Colonial School District | Case 1631-10-11 | 2011-11-12
Pennsylvania special education due-process decision
- Case number
- 1631-10-11
- Date
- 11/12/2011
- Parties / district (official listing)
- Colonial School District
- Hearing officer
- Anne Carroll
- Issues (official listing)
- Compensatory Education Identification Statute of Limitations Child Find Tuition Reimbursement
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Decision text
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
ODR No. 1631-1011AS
Child’s Name: L. B.
Date of Birth: [redacted]
Dates of Hearing: 7/22/11, 9/15/11, 9/27/11, 10/6/11
CLOSED HEARING
Parties to the Hearing: Representative:
Parents Parent Attorney
[Parents] Michael Gehring, Esq.
McAndrews Law Offices
30 Cassatt Avenue
Berwyn, PA 19312
School District School District Attorney
Colonial Karl Romberger, Esq.
230 Flourtown Road Sweet, Stevens, Katz & Williams
Plymouth Meeting, PA 19462-1252 331 Butler Avenue, P.O. Box 5069
New Britain, PA 18901 -0934
Date Record Closed: October 28, 2011
Date of Decision: November 12, 2011
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Hearing Officer: Anne L. Carroll, Esq.
INTRODUCTION AND PROCEDURAL HISTORY
This case centers on events that occurred during Student’s high school, from
[redacted] school years. Early in 9th grade Student [acted responsibly and informed staff about a
potentially dangerous situation]. Afterward, however, Student was ostracized by peers and
began struggling academically. In the middle of the school year, in an apparent effort to gain
peer acceptance, Student [incurred some legal involvement including brief juvenile detention].
At the time of Student’s release, the District considered an evaluation to explore IDEA eligibility
but did not issue a permission to evaluate (PTE).
Student’s difficulties in school continued and increased during 10th and 11th grades. In
February [of] 11th grade, the District identified Student as IDEA eligible in the OHI category due
to ADHD and offered two IEPs to address ADHD symptoms and behavior/emotional issues.
Nevertheless, Student’s difficulties in school and other settings increased, ultimately resulting in
Parents’ placing Student in an out of state residential program in December [of] 12th grade.
In [the following] March, Parents initiated a due process complaint alleging denial of
FAPE beginning in the spring of [9th grade], seeking compensatory education from that time
until Student left the District, reimbursement for the private placement and appropriate services
until age 21. The hearing was held over four sessions in July, September and early October
2011. For the reasons that follow, Student is awarded full days of compensatory education from
March [of 10
th grade] until leaving the District, including ESY services for two summers.
Reimbursement for the private placement is denied because it is a residential treatment program
that does not directly provide educational services. By agreement of the parties, present and
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future program/placement issues were removed from consideration at the hearing due to an
ongoing District reevaluation.
ISSUES
1. Did the School District timely evaluate and identify Student as IDEA eligible?
2. Did Student suffer substantive harm to educational progress due to an untimely
evaluation/delay in identification or because of a lack of appropriate services at any
time during the period in dispute?
3. Is the School District required to provide Student with compensatory education, and
if so, for what period, in what amount and in what form?
4. Is the School District required to reimburse Parents for the costs of a private
residential program they provided to Student from December [of 12
th grade] through
the end of the [Student’s 12th grade]1 school year?2
FINDINGS OF FACT
1. [Student name] (Student) is [a teen-aged] child, born [redacted]. Student is a resident of
the Colonial School District and is eligible for special education services. (Stipulation,
N.T. pp. 15, 16)
2. Student has a current diagnosis of Other Health Impairment (OHI) in accordance with
Federal and State Standards. 34 C.F.R. §300.8(a)(1), (c)(9); 22 Pa. Code §14.102 (2)(ii);
(Stipulation, N.T. p. 16)
3. Just before entering 3
rd
grade, Student was evaluated by the District but found not to be
IDEA eligible because Student was making appropriate progress in the regular education
curriculum. Student had been diagnosed with ADHD, but medication effectively
controlled the symptoms. (N.T. pp. 57, 505; S-5, p. 5; S-6)
11 In the REDACTED version prepared for posting on the website, references to the specific calendar years were
removed to help protect Student’s privacy, and the calendar years are only identified by Student’s grade at the time.
2 A 5th issue was identified on the record at the initial due process hearing session, i.e. , what would be an
appropriate program/placement for Student in the future? (N.T. p. 54) Because of an unavoidable gap between the
first hearing session and the subsequent sessions, the parties were ordered to have an IEP meeting to try to resolve
that issue prior to the second hearing session, or at least provide a specific program/placement to assess at
subsequent hearing sessions. The parties later agreed, however, to delay an IEP meeting until completion of a new
evaluation of Student. Since those processes were ongoing when the hearing concluded, the issue of prospective
program/placement was removed from this case by agreement of the parties.
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4. Student entered the District high school for 9th
grade in [redacted] school year as a
regular education student. (N.T. pp. 58)
5. Early in the school year, Student became aware of a [potentially dangerous situation and
revealed it]. After Student revealed it, Father contacted police, who interviewed Student,
and acting upon the information provided, prevented [the potential danger]. (N.T. pp.
58—60, 237—239, 245)
6. Although Student’s courageous act was praised by school and [others including the
media], peers soon began to criticize and ostracize Student for [the revelation]. (N.T. pp.
