Commonwealth Connections Academy Charter School | Case 17322-15-16 | 2016-09-17
Pennsylvania special education due-process decision
- Case number
- 17322-15-16
- Date
- 09/17/2016
- Parties / district (official listing)
- Commonwealth Connections Academy Charter School
- Hearing officer
- Charles Jelley
- Issues (official listing)
- Charter School Evaluation IEP Progress Compensatory Education
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: T.R.
Date of Birth: [redacted]
Dates of Hearing: 3/21/2016, 7/7/2016, 7/8/2016, 7/22/2016, 7/29/2016,
8/1/2016 and 8/2/2016
Open HEARING
ODR File No. 17322-15-16
Parties to the Hearing: Representative:
Parents
Parent[s]
Parent Attorney
Pro se
Local Education Agency
Commonwealth Connections Academy
Charter School
4050 Crums Mill Road
Harrisburg, PA 17112
LEA Attorney
Kimberly Colonna Esq.
McNees, Wallace, & Nurick, LLC
100 Pine Street, PO Box 1166
Harrisburg , PA 17108-1166
717-232-8000
Date of Decision: September 17, 2016
Hearing Officer:
Charles W. Jelley Esq. LL.M.
Page 2
Overview and procedural history
The Parent filed a due process complaint alleging violations of the Individuals
with Disabilities Education Act (IDEA), Section 504 of the Rehabilitation Act
(Section 504), Title II of the Americans with Disabilities Act (ADA), and a First
Amendment to the United States Constitution free speech/retaliation claim, seeking
legal and equitable relief. The Parent’s due process hearing complaint alleges
individual and system-wide substantive and procedural claims of the IDEA and
Section 504 claims.1 The Parent represented the Student. Legal counsel represented
the Charter School.
As a threshold matter, this hearing of ficer finds he does not have subject
matter jurisdiction over the Parent's claims under the ADA and the First Amendment.
Therefore, the ADA discrimination and the First Amendment speech/retaliation
claims are dismissed with prejudice and are therefore exhausted.
The Parent claims the Student did not receive a Free Appropriate Public
Education (FAPE) during the 2013-2014, 2014-2015 and the 2015-2016 school years.
The Parent argues when the record is viewed as a whole, the LEA’s substantive and
procedural violations establish a three-year denial of FAPE. To support these
generalized contentions, the Parent points to the lack of a continuum of options.
Next, they suggest that the Student needs daily live hands-on instruction either in the
home or in bricks and mortar setting. The Parent points to the Student’s failing
grades, incomplete or missing legally sufficient prior written notices (PWN), and
Student’s overall lack of meaningful progress. Finally, the Parent contends the
evidence is preponderant that the LEA’s programs as designed were inappropriate ab
initio.
The Charter School filed a motion to dismiss arguing certain claims were
barred by the statute of limitations. After taking testimony and reviewing the Parties
written submissions, I denied the Charter School’s motion. Therefore, Parent’s claims
1 But for the cover page of this Decision, in the interest of confidentiality and privacy, the Student’s
name and gender, and other potentially-identifiable information are not used in the body of this
decision. The Parent ultimately filed a single due process complaint separating the facts and the
allegations about two different students against the Charter School. The Students in both actions
had the same teachers, therefore, to maximize the efficient presentation of the testimony the
witnesses who participated, in both hearings, presented testimony on the same day in each case.
When the witnesses were called on the same day, both Parties were provided with extended time to
question each witness in each action. Each transcript was prepared separately for each action. When
background testimony like work history was established in one action, the testimony was cross-
referenced and accepted in the other action.
Page 3
for all three school years were presented and decided herein.
The LEA specifically denies any pro cedural violations occurred. In the
alternative, if any did occur, they contend that the procedural violations did not rise to
the level of a denial of FAPE. Next, they contend the Student made progress. Based
upon these two main arguments the LEA argues the Student’s claims do not merit
either compensatory education or a prospective placement. As the evidence proffered
was limited to this Student, I find that the Parent did not prove a system-wide failure;
that said, the violations established for this Student were, however, preponderant and
reached the level of a denial of FAPE.
To remedy the violations, the Parent suggests an award of retrospective
compensatory education and a prospective placement in a private setting. Although
the hearing covered multiple sessions with numerous witnesses, the Parent did not
offer any evidence on the prospective placement relief. Therefore, the Parent did not
meet the burden of proof to merit a prospective placement. Accordingly, absent a
record, I am not inclined to grant a prospective placement.
