Central Bucks School District | Case 1504-10-11 | 2011-08-05
Pennsylvania special education due-process decision
- Case number
- 1504-10-11
- Date
- 08/05/2011
- Parties / district (official listing)
- Central Bucks School District
- Hearing officer
- Anne Carroll
- Issues (official listing)
- Child Find Compensatory Education Evaluation Free Appropriate Public Education Specific Learning Disability
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
ODR No. 1504-1011AS
Child’s Name: K.C.
Date of Birth: [redacted]
Dates of Hearing: 5/3/11, 6/22/11, 6/24/11,
6/28/11, 6/29/11
CLOSED HEARING
Parties to the Hearing: Representative:
Parents Parent Attorney
Parent[s] Nancy Ryan, Esquire
McKinley & Ryan, LLC
1 6 W e s t M a r k e t S t r e e t
West Chester, PA 19382
School District School District Attorney
Central Bucks Scott Wolpert, Esquire
16 Weldon Drive Timoney Knox
Doylestown, PA 18901-2359 P.O. Box 7544
400 Maryland Drive
Fort Washington, PA 19034
Date Record Closed: July 29, 2011
Date of Decision: August 5, 2011
Hearing Officer: Anne L. Carroll, Esq.
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INTRODUCTION AND PROCEDURAL HISTORY
Student was enrolled in a Dist rict elementary school from 1st through 4th grades and
received regular education instructional interventions each year, primarily because of difficulties
with reading and writing skills. At the end of 4th grade, upon receiving a neuropsychological
report from an independent evaluator, the District reevaluated and identified Student as IDEA
eligible after an initial District evaluation several months earlier resulted in a non-eligibility
conclusion. Rejecting the proposed IEP for the current school year, Parents enrolled Student in a
private school, filed a due process complaint alleging a child find violation dating back to the
2007/2008 school year, and are seeking compensatory education for the District’s alleged denial
of FAPE to Student from 2nd grade through the end of 4th grade, including the District’s failure
to provide an ESY program during the summer following 4th grade.
The hearing was conducted over 5 sessions in May and June 2011. Based on the
evidence supporting the findings of fact and discussion below, the District failed to timely
evaluate and identify Student as IDEA eligible at the end of 2nd grade, or early in 3rd grade at the
latest, and thereby failed to provide a free, appropriate public education (FAPE) to Student
during 3rd grade and 4th grade. To remedy the District’s denial of FAPE, Student will be
awarded the amount and type of compensatory education services needed to make up for the
District’s failure to timely fulfill its IDEA child find obligations, as established by the testimony
of the neuropsychologist who conducted the independent evaluation and testified as Parents’
expert witness at the due process hearing. Student will also receive compensatory education for
the District’s failure to provide the ESY services the IEO team determined that Student needed
during the summer following 4th grade.
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ISSUES
1. Did the School District violate its child find obligations by not identifying Student
as IDEA eligible prior to the end of 4th grade, and if so, at what point should the
District have evaluated and identified Student as IDEA eligible?1
2. Was the School District’s initial evaluation of Student appropriate?
3. If the District failed to timely identify Student, is Student entitled to an award of
compensatory education and if so, for what period, in what amount and in what
form, and should Parents’ use of a compensatory education fund, if any, be
limited?
FINDINGS OF FACT
1. [Student] (Student) is [preteenaged] child, [redacted]. [Student] is a resident of the
School District and is eligible for special education services. (Stipulation, N.T. pp. 15,
16)
2. Student has a current diagnosis of specific learning disability (SLD) in accordance with
Federal and State Standards. 34 C.F.R. §300.8(a)(1), (c)(10); 22 Pa. Code §14.102
(2)(ii); (Stipulation, N.T. p. 17)
School Functioning and Academic Progress, Grades 1—4
3. Very early in 1st grade, Parents were notified that Student’s reading skills were below
expectations. The 1st grade teacher recommended instituting interventions that were
available in the regular education classroom to increase development of basic academic
skills, particularly reading, to which Parents agreed. (N.T. pp. 690, 960, 1315, 1316)
4. In the early part of the 1
st grade school year, the supports and modifications provided to
Student included Title I Basic Skills/Early Literacy Lab and STARS (small group reading
support), as well as supplemental/substitute materials, individual/small group assistance,
1 Parents also asserted claims under §504 of the Rehabilitation Act of 1973 (. J-1), but such claims are also
based upon a denial of FAPE and, therefore, are co-extensive with the IDEA claims. See D.G. v. Somerset Hills
School District, 559 F.Supp.2d 484 (D.N.J. 2008); School District of Philadelphia v. Deborah A. and Candiss C.,
2009 WL 778321 (E.D. Pa. 2009), Swope v. Central York School District, 2011 WL 2471518 (M.D.Pa. 2011) at *3.
Unless Parents establish a claim for discrimination under §504 by separately proving the elements of a §504 claim,
i.e., 1) that the student has a disability; 2) that he or she is otherwise qualified to participate in school activities; 3)
that the LEA receives federal financial assistance; 4) that the student was excluded from participation in, denied the
benefits of or subjected to discrimination at school, the §504 claims are not considered separately from the IDEA
claims. Andrew M. v. Delaware Valley Office of Mental Health and Mental Retardation, 490 F.3d 337, 350 (3rd Cir.
2005); School District of Philadelphia v. Deborah A.