59, 60, 62, 64, 242—244; P-1, p. 1)
7. Because of [redacted] Student had also endured teasing for many years, which prompted
Father to contact Student’s high school guidance counselor just before Student entered
high school to attempt to forestall bullying. (N.T. pp. 284, 285; S-16, pp. 2—4)
8. Within a few weeks of the incident [referenced in FF #5 above], Parents requested
assistance from Student’s guidance counselor in finding a community counselor to help
Student cope with the aftermath of the incident, especially peer reaction. (N.T. pp. 61,
62; P-1, p. 2)
9. Student’s difficulties with peers continued in the fall and winter of 9
th
grade and appeared
to become more bothersome to Student. (N.T. p. 62)
10. In [late winter of 9th
grade], Student and two others [engaged in illegal conduct which
was] reported to the high school principal; Student was arrested and committed to a
juvenile detention facility for 21 days. (N.T. pp. 63, 64; S-16, p. 1)
11. A psychological assessment ordered by the juvenile court judge was completed at the
detention center and resulted in a generally positive report, concluding that Student was
“extremely bright and extremely likeable with exceptional potential for a successful adult
life.” The juvenile court psychologist specifically noted Student’s supportive family,
good attitude, motivation to succeed and the absence of substance abuse. (N.T. p. 64; S-
16, pp. 2—6)
12. Cognitive testing on the WISC-IV yielded a full scale IQ in the high average range of
cognitive functioning, but with a pattern typical of a child with ADHD in that the
processing speed index score was much lower than other index scores, demonstrating a
weakness on tasks that required “sustained vigilance.” (S-16, pp. 3, 4)
13. The evaluating psychologist also noted symptoms of post-traumatic stress disorder and
diagnosed a Depressive Disorder NOS in addition to ADHD. The psychologist
recommended that Student continue seeing a psychiatrist and psychologist. Parents
provided the juvenile detention center psychological report to the District in -[spring of
9
th
grade]. (N.T. p. 65; S-16, pp. 5, 6)
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14. In early March, while still at the detention center, Student was referred to the high school
student assistance program, known as the C.A.R.E. team. The C.A.R.E. team included
Student’s guidance counselor and a school psychologist, along with a school
administrator and other relevant District staff. Notes of the C.A.R.E. team discussion of
Student’s situation were made on a form designated C.A.R.E Log. It included an Action
Plan that identified two goals for Student: a) improve emotional stability; b) identify a
placement upon release. In addition to goals, [an early March] C.A.R.E Log entry
described interventions selected by the C.A.R.E team, specifically, out of school
counseling provided by Parents, an evaluation by the school psychologist and counseling
by the guidance counselor and the school-based community counselor upon Student’s
return to school. (N.T. pp. 293—296, 510; P -4, p. 1)
15. Before Student was released from the juvenile detention center, Parents met with District
staff to discuss Student’s return to school. Parents believed that a period of homebound
instruction would ease Student’s transition back to the high school. The District believed
that Student should not return to the high school for the remainder of the school year,
and recommended placement in one of several alternative schools with a therapeutic
environment designed to meet the needs of regular and special education students with
disruptive behaviors, attention/distractibility or substance abuse issues that interfere with
progress in a regular classroom environment. (N.T. pp. 65, 66, 189—191, 247—252,
254—257, 287, 288—291, 579—583; P -3, p. 18, P-5, S-17)
16. After discussion with Student’s treating psychologist, and after visiting some of the
schools, Parents rejected the alternative schools as inappropriate options for Student.
Parents and the District agreed to homebound instruction. (N.T. pp. 66—69, 71, 72, 210,
211, 249, 250, 288, 289; S-17, S-19)
17. Although Parents did not remember it, the District’s then-Director of Pupil Services
recalled asking Parents, verbally, during the discussions of Student’s re-entry into the
District, whether they wanted an evaluation of Student. The Director recognized that
Student’s situation throughout 9
th
grade, including academic struggles and difficult peer
relationships raised a number of “red flags” for the District that warranted an IDEA
evaluation. (N.T. pp. 71, 509, 579, 583, 585, 590, 592—595)
18. In their conversation with the Director of Pupil Services, Parents neither accepted nor
refused an evaluation. At some point, the District Superintendent instructed the Director
of Pupil Services not to issue a permission to evaluate (PTE) for Student, directive
contrary to the Director’s conclusion that the District should proceed with an evaluation,.
(N.T. pp. 588—590)
19. Parents, particularly Mother, had become angry at the exclusion of Student from the high
school after release from the detention center, and met with the District Superintendent
about that issue in early May. Although the District did not believe it was advisable for
Student to return to the high school on a full-time basis, after the meeting between
Parents and the Superintendent, Student began participating in [one] class at the high
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school, as well as [another] class that had begun several weeks before. (N.T. pp. 72,
289—291; S -22, S-23, S-24)
20. Notwithstanding significant concerns about math due to skill/knowledge gaps created by
the amount of instructional time Student had missed, Student generally did well with
homebound instruction, finishing 9th
grade with a 3.33 grade point average for the second
semester, and a 3.16 cumulative average. Student’s lowest final grades for the year were
“Cs” in math and French. (N.T. pp. 299—301; S-25, S-26, S-27, S-28, S-29, S-30, S-31,
S-32, S-33, S-34, S-35)
21. The plan for Student’s 10th
grade year was to transition back to the high school for all
classes, receiving in-school counseling support to assure a smooth transition. In early
October, Student was returned to the C.A.R.E. team. Although there may have been an
automatic referral due to the circumstances at the end of the previous school year,
academic and emotional concerns arose at the beginning of the new school year. (N.T.
pp. 301, 302, 510, 531, 532)
22. The C.A.R.E. Log for 10th
grade, dated - [in mid-October], listed several issues as the
reason for referral: poor academic performance, lack of participation in class, withdrawn,
weight loss, lack of social support, poor attention to social cues. The Action Plan listed
two goals: a) Increase academic performance; b) increase emotional stability and five
interventions: a)Extended learning time; b) meetings with the school and community
counselor; c) consult with parents for possible referral for side counseling and
medical/health issues; d) classroom observation; e) possible mentor assignment and
involvement in school activities. There was one subsequent C.A.R.E. Log entry for the
remainder of the school year, [in late October], noting a meeting with the community
counselor and the guidance counselor. (P-4, p. 2)
23. To address Student’s academic problems, particularly in math, Student was reassigned to
a lower level math class with a modified curriculum and assignment to extended learning
time was recommended. Student’s difficulties, however, increased as the school year
progressed. Teachers noted Student’s exhausted appearance and lack of motivation.
