Central Bucks School District | Case 7866-07-08 | 2007-08-16
Pennsylvania special education due-process decision
- Case number
- 7866-07-08
- Date
- 08/16/2007
- Parties / district (official listing)
- Central Bucks School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Extended School Year
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Decision text
Page 1
This is a redacted version of the original hearing officer decision. Select details may have been
removed from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: RC
Date of Birth: xx/xx/xx
Date of Hearing:
August 1, 2007
CLOSED HEARING
ODR #7866/ 07-08 AS
Parties to the Hearing: Representative :
Mr. and Mrs. Pro Se
4140 Tollgate Road
New Hope, PA 18938
Central Bucks School District Joanne D. Sommer,
Esquire
16 Welden Drive Eastburn and Gray, P.C.
Doylestown, PA 18901 60 East Court Street
P.O. Box 1389
Doylestown, PA 18901-
0137
Date Record Closed: August 6, 2007
Date of Decision: August 16, 2007
Hearing Officer: William F. Culleton,
Jr., Esquire
Page 2
INTRODUCTION
Student is a xx year old eligible resident of the
Central Bucks School District (District). (NT 16-15 to 23,
17-10 to 18.) He is identified for educational purposes as
exceptional in the areas of autism and specific learning
disability in written expression. (NT 17-2 to 5, 17-10 to
18.) Mr. and Ms. , the Student’s Parents, requested due
process to determine whether or not the District had
properly declined to provide Extended School Year services
to the Student.
The Parents asserted that the Student is in the
Department of Education’s target group for ESY, which
includes students with autism, that he had exhibited
regression in life skills while at home in the summer, and
that two medical service providers had recommended ESY for
the Student. The District challenged the hearing officer’s
jurisdiction on several grounds; it also asserted that the
District had no obligation to provide services because of
the Student’s removal to private school, and that the
Parents had obstructed evaluation for ESY purposes until it
was too late to provide them.
PROCEDURAL HISTORY
On October 31, 2005, the District offered the Student
a revised IEP placing him in part time autistic support.
Id
. at 15. This IEP found that the Student was not in need
of ESY services. Ibid. There followed a series of IEP
meetings and revisions throughout the 2005-2006 school
year. In re Educational Assignment of R.C., Spec. Educ.
Op. 1813 at 1-3 (, 2007). In October 2006, the Parents
removed the Student unilaterally to [redacted Private
School] for the remainder of the 2006-2007 school year.
(NT 59-10 to 14.)
On May 17, 2007, the Student’s Mother sent an email to
the District’s Supervisor of Special Education requesting
directions for enrolling the Student in time to receive ESY
services. (S-4.) The Student was enrolled, (FF 19), and
after a meeting on June 19, 2007, the District found the
Student ineligible for ESY services. (S-9.) The Parents
provided additional evidence and requested reconsideration
on June 29. This was denied, (S-19) and the instant due
process request followed.
Page 3
ISSUES
1. Does the hearing officer have jurisdiction to
determine whether the District appropriately
denied ESY services for the 2004-2005 school
year?
2. Does the hearing officer have jurisdiction to
determine whether the District appropriately
denied ESY services for the 2005-2006 school
year?
3. Does the hearing officer have jurisdiction to
determine whether the District appropriately
denied ESY services for the 2006-2007 school
year?
4. Did the District properly find that the Student
was not entitled to ESY services in the summer
after his 2006-2007 school year?
1
FINDINGS OF FACT
1. As a young child, the Student was diagnosed by
the Bucks County Intermediate Unit and found to
have developmental delays in cognitive
development, receptive language, social
behavioral skills and fine motor skills. (NT 72-
18 to 19; S-1 p. 2.)
2. In 1998, a private evaluator reported that the
Student displayed autistic like behaviors and
presented a “multisystem developmental disorder.”
(S-1 p. 2.)
1 The Parents requested due process belatedly, on or about
July 5, 2007. The hearing commenced on August 1, too late
to include the Student in any existing program providing
ESY services. The Parents requested only a decision on the
propriety of denial of services, and they did not request
compensatory education. For this reason, and in light of
the hearing officer’s adverse findings on the Parents’
request, there is no issue of compensatory or other relief.
