Brandywine Heights Area School District | Case 14715-13-14 | 2014-08-20
Pennsylvania special education due-process decision
- Case number
- 14715-13-14
- Date
- 08/20/2014
- Parties / district (official listing)
- Brandywine Heights Area School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Autistic Spectrum Evaluation Behavior IEP Transfer from Preschool
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Student’s Name: B.M.
Date of Birth: [redacted]
ODR No. 14715-13-14-KE
CLOSED HEARING
Parties to the Hearing: Representative:
Parent[s] Jennifer Lukach Bradley, Esq.
M c A n d r e w s L a w O f f i c e s
3 0 C a s s a t t A v e n u e
Berwyn, PA 19312
Brandywine Heights Area Sch. Dist. Mark W. Cheramie Walz, Esq.
200 West Weiss St. Sweet, Stevens, Katz & Williams, LLP
Topton, PA 19562 331 East Butler Avenue
New Britain, PA 18601
Dates of Hearing: May 6, 2014; May 30, 2014; July 8, 2014
Record Closed: July 25, 2014
Date of Decision: August 20, 2014
Hearing Officer: William F. Culleton, Jr., Esquire
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INTRODUCTION AND PROCEDURAL HISTORY
The student in this matter (Student)
1 transitioned to the respondent school district
(District)2 from early intervention for the 2012-2013 school term, beginning in kindergarten. (NT
10, 58; S 8.) Student is identified with Autis m and Speech or Language Impairment pursuant to
the Individuals with Disabilities Education Act, 20 U.S.C. §1401 et seq. (IDEA). (S 8.) Parents3
requested due process under the IDEA, alleging that the District failed to provide Student with an
appropriate evaluation, placement and program in kindergarten and in first grade. 4 P a r e n t s
request compensatory education and an order that the District provide an appropriate placement
and program for Student’s second grade school year. The District asserts that it has provided an
appropriate program and placement.
The hearing was completed in three sess ions, and the record closed upon receipt of
written summations. I conclude that the District failed to provide appropriate services to address
Student’s educational needs from September 19, 2012 to February 1, 2013, but that it complied
with the IDEA with regard to all other issues presented in this matter,
ISSUES
1. Was the District's re-evaluation report dated September 6, 2012, as revised September 12,
2012, appropriate?
1 Student is named in the title page of this decision; all pers onal references in this matter are to “Student” in order to
guard Student’s confidentiality.
2 The respondent District is named in the title page of this decision; its identity is withheld from the remainder of the
decision in order to guard Student’s confidentiality.
3 Both Parents named in the title page of this decision jo ined in requesting due process, and both participated in
many of the IEP and other meetings mentioned in this decision. Therefore Parents are referenced in the plural
throughout this decision. However, many of the communi cations and transactions mentioned here were between
Student’s Mother and District personnel. Therefore, I reference the Mother as “Parent”, in the singular.
4 Over the Parents’ objection, I determined at the outset of the hearing that I would limit the time frame for decision
and decide the appropriateness of the Di strict’s actions and inactions as set forth in the issues listed below, within
the period beginning on Student’s first day of kindergarten on August 26, 2012 and ending on the first day of
hearings in this matter, May 6, 2014. (NT 34-35.) I refer to this as the relevant period.
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2. Did the District provide Student with an appropriate placement during the relevant period
of time from the first day of school in the 2012-2013 school year until May 6, 2014?
3. Did the District provide Stude nt with an appropriate Indi vidualized Education Program
(IEP) during the relevant period?
4. Did the District appropriatel y provide Student with placeme nt in the least restrictive
environment during the relevant period?
5. Should the hearing officer order the District to provide compensatory education to
Student for all or any part of the relevant period?
6. Should the hearing officer order the Distri ct to provide any specific educational
programming for the 2014-2015 school year?
FINDINGS OF FACT
1. Student is [an elementary schoo l-aged] resident of the school district, and is a rising
second-grader. (NT 10; S 42.)
2. Student was diagnosed with Autism when St udent was three years old. A predominant
effect of this disability is Student's redu ced communication skills. Student was classified
as a child with the disability of Autism while in early intervention. (NT 39-40; S 1, 3.)
3. In addition to communication difficulties, St udent displayed sensory over-responsiveness
while in early intervention programming. This led to behaviors such as running, jumping,
crashing into walls, head butti ng and anxiety attacks. Studen t responded to the vestibular
and proprioceptive input. (S 1.)
4. Student received infant and toddl er services at less than on e year old, and the services
continued to age 3. These services include d weekly integrated speech and occupational
therapy. (NT 40-42; S 1.)
5. Student received early inte rvention services, beginning at age 3, provided by the local
intermediate unit. Prior to Student's entry into kindergarten, Parents held Student back for
an extra year in early intervention services. (NT 40-43; S 1.)
6. Early intervention services included speech therapy, occupational therapy and specialized
instruction in a special education setting providing the Verbal Behavior program of
instruction. (S 3.)
7. Verbal Behavior is a research based pr ogram of instructi on, utilized to teach
communication skills. It is based upon one -to-one instruction utilizing immediate
delivery of reinforcers in response to the child’s performance of communication
behaviors, and errorless te aching. It focuses upon nami ng items, requesting items and
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other kinds of social communication with a single adult instructor. (NT 255, 621-622,
625-626, 650-678; S 31, 43.)
8. The early intervention individualized education program (IEP), as revised in May 2012,
provided that Student would not participate with typically developing peers, because
Student was deemed to need specialized staff, higher staff to child ratio, daily
opportunities for drill and practice with communication skills, individual and small group
instruction, and speech and occupational therapy. (S 3.)
9. While in early intervention, Student's behavior of head butting and striking the head was
occurring with significant frequency, but was not considered to be an interference with
Student’s learning or that of others. Conflicting reports in the present levels section of
the 2012 early intervention IEP indicated both th at such behavior occurred at times, and
that it had ceased. (NT 44-45, 49; S 3.)
10. The early intervention program provided a tran sition plan, which included sharing early
intervention data with the District and disc ussions between District representatives and
Parents before Student started kindergarten. (S 3.)
11. As part of the early intervention transiti on plan, Student attended a less structured
kindergarten level classroom within the speci alized early interven tion setting. (NT 52; S
3.)
12. Parents attended transition meetings with Dist rict representatives in February 2011 and
January 2012. (NT 42-52.)
13. At the Parents’ transition meeting with Di strict representatives in January 2012, early
intervention personnel provide d District personnel with current evaluation data and
current IEP data as well as progress reports. Parents signed an intention to enroll form for
the District, and signed a release so th at the District could obtain necessary
documentation. District representatives indica ted that the District would re-evaluate
Student, and would send a permission to evaluate form. (NT 50-52; S 3.)
14. Pursuant to the District’s usual practices, th e District provided Parent with a permission
to re-evaluate form on or about April 24, 2012; this was delivered some days thereafter.
Parents conveyed the form to the District with consent to re-evaluate on or about May 10,
2012. (NT 53, 250-252, 509-510; S 2, S 47 p.1.)
15. Student’s assigned kindergarten teacher recommended that the District plan for Student’s
kindergarten program before the start of school. (NT 250.)
16. Pursuant to Parent's requests, District personn el made efforts to accelerate the timetable
for completing the re-evaluation pursuant to th e permission to evaluate provided to them
in May 2012. (NT 53; S 10, 47 p. 1, 2.)
17. District personnel and the Distri ct’s director of special education considered and rejected
the option of placing Student immediately in a specialized autistic support program
outside Student’s neighborhood sc hool. The director of sp ecial education decided to
await the recommendations of the District’s re-evaluation. (NT 255-256.)
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18. Parents attended a transition m eeting with representatives of the District on August 15,
2012. At that meeting and in telephone calls and email messages, Student’s schedule was
discussed, as well as opportunities for inclusion with typical students, transition to regular
education settings, specially designed in struction in the kindergarten curriculum,
transitions to and from school , and the provision of a one-t o-one paraprofessional. (NT
438-446, 258; S 4.)
19. Student was familiar with the physical environment of Student's assigned school
building, because Parent had brought Student with parent on many occasions [redacted].
The assigned learning support teacher and othe r teaching staff met St udent ahead of time
so that Student could get used to having a relationship with those educators. Student
spent about 30 to 45 minutes in the regular education kinde rgarten classroom, and also
spent time in the special education classroom, to get used to the spaces and the materials
available. (NT 56, 58, 437-442.)
20. Student began kindergarten in the District on August 26, 2012. (NT 58.)
21. Student entered kindergarten with the early intervention IEP as revised in May 2012. (NT
49; S 3, 6.)
22. On August 29, 2012, Student engaged in the se ries of aggressive behaviors in the
classroom. (NT 67-68; S 47 p. 3; P 1, P 2.)
23. Parents attended a multidisciplinary team meeting on September 7, 2012, to review a
reevaluation report provided to Parents on that date. Th e meeting lasted for over two
hours, and participants included Student's a dvocate, special education teacher, speech
pathologist, regular education teacher, principal, school psychologist, behavior specialist
consultant, therapeutic support staff, and the director of special education. (NT 61-63; S
6.)
RE-EVALUATION REPORT, SEPTEMBER 7, 2012
24. For purposes of the September 7, 2012 re-eva luation, District was on notice of the
following areas of concern to be addressed through the re-evaluation: needs associated
with Student’s transition to a District kinde rgarten classroom, the various strengths,
weaknesses and behaviors noted in prior ear ly intervention documentation, and concerns
expressed by the Parents in transition meetings prior to the issuance of the evaluation
report. (NT 46-61; S 1, 3, 6.)
25. The Parents’ areas of concern as comm unicated to District personnel included
communication skills, social and play skills, self-help skills, learning readiness skills,
gross motor skills, fine motor skills, sensory concerns, and Student's anxiety, stress and
behavior in the school setting – including reacti ons to directions from adults, frustration,
distraction, perseveration and ab ility to transition from one activity to another. (NT 46-
61; S 1, 3, 6.)