Student’s psychologist expressed concerns about posttraumatic stress depression, which
Parents shared with the guidance counselor in February [of 10
th
grade]. The guidance
counselor considered that information a “red flag” for an evaluation. (N.T. pp. 73—75,
305—307, 511, 512; P -2)
24. Student met regularly with the guidance counselor, who noted Student’s continuing social
isolation and concerns about [physical issues]. The guidance counselor thought
depression was the source of Student’s lack of confidence and increasing problems.
(N.T. pp. 308, 309)
25. Student’s 10
th grade GPA was 2.45 for the first semester and dropped to 1.75 at the end
of 10th grade. Student’s final grades dropped from “As”, “Bs” and a few “Cs” in 9th
grade to primarily “Ds” in 10th
grade. (P-2, p. 9, S-46)
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26. Student’s downward spiral continued and worsened in 11th
grade. Parents and teachers
communicated frequently concerning Student’s low grades and failure to complete
homework assignments. Parents also met with the guidance counselor. In Student’s
meetings with the guidance counselor, Student expressed anger and other negative
feelings, spoke openly about drug use and began expressing suicidal thoughts. (N.T. pp.
77—79, 313, 314, 317, 321, 515; P -3, pp. 1—14)
27. The initial C.A.R.E. log for 11th grade, dated [in early October], included the same goals
as 10th
grade, but the issues listed under “Reason for Referral” increased in number and
severity, adding depressive symptoms, hopelessness, conflicts with peers and Parents in
addition to academic concerns. (N.T. pp. 313, 314, 515 ; P-4, p. 3)
28. [In late October of 11th
grade] the District a Permission to Evaluate (PTE), seeking
Parents’ permission to conduct cognitive and achievement testing, a review of records,
classroom assessments, observations and behavior rating scales assess Student’s strengths
and needs and determine Student’s eligibility for IDEA services. (N.T. pp. 80, 535, 536;
P-7, p. 1)
29. On the same date, the school psychologist and Student’s guidance counselor conferenced
with Student’s Father and the high school assistant principal to discuss Student’s
significant and worsening problems, to develop strategies to address Student’s academic
problems pending completion of an evaluation, and to discuss Parents concerns about the
proposed evaluation. (N.T. pp. 533, 534; S-54
3
)
30. On the advice of Student’s treating psychologist, Parents requested, and the District
agreed to fund, an independent educational evaluation (IEE). Parents approved the
District’s PTE, but with stipulations that included limiting the District’s evaluation to
observations and teacher consultation in order to reserve standardized testing for the IEE.
Parents subsequently signed releases permitting the District’s educational psychologist to
speak to Student’s psychologist and psychiatrist. (N.T. pp. 81, 82, 85—87, 195—197,
538—540; P -7, p. 2, P-9, p. 7, S-60)
31. The IEE Parents intended to obtain was initially delayed for several months because the
evaluator recommended by Student’s treating psychologist was not immediately
available. In the interim, Student’s negative behaviors escalated, resulting in Student’s
admission to a crisis center and then a partial hospitalization program in February [of 11
th
grade] after threatening suicide. (N.T. pp. 82—84 , 319, 320)
32. The District school psychologist spoke with Student’s treating psychologist, who noted
that Student was open to and benefited from talking with counselors, was sensitive to the
perceptions of others, valued relationships with teachers, and could have “black and
3 Parents objected to the admission of pp. 2 & 3 of S-54, consisting of copies of handwritten notes, contending that
the origin of the notes had not been identified. The ruling was reserved pending review of all the testimony. The
objection is now overruled and the entire document admitted into the record of this case. Student’s Father testified
that the notes are in his handwriting, and the school psychologist testified that the notes had accompanied Parents’
signed PTE. (N.T. pp. 197, 534)
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white” thinking. The psychologist made recommendations to address those issues, such
as helping Student develop strategies to foster taking the perspectives of others; positive
feedback from teachers who check-in periodically to ask how Student is doing and offer
help; assistance with problem-solving when frustrated; assistance with organization and
planning; encouragement to stay after school for additional help. (N.T. pp. 541—543; S-
57)
33. The recommendations were incorporated into a conference report produced after a
meeting between Student’s guidance counselor, the school psychologist and Student’s
teachers [in November of 11
th
grade]. (N.T. pp. 544, 545; S-57, S-59)
34. The school psychologist’s evaluation report (ER) was issued [in February of 11th
grade].
The teacher input from Student’s first semester teachers did not reflect academic,
emotional or social concerns as significant as identified in the C.A.R.E. Log and
conference reports. The school psychologist’s classroom observations, reflected task
avoidance behaviors and the need for frequent re-direction and prompts to stay on task.
Student’s second semester teachers noted Student’s intelligence and ability to do well
academically, but identified problems with lack of motivation, focus, organization, class
participation and a sad, withdrawn demeanor, (N.T. pp. 641; P-4, p. 3, P-10, pp. 2—5, 18,
S-54, S-54, S-59)
35. Results of the rating scales completed by Parents and at least two teachers [BASC-II
(Behavior Assessment System for Children-Second Edition) BRIEF (Behavior Inventory
of Executive Functions) and Connors (Third Edition.)] revealed that both Parents and
teachers identified difficulties with attention and executive functioning skills (P-10, pp.