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assistance with organization and pre-taught/re-taught content. (N.T. pp. 1316, 1317; J-4,
pp. 1—3 2)
5. As the 1
st grade school year progressed, the teacher’s concerns about Student’s reading
skills remained, although improvement was noted, and concerns about math, writing and
focus also emerged. (N. T. pp. 1318; J-4, p. 4, J-9, J-10, p. 6)
6. At the request of the 1
st grade teacher and with Parents’ approval, the elementary school
Instructional Support Team (IST) met to develop an action plan with goals for improving
writing and focus/concentration, to provide additional instructional strategies and
supports, including the Reading Recovery program, and to monitor Student’s progress
toward the IST plan goals. (N. T. pp. 1318, 1319, 1406, 1410, 1420; J-5, J-6, p. 1)
7. The District’s IST process is a more structured program than the basic skills support that
Student was already receiving in the 1
st grade classroom. The IST program includes at
least an instructional support counselor, the teacher, and a reading specialist who meet
with each other and parents. IST intervention is provided for students with greater
learning challenges than can be effectively addressed with basic skills classroom support
alone. IST intervention is initiated by a classroom teacher to address academic,
behavioral or social concerns for a student, to provide support and suggestions to the
teacher and/or to discuss strategies to support the student and remediate the areas that
aroused the teacher’s concerns. (N.T. pp. 677—679, 961)
8. Reading Recovery, another general education support, is a reading intervention program
offered to 1
st grade students over a period of 12—20 w eeks. It provides 30 minutes of
one to one instruction daily with a reading specialist to practice fluency, work on
decoding and comprehension and monitor progress by running records, as well as
observation of a participant in the regular classroom and suggestions to the teacher for
working with the student. At the end of the program, the reading specialist and the IST
determine whether a student can successfully discontinue the program. (N.T. pp. 654,
970, 971, 974, 981; J-6, p. 1)
9. Student was part of the “second round” of students receiving Reading Recovery during
1
st grade, participating in the program between February and June, for a total of 16
weeks. At the end of the program, the reading specialist determined that Student had
successfully completed the program and could be discontinued. (N.T. pp. 971, 972, 982;
P-1A, P-1F )
10. Student also participated in Writing Lab, a program with both pull-out and classroom
components designed to provide extra support for children experiencing difficulty with
written expression and language mechanics. (N.T. p. 1410; J-6, p. 2)
2 Commendably, the parties agreed to submit primarily joint exhibits in this matter, which avoided an unnecessarily
long documentary record. The joint exhibits are designated by the letter “J” followed by the exhibit number.
Additional exhibits submitted by each party separately are designated “P” for Parent and “S” for School District
followed by the exhibit number.
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11. By time the IST review meeting was held in late March, Student had exceeded the action
plan goals, and met the expected levels of achievement for April of 1st grade on the DRA
(Developmental Reading Assessment). Some weaknesses in reading, writing and
independent demonstration of skills were noted. The IST team recommended continuing
Basic Skills support via the reading and writing labs. (N.T. p. 1321; J-7)
12. In the 4
th marking period, Student was still showing progress as well as continuing
weaknesses in some areas, including writing complete sentences with capitalization and
punctuation and maintaining self control. Modifications in the regular classroom were
reduced to individual/small group assistance and assistance with organization. (N.T. pp.
1319, 1321, 1418, 1423; J-4, p. 4, J-7, J-8)
13. At the beginning of 2
nd grade, the District suggested, and Parents agreed, that Student
should receive Basic Skills assistance for reading in the form of 30 minute small group
instruction with the reading specialist in the Reading Lab 2x/week from October to
December and from February to April. The reading lab instruction took the form of
guided reading using leveled texts to provide direct instruction in decoding, fluency and
comprehension. Referral for reading lab was based on assessments by the reading
specialist. (N.T. pp. 64, 75, 983, 984, 1322; J-12, p. 2)
14. In addition to the 2
nd grade reading series used for whole group instruction, the
curriculum included 3 levels of books intended to assure that all students could develop
necessary reading skills, experience success and increase confidence as readers. Small
group reading instruction at a particular level was determined through consultation with
the classroom teacher and the reading specialist. The teacher testified that Student
entered 2nd grade reading at the lower end of the level expected at the beginning of 2nd
grade and ended 2nd grade reading at the lower end of the level expected for the end of 2nd
grade. DRA scores indicate that Student’s fluency and accuracy were not proficient at the
level expected at the end of 2nd grade. Due to weaknesses in phonics and word
identification, Student received small group reading instruction in the classroom 4 times
weekly throughout 2nd grade instead of the twice weekly small group sessions provided to
students reading at a higher level. (N.T. pp. 61, 65, 66, 84, 85, 209—212; P-1A, p. 2)
15. From late September through late February of 2
nd grade, Student also received instruction
in Sonday, a phonological awareness program, delivered twice weekly in a small group
by an educational assistant outside of the regular classroom. Sonday is similar to Orton-
Gillingham type of instruction, but is used as a supplemental program not a core
curriculum. Phonological awareness tests administered at the beginning and at the end of
the Sonday program and the Sonday Mastery tests given throughout the program showed
improvement in recognizing letter group sounds and in learning rules for decoding new
words. (N.T. pp. 143—145, 157—160, 173, 808, 906—908; J-11, J-14, J-16)
16. Student was also referred for Basic Skills Math instruction, Math Targeted Tutoring and
was again provided with Writing Lab support, particularly for improving conventions
such as capitalization and punctuation and neatness. Although the 2—4 students from
Student’s 2
nd grade classroom who participated in writing lab changed during the school
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year, Student participated in all 4 quarters. Referral for Basic Skills assistance in math
and writing was based on end of 1st grade and beginning of 2nd grade curriculum based
assessments. (N.T. pp. 49, 53, 62, 64, 69, 70, 1326; J-4, p. 5, J-12, p. 1, J-19)
17. Other accommodations provided to Student in the regular classroom throughout the
school year were small group instruction in reading math and language arts, content pre-
taught and re-taught in math, and working outside of the regular classroom in a small
group with an educational assistant on targeted math skills. The level of accommodations
varied during the year depending upon Student’s level of success with skills taught at
various points. Because of Student’s academic progress with the accommodations in
place, no referral was made to the IST during 2
nd grade. (N.T. pp. 56, 70—74, 89, 90,
150; J-4, p. 5)
18. Student’s 2
nd grade report card, portfolio conference report and the 2nd grade teacher’s
recollection indicated that Student experienced success and made satisfactory progress in
all academic areas with the accommodations in place. Student’s 2nd grade teacher also
noted that Student was a hard worker and had met most of the 2nd grade benchmarks.