Page 4
3. In 1998, the District provided the Student with
occupational therapy and speech and language
services. (S-1 p. 2.)
4. The District’s CER in 1999 found needs in speech
and language, fine motor skills, visual
processing skills, visual and auditory memory
skills, social and emotional behavioral skills,
and attention to task. (S-1 p. 2.)
5. In December 2004, a privately retained Certified
School Psychologist diagnosed the Student with
Pervasive Developmental Disorder – Not Otherwise
Specified and recommended the rule out diagnosis,
Disorder of Written Expression. (S-1 p. 3.)
6. In May 2005, the District issued a reevaluation
report identifying the Student with Autism and
specific learning disability in the area of
written expression. (S-1 p. 18.)
7. The Student frequently looses attention to tasks,
as a result of which he frequently misses
assignments and instructions and fails to perform
or complete classroom tasks. (NT 91-11 to 93-17;
95-15 to 19; S-1 p. 2-6, S-3 p. 1, 4, 13.)
8. The Student’s educational needs include pragmatic
language and social interaction, written
language, reading fluency, working memory,
processing speed, attention and focus,
organization and transitions. (S-1 p. 17, 18.)
9. The Student needs a great deal of support in the
classroom, including specially designed
instruction, modified instruction, and adapted
curriculum, along with related services. (S-1 p.
19, S-2.)
10. The Student has academic strengths in social
studies and science, verbal reasoning,
mathematics concepts and computation, and
vocabulary. (NT 109-25 to 110-7; S-1 p. 17, S-2
p. 4.)
Page 5
11. The Parents enrolled the Student in a
private school, which did not provide him with
special education services, for Kindergarten
through fifth grade, and again for seventh grade.
(NT 72-24 to 73-1, 73-13 to 14, 80-4 to 9.)
12. The Student was able to succeed academically
in this private regular education setting for six
years without special education services. (NT
109-25 to 110-7; S-1 p. 2-3, S-13.)
13. The student was able to pass most of his
courses in the district’s sixth grade curriculum
with special education services. (S-3.)
14. In some academic years, the Student did
particularly well academically and functioned
relatively well socially in the first quarter of
the year. (NT 103-15 to 106-25, 110-18 to 111-
21, 177-21 to 181-5, 183-16 to 184-23.)
15. The Student’s performance declined
throughout the 2006-2007 school year. (NT 111-22
to 113-10, 116-9 to 18.)
16. While her son was enrolled in the private
school for his seventh grade year, 2006-2007, the
Student’s Mother also sought to enroll him in the
District in order to obtain ESY services for him
in the summer of 2007. (NT 159-21 to 161-18; S-
4, S-8.)
17. The District cooperated with the Student’s
Mother in allowing her to enroll the Student at
the end of the academic year, by responding to
her inquiries promptly and providing instructions
on its enrollment process. (S-4, S-6, S-7.)
18. There were delays in enrolling the Student,
due in part to the Student’s Mother’s delays in
making an appointment to enroll the Student, and
in part due to the District’s staff erroneously
insisting on a release of information from the
Private School that was not necessary for
enrollment in the District. (NT 159-21 to 163-
11, 209-24 to 15; S-4, S-6, S-7, S-8.)
Page 6
19. The Student was enrolled in the District as
of June 13, 2007. (NT 278-7 to 279-17; S-8.)
20. The District offered to evaluate the Student
for possible provision of ESY services, and asked
the Parents to provide relevant information from
the Private School and any private medical
service providers. The District requested that a
representative of the Private School meet with
them and the Parents to discuss ESY eligibility,
and offered alternative methods of communication
with both Private School and medical providers.
(NT 212-21 to 214-20; S-4, S-7.)