11—14)
36. Although it was clear that Student struggled with emotional issues, the school
psychologist did not identify Student as IDEA eligible in the category of Emotional
Disturbance (ED), concluding that limitations Parents placed on the scope of the
evaluation did not permit a conclusive determination of Student’s eligibility in that
category. The school psychologist concluded that Student should be identified as IDEA
eligible in the OHI category based on the ADHD diagnosis and provided with specially
designed instruction via an IEP to address attention, focus and executive functioning
deficits. (N.T. pp. 638, 639; P-10, p. 19)
37. The school psychologist recommended strategies to address Student’s areas of difficulty
and suggested that the IEP team consider incorporating a positive behavior support plan
into the IEP to address specific behaviors of concern. (N.T. pp. 639, 640; P-10, pp. 19,
20)
38. The IEP developed at an IEP meeting [in March of 11
th grade] included goals for
improving completion of assignments, time spent in class and ability to share feelings and
develop coping strategies. The IEP included a transition plan and provided specially
designed instruction (SDI) to be used in all academic classes, such as preferential seating,
extended time for tests/assignments, assistance with organizing/chunking long term
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assignments, repetition of directions, meetings with the community counselor, check-ins
with the itinerant support/mentor teacher and a behavior plan tied to the IEP goals, with
replacement behaviors identified and specified consequences (rewards) for engaging in
desirable behaviors. (N.T. pp. 90; P-11, pp. 5—7, 9—12)
39. The accompanying NOREP provided for an itinerant support placement, with an
opportunity to meet with a case manager experienced in dealing with ADHD issues who
would provide organizational support and monitor assignment completion. (N.T. p.
659—662; P -12)
40. Within a few days, it became apparent that the IEP was ineffective, since Student’s
emotional state and behaviors of concern continued, and actually increased, while
academic performance further declined. Student failed to report for the designated
appointment with the mentor teacher and had more disciplinary referrals. [In March of
11
th
grade] the school psychologist shared with the C.A.R.E. team that she was going to
contact Student’s case manager to schedule another meeting. A conference meeting was
held on April 15, followed by a formal IEP meeting on May 6. (N.T. pp. 93, 656—658;
P-3, pp. 42—52, 54, 55—57, 62—67, 441; S -97, S-99, S-107)
41. At the conference and the IEP meetings, Parents and District staff shared their concerns
and discussed assigning Student to the emotional support classroom, known as the
Educational Success class. To accomplish that, however, Student had to be removed
from an SAT prep course. Although it was a no credit pass/fail class, Student was
successful in it and was reluctant to relinquish it. (N.T. pp. 98—101, 326, 327, 446, 663-
666; P-18, S-107)
42. For the remainder of the [11
th
grade] school year, Student attended the Educational
Success class to work on assignments for the academic classes and did well in that class.
The Educational Success class is designed to support the substantive academic classes
(N.T. pp. 101, 446—450 )
43. Student failed math and an [elective] class in 11th
grade, and ended the school year with a
1.17 grade point average. (N.T. pp. 103, 454; P-3, p. 98, S-139)
44. Although Student began 12th
grade in the District, again spending part of the day in the
Educational Success class, problems with substance abuse surfaced very early in the year,
prompting Parents to place Student in a mental health facility for a few days and then into
drug treatment facility for several weeks. (N.T. pp. 104—106; 464, 465)
45. Because Parents believed that Student would need additional emotional and behavior
support after leaving the drug rehabilitation program, they arranged for Student to be
escorted to an out of state program to continue working on behavioral and emotional
issues. (N.T. pp. 109—11 3; P-27, P-28)
46. The facility where Student spent most of the [12
th grade] school year is a life skills
learning program licensed by the Department of Health and Human Services in the state
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where it is located. It is designed to foster independence in gender-specific older
adolescents/young adults (Ages 17½--24) with a history of poor decision-making,
behavior issues, and often, substance abuse. (N.T. pp. 125—127, 165; P -28)
47. Participants in the program may need psychiatric or psychological care, evaluations, job
skills, support for activities of daily living or academic services. Behavior and emotional
support is available around the clock. (N.T. pp. 126—130; P -28)
48. Residents in need of academics have the opportunity to enroll in local secondary or post
secondary schools, or take correspondence courses, to earn a high school diploma or
GED or to take college courses. The facility is not accredited by the department of
education in the state where it is located, and since there are no teachers and no academic
curriculum at the facility, residents may leave the facility to attend school only when they
have earned the privilege of leaving the grounds without supervision, which takes a
minimum of 90 days. (N.T. pp. 128, 129, 146, 147, 165, 181, 182)
49. Student ultimately enrolled in a public school program near the treatment facility and
satisfactorily completed all requirements for a high school diploma but on the advice of
counsel declined to accept it. (N.T. pp. 138, 139)
50. Parents chose the life skills learning program for Student based upon the information they
gathered, that convinced them that it was a good option to address Student’s emotional
and executive decision-making issues and behavioral support needs. (N.T pp. 208, 209)
DISCUSSION AND CONCLUSIONS OF LAW
Scope of Claim—Child Find
Parents’ complaint sought an award of compensatory education for the District’s alleged
denial of FAPE beginning with [elementary] school year[s]. By the time of the hearing,
however, Parents had limited their claim to alleged IDEA violations beginning in March [of 9th
grade], when the District C.A.R.E. team first discussed Student and identified an evaluation by
the school psychologist as an appropriate intervention to address Student’s needs upon return to
the District after release from the juvenile detention center. (N.T. p. 36; FF 14; Parents’ Closing
Argument, p. 42) Since the period in dispute, even as now limited, still exceeds the two (2) year
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IDEA limitations period, it is necessary to determine the amount of time for which relief may be
granted.
Although in most cases, whether the record provides any basis for extending the two rear
period is the first issue to be determined—often before substantive evidence concerning the
claims begins—that is not the case here. Parents’ first substantive claim centers on when the
District’s “Child find” responsibility imposed by the IDEA statute and regulations arose with
respect to Student. 20 U.S.C. §1412(a)(3), 34 C.F.R. §300.111. If that date is set at March [of
9
th grade] or later, or if the District did not violate its child find obligation at all, Parents’ claims
are within the 2 year period.