Student needed to work on reading fluency and comprehension, improve neatness,
spelling and writing conventions. At the portfolio conference, the teacher discussed with
Parents issues concerning Student’s handwriting, periodic inattentiveness and need to
move around the room to release energy. (N.T. pp. 47—49, 85, 86, 92—95, 98, 99,
105—110, 160—172, 175, 176, 183, 1325; J-8, J-13, J-15)
19. Due to continuing weaknesses demonstrated on end of the year assessments in phonics
and decoding, as well as writing conventions and handwriting, the 2
nd grade teacher
recommended that the supports and accommodations provided to Student in reading,
language arts and math continue in 3rd grade. The 3rd grade teacher agreed, particularly
in light of the increased content and expectations in 3rd grade. (N.T. pp. 90, 91, 99, 156,
228, 234)
20. Student’s 3
rd grade accommodations checklist for reading, math and language arts
included small group instruction, supplemental materials and pre-taught/re-taught content
during the entire school year. In addition, assistance with organization was provided for
language arts and study guides provided for math instruction and assessments, along with
math re-tests and use of manipulatives during math assessments. Reading and language
arts assessments were accommodated by allowing Student to respond orally in all
marking periods for language arts and in the 1st and 2nd marking periods for reading. The
assessment accommodations were not used consistently for all assessments during 3rd
grade, but were applied when needed. Student initially completed assessments
independently, followed by re-testing with accommodations when the teacher recognized
that the results had not fully demonstrated Student’s knowledge. (N.T. pp. 240—244,
261—265, 267, 268, 305—308; J-20)
21. The 3
rd grade teacher considered Student’s reading to be at a “proficient” level upon
entering 3rd grade, with comprehension at grade level and fluency close to grade level.
The teacher believed that Student was able to maintain a proficient level of reading
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comprehension throughout the school year with the accommodations that were in place.
(N.T. pp. 228, 230, 231, 234—240; P-1A, pp. 2, 3)
22. Student’s DRA score at the end of 2
nd grade placed Student’s accuracy on Level 28, the
end of 2nd grade benchmark, at 93% with 94% is considered proficient. Student’s
comprehension was at the proficient level and fluency was basic. On level 24, the mid-
year benchmark for 2nd grade, both comprehension and fluency were proficient. (P-1A,
p. 2)
23. According to the 3
rd grade teacher, Student had reached the benchmarks expected by the
end 2nd grade in language arts and math, and therefore, was considered proficient in those
areas entering 3rd grade. Accommodations for language arts and math instruction were
maintained throughout 3rd grade, however, because Student benefited from them and was
able to make progress toward achieving the District’s 3rd grade benchmarks with the
accommodations in place. (N.T. pp. 250—262, 274; J-20)
24. In language arts, Student was still working on conventions in writing at the beginning of
3
rd grade, and after the first marking period also began working on identifying and
correcting run-on sentences and sentence fragments. Student was able to demonstrate
correct punctuation and capitalization by the end of 3rd grade, and could write a
sequential story with the use of graphic organizers and other accommodations to assist
with the increased content of the 3rd grade curriculum. As in 1st and 2nd grades, Student
also participated in writing lab for 30—40 min./ week outside of the regular classroom.
(N.T. pp. 252, 253, 256—258, 298—301, 303; J-19, J-20)
25. The 3
rd grade portfolio conference report indicated outstanding progress with respect to
academic progress and effort, with satisfactory progress in learning to learn. The
indication of outstanding academic progress was based upon Student’s ability to
independently apply strategies developed through the accommodations Student received.
Student’s reading and language arts were at the basic level and math just within the
proficient range, based upon end of 3rd grade benchmark, indicating that as of the early
April report, Student had achieved the performance expected at the end of 3rd grade in
math but not in reading and writing. (N.T. pp. 324—328, 330; J-22)
26. On the PSSA tests taken during 3
rd grade, Student’s scores were in the proficient range
for both reading and math. (N.T. pp. 331, 332; J-21)
27. Student’s 3
rd grade report cards included letter grades in reading, writing and math,
achieved with accommodations, followed by indicators of component skill acquisition
assessed without accommodations. Student received Cs in writing, Bs in reading, 2 Cs
and a B in math. By the end of the school year, Student had made advanced progress in
reading independently, and satisfactory progress in the 3 other component reading skills
that were assessed. In writing, Student’s progress was below expectations with respect to
focus, advanced with respect to effort in learning to write and satisfactory with respect to
writing of various types in all content areas. Student demonstrated satisfactory skill
acquisition in math except in the areas of measurement/estimation, problem
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solving/communication and reasoning/connections (during the first 2 marking periods).
Teacher comments for the 4th quarter indicated that Student was able to use context clues
to find the meaning of unknown words, continued to use the strategies learned in the
Sonday program, had improved in reading during the 4th marking period and had met
District standards for 3rd grade in Reading, writing and math, as well as in
speaking/listening and research. (N.T. pp. 276—279, 333–337, 342—346; J-23, p. 1)
28. On the Minute Read at the end of 3rd grade, Student’s fluency score of 69 wpm was the
same as in the fall, when it fell just within the acceptable range. The fluency score was
well below the 88-141 wpm adequate range for the spring of 3rd grade, Accuracy on the
3rd grade spring passage was at 92% and comprehension at 50%. (N.T. pp. 1105, 1106
P-1A p. 3)
29. In 4
th grade, academic expectations for students shift and increase. The focus of
academic skills during the early elementary years (K—3) is on learning how to read. In
4th grade the focus begins to shift to “reading to learn,” i.e., applying reading skills to
science and social studies curriculum. There is also an emphasis on higher level thinking
skills—using academic skills independently ac ross the curriculum. Students need to
adjust to the new focus and increased demands. (N.T. pp. 538—542)
30. Despite Student’s determination, effort and accommodations continued from 3
rd grade,
academic difficulties began early in 4th grade. Student was unable to transfer and use
skills independently. Student still had weaknesses in writing conventions (capitalization
and punctuation) and in supporting ideas with details. In reading, the 4th grade teacher
noticed that Student often skipped words and that comprehension on grade level texts
was below 70%. The teacher consulted with the reading specialist, whose DRA
assessment of 70% comprehension on a 4th grade reading passage placed Student at the
4th grade instructional level for reading comprehension. Student’s accuracy was
measured at 94% and fluency at 52 wpm, below the adequate fall range of 71-141 wpm.
