Bristol Township School District | Case 16099-14-15 | 2015-05-18
Pennsylvania special education due-process decision
- Case number
- 16099-14-15
- Date
- 05/18/2015
- Parties / district (official listing)
- Bristol Township School District
- Hearing officer
- Anne Carroll
- Issues (official listing)
- Discipline Procedural Safeguards Compensatory Education
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Decision text
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This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
ODR No. 16099-1415KE
Child’s Name: Z.B.
Date of Birth: [redacted]
Dates of Hearing: 5/4/15
CLOSED HEARING
Parties to the Hearing: Representative:
Parents Parent Attorney
Parent[s] Charles Weiner Esq.
Cambria Corporate Center
501 Cambria Avenue
Bensalem, PA 19020
School District School District Attorney
Bristol Township Suzanne Pontious Esq.
6401 Mill Creek Road Seven Neshaminy Interplex
Levittown, PA 19057 Suite 200
Trevose, PA 19053
Date Record Closed: May 11, 2015
Date of Decision: May 18, 2015
Hearing Officer: Anne L. Carroll, Esq.
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INTRODUCTION AND PROCEDURAL HISTORY
This case arose from a disciplinary incident at the District high school late in the school
day on March 17, 2015. Student, who is IDEA eligible and has an IEP, was admittedly engaged
in roughhousing with two friends in the hallway between classes and did not obey a teacher’s
directive to stop the mock fighting conduct. Student’s physical reaction to the teacher’s
restraining or admonishing touch resulted in an immediate suspension from school and
consideration of additional discipline, including expulsion.
After a manifestation determination review by Student’s IEP team, and the team’s
conclusion that the conduct in question was not a manifestation of Student’s disability, the
Special Education Director referred Student to the School Board for an expulsion hearing, which
has not been held pending the outcome of this case. Student returned to the educational
placement designated in Student’s then current IEP and NOREP soon after the manifestation
determination review, and has remained there without further incident.
Parents challenged the manifestation determination via a due process complaint, followed
by a hearing on May 4, 2015. Because the evidentiary record disclosed significant flaws in the
manifestation determination process that strongly suggests the outcome was predetermined, or at
least that the District’s procedures were insufficiently thorough, the District’s conclusion must be
overturned. There are, however, facts relating to the incident and to Student’s condition that
were not and could not be fully explored via the due process hearing, and, therefore, there is
insufficient evidence to conclude that the District’s manifestation determination was definitely
incorrect. Accordingly, the District is directed to repeat the manifestation determination review
before determining whether Student is subject to a disciplinary change of placement to the same
extent as a non-disabled District student.
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ISSUES
1. Did the School District's manifestation determination review properly conclude that
Student’s conduct during the incident in question was not a manifestation of Student's
disability, in that:
a. The School District appropriately considered all relevant facts concerning the
incident;
b. There were no procedural defects in the manifestation determination review process
that interfered with the IEP team’s ability to reach a proper and accurate decision,
including
1) The timing of the manifestation determination review;
2) Predetermination of the outcome before the manifestation determination review
occurred;
c. There was no defect in implementation of Student’s IEP that had any bearing on
Student’s conduct during the incident or on the outcome of the manifestation
determination review?
2. Is the School District permitted to proceed with a hearing before the School Board to
consider additional discipline, including possible expulsion of Student?
3. Is the School District required to provide compensatory education to Student due to
suspension from school in excess of the amount of time permitted before the exclusion
from school is considered a disciplinary change of placement for an IDEA eligible
student?
4. If compensatory education is due, in what amount and for what period should the District
be required to provide it?
FINDINGS OF FACT
1. Student, a [late teenaged] child, born [redacted] is a resident of the School District and is
eligible for special education services. (Stipulation, N.T. p. 12)
2. Student has been identified as IDEA eligible in the disability category of Other Health
Impairment (OHI) in accordance with Federal and State Standards, based upon a
diagnosis of Attention Deficit/Hyperactivity Disorder (ADHD). 34 C.F.R. §300.8(a)(1),
(c)(9); 22 Pa. Code §14.102 (2)(ii); (Stipulation, N.T. p. 13)
3. Student’s latest reevaluation report, dated March 18, 2013 (9th grade), noted that Student
had received “several discipline referrals, resulting in suspensions (physical aggression,
disregard for school rules and misconduct.)” Parent noted that Student has severe
ADHD, was participating in a medical treatment plan consisting of medication and
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therapy, and needed “to learn to take criticism and to obey authority figures respectfully.”