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26. The September 7, 2012 re-evaluation report wa s based upon input from Parents; review
of the early intervention program re-evaluation report conducted in April 2011; review of
the early intervention IEP, revised in May 2012; review of early intervention progress
reports; input from the early intervention teacher; classroom obs ervations; informal
checklists eliciting observations of Student’s behaviors; standardized behavior scales and
inventories; a speech and language evaluation; and an occupational therapy evaluation. (S
6.)
27. Parents provided extensive information to the school psychologist who conducted the
evaluation, including responses to a non-standardized checklist addressing behaviors
related to the classification of Autism; standardized adaptive functioning scales;
standardized behavior assessment scales; a behavior rating inventory of executive
function; and a social responsiveness scale. (NT 65-66; S 6.)
28. Student’s early intervention teacher provid ed extensive information to the school
psychologist who conducted the evaluation, in cluding standardized adaptive functioning
scales; standardized behavior assessment scal es; a behavior rating i nventory of executive
function; and a social responsiveness scale. (S 6.)
29. The school psychologist who conducted the evaluation observed Student in the classroom
setting of the special education program that Student attended through the early
intervention provider. (S 6.)
30. The District's speech and language ev aluation was based upon three classroom
observations by the District's speech and langua ge pathologist in the District's autistic
support classroom at Student's assigned elemen tary school; review of early intervention
progress reports; and clinical observations during an attempt to administer a standardized
preschool language scale, addressing both a uditory comprehension skills and expressive
communication skills. (S 6.)
31. The District's occupational therapy evalua tion was based upon clinical observation;
reports by Student's early in tervention teacher; administ ration of a standardized
developmental test of visual-motor integr ation; and a sensory profile questionnaire
completed by Student's early intervention teacher. (S 6.)
32. The September 7, 2012 re-evaluation did not include standard ized cognitive and
achievement testing; nor did it include cl assroom based assessments from the early
intervention program. The Dist rict's school psychologist determined that standardized
testing could not be administered to Student due to Stude nt's age and known
communication disabilities. Because Student had only recently tran sitioned to a school
setting, classroom assessments, local and/or st ate assessments were not part of Student's
educational record. (S 6.)
33. The September 7, 2012 evaluation report di d not include a functional behavior
assessment. Functional behavior assessment was not discussed at the September 7, 2012
meeting. (NT 66-67; S 6.)
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34. The school psychologist elicited and reported da ta with regard to the Student's medical
and developmental history; hi story of medical and educatio nal interventions; and history
of behavior in the early intervention program. (S 6.)
35. The school psychologist evaluated data with regard to the Student's adaptive and
functional skills through administration of standardized adaptive functioning scales, an
informal inventory related to Autism related be haviors, behavior rating scales, review of
early intervention documents, and classroom observation in the early intervention
program. (S 6.)
36. In addition to broader standardized behavi or inventories, the school psychologist
obtained Parents’ responses to an informal check list that elicited data specific to Autism
related behaviors such as soci al isolation, limited reciprocal interaction, self absorption,
socially indiscriminate behavior problems w ith social skills, perseverative interests and
play behaviors, stereotypical and repetitive play, emoti onal upset caused by change,
sensory disturbance, communication impairme nt, atypical vocalizations or speech,
special abilities, mood distur bance and problems with attent ion and safety; pre-academic
skills; social skills. (S 6.)
37. The school psychologist elicited and evalua ted data regarding Student's every day
behavioral and emotional functioning through review of early intervention documents
and administration of a general behavior inventory, the informal Autism related checklist,
the adaptive functioning inventory, and the so cial responsiveness scale, in addition to
clinical observation. (S 6.)
38. The school psychologist elicited and eval uated data regarding Student's everyday
behavior associated with specific domains of th e executive functions, through
administration of a standardized executive function related behavior inventory. (S 6.)
39. The school psychologist obtained information regarding Student's academic rate of
acquisition and ability to retain and appl y learning, through review of documentation
from the early intervention program and teacher input. (S 6.)
40. The District's speech and language pathologis t elicited and evaluated data regarding
Student's receptive and expressive communication skills, including written skills and play
skills, through clinical obser vation and attempting to administer a standardized
communication skills inventory. (S 6.)
41. The District's occupational therapist elicited and evaluated data regarding Student's gross
motor skills fine motor skills and visual mo tor skills, through clinical observation and
input from Student's early intervention program. (S 6.)
42. The occupational therapist elicited and eval uated data regarding Student's sensory
processing, including both sensory avoiding and sensory seeking behaviors, through
review of early intervention documents and clinical observation. (S 6.)
43. The September 7, 2012 re-evaluation classifi ed Student with Autism and Speech or
Language Impairment under the IDEA. (S 6.)
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44. The September 7, 2012 re-evaluation report sp ecifically noted that Student's classroom
behavior could be expected to interfere with Student's learning and that of others. The
report noted evidence of si gnificant problematic behavior s, including distractibility;
aggressive behavior towards pe ers; a history of head bangin g (which could return upon
transition to kindergarten); irritability; a tendency to be disruptive, intrusive or
threatening; poor inhibitory control due to more global behavior al dysregulation; a
history of pushing or running into peers in or der to engage with them socially; throwing
and kicking items in the Distri ct classroom; and rocking and perseverative behavior. (S
6.)
45. Although the evaluation report noted some progr ess as reported in documentation from
the early intervention program, it found that Student's functioning was generally low or
very low in most areas of adaptive functioning, communi cation, social functioning and
executive function. The evaluation report f ound that Student's everyday emotional and
behavioral functioning was likely to be clin ically significant for emotional difficulties
and problematic behavior. The report also f ound a high incidence of behaviors associated
with the diagnosis of Autism, and found contin uing needs in the areas of fine motor and
sensory functioning. Student did not demo nstrate pre-academic skills at an age-
appropriate level, largely because Student had not rece ived access to pre-academic
curriculum while in early intervention. (S 6.)
46. The evaluation report recommended placement in a setting that would provide close
supervision and monitoring when transi tioning throughout the school day, breaks as
needed, and small group instruction. It reco mmended consideration of a self-contained
setting initially. (S 6.)
47. The report suggested areas in which goa ls could be provided, including the
communication, fine motor skills, sensory inte gration, self-help skill s, classroom skills
and compliance with structure and direction, pl ay and social skills, attention to task, and
appropriate behavior. (S 6.)
48. The evaluation report recommended specially designed instruction and accommodations,
including assistance and guidance to work in a small group; utiliz ation of motivators,
including an iPad for visual stimulus; accommodation for being overwhelmed and large
group setting; more opport unities to have 1-to-1 instruction, with prom pting to attend to
1-to-1 adult-guided tasks; specially designed instruction to address adaptive, behavioral
emotional and play/social needs; speech and language therapy addressing attention for
instruction and direction fo llowing, making requests and soci al/play skills; specially
designed instruction four responses to greeti ngs, initiating greetings, asking for help and
making verbal requests; consideration of adapted physical education; occupational
therapy for 30 minutes per week of direct serv ices, as well as up to 15 minutes per week
of consultative time with t eachers and school staff, direct ed to improving fine motor
skills, visual motor skills and self-help skills, as well as sensory processing skills in the
educational environment. (S 6.)
49. Occupational therapy recommendations included teaching of self-regulation strategies,
opportunity for frequent calming sensory activ ities, preferential s eating, alternative
seating, using headphones to increase atten tion to task, opportunities for movement
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frequently throughout the day, decreasing distr actions where possible, pencil grip trial
and slant board trial. (S 6.)
50. The occupational therapy evaluation suggested specific goals for teaching Student to
write Student's first and last name from me mory; cut along straight and curved lines,
including a 6 inch diameter circle; independently don Student's coat, socks and shoes;
manipulate simple fasteners such as zippers and large buttons; open snack containers as
well as Ziploc bags, and maintain attention to non-preferred tasks. (S 6.)
51. The District provided a final re-evaluati on report dated September 12, 2012, sending it
home in Student’s backpack. (NT 76; S 8.)
KINDERGARTEN (2012-2013 TERM) IEP
52. At the meeting on September 7, 2012, Parents and members of the IEP team discussed
the draft re-evaluation report, but did not have time to discuss the creation of the IEP. At
that meeting, Parents requested the statutory ten da ys to review the draft re-evaluation
report before proceeding to the IEP meeting. (NT 63, 226; S 7.)
53. On September 10, 2012, District re presentatives made extensive revisions to a draft IEP.
(S 24, 25, 28.)
54. On September 11, 2012, the District invited Parents to a second meeting scheduled for
September 19, 2012. (S 7.)
55. Parents expressed their disappoi ntment that the IEP team did not devise a new IEP for
Student during the September 7 meeting. Parent s, in a letter dated September 12, 2012,
noted that there was no new IEP providing fo r one-to-one services, a plan for prevention
of eloping, and a plan for end of day dismissa l. Parents also requested provision of an
adaptive chair for Student, addressing of Student's communicati on, and addressing of
Student's sensory processing issues. (S 7.)
56. The District addressed the issues of one-to-one services, prevention of eloping and end of
day dismissal by September 12, 2012. The Distri ct did not address the issue of adaptive
chair at that time, but addressed in in the September 19, 2012 IEP. (NT 69-74; S 6, 7, 25.)
57. On September 19, 2012, the District conven ed an IEP meeting with both Parents.
Attendees included the school psychologist, occupational ther apist, speech pathologist,
the regular education teacher, the special education teacher, Student's behavior specialists
and advocate. At the meeting, the District re presentatives provided Parents with the draft
IEP. (NT 80-81; S 25.)
58. The final September 19, 2012 IEP noted in pres ent levels of academic achievement that
Student had attained numerous kindergarten re adiness skills such as letter identification,
counting to 100, expressive and receptive co lor and shape identifi cation, and Student's
name. It contained updated information base d on observation and data collection in the
kindergarten class with regard to academic skills, readiness skills, attention to task, social
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and interaction skills, self-care skills, play skills and communication skills, both
functional requesting skills and labeling skills. (S 25.)