(N.T. pp. 386—396, 543, 544, 1334; P-1A, p. 3)
31. As in 1
st through 3rd grades, Student had an accommodations checklist for 4th grade that
listed instructional and assessment accommodations, including continuation of writing
lab. For the first time, the accommodations checklist also included a behavioral strategy,
an isolated work area for tests, provided during the first marking period to minimize
distractions. A study guide and re-testing were provided for social studies for the first
time, reflecting the difficulty Student had with “reading to learn” from the 4
th grade
textbook due to Student’s weakness in reading. In October, Student began working with
the reading specialist outside of the regular classroom twice each week for 30 minutes.
(N.T. pp. 411—416; J-41, J-24, J-58)
32. At a Parent/teacher conference in November, the teacher expressed concerns about
Student’s focus, self-control, knowledge of math facts, consistent, independent use and
application of learning strategies and handwriting. Parents expressed concerns about
Student’s continuing need for accommodations that did not result in greater
independence. (N.T. pp. 422—424, 427, 429, 430, 1331—1336; J-27)
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33. To address Student’s difficulty with cursive writing, which the teacher believed was
inhibiting Student’s fluency in expressing ideas in writing, the 4th grade teacher began
working with Student on handwriting once/week after school for app. 20 minutes. (N.T.
pp. 430, 431, 443, 1333)
34. Homework was a source of great difficulty for Student, who could not keep up with the
increased volume and required 2—3 hours each evening to complete what the teacher
expected to be done in much less time. After contact from Parents in October, the teacher
suggested strategies for helping Student with the most challenging homework tasks.
When issues with homework were again brought to the teacher’s attention between
January and March, the teacher told Parents to limit Student to 40 minutes of homework
each evening, whether completed or not, in addition to 20 minutes of reading. (N.T. pp.
404—408, 466—469, 1334; J-39)
35. On November 5, after the parent/teacher conference and subsequent consultation with
Student’s pediatrician, Parents contacted the 4
th grade teacher about obtaining an
evaluation to determine whether Student had a learning disability. The District issued a
permission to evaluate (PTE) dated December 22, which Parents returned on January 4.
(N.T. pp. 439, 440, 1336, 1337; P-6, J-28)
36. On November 13, the District notified Parents that Student’s teacher had initiated an IST
referral and provided Parents with a form to report Student’s strengths, needs, school
performance, attitude toward school and Parent concerns. Parents returned the completed
form on November 16. (N.T. pp. 434—439, 1339, 1340; J-26)
37. As part of the IST referral, Student’s 4
th grade teacher requested an observation by the
student support counselor to assess Student’s distractibility during whole group
instruction. The counselor also administered a visual motor integration (Beery-Butenica
VMI) screening due to the teacher’s handwriting concerns. The screen resulted in a
finding of average visual-motor functioning. (N.T. pp.432, 433; J-33, p. 6)
38. Targeted tutoring in math was added as an additional accommodation for Student after
the IST process was initiated, since Student’s skills were not secure on the assessments
administered at the end of 3
rd grade. (N.T. p. 443; J-58)
39. At the end of November, as part of the IST Academic Screening process, the reading
specialist conducted additional reading assessments using the QRI (Qualitative Reading
Inventory) assessments, noting in a written report that Student was instructional at the 4
th
grade level in word recognition. Fluency on a 3rd grade passage was just within
acceptable limits for the fall of 4th grade, but was well below expectations on a 4th grade
passage. On both 3rd and 4th grade passages, Student used the initial letter to predict
difficult words, omitted and substituted words. With respect to comprehension, Student
was instructional at the 4
th grade level. The reading specialist suggested strategies to
address Student’s weaknesses. The 4th grade teacher discussed the assessment results
with the reading specialist, but made no changes to the reading instruction since Student
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was instructional at grade level. (N.T. pp. 448, 449, 839, 840, 850; J-33, p. 3, J-37, p. 4,
P-1Q)
40. In December, Parents met with the instructional support team teacher and the 4
th grade
teacher to review the results of the Academic Screening Information compiled through
the IST process. The screening measures included the Kaufman Brief Intelligence Test-
Second Edition (K-BIT-2), the Kaufman Test of Educational Achievement-Second
Edition (KTEA-2), The Visual-Aural Digit Span Test (VADS), and the Beery-Butenica
Developmental Test of Developmental Test of Visual-Motor Integration (Beery VMI,
Fifth Edition), all administered by a student support counselor or the instructional support
teacher. Also included in the screening report were observations of Student in math,
large group and small group reading, as well as the reading specialist’s assessment.
Parents were informed that the results indicated that Student was performing as expected.
(N.T. pp. 850, 1340, 1341; P-4)
41. At the 4
th grade portfolio conference in April, Student’s teacher assessed work habits and
study skills (learning to learn), effort and academic progress to be on the borderline
between satisfactory and unsatisfactory. Reading was in the proficient range, math on the
borderline between basic and proficient and language arts in the basic range, but the
teacher considered Student proficient in math based upon District standards. On the 4th
grade PSSA assessments, Student scored in the middle of the basic range in reading, the
middle of the proficient range for science and just within the advanced range for math
(N.T. pp. 480, 482; J-46, J-47)
42. During the 4
th marking period, Student’s teacher became concerned about greater
inconsistency in academic performance and independent use of learning strategies, noting
that Student’s performance reverted to what she had observed during the first quarter,
with a greater need for assistance in academic tasks such as generating ideas for writing.