J-3 pp. 1, 3)1
4. Teacher input for the reevaluation report was varied, with all teachers noting
distractibility, off task behaviors and lack of engagement in the learning process, but
good interpersonal skills and peer relationships. (J-3 p. 2)
5. The IEP in effect for Student throughout March 2015 was dated February 20, 2014.
Teacher input for present levels of functional performance noted generally good
behavior, good peer relationships and respect toward teachers. Although all teachers
noted distractibility and focus difficulties, two teachers described Student’s class
participation and work habits as good, two teachers described those characteristics as fair
and one teacher noted poor class participation. (J-4 p. 4)
6. The March 2014 IEP included annual goals in math (computation, estimation, problem
solving and communication), transition (finding jobs, careers of interest), reading,
writing, speaking and listening (learning to read independently with fluency and
comprehension.) J-4 pp. 8—11)
7. Specially designed instruction consisted of co-taught science, social studies and math
classes; modified self-contained English class; instruction in Read 180; extra time for
assignments/tests upon request; high interest, low readability materials; use of a
calculator to verify math answers; questions to assure understanding. (J-4 p. 12)
8. Student’s placement was supplemental learning support, although the Penn Data indicates
that Student was in the regular classroom for 99% of the school day. The February 2014
IEP included no related services and no behavior plan. (N.T. p. 173; J-4 pp. 14, 16)
9. Student’s teachers for the current school year have reported generally good classroom
behaviors, respectful treatment of teachers, and overall compliance with academic
demands after the first marking period. Student’s most common disability-related
classroom behaviors are inattentiveness and lack of focus (N.T. pp. 166, 168, 201—204,
374, 375; J-19 p. 5)
10. On March 17, 2015 Student was engaging in roughhousing in a hallway of the high
school between the 7th and 8th period classes (approximately 1:15—1:30 p.m.) while
walking to the next class with Student’s dating partner and another peer friend. 2 Student
1 Commendably, the parties agreed to submit primarily joint exhibits in this matter, which avoided an
unnecessarily long documentary record. The joint exhibits are designated by the letter “J” followed by the
exhibit number.
2 In keeping with standard hearing officer procedures for maintaining the confidentiality of students
involved in due process hearings, which extends to non-disclosure of any personally identifiable
information, including gender, the term “dating partner” substitutes for the more common--and far less
clumsy—designation “boyfriend” or “girlfriend” in or der to accurately describe his/her relationship to
Student. To simplify subsequent reference to that person, the “dating partner” will be referred to as
Student’s “Friend” throughout the remainder of this decision. The other peer friend initially involved in the
incident will hereafter be referred to as “Peer.”
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suggested to Peer that they pretend to fight with Student’s Friend, and then pushed or
pulled the Friend against a locker and pretended to hit him/her. (N.T. pp. 49, 50, 86, 87;
J-6, J-13, J-14)
11. A male teacher who did not know any of the participants directed them to stop, and told
Student to release the Friend. Although the Peer left, Student did not immediately stop
the mock fighting, but after the second directive from the teacher to stop, began walking
the Friend to the next class, with Student’s arm around the Friend’s upper arms/shoulders
as they walked. The teacher described Student’s physical contact with Student’s Friend
during the incident as a “headlock,” and “squeezing” the Friend’s neck between Student’s
forearm and elbow. The teacher again directed Student to let go of the Friend, but
Student did not comply, telling the teacher that they were dating. (N.T. pp. 50, 66, 81,
87, 103, 287, 289, 290; J-6, J-7 p. 1, J-12, J-13, J-14)
12. The teacher then placed his right hand on Student’s arm. Student verbally objected and
physically reacted to the teacher’s touch. Student’s Friend described Student’s action as
pushing the teacher’s hand away. Student described it as pulling Student’s arm down and
to the right to get free. The teacher reported that he was not in physical contact with
Student, but his arm was extended when Student twisted it. A female teacher ran up and
stepped between Student and the male teacher. Student’s Friend pulled Student away to
continue walking to class and told Student to calm down. Student walked the Friend to
class and then continued to Student’s own class before a security guard arrived to take
Student to the office. (N.T. pp. 50, 52, 53, 54, 56, 66, 67, 82, 87, 88, 104, 105, 112, 287,
288, 292, 293, 296; J-6, J-13, J-14, J-15)
13. Although Student denied being angry about the incident, Student’s Friend described
Student as “angry upset” as he/she was attempting to pull Student toward the next class.
(N.T. pp. 52, 53, 115)
14. In describing the incident in a discipline referral form after the incident, the male teacher
wrote that Student twisted his arm and stated “Let’s go! Right now!” The teacher
interpreted the words as an indication that Student wanted to fight. The written
description concluded with the statement that “several” teachers arrived to move Student
and others to class. The written statement did not describe a threatening stance by
Student. In testimony at the hearing, the teacher described Student as backing up and
squaring Student’s shoulders while saying “right here, right now.” Student described the
aftermath of the incident as the two of them (Student and teacher) standing and looking at
each other. (N.T. pp. 69, 288, 295; J-7 p. 1)
15. Surveillance cameras in the high school hallways did not capture the incident, but did
show two views of the male teacher after the incident approaching and then waiting
outside of Student’s classroom before Student arrived at the classroom. The teacher
spoke with three men and two women before a security guard arrived to escort Student
out of the classroom and down the hallway. The teacher also spoke to the man who
accompanied the security guard. (J-28, B Hall Woodshop to B-24; B Hall Woodshop to
Gym)
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16. During the conversation between the teacher and the two women before the security
guard arrived, one of the women and the teacher engaged in actions that appeared to
reenact, with gestures but no actual contact, Student’s physical interaction with the male
teacher. The teacher initially showed the women a push upward and to the right. One of
the women initially repeated that motion, then engaged in a more forceful motion that
appeared to be a twisting push, down and toward the left. Several seconds later, the
teacher engaged in an apparent demonstration of the incident with the man who
accompanied the security guard to Student’s classroom. The teacher’s movement was
similar to the forceful twisting motion the woman had previously demonstrated at least
twice. (J-28, B Hall Woodshop to B-24; B Hall Woodshop to Gym)
17. Student’s Friend observed teachers talking about and reenacting the incident from the
Friend’s eighth period classroom. (N.T. p. 92)
18. The teacher stated that he took the day after the incident off and visited his family doctor