59. The September 19, 2012 IEP recognized St udent's communication needs and behaviors
impeding learning. (S 25.)
60. The September 19, 2012 IEP placed Student in full-time learning su pport and itinerant
speech and language support, in Student's neighborhood school. (NT 76; S 11, 25.)
61. Student's neighborhood school did not have an autistic support classroom, because there
were not enough students assigned to th at school who needed an autistic support
classroom. While the District had staff trained to provide Verbal Behavior programming,
this was not offered at the Student’s neighborhood school because of the insufficient
numbers to justify a Verbal Behavior class. (NT 84, 255-256.)
62. The special education teacher assigned to the learning support classroom had some
education about teaching children on the au tistic spectrum, and had experience teaching
autistic support, but was not a specialist in teaching children on the spectrum. The
teacher did consult with othe r staff who were more experienced with autistic children.
(NT 434, 511-515, 522.)
63. The Student’s learning support classroom did not offer Verb al Behavior teaching. The
learning support teacher consulted with a nother teacher who was experienced in
providing Verbal Behavior teaching, and a dopted the learning support teaching program
for Student, based on the Verbal Behavior teacher’s recommendations. (NT 517, 520.)
64. Student was included in non- academic general education settings, including the
schoolyard; however, due to elopement concerns , Student was placed in a fenced-in part
of the schoolyard. In order to assure contact with typical peers, peers would be assigned
to that fenced in school yard area when ever Student was there. (NT 135-138, 538-539; P
1 p. 26.)
65. The September 19, 2012 IEP provided occupa tional therapy once per cycle for 30
minutes, speech and language therapy once per cycle for 30 minutes, and a full time
paraprofessional. It also provided for teacher consults with the speech therapist and the
occupational therapist. The draft IEP also offered ESY services for the summer of 2013.
(S 25.)
66. The September 19, 2012 IEP offered goals addressing pre-readiness skills including
attending to instruction, remaining seated, completing activities following directions and
transition from one task to another; functi onal language for requesting desired items, and
expressing wants, needs, feelings and preferen ces; social and play skills; using gestures,
signs and facial expressions and/or speech to interact with peers throughout the day;
legibly writing first and last name from memo ry; cutting along straight and curved lines;
self-dressing and opening snack containers; regulating sensory need s; expressive and
receptive language including following commands , labeling and answering questions, as
well as identifying vocabulary; and toileting and dressing/undressing. (S 25.)
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67. The District’s teachers are expected to ta ke data on measureable goals, although they do
not always report the data itself in progress reports sent to Parents. (NT 319-322.)
68. The September 19, 2012 IEP offered specially designed instruction in the form of access
to an iPad for rewarding purposes; frequent breaks; provision of cues and signals to
maintain and regain attention; and behavi oral support plan; an accommodation plan to
walk Student to and from Student's vehicle. (S 25.)
69. Student's teachers frequently provided writ ten reports to Parents regarding Student's
behavior and educational activities. (NT 92-93; P 2-7, 12-15.)
70. The September 19, 2012 IEP provided s upports for school personnel including
consultation among teachers, including resource room teacher, regular education teacher,
occupational therapist and speech and language pathologist. Supports also included
teaching peers about Autism and teaching other parents about Autism. (S 25.)
71. The September 19, 2012 IEP provided for inclusion in non-academic regular education
settings with supplementary aids and servic es, for approximately 12% of the school day.
The IEP set forth a plan to gradually integrat e Student into regular education in special
subjects settings, and provided for removal of Student from such settings if Student's
behavior should rise to the level of dangerous ness to self or others, or disruptiveness to
the education of others. If removed from th e regular education setting because of such
behavior, the IEP provided that Student would be re-integrated into the regular education
setting as soon as Student's behavior permitted. (S 25.)
72. At the meetings leading up to the finaliza tion of the September 19, 2012 IEP, Parent had
emphasized Parent's concern that Student was likely to attempt to elope from school and
return home without supervision. Parents want ed appropriate policies and procedures to
be in place in order to prevent this. (NT 86.)
73. The September 19, 2012 IEP provided a positive behavior support plan that included an
ABC assessment of Student's behaviors in the school setting, including scripting, running
around classroom, lying on the floor, pushing ma terials from tables onto floor, knocking
over toys/furniture, striking own head, and striking adults with Student's head, and
running through seated peer groups. This assessment was not based upon systematic data
gathering in the elementary school setting or in the previous school setting. The positive
behavior support plan provided a hypothesis that such behavi or was in order to gain
sensory input, or a preferred task, or to escape, or to avoid a task demand, transition,
social interaction or large group activity. (NT 84-85; S 25.)
74. The September 19, 2012 IEP positive behavior support plan offered goals and
replacement behaviors. (S 25.)
75. The September 19, 2012 IEP positive behavior support plan provid ed for antecedent
strategies including use of visual schedule of Student's day; pictures of different specials
shown to Student before leaving for the area of the specials; verbal prompts, reminders,
and re-directions; use of a timer and reminding for upcoming transitions; numerous
opportunities throughout the day for sensory mo vement, especially before a large group
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activity; positive responding to spontaneous verbal requests; encouraging Student to use
functional language; using first/then language to encourage task completion; observing
and noting highly motivating reinforcement; and use of the iPad for motivation. (S 25.)
76. The September 19, 2012 IEP positive behavior support plan provided for negative
consequences addressing beha viors of concern, including attempting to walk Student
away from problematic settings to desired settings; emergency physic al interventions in
order to prevent escape from the school bui lding or harming self or others; and
disciplinary consequences. For non-dangero us, non-disruptive behaviors, planned
ignoring was also offered. (S 25.)
77. By letter dated September 18, 2012, Parents requested an independent educational
evaluation at public expense. Parents notified th e District that they disagreed with the re-
evaluation report as revised September 12, 2012. Parents noted that there was no
cognitive or achievement testing utilizing standardized non-verbal tests; that there was no
functional behavior assessment, that there were no recommendations regarding functional
communication, social skills, assistive techno logy evaluation, executive functioning or
sensory diet. Parents noted that the sp eech and language evaluation did not include
formal assessments. (S 9.)
78. The District agreed to an independent educ ational evaluation by letter dated September
19, 2012. (NT 78; S 10.)
79. Also on September 19, 2012, the District issu ed a Notice of Recommended Educational
Program (NOREP) reflecting placement in fu ll-time learning support. Parents disagreed
with the NOREP. Parents requested that the IEP include speech therapy to improve
receptive, expressive and pragmatic language and social skills; occupational therapy to
work on fine motor, visual motor, sens ory processing, self-regulation and self-help
deficits; weekly progress reports to Parents; staff and parent training on Autism; a goal to
help Student learn about Student's emotions; a progress report after each speech therapy
and occupational therapy session; visual an d verbal prompting added to specially
designed instruction; and further detail on occupational therapy and speech therapy
services. (S 11.)
80. In October 2012, the director special educatio n advised Parents that the District had
changed all of its schools to a six-day cycle, rather than a weekly schedule. This did not
result in a reduction in related services to Student. (NT 109-111, P 8.)
81. In early October 2012, Student exhibited dangerous behavior in the regular education
setting that also disrupted the learning of others. Student's regular education teacher, with
the assistance of another adult, was unable to control the behavior utilizing prompts and
other supports. The adults uti lized a restraint pr ocedure reserved for emergencies; in
order to escort Student out of the classroom. After that, the adults utilized a wait
procedure until Student calmed down. Then Stude nt transitioned to the next activity on
Student's schedule. As a result of this incident, the Distri ct scheduled a meeting with
Parents for October 10, 2012 to discuss the incident. Although Student's special
education teacher recommende d reduction in the number of school periods in which
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Student would be placed in a regular education setting, unt il Student's maladaptive and
disruptive behaviors could be brought under control, this was not discussed at the
meeting. (S 17-19; P1 p. 3-10.)
82. On October 9, 2012, District personnel reques ted Parents to sign a permission to
reevaluate so that a functi onal behavior assessment coul d be completed by a behavior
specialist from the intermediate unit. The Di strict requested the intermediate unit to
provide a functional behavior assessment f acilitation and support. On November 19,
2012, the intermediate unit agreed to provide assistance. (NT 97-98; S 16, 23.)
83. Due to Parental concerns regarding elopement , District personnel consulted with Parents
regarding whether or not Stude nt should be allowed to part icipate in class trips to
community locations and a Halloween parade on school premises. Parent advocated for
allowing Student to participate in these tr ips, and, after consid erable communication
along the chain of command, Student was a llowed to participate, with volunteer
assistance from Parent. Student was able to participate successfully. (NT 102-109; P 1 p.
12, 27, P 2 p. 28, P 9.)
84. On October 25, 2012, Student engaged in [redac ted] behavior, striking Student's special
education teacher [redacted]. The special edu cation teacher was out of work for months,
and was replaced by another special education te acher, at first temporarily, but ultimately
on a permanent basis. (NT 125-134; S 47; P 1 p. 14.)
85. On November 28, 2012, District representa tives convened a meeting to create a
functional behavior assessment (FBA). Both Pare nts attended, as well as the director of
special education, Student's advocate and Stud ent's behavioral consultants. At the
meeting, this group defined behaviors of conc ern: "head butt" (where Student strikes
Student's own head into peers or adults, or attempts to do so) and "head hit" (where
Student hits Student's own forehead with St udent's own hands, objects or other persons'
hands or arms, or attempts to do so). (NT 305; S 26.)
86. From November 29, 2012 through December 18, 2012, District personnel took data on
the two behaviors of concern. Student engage d in head butting an average of 59.8 times
per day. Student engaged in head hitting an average of 61.8 times per day. (S 26.)
