Central Bucks School District | Case 3296-11-12 | 2013-01-22
Pennsylvania special education due-process decision
- Case number
- 3296-11-12
- Date
- 01/22/2013
- Parties / district (official listing)
- Central Bucks School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Evaluation Independent Educational Evaluation
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Student’s Name: J.D.
Date of Birth: [redacted]
ODR No. 3296-11-12-KE
CLOSED HEARING
Parties to the Hearing: Representative:
Parent Pro Se
Central Bucks School District Scott H. Wolpert, Esquire
16 Welden Drive Timoney Knox, LLP
Doylestown, PA 18901 400 Maryland Drive
P. O. Box 7544
Fort Washington, PA 19034
Date of Hearing: January 4, 2013
Record Closed: January 8, 2013
Date of Decision: January 22, 2013
Hearing Officer: William F. Culleton, Jr., Esquire
Page 2
1
INTRODUCTION AND PROCEDURAL HISTORY
The student named in the title page of this decision ( Student) is an eligible resident of the
school district named in the title page of this decision (District) . (NT 8-9.) Student is not
currently enrolled in a District school. ( NT 75, 148-149.) Based on the most recent Re -
evaluation Report, Student is identified as a child with the disability Other Health Impairment,
pursuant to the Individuals with Disabilities Education Act, 20 U.S.C . §1401 et seq. (I DEA).
(NT 64-65; S-39.)
In response to a request for a n independent educational evaluation (IEE) by Student’s
Mother (Parent), the District filed a request for due process, seeking an order establishing that its
re-evaluation dated April 9, 2012,1
The hearing was co mpleted in one session. I conclude that the District’s re -evaluation
was appropriate, and I decline to order an IEE at public expense. Parent retains the right under
the IDEA to privately fund any eval uation, and the District is obligated to consider any such
evaluation if provided to the District. 34 C.F.R. §300.502(c).
is appropriate. (NT 23-24, 27-28.)
ISSUES
1. Was the District’s re-evaluation dated April 9, 2012, appropriate under the IDEA?
2. Is the Parent entitled to an IEE at public expense?
FINDINGS OF FACT
1. Student, who is currently elementary school-aged, received early intervention
services through an infant/toddler program and then a preschool program. Physical
and occupational therapy services were provided at preschool before enrollment in
1 The revised re-evaluation report at S-39 will be considered the April 9, 2012 re-evaluation and the evaluation
challenged by the Parent in her request for an IEE. The initial re-evaluation report at S-48, also dated April 9, 2012,
will be considered as part of that re-evaluation.
Page 3
2
the District. Student had been classified as a child with developmental delay and
pervasive developmental disorder. (S-3.)
2. Student was first evaluated by the District upon Student’s transition to school-age,
and the District issued a re-evaluation report to Parent in February 2010. At that
time, Parent’s main concerns were Student’s concentration, focus, staying on task,
fine and gross motor skills, and visual and auditory processing skills. (S-3.)
3. As part of that evaluation, the District conducted cognitive and achievement testing.
Student’s test scores on those assessments were all in the average range with the
exception of early mathematics skills and expressive language skills, where Student
scored in the below average range. (S-3.)
4. Other assessments in that evaluation indicated weaknesses with sensory processing
and some gross motor skills. A speech/language assessment revealed average skills
in those areas. (S-3.)
5. The February 2010 re-evaluation report concluded that Student was a student with the
disability of autism, and included recommendations for occupational and physical
therapy to address fine and gross motor needs. (S-3.)
6. An Individualized Education Program (IEP) was developed in September 2011 at the
start of the 2011-12 school year, first grade. Annual goals addressed early
mathematics needs and gross and fine motor skills. Student’s IEP provided for
itinerant support as well as physical and occupational therapy services. (S-28.)
7. Parent approved the Notice of Recommended Educational Placement (NOREP)
following the September 2011 IEP meeting. (S-30.)
8. Student’s IEP was revised in November 2011, adding reading goals and revising the
mathematics goals. The level of support was increased to supplemental, with Student
receiving reading, mathematics, and writing instruction in the learning support
classroom. Parent approved the NOREP recommending these changes. (S-32, S-34.)