for a shoulder sprain. Written medical records also include the report of a visit to the
occupational health doctor on March 26 two days after the incident, for treatment of a
shoulder sprain and a prescription for physical therapy. The teacher testified that Student
“torqued” his outstretched arm, placing all the pressure on his shoulder, that he felt pain
in his shoulder during the night that interfered with his sleep, and had “never experienced
anything like that before.” (N.T. pp. 293; J-18)
19. The teacher stated that he had to have six weeks of physical therapy, two to three
times/week, to recover fully from the incident. The 3/26 occupational health doctor visit
report and physical therapy prescription provided for three PT sessions/week for two
weeks, with a follow-up visit two weeks later. (N.T. pp. 298, 299; J-18)
20. On the District videos, a few minutes after the incident, the teacher was freely moving his
right arm in several directions and swinging it as he walked toward Student’s classroom
and then followed Student and the security guard. The teacher also acknowledged arm
wrestling another student approximately two weeks after the incident. (N.T. p. 307; J-28,
B Hall Woodshop to B-24; B Hall Woodshop to Gym)
21. The teacher involved in the incident stated that he did not ask Student’s name during the
incident, but the teacher who confirmed the other teacher’s account of the arm twisting
wrote that the teachers had to find someone who knew Student “because Student would
not tell us [his/her] name.” (N.T. pp. 293, 294; J-15)
22. After the security guard and an assistant high school principal removed Student from
class, Student was escorted to the office of another high school assistant principal, who
was assigned to investigate the incident and determine an appropriate consequence.
(N.T. p. 319)
23. The assistant principal directed Student to write an account of the incident, after which he
asked some questions and made additional notations on the statement. At that point, he
determined that a one day automatic suspension was required for refusing to follow an
adult directive Another staff member then entered the office and told the assistant
principal that a teacher had been assaulted (N.T. pp. 320—322, 327—329; J-6)
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24. The assistant principal did not speak to the teacher involved in the incident at that time.
Since it was the end of the school day, Student was sent home at the regular dismissal
time. (N.T. pp. 328)
25. The next day, the assistant principal asked any staff member who witnessed the incident
to submit a written statement. In response, the female teacher who stepped between the
male teacher and Student wrote that the male teacher was asking Student to get to class
and gently tapped Student’s hand or arm. She described Student as “all of the sudden”
grabbing the teacher’s arm and twisting it, followed by a stance suggesting that Student
wanted to fight the teacher. (N.T. pp. 329, 330, 331; J-11, J-15)
26. Another teacher reported seeing Student in the hallway with Student’s arms around the
Friend and the Friend’s back to Student while the male teacher was standing behind and
speaking to Student. She did not hear the words or witness anything else. (J-12)
27. The assistant principal also received and reviewed the discipline report summary
prepared by the teacher involved in the incident, submitted in lieu of a written statement
from the teacher. (N.T. p. 330; J-7 p. 1)
28. After reviewing the incident report and the report of the teacher who also stated that
Student had twisted the male teacher’s arm, the assistant principal did not believe that
much further investigation was needed, since he had the statements of two adults who
observed the incident. He generally does not base conclusions upon evidence from
students, which he considers less credible than adult statements. Nevertheless, on March
19, the assistant principal also took a written statement from Student’s Friend. (N.T. pp.
331, 333—335; J-13)
29. The assistant principal stated that he asked the Friend whether Student “put [his/her]
hands” on the teacher and whether Student faced the teacher “as if to box him,” and that
the Friend answered yes to both questions. The assistant principal added that information
to the Friend’s statement in his handwriting. Student’s Friend denied answering those
questions, denied that Student squared off on the teacher and that the Friend told the
assistant principal Student had done so. (N.T. pp. 91, 98, 335, 336, 338; J-13)
30. Based upon the two written teacher statements, which the assistant principal concluded
made sense because the statements came in at different times but were similar in their
description of the incident, he concluded that Student should be suspended from school
due to simple assault and not permitted to return until a hearing was held. (N.T. p. 332;
J-8)
31. Parents received the suspension notice, dated March 17, 2015, the following Saturday. In
response to an inquiry to the school on March 19, Parents were told that Student could
not return to school until a hearing was held. (N.T. pp. 379, 380; J-8)
32. On March 18, the high school administration notified the District Director of Special
Education that an informal hearing, or superintendent’s hearing, needed to be scheduled
for Student due to a significant behavior incident. (N.T. p. 118)
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33. The purpose of an informal hearing is “To protect the parents’ and student’s right to due
process.” During the informal hearing, the administrator conducting the hearing, who is
either the special education director or a special education supervisor for an IDEA
eligible student, reviews the record of the student in question, along with the behavior, to
determine whether there was a breach of school policy that requires action in addition to
the initial discipline imposed for the conduct. Parents and student also have an
opportunity to ask questions. (N.T. pp. 118—120, )
34. If the administrator decides that further action should be taken, there is a referral to the
School Board for a hearing, which could result in expulsion, a period of suspension, or
other disciplinary consequence determined by the School Board. (N.T. pp. 131—133)
35. When relevant, depending upon the nature of the incident, a manifestation determination
review may be conducted along with the informal hearing. The informal hearing is the
means for determining the facts relating to the behavioral violation, since it is necessary
to determine whether an infraction occurred and to identify the behavior in question in
order to determine whether it is disability-related. (N.T. pp. 120, 154 )
36. The District sent a letter to Parents dated March 18, 2015, but not mailed until March 23,
stating that an informal hearing was scheduled for March 25, and that if a manifestation
determination was necessary, it would be conducted at the informal hearing. Prior to
receiving the letter, Parents had been informed by a telephone call on or about March 23
of the date and time of the informal meeting, but were not told of the possibility of a
simultaneous manifestation determination. (N.T. pp. 381,383; J-9)
37. When Parents arrived for the hearing on March 25, the special education director
informed them that the hearing would include a manifestation determination review and
gave Parents a copy of the March 18 letter. Parents stated that they had insufficient
notice of the manifestation determination and did not want to proceed with it at that time.