87. On December 19, 2012, District officials provided an FBA through an amendment to the
IEP. The FBA concluded that the function of Student's head butting behaviors was to
delay demands, gain preferred activities, gain sensory activity or gain increased adult
attention. The function of Student's head hitting behaviors was to gain sensory
stimulation and to gain increased adult attention. (S 26.)
88. On December 19, 2012, District officials provi ded a positive behavior support plan. The
plan provided of goal for reducing episodes of head butting by using visual cards to assist
with communication, as well as gestural prompts. The plan also provided a goal to
decrease episodes of head hitting utilizing the same techniques. It also included a goal to
increase Student's use of communication cards or words to communicate Student's angry
feelings or to request a short delay and a demand, instead of using head butting. (S 26.)
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89. The December 19, 2012 positive behavior support plan provided for specially designed
instruction including use of visual cards as communication tools; prompting to
communicate rather than engage in behavior of concern; use of social story on tape; use
of a visual token board for reinforcement; re duced use of verbal stimulation; increased
use of visual for input; use of train sounds and visual for transition; daily visual
schedules; visual schedules for specific acti vities; visual choice board for choosing
reinforcers; provision of se nsory diet throughout the day; honoring requests for sensory
input; and teaching Student to request or choose input using a mirror and match
procedure. (S 26.)
90. The December 19, 2012 positive behavior support plan provided for teaching
replacement behaviors utilizing pictures or words; using brief de lays of demand as
consequence for use of replacement behavior; prompting; modeling; repeated modeling;
safety measures; and de-escalation. (S 26.)
91. The December 19, 2012 IEP revision added one support for school personnel:
consultation with Parents' home program behavior consultants. (S 28.)
92. On February 27, 2013, the IEP team amende d the IEP to add a specially designed
instruction calling for use of a sensory diet daily, as determined by teacher and Student.
(S 29, 36.)
93. In March and April 2013, District personnel took data on reinforcers, approach behaviors
and escape behaviors. (S 31; P16.)
PRIVATE EVALUATION
94. In late January 2013, Parent notified the District that the Pare nts' chosen private
evaluator would request to do an in-school observation of Student. (S 47.)
95. On March 27, 2013, the District received a private evaluation report. The private
evaluator diagnosed Student medically with Autistic Disorder, Attention
Deficit/Hyperactivity Disorder, Combined Type, and Mathematics Disorder. The private
evaluator endorsed the educational classification of Student with Autism and a secondary
classification of Speech or Language Impairment. (S 32.)
96. The private evaluator identified Student's nu merous educational needs, most of which
had been identified in the District's Sept ember 2012 re-evaluation report. The private
report drew attention to neurological explana tions of Student's edu cational disabilities.
These included difficulties with visual asso ciation learning, organized processing, motor
memory, orally produced sounds and sound sequ ences, fluid reasoni ng, and sequencing
of motor actions. The private evaluator pointed out that the combination of autistic
spectrum disorder and attention/hyperactivity symptoms results in a more severe
impairment of functioning, especially aff ecting social processi ng, adaptive functioning
and executive control. (S 32.)
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97. The private evaluator recommended a number of interventions that the District was
already providing through the IEP, including prioritization of St udent's challenging
behaviors, in order to allow more thorough assessment and intervention; completion of a
functional behavioral analysis by a certified behavior analyst familiar with autistic
spectrum disorders; teaching of communication skills, social skills, sensory coping skills;
daily routine and schedules; positive behavior supports and behavioral interventions; use
of electronic devices for instructional pur poses as well as for reward; addressing
antecedent strategies for intervention to prev ent unwanted behaviors; teaching skills in a
natural environment; story-based interventions; use of schedules; and use of “first, then"
concepts. (S 32.)
98. The private evaluator criticized the IEP team’s placement of Student in full-time learning
support; the evaluator recommended placement in full-time autistic support, even if this
should require alternative edu cational placements outside of the District, such as
placement in an intermediate unit program or an approved private school. This
recommendation was based upon review of the September 2012 IEP. The evaluator
inferred that the learning support placement would provide Student with "little or no
opportunity for small group instruction." The ev aluator concluded that this would result
in Student's isolation. (S 32.)
99. The private evaluator recommended placemen t in an autistic support program for
communication, social skills, behavior and ma thematics, and participation in general
education with one-to-one support for language arts, because Student's language arts
skills were at the time comparable to those of many children in kindergarten. (S 32.)
100. The private evaluator recommended ev aluation for assistive technology and
augmented communication; challenging Student with new materials, such as arrangement
of sight words into sentences; emphasis on a visual approach to reading; addressing
comprehension needs; and use of multisensory approaches to mathematics instruction. (S
32.)
101. The private evaluator diagnosed Student with a Mathematics Disorder. The
evaluator recommended research-based intervention. (S 32.)
102. On May 22, 2013, the District convened and IEP team meeting to review the
independent educational evaluation. (NT 140-141; S 33.)
PROGRESS IN KINDERGARTEN (2012-2013 SCHOOL TERM)
103. In kindergarten, Student made significant pr ogress in: attending to an activity for
up to 40 minutes with frequent breaks; tran sitioning to a non-preferred activity with no
more than three prompts and with utilization of sensory tools; rema ining seated for high
interest activities with minimal prompts; co mpleting assigned tasks or following task
directions at the table; using functional language to request wanted items; using signs and
verbalizations to request wanted items in da ily routine; choosing motivators with visual
cues; toileting independently including rem oving clothing; making verbal requests for
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items; writing Student's name; opening containers in Ziploc bags at lunch; donning shoes
independently and socks with support; donn ing coat; using the zipper with support;
buttoning and unbuttoning; at tending to occupational th erapy programming with
motivators and modification; cutting stra ight and curved lines; following routine
commands; naming objects and pictures; and reduction of head butting behavior. (S 35.)
104. Student did not make signifi cant progress in attending to instruction; remaining
seated for morning meeting with the rest of the class; verbalizing Student's feelings and
understanding the concept of fee lings; initiating play with other peers; independent turn
taking; using speech to interact with peers; making eye contact socially; appropriately
greeting peers; responding to conversational questions without echoing; expressing anger
or need for more time; independently fo llowing commands; labe ling objects/pictures;
answering questions; identifyi ng vocabulary words; and answ ering questions about age,
name, and favorites. (S 35.)
105. Student showed mastery of sequencing numbers, counting by ones to 100, naming
the days of the week, and writing numbers from 0 to 20. Student demonstrated good
legibility and writing, ab ility to work independently, ability to take care of materials and
clean up properly, ability to write beginni ng and ending consonant sounds, ability to
provide illustrations corresponding with the st ory, ability to use logical phonetic spelling
for unknown words, phonemic awareness skills, writing name correctly, and
understanding left to right progression. Stud ent demonstrated pencil grip that met
expectations. (S 35.)
106. Student's head butting behaviors in school declined af ter January 2013.
Unfortunately, these behaviors increased at home at about the same time. (P 1; S 35 p.
12-13, 49.)
FIRST GRADE IEP (2013-2014 SCHOOL TERM)
107. On September 10, 2013, the District convene d an IEP team meeting and offered a
proposed IEP and change of placement. (S 37, 38, 41.) 7, 38, 41.)
108. At Parents’ request, the Di strict had assigned Student to a particular regular
education teacher. (S 41.)
109. The occupational therapist called Parent on the evening before the meeting in
order to review the proposals in the draft IEP. (S 38.)
110. The meeting included Parents, the regular education teacher, the special education
teachers, the speech and language therapists, and the school psychologist, as well as the
director of special education. (S 41.)
111. After the meeting on September 10, 2013, th e District's director of special
education made revisions pursuant to the discussion at the meeting. (S 41.)
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112. Student’s placement was changed from full time learning support to supplemental
autistic support (inclusion in general educ ation settings for about 35% of the day),
consistent with the recomme ndation of the private evaluato r, because the District was
able to provide an autisti c support classroom at Student ’s neighborhood school, due an
increase in the number of students assigned to that school who needed an autistic support
classroom. (NT 150; S 41.)
113. The new autistic support classroom utilized a research validated instructional
verbal behavior methodology, consistent with the recommendation of the private
evaluator. The District hired a teacher w ith autistic support experience who had taken
over as Student's learning support teacher for the latter part of Student's kindergarten
year. (NT 149-150; S 43, 46.)
114. The new autistic support teacher ins tituted a "peer buddy" program, in which
peers worked with Student to encourage Stud ent to learn appropriate social skills. (NT
150-152; S 40.)
115. The September 10, 2013 IEP recognized th at Student continued to have
communication needs and behaviors that impeded Student's learni ng or that of others. (S
41.)
116. The September 10, 2013 IEP offered goals for pronunciation of irregular words;
decoding words that begin with a stop sound; adding two single-digit numbers; remaining
seated quietly at morning meeting with fewe r than five prompts; engaging in parallel
play, initiating play and engagi ng in reciprocal play/turn taking; using word cards or
words, communicating anger or request for short delay instead of head butting behavior;
independently donning coat, engaging and zi pping zipper, buttoning and unbuttoning 4/4
buttons, and snapping 4/4 snaps; attending to non-preferred tasks; independent response
to social greetings; using 3-4 word sentences to verbally request wants or needs; initiating
social interactions by requesting items or materials, securing eye contact and using
Student's name; following novel one step dir ections; identifying common nouns, actions
and feelings utilizing pictures or objects; responding to yes/no and simple who, what, and
where questions about pictures; writing Student's name legibly; completing three-step
activities; cutting straight and curved lines; and coloring within designated areas. (S 41.)
117. The September 10, 2013 IEP goals addresse d all of the skills for which Student
had not made progress in kindergarten. (S 41.)