9. A new IEP was developed in February 2012 which included goals for reading,
writing, and mathematics as well as occupational and physical therapy. The level of
support remained supplemental. (S-36.)
10. Around the same time as the February 2012 IEP revision, the school psychologist
held a meeting with Parent and the District’s Supervisor of Special Education to
discuss Student’s progress and the Parent’s concerns about that progress, as well as
Student’s learning style and visual and auditory processing skills. All of the
participants at that meeting agreed that Student should be re-evaluated. (NT 46-47,
61, 78, 80-81, 119-120, 136-137; S-47 pp. 9, 14-16.)
11. Parent signed a Permission to Evaluate form on February 3, 2012, consenting to the
re-evaluation of Student as proposed. The re-evaluation was to include a review of
records, individual standardized assessments of cognitive abilities and academic
Page 4
3
achievement, assessment of visual and auditory processing and memory, assessment
of social, emotional, and behavioral development, current information from the
Occupational and Physical Therapists, and a pragmatic language evaluation. (NT 45-
46; S-38.)
12. One of the concerns expressed by Parent as the re-evaluation began was that Student
was not interacting with the other children at recess. Another of her concerns was
Student’s reading skills, particularly Student’s reading performance at home
compared to that at school. (NT 53-54, 89-90, 111-114; S-39.)
13. The April 9, 2012 re-evaluation was based upon a psycho-educational evaluation
conducted by a qualified school psychologist with certification by the Commonwealth
of Pennsylvania. The psychologist has twenty-five years’ experience as a school
psychologist in public schools in Pennsylvania. Additionally, the psychologist has
experience as a school social worker and has had postgraduate training in school
neuropsychology. (NT 31-33, 34-35; S-39.)
14. As part of the re-evaluation, the psychologist reviewed the previous evaluation by the
District from February 2010, and all of Student’s IEPs. The psychologist also
reviewed Student’s educational records including available curriculum based
assessments and grades; spoke with Student’s regular education and special education
teachers to get updated information on Student’s progress in reading, writing, and
mathematics; and obtained input from the Occupational and Physical Therapists. (NT
36-42, 50-51, 58, 72-74; S-39.)
15. Curriculum based assessments summarized in the re-evaluation report reflected that
Student was reading a level 14 text with 96% word accuracy and was meeting the
first grade reading benchmark. (S-39.)
16. The psychologist observed Student on several occasions over the course of the re-
evaluation, including three classroom observations, two observations at recess, and
one Occupational Therapy session observation. Other District personnel also
observed Student at recess. (NT 52-54; S-39.)
17. Student’s assessments by the school psychologist were administered over five
sessions of approximately one hour on five different days. Student’s motivation,
level of attention, and effort indicated to the psychologist that the results of the
assessments administered were a valid measure of student’s functioning. All of this
testing was conducted under standardized conditions and in accordance with each test
publisher’s instructions. (NT 103; S-39.)
18. The psychologist administered the Wechsler Intelligence Scale for Children, Fourth
Edition (WISC-IV) to assess Student’s cognitive ability, which had not been assessed
for several years prior to the re-evaluation. The WISC-IV assessed five composite
areas of cognitive functioning: verbal comprehension (expressive vocabulary),
perceptual reasoning (visual-spatial understanding), working memory (short term
working memory, encoding, sustained attention and concentration, mental control and
Page 5
4
manipulation, ability with rote tasks, and auditory and processing), processing speed
(including scanning, sequencing, or discriminating simple visual information, short-
term visual memory, attention, and visual-motor coordination), and the full scale IQ.
Student scored in the average range in all areas of the WISC-IV, with a relative
strength in working memory and a relative weakness in visual processing speed
noted. Student’s full scale IQ score was in the average range. (NT 55-57; S-39.)
19. Additional cognitive testing was conducted through administration of select subtests
of the Developmental Neuropsychological Assessment – Revised (NEPSY-2),
including the domains of language, memory and learning, and social perception. The
psychologist selected the NEPSY-2 subtests to provide more thorough information
about Student’s ability to process information. Student scored in the average range
on all of the subtests administered. (NT 57-58; S-39.)
