Catasauqua Area School District | Case 17354-15-16 | 2016-05-02
Pennsylvania special education due-process decision
- Case number
- 17354-15-16
- Date
- 05/02/2016
- Parties / district (official listing)
- Catasauqua Area School District
- Hearing officer
- Brian Ford
- Issues (official listing)
- Specific Learning Disability IEP Goals Progress Compensatory Education
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
FINAL DECISION AND ORDER
Student’s Name: V.L.
Date of Birth: [redacted]
ODR No. 17354-1516KE
CLOSED HEARING
Parties to the Hearing: Representative:
Parent[s] Angela Uliana-Murphy, Esq.
106 N. Franklin St., Suite 2
P.O. Box 97
Pen Argyl, PA 18072
Catasauqua Area School District
201 N. 14th Street
Catasauqua, PA 18032
David Knerr, Esq.
PO Box 3556
Allentown, PA 18106
Dates of Hearing: 03/ 14/2016, 03/29/2016
Record Closed: 04/19/2016
Date of Decision: 05/02/2016
Hearing Officer: Brian Jason Ford, JD, CHO
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Introduction and Procedural History
This matter concerns the educational rights of Student, a student in the Catasauqua Area
School District (District). The hearing was requested by the parents (Parents), who allege that
the District denied the Student a free appropriate public education (FAPE) from the second
semester of the 2012-13 school year through April 1, 2016. The Parents demand compensatory
education to remedy the alleged denial of FAPE during that period of time.
This matter arises under the Individuals with Disabilities Education Act (IDEA), 20 U.S.C. § 1400
et seq. The Parents filed their Complaint on February 10, 2016. The initial hearing session was
scheduled for March 14, 2016. ODR sent notice of the initial hearing session on February 18,
2016. The District filed a Response to the Complaint on February 19, 2016. I sent an email to
counsel for both parties, explaining my hearing procedures and notifying the parties that the
matter was placed into ODR’s electronic exhibits pilot program on February 22, 2016.
1 The
parties participated in an unsuccessful resolution meeting on February 23, 2016. The resolution
period expired on March 11, 2016.
The hearing convened as scheduled on March 14, 2016. Although the hearing proceeded
efficiently, two sessions were needed in order to present all relevant evidence. The second
session was scheduled shortly after the first concluded, and convened on March 29. The parties
then sought an extension of the decision due date to draft and file written closing briefs in lieu of
oral closing statements.
I pause here to note that a comprehensive record concerning nearly six school years was
concisely presented over two hearing sessions. Counsel for both parties are commended for the
efficacy with which they presented their cases. Both Counsels’ clarity of writing, particular in
both parties’ closing briefs, is also exemplary.
Issues
Based on the Parents’ closing brief, some issues presented during the hearing were resolved
after the final hearing session. When the hearing started, the question of what educational
services the Student currently needs was presented. In the Parents’ closing brief, they indicate
that an IEP was implemented on April 1, 2016. They abandon demands for compensatory
education beyond that point, and no longer seek an order directing the District to provide
specific services. This is worth highlighting for several reasons: First, this development is
indicative of the parties’ willingness to work with each other despite this hearing. Second, this
illustrates how time does not stop when a hearing is requested. Too often, parties fail to
continue developing a student’s educational plan simply because a hearing has been
requested. I am glad that the parties in this case chose to move forward despite this hearing.
1 The same email explained how the parties could opt out of the pilot. The parties did not opt
out, and I commend their willingness to participate.
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The remaining issues, derived from the Parents’ closing, are:2
1. From the second semester of the 2012-2013 school year through implementation of an April
1, 2016 IEP, did the District offer and provide FAPE to the Student by offering and
implementing IEPs that were reasonably calculated to provide a meaningful educational
benefit to the Student at the time they were offered?
2. If the Student was denied FAPE from the second semester of the 2012-2013 school year
through implementation of the April 1, 2016 IEP, is compensatory education owed as a
remedy?
Findings of Fact
Early Intervention
1. The Student was identified as a student with a Speech and Language Impairment in an
Evaluation Report (ER) dated June 7, 2010. S-6.
2. The Student received early intervention services, specifically Speech/Language Therapy
(SL/T) and Occupational Therapy (OT), from the intermediate unit in which the District is
located.
3 NT 433, S-4.
3. In April of the 2009-10 school year (pre-kindergarten), the District reevaluated the Student
and determined that the Student continued to qualify for S/LT and OT. S-3. See also S-1, S-
2, S-4, S-5, S-6, S-7.
Kindergarten (2010-11 School Year)
4. The Student enrolled in the District for kindergarten for the 2010-11 school year.
5. The Student continued to receive SL/T and OT during kindergarten in accordance with an
IEP dated June 7 2010.4 S-1, S-2, S-9.
6. The Student’s kindergarten teacher was dually certified in both special education and
regular education. NT 433.
7. Progress reports were sent to the Parents in November of 2010, and February and June of
2011. These reports describe the Student’s progress as “slow and steady” and “adequate,”
but do not provide data, or any objective measure of the Student’s progress. S-10, S-11.
8. On April 21, 2011, the Student’s kindergarten teacher referred the Student to an
Instructional Support Team (IST). NT 433-434, S-12. IST provides a higher level of
monitoring and coordination for regular education students.
2 I cannot hear issues that are not properly presented. All of the issues presented in the Parents’
closing are properly presented in their complaint. I rely upon the Parents’ characterization of the
issues in their closing because that reduces and focuses the scope of this matter.
3 Parents have not raised any issues regarding the Student’s SL/T services, and confirmed that
non-issue in their closing brief.
4 The District is commended for evaluating the Student and getting an IEP in place before the
Student transitioned from early intervention to school age services.
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9. The IST referral was prompted by the teacher’s concerns about the Student’s academic and
communications difficulties. The teacher specifically noted the Student’s inability to retain
letters and sounds, difficulty learning numbers and rote counting, and trouble retaining
previously learned skills. S-12.
10. On May 11, 2011, less than a month after the IST referral, the Parent formally asked the
District to reevaluate the Student, and the District issued the appropriate paperwork to start
a reevaluation. S-13.
First Grade (2011-12 School Year)
11. In September of 2011, with the reevaluation pending, the District invited the Parents to an
annual IEP team meeting. S-16.
12. On September 13, 2011, the IEP team convened and decided to continue the June 2010
IEP through a new IEP dated September 6, 2011. S-17, S-18.
5
13. On October 7, 2011, the District completed its reevaluation and issued a Reevaluation
Report (RR). S-19.
14. The RR reported the results of a standardized, normative intelligence test (the WISC-IV).
According to that test, the Student’s General Ability Index (GAI) is in the low-average range.6
S-19 at 9
15. The same test revealed that the Student’s ability to sustain attention, concentrate, and exert
mental control are weaknesses and, as a result, it may be more difficult, time-consuming,
and draining for the Student to process complex information, and may result in more errors
on academic tasks as compared to peers. S-19 at 9.
16. The same test revealed that the Student’s ability to process simple, routine visual
information without making errors was in the low-average range as compared to peers. S-19
at 9.
17. The RR reported the results of a standardized, normative test of academic achievement.
(the WIAT-II). Based on that testing, the evaluator was able to draw conclusions about the
Student’s academic achievement in Reading, Mathematics, and Written Language. S-19.
18. The Student’s reading scores were very low, placing the Student in the 9th percentile
compared to the normative sample. The Student tested higher in phonics skills than word
reading skills, possibly indicating a vocabulary deficit, but both sub-scores were low.
Phonics (technically, pseudo-word decoding) was in the low-average range while “word
reading” was in the borderline range (5th percentile). S-19 at 10-11.