21. The Parents did not provide a requested
information release for the Private School or the
medical practitioners. With the exception of a
report card, they did not provide any information
about the Student’s program at the Private
School, his academic goals, any special
educational accommodations or goals, or his
progress overall and after any breaks in service
at the school. (NT 97-5, 212-21 to 214-20, 218-
12 to 219-10, 229-16 to 230-6; S-7, S-9, S-13, S-
14, S-19.)
22. At a meeting on June 19, 2007, the District
tried to elicit from the Student’s Mother
information relevant to eligibility for ESY
services. The Student’s Mother was mostly silent
and declined to cooperate with the District,
repeatedly denying that the District needed any
additional information in order to determine the
Student’s eligibility. (NT 165-4 to 12, 214-21
to 218-11, 229-2 to 6, 234-7 to 239-10, 240-6 to
256-24, 282-3 to 284-2; S-9.)
23. After the meeting, the Student’s Mother
forwarded two letters from medical service
providers recommending ESY services for the
Student, and requested reconsideration. (NT 234-
7 to S-11, S-12, S-14.)
24. The letters, one from a medical doctor and
one apparently from a counselor, did not provide
sufficient data to permit the District to
conclude that the Student was likely to regress
Page 7
in an academic setting in the absence of ESY
services. The letters did not provide any data
to support their predictions. The letters did
not predict that the Student was likely to
regress; they merely indicated that there was a
risk of regression. Nothing in the letters
suggests that they were based on data concerning
the Student’s functioning in an educational
context. Rather, the predictions in the letters
appear to be based upon clinical experience in
treatment settings. (S-11, S-12, S-19.)
25. The record in possession of the District did
not show need for ESY services. (NT 219-11 to 8,
225-19 to 226-15, 228-5 to 229-13, 230-7 to 232-
15, 239-11 to 240-5, 289-8 to 290-7; S-3.)
26. During the summer of 2007, the Student has
demonstrated regression in social skills and in
self-care skills. (NT 95-15 to 96-20, 98-6 to
99-5, 117-20 to 128-10, 232-16 to 234-6.)
27. The Student’s Mother observed what appeared
to her as regression in social skills at the
beginning of the Student’s 2005-2006 school year,
in that he resisted going into the school. (NT
99-9 to 100-9.)
28. The Student’s Mother also observed
withdrawal behavior during classes at the Private
School. (NT 99-9 to 101-2.)
DISCUSSION AND CONCLUSIONS OF LAW
Jurisdiction
At the hearing, the Parents sought a decision that the
District should have provided ESY services to the Student
for three years, 2004-2005, 2005-2006, and 2006-2007. (NT
21-6 to 25-21.) The Parents had not included this request
in their original due process complaint notice. (NT 21-19
to 22-2.) In its opening statement, the District orally
challenged the hearing officer’s jurisdiction to address
the complaint.
As to the 2004-2005 school year, the District asserted
Page 8
that it falls outside the applicable limitation period set
forth in the IDEA. (NT 33-21 to 34-1, 49-23 to 53-5.) The
Parent argued that this year should be considered because
the District’s previous findings of non-eligibility were a
premise for its denial of ESY in 2007. (NT 23-15 to 25-7.)
The hearing officer decided that the claim was barred by
the IDEA two year limitations period. (NT 54-2 to 14, 55-
17 to 25.)
As to the 2005-2006 school year, the District argued
that the Parents had waived any claim for ESY services by
failing to raise the issue at the time they signed the
NOREP in October 2005 and by failing to raise the issue in
the due process proceedings either by requesting due
process on that issue or by injecting it into the
proceedings brought by the District subsequently to test
the adequacy of its offers of special education services.
(NT 34-1 to 5, 48-4 to 22, 56-11 to 57-4.)2 The Parents
responded that the District had filed for due process, not
they, and that the hearing officer had precluded them from
raising other issues at the hearing. (NT 60-13 to 61-4.)
The hearing officer declined to bar the Parents on this
ground, but nevertheless decided that the Parents’ claims
regarding the 2005-2006 school year could not be heard in
the instant matter because they had failed to include that
year in their Complaint Notice, 20 U.S.C. §1415(f)(3)(B).