(N.T. pp. 120, 382)
38. The special education director postponed both the manifestation determination and the
informal hearing, re-scheduling the manifestation determination to March 31, to assure
that it would occur within 10 school days of the date Student had been suspended. The
informal hearing was rescheduled to April 8. (N.T. pp. 121—123, 143, 384; J-24)
39. Parents, Student, a school psychologist, two teachers and the special education supervisor
assigned to conduct the review met for the manifestation determination on March 31.
Although the supervisor noted that it was scheduled after the informal hearing, it actually
occurred prior to the informal hearing. An IEP meeting for Student was held on the same
day, prior to the manifestation determination review. (N.T. pp. 224, 225, 389; J-19, J-21)
40. To prepare for a manifestation determination review, the special education supervisor
reviews the student’s computerized records file (iCampus), which includes, attendance,
discipline reports, and other relevant information to gather as much preliminary
information as possible in order get a picture “of the child as a whole.” Although all
disciplinary records are “slightly” reviewed, she focuses on the current school year and
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possibly the prior school year, since the discipline records can be extensive, particularly
for high school students. (N.T. pp. 226—228)
41. Although the manifestation determination worksheet completed for Student includes a
section that provides for a description of the behavior in question, including setting
events, antecedents, all relevant details of the incident, immediate consequences and a list
of witnesses, on both the preliminary and final worksheet, the special education
supervisor included only a) a statement of the infraction that led to the manifestation
determination, i.e., Assault on a Teacher and Refused Directive of Administrator; b)
identification of the District policy that Student violated, Aggravated Assault on an
Employee; c) a statement that the teacher sustained an injury; d) a statement that Student
had been suspended and e) that the local police had been notified. (N.T. pp. J-20 p. 2, J-
21 p. 2)
42. The special education supervisor learned of the behavior incident in question from
reviewing the computerized disciplinary reports that are part of Student’s educational
record and from a conversation with the special education director. The manifestation
determination team does not typically determine the facts of the incident for which an
eligible student is subject to discipline, and did not permit discussion of the March 17
incident at Student’s manifestation determination review meeting. (N.T. pp. 133, 224,
250, 251, 395—397)
43. Both the preliminary and final manifestation determination worksheets include a
description of the results of Student’s latest reevaluation report, current IEP, current
grades, parent and teacher input and discipline referrals for the current school year. (J-20
pp. 2—6 , J-21 pp. 2—6)
44. At the manifestation determination review meeting, the special education supervisor
reviewed the manifestation determination worksheet in great detail, including other
disciplinary referrals from the current school year, and made some handwritten changes
to the form, noting e.g., that there had been some adjustments to Student’s medication
“in the last month.” Parent clarified at the due process hearing that she actually stated
that Student had been switched from the brand name to the generic form of Student’s
secondary medication. (N.T. pp. 235—237, 391; J-21 p. 7)
45. Prior to the meeting, the special education supervisor’s preprinted comments included no
reference to medication in the section of the manifestation determination worksheet that
provides for review of medical, psychosocial, academic and disciplinary records as
factors to consider in determining whether the behavior was a manifestation of disability.
(J-20 pp. 7, 8, J-21 pp. 7, 8)
46. The special education supervisor’s preprinted answer to the question whether the student
has a history of voluntary control over the behavior in question, stated that “[Student]has
the ability to control [his/her] behavior in regards to the behavior in question.” (N.T. pp;
J-20 p. 8, J-21 p. 8)
47. The last factor to consider in determining whether the conduct in question was caused by
or had a direct and substantial relationship to the disability is whether “in an escalated
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emotional state, [the student] can recall the knowledge to produce the ability to perform
the skill.” The special education supervisor initially answered that “[Student] can recall
the skill.” At the March 31 meeting, Parent added that Student can recall needed skills
“When on a medication Plan.” (J-20 p. 8, J-21 p. 8)
48. Student takes the primary ADHD medication at 6:00 a.m. on school days. Parent had
previously discussed with Student’s doctor difficulties Student has in the late afternoon,
as the ADHD medication is wearing off, which resulted in the addition of the secondary
medication, recently changed to the generic form. Parent also noted that mornings can
also be difficult because Student has just taken the medication. (N.T. pp. 401—404)
49. The District members of the manifestation determination review team agreed that the
conduct in question was not a manifestation of Student’s disability, confirming the pre-
printed “XX” on the preliminary worksheet that the supervisor brought to the meeting.