19. In mathematics, the evaluator cautioned against summarizing the Student’s math abilities
with a single number. Even so, all math test scores were low. The Student’s “numerical
5 I note that the June 2010 IEP (S-9) and the September 2011 IEP (S-18) are not identical, but
the September 2011 IEP is clearly a continuation of the prior IEP. This is made explicit in the
September 6, 2015 NOREP at S-17.
6 The evaluator found that discrepancies in various sub-tests resulted in a full scale IQ score
that underestimates the Student’s abilities and, therefore, the GAI is a more meaningful
measure. S-19 at 7.
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operations” score (number identification, counting, basic addition and subtraction) placed
the Student in the 14th percentile, while the Student’s “math concepts” score (basic math
concepts, measurement, and one-step problems) was in the 8th percentile. S-19 at 11.
20. In written language, the Student tested in the borderline range, outperforming only 4% of the
normative population, with consistent performance in all written language sub-tests. The
testing required the Student to do both simple tasks, like writing the alphabet from memory
and writing the Student’s own name, as well as more complex tasks, like combining
sentences. S-19 at 11.
21. The evaluator used the tests of the Student’s intellectual ability and academic achievement
to conduct a discrepancy analysis. The evaluator found a significant difference between the
Student’s ability and achievement in several reading and math sub-tests. S-19 at 11. This
discrepancy ultimately prompted the evaluator to conclude that the Student has a learning
disability and should receive a primary disability category of Specific Learning Disability
(SLD). S-19 at 14.
7
22. As part of the evaluation, two of the Student’s teachers and the Student’s mother completed
behavior rating scales. Both teachers and the Student’s mother endorsed characteristics
often associated with ADHD: Combined Type. S-19 at 12-13.
23. The results of the behavior rating notwithstanding, the evaluator did not suggest that the
Student should be categorized as a student with an Other Health Impairment (OHI). S-19.
24. As part of the evaluation, the District completed an adaptive behavior rating scale. The
Student’s adaptive behaviors were found to be in the average range. S-19 at 14.
25. Based on input from both S/LT and OT, the evaluator concluded that the Student was still
properly categorized as a student with a Speech/Language Impairment, but now as a
secondary category. S-19.
26. On November 4, 2011, the Student’s IEP team met. An IEP was presented and approved by
the Parents via a NOREP. S-21, S-22.
27. The November 2011 IEP includes a broad description of the Student’s current school
performance, and several new reading and math goals. S/LT and OT goals from the prior
IEP were also continued. S-22.
28. Specifically regarding reading, the IEP included goals that called for the Student to listen to
a word and then break it into phonemes, voice nonsense words, read first grade level
passages with fluency and accuracy, read sight words, and answer reading comprehension
questions after listing to a story at the pre-primer level. S-22.
29. All of the reading goals were measurable and objective. None included baselines, but
several indicated when baseline data collection would start. Most of the reading goals were
to be measured using the DIBELS system, which is a set of tools to measure early literacy
skills. S-22.
7 The RR lists the primary disability category as “Learning Disability.” In context, that clearly
refers to the SLD category.
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30. Regarding writing, the IEP included a goal for the Student to dictate and then copy
sentences. This goal was measurable and objective, but not baselined. S-22.
31. Also regarding writing, two of the continued OT goals called for the Student to properly form
letters and write the Student’s name. While these were continuations from prior IEPs, no
baseline data was reported. S-22.
32. Regarding math, the IEP included goals for the Student to complete simple addition
problems, and complete simple subtraction problems. These goals were measurable and
objective, but not baselined. S-22.
33. As modifications and specially designed instruction (SDI), the IEP offered individualized,
direct reading instruction in a Learning Support (LS) classroom. S-22 at 33. While testing
accommodations were provided, the IEP does not list any SDI specifically targeting math. In
sum, the IEP offered an itinerant level of learning support. S-22.
34. On April 3, 2012, the IEP was revised. The Student had mastered the pre-primer level
listening comprehension goal, and so a new goal was added calling for the same, but at a
primer level. S-23.
35. On May 24, 2012, the IEP was revised again. The Student had mastered the primer level
listening comprehension goal, and so a new goal was added calling for the same, but at a
1st grade level. S-23.
36. The District monitored the Student’s progress toward IEP goals. By the fourth marking
period of the 2011-12 school year, the Student had mastered the phoneme segmentation
goal. S-24.
37. The Student’s progress towards the nonsense words goal was inconsistent. The goal called
for the Student to produce 58 sounds per minute when presented with nonsense words to
read. When first assessed in November of 2011, the Student could produce 21 sounds per
minute. In each subsequent probe, the Student bounced within the 30 to 40 sounds per
minute range - indicating both improvement and a plateau. S-24 at 3, 4.
38. The Student did not make progress towards the 1st grade reading goal. By the end of the
fourth marking period, the Student could read only 4 words per minute when presented a 1st
grade reading level passage (accuracy is not reported). The goal called for 47 words per
minute with 90% accuracy. The Student scored best – relatively – on a probe taken on
February 3, 2012 (11 words per minute with 46% accuracy). The subsequent regression is
not explained on the progress report. S-24 at 5.
39. The Student made progress towards, but fell well short of mastering, the sight words goal.
The goal called for the Student to read sight words with 5 seconds at 90% accuracy. Sight
words were presented in several units, each containing a set of different sight words.
Progress was reported using Unit 2, Unit 4, and Unit 5 words. In Unit 2, the Student
improved from 8% to 36%. In Unit 4, the Student improved from 17% to 21%. In Unit 5, the
Student improved from 27% to 35%.
8
8 The record does not explain whether these units are sequential, or why one unit was stopped
before the sight words were mastered.
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40. The Student did not master the sentence copying goal, which set an expectation for the
Student to dictate a sentence of 5 words or more, and then copy that sentence with 100%
accuracy on two consecutive trials. The Student did achieve 100% accuracy three times;
first on January 6, 2012, next on March 27, 2012, and again on April 25, 2012, but these
were not consecutive trials. The Student’s performance on this goal was highly variable. S-
24 at 9-10.
41. As noted above, the Student mastered listening comprehension goals, which were then
increased by two levels by the end of the first grade year. S-24 at 11-12.
42. The Student did not master the simple addition goal, which called for the Student to answer
nine out of 10 simple addition problems correctly on three consecutive trials. While the
Student was able to answer nine or 10 questions correctly on three separate occasions
(March 2, May 3, and May 15, 2012), those were not consecutive trials and, moreover, the
Student’s performance was completely scattershot (e.g. going from 40% to 0% to 100% to
0% on consecutive probes). S-24 at 13-14.
43. The Student regressed in terms of the simple subtraction goal. As with the addition goal, the
Student was to answer nine out of 10 simple addition problems correctly on three
consecutive trials. Technically, the Student mastered this goal on May 3, 2012. The student
answered all 10 questions correctly. The prior trial was nine out of 10, and the trial before
that was 10 out of 10. However, perhaps acknowledging the variability of scores apart from
those three probes, the District continued testing – which was appropriate under the
circumstances. The final three probes of the school year were 70%, 50% and 50%
respectively. S-24 at 15-16.
Second Grade (2012-13 School Year)
44. The Student started the 2012-13 school year under the November 2011 IEP, which was set
to expire in November 2012.
45. The Student’s IEP team met on November 8, 2012. The District presented an IEP during
that meeting, and the Parents approved the IEP via a NOREP. S-28, S-29.
46. The November 2012 IEP reports the Student’s present education levels, mostly by copying
from the prior IEP. S-29.
47. Regarding reading, the IEP includes three goals. First the Student was to independently
read grade level text (presumably 2nd grade level) and then respond to reading
comprehension questions with 80% accuracy (the goal does not say over how many trials).
S-29 at 14.
48. The second reading goal called for the Student to read a 1st grade level passage at a rate of
47 words per minute with 90% accuracy as measured by a DIBELS tool on two consecutive
trials. S-29 at 15.