(NT 63-17 to 68-15.)
As to the 2006-2007 school year, the District argued
that it had no obligation to provide services because the
Student had been enrolled in a private school with no IEP
during the school year immediately preceding the summer for
which ESY services were requested. (NT 34-6 to 15, 40-25
to 44-18.) The hearing officer reserved on this legal
issue and received evidence limited to the appropriateness
of the District’s decision not to offer ESY services at the
end of the 2006-2007 school year. (NT 69-7 to 25.)
As the District points out, (NT 41-7 to 44-18; S-21 p.
21), State policy absolves school districts of
responsibility for providing special education services to
students unilaterally enrolled in private schools, at least
where the district has offered FAPE. Basic Education
2 The District argued that any claims for 2005-2006 were
barred by the one year equitable limitation period set
forth in Montour. (NT 49-4 to 18.) The hearing officer
reserved on that issue, (NT 57-7 to 21), and it is not
necessary to consider it because he ultimately dismissed
these claims on other grounds.
Page 9
Circular, Special Education Services to Nonpublic School
Students (July 1, 2001).3 However, the hearing officer does
not find persuasive authority that a student enrolling in a
district late in the school year has no right to ESY
services because the student had been unilaterally placed
in a private school without an IEP. The state regulations
for ESY services do not advert to this situation at all.
22 Pa. Code §14.132. The BEC relating to ESY does not
advert to this situation, either, addressing only the
rights of students placed by their districts as part of
their special education services. The BEC relating to non-
public school students is similarly silent.
The closest language giving a hint of applicable state
policy is in the ESY BEC, which provides at II A:
For a late enrolling student for whom an ESY
determination has not been made, the decision as to
ESY service eligibility or non-eligibility and program
content must be determined at the IEP meeting.
Here, the Student was a late enrolling student. (NT .)
In sum, the governing Departmental policies and
regulations do not provide clear authority to absolve the
District of all responsibility due to the previous private
placement. Similarly, there is no clear authority
depriving this hearing officer of jurisdiction on this
ground.
ESY
ESY is defined as special education and related
services that are provided to a child with a disability,
beyond the normal school year of the public agency; in
accordance with the child's IEP; at no cost to the parents
of the child; and that meet the standards of the State
Educational Agency. 34 C.F.R. Sec. 300.106(b). IDEA’s
implementing regulations provide that extended school year
services must be available as necessary to provide FAPE,
and such services cannot be available only to students with
particular categories of disability nor can public
education agencies unilaterally limit the type, amount, or
duration of those services. 34 C.F.R. Sec. 300.106(a)
3 Although this BEC expired on 2005, it is still on the
Pennsylvania Department of Education website, which
provides that all BECs made available on the web site
continue to be in effect.
Page 10
The Pennsylvania Code sets forth the obligations of a
school district to provide ESY to its students. 22 Pa.Code
§14.132.4 It begins with a procedural requirement and then
lists criteria to be considered in deciding whether or not
a student is eligible for ESY services. The procedural
requirement is that the IEP team consider eligibility and
need for services “[a]t each IEP meeting… .” The criteria
for consideration are listed with the caveat that “no
single factor will be considered determinative.” 22
Pa.Code §14.132(2).
The regulation also lists potential sources of
information that may be considered, 22 Pa.Code §14.132(3).
These include parental reports of “negative changes in
adaptive behaviors or in other skill areas.” 22 Pa.Code
§14.132(3)(iii). Finally, the regulation lists purposes
for which ESY is not available, including “the desire or
need for other programs or services, which, while they may
provide educational benefit, are not required to ensure the
provision of a free appropriate public education.” 22
Pa.Code §14.132(4).
The Commonwealth of Pennsylvania established state-
specific standards for ESY applicable to Pennsylvania
school districts. See 22 Pa. Code Section 14.132. These
standards increased the frequency for IEP determination of
ESY eligibility, and reiterated the following factors
(first articulated in the 1993 version of the state ESY
regulation) that the IEP team must consider in making an
ESY eligibility determination:
4 The new federal regulations make no change in the section
on ESY, 34 C.F.R. §300.106 (August 3, 2006); thus, they
would appear not to alter the Pennsylvania regulations.