(N.T. pp. 587—589)
43. Student’s report card grades in academic subjects at the end of 4
th grade were Cs in
reading, writing, math and science and a B in social studies. The report card indicated
less than satisfactory progress in the reading component skills of “reads critically in all
content areas” and “reads, analyzes, interprets literature.” In writing, Student’s skill
levels were unsatisfactory in writing of various types in all content areas and in writing of
high quality. Math component skills that were less than satisfactory were reasoning and
connections and problem solving and communications. The 4th marking period
comments reflected the teacher’s concerns with continuing weaknesses in reading and
lack of focus when working independently. (N.T. pp. 493, 589—591; J-59)
Evaluations/Eligibility Determinations/Post 4
th Grade Developments
44. The psycho-educational evaluation Parents had requested was completed by a District
school psychologist in March of 4
th grade. The Evaluation Report (ER) incorporated all
of the information in the Academic Screening report completed in December (FF 40,
above). Additional assessments included the Reynolds Intellectual Assessment Scales
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(RIAS) and selected sub-tests of the Wechsler Intelligence Scale for Children-Fourth
Edition (WISC-IV) that measured working memory processing speed, components not
included in the RIAS. The combined results placed estimated that Student’s intellectual
functioning was in the high average range, with working memory in the average range
and processing speed in the low average range. (N.T. pp. 1242, 1243, 1247; P-4, J-33,
pp. 1—4, 7—9 )
45. Academic achievement was assessed with the Wechsler Individual Achievement Test-
Second Edition (WIAT-II), on which Student’s achievement in reading, writing and math
fell into the average, high average (reading comprehension, written expression, math
reasoning) and Superior (numerical operations, mathematics composite ) ranges with
respect to various academic skills. The evaluation included a speech language screening
that revealed age-appropriate speech-language abilities. On the Connors 3
rd Edition
Rating Scale, used as a screening tool for symptoms of Attention Deficit
Disorder/Attention Deficit Hyperactivity Disorder (ADD/ADHD), teacher ratings
revealed only one elevated score, while Parent ratings were elevated or very elevated in
most areas. (J-33, pp. 10—12)
46. The ER did not include Parent input. Parents were given a background questionnaire to
complete at the March 2 meeting to review the competed ER. (N.T. pp. 1364, 1365; J-
36)
47. The psychologist concluded that based upon a discrepancy analysis, Student was not
IDEA eligible due to a learning disability In addition, despite weaknesses in
attentiveness, hyperactivity and impulsivity according to Parent ratings, the multi-
disciplinary team (MDT) concluded that Student’s needs did not exceed what could be
provided in the regular education setting. (J-33, p. 14)
48. The MDT proposed a more formal Action Plan through the IST process to specify the
regular education accommodations and supports Student had been receiving and were
recommended to continue. The MDT also suggested developing a positive behavior
support plan and strategies to increase attention and focus, including attention to detail in
writing assignments, “break” cards, shortened assignments, extended time to complete
assignments and organizational support. (N.T. pp. 1221, 1222, 1226; J-33, pp. 13, 14, J-
34)
49. Parents disagreed with the non-eligibility conclusion and proposal to continue with
regular education supports only. They requested an OT evaluation, an independent
neuropsychological evaluation and an ESY program for the summer. The District agreed
to conduct an OT evaluation and to fund an IEE. (N.T. pp. 8333, 834, 1347—1353; J-35,
J-37, pp. 3, 4, J-39, J-40, J-41, J-42)
50. The independent neuro-psychological examination was completed in April and a report
sent to the District in May. After review of the data, including the full WISC-IV battery,
the independent evaluator concluded that Student meets the criteria for developmental
dyslexia, a significant language-based learning disability in reading. Student presented
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with an unusual pattern of strengths and weaknesses, but the issues most affecting school
performance include significant weaknesses in phonemic decoding and oral reading
accuracy, as indicated by every measure that required mental manipulation of words or
letters, not only actual reading assessments. (N.T. pp. 778, 1071, 1076—1078, 1083,
1084; J-49, p. 10, J-54, p. 2)
51. In addition, although not rising to the level of an ADHD diagnosis, Student is adversely
affected by lack of focus, disorganization and impulsivity. Student’s difficulty with fine
motor coordination also affects academic performance, particularly with respect to
expressing ideas in writing and is likely to have an increasingly negative impact as
writing demands intensify in the areas of both note-taking and composition. Because of
the physiological effects of connections within the brain, Student’s attention and fine
motor difficulties also adversely impact Student’s ability to read. (N.T. pp. 1079—1082,
1086—1088; J-49, p. 10)
52. After the additional assessments were completed, the District issued a reevaluation report
(RR) dated June 23. Based upon a review of records including the first District report,
the results of the independent neuro-psychological evaluation, and the OT evaluation,
which disclosed significant difficulties with in visual perception and visual motor speed,
the District reversed its initial conclusion and determined that Student is IDEA eligible
due to specific learning disabilities in reading and written expression. The later eligibility
determination was also based upon the weaknesses Student had demonstrated in the past
and inconsistencies in Student’s school performance during the last quarter of the school
year. (N.T. pp. 835, 869—875, 1226, 1227, 1290, 1294, 1297—1299, 1309; J-49, J-50,
J-100, p. 18)
53. The District subsequently proposed an IEP which included a home-based ESY program
consisting of 1 hr./week of Orton-Gillingham based reading instruction. The District’s
Supervisor of Special Education informed Parents that an IEP needed to be in place in
order for Student to receive ESY during the summer after 4
th grade. (N.T. pp. 782, 783,
787, 790, 814, 898, 890; J-77, p. 27, J-78, J-79)
54. The District’s reason for offering ESY although Student had not yet received special
education services was to establish early baselines for the Orton-Gillingham based
reading instruction the District intended to provide to Student in 5
th grade in order to
begin that instruction immediately when the new school year began. (N.T. pp. 786, 78,
877, 880)
55. Parents did not believe that the District’s ESY proposal provided a sufficient number of
hours or a sufficient level of intensity to meet Student’s needs. (N.T. pp. 1569, 1570)
56. When Parents and the District were unable to agree upon an IEP, Parents enrolled
Student in a summer “reading camp” program at a private school recommended by the
neuro-psychologist who conducted the independent evaluation. Parents ultimately
decided to enroll Student in the same private school for 5
th grade. (N.T. pp. 1384, 1385,
1562, 1563; J-61, J-74, J-76, J-80)
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DISCUSSION AND CONCLUSIONS OF LAW
A. Child Find
1. Legal Standards
With the exception of the ESY claim, Parents claims for denial of FAPE to Student
during 3 school years is based upon the “child find” obligation imposed on school districts by the
IDEA statute and federal regulations, requiring states to identify, locate, and evaluate all
potentially disabled children, including those who may be “advancing from grade to grade.”. 20
U.S.C. § 1412(a)(3); 34 C.F.R. § 300.111(a), (c)(1); G.D. v. Wissahickon School District, 2011
WL 2411098 (E.D.Pa 2011) at *6. In Pennsylvania, that obligation is fulfilled by school
districts, and in some cases, intermediate units, in compliance with 22 Pa. Code §§ 14.121–
14.125, as well as the federal requirements.