49. The third reading goal called for the Student to read words off of the Dolch list (a list of high
frequency words) using both sight recognition and phonics. The Student was to read words
starting at the primer level and going through the 2nd grade level within three seconds with
80% accuracy on three consecutive trials. S-29 at 16.
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50. The November 2012 IEP included one math goal, calling for the Student to complete a
computation worksheet with addition, subtraction, multiplication, “or” division problems within
five minutes with 80% accuracy on three consecutive trials. S-29 at 17.
51. The OT handwriting goal, which originated in kindergarten, continued unchanged, as did the
S/LT goals. S-29.
52. Modifications and SDIs remained unchanged from the November 2011 IEP to the November
2012 IEP, however, it was noted that direct reading instruction and “increased opportunities”
for small group reading and math instruction could occur both in LS and regular education
classes. S-29 at 22.
53. While in 2nd grade, the Student was included in the regular education classroom for all
subjects, and was pulled out only for testing and progress monitoring every two weeks. As
such, the Student received reading, math and language arts instruction in the regular
classroom. NT at 166-169.
54. In April of 2013, the Parent had the Student assessed by an audiologist, who diagnosed the
Student with an auditory processing disorder. S-30. In sum, the audiologist’s report suggests
that the Student has difficulty understanding speech in noisy environments. Id.
55. Progress monitoring during the 2012-13 school year states that the Student mastered the
grade-level reading goal on January 12, 2013. It is unclear why mastery was found on that
date. The goal calls for the Student to score 80% or better on reading comprehension
questions, which happened on the very first probe (November 14, 2012). Regardless, data
was collected throughout the school year and, while there was some variability and low
outliers, the Student generally scored very well (over 90% in most cases). S-31 at 1.
56. The progress reporting for the grade-level reading goal is not credible, as it is belied by the
Student’s trivial progress in reading 1st grade level passages. I do not accept that the
Student independently read 2nd grade level passages and then correctly answered reading
comprehension questions, as the Student made no progress in 1st grade reading during the
same period of time. Specifically, the 1st grade reading goal called for the Student to read
47 words correct per minute with 90% accuracy. On the first probe (November 12, 2012),
the Student could read 19 words per minute. On the last probe (May 13, 2013), the Student
could read 28 words per minute (little more than half way to the goal - which still would have
had the Student reading a year below grade level). On probes throughout the school year,
the Student’s rate was generally in the teens, and accuracy is not reported. S-31 at 2.
57. Regarding the sight reading goal, the Student mastered the pre-primer and primer word
lists. It is not explained why the pre-primer list was used, as the goal called for the Student
to start with the primer list. The goal also set an expectation that the Student would reach
the end of the 2nd grade list, but the Student did not move past the primer list during the
school year. S-31 at 3.
58. The Student also fell well short of the math goal, and the progress reporting towards that
goal is not meaningful. Four probes are reported, one in each marking period. The Student’s
scores on those probes were 50%, 33%, 30% and 41%, respectively. Since the goal calls
for tests of addition, subtraction, multiplication, or division, and since no other information is
reported, it is impossible to say what was measured. It is only possible to say that the
Student did not do well on whatever was tested. S-31 at 4.
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59. Progress reports were also drafted for the OT handwriting goal, but no objective data is
reported. S-31 at 5.
Third Grade (2013-14 School Year)
60. The Student started the 2013-14 school year under the IEP of November 2012.
61. The Student’s IEP team reconvened on November 5, 2013. The District proposed an IEP
during that meeting and the Parents accepted the IEP via a NOREP. S-34, S-35.
62. The November 2013 IEP has no math goal. S-35.
63. The November 2013 IEP has three reading goals. As with the prior IEP, there was a reading
fluency goal, a reading comprehension goal, and a sight word goal.
64. The first reading goal was a reading fluency goal, calling for the Student to read 50 words
per minute with 95% accuracy “with a 1st grade text and progressing to a 2nd grade text”
over 3 consecutive trials. S-35 at 21.
65. The second reading goal was a reading comprehension goal, calling for the Student to read
and respond to grade level text, scoring 70% or better on reading comprehension questions.
This is similar to the prior reading comprehension goal, except the “grade level” now means
3rd grade, and the expected comprehension score was reduced from 80% to 70%. S-35 at
22.
66. The third reading goal was a sight word goal, calling for the Student to read sight words
within 5 seconds with 90% accuracy, starting with 1st grade level words and ending with 3rd
grade level words. S-35 at 23.
67. The November 2013 IEP included two writing goals. The first called for the Student to write
“in a logical way” with a “recognizable beginning, middle, and end.” S-35 at 24. This would
be mastered if the Student scored 70% or better on monthly teacher-made writing prompts.
Id. The second writing goal called for the Student to use appropriate conventions, including
correct spelling, punctuation and capitalization and “correct grammar when writing”. Mastery
was to be measured by the same criteria. Id. The IEP included a sample rubric on which the
Student’s writing would be assessed. S-35 at 25.
68. The same S/LT goals were repeated in the November 2013 IEP as they were in all prior
IEPs. However, the OT handwriting goal was removed. S-35.
69. The modifications and SDI in the November 2013 IEP were changed. A reading intervention
program and phonics instruction were added in the LS classroom. S-35 at 28.
70. Throughout 3rd grade, the Student continued to receive reading and math instruction in the
regular education classroom, using the same regular education curriculum as every other
student in the class. In addition, the Student received 30 minutes of phonics instruction per
day, and 15 minutes of instruction in sight words, reading fluency, and comprehension twice
per week. NT at 342, 344, 360.
71. Progress monitoring for the 2013-14 school year reported progress on goals in the
November 2012 IEP until November of 2013. Progress on goals from the November 2013
IEP were reported thereafter. S-36.
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72. I give no credence to progress reported for the November 2012 reading comprehension goal
for the reasons stated above, but I note that progress is reported at S-36 at 1.
73. Progress towards other November 2012 goals was essentially flat. The Student achieved no
more mastery of those goals then at the end of the 2011-12 school year. S-36 at 2-4.
74. The Student did not meet the November 2013 reading fluency goal. According to progress
monitoring, the Student read a 1st grade level passage at 50 words per minute or greater on
three consecutive occasions (March 2nd and 31st, and April 11, 2014), but accuracy is not
reported. Starting on April 11, the District presented 2nd grade level passages. The Student
read far less than 50 words per minute on 2nd grade passages for the remainder of the
school year. Again, accuracy is not reported.
75. According to progress monitoring, the Student mastered the November 2013 reading
comprehension goal just as the school year was ending. I give no weight to this evidence for
the same reasons as in the November 2012 IEP. I do not accept that the Student read 3rd
grade level passages and then accurately answered reading comprehension questions
while, at the same time, the Student had barely obtained proficient reading fluency at the 1st
grade level.
9 S-36 at 6.
76. The Student made significant progress towards the sight word reading goal, having
mastered the third grade sight word list by the end of the school year. S-36 at 7.
77. Progress towards the two writing goals was not reported independently. Rather, the
Student’s marks on writing prompts, as measured by the rubric embedded into the IEP, were
reported. The Student’s scores were erratic, scoring below 70% on slightly more than half of
the assignments. Information supporting the scores, related to either goal, is not reported. S-
36 at 8.
Fourth Grade (2014-15 School Year)
78. The Student started the 2013-14 school year under the IEP of November 2013.
79. With the Student’s last evaluation nearly three years past, the District discharged its
statutory obligation by proposing a reevaluation on September 10, 2014. S-39. The Parent
immediately consented to the reevaluation. Id.
80. The District evaluated the Student and drafted an RR dated October 7, 2014. S-41. The
2014 RR included re-administrations of the same standardized, normative tests of
intellectual ability and academic achievement that were conducted in the 2011 RR (the
WISC-IV and WIAT-III).