Page 11
• whether the student’s difficulties with regression
and recoupment5 make it unlikely that the student
will maintain the skills and behaviors relevant to
IEP goals and objectives;
• the extent to which the student has mastered and
consolidated an important skill or behavior at the
point when educational programming would be
interrupted;
• the extent to which a skill or behavior is
particularly crucial for the student to meet the IEP
goals of self-sufficiency and independence from
caretakers;
• the extent to which successive interruptions in
educational programming result in a student’s
withdrawal from the learning process; and
• whether the student’s disability is severe, such as
autism/pervasive developmental disorder, serious
emotional disturbance, severe mental retardation,
degenerative impairments with mental involvement and
severe multiple disabilities.
22 Pa. Code §14.132(2).
Pennsylvania’s ESY regulations also contain a non-
exhaustive list of what the Commonwealth considers reliable
sources of information regarding a student’s educational
needs, propensity to progress, recoupment potential and
year-to-year progress, specifically
• Progress on goals in consecutive IEPs;
5 Regression is defined as whether the student reverts to a
lower level of functioning as evidenced by a measurable
decrease in skills or behaviors which occurs as a result of
an interruption in educational programming. Recoupment is
defined as whether the student has the capacity to recover
the skills or behavior patterns in which regression
occurred to a level demonstrated prior to the interruption
of educational programming. 22 Pa. Code Sec. 14.132(2).
Page 12
• Progress reports maintained by educators, therapists
and others having direct contact with the student
before and after interruptions in the education
program;
• Reports by parents of negative changes in adaptive
behaviors or in other skill areas;
• Medical or other agency reports indicating
degenerative-type difficulties, which become
exacerbated during breaks in educational services;
• Observations and opinions by educators, parents and
others; and
• Results of tests including criterion-referenced
tests, curriculum-based assessments, ecological life
skills assessments and other equivalent measures.
22 Pa. Code Sec. 14.132(3).
These “other factors” in the Pennsylvania regulation
are “problematic”, since they appear to deflect the focus
of inquiry away from loss of benefit and necessity of ESY
for the provision of FAPE. In re Educational Assignment of
J.A., Spec. Educ. Op. 1123 at 8 (May 21, 2001).
Nevertheless, Appeals Panel decisions have made it clear
that not every child entitled to FAPE is entitled to ESY.
Id. at 8-10. In other words, the fact that a child may
have a need for special education does not necessarily mean
that the child needs ESY services. Rather, the requirement
for ESY is to be applied “restrictively” to school
districts. Ibid.
Moreover, the regulations make it clear that the
additional factors listed in 22 Pa. Code Sec. 14.132(2) and
the data sources listed in 22 Pa. Code Sec. 14.132(3) are
relevant only to the extent that they assist in determining
that the student is likely to regress because of an
interruption in special education services. 22 Pa. Code
Sec. 14.132(2)(i). Most of the additional factors
themselves refer to regression due to interruption of
educational programming. 22 Pa. Code Sec. 14.132(2)(iii),
(iv), (vi).
The Appeals panels have so interpreted these
regulations. In J.A
. at 10, the Appeals Panel noted that
Page 13
evidence of regression during the period when services are
being provided - rather than during the period when they
are not being provided – may be significant in this regard.
In In re Educational Assignment of D.F., Spec. Educ. Op.
1131 at 8-9 (June 11, 2001), the Panel held that, while the
absence of regression-related data do not absolve a
district of the obligation to make a determination of
likelihood of regression detrimental to the provision of
FAPE, it is necessary to distinguish between regression due
to interruption in special education services and
regression due to inadequate services. Id. at 9, n. 47.
Taking all of this into consideration, the Appeals
Panel in In re Educational Assignment of A.R
., Spec. Educ.