118. The September 10, 2013 IEP provided for specially designed instruction and
modifications including walking Student into sc hool in the morning and to the car in the
afternoon; use of iPad for antecedent and cons equence purposes; use of picture schedules
in special education and regular educa tion; small group and individual speech and
language instruction; immediat e corrective feedback ; cueing hierarchy; use of signs and
gestures to promote spontaneous fertilizat ion; use of picture cards and objects for
vocabulary development; structured social activities; use of iPad for language,
vocabulary, and social skill development; cons ultation with occupational therapist; self-
regulation strategies; frequent calming sensory activities; pref erential seating; special
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chair; use of headphones, slant board; weekly notes sent home regarding occupational
therapy; frequent opportunities for movemen t; decreased distraction; marking seating
area for Student with picture or square; sens ory diet; frequent break s; behavior support
plan; and role-play and social stories. (NT 469, 489; S 41.)
119. The September 10, 2013 IEP omitted some specially designed instruction and
modifications that had been provided to St udent during kindergarten year: modeling to
encourage social-communicative skills; weekly notes sent home to Parents regarding
speech and language progress; use of indirect prompts; limiting speech and restricting
screen time; gestures, signs and touch prompts rather than long verbal directives; limiting
speech when giving instruction and direction; reducing language; weekly progress probes
for each goal worked on during the week; visual and verbal prompting; daily
communication log; cueing and signaling to main tain or regain attention; and modified
regular education curriculum. (S 41.)
120. The September 10, 2013 IEP continued occu pational therapy at the same level,
including up to 60 minutes per month of occ upational therapy consult with teachers. It
increased speech and language therapy to two days per cycle, 30 minutes per session. (S
41.)
121. The September 10, 2013 IEP included review of sensory diet with all relevant
staff as part of supports for school personnel. (S 41.)
122. The September 10, 2013 IEP found Student eligible for ESY services. (S 41.)
123. The September 10, 2013 IEP provided for Student to be included in special
classes such as art, library, music, gym and computer, as well as non-academic general
education settings, such as lunch and assemblie s. Supplementary aids and services were
provided through one-to-one accompaniment, eith er by a personal care assistant or the
special education teacher. The IEP indicated a plan to gradually phase Student into
academic classes in the regular education setting, depending on Student's ability to
demonstrate readiness behaviors. During first gr ade, Student was able to participate in a
social studies class. (NT 160; S 41.)
124. The September 10, 2013 IEP provided that , if Student's behaviors became
disruptive to Student or peers during inclus ion in regular educa tion settings, Student
would be escorted back to the autistic support room until such time as Student's behavior
should permit Student's return to the general education setting. (S 41.)
125. The September 10, 2013 IEP included pos itive behavior support plan, which
addressed two prioritized unwanted behavi ors: head butting and head hitting. The
positive behavior support plan offered antecede nt strategies including use of visual cards
as communication tools to expr ess anger or desire for over time; prompting to utilize
communication rather than head butting; use of social stories on tape regarding
communication of anger or request for more time; visual token boa rd; reduced verbal
stimulation and increased use of visuals; us e of train sounds and visual for transition;
daily visual schedule; visual schedules for specific activities; vi sual choice board for
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choosing reinforcers; sensor y diet; honoring requests for se nsory input and denial of
sensory input; and use of mirror and match pr ocedure. Positive behavior support plan
offered a goal for utilizing picture cards or verbal requests to indicate anger or request for
more time as a replacement for head butting behavior. The positive behavior support plan
also provided detailed instructions fo r consequences immedi ately upon Student's
exhibition of behaviors of concern. (S 41.)
126. On March 19, 2014, after a resolution m eeting, the District, with Parent
permission, modified the IEP without a m eeting to add to th e list of program
modifications and specially designed instruc tion. The amendment added: opportunity for
gross motor activities as part of sensory diet , with reference to a ttached sensory diet;
direct, research validated reading instruction; adaptive math curriculum using touch math
strategies (consistent with the recommendation of the pr ivate evaluato r); small-group
social skill activities; opportuni ty to engage in specified gross motor activities; provision
of data from verbal behavior sheets to Parents; equal opportunity to utilize Lenovo tablet;
and opportunity to participate in science and social studies classes in regular education, as
Student could tolerate. (S 42, 48.)
127. Student's teachers provided written reports to Parents regarding Student's behavior
and educational activities. (NT 162; P12-15.)
PROGRESS IN FIRST GRADE (2013-2014 TERM)
128. Student’s head butting behaviors decreased significantly during first grade. (NT
164; S 44.)
129. During first grade, District personnel took data on addi tional behaviors, including
aggressive behaviors; self-inj urious behaviors; instruction time missed due to scripting;
escape behaviors; and refusal to do a task. Thes e behaviors also decrea sed in first grade.
(S 44; P 17, 20.)
130. During first grade, Student's teachers pr ovided data regarding Student's progress
on IEP goals. (P 18.)
131. Student made significant progress in sounding out irregular words; understanding,
identifying pictures of, and occasionally verbalizing emoti on of anger; buttoning and
unbuttoning 4/4 and 1/2 inch buttons w ith prompting; donning coat; engaging and
zipping zipper; using 4/4 snaps with prompts; using 3 to 4 word sentences to verbally
request wants and needs; following novel on e step directions; identifying pictures
representing common nouns, actions and f eelings; naming pictures of common nouns,
actions and feelings; responding to yes/no questions; responding to "what" questions;
cutting straight and curved line shapes; coloring within the lines; assembling tasks to look
like a model; and obtaining and returning requested materials for projects. (NT 174; S 44,
50.)
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132. Student did not make significant progress with regard to: rhyming skills; adding
single-digit numbers without touch point prompting; rema ining seated in regular
education with no more than five prompts; in itiating play with peers; engaging in parallel
play, reciprocal play and turn taking with peers; communicating anger or request for
more time to replace head butting behavior ; attending to a non-pref erred task for 15
minutes with no more than two verbal re directions; responding to social greetings;
initiating social interactions with others; responding to "who" and "where" questions; and
legibly writing Student's own name. (S 44.)
133. Student was able to perform on grade leve l in special subjects, including art,
library, music, physical education and technology education. Student mastered first-grade
number skills and one first grade geometry skill, as well as copying and extending
patterns, naming the days of the week and writing numbers from 0 to 20. (P 19.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two c onsiderations: the burden of going forward and
the burden of persuasion. Of these, the more e ssential consideration is the burden of persuasion,
which determines which of two contending partie s must bear the risk of failing to convince the
finder of fact (which in this matter is the hearing officer).
5 In Schaffer v. Weast, 546 U.S. 49,
126 S.Ct. 528, 163 L.Ed.2d 387 (2005), the United Stat es Supreme Court held that the burden of
persuasion is on the party that requests relief in an IDEA case. Thus, the moving party must
produce a preponderance of evidence 6 that the other party failed to fulfill its legal obligations as
alleged in the due process complaint. L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d
Cir. 2006).
5 The other consideration, the burden of going forward, simply determines which party must present its evidence
first, a matter that is within the discretion of the tribunal or finder of fact.
6 A “preponderance” of evidence is a quantity or weight of ev idence that is greater than the quantity or weight of
evidence produced by the opposing party. See, Comm. v. Williams, 532 Pa. 265, 284-286 (1992). Weight is based
upon the persuasiveness of the evidence, not simply quantity. Comm. v. Walsh, 2013 Pa. Commw. Unpub. LEXIS
164.
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This rule can decide the issue when neither side produces a preponde rance of evidence –
when the evidence on each side has equal weig ht, which the Supreme C ourt in Schaffer called
“equipoise”. On the other hand, whenever the ev idence is preponderant (i .e., there is weightier
evidence) in favor of one party, that party will prevail, regardless of who has the burden of
persuasion. See Schaffer, above.
In this matter, Parents requested due proce ss and the burden of pr oof is allocated to
Parents. Parents bear the burden of persuasion that the District failed to comply with its
obligations under the IDEA. If Parents fail to produce a preponderance of evidence in support of
Parents’ claims, or if the evidence is in “equipoise”, then Parents cannot prevail.
APPROPRIATENESS OF EVALUATION
Both federal law and state st andards govern whether or not the District’s evaluation was
appropriate. The IDEA sets fort h two purposes of the required ev aluation: to determine whether
or not a Student is a Student with a disability as defined in the law, and to “determine the
educational needs of such Student … .” 20 U. S.C. §1414(a)(1)(C)(i). The IDEA regulations
prescribe in detail the procedures to be used in order to fulfill these purposes. 34 C.F.R.
§§300.301 to 300.311. Courts have approved evaluations based upon compliance with these
procedures alone. See, e.g., Eric H. v. Judson Independent School District, 2002 U.S. Dist.
Lexis 20646 (W.D. Texas 2002). In addition to the above requirements, Pennsylvania
regulations provide special requirements for assessment of suspected specific learning disability.
14 Pa.Code §14.125.
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The evidence is preponderant that the Dist rict complied with both federal and state
procedural requirements. Nevertheless, Parent s challenged the District ’s re-evaluation as
insufficiently comprehensive.
The record is preponderant to the contrary. A careful reading of the record demonstrates
that the re-evaluation addresse d Student’s diagnosed Autism, attention difficulties, sensory
difficulties, both sensory seeking and sensory avoiding, functional and developmental delays and
disabilities, and maladaptive behaviors. It was based upon a thorough and extensive review of
Student’s medical and educational history, extensive parental i nput, classroom observations in
both early intervention and kindergarten, teacher input, multiple assessments directed at the
major suspected disabilities and behavioral problems, instruments eliciting data on emotional and
social functioning, speech pathologist clinical assessment of communication, and occupational
therapist assessment of gross motor, fine motor, visual motor and sensory functioning. Therefore,
by a preponderance of the evidence, I conclude that the evaluator and multidisciplinary team
addressed all areas of suspected disability, 20 U.S.C. §1414(b)(3)(B); 34 C.F.R. §300.304(c)(4).
Parents argue that the evaluation was not comprehensive because it did not include
cognitive or achievement testing. When questioned by Parents’ counsel, the District’s director of
special education seemed to be unaware that it is possible to obtain cognitive scores with a non-
verbal child through standardized non-verbal cognitive tests.
