’ proposed placement
appropriate? Third, would it be equitable and fair to require the district to pay? The
second and third tests need be determined only if the first is resolved against the school
district. See also
, Florence County School District v. Carter, 510 U.S. 7, 15, 114 S. Ct.
361, 366, 126 L. Ed. 2d 284 (1993); Lauren W. v. DeFlaminis , 480 F.3d 259 (3 rd Cir.
2007).
FREE APPROPRIATE PUBLIC EDUCATION
The IDEA requires that a state receiving federal ed ucation funding provide a “free
appropriate public education” (FAPE) to disabled children. 20 U.S.C. §1412(a)(1), 20
U.S.C. §1401(9). School districts provide a FAPE by designing and administering a
program of individualized instruction that is set forth in an Indiv idualized Education Plan
(“IEP”). 20 U.S.C. § 1414(d)
. The IEP must be “reasonabl y calculated” to enable the
child to receive “meaningful educational benefits” in light of the student's “intellectual
potential.” Shore Reg'l High Sch. Bd. of Ed. v. P.S
., 381 F.3d 194, 198 (3d Cir. 2004)
(quoting Polk v. Cent. Susquehanna Intermediate Unit 16 , 853 F.2d 171, 182- 85 (3d
Cir.1988)); Mary Courtney T. v. School District of Philadelphia , 575 F.3d 235, 240 (3 rd
Cir. 2009), see Souderton Area School Dist. v. J.H. , Slip. Op. No. 09- 1759, 2009 WL
3683786 (3d Cir. 2009).
“Meaningful benefit” means that an eligible child’s program affords him or her the
opportunity for “significant learning.” Ridgewood Board of Education v. N.E ., 172 F.3d
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238, 247 (3d Cir. 1999). In order to provide FAPE, t he child’s IEP must specify
educational instruction designed to meet his/her unique needs and must be accompanied
by such services as are necessary to permit the child to benefit from the instruction.
Board of Education v. Rowley
, 458 U.S. 176, 181- 82, 102 S.Ct. 3034, 1038, 73 L.Ed.2d
690 (1982); Oberti v. Board of Education , 995 F.2d 1204, 1213 (3d Cir. 1993). An
eligible student is denied FAPE if his or her program is not likely to produce progress, or
if the program affords the child only a “trivial” o r “de
minimis” educational benefit.
M.C. v. Central Regional School District, 81 F.3d 389, 396 (3rd Cir. 1996), cert. den. 117
S. Ct. 176 (1996) ; Polk v. Central Susquehanna Intermediate Unit 16 , 853 F. 2d 171 (3 rd
Cir. 1988).
Under the Supreme Court’s interpretation of the IDEA in Rowley and other relevant
cases, however, a school district is not necessarily required to provide the best possible
program to a student, or to maximize the student’s potential. Rather, an IEP must provide
a “basic floor of opportunity” – it is not required to provide the “optimal level of
services.” Mary Courtney T. v. School District of Philadelphia
, 575 F.3d at 251; Carlisle
Area School District v. Scott P., 62 F.3d 520, 532 (3d Cir. 1995).
The law requires only that the plan and its execution were reasonably calculated to
provide meaningful benefit. Carlisle Area School v. Scott P ., 62 F.3d 520, (3d Cir.
1995), cert. den. 517 U.S. 1135, 116 S.Ct. 1419, 134 L.Ed.2d 544(1996) (appropriateness
is to be judged prospectively, so that lack of progress does not in and of itself render an
IEP inappropriate.) Its appropriateness must be determined as of the time it was made,
and the reasonableness of the school district’s offered program should be judge d only on
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the basis of the evidence known to the school district at the time at which the offer was
made. D.S. v. Bayonne Board of Education, 602 F.3d 553, 564-65 (3d Cir. 2010).