Although the Parent requested a qualitat ive award of compensatory education,
she failed to present any proofs. As for the compensatory education relief, the record
does not contain an expert report to support that type of award. When the record is
read as a whole, the evidence is, however, sufficient to construct, formulate, and
calculate an equitable make whole hour-for-hour compensatory education relief.2
Issues
Did the Charter School fail to provide the Student with FAPE during the 2013-2014
school year? If the answer is yes, is the Student entitled to an equitable award of
compensatory education?
Did the Charter School fail to provide the Student with FAPE during the 2014-2015
school year? If the answer is yes, is the Student entitled to an equitable award of
compensatory education?
Did the Charter School fail to provide the Student with FAPE during the 2015-2016
school year? If the answer is yes, is the Student entitled to an equitable award of
compensatory education?
2. The Decision Due Date was extended for good cause when requested by the Parties. On one
occasion, the Parent became ill, at the hearing, that particular hearing session was therefore abruptly
halted.
Page 4
Did the Charter School discriminate against the Student during the 2013-2014 school
year? If the answer is yes, is the Student entitled to an equitable award of
compensatory education?
Did the Charter School discriminate against the Student during the 2014-2015 school
year? If the answer is yes, is the Student entitled to an equitable award of
compensatory education?
Did the Charter discriminate against the Student during the 2015-2016 school year? If
the answer is yes, is the Student entitled to an equitable award of compensatory
education?
Findings of Fact
The 2013-2014 School Year
1. The Student enrolled at the Charter School on September 3, 2013. (S-14, p.5).
2. The Student’s prior school prepared a reevaluation report (RR) dated
December 12, 2012. The RR stated that the Student was a person with the
following multiple disabilities: Other Health Impaired (OHI) due to [Student’s]
Attention Deficit Hyperactivity Disorder (ADHD), and a secondary disability
of Specific Learning Disability (SLD) in Written Expression. (S-1, p. 22).
3. The reevaluation report indicated the Student had average cognitive ability. (S-
1). The prior school also performed a functional behavior assessment that
addressed the Student’s off-task behavior and self-regulating behaviors. (S-3).
4. On the Kaufman Test of Educational Achievement 2nd Edition, in 2012 the
Student’s earned a Math Concepts and Application Standard Score (SS) of 99 at
the 47th percentile, a Written Expression SS of 93 at the 32nd percentile, a Math
Computation score of 95 at the 37th percentile, and a SS of 98 at the 45th
percentile (S-1 p.3).
5. The prior school district amended the Student’s IEP in January 2013 and again
in June 2013. (S-4; S-5).
6. The amended IEP from the prior school included writing and behavior goals,
various program modifications and specially-designed instruction (SDIs) related
to behavior and organization were listed. The IEP also included occupational
therapy (OT) services twice per month for 30 minutes per session. (S-5).
7. When the Student enrolled, the Charter School scheduled an IEP Team
meeting to discuss the transfer IEP’s goals, related services, and placement. (S-
8).
Page 5
8. An occupational therapist met with the Student on September 19, 2013, to
gather input for the upcoming IEP Team meeting. An IEP team meeting was
held on September 23, 2013, and a new IEP was developed. (S-9). The new
IEP included Present Levels of Educational Performance (PLEP) gleaned from
the prior school district’s IEP. (S-9 pp.6-10). On page 9, the new IEP notes the
Student would be educated in the regular education classroom 100% of the
time (S-9 p.25). On page 23, the new IEP notes the Student was to receive
Itinerant Support 20% of the school day (S-9 p.23). The unsigned NOREP at
S-9 on page 2, recommends that the Student receive Itinerant Support,
Supplemental Support and, Full-time Support. (S-10 p.2). Another NOREP
states that the Charter School initially recommended Itinerant Support (S-15
p.1).
9. The September 2013 IEP included written expression goals and OT goals
related to Student’s writing skills. (S-9, p. 15-16). OT services were offered
twice per month for 30 minutes per session. (S-9, p. 15-19). The IEP included
SDIs for writing and organization skills. (S-9, p.15-19).
10. The SDIs targeted the Student’s attention and organization skills by providing
reduced assignments, the flexibility to break up lessons into smaller segments,
allowing the Student to stand or take frequent breaks, and included prompting
strategies to help the Student stay on task. (S-9 p.17-18).
11. The written expression SDIs included a scribe, extended time to complete
assignments, and graphic organizers for the writing process. (S-9 p.17).
12. The special education learning support prepared and provided the Parent with
four progress reports. (S-17). The progress reports contained graphs that
reported the Student’s performance on the writing goal. (S-17). The graphed
data did not plot the Student’s transfer baseline scores upon enrollment. Id.