Within a reasonable time after a district is on notice of facts likely to indicate a disability,
it must “conduct an evaluation of the student's needs, assessing all areas of suspected disability,”
P.P. v. West Chester Area School District, 585 F.3d 727, 730 (3d Cir.2009), citing 20 U.S.C. §
1414(b); O.F. v. Chester Upland Sch. Dist., 246 F.Supp.2d 409, 417 (E.D.Pa.2002), citing W.B.
v. Matula, 67 F.3d 484, 501 (3d Cir.1995). “Failure to locate and evaluate a potentially disabled
child constitutes a denial of FAPE.” N.G. v. District of Columbia, 556 F.Supp.2d 11, 16
(D.D.C.2008), quoted in G.D. v. Wissahickon School District at *6.
With respect to the necessary evaluation, th e IDEA further requires school districts to
conduct a “full and individual initial evaluation” …using “a vari ety of assessment tools and
strategies to gather relevant functional, developmental, and academic information, including
information provided by the parent that may assist in determining whether the child is a child
with a disability.” 20 U.S.C §1414(a)(1)(A), (b)(2)(A)(i). A district and may “not use any single
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measure or assessment as the sole criterion for determining whether a child is a child with a
disability. §1414 (b)(2)(B). The purpose of the evaluation is to obtain “accurate information on
what the child knows and can do academically, developmentally and functionally … .” 20 U.S.C.
§1414(b)(3)(A)(ii).
2. Claims/Contentions of the Parties
This case presents one of the more challenging issues with respect to when a school
district’s child find obligation arises. Parents contend that the District committed an obvious
violation by its decision to wait four full school years to conduct an initial IDEA evaluation
when Student received virtually all of the available regular education instructional supports every
school year, along with a number of instructional and assessment accommodations. (FF 3, 4, 6,
7, 8, 9, 10, 13, 14, 15, 16, 17, 19, 20, 24, 30, 31, 38)
The District contends that the consistently high level of regular education supports and
accommodations provided to Student at each grade level assured that Student made appropriate
academic progress each year. Indeed, the District witnesses’ testimony that Student met the
District’s grade level benchmarks each year was repeated so frequently that it began to sound
like a mantra.
When the extent of the supports and accommodations provided to Student over 4 school
years is described in detail as in the Findings of Fact above, it may appear far more obvious now
than it was to both Parents and the District when Student was in the early elementary years that
the District delayed an evaluation of Student far too long. On the other hand, however, when the
District finally evaluated Student in 4th grade, standardized tests of academic achievement placed
Student largely within the average range or above, even in reading and writing, in which Student
was ultimately found to have specific learning disabilities. (FF 45) In addition, the
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neuropsychologist who conducted the independent evaluation that ultimately convinced the
District that Student is IDEA eligible obtained similar results. (J-49, p. 15) Closer analysis of
the components of the results, however, combined with the results of the OT evaluation,
Student’s history and pattern of learning difficulties, and the neuropsychologist’s ability to relate
the assessment results to brain function allowed proper identification of Student’s disabilities.
(FF 50, 51)
Moreover, this case presents somewhat unusual challenges in terms of the apparent
amenability of Student’s reading disability to remediation with even minimal intervention and
the effect of Student’s fine motor deficits on written expression and even reading (FF33, 51). It
is also possible that the full extent of Student’s academic difficulties in 2nd and 3rd grades were
masked because Student is a hard worker, generally willing to persist with challenging tasks and
had no behavior issues. (FF18, 25, 30) Nevertheless, despite factors that may make the
District’s delay in evaluating and identifying Student understandable to some extent, there is
ample evidence available in the District’s own records that it should have acted sooner. The
District, however, not only failed to “connect the dots” in this case, it refused to acknowledge
that there were dots.
The District’s Underlying Error
The primary reason that a child find violation occurred in this case was the District’s
singular focus on Student’s purported progress toward and achievement of grade level
benchmarks in academic skills through the middle of 4th grade as precluding the possibility of a
disability. In effect, the District appears to have adopted a failure standard as the single test for
its own independent notice that a student that is potentially a child with a disability. That
mindset, however is both legally flawed and factually unsupportable in this case. Using failure
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as the only standard for an IDEA evaluation in this case unfortunately closed a window of
opportunity to provide early special education services that were likely to have been very
effective in remediating Student’s reading and fine motor skill deficits. Student’s ability to make
the kind of academic progress reflected on standardized achievement tests with regular education
supports alone suggests that providing Student with a phonemically based, systematic and
sequential reading program, such as Wilson or another type of Orton Gillingham type of
instruction, would likely have permitted Student to acquire secure and transferable reading skills
as Student moved into higher grade levels with greater reading demands. (FF 29) That
inference is supported by the success Student experienced with the brief exposure to the Sonday
phonemic awareness program in 2
nd grade, which Student continued to use in 3rd grade. (FF 15,
27)
The conclusion that the District believes that a need for special education cannot arise
until and unless school performance is significantly impaired with regular education instructional
supports in place was supported by all of the District witnesses. Student’s 3rd grade teacher, e.g.,
testified that based on the training she received from the District, she would not suggest an
evaluation for a student making progress toward the grade level benchmarks students are
expected to reach by the end of the school year. (N.T. pp. 224, 225) There was no suggestion in
the record that at some point, the nature and extent of the accommodations needed to maintain
progress would put the District on notice that an evaluation might be warranted.