This evidence alone does not prove that the evaluation was inadequate. The re-evaluation
report explains the lack of standardized cogni tive and achievement testing as caused by both
Student’s communication disabilities and Student’s age. There is no further explanation, but it is
apparent that the evaluator considered the combination of multiple circumstances in choosing not
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to do this kind of testing. The evaluator appare ntly was unavailable for th e hearing, and so was
unable to defend this professional decision.
The Student’s cognitive functioning was asse ssed indirectly through the standardized
adaptive behavior scales. The r ecord does not show that the conclusions from this testing were
inaccurate.
Moreover, the private evaluation conducted less than a year later confir ms the District’s
educational classification; therefore, the evidence, if anything, tends to s how that the absence of
cognitive and achievement testing of this young ch ild did not detract from the appropriateness of
the evaluation. Although the priv ate evaluator medically diagnosed ADHD and a mathematics
disability, she did not recommend a classification of specific lear ning disability. Most of the
private evaluator’s recommendations, rendered in the Spring of Student’s kindergarten year,
mirrored what the District was doing or had done. While some recommendations, such as the
use of touch mathematics, were new and were adopted by the District, the evidence does not
establish preponderantly that the Student would have benefitted from such recommendations any
earlier in Student’s kindergarten year.
Parents suggested that the District's ev aluation was inappropriate because it did not
include an evaluation for assistive technology need s. Although this may have been a procedural
defect in the evaluation, it did not result in substa ntive harm. On the contrary, District educators
subsequently utilized an array of assistive t echnology with this Student, for both motivational
and instructional purposes.
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PROVISION OF FREE APPROPRIATE PUBLIC EDUCATION
The IDEA requires that a state receiving federal education funding provide a “free
appropriate public education” (F APE) to disabled children. 20 U.S.C. §1412(a)(1), 20 U.S.C.
§1401(9). School districts provide a FAPE by designing and administering a program of
individualized instruction that is set forth in an Individualized Education Plan (“IEP”). 20
U.S.C. § 1414(d). The IEP must be “reasonably calculated” to enable the child to receive
“meaningful educational benefits” in light of the student's “intellectual potential.” Shore Reg'l
High Sch. Bd. of Ed. v. P.S., 381 F.3d 194, 198 (3d Cir. 2004) (quoting Polk v. Cent.
Susquehanna Intermediate Unit 16, 853 F.2d 171, 182-85 (3d Cir.1988)); Mary Courtney T. v.
School District of Philadelphia, 575 F.3d 235, 240 (3 rd Cir. 2009), see Souderton Area School
Dist. v. J.H., Slip. Op. No. 09-1759, 2009 WL 3683786 (3d Cir. 2009).
“Meaningful benefit” means that an eligib le child’s program affords him or her the
opportunity for “significant learning.” Ridge wood Board of Educati on v. N.E., 172 F.3d 238,
247 (3d Cir. 1999). In order to provide FAPE, the child’s IE P must specify educational
instruction designed to meet his/her unique need s and must be accompanied by such services as
are necessary to permit the child to benefit from the instruction. Board of Education v. Rowley,
458 U.S. 176, 181-82, 102 S.Ct. 3034, 1038, 73 L.Ed.2d 690 (1982); Oberti v. Board of
Education, 995 F.2d 1204, 1213 (3d Cir. 1993). An elig ible student is denied FAPE if his or her
program is not likely to produce pr ogress, or if the program afford s the child only a “trivial” or
“de minimis” educational benefit. M.C. v. Central Regional School District, 81 F.3d 389, 396
(3rd Cir. 1996), cert. den. 117 S. Ct. 176 (1996); Polk v. Central Susquehanna Intermediate Unit
16, 853 F. 2d 171 (3rd Cir. 1988).
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A school district is not necessarily require d to provide the best possible program to a
student, or to maximize the student’s potential. Ridley Sch. Dist. v. MR, 680 F.3d 260, 269 (3d
Cir. 2012). An IEP is not required to incorporat e every program that parents desire for their
child. Ibid. Rather, an IEP must provide a “basic floor of opportunity” for the child. Mary
Courtney T. v. School District of Philadelphia, 575 F.3d at 251; Carlisle Ar ea School District v.
Scott P., 62 F.3d 520, 532 (3d Cir. 1995).
The law requires only that the plan and its execution were reasonably calculated to
provide meaningful benefit. Carlisle Area School v. Scott P., 62 F.3d 520 (3d Cir. 1995), cert.
den. 517 U.S. 1135, 116 S.Ct. 141 9, 134 L.Ed.2d 544(1996)(appropriateness is to be judged
prospectively, so that lack of pr ogress does not in and of itself re nder an IEP inappropriate.) Its
appropriateness must be determined as of the time at which it was made, and the reasonableness
of the school district’s offered program shoul d be judged only on the basis of the evidence
known to the school district at the time at whic h the offer was made. D.S. v. Bayonne Board of
Education, 602 F.3d 553, 564-65 (3d Cir. 2010); D. C. v. Mount Olive Twp. Bd. Of Educ., 2014
U.S. Dist. LEXIS 45788 (D.N.J. 2014).
As the above discussion demonstrates, th e District was under an obligation during the
relevant time to provide a plac ement and program that were reasonably calculated to provide
meaningful educational benefit. I conclude that the District faile d to meet this standard for the
first several months of Student ’s kindergarten year, until February 1, 2013; I conclude that,
thereafter, the District met the above legal standard.
The evidence is preponderant that, for tw o years before Student transitioned to the
District’s kindergarten program, the District was on notice that Student was likely to be enrolled
in its special education kinde rgarten program, that Student was receiving early intervention
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services as a child with the combined di sabilities of Autism and Speech or Language
Impairment, and that Student had a history of serious maladaptive behaviors that interfered with
Student’s learning and that of Student’s peers. The District was obligated by law to account for
Student’s needs upon Student’s transition to its kindergarten, beginning at least by January 2012,
when Parents signed a document indicating their intent to enroll Student in the District, and when
District personnel promised to send a permission to evaluate form at a January meeting, in
response to Parents’ request.
Unaccountably, the District failed to issue the promised permission to evaluate form until
late April, 2012; by the time Parent received and returned this form in May, it was too late to
complete a re-evaluation, transition plan and IEP before the start of kindergarten in August 2012.
Moreover, the District failed to provide appr opriately for the likelihood that Student would
exhibit a resurgence of maladaptive behaviors – including aggressive an d physically assaultive
behaviors – upon transition to kindergarten. When asked about this at the hearing, the director of
special education could only respond that it wa s the District’s longst anding practice to delay
issuing the permission to evaluate form to Pare nts of incoming kindergar ten students until April
of the year of enrollment. What ever internal rationales may exist for this practice, it fails to
account for the IDEA’s mandate that the District meet the needs of each enrolled disabled child
individually. Mere policy or practice is not a sufficient reason to deny such individualization,
and I conclude that the delay in sending out the permission to ev aluate was inappropriate in the
circumstances of this matter.
When the re-evaluation was available on Sept ember 7, and revised after meeting with the
Parents as of September 12, it did not addre ss Student’s problem be haviors appropriately.
Although the IEP stated that the Student’s behaviors interfered with education, data had not been
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taken on these behaviors, nor wa s there any plan to do so. An “informal” FBA was provided as
part of a behavior plan; however, the behavi oral assessment jumb led numerous disparate
behaviors, poorly defined, into one overall category, and did the same with the functions of those
behaviors, rendering the assessm ent of little value in planni ng intervention. The resulting
intervention plan did not sufficiently target the behaviors of concern to be effective, and its
provisions were not the product of sufficient expertise. In the first few months of Student’s
tenure at the District, Student’s behavior was not brought under control appropriately.
It is to be noted that the District was in no position to collect da ta until Student began
classes in its kindergarten classr oom. Reports from early interven tion were conflicting as to the
actual incidence of behaviors at the end of that program; at most the District can be charged with
knowledge that serious behaviors were a potential, though grave, concern. However, by the time
that the District issued its first behavior support plan on September 19, 2012, Student had been in
school for more than two weeks, sufficient time to gather data, especially since the Student’s
serious behaviors were evident within three days of the start of school. Thus, I conclude that
there was no reason to excuse the District’s inappropriate intervention as of September 19, 2012.
In December, after Student seriously inju red Student’s own teacher through [redacted]
behavior that was extremely frequent throughout the first months of Student’s tenure, the District
finally brought in a behavior specialist from the intermediate unit, who conducted a formal FBA.
The resulting positive behavior support plan was appropriate. Within months, teachers reported
that Student’s targeted behaviors (head butting and head hitting) were reduced to manageable
levels that permitted learning, and permitted some inclusion in regular education.
I conclude that the District’s inappropriate delay in providing a data based FBA deprived
Student of educational benefit from Septem ber 19, 2012 until the first day of February, 2013,
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when the record shows that an appropriate beha vior support plan began to show positive effects
on Student’s behavior.
Parent argues that the behavior specialist’s decision to focus on Student’s most dangerous
behaviors, the head butting a nd hitting behaviors, meant that there was no intervention in
Student’ other behaviors that were highly disruptive.
7 Parent points out correctly that the District
never conducted another FBA to deal with these behaviors. However, these facts do not lead to
the conclusion that the District thus deprived Student of meani ngful educational benefits. The
record shows that the Student made meaningful progress in many areas, including educational
readiness skills and academic skills, during the latter part of the kindergarten year. Thus, the
evidence does not prove a substa ntive deprivation during the tim e after the two most serious
behaviors were addressed with po sitive effect. I conclude that the failure to do more FBAs was
at most a procedural failure, not leading to any remediable deprivation under the IDEA.