I conclude that the District has offered a FAPE to Student for the 2010- 2011 and
2011-2012 school years. Therefore, Parents have failed to meet the first Burlington
Carter test, and their claim for tuition reimbursement and transportation must fail. Since
the first test is not met, it is unnecessary to reach the remaining two Bu rlington Carter
tests.
APPROPRIATENESS OF THE EDUCATIONAL PROGRAM AND PLACEMENT
OFFERED FOR THE 2010-2011 SCHOOL YEAR
I have reviewed carefully the May 2010 proposed IEP as revised, in contrast with the
June 2009 proposed IEP, as revised, which I previously found to be an offer of a FAPE.
(Decision of Hearing Officer William Culleton, April 1, 2010, P-8.) While the May 2010
IEP incorporated much of the language and many of the provisions of the June 2009 IEP,
I conclude that it wa s based upon present levels that were updated as much as possible
with the Student enrolled at a private school, (FF 1), and that it addressed all of Student’s
educational needs in a way that wa s reasonably calculated to provide meaningful
educational benefit to the Student.
The May 2010 IEP was based upon a recognition that Student needed support in all
academic areas, a college preparatory course of study, and explicit teaching or therapy for
speech, pragmatic speech, self regulation, and social skills. (FF 2 -6, 9, 10, 11.) In
addition, the May 2010 IEP was based upon a detailed, gradual plan for transition of
Student from the private school to the District’s public high school. (FF 9.) The IEP
included an offer for ESY services in the summer of 2010, and the ESY goals were
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15
coordinated with and integrated into the plan for transition and continuation of Student at
the District’s high school. (FF 4, 6, 13- 15.) The May 2010 IEP also provided for
inclusion of Student in the District’s regular education classes, several of which were co -
taught with a special education teacher, and all of which were to be supported through the
District’s autistic support program, which includes supplementary aids and services
including a one to one paraprofessional to provide individual support to Student in the
regular education setting, as needed. (FF 6, 8.) The May 2010 IEP also included revised
or new goals for self advocacy and bullying awareness. (FF 16.) Specially designed
instruction and program modifications were supplemented and new speech and language
therapy services were offered to address Student’s speech fluency. (FF 17.)
Parents argue that the May 2010 IEP was inappropriate because it was simply a re-
hash of the June 2009 IEP as revised; as such, they argue, the May 2010 IEP could not
have been appropriate because Student was one year older and had made substantial
progress at HTPS, thus obviating some of the needs addressed in the June 2009 IEP while
creating new ones. I conclude on the contrary that the May 2010 IEP was not si mply a
re-hash; rather, it was carefully updated, while retaining many of the elements of the
previous IEP that continued to address those current educational needs of which the
District was aware. D.S
., above. The present levels repeated those from the year before,
but also included updated grades and teacher comments from Student’s program at
HTPS, as well as recommendations for future programming from HTPS staff. (FF 5.)
While the placement was the same as the previous year, supplemental autistic supp ort,
Student was to receive a curriculum at present levels of achievement through inclusion in
grade level general education for mathematics and most other academic courses. (FF 6,
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16
8.) Goals were to be based upon baselines established at the start of the school year,
when Student would be present to be assessed for baseline purposes. (FF 10, 12, 13, 14.)
Some goals were revised and others were new. (Ff 10-16.) The IEP offered new items of
specially designed instruction and program modification. (FF 17.) I conclude that the
May 2010 proposed IEP addressed Student’s current educational needs to the extent
known to the District at the time that it was offered. (FF 5.)
Parents argue that the reading and mathematics levels were below Student’s actual
achievement levels as of May 2010. However, I conclude that, even if true, this would
not render the goals inappropriate. T he IEP also offered to establish baselines for the se
goals as of the beginning of the school year should Student be present at the D istrict’s
high school; thus, the offered goal s were not fixed immutably at any level of
achievement, and the offer included adjusting the baseline s to match the Student’s
achievement as soon as Student could be made available for assessment.