13. The special education teacher worked on organization skills, and offered math,
reading, and writing support. (S-19).
14. After the occupational therapist’s first meeting, with the Student, the therapist
recommended further assessment with the Test of Visual Perception Skills
(TVPS). (S-28, p.1-2).
15. On January 8, 2014, the Charter School agreed to proceed with the TVPS
testing. (S-11). Some four months later, the OT assessment was completed on
May 15, 2014. (S-18).
16. On June 6, 2014, the occupational therapist recommended the Student’s level
of OT service be increased from 30 to 45 minutes per week. (S-18, p.8). The
Parties agreed to the increase of OT services to 45 minutes per week. (S-14, p.
20; NT p.707).
Page 6
17. After an IEP meeting held on June 13, 2014, the Charter School prepared and
implemented a new IEP (S-13; S-14). When the OT writing goal was later
mastered, a new OT goal was added. (S-14, p. 9). The writing goal is linked to
the state standards. Id. The OT prepared and gave the Parent progress reports
(S-18; S-14, p.17; S-17).
18. The June 13, 2014 IEP noted concerns about the Student’s struggles with long-
term and short-term memory. After a discussion at the IEP team meeting, the
Charter School agreed to undertake a neuropsychological evaluation. The
Parties agreed the evaluation would be conducted in the fall. (S-14, p. 10; S-7).
19. On June 18, 2014, the Charter School issued a permission to reevaluate. (S-16).
The Parent consented to the evaluation. On or about the same time, the Parent
informed the Charter School that the prior school district agreed to fund an
Independent Education Evaluation (IEE) (NT 151). Instead of proceeding
with the June 18, 2014, noticed evaluation, the Charter School agreed to wait
for the results of the IEE.
Facts Related to the 2014-2015 School Year
20. During the 2014-2015 school year, the Student continued to be educated in the
general education classes with modifications on tests, quizzes, and portfolios.
(NT 277; S-36, p. 42, 47, 53-54). The IEP included SDIs, like speech-to-text
program, direct instruction on organizing and completing assignments, visuals
aids, graphic organizers, chunking of large assignments, and sample math
problem models that displayed the steps for completing the problem. (NT 277-
78; S-14, p. 19-20).
21. When the Student struggled in math, the Charter School adopted the
Successmaker Math software program (NT 278; S-36, p. 24).
22. The Parent then complained about the level of difficulty of the classroom
work, the quick pace in regular education, and made the staff aware the Student
was not able to complete the work independently. (NT 654).
23. The Student was not able to keep up with the pace of the classwork. The
Student was not able to and did not complete as many lessons in a day as
expected (NT 654). The Student earned grades for the first semester of 2014-
2015 dropped. In the first semester of the 2013-2014 school year, the Student
earned A’s and B’s; in the 2014-2015 school year, the Student earned a B+, C-,
D+ and an F in the core classes. (P-7, p. 2).
24. On October 20, 2014, the Parent provided the Charter School with the IEE
prepared by [Redacted] Center in August 2014. (P-17, p. 1; P-16). The Parent
never explained why the report was prepared in August and shared in October.
The Independent Educational Evaluation (IEE) report agreed with and
corroborated the ADHD finding and added a diagnosis of Expressive
Page 7
Language Disorder, Disorder of Written Expression, and Executive Function
Disorder. (P-16, p. 15).
25. The IEE described how the Student’s oral language skills limited the Student’s
written expression. (P-16, p. 12).
26. The IEE evaluator could not calculate the Student’s full-scale IQ due to a wide
scatter among the sub-test scores. (PE-16 p.59).
27. The Student’s achievement test percentile rank scores ranged from <1st
percentile to the 46th percentile. (PE-16 p.39). The Student’s grade equivalent
scores ranged from <K.0 in Story Recall Delayed to 7.3 in Reading Fluency.
(PE-16 p.39).
28. The Student’s Oral Language, Math Calculation, Academic Skills, and
Academic Fluency skills ranked in the Low Average Range. The Student’s
Broad Reading and Written Expression scores were in the Low Range. (PE-16
p.39). The Student’s Broad Reading, Broad Math, and Academic Applications
skills were in the Average range (PE-16 p.39).
29. When the Student enrolled in the Charter School, the Student could read 111
wpm; the Student could also answer 17 out of 18 questions correct in a one-
minute assessment of reading comprehension on the 4th-grade level (S-9 p.29).