District staff did not believe that Student’s behavior on March 17 was a manifestation of
Student’s disability because physical aggression is not a symptom of ADHD, no one had
observed aggressive behaviors in Student during the current school year and the behavior
in question, aggressive assault, was not typical of Student. (N.T. pp. 177, 236, 239—242,
248, 251, 253, 259, 260; J-20 p. 8)
50. Although the special education supervisor stated that Parents also agreed that the conduct
was not a manifestation of Student’s disability, Parent did not check either the box
agreeing or the box disagreeing with the team determination, and hand wrote next to her
signature, “I feel that some portions of this were due to [his/her] Disability.” (N.T. pp.
392, 393, 395, 397, 418, 419, 422; J-21 pp. 10, 12)
51. The special education supervisor acknowledged that hyperactivity and impulsivity are
ADHD symptoms and that failure to follow teacher directions could be related to those
traits. (N.T. pp. 239, 240)
52. The question whether Student’s disability includes impaired judgment or reasoning was
not discussed at the manifestation determination meeting, but Student’s ability to make
good behavior choices was discussed. The consensus of the team, including Parents, was
that Student can generally identify appropriate and inappropriate behaviors. The special
education supervisor believed that Parents agreed with the determination that the
behavior in question was not a manifestation of Student’s disability because Parents were
asked directly, and agreed, that Student can make appropriate behavior choices. (N.T. pp.
240, 241, 263, 276)
53. Student and one Parent attended the April 8 informal hearing, along with the assistant
principal and the special education director. Although information was reviewed
concerning Student’s educational records, including attendance, grades, teacher anecdotal
reports and disciplinary history, and Student spoke at the informal hearing, the facts
relating to the incident that the special education director considered in determining
whether Student should be referred for a School Board hearing were the two teacher
statements provided to the assistant principal, the disciplinary incident report and the
assistant principal’s oral statements to the special education director concerning what the
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teacher involved in the incident had told him about it. (N.T. pp. 126, 144, 145, 399; J-7
p. 1, J-12, J-15 )
54. Parents presented no evidence at the April 8 informal hearing. Student’s Mother forgot
to bring written statements from Student and Student’s Friend that she had asked them to
write, separately, immediately after the March 17 incident, while it was fresh in their
minds. Mother provided the statements to the special education director via email on
April 8, after the informal hearing. The special education director stated that he reviewed
the statements, but they did not affect the decision to proceed with a School Board
hearing because a teacher was injured during the incident. (N.T. pp. 126, 127, 137,
138,140, 146, 148, 154, 386, 387, 412, 413; J-14, J-25)
55. The special education director learned of the injury to the teacher from the assistant
principal. He did not review the teacher’s medical records prior to the informal hearing.
(N.T. pp. 153, 154)
56. At the end of the informal hearing, the special education director informed Parent that he
would refer Student to the School Board for an expulsion hearing, and offered Parent the
option of accepting homebound instruction pending further proceedings or having
Student return to the current educational placement. Parent first agreed to the home
instruction, but later changed her mind and asked that Student return to school. (N.T. pp.
399, 400; J-25)
57. Student was suspended and not permitted to attend school on March 18, 19, 20 (possible
weather-related school closing), 23, 24, 25, 26, 27, 30, 31, and April 1, 2, 7, 8, 9. School
was not in session on April 3 and 6. (N.T. pp. 426, 427)
58. Student returned to school on April 10 and has been attending school since that date with
no further disciplinary incidents. Student began receiving two hours of replacement
instruction on April 10. (N.T. p. 425; J-27)
59. In the past, Student occasionally engaged in defiant and disrespectful “acting out”
behaviors with teachers when they made demands or denied requests. Discipline
referrals and suspensions were frequent during Student’s first year in high school,
lessened during the next two school years, but arose occasionally during both the
2013/2014 and 2014/2015 school years prior to the March 17 behavior incident. (N.T.
pp. 370—373; J-7 pp. 4, 5, 6)
60. Because of Student’s difficulties remaining in detention due to ADHD symptoms,
Student served in-school suspensions in half-day segments. (N.T. p. 184; J-7 p. 4)
61. At home, Student often engages in immature behaviors, including the type of
roughhousing with Student’s Friend that triggered the March 17 incident, and does not
immediately respond to adult directives to stop. Student is particularly affected at night,
when not medicated. (N.T. pp. 371, 372, 376, 377, 429)
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DISCUSSION AND CONCLUSIONS OF LAW
Discussion
Disciplinary Authority, Changes of Placement
The federal regulations implementing IDEA provide that an LEA is permitted to
remove a child with a disability from his/her regular education setting for violation of a
code of student conduct to the same extent as nondisabled students for a period of no
more than 10 consecutive school days within the same school year. 34 C.F.R.