I reach this conclusion in consideration of the circumstances in which this IEP was
offered. As the record makes clear, Student had never attended school in a District
facility, but had received private schooling throughout Student’s educational history. The
District had never had the opportunity to assess Student’s academic achievement with
reference to its own curriculum. While the assessments of private schools and
standardized achievement scores, available to the District before May 2010, should have
been and were taken into account, there was no evidence that the District was being
unreasonable in its judgment that Student’s achievement needed to be assessed
additionally with reference to its own curriculum in order to establish appropriate
baselines for Student’s IEP goals.
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Parents argue that the autistic support classroom was inappropriate to S tudent’s
needs as of May 2010, because Student made substantial progress at HTPS in the
intervening year. Parents base this argument upon observations made by the Parent and a
private consultant, as well as the expert opinion of Parents’ private psychoeducational
evaluator. Parents challenge the teacher’s qualifications, because the teacher does not
have a masters degree
4, the curriculum, which they assert is limited to an etiquette
curriculum for lower functioning students that Student has mastered, the repetition of the
same lessons every year, the assertion that the same curriculum is p rovided for a ll
students in that classroom, the conclusion that many of the students i n that classroom are
lower functioning than Student, the fact that some students come in and out of the
classroom during classes, and the observation of one student in the classroom fondling
that student’s private parts while unattended.
5
Parents’ evidence of these assertions was not sufficient to prove by a preponderance
that the autistic support classroom was inappropriate for the programming that was
offered to Student in the May 2010 IEP. In reaching this conclusion, I take into
consideration that the Student would have been assigned to that classroom for reading,
resource room, social skills and homeroom. (FF 6.) This would have amounted to about
25 percent of the Student’s school day. (FF 8.)
The present levels support ed the conclusion that this setting was necessary in order
to provide specially designed instruction in reading – which required explicit and
4 While this is true, the record shows that the teacher was a Pennsylvania certified special education teacher
with substantial experience in teaching stud ents with autism at various ages and grade levels. The teacher,
moreover, had accumulated most of the necessary credits for a master’s degree. (FF 7.)
5 The observations of activity (and thus distraction) and inappropriate behavior by one student are n ot
sufficiently weighty to characterize the entire program in the classroom as inappropriately distracting or not
educationally controlled, as Parents imply, for the reasons set forth below.
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remedial instruction, and which would require Student to read out loud in a one to one
setting, among other things. (FF 5, 6.) Present level s also support the conclusion that
social skills needed to be provided in a support classroom, where role playing, modeling ,
scripting and practice could be provided away from the routine and peer pressure of the
regular education classroom. Ibid. Resource room and home room services by definition
need to be provided in a special education classroom, and the present levels justified the
conclusion that these might be needed, especially in regard to Student’s ongoing
organizational needs and the anticipati on of severe anxiety during the transition to the
District. Ibid
. Thus, there was a need for a specialized classroom, and this was offered
for a limited number of specially designed instructional services.
There was no evidence that the teacher would f ail to differentiate instruction to
provide appropriate services at Student’s level of functioning , as the teacher was fully
trained and competent to do. The non- opinion evidence about this classroom is that on
three half days, out of two school years, observers 6
6 In giving the appropriate weight to this evidence, I take i nto account that two of the observations were by
Parents, (FF 26), who have no education, training or experience in special education, and are not qualified
to draw inferences from their observations about the quality of special education programming. Mor eover,
both observations were taken in the context of ongoing litigation between the parties, and the Parents’
conclusions about the quality of programming were patently self serving. From the entire record, which
includes numerous examples of Parents’ cr iticisms of District programming, some of which were based
upon the most scanty factual grounds, I conclude that the Parents were predisposed to find fault with the
District’s program at the time of the observations. Consequently, I accord these observati ons and the
Parents’ conclusions little weight. The expert consultant’s observations are entitled to greater weight;
however, the expert gave credence to the District’s offer of services by opining that the autistic support
classroom was appropriate for h igh functioning students with Asperger’s. (S -37 p. 6.) The observation
was a small sample of the total hours during which the classroom was in operation, and the expert did not
observe any services being given to Student, who was still at HTPS. The opin ion was given during the
present litigation, and I take this into account in giving reduced weight, not to the observations, but to the
conclusion that the autistic classroom was not appropriate to Student’s needs. Moreover, this observation
report and opinion were not available to the District at the time that it offered the autistic support classroom
placement in May 2010; it cannot be used as a basis upon which to find the offer inappropriate at that time.