I conclude that, once Student’s most serious behaviors were eff ectively addressed, the
District provided Student with a FAPE. As not ed above, I find that the re-evaluation report of
September 2012 was appropriate and identified a ll of Student’s educational needs. After
carefully reviewing the kindergarten and first grade IEPs, along with the various revisions during
both years, I conclude that the Student’s placements and IEPs for both years (with the exception
of behavior in the first part of kindergarten as discussed above) addressed all of Student’s
educational needs in a manner that was reas onably calculated to provide Student with
meaningful educational benefit. The placements were essentially consistent with what the re-
evaluation recommended; they provided small group special education services, individualized
for Student through the provision of specially designed and related services that targeted
7 Parents’ own expert, the independent evaluator, recommended that the District prioritize the behaviors to be
assessed, in order to permit a more cohesive assessment and behavior management plan. (S 32.)
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Student’s most serious communication, attention, sensory and fine motor disabilities. The IEPs
provided appropriate and thorough pr esent levels of functioning, goa ls that addressed Student’s
educational needs and were cons tructed so as to be measurea ble, and specially designed
instruction and modifications that met Student’s disabilities in such a way as to permit access to
the relevant curricula. Progres s data in this record demonstr ates by a preponderance of the
evidence that the Student made progress that was meaningful in view of Student’s profound
combination of cognitive disabilities.
This is not to say that the District’s educat ional services were perfect, or even that they
offered Student the best possible level of service. Parents, in their diligence, pointed out and
pressed for remediation of a number of flaws a nd failures in the IEPs and in the Student’s
programs. In many if not most cases, District personnel responded to these complaints by
improving the services and doing what Parents reasonably proposed.
The IDEA contemplates such collaboration; it is not evidence of a denial of FAPE. As
discussed above, the law requires a reasonable opportunity for mean ingful benefit, not the best
possible programming. Thus, my c onclusion of law in this case is not meant to imply that the
educational programs offered to Student were of the highest quality.
PLACEMENT
Parents argue that, from the first day of kindergar ten, the District should have provided
Student with an autistic support classroom (not learning support), with verbal behavior or similar
programming. However, the record shows that the District made a reasonable choice not to place
Student in an autistic support classroom in a sc hool other than Student’s neighborhood school at
that critical transitional time. It was not unr easonable for the District to await the evaluation
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report before deciding whether or not to provide Student with a verbal behavior or other
specialized educational program.8
Meanwhile, contrary to Parents’ argumen ts, the District provided Student with
considerable transitional planning, through meetings, telephone calls and email messages. Early
on, it provided a one-to-one paraprofessional full time to assist Student. It made special
arrangements for Student to see and spend time in the special education and regular education
classrooms. It introduced Stude nt to the educators who would be working with Student. It
worked with Parent to arrange an acceptable pl an for Student’s arrival and departure from
school.
The re-evaluation did not recommend an autistic support classroom with Verbal Behavior
programming; rather, it recommended a self cont ained, small class setting, with a plan to
transition Student to more inclusive setting as Student’s readiness skills should permit. The
District followed that recommendation, albeit through its existing learning support classroom.
While this was not the ideal setting for Student, the District made extensive efforts to provide
individualized services to address all of Student ’s educational needs. Thus, on balance, the
record does not support a conclusion that the District’s decision not to provide an autistic support
program with verbal behavior programming was a denial of a FAPE.
The Parents argue that the District’s failure to provide Student with Verbal Behavior or
other published, research based instructional pr ograms in kindergarten, and its delayed and
interrupted provision of that program in Student’s first grade year, was a denial of a FAPE. The
IDEA requirement does not go that far. Failure to provide Verbal Behavior or another published
8 It may be argued that it was inappr opriate that the District had to wait for the re-evaluation, since it was
unreasonably late, as discussed above. However, the re-evaluation itself answers that argument, as discussed below:
it did not recommend placement outside th e neighborhood school, nor did it speci fy an autistic support classroom
with Verbal Behavior. Thus, waiting for a late re-evaluation did not deprive Student of educational benefit.
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research based program for an autistic child is not in itself an automatic violation of the IDEA.
The IDEA requires use of research based instructional techniques “to the extent practicable”, 34
C.F.R. §300.320(a)(4). Thus, the circumstances of the decision to use or not use a specific
published program – or any published program – ma y be considered under the IDEA. An IEP is
not required to incorporate every program that pare nts desire for their child. Ridley Sch. Dist. v.
M.R., 680 F.3d 269 (3d Cir. 2012).
In this matter, the record shows that the Dist rict considered Student’s needs carefully and
concluded that its existing lear ning support setting could meet St udent’s needs appropriately in
kindergarten, when coupled with a one-to-one paralegal, and the numerous specially designed
instructional methods and accommodations set forth in the IEP.
Moreover, the circumstances of this decision need to be taken into account. Here, the
learning support class was relatively small a nd the teacher had autistic support teaching
experience; moreover, both Parent and the rest of the IEP team agreed that it was a priority to
phase in inclusive education for this child as soon as possible. Student’s academic skills were
relatively good, although Student’s communication, social and behavioral issues were profound.
Taking all of these factors into considerat ion, the record does not support a conclusion
that it was unreasonable to start Student in St udent’s neighborhood school, even though lacking
both an autistic support classroom and Verbal Behavior programming. Because the alternative
would have been a placement in another school with which both Student and Parents would have
been less familiar (with the atte ndant transitional difficulties fo r this child on the autistic
spectrum), the choice, from the point of view of the child’s opportunity for educational benefit,
posed serious difficulties either way. In short, the record does not prove that the choice to stay at
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the neighborhood school was not reasonably calcu lated to provide meaningful educational
benefit.
IEP AND SERVICES PROVIDED
As to the provision of Verbal Behavior as a new program in first grade, with some
interruptions in the prov ision of this serv ice, the record does not suppo rt a conclusion that the
addition of this service was neces sary to a provision of a FAPE. Thus, any deficiencies in its
provision during first grade did not, on this record, deny Student meaningful educational benefit.
Parents argue that the IEP was inappropria te because it did not address assistive
technology “as a special consider ation”. However, the IEPs di d reflect the use of several
assistive technologies, both “high tech” and “low tech”. The IDEA requires no more.
Parents argue that the District’s IEPs, in th e sections on specially designed instruction
and modifications, failed to incorporate many of the services and modifications set forth in the
early intervention IEP. This does not undercut the appropriate ness of the District IEPs,
especially in a young child. Children of pres chool and kindergarten age are developing and
changing rapidly. Skills emerge during that time as the children develop. Specially designed
instruction and modifications need to be shaped to meet the child’s present needs, and there is no
requirement that an IEP hold on to past educational se rvices if they are no longer needed or
appropriate. Parents did not provi de preponderant evidence that needed SDIs or modifications
were denied as Student transitioned to kindergarten.
Parents argue that the IEP goals were inappr opriate because they did not contain base
lines. Although many of the goal formulations did not contain ba se lines, most complied with
the IDEA because they were measureable. Most of the goals were stated in terms of number of
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times or number of prompts, which could be count ed. Progress reports for the most part (at least
for the initial reports in October and final reports in the Spring of the year) were stated in terms
of numerically measured progress. Evidence showed that the Dist rict’s teachers are expected to
take data on measureable goals, although they di d not always report the data itself in progress
reports sent to Parents. Moreover, the IEPs pr oceeded from present levels that were extensive
and appropriately described Student’s present functioning. For a child transitioning to
kindergarten, many of the skills addressed by the goals did not have a known base line. For all
of these reasons, Parents’ arguments regarding the absence of baselines do not convince this trier
of fact that the goals were rendered inappropriate.
Parents argue that the failure to provide a formal sensory diet rendered the IEPs
inappropriate. However, the ID EA does not require a formal se nsory diet. The IEPs showed
compliance with the IDEA because they addressed Student’s sensory needs appropriately and
extensively, in the specially designed instruc tion and modifications, re quiring frequent use of
breaks, movement, sensory input and reduction of distracting or discom forting sensory input.
The evidence shows that this need was addressed appropriately in the IEPs.
Parents argued that the goals were not revised in the Student’s first grade year to account
for Student’s progress in the newly applied Verbal Behavior program, and to account for changes
in Student’s behavior. Some of this omission wa s due to the filing of the due process request.
However, on this record, this procedural decisi on did not prevent the pr ovision of services to
Student. Thus, there is no evidence that this resulted in a denial of a FAPE.
Parents argue that Student did not make adequa te progress in kindergarten and first grade.
They point to evidence that St udent’s progress was very slow, and that Student was functioning
academically at a kindergarten level while in firs t grade. While this is a serious concern, it does
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not prove that the District failed to provide an opportunity for meaningful educational gain. The
meaningfulness of educational ga in is to be assessed under the IDEA in light of the child’s
potential. Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235, 240 (3 rd Cir.
2009). The record is far more than preponderant that Student in kinder garten and first grade
presented with a combination of cognitive disabi lities that seriously compromised Student’s
ability to learn. Based upon this record, appropri ate educational services could be expected to
result in slow learning and progr ess. Therefore, at that time, Student’s slow learning did not
prove inadequate services by a preponderance of the evidence.
LEAST RESTRICTIVE ENVIRONMENT
The IDEA requires states to ensure that child ren with disabilities will be educated with
children who are not disabled, “to the maxi mum extent appropriat e … .” 20 U.S.C.
§1412(a)(5)(A). The United States Court of App eals for the Third Circuit has construed this
language to prohibit local educational agencies from placing a child with disabilities outside of a
regular classroom, if educating the child in the regular education classroom, with supplementary
aids and support services, can be achieved “satisf actorily.” Oberti v. Boar d of Ed. Of Bor. Of
Clementon Sch. Dist., 995 F.2d 1204, 1207 (3d Cir. 1993). Each public agency must assure that
a continuum of alternative placements is availa ble, including special clas ses, resource rooms,
supplementary services and sp ecial schools. 34 C.F.R. §300.115. 9 The Court noted a “tension”
within the IDEA between the strong congressiona l policy in favor of inclusion, and the law’s
mandate that educational services be tailored to meet the unique educational needs of the child.
Oberti, 995 F.2d above at 1214.
9 This continuum assumes a mandate to educate the child in “the school that he or she would attend if nondisabled.”
34 C.F.R. § 300.116(c). State regulatio ns require school districts to ensure that “children with disabilities have
access to the general curriculum … .” 22 Pa. Code § 14.102(a)(ii).