The notion that academic progress can be the sole criterion for eligibility is not supported
by the language of the IDEA statute itself or by the courts. As noted above, the IDEA statute
and regulations explicitly preclude relying upon a single criterion for identifying potentially
eligible students, providing instead that districts must “use a variety of assessment tools and
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strategies to gather relevant functional, developmental, and academic information, including
information provided by the parents” to determine whether a disability exists and may not “use
any single measure or assessment as the sole criterion.” 20 U.S.C. §1414(b)(2)(A), (B); 34
C.F.R. §300.304(b)(1), (2). It follows that using a single criterion for determining which
children to evaluate is similarly proscribed.
In D.S.v. v .Bayonne Board of Education 602 F.3d 553, 567 (3rd Cir 2010), the Court of
Appeals noted that academic “success” in special education classes with significant support and
reduced or modified standards does not establish that the District’s program provides an
appropriate level of educational progress. An analogous principle can be applied where a school
district must determine when to consider a special education evaluation for a student whose
academic progress can only be maintained by continuing and increasing significant academic
support and accommodations in the regular classroom.
The facts of this case closely resemble the situation in Chad C. v. West Chester Area
School District, 194 F.Supp. 2d 417 (E.D. Pa. 2002). In that case, the school district failed to
identify as IDEA eligible a considerably older student with ADHD because of the student’s
academic success in regular education classes, as indicated solely by grades. In concluding that
the student did not meet IDEA criteria for specially designed instruction, the district failed to
take into account the student’s potential, which was masked to some extent by wide fluctuations
in the subtests of the standardized assessment of cognitive functioning administered by the
district. The district also failed to consider the level of effort and parental support outside of
school that the student needed to achieve average grades notwithstanding well above average
intellectual ability. As in this case, the district based its conclusion that student was not IDEA
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eligible on a single criterion. As the district court noted, however, IDEA eligibility cannot be
reduced to a formula:
There is no precise standard for determining whether a student is in need of
special education, and well-settled precedent counsels against invoking any
bright-line rules for making such a determination. See Ridgewood Bd. of Educ.
v. N.E., 172 F.3d 238, 247 (3d Cir.1999)(rejecting the notion that what constitutes
an appropriate education can be “reduced to a single standard”) (citations omitted).
194 F.Supp. 2d at 420. That principle remains true, and applies to this case.
notwithstanding the extensive regular education accommodations and supports that allowed
Student to maintain academic progress despite a verbal learning disability that the District
belatedly—and reluctantly acknowledged—when Student’s academic success in the early
“learning to learn” grade school years gave way to the far greater demands of applying insecure
foundational skills to more complex learning situations
Indications of Potential Disability, Grades 1—3
The District refused to recognize even the possibility that Student has a learning
disability until it received the results of the OT evaluation and independent neuropsychological
evaluation it provided at Parents’ request. (FF 52) The District ignored considerable and
increasing evidence in 2nd and 3rd grades that Student had not reached a level of learning basic
academic skills, particularly in reading and writing, well enough to apply such skills effectively
as a means to learn more complex materials.
The District’s failure to timely identify Student appears to be one of the unfortunate
examples of a pendulum swinging too far. In general, the District appears to have a good system
in place for early identification of struggling learners, and provides a variety of academic
supports in the regular education environment to students who have difficulty acquiring basic
academic skills as rapidly as expected. It is likely that without such supports and
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accommodations available in the regular education setting, some students would be referred for
special education evaluations when their learning needs can be met effectively with the
opportunities available for additional instruction in a small group setting, more repetition and
practice. At the end of 1st grade, it appeared that Student could well have fit into that category,
having successfully achieved the goals set and monitored through the IST process. (FF 6, 7, 11)
Unfortunately, the same level of monitoring was not maintained in 2nd and 3rd grades,
allowing the District to miss the signs that should have prompted an earlier evaluation despite
numerous “red flags.” The 2nd grade teacher believed Student’s progress did not warrant IST
intervention, but Student received double the small group reading instruction within the
classroom than was provided to most of the class, worked with the reading specialist in reading
lab outside of the classroom and participated in the Sonday phonemic awareness program for
approximately half of the school year. (FF 13, 14, 15, 17) At the end of the school year,
Student’s DRA scores remained at the level expected at the mid-point of 2nd grade. (FF14, 22).
Student participated in writing lab outside of the regular classroom for the entire 2nd
grade year, unlike other students referred to that program. (FF16) Spelling and conventions
remained as issues with Student’s performance, along with handwriting and neatness. (FF 18)
Although Student made progress in phonologi cal awareness during the months of
instruction in the Sonday program, weakness in phonics persisted at the end of 2nd grade and
Student was observed to continue using the Sonday strategies in 3rd grade, Student was neither
re-tested in phonological awareness nor apparently considered for the Sonday program again.
(FF 15, 27) There was no means for assessing the effectiveness of the regular education
supports and accommodations other than the report card grades and level of progress noted on
the portfolio conference reports. (FF 18, 21, 25) The teachers’ assessments of progress,
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however, were not entirely supported by the limited objective evidence available. See FF14, 18,
21, 22, 23, 27, 28.
In 3
rd grade, accommodations for assessments needed to be added to the regular
education supports due to increased expectations and increased content. (FF 19)
Although clearly trying to shape their testimony to avoid directly admitting that Student
could not have reached the all important grade level benchmarks without significant supports,
Student’s 2nd and 3rd grade teachers nevertheless noted that Student made appropriate progress
with the accommodations in place and neither considered removing the accommodations because
Student obviously benefited from them. The only reasonable inference to be drawn from such
testimony is that Student would not have demonstrated progress had the accommodations been
removed or even lessened.