This last consideration applies equally to one of the Parents’ observations, which post dated the May 2010
IEP. D.S
., above.
saw lower functioning students in the
autism classroom, as well as part of the curriculum being taught to those lower
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functioning students. This does not r ise to the level of preponderant evidence that
Student would have been dragged down to the level of the students who were observed at
those points of time, as Parents suggest. Certainly, there was not preponderant evidence
that this was intended. Thus, there is no reason for this hearing officer to disbelieve that
the District would have provi ded the individualized and appropriate educational services
that the May 2010 IEP offered.
Parents’ evidence included an addendum to a private psychoeducational report, and
expert testimony explaining that addendum, that finds the District’s program and
placement to be inappropriate for Student, based upon a consultant’s observation of the
program as applied to other students, and review of the IEP and related documents. (FF
34-36.) I find that the evaluator’s qualifications are impeccable and fully adequ ate to
merit some deference to the evaluator’s expert opinions. Nevertheless, in reviewing the
program and placement based upon all of the record in this matter, I cannot agree with
the factual conclusions that the expert reached as a predicate for the ex pert’s opinion. I
find that the placement is justified as necessary due to educational needs that the expert
had identified in the psychoeducational evaluation, and that it addresses the educational
needs identified in that repor t. On the face of the IEP and evaluation reports in the
record, and with the benefit of the testimony of record, I find that the goals are
measurable and that the IEP offers specially designed instruction addressing Student’s
needs, along with program modifications and accommodati ons reasonably calculated to
provide Student with access to appropriate curriculum.
I find two significant flaws in the underpinning of this expert’s reports. First, the
expert had little interaction with or information from District personnel regarding the
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autistic support classroom and the programs that were being offered. Thus, an important
factual basis for the expert’s opinions about the District’s offered program was missing.
Second, the addendum was provided some time after the primary psychoeducat ional
evaluation and report, as to which the presenting question had been about guidance for
college admission, not the appropriateness of the District’s programming. Thus, the
addendum is expressed in conclusory terms that are not persuasive, and in the context of
litigation, which further reduces the persuasiveness of the opinions.
Parents argued strenuously , (NT 242- 247; S -22, 34) , that the BASH environment
was inappropriate for Student because of the risk of bullying, emphasizing that Student
had been victimized years before at a different private school. Parents introduced
evidence of a report by a private advocacy organization that found that bullying exists at
BASH. Parents also introduced witness testimony that there were reports of bullying at a
Board meeting, and that, at least by implication, the Board did not respond adequately to
those reports. Further, the Parents offered to prove that a student of the autistic support
classroom had committed suicide, and that another student of that classroom had been
bullied. I limited some of the evidence to be provided on these offers of proof, because
such evidence would have introduced into the record numerous details of events having
nothing to do with Student, and that, even if I found all of the off ered facts to be true,
they would not have constituted preponderant evidence that the Student was reasonably
likely to be bullied at BASH to the extent of preventing Student from receiving
meaningful educational benefit.