9 There are two alternatives, neither of which makes this evidence any more acceptable. First, if
the Student was given unlimited time to read and then answer questions, perhaps the Student’s
reading fluency makes the data less dubious – but such an accommodation would also make
the data less meaningful. Second, the 2013 version of the goal does not explicitly state that the
Student must read independently, and specifies that the Student should be assessed after direct
instruction. Perhaps this means that the Student did not read independently before answering
comprehension questions. In which case, this is not a reading comprehension goal.
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81. The WIAT-II was used in 2011 and the WIAT-III was used in 2014. In this case, the record
as a whole supports a finding that scores on the 2011 WIAT-II can be compared to scores
on the WIAT-III.
82. Regarding intellectual ability, unlike the 2011 administration, the evaluator did not report a
GAI in 2014. Rather, the evaluator reported the Student’s full scale IQ (FSIQ), which was in
the “borderline” range at the 2nd percentile. However, discrepancies in sub-tests that
prompted the evaluator to caution against the FSIQ and favor the GAI in 2011 were not
present in 2014. With the exception of Perceptual Reasoning, the subtests were not
significantly discrepant in 2014. It must be noted, however, that the Student scored in the
1st percentile in the Working Memory sub-test, which may also bring the FSIQ into question.
S-41 at 10.
83. With the important exception of reliance on the lower, 2014 FSIQ score, the evaluator’s
interpretation of the WISC-IV results is substantially consistent with the results of the 2011
administration. That is, the Student’s deficits and the impact of those deficits on the
Student’s education remained unchanged. This is not surprising, as intellectual ability
remains fairly consistent over time. S-41.
84. Regarding academic achievement, the Student scored in the “Low” or “Below Average”
range in every test and subtest of reading, writing, and mathematics. S-41.
85. Subtests of the WIAT-III were reported in 2014 that were not reported in 2011. It is not clear
whether that reflects the new version of the test, or the more summary nature of the report in
2011. C/f S-19, S-41.
86. Regarding reading, on comparable sub-tests, the Student’s test scores remained stagnant
or fell across the board, as illustrated in the following chart:
Subtest Standard Score / Percentile
Rank 2011
Standard Score / Percentile
Rank 2015
Word Reading 76 / 5 68 / 2
Reading Comprehension 83 / 13 83 / 13
Pseudoword Decoding 86 / 18 65 / 1
87. Regarding writing, in 2011, the Student received a standard score of 73 (4th percentile) in
“Written Expression.” No “Written Expression” score is reported in 2014, but the Student
received a standard score of 70 (2nd percentile) in “Spelling” and a standard score of 63
(1st percentile) in “Sentence Composition”. C/f S-19, S-41
88. Regarding math, the Student’s 2011 Mathematics Composite standard score was 75 (5th
percentile). In 2014, that score fell to 59 (0.3 percentile). C/f S-19, S-41.
89. Importantly, both the WIAT-II and the WIAT-III rate the Student in comparison to same-aged
peers. Therefore, if the Student’s score remained constant, it means that the Student
progressed as much as peers, although starting and ending below them. Regression
indicates that the Student did not keep pace with peers and fell even further behind, either
failing to gain skills that peers developed, losing skills, or both.
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90. In addition to the WIAT-III, the 2014 RR reported scores from a “Reading A to Z”
assessment, which assesses both reading fluency and comprehension. According to that
assessment, the Student could read beginning 1st grade text with 91% accuracy and 90%
comprehension. S-41.
91. The 2014 RR reported the results of an Adaptive Behavior Assessment System II (ABAS-II),
which is a set of rating scales that both Parents and teachers completed to evaluate the
Student’s adaptive skills in three domains: conceptual (communication, functional
academics, self-direction, etc.), social (social skills, friendships, manners, etc.), and practical
(eating, dressing, grooming, etc.). S-41 at 18-19.
92. The Student’s mother rated the Student in the “Borderline” range in the conceptual, social,
and practical domain, resulting in a General Adaptive Composite in the “Extremely Low”
range (standard score 69). S-41 at 7. Teacher ratings were significantly higher than the
Student’s mother, but still low overall. The teacher rated the Student in the “Extremely Low”
range for Conceptual, in the “Below Average” range for Social and in the “Average” range
for Practical, resulting in a General Adaptive Composite in the “Below Average” range
(standard score of 85). S-41 at 20.
93. Taking the Student’s school performance and updated test scores into account, and
especially focusing on the Student’s FSIQ and adaptive skills, the evaluator changed the
Student’s primary disability category from SLD to Intellectual Disability (ID). S-41 at 22.
94. The evaluator kept Speech/Language Impairment as a secondary disability category. S-41
at 22.
95. The Student’s IEP team convened on November 4, 2014. The District offered an IEP with a
NOREP during the meeting, and the Parent approved the IEP via the NOREP on November
13, 2014. S-43, S-44.
96. The November 2014 IEP included an updated present levels section, reporting the Student’s
progress monitoring on prior goals and a summary of the 2014 RR. S-44.
97. The November 2014 IEP re-introduced the math goal from the November 2012 IEP, equally
ambiguous as to what math skill would be assessed. S-44 at 27.
98. The sight words goal from the November 2013 IEP was repeated in the November 2014
IEP, except starting at the 3rd grade level and with a reduced accuracy expectation (90% to
85%). S-44 at 26.
99. The reading comprehension goal changed significantly. The November 2013 IEP called for
the Student to independently read grade level text and then answer comprehension
questions with 70% accuracy. The November 2014 IEP called for the Student to
independently read a story at the 2nd grade level, and then score 80% or better on three
consecutive comprehension assessments. S-44 at 25.
100. The S/LT goals were updated in the November 2014 IEP. S-44 at 28.
101. The reading fluency and writing goals in the November 2013 IEP were removed in the
November 2014 IEP, and were not replaced. S-44.
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102. The November 2014 IEP removed the Student from the LS classroom and placed the
Student into a Life Skills classroom on a supplemental basis (representing an increase in
time outside of the regular education classroom). S-44.
103. Modifications and SDI in the November 2014 IEP removed both the reading intervention
program and phonics instruction because both of those took place in the LS classroom.
Apart from those deletions, the modifications and SDI remained the same. S-44 at 30.
10
104. Progress towards the three goals in the November 2014 IEP was monitored. Regarding
reading comprehension, the Student mastered the goal at the beginning, middle and end of
1st grade level. Second grade material was not introduced during the 2014-15 school year
(4ht grade) relative to that goal. S-45 at 14.
105. Regarding sight words, the Student did well (always above 80% and usually above 90%)
with the 3rd grade list. However, the teacher noted that the Student can be inconsistent,
getting random words incorrect between testing. This prompted the teacher to assess the
Student at all levels (pre-primer through 3rd grade) on May 21, 2015. The Student scored
above 80% on all levels. S-45 at 15.
106. Progress reporting on the math goal breaks out the Student’s work, explaining what was
actually assessed. In December of 2014 and January of 2015, the Student scored 100% on
tests of addition facts up to 20, with and without a number line. In February and March 2015,
the Student scored a 98% and 96% respectively on tests of subtraction facts. In April, early
May and late May, the Student scored an 84%, 86% and 85%, respectively, on tests with
both addition and subtraction. The Student obtained similar scores, with one low outlier, on
tests mixing addition up to 20 and subtraction with regrouping. Multiplication and division
were not tested. S-45 at 16.
107. In June of 2015, the Parents had the student evaluated by a pediatric neurologist. The
pediatric neurologist drafted a summary report on June 3, 2015.
11 S-48. The summary report
recommends that the Student should receive special education as a student with SLD in
reading and math, with a secondary category of Speech/Language Impairment. Id. This
recommendation was derived from the doctor’s review of the Student’s records and a
conversation with the Student’s mother. Id.
108. The pediatric neurologist recommended that the Student receive a comprehensive
independent educational evaluation (IEE). S-48. Sometime shortly after the Parent received
the summary report, the Parent requested an IEE at the District’s expense.