20. The psychologist also administered the Wechsler Individual Achievement Test, Third
Edition (WIAT-III). The WIAT-III is a standardized, norm-referenced assessment of
achievement. Student scored in the above average range in early reading skills, and
in the average range in writing, spelling, phonics, reading comprehension, word
reading, sentence structure, mathematics problem solving, and mathematics
computation on the WIAT-III. (NT 59-60; S-39.)
21. To assess Student’s social-emotional functioning, several assessments were utilized:
the Behavior Assessment System for Children – Second Edition (BASC-2), the
Autism Spectrum Rating Scale (ASRS), and the Social Skills Improvement System
(SSIS). Both the BASC-2 and the ASRS measure various aspects of emotional and
social functioning, including problematic behaviors, adaptive skills, social and
emotional reciprocity, atypical language, stereotypical behavior, behavioral rigidity,
sensory sensitivity, attention and self-regulation. The SSIS assessed social skills and
problematic behaviors. (NT 60-63; S-39.)
22. The BASC-2 included a Teacher Rating Scale from two teachers, the Parent Rating
Scale, and the Student Self-Report. The ASRS and SSIS included both teacher and
parent rater observations. (S-39.)
23. The psychologist considered it significant that across all of the rating scales used to
assess social-emotional functioning, there was clear variability among the raters at
home and at school. Student’s teachers did not report any areas of concern with
social skills or problematic behavior, while Parent ratings indicated several areas of
concern, particularly with respect to anxiety, depression, and problem behaviors. (NT
64; S-39.)
24. In each of the recess observations, Student interacted with peers and frequently
moved from one activity to another, rather than remaining with one peer or group of
children. (S-39).
Page 6
5
25. Student’s pragmatic language skills were assessed by a speech/language pathologist
using both formal and informal assessments. Student’s pragmatic language skills met
age level expectations. (S-39.)
26. The original version of the District’s re-evaluation report reached the conclusion that
Student was not eligible for special education. After Parent provided additional
information from Student’s pediatrician, a medical report from July 2011 which
stated a possible diagnosis of “mild cerebral palsy”, the team determined that Student
was eligible. (NT 49-50, 66-70, 139-141; S-39 p. 20, S-47 p. 19, S-48.)
27. The revised April 9, 2012 re-evaluation report noted that Student’s pragmatic
language skills, reading, mathematics, and written language skills, and cognitive
abilities were all in the average range, but concluded that Student remains eligible for
special education with the disability Other Health Impairment. (NT 64-65; S-39.)
28. During a meeting held on April 26, 2012, and memorialized by a letter of May 1,
2012, the District and Parent agreed that the District would videotape Student
reading. That videotaping never occurred, although Parent and the District
Supervisor of Special Education together observed Student reading sometime during
the spring of 2012. (NT 146-147, 166-169, 188; P-1.)
29. Student’s IEP team met to develop a new IEP for Student on June 6, 2012. This IEP
contains information from the re-evaluation, and included goals addressing reading,
mathematics, writing, and physical and occupational therapy. The level of support
decreased from the previous IEP to itinerant. Parent attended that meeting very
briefly, leaving soon after the level of support was discussed. (NT 100-101, 117-119,
134, 199; S-43.)
30. The April 9, 2012 re-evaluation report provided sufficient information to enable the
IEP team to develop an IEP for Student. (NT 142-143.)
31. By the end of the 2011-12 school year, Student had met grade-level benchmarks for
both reading and mathematics. Student’s progress in reading was commensurate with
the progress expected of first grade students. (NT 114-117, 131-135, 164; S-43.)