In reviewing these offers of proof in light of the entire record, I adhere to this
conclusion. The private advocacy report , (P-32), did not assert any heightened incidence
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of bullying at BASH; it found simply that bullying exists at BASH. Even if
supplemented by the offered examples of bullying at BASH, this evidence woul d have
established the fact that there is some risk of bullying at BASH ; however, nothing in the
offers of proof would support an inference, especially in light of the evidence of the
District’s systemic response to the advocacy organization’s report 7
The risk of bullying would have been a ddressed through protective factors in the
transition plan and the IEP itself. The IEP transition and program and placement
provided for recourse to counseling, explicit teaching of social pragmatics and language
skills, one to one attendance as necessar y throughout the day, and a bullying awareness
goal based upon explicit teaching. (FF 6, 16, 20, 43, 52, 54.) It also provided for
frequent review and revision of the program and placement . (FF 54.) On the whole,
therefore, I conclude that the evidence is not preponderant that the risk of bullying was so
high as to negate the evidence that the offered program and placement were reasonably
calculated to provide Student with meaningful educational benefit.
, that th is risk of
bullying at BASH is so great as to make Student’s presence there unsafe in light of the
protective aspects of the program and placement offered to Student at BASH.
7 At the hearing, Parent argued that it was unfair and imbalanced to admit this evidence without allowing
Parent to establish the contrary through specific incidents of bully ing that were not adequately addressed
through District anti-bullying policies and procedures. While I ruled that some evidence could be admitted
on both sides, my conclusion as to the viability of Parents’ bullying assertion in the FAPE context is not
dependent upon the weight of the evidence credibly presented as to the BASH anti -bullying policies and
procedures. In my weighing of the evidence, if all of the evidence offered by Parents were to have been
admitted and given full weight, it could not have proven that conditions at BASH were so dangerous that
Student’s IEP was transformed into an offer not reasonably calculated to provide meaningful educational
benefit. Thus, my exclusion of some of Parents’ offered evidence about incidents that had happened
involving other children was based upon the incomplete nature of the inferences that could have been
derived from any such evidence about the degree of risk at BASH, as well as considerations of
administrative economy for the due process hearing itself. As noted above, I see no reason to reconsider
those rulings in light of the entire record.
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Parents claim that the May 2010 IEP failed to o ffer appropriate ESY services to
Student. This is factually incorrect. (FF 4, 6.) The claim fails based upon the weight of
the evidence.
My evaluation of the evidence of the appropriateness of the District’s offer is based
upon an additional considerati on. Pursuant to court order, the Parents and the District
entered into an agreed upon transition plan for the 2010- 2011 school year, and began
implementing that plan. (FF 20.) However, the parents withdrew from participation in
that plan and returned to litigating their claims regarding the June 2009 IEP as revised, by
appeal to the Third Circuit Court of Appeals. (FF 21 - 27.) Thus, the District was unable
to complete parts of the transition plan that were integral to ensuring that the District’s
services would be individualized to meet Student’s current needs. These parts of the plan
included assessment of reading and mathematics levels, finalization of a course schedule,
and counseling and orientation of Student. In these circumstances, I give reduc ed weight
to Parents’ criticisms of the offered program and placement with regard to
individualization of instruction in the learning support classroom, addressing current
achievement levels, measurability of goals, and the likelihood that Student’s transi tion
needs, including anxiety, would not be addressed effectively. In short, my estimation of
the Parents’ criticisms is that they were premature; the Parents did not give the District a
fair chance to address these concerns.