§300.530(b). In addition, an LEA is permitted to implement disciplinary removals for
separate incidents of misconduct for fewer than 10 consecutive school days, provided that
such removals do not constitute a “change of placement.” §300.530(b) A “change of
placement” based on disciplinary removals from the regular education setting is defined
as removal for more than 10 consecutive school days, or a series of removals during the
same school year that a public agency determines constitutes a “pattern”
§300.536(a)(1),(2) The federal regulations list several factors that an LEA should use to
determine on a case by case basis whether a series of disciplinary removals constitutes a
pattern and, therefore, a change of placement, i.e., removals for more than 10 non-
consecutive school days, or for conduct substantially similar to the conduct that
precipitated prior removals, or additional factors, such as the length or proximity of other
removals and the total amount of time the student has been removed. §300.536(a)(2), (b).
Pennsylvania law explicitly defines one “pattern” that constitutes a disciplinary change of
placement as exclusion from the regular educational setting that exceeds fifteen (15) days
in the same school year. §300.536(a)(2)(i), 22 Pa. Code §14.143(a)
If an LEA’s disciplinary procedures for a violation of the code of student conduct
provides for more than 10 consecutive school days of removal, or a series of disciplinary
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removals of a student within the same school year would effect a change of placement,
the LEA must conduct a manifestation determination review to determine whether the
violation of the code of student conduct that led to the proposed discipline “was caused
by or had a direct and substantial relationship to the child’s disability or … was the direct
result of the LEA’s failure to implement the IEP.” 34 C.F.R. §300.530(e)(1)(i), (ii).
Such determination must be made within 10 school days of any decision to change an
eligible child’s placement, and must be made by “the LEA, the parent, and relevant
members of the child’s IEP team (as determined by the parent and the LEA).” §530(e)(1).
The participants in the manifestation determination meeting “must review all relevant
information in the student’s file, including the child’s IEP, any teacher observations, and
any relevant information provided by the parents.” §300.530(e)(1).
If, after conducting an a ppropriate review in compliance with the applicable
regulatory standards, the IEP team concludes that the behavior at issue was not caused by
the student’s disability, had no direct and substantial relationship to the student’s
disability, and/or was not a direct result of the LEA’s failure to implement the IEP, the
LEA may take the same type of disciplinary action that it would take with respect to a
student without a disability, provided that if an eligible student is removed from his/her
current educational placement, the school district must ensure that the Student is provided
with a free, appropriate public education (FAPE), continues to participate in the general
curriculum, although in an alternative setting, and continues to make progress toward
achieving his/her IEP goals. §300.530(c), (d)(1)
If the outcome of the manifestation determination review permits the LEA to
proceed with a disciplinary change of placement, the student’s IEP team determines
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appropriate services, as well the alternative educational setting for delivery of FAPE.
§§530(c), (d)(5), 531 A parent who disagrees with the results of the manifestation
determination, or with the alterative placement decision, is entitled to appeal the LEA’s
actions by means of a due process hearing. 20 U.S.C. §1415 (b)(6), (f); 34 C.F.R.
§§300.507, 300.511, 532(a). If the hearing officer determines that the LEA violated the
procedures required by §530, or that the behavior was a manifestation of the child’s
disability, the hearing officer may return the child to the original placement or order a
change of placement to a 45 day alternative placement upon determining that
“maintaining the current placement of the child is substantially likely to result in injury to
the child or to others.” §532(b)(1), (2)
District’s Manifestation Determination
The record in this case strongly suggests that from the moment the assistant principal
who conducted the investigation into the March 17 incident received information that a teacher
had been assaulted, the school administration was determined to have Student expelled,
regardless of the circumstances. The cursory investigation of the incident by the assistant
principal and the complete disregard of any facts contrary to the conclusion that Student
assaulted and injured a teacher are not matters directly at issue in the context of a special
education due process hearing reviewing the District’s manifestation determination.3
Nevertheless, it is quite clear from the record that the District’s view of the incident and
Student’s culpability for assault on a teacher substantially and negatively affected the
3 Student will have recourse in another forum if an expulsion hearing is held and the School
Board unquestioningly accepts the school administration’s view of the incident at issue without
an actual hearing to consider all of the facts.
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manifestation determination process. Student is entitled to a manifestation determination review
that considers all relevant circumstances, which did not occur in this case, primarily because no
one from the District was willing to determine the facts and circumstances relating to the March
17 incident, Student’s behavior during the incident and why the behavior may have occurred.
In this case, the essential inquiry for the manifestation determination was whether, “the
conduct in question was caused by or had a direct and substantial relationship to the child’s
disability.4” The record discloses, however, that although the manifestation determination
review team spent a considerable amount of time reviewing Student’s educational records,
including the last reevaluation report, teacher input and Student’s disciplinary records, it gave
short shrift to the “relationship” question as it applies specifically to Student. The District
members of the manifestation determination review team concluded that the behavior in question
was not a manifestation of Student’s disability based on the broad, general determination that
Student’s conduct in this case did not fit within the general characteristics/usual symptoms of
ADHD. The District members of the manifestation determination review team, led by the
special education supervisor who conducted the manifestation determination review, considered
only whether aggressive behavior is a characteristic of ADHD, and whether Student had engaged
in aggressive behaviors during the current or prior school year.
Although aggressive behavior is not a characteristic symptom of ADHD, the IDEA
statute and regulations do not limit a manifestation determination review to consideration of
whether the behavior in question is commonly associated with the symptoms and characteristics
4 Although Parents attempted to suggest IDEA violations with respect to the timeliness of Student’s IEP
and its implementation, there was no evidence that the IEP was in any way related to Student’s conduct that
led to the disciplinary infraction. There is no basis for considering whether the incident or Student’s
conduct had any relationship to a failure to properly implement Student’s IEP.