32. Student began attending a private school at the start of the 2012-13 school year and
did not return to the District. (NT 75, 148-149, 188.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two considerations : the burden of going forward and
the burden of persuasion. Of these, the more essential consideration is the burden of persuasion,
Page 7
6
which determines which of two contending parties must bear the risk of failing to convince the
finder of fact (which in this matter is the hearing officer) .2 In Schaffer v. Weast , 546 U.S. 49,
126 S.Ct. 528, 163 L.Ed.2d 387 (2005) , the United States Supreme Court held that the burden of
persuasion is on the party that requests relief in an IDEA case. Thus, the moving party must
produce a preponderance of evidence 3
This rule can decide the issue when neither side produces a preponderance of evidence –
when the evidence on each side has equal weight, which the Supreme Court in Schaffer called
“equipoise”. On the other hand, whene ver the evidence is preponderant (i.e., there is weightier
evidence) in favor of one party, that party will prevail , regardless of who has the burden of
persuasion. See Schaffer, above.
that the other party failed to fulfill its legal obligations as
alleged in the due process complaint. L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d
Cir. 2006)
In this matter, the District requested due process and the burden of proof is allocated to
the District. T he District bears the burden of persuasion that its re -evaluation was appropriate
and that Parent is not entitled to an IEE . If the District fails to produce a preponderance of
evidence in support of its claim, or i f the evidence is in “equipoise”, th en the District cannot
prevail under the IDEA.
2 The other consideration, the burden of going forward, simply determines which party must present its evidence
first, a matter that is within the discretion of the tribunal or finder of fact.
3 A “preponderance” of evidence is a quantity or weight of evidence that is greater than the quantity or weight of
evidence produced by the opposing party. Dispute Resolution Manual §810.
Page 8
7
APPROPRIATENESS OF RE-EVALUATION
In determining whether or not the District’s evaluation 4
was appropriate, one must keep
in mind the District’s obligation to evalua te a child in relation to the regulations’ definition of
“child with a disability” . The IDEA sets forth two purposes of the r equired evaluation: to
determine whether or not a child is a child with a disability as defined in the la w, and to
“determine the educational needs of such child … .” 20 U.S. C. §1414(a)(1)(C)(i). Thus, the first
question is whether or not the District’s evaluation appropriately addressed eligibility as defined
under the IDEA.
Eligibility
An eligible child is defined as a “child with a disability”: one who has been evaluated to
have one of the enumerated disabilities, 34 C.F.R . §300.8(a), “and who, by reason thereof, needs
special education and related services.” Ibid. Th erefore, the law requires the evaluation to
address both the child’s suspected disabilities and whether or not such disabilities require special
education services. Ibid.; 34 C.F.R. §300.301(c)(2)(i). The evaluation must address all areas
related to the suspected disability. 34 C.F.R. §300.304(c)(4).
The IDEA r egulations prescribe in detail the procedures to be used in order to fulfill
this requirement. 34 C.F.R. §§300.301 to 300.311. Courts have approved evaluations based
upon compliance with these procedures alone. See, e.g., Eric H. v. Judson Independent S chool
District, 2002 U.S. Dist. Lexis 20646 (W.D. Texas 2002).
These procedures must include the use of “a variety of assessment tools and
strategies to gather relevant func tional, developmental, and academic information … .” 20
4 Under the IDEA regulations, re- evaluations must meet the same standards as evaluations, i n terms of both the
scope of the re- evaluation and the required procedural standards. 34 C.F.R . §300.303. Therefore, I will apply the
standards applicable to evaluations, even though the District action in question was a re -evaluation.
Page 9
8
U.S.C. §1414(b)(2)(A), 34 C.F.R. §300.304(b). The agency may not use “any single measure
or assessment” as a basis for determining eligibility and the appropriate educational program
for the child. 20 U.S. C. §1414( b)(2)(B), 34 C.F.R. §300.304( b)(2). Instruments used in the
assessment must be tailored to assess specific areas of need. 34 C.F.R. §300.304(c)(2),
including the Student’s present levels of achievement and related developmental needs, 34
C.F.R. §300.305(a)(2)(B)(ii).
Here, the evidence is preponderant that the D istrict’s re-evaluation met the above
standards. The re -evaluation addressed all suspected disabilities and all areas related to the
suspected disabilities. (FF 10, 12, 14- 25.) The District’s strategies included a review of
documents, input from Parent, teachers and Student, observations, standardized testing,
curriculum based assessment, and behavior inventories. (FF 14-25.) Thus, the District utilized
a variety of strategies and assessment tools, did not rely on any one of them, and tailored its
approach to delve more deeply into areas of suspected disability such as autistic spectrum
disorder and social skills deficits.