APPROPRIATENESS O F THE EDUCATIONAL PROGRAM AND PLACEMENT
OFFERED FOR THE 2011-2012 SCHOOL YEAR
Parents argue that the District failed to offer a FAPE in a timely manner for the
2011-2012 school year. They point to judicial authority interpreting the IDEA to require
local education agencies to evaluate and offer program and placement to children with
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23
disabilities regardless of whether such children were enrolled in the agency’s schools –
that residency triggers the obligation to provide an IEP for every disabled student at the
beginning of each school year. 34 C.F.R. §300.323(a). I conclude that this judicial
authority is inapplicable to the facts of the present matter. The cited authorities in the
Third Circuit stand for the proposition that an education agency must eva luate and offer a
FAPE regardless of whether the child is enrolled in a private school , when parents either
request or desire such services. See generally
, Moorestown Bd. Of Educ. v. S.D ., 811
F.Supp. 2d. 1057, 1066-1077 (D. N.J. 2011). These authorities do not address a situation
where, as here, the parents have indicated unambiguously that they and the student do not
desire the services of the school district where they live. Indeed, the Office of Special
Education and Rehabilitative Services (OSERS) h as long advised that the district has no
obligation to offer a FAPE to a child enrolled in a private school where the parent makes
clear his or her intention to keep the child enrolled in the private school. Assistance to
States for the Education of Children with Disabilities and Preschool Grants for Children
With Disabilities, 71 Fed. Reg. 76540 -01 at 46593 (August 14, 2006). I conclude that,
based upon the entire record before me, that the Parents made clear their intention to keep
the Student in private school at all times after the second day of the transition plan in the
Spring of 2011, when they withdrew from the plan without completing it and stated their
intention to seek tuition reimbursement for the tuition of the private school, declining or
ignoring multiple subsequent offers to recommence the court ordered process for offering
a FAPE through the transition plan. (FF 21-31, 33, 55.) Thus, I conclude that the District
had no obligation to offer a FAPE after that date and by the beginning of the 2011-2012
school year.
8
8 Parents also argue that the District never offered an ESY program for the summer of 2011. The above
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I conclude that Parents have failed to prove by a preponderance of the evidence
that the Re-evaluation Report and IEP, offered pursuant to their request in January 2012,
were inappropriate. (FF 37 -55.) The re-evaluation report t ook into consideration all of
the private evaluations and private evaluators’ recommendations for programming,
addressed all of the educational needs identified in those reports 9
Parents argue that one of the goals, for reading fluency, posited a grade level of
materials that was lower than that posited for fluency teaching in the M ay 2010 IEP. I
conclude that, even if this was an error in the formulation of the goal (a proposition that
was not supported by the weight of the evidence), this error would not render the IEP
inappropriate, especially because the transition plan upon which it was based provided
for updating the IEP one month after new curriculum based assessments should be
obtained.
, and incorporated many
of the private recommendations for programming. I find that it was updated with all
pertinent new information available to the District. It was if anything, more
comprehensive and individualized than the previous IEPs, which I have found to have
been appropriate.
Parents argue that the placement was inappropriate for all of the reasons discussed
above. As discussed above, I am not persuaded that this was the case.
conclusions dispose of this contention.
9 I am not persuaded that the 2012 re -evaluation somehow failed to address the needs identified in the
private reports because the re -evaluation declined to identify Student with a learning disability as described
in those reports. In fact, the re -evaluation and subsequent IE P recognized a learning disability in
mathematics, and addressed all of the educational needs described in those reports, by incorporating many
elements from the previous proposed IEPs and revising the 2012 offered IEP to address new information
available to the District. Even if the failure to identify Student with a learning disability in the formal
section of the re- evaluation set aside for that purpose could be deemed a deficiency of the re- evaluation, it
remains appropriate in substance, as it addresses all educational needs.
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Parents argue that the IEP was offered too late in the year (January and February
2012) to allow meaningful educational benefit because Student was set to graduate from
the private school and graduation from BASH would not have been guaranteed. I am not
persuaded by a preponderance of the evidence that Student would have been precluded
from graduating from BASH under such circumst ances, although the common sense in
Parents’ argument cannot be discounted. Even if a transition to BASH would have made
no sense in terms of the child’s wellbeing at the time at which the 2012 IEP was offered,
I conclude that this situation was created b y the Parents, not the District. Parents made it
clear that they did not want to return Student to the District, and they refused to cooperate
with a court ordered plan for transition. The record before me makes it clear beyond
cavil that the Parents did not intend to return Student to the District as of the 2012 offer
of a FAPE or any time after they withdrew from the transition plan after day two in the
Spring of 2011. Under these circumstances, Parents bear full responsibility for the
circumstances of the 2012 offer and the impracticality of returning Student to the District
as of the date of that offer. These circumstances prevented the District from offering a
FAPE earlier and do not prove a failure to offer a FAPE.