Fifth Grade (2015-16 School Year)
109. The Student’s IEP team met on September 17, 2015 and revised the Student’s IEP. S-
49, S-50. Two revisions were made; one in the parental concerns section, the other to SDI.
10 The November 2014 IEP added SDI as part of the Student’s SL/T program, which is not at
issue in this case.
11 The summary report is not, and is not intended to be, a comprehensive report like the others
described above. Rather, this is a bulleted description of the doctor’s work and
recommendations. S-48.
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110. Regarding parental concerns, the IEP was revised to note the request for an IEE, and to
document that the Parents and District agreed that the District would reevaluate the Student
in lieu of an IEE, and then reconvene the IEP team.12 S-50 at 17.
111. Regarding SDI, one accommodation was added to give the Student short breaks
between sections of science and social studies tests. S-50 at 34.
112. The day after the IEP team meeting, September 18, 2015, the student was again seen
by the pediatric neurologist, who drafted another summary report. S-51. The second
summary report is substantively similar to the first, but includes more detailed
recommendations about social skills instruction and reports that the Student was “singled
out” and “bullied” because the Student attended a Life Skills classroom. S-51.
113. The pediatric neurologist’s source of information concerning the bullying is unknown.
See S-51.
114. The Student’s IEP team reconvened on October 30, 2015. S-55. At this time, the
reevaluation contemplated in the September 2015 IEP revision had not occurred. However,
the Student’s IEP was set to expire.
115. The most significant change in the October 2015 IEP was that the Student was removed
from Life Skills and placed back into Learning Support. This fact is muddied because the
SDI section in the IEP was copied verbatim, indicating that SDIs would be provided in Life
Skills. S-55 at 24. However, the IEP incorporates the shift. S-55 at 28. As explained below,
however, the transition out of Life Skills did not happen until January 2016.
116. Regarding reading, the October 2015 IEP’s goals were revised, but essentially focused
on the same skills as in prior IEPs with an adjusted grade level. The IEP included the
following:
a. “Given a 2nd/3rd grade reading passage, [Student] will independently read and answer
corresponding comprehension questions with 90% accuracy as documented by data
collected on completed worksheets every 2 weeks.” S-55 at 20.
b. “Given a 2nd/3rd grade reading passage, [Stu dent] will produce a fluency rate of 70/60
WPM with 95% accuracy as documented by 3 consecutive running records every 2
weeks.” S-55 at 20.
c. “Given a list of high-frequency sight words, [Student] will increase sight word vocabulary
from a baseline level list number, as documented by monthly assessments.” S-55 at 21.
d. “When expected to answer a question on [Student ’s] daily journal entry form, [Student]
will answer the question by writing a complete sentence with no more than 2 prompts
following the rules of capitalization, punctuation, and grammar, as evaluated by
classroom sentence writing rubric.” S-55 at 21.
e. “When expected to write a 3-5 sentence paragraph, [Student] will dictate/write a
paragraph focusing on the areas of content, organization, and use of conventions, with
12 The question of whether this response is a violation of the District’s obligations at 34 C.F.R. §
300.502(b)(2) was not raised.
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no more than 3 prompts, as evaluated by the Pennsylvania Writing Assessment Domain
Scoring Guide.” S-55 at 21.
117. Regarding math, the IEP included one goal, substantively identical to the goal in the
prior IEP: “When expected to complete computational math worksheet (containing addition,
subtraction, and multiplication equations), [Student] will achieve 85% accuracy on 3
consecutive probes as documented by completed worksheets.” S-55 at 22.
118. The reading goals and math goal contained several short term objectives. S-55.
119. The SDIs were unchanged from the prior revised September 2015 IEP. S-55 at 24.
120. The Parent approved the IEP via a NOREP on December 23, 2015. S-54.
121. The District’s offer of Life Skills in September 2015 (when the IEP was revised) and the
offer of Learning Support a month later, and the timing of the Parents’ ultimate acceptance
in December 2015 are all connected. In the District, middle school starts at 5th grade. In
middle school, Learning Support was only provided in the regular education classroom. The
Life Skills classroom was the only location for Student to be educated in a smaller setting
with slower paced instruction at a different level. NT at 318. Ultimately, the District
concluded that it should open a new classroom for the Student and other similarly-situated
students. The new classroom opened in January 2016. NT at 475-476
122. The Student was placed into the new classroom, technically a Learning Support
classroom, in January 2016.
123. Sometime between the IEP revision in September 2015, and November 2015, the
District agreed to fund the IEE that the Parent requested five months prior in June 2015.
This resulted in a School-Based Neuropsychological Report dated December 10, 2015
(2015 IEE). S-56.
124. The 2015 IEE included a comprehensive review of the Student’s records, in-school
observations, interviews with the Parent, guidance counselor and several teachers, a clinical
interview with the Student, and a host of assessments and rating scales. S-56 at 6-7.
125. To measure academic achievement, the independent evaluator used the WJ-IV Test of
Achievement, a different test than the District used, but still a highly-regarded, standardized,
normative assessment. On the cluster scores, the Student’s standard score fell from prior
testing, although it is not clear if the tests can be compared directly. Regardless, in Reading,
the Student received a standard score of 55, corresponding to a 1.4 grade level. In
Mathematics, the Student received a standard score of 42, corresponding to the K.9 level.
S-56 at 43.
126. To measure intellectual ability, the independent evaluator used the WJ-IV Test of
Cognitive Abilities. As with academic achievement, this is a different test then the District
used, but still a highly-regarded, standardized, normative assessment. On this assessment,
the Student received a standard score of 57 as a rating of the Student’s general intellectual
ability. However, there was significant discrepancy between the subtests contributing to that
score. In the narrative interpretation of the test results, the independent evaluator made no
comment as to any one score accurately reflecting the Student’s intellectual ability. S-56.
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127. Comparing the two WJ-IV tests, the independent evaluator concluded that there was a
significant discrepancy between the Student’s intellectual ability and academic achievement.
While both were quite low, a student with the Student’s cognitive profile was expected to
have better academic achievement. This prompted the evaluator to conclude that the
Student is properly classified as a student with SLD, not ID. S-56 at 23.
128. More specifically, the independent evaluator concluded that the Student had mixed
dyslexia and mixed dysgraphia. S-56.
129. The independent evaluator diagnosed the Student with moderate ADHD (combined
type), SLD in reading, written expression, and math, and generalized anxiety disorder. S-56
130. Consistent with the testing results, the independent evaluator concluded that the Student
was reading at the beginning to middle first grade level, and was writing at the end of
kindergarten to beginning of first grade level. S-56 at 28.
131. To address the Student’s learning disabilities, the independent evaluator recommended
both direct, small group instruction and explicit, directive, teacher-directed instruction in both
reading and math. The evaluator gave examples of research-based programs that could be
effective for the Student. S-56.
132. The independent evaluator also concluded that the Student’s needs related to ADHD
must be addressed as a student with Other Health Impairment (OHI) through counseling
and behavioral interventions. S-56.
133. The independent evaluator affirmatively concluded that her test results were similar to
the District’s prior results. S-56.
134. The Parents filed their Complaint initiating this due process hearing on February 10,
2016.
135. On February 24, 2016, the District offered an RR, which references and incorporates
portions of the 2015 IEE. S-63.
136. The RR changes the Student’s primary eligibility category to OHI, and secondary eligibly
category to SLD.
137. Throughout 5th grade, both while the Student was in Life Skills and after, the District
implemented a researched based, leveled reading program. NT at 303-304, 319, 384, 389.