Since the level of instructional supports and accommodations Student was receiving
needed to remain intact for academic progress to continue, the District should have considered
how Student would fare academically when increased demands would require more confident
and higher level use of basic reading and writing skills, which began with 3rd grade and increased
even more in 4th grade. (FF 19, 29) An evaluation to determine whether Student’s continued
need for support while Student’s reading fluency declined was suggested by the end of 2nd grade,
but was clearly needed by the end of 3rd grade. The District, however, focused solely on
Student’s ability to succeed with the regular education supports in place, without ever stopping
to consider whether Student’s reading and writing skills were strong enough to assure continued
success in the regular education setting when the emphasis in reading shifted from “learning to
read” to “reading to learn.”.
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Indications of Disability –4th Grade
In 4 th grade, it quickly became apparent that Student’s reading and writing skills were not
sufficiently well-developed to be used effectively when academic expectations and demands
increased. (FF 30, 31, 32, 33, 34) The District, however, still considered Student to be
succeeding in school despite the inability to produce the same quantity of work as classmates
independently and despite the need for even more regular education supports (FF 31, 38).
B Appropriateness of Initial Evaluation
The District’s belated evaluation did not meet the standards for an evaluation that met all
IDEA requirements. The District did not seek Parent input until after the ER was completed.
(FF 46)
In addition, by not including a full occupational therapy evaluation from the outset, the
District’s evaluation failed to fully assess all areas of need. Student’s handwriting was first
noted to be a problem by the 2nd grade teacher. (FF 18 ) The issue arose again in 4th grade,
where the teacher believed it adversely affected Student’s ability to express ideas in writing. (FF
33) Nevertheless, when the District began the evaluation process, it chose to rely on a teacher-
administered assessment of visual-motor skills rather than include a full OT evaluation
Although the District did not reach an accurate conclusion concerning eligibility or
Student’s need for OT services after completing its own evaluation, it did later provide both a
neuropsychological evaluation and an OT evaluation that did result in a correct eligibility
determination. (FF 52) Moreover, the inappropriate evaluation had little impact on the
substantive claims and issues, since the child find violation was established, at the latest, by the
end of 3rd grade when the District had not recognized the need for further investigation into
Student’s weakness in reading and writing skills.
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C. Remedy
1. Child Find Violation
In light of 2 year limitations period applicable to IDEA claims and the conclusion that the
District had sufficient reason to evaluate Student during 2nd grade, there would ordinarily be a
significant issue concerning the scope of the remedy that Parents can obtain. In this case,
however, those issues do not need to be determined in light of the legal standards applicable to
compensatory education and the evidence.
Compensatory education is an equitable “remedy … designed to require school districts
to belatedly pay expenses that [they] should have paid all along.” Mary Courtney T. v. School
District of Philadelphia, 575 F.3d 235, 249 (3rd Cir. 2009) (internal quotation marks and citation
omitted). Compensatory education is intended to assure that an eligible child is restored to the
position s/he would have occupied had a violation not occurred. Ferren C. v. School District of
Philadelphia, 612 F.3d 712, 718 (3rd Cir. 2010), citing Reid v. District of Columbia, 401 F3d
516, 518 (D.C. Cir. 2005).
It is often difficult to make a precise determination of the kind of services that will meet the
equitable standards. Here, however, Parents’ expert witness, the neuropsychologist who
conducted the independent evaluation provided detailed evidence of the amount and kinds of
services Student needs to make up for the District’s failure to provide FAPE in terms of putting
Student where s/he would have been had the District properly and timely evaluated Student and
provided services. The witness testified that at the time he examined Student, Student should
receive reading instruction in an Orton Gillingham type program to enhance phonemic awareness
and fluency such as Wilson and RAVE-O for 30—40 minutes each school day in order to “catch
up before middle school.” (N.T. pp. 1109, 1110) At the time Student was examined, Student
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was entering 5th grade, 1 or possibly 2 years away from entering middle school. To give Student
the maximum benefit, I will award 40 min./day of reading instruction as described by the witness
for 360 days (2 180 day school years) or 240 hours of instruction to be delivered by a reading
specialist or Wilson instructor.
In addition, the witness testified that Student should receive 3 30 min./week sessions of
occupational therapy. (N.T. p. 111) The 90 minutes/week will be awarded for the number of
weeks, including partial weeks, the District is in session during a school year.
Because the compensatory education award is for specific services either to be provided by
the District or paid by the District upon submission of bills by Parents, there is no issue with
respect to how Parents may use a compensatory education fund.
2. ESY
The District proposed, but did not truly offer, an ESY program for Student between 4th
and 5th grades, since the District insisted it could only be provided if Parents signed a NOREP
agreeing to a program/placement during the school year. (FF 53) The District’s basis for that
condition is not entirely clear, since the District proposed to provide a reading tutor to begin
instruction in an Orton Gillingham type reading program to at least establish baselines for
reading instruction to begin in 5th grade. (FF 54) That was a reasonable offer since Student
specifically needs that type of instruction, Parent will be awarded the amount it would have cost
the District to provide the tutoring, and Parents may use that amount to help defray the cost of
the summer program they provided at their own expense.
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ORDER
In accordance with the foregoing findings of fact and conclusions of law, the School
District is hereby ORDERED to take the following actions:
1. Provide [Student] with 240 hours of individualized reading instruction in an Orton
Gillingham type program and/or RAVE-O to be delivered by a reading specialist Wilson
tutor.
2. Provide [Student] with 90 minutes/week of occupational therapy for two school years,
measured by the number of weeks, including partial weeks, the District is in session
during a school year.
3. Provide [Student’s] Parents with the amount it would have cost the District to provide the
ESY services proposed for the summer of 2010. Parents may use the compensatory
education funds to defray the cost of summer educational services they provided in 2010
or for reading instruction or occupational
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed
Anne L. Carroll
_____________________________
Anne L. Carroll, Esq.
HEARING OFFICER
August 5, 2011