TRASPORTATION
The evidence does not show by a preponderance that the District failed to provide
any transportation due to Student during pendency. (FF 32.) Parents offered vague
testimony as to some days on which Parents might have transported Student to HTPS
during pendency, but this was not corroborated by any contemporary documentation. I
conclude that this is not preponderant evidence of any reimbursement due and I deny this
claim.
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PRIVATE EVALUATIONS
Parents claim reimbursement for the cost of the private evaluations provide d to
the District in 2011 and 2012, as well as the cost of the expert testimony introduced in the
hearing. I deny th ese claims. (FF 34 -40, 59.) Although the reports themselves differ
marginally from the prevailing re-evaluation reports at the time of th e private reports, the
substance of the private reports does little more than confirm the findings and
recommendations of the District reports , with the exception of placement . Although the
District took these reports into account and used some of the rec ommendations, thes e
reports did not uncover any de ficiencies in the re- evaluation reports of the District or its
IEPs, as discussed above . Moreover, the reports were provided partially as addenda to
previous reports, criticizing District programming, and I find, based upon a
preponderance of the evidence, that they were provided in anticipation of litigation and
for purposes of litigation. Under these circumstances, I find it inequitable to reimburse
for these reports, and I decline to do so.
10
Likewise, I decline to order reimbursement for the Parents’ expert testimony. I
have not accepted the ultimate conclusions expressed in that testimony, and it has not led
to any relief. Thus, I find it similarly inequitable to order the District to pay for it,
especially given the Parents’ lack of cooperation with a court ordered transition plan that
led to the use of these experts in due process.
For the same reasons, I reject Parents’ claim for reimbursement based upon
Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794. Nothing in the different
10 There is some argument in summations as to whether or not the Parents were disagreeing with District re-
evaluations when seeking the private reports. The evidence does not support this assertion. Rather, the
only disagreement expressed to the District specifically challenging the re -evaluation reports was conveyed
by Parents’ counsel at about the time that due process went forward.
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substantive standards under section 504 contradicts my conclusions with regard to the
equities inherent in this claim and its factual underpinning.
APPROPRIATENESS OF THE DISTRICT’S FEBRUARY 7, 2012 RE-EVALUATION
REPORT
Parents did not offer much evidence addressing this issue. There was little
testimony or documentation addressing whether or not the District violated the IDEA’s
numerous procedural requirements for evaluations and re -evaluations. 20 U.S.C. §1414.
The gravamen of Parents’ complaint in this regard was that the District’s evaluation w as
somehow inconsistent with the private psychoeducational report; however, on their face
both the private and agency reports are substantially in agreement conc erning Student’s
educational needs. (FF 34 -37.) Thus, there is not preponderant evidence that the
District’s re-evaluation was inappropriate. This claim is denied.
CONCLUSION
I conclude that the District’s 2012 re -evaluation was not inappropriate , that the
District offered FAPE for both years at issue here, and that the Parents are not entitled to
reimbursement for either transportation expenses or private expert reports. Any claims
regarding issues that are not specifically addressed by this decision and order are denied
and dismissed.
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ORDER
1. The District’s February 2012 Re-evaluation Report was appropriate
under the IDEA.
2. The District offered Student a FAPE in a timely manner for the
2010-2011 and 2011-2012 school years.
3. The hearing offi cer will not order the District to reimburse Parents
for the cost of HTPS tuition and transportation of the Student to
HTPS for any part of the 2010-2011 and 2011-2012 school years.
4. The hearing officer will not order the District to reimburse Parents
for the cost of summer educational programming for Student for the
summer of 2010 or for the summer of 2011.
5. The hearing officer will not order the District to reimburse Parents
for the cost of a private evaluation submitted to the District and for
the cost of expert testimony in this proceeding by the author of that
report.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
July 23, 2012