Coincidentally, this program is one of the programs recommended in the IEE. Evidence
suggests that the Student is making some progress within the reading program. S-62; NT at
305-306
Legal Principles
The Burden of Proof
The burden of proof, generally, consists of two elements: the burden of production and the
burden of persuasion. In special education due process hearings, the burden of persuasion lies
with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v. Ramsey Board
of Education, 435 F.3d 384, 392 (3d Cir. 2006). The party seeking relief must prove entitlement
to their demand by preponderant evidence and cannot prevail if the evidence rests in equipoise.
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See N.M., ex rel. M.M. v. The School Dist. of Philadelphia, 394 Fed.Appx. 920, 922 (3rd Cir.
2010), citing Shore Reg'l High Sch. Bd. of Educ. v. P.S., 381 F.3d 194, 199 (3d Cir. 2004). In
this particular case, the Parent the party seeking relief and must bear the burden of persuasion.
Credibility
During a due process hearing the hearing officer is charged with the responsibility of judging the
credibility of witnesses, weighing evidence and, accordingly, rendering a decision incorporating
findings of fact, discussion and conclusions of law. Hearing officers have the plenary
responsibility to make “express, qualitative determinations regarding the relative credibility and
persuasiveness of the witnesses”. Blount v. Lancaster-Lebanon Intermediate Unit, 2003 LEXIS
21639 at *28 (2003); See also generally David G. v. Council Rock School District, 2009 WL
3064732 (E.D. Pa. 2009).
In this case, all witnesses testified credibility in that all recalled events or expressed opinions to
the best of their abilities. All testimony was generally consistent with documentary evidence,
although there were differences concerning how documentary evidence should be interpreted.
Those differences are legitimate, and do not make any witness more or less credible.
Free Appropriate Public Education (FAPE)
The IDEA requires the states to provide a “free appropriate public education” to a student who
qualifies for special education services. 20 U.S.C. §1412. Local education agencies, including
school districts, meet the obligation of providing FAPE to eligible students through development
and implementation of an IEP, which is “‘reasonably calculated’ to enable the child to receive
‘meaningful educational benefits’ in light of the student’s ‘intellectual potential.’” Mary Courtney
T. v. School District of Philadelphia, 575 F.3d 235, 240 (3d Cir. 2009) (citations omitted).
Substantively, the IEP must be responsive to the child’s identified educational needs. 20 U.S.C.
§ 1414(d); 34 C.F.R. § 300.324.
More specifically, in Board of Educ. of Hendrick Hudson Central School District v. Rowley, 458
U.S. 176, 206-07, 102 S.Ct. 3034. 3051 (1982), the U.S. Supreme Court articulated for the first
time the IDEA standard for ascertaining the appropriateness of a district’s efforts to educate a
student. It found that whether a district has met its IDEA obligation to a student is based upon
whether “the individualized educational program developed through the Act’s procedures is
reasonably calculated to enable the child to receive educational benefits.”
Benefits to the child must be ‘meaningful’. Meaningful educational benefit must relate to the
child’s potential. See T.R. v. Kingwood Township Board of Education, 205 F.3d 572 (3rd Cir
2000); Ridgewood Bd. of Education v. N.E., 172 F.3d 238 (3rd Cir. 1999); S.H. v. Newark, 336
F.3d 260 (3rd Cir. 2003) (district must show that its proposed IEP will provide a child with
meaningful educational benefit).
However, a school district is not required to maximize a child’s opportunity; it must provide a
basic floor of opportunity. See Lachman v. Illinois State Bd. of Educ., 852 F.2d 290 (7th Cir.),
cert. denied, 488 U.S. 925 (1988). The Third Circuit has adopted this minimal standard for
educational benefit, and has refined it to mean that more than “trivial” or “de minimus” benefit is
required. See Polk v. Central Susquehanna Intermediate Unit 16, 853 F.2d 171, 1179 (3d Cir.
1998), cert. denied 488 U.S. 1030 (1989). See also Carlisle Area School v. Scott P., 62 F.3d
520, 533-34 (3d Cir. 1995), quoting Rowley, 458 U.S. at 201; (School districts “need not provide
the optimal level of services, or even a level that would confirm additional benefits, since the IEP
required by IDEA represents only a “basic floor of opportunity”). It is well-established that an
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eligible student is not entitled to the best possible program, to the type of program preferred by
a parent, or to a guaranteed outcome in terms of a specific level of achievement. See, e.g., J. L.
v. North Penn School District, 2011 WL 601621 (E.D. Pa. 2011). Thus, what the statute
guarantees is an “appropriate” education, “not one that provides everything that might be
thought desirable by ‘loving parents.’” Tucker v. Bayshore Union Free School District, 873 F.2d
563, 567 (2d Cir. 1989).
The essence of the standard is that IDEA-eligible students must receive specially designed
instruction and related services, by and through an IEP that is reasonably calculated at the time
it is issued to offer a meaningful educational benefit to the Student in the least restrictive
environment.
Compensatory Education
Compensatory education is an appropriate remedy where a LEA knows, or should know, that a
child’s educational program is not appropriate or that he or she is receiving only a trivial
educational benefit, and the LEA fails to remedy the problem. M.C. v. Central Regional Sch.
District, 81 F.3d 389 (3d Cir. 1996). Compensatory education is an equitable remedy. Lester H.
v. Gilhool, 916 F.2d 865 (3d Cir. 1990).
Courts in Pennsylvania have recognized two methods for calculating the amount of
compensatory education that should be awarded to remedy substantive denials of FAPE. The
first method is called the “hour-for-hour” method. Under this method, students receive one hour
of compensatory education for each hour that FAPE was denied. M.C. v. Central Regional,
arguably, endorses this method.
More recently, the hour-for-hour method has come under considerable scrutiny. Some courts
outside of Pennsylvania have rejected the hour-for-hour method outright. See Reid ex rel.Reid
v. District of Columbia, 401 F.3d 516, 523 (D.D.C. 2005). These courts conclude that the
amount and nature of a compensatory education award must be crafted to put the student in the
position that she or he would be in, but for the denial of FAPE. This more nuanced approach
was endorsed by the Pennsylvania Commonwealth Court in B.C. v. Penn Manor Sch. District,
906 A.2d 642, 650-51 (Pa. Commw. 2006) and, more recently, the United States District Court
for the Middle District of Pennsylvania in Jana K. v. Annville Cleona Sch. Dist., 2014 U.S. Dist.
LEXIS 114414 (M.D. Pa. 2014). It is arguable that the Third Circuit also has embraced this
approach in Ferren C. v. Sch. District of Philadelphia, 612 F.3d 712, 718 (3d Cir. 2010)(quoting
Reid and explaining that compensatory education “should aim to place disabled children in the
same position that they would have occupied but for the school district’s violations of the
IDEA.”).
Despite the clearly growing preference for the “same position” method, that analysis poses
significant practical problems. In administrative due process hearings, evidence is rarely
presented to establish what position the student would be in but for the denial of FAPE – or
what amount of what type of compensatory education is needed to put the Student back into
that position. Even cases that express a strong preference for the “same position” method
recognize the importance of such evidence, and suggest that hour-for-hour is the default when
no such evidence is presented:
“… the appropriate and reasonable level of reimbursement will match the
quantity of services improperly withheld throughout that time period, unless the
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evidence shows that the child requires more or less education to be placed in the
position he or she would have occupied absent the school district’s deficiencies.”
Jana K. v. Annville Cleona Sch. Dist., 2014 U.S. Dist. LEXIS 114414 at 36-37.
Finally, there are cases in which a denial of FAPE creates a harm that permeates the entirety of
a student’s school day. In such cases, full days of compensatory education (meaning one hour
of compensatory education for each hour that school was in session) may be warranted if the
LEA’s “failure to provide specialized services permeated the student’s education and resulted in
a progressive and widespread decline in [the Student’s] academic and emotional well-being”
Jana K. v. Annville Cleona Sch. Dist., 2014 U.S. Dist. LEXIS 114414 at 39. See also Tyler W. ex
rel. Daniel W. v. Upper Perkiomen Sch. Dist., 963 F. Supp. 2d 427, 438-39 (E.D. Pa. Aug. 6,
2013); Damian J. v. School Dist. of Phila., Civ. No. 06-3866, 2008 WL 191176, *7 n.16 (E.D. Pa.