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Children with disabilities may not be remove d from the regular educational environment
unless “the nature or severity of the disability of a child is such that education in regular classes
with the use of supplementary ai ds and services cannot be achiev ed satisfactorily.” 20 U.S.C.
§1412(a)(5)(A). In determining placement, consideration must be given to any potential harmful
effect on the child or on the quality of services that he or she needs … .” 34 C.F.R. §300.116(d).
Removal is not permitted if the sole reason is “needed modifications in the general education
curriculum.” 34 C.F.R. §300.116(e).
The Court in Oberti set forth a two part anal ysis for determining whether or not a local
educational agency has complied w ith the least restrictive environment requirement. First, the
court (or in this case the hearing officer) must determine whether or not the child can be
educated satisfactorily in the re gular education setti ng with supplementary aids and services.
Second, the court must determine whether or not the agency has provided education in the
general education setting to the extent feasible, such as inclusion in part of the general education
classes and extracurricular and other school activities. Oberti, 995 F.2d above at 1215.
Addressing the first part of th e Oberti analysis, the court must consider three things.
First, it must determine whether or not the agency has given “seri ous consideration” to utilizing
the full continuum of placements and supplementary aids and services. Id. at 1216. Next, the
court must compare and contrast the educational benefits that the child can receive in the regular
education and segregated settings, particularly c onsidering the benefits of learning social and
communication skills in the general education context. Ibid. Finally, the court must consider the
degree to which the child’s behavior in the regular education setting is so disruptive that the child
is not benefitting and that the beha vior is interfering with the e ducation of the ot her children in
the general education setting. Id. at 1217. The Court emphasized that if supplementary aids and
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services would prevent these ne gative consequences, the determ ination of a negative effect on
peers would not warrant removal from the regular education environment. Ibid.
Applying the Oberti analysis to the stipulated record and exhi bits, I first inquire as to
whether or not the District gave “serious consideration” to whether Student can be provided with
a FAPE “satisfactorily” and “a ppropriately” while placed entirely in the general education
classroom with supplementary aids and services . Such consideration must be more than a
perfunctory nod toward the option of full inclusion, as the word “serious” implies. See, Blount
v. Lancaster-Lebanon Intermediate Unit, 2003 WL 22988892 (W.D. Pa. 2003).
I conclude that the District complied with the IDEA’s LRE mandate. It gave serious
consideration to whether or not placement in general education with supplementary aids and
services would be satisfactory, and it concluded, with good reas on, that such placement would
not be satisfactory. It considered the benefits of incl usion, balanced against the benefits of the
special education setting, as well as the potentia l harm to typical students due to Student’s
behaviors. It considered supplementary aids and services and provided them to enable Student to
attend special classes in the regular educatio n setting when not unreasonably disruptive or
unsafe.
The record shows that Student’s disabilities prevented full inclusion in three ways. First,
Student lacked the necessary readiness skills; District officials, co rroborated by the IEPs
themselves, credibly demonstrated that the Student, in the ear ly months of kindergarten, was
unable to attend to instruction, unable to understand and follow oral instructions, unable to sit for
15 minutes, unable to concentrate on a project fo r an extended period of time, unable to cope
with the need for sensory input, and unable to de al with uncomfortable sensory stimuli. Second,
Student’s behaviors frequently prevented Student’s access to the curriculu m and often interfered
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with peers’ access as well. These facts are dem onstrated preponderantly in this record. Third,
Student was not able to be safe without close su pervision, due to Student’s inability to control
impulses and the likelihood that Student would elope from unenclosed settings.
District educators reasonably concluded that these deficits outwei ghed the benefits of
inclusion with typical children in the educatio nal environment, for most purposes. The IEPs
provided that Student would not be with typical students for most of the day, and would be in the
regular education setting only for special subjects like library, lunch and recess.
The District put in place substa ntial supplementary aids and services to enable Student to
be included in these settings. However, even in these settings, Student’s disabilities interfered so
seriously that Student sometimes could not remai n. In these cases, the IEPs provided that the
Student would be returned to the less restric tive setting as soon as Student could be there
satisfactorily.
The District’s IEPs show that the plan wa s to improve Student’s readiness skills, get
Student’s behaviors under control, and increase Student’s access to general education whenever
it could be arranged satisfactoril y. The record shows that, later in student’s kindergarten year
and in first grade, the District gradually in creased Student’s access to general education,
including some academic classes.
Parents suggest that the District was inappropriately reluctant to provide inclusion
opportunities for Student. In support of this argument, they point to the District's concerns and
responses with regard to anticipating inappropriate behaviors from Student in regular education
settings. In particular, they point to the use of a restraint procedure to escort Student from a story
reading activity in the library, in October 2012. However, the record shows that the Student’s
behavior in that situation had escalated to the point of being completely disruptive to the class
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and even dangerous. I find no basis to infer from this that the District was reluctant to embrace
the IDEA’s LRE requirement.
Parents also point to more than one incident in which District personnel appeared to
express concerns about the appr opriateness of allowing Student to participate in class wide
activities that provided opportunities for Student to elope from control of educators and attempt
to go home without supervision. This suggested reading of the record ignores the fact that it was
Parents who emphasized repeatedly their own concerns about Student's behaviors, and
particularly raised seri ous concerns for Student's safety in light of Parents' concerns about
Student's potential for elopement from educational settings. Thus on one hand, parents argue that
the District had a legal obligation to be highly vi gilant regarding the possibility of elopement; on
the other hand, Parents argue that the District was overly sensitive to this concern when it came
to class wide activities. Its internal inconsistency renders this reading of the record unconvincing.
CREDIBILITY
It is the responsibility of the hearing officer to determine the credibility of witnesses. I
conclude that all of the witnesses were credible.
Parent presented as sincere a nd vigilant, given Parents’ lack of knowledge of educational
principles and techniques. Howe ver, I found that in many instan ces, they asserted inaccurate
criticisms of the District, demands for additional services, and testimony at the hearing regarding
lack of response to valid educational concerns that they had brought up. In many such instances,
the evidence is preponderant that the District did in fact re spond to such needs and requests, and
provide for appropriate educational programming to address such needs and requests. Thus, I
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must accord reduced weight to the testimony of Parent with regard to many of the asserted
failures of District to respond to legitimate educational needs.
I accord reduced weight to the report of the independent educational evaluation, insofar
as it criticizes the Student’s placement, becau se it was based upon outdated information as to
District services. I found the District personnel to have been credible witnesses.
COMPENSATORY EDUCATION
Compensatory education is an equitable re medy, designed to provide to the Student the
educational services that shoul d have been provided, but were not provided. Lester H. v.
Gilhool, 916 F.2d 865 (3d Cir. 1990). In the Third Ci rcuit, it is common to order the District to
make up such services on an hour-by-hour basis; however, there is su pport also for a “make
whole” approach. See generally, Ferren C. v. School Dist. of Phila., 612 F.3d 712, 718 (3d Cir.
2010). In this matter, I conclude that compensato ry education is an appropriate remedy for the
District’s failure to address Student’s behavior al needs appropriately in the first months of
kindergarten. However, the record does not prov ide a basis for any conclusion as to what level
of services would make Student “whole”. Therefore, I choose to employ the traditional hour for
hour approach. Because Student’s problem behavi ors were extensive and sometimes dangerous
to Student, and because of their documented extr eme frequency, I conclude that it is equitable
and remedial to order the District to provide full days of compensatory education for the period
of time in which Student’s behavi ors interfered with Student’s education. The terms of this
compensatory education are set forth in my order, below.
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PROSPECTIVE RELIEF
In light of my findings and conclusions, I fi nd no reason to order th e District to provide
any specific educational service that it was no t providing on May 6, 2014. I reach no finding or
conclusion regarding any act or omission of the District subsequent to that date.
CONCLUSION
In sum, I conclude that the District failed to provide a FAPE to Student from September
19, 2012 to February 1, 2013. I further conclude that the District provided Student with a FAPE
in the least restrictive envir onment within the meaning of th e IDEA from February 1, 2013 to
May 6, 2014. I order the District to provide Stude nt with compensatory education as set forth
below, and I decline to enter a prospective order for services.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, I hereby
ORDER as follows:
1. The District's re-evaluation report dated September 6, 2012, as revised September 12,
2012, was appropriate.
2. The District provided Student with an appropriate placement during the relevant period of
time from the first day of school in the 2012-2013 school year until May 6, 2014.
3. The District failed to provide Student with an appropriate IEP from September 19, 2012
to February 1, 2013. The Dist rict provided Student with an appropriate IEP from
February 1, 2013 to May 6, 2014.
4. The District appropriately pr ovided Student with placement in the least restrictive
environment during the relevant period.
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5. I hereby ORDER the District to provide compensa tory education to Student in the
amount of 6.5 hours for each school day on wh ich school was in session from September
19, 2012 to February 1, 2013.
a. The educational services ordered above may take the form of any appropriate
developmental, remedial or instructional services, produc t or device that furthers
the goals of the Student’s IEP at the time at which the ordered service is rendered.
The ordered services shall be in addition to, and shall no t be provided in place of,
any educational service that is or shoul d be provided by the District pursuant to
Student’s current IEP at the time at wh ich the ordered service is rendered.
Services may occur after school hours, on weekends, or during summer months
when convenient for Student or Parents. Services shall be provided at the Parent’s
election at any time before the end of the 2015-2016 school term.
b. The cost of the ordered services may be limited to the comparable cost that the
District would incur at the time of serv ice, to provide such services through
qualified employees or vendors, including salaries and benefits, or to provide such
services by contract.
6. The hearing officer does not order the Dist rict to provide any specific educational
programming for the 2014-2015 school year.
It is FURTHER ORDERED that any claims that are encompassed in this captioned
matter and not specifically addressed by this decision and order are denied and dismissed.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
August 20, 2014