The agency must utilize information provided by the parent that may assist in the
evaluation. 20 U.S. C. §1414(b)(2 )(A). This must include evaluations or other infor mation
provided by the parents. 20 U.S.C. §1414(c)(1)(A)(i), 34 C.F.R. §300.305(a)(1)(i). Part of any
evaluation must be a review of relevant records provided by the parents. 34 C.F.R.
§300.305(a)(1)(i). The parent must participate in the determination as to whether or not the
child is a child with a disability. 34 C.F.R. §300.306(a )(1). The District met these
standards. (FF 2-5, 10, 11, 12, 16, 21, 22, 23, 26, 27.)
Each evaluator must be tr ained and knowledgeable. 20 U.S.C. §1414(b)(3)(A)(iv), 34
C.F.R. §300.30 4(c)(1)(iv). The evaluator must use tec hnically sound t esting ins truments, 20
Page 10
9
U.S.C. §1414(b)(2)(C), 34 C.F.R. §300.304(b)(3); all instruments must be valid and reliable for
the purpose for which they were used, 20 U.S.C. §1414( b)(3)(A)(iii), 34 C. F.R.
§300.304(c)(1)(iii), and all must be a dministered in accordance with the applicable instructions
of the publisher, 20 U.S.C. §1414( b)(3)(A)(v), 34 C. F.R. §300.30 4(c)(1)(v).5
The evaluation must include a review of classroom based assessments, state
assessments and observations of the child, 20 U.S.C . §1414(c)(1)(ii), (iii), 34 C.F.R .
§300.305(a)(1), including observations by teachers and related services providers, 20 U.S.C.
§1414(c)(1)(A)(iii), 34 C.F.R. §300.305(a)(1)(iii). Again, the evidence is preponderant that t he
multidisciplinary team considered such data. (FF 14, 15, 16, 21, 22, 24, 25.)
The evidence is
preponderant that the District complied with these legal requirements. (FF 13, 14, 17, 18, 19, 20,
21, 25.)
Identification of Educational Needs
The second question in assessing the legal sufficiency of an evaluation under the IDEA
is whether or not it is sufficiently comprehensive to identify all of the Student’s special education
and related services needs. 34 C.F.R. §300.301(c)(2)(ii); 34 C.F.R. §300304(c)(6). Evaluation
strategies and instruments must be selected for this purpose. 34 C.F.R. §300304(c)(7).
The re- evaluation of the Student was sufficiently comprehensive to identify Stu dent’s
educational needs. The evaluator and the multidisciplinary team considered Student’s cognitive
functioning, achievement, and social, emotional and behavioral functioning. (FF 14-25.) The
evaluation identified Student’s educational needs, and was sufficient to form a basis from which
an appropriate Individualized Education Program could be created. (FF 26, 27, 30.)
5 The parties rai sed no issue regarding racial or cultural bias in the instruments used, or utilization of the Student’s
native language. 34 C.F.R. §300.304(c)(1)(i),(ii).
Page 11
10
Parent’s Concerns
Parent raises a specific concern with the District’s re -evaluation with respect to its
reporting of Student’s reading ability. (NT 203-04) In essence, she disagrees that Student had
made the reading progress described in the re -evaluation report, citing , among other things, the
District’s apparent failure to videotape Student while reading or to permit her to observe Student
reading materials from the beginning of the school year. ( FF 28; NT 80-93, 152-158, 161-165,
169-172, 175- 181, 183- 185.) S he also raised a question about Student’s need for continued
specially designed instruction in mathematics. (NT 94-98, 159-161, 167-168.)