Op. 1152 at 8 (July 2001), summarized the legal standards
to be applied in ESY cases as follows:
Children who qualify for special education
are eligible for ESY programs if they would
otherwise regress in essential skills or
behavioral areas and then would have difficulty
recouping these skills or behaviors after school
breaks.
In Pennsylvania, the relevant regulations provide
that an eligible student is entitled to ESY if
regression caused by interruption in educational
programming and limited recoupment capacity or other
factors makes it unlikely that a student will attain
or maintain those skills and behaviors relevant to the
established IEP goals and objectives.
***
[I]n order to qualify for ESY, a child need
not demonstrate that regression has occurred. The
evidence must demonstrate the likelihood that
regression may occur.
Denial of Eligibility for ESY Services
The Parents argue that the District failed to
provide FAPE by denying ESY services in June and July
2007. They rely primarily upon the Student’s Mother’s
observations that the Student at home is exhibiting
what appears to be regression in self- motivation,
independence in self-care activities such as dressing,
eating and sleeping, and regression in social skills.
(FF 26.) The Student’s Mother also indicates that she
observed or was told about the Student’s regression in
Page 14
his willingness to go to school after the summer of
2005. (FF 27.) She also observed what appeared to be
withdrawal behavior during the Student’s classes while
at Private School. (FF 28.) This testimony is not
conclusive and does not impeach the validity of the
District’s denial of ESY services in 2007, for four
reasons.
First, the evidence is presented belatedly. The
record clearly shows that these parental observations
were not provided to the District at the meeting in
which it was to decide eligibility, yet the
information was presented to the hearing officer
several weeks later. (FF 20-22.)6 The purpose of due
process is not to second-guess school districts based
upon after-acquired information; rather, the validity
of a district’s eligibility decision is to be reviewed
based upon the information they had at the time of the
challenged decision. Even if the observations of the
Student’s Mother were adequate to prove likelihood of
regression detrimental to educational progress, they
would not justify a finding against the District based
upon hindsight. At the time of evaluation, the
information known to the District did not justify
provision of ESY services. (FF 25.)
Second, the three observations presented by the
Parents do not establish a pattern of regression due
to interruption in educational programming. The
behavior observed by the student’s Mother – the
Student at home refusing to perform ordinary self-care
activities without prompting, failing to socialize,
and failing to engage in meaningful activities during
the day – do not per
se implicate a loss of learned
6 The Parents attempted to introduce a report, purportedly from a
certified school psychologist, showing that the information available
to the District would establish the Student’s eligibility. (NT 129-12
to 132-18.) The evaluator was not offered as a witness. (NT 135-13 to
136-20.) The hearing officer excluded this report, because this
hearing officer deems it inappropriate to rely upon a written report
for expert opinion where the expert is not available for cross
examination, and because the offer of proof did not indicate that the
evaluator had any data on the Student’s recent academic functioning
other than a report card. (NT 137-15 to 140-21, 323-14 to 24.) This
report was not provided to the District prior to the due process
hearing; the Student’s Mother testified that the District refused to
consider the report. (NT 136-25 to 137-8, 323-14 to 24.) The matter
was not pursued because of the evidentiary ruling, and the evidence on
this allegation, considered as a whole with the offer of proof, is
insufficient to outweigh the overwhelming evidence of record that the
District acted reasonably in attempting to determine eligibility.
Page 15
skills. There was no evidence to show that these
behaviors, problematic and even alarming as they are
to the Parents, were caused by a loss of learned
skill, as opposed to a lack of motivation, or
oppositional behavior directed toward the Parents.
The Parents’ argument, that the Student did not
exhibit these behaviors during the school year, does
not ipso facto prove that the Student was losing
learned skills.
Third, the observations were not sufficient to
establish a pattern in this hearing officer’s
judgment. Only one observation – the Student’s
resistance to returning to school with the District –
occurred immediately after a summer break in
programming. (FF 27.) One – withdrawal from school
activities during class – was observed during the
school year, and is typical of numerous reports that
indicate that the Student was distractible in class.