Jan. 22, 2008); Keystone Cent. Sch. Dist. v. E.E. ex rel. H.E., 438 F. Supp. 2d 519, 526 (M.D.
Pa. 2006); Penn Trafford Sch. Dist. v. C.F. ex rel. M.F., Civ. No. 04-1395, 2006 WL 840334, *9
(W.D. Pa. Mar. 28, 2006); M.L. v. Marple Newtown Sch. Dist., ODR No. 3225-11-12-KE, at 20
(Dec. 1, 2012); L.B. v. Colonial Sch. Dist., ODR No. 1631-1011AS, at 18-19 (Nov. 12, 2011).
Whatever the calculation, in all cases compensatory education begins to accrue not at the
moment a child stopped receiving a FAPE, but at the moment that the LEA should have
discovered the denial. M.C. v. Central Regional Sch. District, 81 F.3d 389 (3d Cir. 1996).
Usually, this factor is stated in the negative – the time reasonably required for a LEA to rectify
the problem is excluded from any compensatory education award. M.C. ex rel. J.C. v. Central
Regional Sch. Dist., 81 F.3d 389, 397 (3d Cir. N.J. 1996)
In sum, I subscribe to the logic articulated by Judge Rambo in Jana K. v. Annville Cleona. If a
denial of FAPE resulted in substantive harm, the resulting compensatory education award must
be crafted to place the student in the position that the student would be in but for the denial.
However, in the absence of evidence to prove whether the type or amount of compensatory
education is needed to put the student in the position that the student would be in but for the
denial, the hour-for-hour approach is a necessary default – unless the record clearly establishes
such a progressive and widespread decline that full days of compensatory education is
warranted. In any case, compensatory education is reduced by the amount of time that it should
have taken for the LEA to find and correct the problem.
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Discussion
Use of the IEE
The IEE was entered into evidence without the evaluator testifying. The District argues that I
should disregard the IEE to whatever extent it does not support the District because the report
was not subject to cross examination. This argument is well taken, but I will not disregard the
report outright. For the most part, the Student’s test results as reported in the IEE are consistent
with the District’s own testing. The independent evaluator interpreted those results somewhat
differently compared to the District, but the independent evaluator also recommended certain
interventions that the District implemented (particularly regarding reading in 5th grade).
More importantly, my use of the IEE is greatly diminished because of how the issues shifted
after the hearing concluded. The IEE includes a large amount of information about the Student’s
needs beyond reading, writing and math. There is also information and recommendations about
social behaviors, executive functioning, memory, and more. All of that may be relevant to the
question of what the Student currently needs. According to the Parents, the parties have
resolved that question on their own. I, therefore, need not consider those aspects of the IEE in
order to resolve this case.
Denial of FAPE
There is no doubt that the Student’s Intellectual Disability classification and Life Skills placement
greatly upset the Parents, starting the cascade of events culminating with this due process
hearing. The IDEA’s disability categories, however, are best viewed as eligibility criteria.
Students who satisfy one or more of the categories, and who also require SDI, are IDEA-
eligible. Once a student is IDEA eligible, a focus on categories is often misplaced. A student’s
program and placement are not formulaically derived from the Student’s category (or diagnosis
or anything else). Rather, a careful examination of the Student’s educational needs must be
used to craft an IEP that is reasonably calculated to provide a FAPE when it is offered. The
question of whether the Student received a FAPE hinges on what the Student’s needs were and
how the District addressed those needs, not the name of the Student’s disability or the name of
the Student’s placement.
The Parents claim that the Student was denied a FAPE starting in the second semester of 2nd
grade (2012-13 school year). At that time, the Student was being educated in accordance with
the November 2012 IEP. That IEP called for the Student to show discrete reading skills at the
1st grade level not by the end of 2nd grade, but by the start of 3rd grade. Assuming that these
goals were properly calibrated to the Student’s actual ability, it is amazing that the record is
nearly silent as to what reading program the District implemented, if any. The Student received
reading and math instruction in the regular education classroom. While one could safely assume
that the Student was exposed to the same regular education reading and math program as
every other student, that would still be an assumption.
In sum, the Student’s IEP called for the Student to make only very small gains in reading and
math, and provided nothing to ensure that the Student would make even that small amount of
progress. While I would not give the District credit for implementing SDIs that are not drafted
into the IEP, it is deeply troubling that the District acknowledged serious reading and math
problems, and then failed to offer anything approaching the direct, intensive programs that the
Student very clearly needed. Such programs were neither reflected in the Student’s IEP, nor
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provided in fact. It is not surprising, therefore, that the Student failed to meet the IEP’s goals, as
modest as they were.
For those reasons, the November 2012 IEP was inappropriate at the time it was drafted. The
District should have known that at the time, based on everything that happened the year prior.
Even so, giving the District the benefit of the doubt, the District certainly should have realized
that the Student’s program was nowhere near the required intensity by the second semester of
the 2012-13 school year. I, therefore, find in the Parents’ favor that FAPE was denied starting
with the second semester of the 2012-13 school year.
Unfortunately, things did not improve in 3rd grade (2013-14 school year). Despite the fact that
the Student did not master the goals in the November 2012 IEP (again, modest as they were),
the goals were revised to match the Student’s grade level. This was inappropriate. No data
suggested that the Student’s goals should have been increased. The only conclusion is that the
District ratcheted up the goals simply because it promoted the Student to the next grade level. I
do not find that the District was intentionally trying to hide the fact that the gap between the
Student and peers was widening, but that was the result.
Throughout 3rd grade, the Student received no special education at all to address math
difficulties. However, SDI in reading increased from nothing to 30 minutes per week of phonics
instruction and 15 minutes, twice per week, of fluency and comprehension. While this is
certainly an improvement, and the Student did make progress towards recognizing sight words,
there is no evidence to suggest that programs that the District offered were of sufficient duration
or intensity. The Student’s 3rd grade teacher testified that the Student had great difficulties in
3rd grade because, in part, the general third grade reading program (in which the Student
received the bulk of instruction) was more challenging than in prior school years, but the
program was not adjusted at any point during the school year. See NT 114-116.
In sum, during 3rd grade, the Student’s goals were adjusted upward despite all evidence
suggesting that change was inappropriate, the Student received nothing to address math
difficulties, and the reading interventions were ineffective. Worse, the District knew the reading
interventions were ineffective, given the Student’s presentation in the regular education
classroom, and nothing was changed. The Student’s failure to meet IEP goals was, again,
unsurprising. All of this, clearly, is a denial of FAPE.
The start of 4th grade (2014-15 school year) was disastrous. This period of time is accurately
captured in the District’s closing brief at ¶ 29, pages 12-13. As I write for the parties, I will not
quote from that brief at length. Rather, I simply find that the District had actual knowledge that
the Student was inappropriately placed immediately at the start of the 2014-15 school year.
Whether that knowledge, or the IDEA’s reevaluation timeline, prompted the 2014 RR is
unknown, but it was certainly appropriate to evaluate the Student.
The 2014 RR recommended a change in eligibility category to ID. While subsequent evaluators
disagreed with that determination, I find nothing inappropriate about the District’s testing itself,
which is similar to subsequent testing, including the 2015 IEE. In other words, the 2014 RR
revealed accurate information about the student.
13 The 2014 RR made it clear that the Student
13 The ID determination was supported by the testing data, and represented the evaluator’s
professional judgement based on all available information at that time. While other evaluators
may interpret similar results differently, the ID classification in and of itself does not constitute a
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had very significant needs, and was not making progress in a program that, for the most part,
offered regular education.