In accordance with 34 C.F.R. §300.301(b), either the District or Parents may initiate a
request for an evaluation to determine whether a student meets IDEA eligibility standards. To
fulfill its child find obligation, school districts have an affirmative duty to propose an evaluation
if it suspects, or should suspect, that a disability may be interfering with a student’s functioning
and progress in the regular education curriculum. The threshold question in this case, therefore,
is pinpointing when the District should reasonably have proposed an initial evaluation of
Student.
School District Responsibility to Student Arising from the October [of 9th grade]
Incident
Parents fault the District for failing to provide effective support for Student from the time
peer difficulties arose soon after the October [of 9th grade] incident that triggered the dispute in
this case. Parents tacitly recognize, however, that there was an insufficient basis to suspect a
disability before February[of 9th grade], when Student engaged in a criminal act. (FF 10)
Nevertheless, a District special education supervisor testified that she recognized the difficulty
and emotional risk a young adolescent would experience from the decision to [report a
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potentially dangerous situation]. (FF 5; N.T. pp. 244, 245) Consequently, when Student acted
out [redacted] with a criminal act a few months after the October [of 9th grade] incident, the
District should have immediately prepared to take action to assess whether the negative effects
on Student from the underlying incident rose to the level of triggering a disability—or
exacerbated the effects of Student’s ADHD.
The District was aware of Student’s ADHD from a very early initial evaluation that
resulted in a non-eligibility determination. (FF 3) Although that condition had not previously
interfered with Student’s educational progress, the upheaval caused by the extraordinary event
early in the 9th grade school year (FF 6), combined with Parents’ concerns about Student’s
transition to high school even before that incident (FF 7), and Parents’ request for assistance
soon after the event, (FF8) should have been sufficient to initiate a PTE addressed to Parents in
order to prepare to determine whether Student then had a disability, and “by reason thereof
need[ed] special education and related services.” 34 C.F.R. §300.8(a)(1)
Based upon both the C.A.R.E. Team discussion and the testimony of the former Director
of Pupil Services, the record establishes that in March [of 9
th grade], the District did, in fact,
recognize the need to undertake an evaluation of Student, yet failed to do so. (FF 14, 17) The
District attempted to excuse its inaction in the spring of [9
th grade] by arguing that Parents
initially rejected an evaluation, and ultimately became so angry that they involved the
superintendent to interrupt the process. See e.g., N.T. pp. 584, 585, 588. In the next breath,
however, the only witness called to testify who had actually spoken to Parents about an
evaluation at that time, also testified that Parents may not have been in agreement themselves,
and that they never made a final decision as to whether they would accept an evaluation. See e.g.,
N.T. pp. 587, 590, 591. Although several witnesses testified to their understanding that Parents
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did not want a special education evaluation, their conclusions were based upon information
conveyed to them by a person who testified very inconsistently at the hearing about her
conversations with Parents.
Although it is possible that Parents were also inconsistent in their conversations with the
former Director of Pupil Services, the more reasonable inference is that Parents were upset about
the District’s suggestion that Student should not return to the District high school for the
remainder of the school year after the juvenile detention ended. (FF 15, 16, 19) There is
documentary support for that scenario in e-mail messages between Student’s guidance counselor
and the District Superintendent and none with respect to the Parents’ purportedly adamant
refusal to consider an evaluation. See S-22.
It is also quite possible that if the Director of Pupil Services implied that the primary—or
only—reason for the District to propose an evaluat ion at that time was to find a basis for sending
Student to an alternative school, Parents may very well have reacted negatively to an evaluation
proposal, and the Superintendent may have prohibited further discussion of an evaluation on that
basis.
As interesting as it may be, however, to find ways that testimony might plausibly fit
together even when it appears hopelessly contradictory, even if Parents verbally rejected an
evaluation, such response does not alter the District’s legal obligations to Student under IDEA.
Notwithstanding the circumstances, however extraordinary, it was the District’s obligation to put
all other considerations aside and notify Parents, in writing, that it believed an evaluation was
needed, provide a written description of the proposed evaluation, seek consent and provide a
procedural safeguards notice in accordance with 34 C.F.R. §§300.300, 300.503 and 300.504.
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Parents, of course, would have been perfectly free to decline the evaluation by refusing
consent or by taking no action at all, and in that event, the District would have had no further
legal obligation to Student at that time, since it is not required to use the IDEA procedural
safeguards procedures to override a parental decision not to permit a District evaluation. 34
C.F.R. §300.300(a)(3). The District is not free, however, to conclude that Parents would not
likely provide consent for an evaluation, and further conclude that it is not, therefore, obligated
to offer a written PTE that would include its reasons for seeking an evaluation and would further
require providing Parents with procedural safeguards.
Because the District recognized that an evaluation was needed in March[of 9
th grade],
(FF 14, 17), but did not provide Parents with a PTE, the District violated its child find duty at
that time.
Scope of Claim/ Limitations Period
Having concluded that the District’s first IDEA violation occurred three years prior to the
date Parents’ due process complaint was filed, and thereby denied Student FAPE from that time
until the District corrected its error, the next question is whether there is some basis for
extending the IDEA limitations period to permit an award of compensatory education from the
date the violation occurred.