30. When the Student enrolled in the Charter School, the Student’s Robust
Vocabulary was Average, Language Arts performance was average, Writing
skills were Below Basic, and the Student’s Oral Reading Fluency performance
was proficient. (S-9 p.29).
31. The IEE evaluator reported the Student’s Math Concepts and Application,
Written Expression, and Math Computation standard scores went down when
compared to entry levels present levels. (PE-16 p.39; S-1).
32. When the Charter School received the independent evaluation, it shared the
report with the IEP team members including the Charter School’s contract
psychologist, the teacher, the manager of special education, and the director of
special education. (NT p.146, p.174).
33. The test data in the IEE report was incorporated into the Charter School’s
November 15, 2014, Reevaluation Report (RR). (S-22; NT 255; S-23).
34. In December 2014, an IEP was prepared. (S-24 p.26). This time, the IEP team
recommended a change in placement to a Supplemental Support Program. (NT
p.671).
35. The Supplemental Support Program curriculum is aligned to the state
standards. The Supplemental Support Program uses the Compass Odyssey
curriculum. (NT 402). The Supplemental Support Program was discussed at the
Student’s IEP meeting in December 2014, and SDIs were added. (NT 237-239,
256; S-24 p 22). Additional information about the Supplemental Support
Program was provided to the Parent by email and through a group Q &A
session that the Parent attended. (S-27).
Page 8
36. The December 2014 IEP included a revised math goal. (S-24, p.20). However,
before the IEP was completed, the teacher followed up by phone with the
Parent on January 21, 2015, about the Supplemental Support Program. (NT
238; S-36 p.7). The teacher noted the phone discussion in the IEP; however,
the notation, gives the inaccurate impression that an IEP Team meeting was
held on January 21, 2015. (S-13, p.5; NT 238). The finalized IEP and NOREP
were presented to the Parent on January 27, 2015. (S-24; S-25).
37. On March 19, 2015, the Charter School issued another PTR, this time to
determine how to address the Student’s behavioral needs, speech and language
needs, language processing difficulties, and executive function concerns raised
by the IEE report. The PTR also included a request to conduct a functional
behavioral assessment (FBA) and a Speech-Language evaluation to address the
suspected language disorder discussed in the IEE. (S-29; NT 672-676).
38. A Board Certified Behavior Analyst (BCBA) completed the FBA. (S-33, p.24-
36). The FBA included two observations of the Student functioning in the on-
line learning environment and one observation of the Student in the
community. (S-33, p. 29-31). The FBA noted weaknesses in executive
functioning skills and a lack of independence in completion of schoolwork.
The FBA evaluator provided the team with a list of recommendations that
could be used in a positive behavior support plan. (S-33, p.34, pp.41-42). The
IEP team later developed a positive behavior support plan. (S-30; S-43, p.5).
39. In April 2015, the Student underwent a comprehensive speech-language
evaluation, conducted by a speech-language therapist. (NT p.790; S-31). As part
of her evaluation, the therapist interviewed the Parent and prepared a summary
of the Student’s developmental history. (NT pp.88-89; S-31). The therapist
conducted formal assessments of the Student’s speech and language ability. The
therapist also observed the Student’s speech and language skills and
interactions. (NT 92-112; S-31; NT 81, 86-87). The therapist then prepared a
report; the therapist concluded the Student had expressive language needs. (NT
p.111; S-31). The therapist, however, disagreed with the [Redacted] Center’s
reported finding of receptive language disorder. (NT 111).
40. When the therapist was subpoenaed to testify in the due process hearing, she
realized that she made errors in transferring assessment scores for the CELF-4
into her report. (NT p.90, p.106). The therapist never notified the team or the
Parent about the error. By the time, the therapist testified at the hearing the
Charter School paid for yet another speech and language evaluation. (NT
pp.118-19; P-21). The therapist testified that after rescoring the data, the
corrected scores corroborated the IEE evaluator’s finding of a receptive
language disorder and need for services. Id.
Page 9
41. On May 29, 2015, the Charter School issued another RR. (S-33). The RR
included the results of the FBA and speech-language evaluation. The RR
included many recommendations about (a) how occupational therapy would be
increased to address writing; (b) allowing the Student to convey ideas or
answers with non-written alternatives; (c) breaking tasks down into manageable
chunks and sub-skills into smaller parts to ensure mastery; (d) modeling; (e) use
of behavior momentum to encourage task completion; (f) use of checklists; and
(g) teaching a system of organization for academic materials. (S-33, pp.41-43).