(FF 7-9, 28.) The Student’s Mother provided several
other observations of positive social and academic
performance, some of them at the beginning of school
years, thus demonstrating the absence of a pattern of
regression after summer break. (NT 103-15 to 106-25,
110-18 to 22.) There simply are not sufficient
instances of regression after a break in services to
demonstrate a pattern of regression.
Fourth, there is no evidence of delayed
recoupment detrimental to educational progress in
periods after a break in services. In fact, the
record indicates the contrary: the Student’s two
report cards in the record both indicate that he
typically did well academically after a break in
service, attaining high marks in the initial marking
periods. (FF 12-14.) This is corroborated by the
testimony of the Student’s Mother, in which she
affirmed instances of good performance in the
beginnings of academic years. (FF 14.) Only if the
regression or lack of progress interferes with
achievement of educational goals can ESY be required;
here, there is no evidence that the problems the
Mother is observing will in fact interfere with the
Student’s educational progress. Her own concern to
this effect, while important to consider, is not
sufficient evidence.
The Parents point to the Student’s academic
performance during the 2006-2007 school year. (FF
15.) In that year, the Student’s marks dropped
Page 16
precipitously in the last marking period, the period
preceding the present summer months in which the
Parents reported what appeared to be regressed social
behavior and self-care behavior around the home. (FF
15, 26.) However, this fact cuts against the Parents.
It suggests that the Student’s regression – if it is
regression - began before the end of the school year,
and is thus unrelated to the interruption in services.
The Student’ Mother herself attributed this falloff in
performance to a new medication prescription. (NT
112-4 to 113-10.) Thus, there is no evidentiary basis
to deny the possibility that this experience in the
previous school year is a causal factor in the
Student’s present apparently regressed behavior.
The Parents suggest that the Student’s autism is
degenerative and that this alone requires a prediction
of regression and inadequate recoupment. (FF 1-9; NT
149-2 to 8.) While the Parents point to a recent
decline in academic performance, and what appears to
be recent regression in social and self care skills,
(FF 15, 26), the record does not support their larger
argument. There is no evidence that the Student’s
condition is degenerative. Two letters from medical
providers seem to assert this; however, these
assertions of expert opinion were not admitted into
evidence for their truth, because the hearing officer
deems such reliance on hearsay expert opinion to be
inappropriate both legally and in prudence. Even if
these opinions were considered at face value, they
would be inadequate to prove a degenerative condition,
because they are not supported by any literature or
data, nor was there any offer of such supporting
facts. The District’s expert witness contradicted
this assertion. (NT 237-21 to 238-2.)
The Parents argue that the Student was regressing
in writing skills, and therefore he needs ESY in the
form of OT training. (NT 173-10 to 175-13; P-3.)
They sought to show this by introducing an OT report
showing a lack of progress. (NT 225-19 to 227-10; P-
3.) However, this document does not support the
Parents’ argument. It finds that “writing speed plays
only a minor part in [the Student’s] performance.”
Ibid
. It also shows that the Student actually had
made progress in writing with a keyboard at the time
of the report. Ibid. Thus, the record does not
support that ESY was needed due to a failure to make
progress in writing goals, even if those goals were
Page 17
considered relevant to the student’s present ESY
needs.
The Parents seek to bolster their argument by
pointing out that the IEP plans offered by the
District did not consistently reference the question
of eligibility for ESY services. (NT 72- 4 to 7, 74-4
to 7.) While it is true that the pertinent
regulations literally require school districts to
examine eligibility for ESY at every IEP meeting, it
is clear that the regulations contemplate annual IEP
reviews, not the frequent reviews and revisions that
the District effected during the 2005-2006 school
year. Thus, the District’s non-feasance in this
regard, while not in compliance with the letter of the
regulations, is consistent with their spirit and
intent, because the District did, within the year that
the Student was enrolled, make an explicit
determination regarding eligibility for ESY services.
(FF 6.) At any rate, this non-feasance did not lead
to a failure to provide needed services on the record
before this hearing officer. On the contrary, there
was no evidence that the Student needed such services.
The District defends by arguing that the Parents
obstructed its efforts to perform a reasonable
evaluation of the Student’s eligibility for services.