The IDEA statute and the federal regulations provide that a proper due process complaint
“must allege a violation that occurred not more than two years before the date the parent or
public agency knew or should have known of the alleged action which forms the basis of the
complaint.” 20 U.S.C. §1415(b)(6)(B); 34 C.F.R. §300.507(a)(2). The regulations further
provide that “A parent or agency must request an impartial hearing on their due process
complaint within two years of the date the parent or public agency knew or should have known
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about the alleged action which forms the basis of the complaint.” 34 C.F.R. §300.511(e), based
upon 20 U.S.C. § 1415(f)(3)(c). The two year limits on the subject matter of a due process
complaint and on the time for submitting a complaint, however, are subject to the exceptions
found in §300.511(f): “...The timeline does not apply to a parent if the parent was prevented from
filing a due process complaint due to (1) specific misrepresentations by the LEA that it had
resolved the problem forming the basis of the due process complaint or (2) the LEA’s
withholding of information from the parent that was required under this part to be provided to the
parent.” 34 C.F.R. §300.511(f); 20 U.S.C. Section 1415(f)(3)(c).
The “knew or should have known” language in the IDEA limitations provisions is stated
in the same terms as the legal principle known as the “discovery rule,” which generally provides
that, “the statute of limitations begins to run when a person knows, or through the exercise of
reasonable diligence should know” of the injury underlying the complaint. Vitallo v.
.
Cabot Corporation, 399 F.3d 536, 538 (3rd Cir. 2005). In Vitallo the Court of Appeals noted that
“the touchstone” of the discovery rule “is reasonable diligence by the plaintiff.” 399 F.3d at 538,
539. The court also provided substantial guidance in applying that standard:
We have construed this objective reasonableness requirement to mean that the
statute of limitations begins to run when plaintiffs come to possess "sufficient
critical facts to put [them] on notice that a wrong has been committed and that
[they] need to investigate to determine whether [they are] entitled to redress."
Zeleznik v. United States, 770 F.2d 20, 23 (3d Cir.1985).
A plaintiff seeking the shelter of the discovery rule bears "a duty to exercise
'reasonable diligence' in ascertaining the existence of the injury and its cause."
Bohus, 950 F.2d at 925.4
that putative plaintiffs "exhibit[ ] those qualities of attention, knowledge, intelligence
What does reasonable diligence require? It requires
and judgment which society requires of its members for the protection of their own
interests and the interests of others." Cochran v. GAF Corp., 542 Pa. 210, 666 A.2d
245, 249 (1995). Proof of a plaintiff's subjective knowledge is insufficient to invoke
the discovery rule; a defendant can inquire what a reasonable plaintiff should know or
should know to check. See id. (explaining that reasonable diligence is an objective,
4 Bohus v. Beloff, 950 F.2d 919 (3d Cir.1991)
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rather than a subjective, standard). Put simply, clues indicating to a reasonable person
an injury or its cause cannot be ignored.
399 F.3d at 542, 543. Moreover, “Plaintiffs seeking the benefit of the discovery rule bear the
burden of establishing its applicability. Dalrymple v. Brown, 549 Pa. 217, 701 A.2d 164, 167
(1997) (as to the injury); Cochran, 666 A.2d at 250 (as to the cause of the injury).” 399 F.3d at
543.
The general legal principles applicable to the discovery rule coincide with the mandate
found in 20 U.S.C. §1415(b)(6)(B) and 34 C.F.R. §300.507(a)(2), which limit the substantive
contents of a due process complaint. In addition, the statute and regulations explicitly require
that a request for a due process hearing on a complaint must be made “within two years of the
date the parent or public agency knew or should have known about the alleged action that forms
the basis of the due process complaint.” 34 C.F.R §300.511(e), 20 U.S.C. § 1415(f)(3)(c). Both
the mandatory language of the IDEA statute and regulations and common law standards relating
to the discovery rule place the burden of proving when the limitations period begins to run on the
party seeking the benefit of the rule.
Parents in this case assert, with no real factual basis, that they could not have known of
the District’s child find violation until the District issued a PTE in September [of 11
th grade], one
and a half years after Student’s problems in school first arose. As noted above, however, the
question is not when a violation becomes obvious, but when a party acquires sufficient
knowledge to undertake an investigation to determine whether there was a violation.
The record in this case demonstrates that Parents were clearly unhappy with the District’s
treatment of Student at the time of the initial child find violation in the spring of [9
th grade]. (FF
16, 19) Parents may not have been aware of the specific nature of the violation that occurred,
i.e., that the District should have proposed an evaluation, but that specific knowledge is not
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necessary. Moreover, the steady downward trend in Student’s academic performance began in
10th grade [redacted] (FF 23, 24, 25) and the record suggests that Parents actually suspected at
that time that there might be a basis for legal action, since Student’s Father testified that he
“probably” consulted counsel when student was in 10
th grade. (N.T. p. 207)
Moreover, even assuming that receiving the procedural safeguards when the PTE was
issued in late October [of 11th grade] was the first time Parents could possibly have realized that
they should investigate to determine whether the District’s prior conduct might have violated
Student’s rights under the IDEA, the 2 year limitations period had not yet run on the claim that
the District had failed to evaluate and identify Student as IDEA eligible in the spring of [9
th
grade].
In enacting a 2 year time limit on IDEA claims, Congress most surely did not intend to
permit a party to delay initiating a complaint on a claim that could be brought within the 2 year
limitations period. Nothing in the record of this case suggests that any lack of knowledge by
Parents or action of the District that prevented Parents from timely asserting a claim for the
entire period in dispute, i.e., filing a due process complaint by March 25, [year redacted] for the
District’s child find violation that accrued [two years prior], and the consequent denial of FAPE
to Student from the time allowed for the District to complete an evaluation and develop an IEP to
the date Student left the District in December [of 12
th grade]. Since Parents did not do that, the
period for which they may be awarded compensatory education will begin on [redacted] two
years before the complaint was filed. Steven I. v. Cent. Bucks Sch. Dist., 618 F.3d 411 (3d
Cir.2010); L.G. v. Wissahickon School Dist., 2011 WL 13572, 7 (E.D.Pa. 2011). (Under IDEA's
amended statute of limitations, a court may consider alleged denials of a FAPE occurring for a
two-year period prior to parents' request for a due process hearing).