I find that the District witnesses who testified to Student’s progress toward reading and
mathematics benchmarks were credible, and that their descriptions of Student’s progress in those
areas was reliable, was consistent with each other’s t estimony, and was corroborated by the
documentary evidence including the June 2012 IEP. (FF 15, 29, 31; NT 125-133.) The evidence
is preponderant that, by the end of the 2011- 12 school year, Student had met grade -level
benchmarks for both reading and mat hematics. ( Ibid.) Additionally, Student’s progress in
reading was not unusual for a first grade student. ( Ibid.) There was also no contrary evidence
presented which would lead me to question the accuracy of the information about Student’s
abilities and achievement in the District’s re-evaluation report. To the extent that a videotaping
of Student while reading might have alleviated Parent’s concerns, the record fails to demonstrate
that Student cannot read at the levels reported by the District. Thus , despite Parent’s concern
that Student does not always perform at the grade -appropriate benchmarks reported in the
District’s re-evaluation and subsequent IEP, the evidence does not support a conclusion that that
re-evaluation was incomplete or misleading in that respect.
Page 12
11
Parent also raised a question about incorrect dates that appeared in the re -evaluation
report. (NT 78-79.) However, the school psychologist explained the reason for that inaccuracy,
and also testified that she sent an amended report to Parent with the dates corrected. (NT 79 -80.)
Parent does not dispute this testimony, and t his minor error does not render the re -evaluation
substantively inappropriate.
Another concern raised by Parent at the hearing was that, at the meeting to discu ss the
re-evaluation, the school psychologist did not have the actual assessments available during that
meeting. (NT 90- 91.) The response of the District was to make the test protocols available for
Parent’s inspection at a later date, but Parent did not arrange to review them. ( NT 91 -93.)
Parent’s failure to avail herself of this opportunity similarly does not mean that the re -evaluation
was inappropriate on this basis.
Parent further challenged the District’s determination that Student did not re quire the
same level of special education after the re- evaluation was completed. (NT 169- 175, 198-199.)
She noted that Student had accommodations in IEPs that Student could have test questions read
aloud in certain circumstances . ( Ibid.) However, the issue before me is whether the District’s
re-evaluation was appropriate for Student under the law, as set forth above. I cannot conclude
that the inclusion of specific accommodations and specially designed instruction in previous or
subsequent IEPs as part of Student’s special education program renders the information obtained
through the District’s re-evaluation flawed in this case.
Lastly, Parent expressed concerns over the District’s revisions to the re -evaluation,
having first concluded that Student w as no longer eligible and then changing its position to
conclude that Student remained eligible, and she points to a statement made by one of Student’s
teachers that suggested she understood Parent’s concerns about the opposite conclusions. (NT
Page 13
12
190-199.) Although the re-evaluation process in this case may have been somewhat confusing to
Parent, the issue is whether the District’s final re -evaluation, including its recommendations and
conclusions, was appropriate in identifying Student’s eligibility and need for special education as
required by the law. I conclude that it was.
In sum, the District has met its burden of establishing that its re -evaluation was
appropriate, and therefore there is no basis to award an IEE at public expense.6
CREDIBILITY
The above findings and conclusions do not turn on the credibility and reliability of the
witnesses, except with regard to the explanation of Student’s progress toward grade-level
benchmarks in reading and mathematics. I find the testimony of the District witnesses on that
subject to be credible, as discussed above. In general, I found all of the witnesses to be credible
and reliable, based upon their answers to questions, material consistency with other testimony
and the written record, and demeanor. However, I gave less weight to Parent’s testimony,
because her concerns with the District’s re-evaluation did not address its obligations under the
IDEA and implementing regulations. Instead, her testimony appeared to relate to her beliefs on
the adequacy of the regular and special education programming offered and provided to Student,
rather than the narrow issue presented in this hearing, namely whether the District’s evaluation
was appropriate under the law. Accordingly, while I did not discount her testimony as
incredible, I accorded it less significance than the evidence which was related to the issue
presented.
6 Having reached this conclusion, there is no need to address the District’s secondary argument that an IEE is not
legally required in this case. (NT 26, 214-218.)
Page 14
13
CONCLUSION
I conclude that the District’s re-evaluation of the Student was appropriate, and that there
is no legal basis for ordering the D istrict to provide an independent educational evaluation as
requested by Parent. Any claims regarding issues that are encompassed in this captioned matter
and not specifically addressed by this decision and order are denied and dismissed.
ORDER
1. The District’s re-evaluation dated April 9, 2012, was appropriate under the IDEA.
2. The Parent is not entitled to an IEE at public expense.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
January 22, 2013