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of the disability category of an eligible student, and/or to symptoms and common characteristics
of a diagnosed condition such as ADHD. If that were the case, there would be no need to
conduct a manifestation determination review for every IDEA eligible student whose violation of
code of student conduct may result in a disciplinary change of placement. Such reviews, at least
with respect to aggressive behaviors, would only need to be conducted for students who are
IDEA eligible based upon such behaviors or who regularly exhibit negative behaviors in the
school setting that adversely affect educational progress. That, however, is not what the IDEA
statute and regulations provide. Rather, when a disciplinary change of placement is involved,
IDEA requires that specific consideration be given to whether the behavior that amounted to a
serious and significant violation of the code of student conduct arose from, or was substantially
related to the particular student’s disability , i.e., whether the violation is related to how that
student manifests the disability.
Here there is evidence in the record suffici ent to suggest, although not to conclusively
establish, that Student may exhibit more uninhibited behaviors, including aggression, when
Student’s ADHD is not well controlled by medication. A more in-depth review of Student’s
medications, including side effects, how long the medication is expected to effectively control
ADHD symptoms and how Student reacts to negative stimuli when the medication begins to lose
its effectiveness, none of which were considered here, might provide additional information for
the District to make a reasoned and truly individualized determination with respect to whether
Student’s behavior during the March 17 incident was related to Student’s disability.
It is by no means certain that Student’s behavior during the March 17 incident was
related to Student’s disability by virtue of lessening effectiveness of Student’s medications near
the end of the school day, but it was a lapse of proper procedures during the manifestation
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determination review not to consider that possibility. It is unclear from the record whether
Parents attempted to have the manifestation determination team consider the lessening
effectiveness of Student’s medication during the afternoon and evening hours, but the evidence
concerning how the manifestation determination review was conducted suggests that Parents
were not given a real opportunity to make that point.
Facts and Circumstances Relati ng to the March 17 Incident
The District’s position with re spect to consideration of the details of the behavior incident
is the major problem with the manner in which the manifestation determination review was
conducted. The report of Student’s physical contact with the teacher, and the report of the
teacher’s injury played a significant role in the manifestation determination. The assistant
principal’s unexamined conclusion that Student assaulted a teacher on March 17 was the entire
basis for the special education supervisor’s conclusion that the team should focus solely on
whether aggressive behavior is a symptom of ADHD in reaching the conclusion that the behavior
in question was not a manifestation of Student’s disability. The manifestation determination
review team refused to consider anything other than the conclusion that the behavior in question
was an aggressive assault, and would not examine the details of the incident. The District
contended that the facts underlying the assault conclusion are irrelevant to making the
manifestation determination, but the part such details should play in a proper manifestation
determination review is complicated in this case.
On the one hand, the District is correct in stating that the School Board has the ultimate
responsibility for determining the facts of the incident, including the circumstances under which
it occurred, what Student actually did, in terms of either trying to get free of the teacher’s touch
or grabbing and twisting the teacher’s arm, and the nature and extent of the teacher’s injury that
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purportedly resulted from the incident. In this case, however, although there is no question that
an incident occurred involving physical contact between Student and a teacher, the
circumstances surrounding the incident, the details and result of the physical contact could be
related to whether the conduct was substantially related to Student’s disability. If the conduct
occurred as described by the teacher involved in the incident and the teacher who provided a
written statement of what she observed, along with consideration of the effects, if any, of the
effectiveness of Student’s medication at the time of the incident may lead to the conclusion that
Student engaged in gratuitously aggressive conduct that is not disability related.
It is also possible, however, that when the manifestation determination review team
considers all of the circumstances related to the incident, including setting events, antecedents
and the details of what occurred, it may conclude that Student’s conduct was more of an
impulsive overreaction to the negative stimuli of being repeatedly directed to stop a preferred
activity, physical contact with Student’s Friend, and to the teacher’s touch, and conclude that
Student’s conduct was related to ADHD symptoms.
Without attempting to resolve all of the cont radictory details of what actually occurred,
and regardless of the effect of Student’s behavior in terms of the nature and extent of the injury
to the teacher, the manifestation determination team should have carefully considered the facts
and circumstances of the incident to determine whether the manner in which the incident
occurred affects the determination whether Student’s conduct on March 17 arose from, or was
substantially related to Student’s disability. As noted above, there was no real administrative
investigation of the facts of the incident either prior to or in connection with the informal hearing
conducted on April 8. The assistant principal flatly stated that he always credits adult accounts
and disregards student statements. Consequently, he not only accepted the teacher accounts,
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both he and the special education director failed to see, or refused to acknowledge,, and made no
or attempt to resolve, inconsistences and discrepancies between the three teacher’s accounts of
the incident.5 In addition, apparently neither he nor the special education director reviewed the
video clips of the post incident conversation and reenactment of the incident by the teacher
involved and other staff almost immediately after the incident, much less consider or attempt to
determine whether that conversation had any bearing on the written accounts of the incident
provided by the teacher involved in the incident, or the other teacher witness.