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Denial of FAPE Prior to District Evaluation
Since the District did not complete an evaluation of Student and propose an IEP until
March [of 11th grade], but should have done so in the spring of [9th grade], Student was receiving
no special education services from the date the appropriate recovery period began in March [of
10th grade], until at least March [of 11th grade], when the District first proposed an IEP. (FF 36,
37, 38) During that period, Student’s academic performance decreased steadily. (FF 25, 26, 27)
Although a number of serious concerns were listed on the C.A.R.E. log for 10th grade, and
although the guidance counselor met with Student regularly, noted continuing issues and
concerns, and suspected depression as the underlying cause, (FF24), there is no evidence that
additional—or effective - supports were provided to Student. From the C.A.R.E log, it appears
that Student was not included as a subject in any C.A. R.E. meeting after October [of 10th grade],
the only additional C.A.R.E. log entry for Student. There is no question here that Student did not
receive effective educational services from March [of 10th grade] to March [of 11th grade].
Denial of FAPE After District Evaluation
Parents description of the District’s evaluation and subsequent IEPs in March and May
[of 11th grade] as too little and too late is justified. By the time the March [of 11th grade] IEP
was implemented, Student’s academic performance and ability to function in a setting that
required some responsibility from Student, such as meeting with the case manager for assistance
was badly compromised. Student could not benefit from the interventions in the IEP, as
evidenced by the almost immediate need to revise it to address deteriorating conduct and
academic performance. (FF 38, 39, 40) Although it appeared that placement in the Educational
Success class was beneficial, it occurred too late in the school year to have a positive effect on
Student’s academic performance. (FF 42, 43)
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The District argues that the limits Parents placed on its evaluation prevented development
of an effective IEP from the outset. The District was not specific, however, with respect to the
standardized tests that would have made a difference in identifying Student’s needs in order to
develop a more effective IEP. With the possible exception of math, Student’s school problems
had always been behavioral/emotional and/or related to ADHD. The school psychologist
administered several behavior rating scales to both Parents and Student’s teachers designed to
identify those kinds of issues.
The underlying problem with effectively addressing Student’s needs in this case was the
delay in identifying Student as IDEA eligible and providing services before Student’s conduct
and academic performance had declined so far. It is true, as the District suggested, that it is
impossible to determine whether more serious behavior and substance abuse problems could
have been avoided— and similarly impossible to determine that the situation would not have
spiraled so far out of control had the District’s early response to Student’s problems been more
effective. Attempting to predict what might have been, however, is not the point. Student was
entitled to a timely evaluation and that did not occur, thereby assuring that Student did not
receive effective services when that first should have occurred. For that lapse, Student will be
awarded full days of compensatory education
ESY
Under the federal IDEA regulations, ESY services are to be provided to an eligible
student if necessary to assure that s/he receives FAPE. 34 C.F.R. §300.106(a)(2). Pennsylvania
regulations provide additional guidance for determining ESY eligibility, requiring that the factors
listed in 22 Pa. Code §14.132 (a)(2) (i)—(vii) be taken into account . Those factors are:
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(i) Whether the student reverts to a lower level of functioning as evidenced by a
measurable decrease in skills or behaviors which occurs as a result of an interruption in
educational programming (Regression).
(ii) Whether the student has the capacity to recover the skills or behavior patterns in
which regression occurred to a level demonstrated prior to the interruption of educational
programming (Recoupment).
(iii) Whether the student’s difficulties with regression and recoupment make it
unlikely that the student will maintain the skills and behaviors relevant to IEP goals and
objectives.
(iv) The extent to which the student has mastered and consolidated an important skill
or behavior at the point when educational programming would be interrupted.
(v) The extent to which a skill or behavior is particularly crucial for the student to
meet the IEP goals of self-sufficiency and independence from caretakers.
(vi) The extent to which successive interruptions in educational programming result
in a student’s withdrawal from the learning process.
(vii) Whether the student’s disability is severe, such as autism/pervasive
developmental disorder, serious emotional disturbance, severe mental retardation,
degenerative impairments with mental involvement and severe multiple disabilities.
Moreover, school districts are not required to provide ESY based upon “The desire or
need for other programs or services that, while they may provide educational benefit, are not
required to ensure the provision of a free appropriate public education.” 22 Pa. Code §14.132
(c)(3).
In this case, Student had not been properly identified as IDEA eligible before the summer
[following 10th grade]. Compensatory education for that summer, therefore, will depend on
whether ESY should have been offered during the summer [following 11th grade]. It is clear
from the record that regression/recoupment was the only factor considered by the District (N.T.
pp. 871, 872) and it did not take into account the underlying federal standard. Because the
District had provided services for such a short time, and had denied FAPE for so long, Student
needed additional services during the summer to receive FAPE.
Tuition Reimbursement
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In Burlington School Committee v. Department of Education of Massachusetts, 471 U.S.
359, 105 S.Ct. 1996, 85 L.Ed.2d 385 (1985), the United States Supreme Court established the
principle that parents do not forfeit an eligible student’s right to FAPE, to due process
protections or to any other remedies provided by the federal statute and regulations by
unilaterally changing the child’s placement, although they certainly place themselves at financial
risk if the due process procedures result in a determination that the school district offered FAPE
or otherwise acted appropriately.
To determine whether parents are entitled to reimbursement from a school district for
special education services provided to an eligible child at their own expense, a three part test is
applied based upon Burlington School Committee v. Department of Education of Massachusetts,
471 U.S. 359, 105 S.Ct. 1996, 85 L.Ed.2d 385 (1985) and Florence County School District v.
Carter, 510 U.S. 7, 114 S.Ct. 361, 126 L.Ed. 2d 284 (1993). The first step is to determine
whether the program and placement offered by the school district is appropriate for the child, and
only if that issue is resolved against the School District are the second and third steps considered,
i.e., is the program proposed by the parents appropriate for the child and, if so, whether there are
equitable considerations that counsel against reimbursement or affect the amount thereof.