Failure to cooperate with reasonable district efforts
to evaluate a student can be a valid ground for
denying the relief requested in a due process
complaint notice. See
, M.S. v. Mullica Township Board
of Education, 485 F. Supp. 2d 555 (D.N.J. 2007).
There is substantial evidence that the District
made reasonable efforts to make a proper
determination, and that the Parents did not cooperate
with those efforts. (FF 16-22.) The Parents refused
to provide educational and medical records. (FF 21-
22.) They refused to authorize Private School to speak
with representatives of the District, even though the
school had information on the most recent year of the
Student’s educational performance, including
performance after breaks in programming, that would
have been the most relevant data in any analysis of
eligibility for ESY services. (FF 21-22.) They
refused to allow the medical providers to speak with
District representatives, even though the Parents
themselves were relying upon these medical providers’
recommendations for ESY services. (FF 21-22.) The
Student’s Mother did not cooperate during the meeting
Page 18
with District representatives intended to determine
eligibility. (FF 22.)
The Student’s Mother offers several contradictory
excuses for her lack of cooperation in the District’s
eligibility evaluation process. She indicates that
she had advice of counsel, (NT 165-14 to 22), that she
was confused and overwhelmed, (NT 165-4 to 12), that
she was intimidated by hostility, (NT 167-6 to 20),
did not want to subject the people at Private School
to hostile treatment by the District, (NT 10 to 16).
She suggests that she could not get the information
requested because it is summer and staff are not
available. (NT 276-15 to 277-1.) She suggests that
the school would not provide the information without
the Student’s consent. (NT 289-23 to 301-10.) The
hearing officer does not find these excuses to be
credible, in part because of their variety. Thus, the
hearing officer cannot determine the real reason for
the Parents’ lack of cooperation; however, no excuse
for lack of cooperation would be sufficient in this
hearing officer’s view, except outright oppression and
manipulation by a district, and the record supports no
such finding in the matter at hand.
Under these circumstances, the District is
correct in its assertion that they were impeded
unreasonably in making a valid eligibility
determination, and that the Student’s history is an
insufficient factual basis for determining the
Student’s eligibility. (FF 10-14, 25.)
CONCLUSION
What convinces this hearing officer is that,
without the data that the District sought and that the
Parents denied, the history of this Student is mixed
with regard to the criteria set forth in the
regulation. (FF 10-14, 25.) There is no clear
indication of a link between breaks in service and
regression in educational performance – indeed there
is evidence that such breaks in the past have led to
no regression. (FF 14.) There is no evidence in the
record linking the Student’s present apparent
regression to the break in service; indeed, the record
suggests that this regression started well before the
end of the regular school year, and was caused by
extraneous factors including medication. (FF 15.)
There is no data at all on recoupment. There is no
Page 19
data indicating that the Student had learned or was
learning crucial skills or crucial components of
skills and that such progress would be lost due to the
summer break in services. Although there was evidence
that the Student presents as autistic, there is no
evidence that this classification alone predicts
significant regression and inadequate recoupment. The
medical providers’ recommendations were too general
and conclusory to be a reliable prediction, without
more data on the factual bases for those predictions.
(FF 23-24.) Therefore, based upon this record, the
hearing officer finds that the District’s denial of
eligibility for ESY services was appropriate.
ORDER
1. The Parents’ claims regarding the 2004-2005
school year are barred by the applicable
limitation period and therefore the hearing
officer does not have jurisdiction to determine
whether the District appropriately denied ESY
services in that school year.
2. The Parents failed to disclose their claims
regarding the 2005-2006 school year in their
Complaint Notice and therefore the hearing
officer does not have jurisdiction to determine
whether the District appropriately denied ESY
services in that school year.
3. The hearing officer has jurisdiction to determine
whether the District appropriately denied ESY
services for the 2006-2007 school year.
4. The District properly found that the Student was
not entitled to ESY services in the summer after
his 2006-2007 school year.
August 16, 2007
William F. Culleton, Jr.
__________________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