After the 2014 RR, the District offered a Life Skills placement for two reasons: First, teacher
evaluations changed, and the District stopped placing dually-certified teachers in regular
education classes to avoid teachers being penalized by assignment to lower performing
students. See, e.g. NT 436. The connection between the change in teacher evaluations and the
removal of dually-certified teachers from regular education classrooms is not well-explained in
the record, but I take the District at its word that changing teacher evaluations reduced
placement options for the Student. Second, as explained in the District’s closing brief:
The life skills classroom was chosen because there was nothing else in-between
to send [Student] to. [Student] needed more one-on-one attention and small
group setting, and that could be provided in the life skills classroom. (NT at 201-
202, 439). The life skills classroom was merely the place where the instruction
needed by Student was delivered, and [Student’s] instruction there was
exclusively in the academic areas of reading and mathematics. (NT at 439-440).
District’s Closing Brief at ¶ 35, page 15.
Both of the factors that prompted the District to propose a Life Skills classroom are per se
violations of the IDEA. As explained above, program and placement must be derived from
nothing other than a Student’s needs. That did not happen after the 2014 RR. Instead, the
District started with a conclusion about where the Student should be educated (the literal
placement). That placement was not based on the Student’s needs, but entirely on the District’s
convenience (teacher evaluations and available classrooms). The District then worked the IEP
process backwards to get the Student into the predetermined class.
To be clear, I see no malice here. The District understood that, through circumstances of its own
making, there was only one placement for students with needs as severe as the Student’s in
this case. That understanding prompted the District to offer the only placement that might be
appropriate. But the District started with the placement and worked backwards – which is
forbidden by the IDEA.
The District argues that the Life Skills class was “Life Skills” in name only. The District’s position
is that regardless of what the class was called, it functioned as a location in which the Student
could receive intensive remediation. This argument falls flat, given the evidence. I accept that
the Student should not have been in a regular education classroom for reading and math.
Exposure to grade-level, regular education coursework was understandably upsetting to the
Student and educationally counterproductive. It is also true that the Student could be exposed to
curriculum at the Student’s own level in the Life Skills classroom. Such exposure was an
appropriate accommodation, regardless of the name of the classroom. However, no evidence
suggests that the Student received the sort of direct, intensive, research-based programs that
the Student obviously required.
The very fact that the Student could no longer handle regular education instruction was a very
clear signal that intensive remediation was necessary. Instead, the Student received reading,
math, language arts, and writing instruction in the Life Skills classroom for two hours per day, 30
minutes per day of phonics, and all other instruction in regular education with accommodations.
denial of FAPE. If anything, that classification enhanced the Student’s substantive and
procedural protections – but in areas that are not relevant to this hearing.
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SDIs for reading and math were actually reduced in the November 2014 IEP. Neither the
November 2014 IEP, nor any of the evidence, suggest how exposure to work at the Student’s
level would remediate the Student. While that accommodation was necessary, the program as a
whole was entirely insufficient. The District knew or should have known that simply
accommodating the Student was less than half the battle. Intensive remediation was clearly
needed, but was not offered.
Given the lack of intensity in the Student’s program, it is unfortunately not surprising that the
Student ended 4th grade still reading at a 1st grade level according to the District’s own data.
While sight words continued to improve, all evidence suggests that those sight words did not
carry over into any appreciable improvement in the Student’s overall ability to read. Happily, the
Student showed some progress in math, and the teacher is commended for breaking out data in
the most understandable way. Even so, this shows that at the end of 4th grade, the Student
effectively mastered a math goal that was put into place years prior.
At the start of 5th grade (2015-16 school year), the District came to the conclusion that middle
school students with disabilities may need something other than full inclusion or Life Skills. This
resulted in a new Learning Support program opening in January 2016. Before then, however,
the Student remained in a Life Skills placement under the November 2014 IEP. Even more so
than in the year prior, the 5th grade life skills placement was made entirely for the District’s
convenience and with no consideration for the Student’s actual needs. See FF 121, see also,
District’s Closing Brief at ¶ 51, page 22. As with the prior year, I see no malice here. Instead, the
District simply started with what was available and worked backwards. It is telling that the
District’s consideration of the Student’s actual needs (and the needs of similar students) is what
prompted the District to create a new placement instead of leaving things as they were.
Importantly, while the SDIs in the IEP did not change in October 2015, the Student’s reading
program changed significantly. The District started a research-based reading program that,
based on the data available at the time of this hearing, looks promising. That program happens
to be one of the programs endorsed by the independent evaluator. Moreover, this represents
the District’s first coordinated effort to close the gap in terms of the Student’s reading. It is also
significant that the Student started attending the District’s new Learning Support program in
January 2016 and by April 2016 the parties reached an agreement on programming going
forward. I do not understand, however, why the District would not take credit for its work by
crafting the Student’s IEP to reflect the services that the Student started receiving in 5th grade.
This omission is a procedural error.
In sum, the Student’s IEPs were not reasonably calculated to provide a meaningful educational
benefit from the time that they were offered, and the Student did not in fact receive a FAPE,
starting with the second semester of the 2012-13 school year through the start of the 2015-16
school year. From that time forward, the Student received appropriate instruction in reading, but
not in writing or math. That instruction represents a change in the Student’s SDIs, and that
change is not reflected in the Student’s IEP. That omission is a procedural error.
Compensatory Education
The record as a whole supports a conclusion that the Student should have received direct,
intensive, research-based intervention in reading, writing and math. Such intervention would
have gone beyond accommodations (bringing the work to the Student’s level), but at a minimum
would have helped the Student close the gap between the Student’s cognitive and academic
abilities, and likely would have helped the Student not fall even further behind peers. Given the
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Student’s cognitive profile, it is possible that the Student may not have been completely
remediated had the Student received a FAPE all along, but the gap would be smaller.
No evidence was presented regarding what the Student’s abilities would be today had the
Student received a FAPE. No evidence was presented regarding what quantum of
compensatory education is needed to place the Student in the position that the Student would
be in but for the denial of FAPE. Therefore, I must resort to an hour-for-hour calculation.
The Parents argue that the Student is owed full days of compensatory education for each day
that the Student was placed in Life Skills. I reject this. The Student spent two hours per day, at
most, in Life Skills. While the Student did not make meaningful progress, I do not find that the
denial of FAPE was so broad-based as to impact upon every aspect of the Student’s education.
Rather, the evidence clearly points to a denial of FAPE in discrete academic areas, namely
reading, writing, and math.
I will award the student one (1) hour of compensatory education in each of those domains, three
(3) hours total, for each day that school was in session from the start of the second semester of
the 2012-13 school year through the start of the 2015-16 school year. At that point, the District
implemented a reading program that is reasonably calculated to yield a meaningful educational
benefit. Consequently, the Student is awarded two (2) hours of compensatory education for
each day that school was in session from the start of the 2015-16 school year through April 1,
2016.
An order consistent with the foregoing follows.
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ORDER
Now, May 2, 2016, it is hereby ORDERED as follows:
1. The District violated the Student’s right to a FAPE, as described in the foregoing Decision.
2. The Student is awarded three (3) hours of compensatory education for each day that school
was in session from the start of the second semester of the 2012-13 school year through the
start of the 2015-16 school year.
3. The Student is awarded two (2) hours of compensatory education for each day that School
was in session from the start of the 2015-16 school year through April 1, 2016.
4. The Parents may decide how the hours of compensatory education are used. The
compensatory education may take the form of any appropriate developmental remedial or
enriching educational service, product, or device. The compensatory education shall be in
addition to, and shall not be used to supplant, any educational and related services to which
the Student is currently entitled.
It is FURTHER ORDERED that any claim not specifically addressed in this order is
DENIED and DISMISSED.
/s/ Brian Jason Ford
HEARING OFFICER