In short, the questions and facts presented by this case are far different and more complex
than the simple question whether Student violated the District’s code of student conduct by
engaging in aggressive behavior. There is no question that Student initially refused to comply
with the teacher’s directive and physically reacted to the teacher’s touch. The extent and nature
of the reaction, however, may be relevant to whether the conduct was related to Student’s
disability.
It is unclear why the special education supervisor appears to believe that consideration of
the facts of the incident is not a matter for the manifestation determination team. It appears,
however, that the intention of District policy with respect to combining a manifestation
determination review and an informal hearing conducted by a special education administrator is
to develop the relevant facts for a manifestation determination review while providing IDEA
eligible students the same due process rights available to nondisabled students subject to
expulsion. Here, the intent of the policy was clearly not fulfilled. The manifestation
5 For example, the teacher involved in the incident described Student’s physical contact with Student’s Friend after
being told to release him/her as a “headlock” but both students and the teacher who saw only a conversation between
teacher and Student, described Student as having his/her arm(s) around the Friend. Although the details of how that
looked varies between the second teacher observation (J-12) and the students’ accounts, the “arms around”
description is far more benign than the “headlock” description. Other discrepancies are described in FF 14, 21, 25.
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determination review preceded the informal hearing that is intended to provide the manifestation
determination review team with relevant facts. Consequently, the manifestation determination
review was based essentially, only on the conclusion that Student committed a violent act,
resulting in a teacher injury. In any event, since the outcome of the informal hearing amounted
to a “rubber stamp” acceptance of the assistant principal’s conclusion that Student committed an
assault, the District’s failure to follow its own procedures caused no additional or greater
substantive effect on manifestation determination process itself—the facts available to the review
team would have been identical had the informal hearing been conducted before or
simultaneously with the manifestation determination.
Although the District did not c onduct a proper manifestation determination review in that
it failed to consider specific circumstances relating to both Student’s disability (effectiveness of
Student’s medication at the time of the incident) and the circumstances of the incident, the record
of this case is insufficient to conclude with confidence that the outcome of the manifestation
determination was wrong. Consequently, there is no choice but to direct the District to engage in
another manifestation determination review that takes into account all relevant information. That
will include documentation of Parents’ belief that lessened effectiveness of Student’ medication
at the time of the incident affected Student’s behavior. It will also include a reasonable
consideration of the facts and circumstances surrounding the incident, not to determine whether
Student’s conduct was an assault that may warrant expulsion, but to determine whether those
circumstances preclude a change of placement for Student as a result of the incident because the
behavior in question was a manifestation of Student’s disability.
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Excessive Disciplinary Exclusion from School
The District’s decision to postpone the inform al hearing to a date more than ten (10)
consecutive school days after Student was suspended for the March 17 incident, and to continue
to exclude Student from school and any other educational services until the informal hearing was
conducted violated the IDEA requirement relating to a disciplinary change of placement, since
there has not yet been a proper determination with respect to whether the conduct in question
was a manifestation of Student’s disability.
The District appears to be lieve that conducting the manifestation determination review
within 10 days of the behavior incident is sufficient to meet statutory/regulatory discipline
requirements. That would be true if the eligible student is not suspended from school for the
amount of time that constitutes a disciplinary change of placement prior to the manifestation
determination, and if the manifestation determination review results in the conclusion that the
conduct in question is a manifestation of an eligible student’s disability, and, therefore that the
student may return to his/her educational placement.
Here, however, taking out a one day suspen sion for a cell phone violation, a potential
school closing for snow on 3/20, and two days that school was not in session (April 3 and April
6), Student was excluded from school for at least 14 consecutive school days between 3/19 and
4/10, when Student was permitted to return to school. That is several more days than the 10
consecutive school days that constitutes a change of placement under the IDEA regulations. Not
only did the District fail to conduct a substantively proper manifestation determination review,
which nullifies the outcome, it violated its own disciplinary policy that provides for an automatic
10 day suspension for aggravated Assault of Employees. (J-10 p. 2) Consequently, the District’s
delay in conducting the informal hearing also had the effect of treating Student less favorably
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than non-disabled students by scheduling the informal hearing a week after the manifestation
determination review. No reason was given for the District’s decision to initially schedule the
informal hearing and manifestation determination at the same time, but then separate the
proceedings after Parents declined to proceed with the manifestation determination on March 25
and schedule the informal hearing two weeks later.
Student will be awarded compensatory e ducation for the number of school days for
which Student received no educational services due to the disciplinary exclusion from school in
excess of ten consecutive school days.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, the School
District is hereby ORDERED to take the following actions:
1. Conduct a thorough review of the behavior of Student during the disciplinary incident
that occurred on March 17, 2015, including the setting events, antecedents and
relevant details of the incident in order to determine whether Student’s conduct at that
time was caused by or had a direct and substantial relationship to Student’s disability
2. Consider, specifically, whether the waning effects of Student’s medication affected
Student’s ability to exercise appropriate judgment and control at that time, including
requesting medical documentation from Parents;
3. Provide Student with full days of compensatory education for every school day over
ten (10) consecutive school days that Student was suspended from school and
receiving no educational services in March and April 2015.
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed.
Anne L. Carroll
_____________________________
Anne L. Carroll, Esq.
HEARING OFFICER
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May 18, 2015