The Court of Appeals has provided significant guidance for assessing the
appropriateness of a unilateral private placement, noting that
A parent's decision to unilaterally place a child in a private placement is proper
if the placement “is appropriate, i.e., it provides significant learning and confers
meaningful benefit....” DeFlaminis, 480 F.3d at 276 (internal quotation marks and
citation omitted). That said, the “parents of a disabled student need not seek out the
perfect private placement in order to satisfy IDEA.” Ridgewood Bd. of Educ. v. N.E., 172
F.3d 238, 249 n. 8 (3d Cir.1999). In fact, the Supreme Court has ruled that a private
school placement may be proper and confer meaningful benefit despite the private
school's failure to provide an IEP or meet state educational standards. Florence County
Sch. Dist. Four v. Carter ex rel. Carter, 510 U.S. 7, 14-15, 114 S.Ct. 361, 126 L.Ed.2d
284 (1993)
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Mary Courtney T. v. School District of Philadelphia, 575 F.3d at 242.
2. Legal Standards Specific to Residential Placements
In addition to discussing the general standards for tuition reimbursement claims, the legal
standards applicable to residential placements under the IDEA statute have been further
explained in the Mary Courtney T. v. School District of Philadelphia decision.
In a much earlier case, Kruelle v. New Castle Count School District, 642 F.2d 687 (3rd
Cir. 1981), the Court of Appeals established a standard for assessing whether a local educational
agency is obligated to pay for a residential placement for an eligible student based upon whether
the residential services designed primarily to address non-academic issues are educationally
necessary, i.e., required to fulfill a district’s obligation to provide a free, appropriate public
education. 642 F. 2d at 693. The court explained that a residential placement meets that
standard if a child’s medical, social or emotional needs so pervasively affect all aspects of
functioning that it is not reasonably possible to sever his/her educational needs from other needs,
and the additional services provided by the residential placement are, therefore, necessary to
provide special education. 642 F. 2d at 694.
In Mary Courtney T., the Court of Appeals further refined the standard, emphasizing that
because virtually any service that addresses an area of significant need relates to a child’s ability
to learn, the inquiry must focus on the substantive goal to which a particular method, service or
strategy is directed. 575 F.3d at 245. In order to impose the costs of residential services upon a
school district, the purpose of the services must be closely linked to an eligible student’s unique
learning needs, in other words, “intended” and “designed” to address educational needs. Id.
Another significant factor is whether the services provided by the residential placement are of the
kind traditionally available in a public school setting. Id. Finally, the court returned to the basic
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principle enunciated in the Kruelle decision, looking to whether a student’s educational and non-
educational needs are “severable.” 575 F.3d at 246. Where Parents seek a residential placement,
the issue for a special education due process hearing is not to determine the best treatment setting
for Student, but whether Student’s ability to function in a classroom is so adversely affected by
his/her disability that education is not possible unless combined with treatment outside of school
hours.
In this case, however, the legal standards are almost beside the point in light of the
evidence concerning the facility in which Parents placed Student for the [12
th grade] school year
establishing that it is clearly not a placement that directly provides academic services. (FF 46,
47, 48,) Moreover, Parents chose the program to address emotional/behavior issues, not for
academic/educational services.
Parents’ claim for tuition reimbursement, therefore, is denied. Although the District
denied Student FAPE and it is uncertain, but not likely that the District could have effectively
addressed Student’s significant needs had Student not left the District, Parents chose a
therapeutic program with no educational component. The District is not required to fund
Student’s enrollment in that type of facility.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, the Colonial
School District is hereby ORDERED to take the following actions:
1. Provide [student] with full days of compensatory education for every day that school
was in session and Student was present:
a. From March 25 [of 10th grade] through the last day of the [10th grade] school year;
b. From the first day through the last day of the [11th grade] school year;
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c. From the first day of the [12th grade] school year through December 6, [of the 12th
grade school year];
2. Provide [student] with compensatory education for the summers [following 10th
grade] and [following 11th grade]
as measured by the number of days and hours/day provided in the District’s usual ESY program
for IDEA eligible secondary students, or, if there is no such standard program, the number of
days/hours the District provides a regular education secondary summer school program.
3. The compensatory education may take the form of any appropriate
developmental, remedial or enriching educational service, product or device that will assist
Student in overcoming the effects of [student’s] disability symptoms. The compensatory
education shall be in addition to, and shall not be used to supplant, educational services and/or
products/devices that should appropriately be provided by the School District to assure
meaningful educational progress for as long as Student remains IDEA eligible.
4. Compensatory education services or devices may be purchased/used at any time after
school hours, on weekends and/or during the summer months when convenient for Student and
Parents. The hours of compensatory education/fund for compensatory education
services/products/devices created by this provision may be used at any time from the present to a
date three (3) years after court reviews of this decision and order, if any, are concluded or three
(3) years after the date the District submits the assurance form acknowledging its obligation to
begin providing the compensatory education.
5. Parents may decide how the hours of compensatory education are spent, provided,
however, that the compensatory education award may not be used to fund tuition for a two year
or four year college program, or otherwise for primary tuition and other expenses associated with
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enrollment and attendance in a school or other facility that provides post-secondary education or
training program unless the District explicitly agrees to the specific program proposed by
Parents.
The award may, however, be used to provide transition services, tutoring, test preparation
services and similar services.
It is FURTHER ORDERED that Parents’ claim for tuition reimbursement is DENIED.
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed
Anne L. Carroll
_____________________________
Anne L. Carroll, Esq.
HEARING OFFICER
November 12, 2011