The RR noted the Student’s writing skills improved to writing three sentences,
without a scribe, on a selected topic, in correct order, with correct punctuation.
(S-34, p.1, p.11).
42. Over the course of one semester, the Student’s math computation and math
concepts skills improved from a 4.26-grade level to a 4.41-grade level. (S-34, p.
8, p.15).
43. The Student mastered the OT goal of improving attention and slowing the
pace of work. (S-35, p.10).
44. On September 30, 2015, after reviewing the RR, the IEP Team developed a
new IEP. (S-47).
45. The September 30, 2015, IEP included the proposed support of a one-on-one
Instructional Aide for 20 hours per week and added the support service of a
Board Certified Behavior Analyst (BCBA) for 8 hours per week. (S-43, p. 25).
The IEP team recommend that the Student receive speech and language
therapy for 45 minutes per week (S-43, p. 25.), and OT services for 45 minutes
per week. (S-43, p.25).
46. The September 2015 IEP included a written expression goal, a mathematics
goal, executive functioning goals to improve independence in organization, and
OT goals. (S-43, p. 21; S-43, p. 20). The IEP also included two speech and
language goals to address vocabulary and social skills. (S-43, pp.21-22). Two
behavior goals were added related to improving the Student’s ability to follow
multiple-step directions. (S-43, p. 22-23).
47. During the follow-up IEP meetings on September 22 and 30, 2015, the team
discussed the Student’s academic difficulty and the quick pace of instruction in
the Supplemental Support Program. The Charter School special education
manager recommended that the Student be considered for participation in a
full-time special education program. (NT p.615).
48. The Charter School then issued a NOREP calling for placement in Full-Time
Learning Support class, noting the increase in OT, Speech and Language time,
the 20 hours a week of one-on-one support from the Instructional Assistant,
and the BCBA support (S-45 p.2). The Parent did not approve the NOREP. Id.
49. The Charter School proposed and the Parent consented to yet another
assessment, this time using the SRA curriculum to determine if the Student
Page 10
should be placed in the full-time special education program. (NT 615; S-47
p.9). The Student’s Decoding and Reading Comprehension scores ranged from
kindergarten to 2nd or 3rd grade.id. (NT 616-17; S-47 p. 9)
50. The September 30, 2015, IEP includes data about the Student’s math and
reading present levels. When the Student took the SRA math placement test,
the Student performed at the second-grade level. (NT 617; S-47, p.9). The SRA
scores are comparable with the Student’s Read 180 3rd grade reading level and
Math 180 1st grade level scores (S-53; S-54).
51. The SRA, Read 180, Math 180 levels are inconsistent with the Student’s
previous Successmaker Math scores, which ranked the Student between 4.25
and 4.41-grade levels. (S-47, p.9).
52. The Student’s pre-Charter School baseline Math scores listed in the 2012
transfer RR noted the Student was performing at 4.38-grade level (S-1 p.10)
with 45 minutes a week of live teacher hands-on instruction.
53. On October 9, 2015, the Student’s IEP was revised again to include new goals
for Reading Comprehension, Reading Fluency, Mathematics, and Written
Expression. (S-44, pp. 23-25; NT pp.603-05). The IEP was also revised to
reflect the Student’s suggested placement into a full-time special education
placement. (S-44, p.32).
54. The Student’s second quarter progress report noted that the Student was
unable to set up an equation to solve math problems and struggled with writing
in expanded notation form. (S-48, p.13).
55. In early December 2015, after arrangements were made for the Instructional
Aide to provide services, the support was abruptly placed on “on hold.” The
Parent questioned the Instructional Aide and the BCBA credentials. Id. The
Parent questioned why the Instructional Aide did not have a teaching
certificate. (P-18, p.25). The Charter School acquiesced to the Parent’s “on
hold” request and did not provide the Instructional Aide support. (S-50). On
February 4, 2016, the Parent unilaterally suspended the services of the BCBA
(S-50).
56. The Learning Support teacher missed work and therefore did not provide
services as written in the IEP. When the teacher missed work, the Student
missed 27 language arts classes, 24 reading classes, and 24 math classes. (S-6;
NT 336). On the days when classes were canceled, the teacher provided online
work to reinforce skills that the students were learning (NT 337).
57. At one point during the dispute, the Charter School filed truancy charges when
the Student failed to participate in the online classes or turn in assignments.
(PE-1).
Page 11
Legal Basis and Discussion
A. Burden of Proof
The burden of proof, generally, consists of two elements: the burden of
production [which party presents its evidence first] and the burden of persuasion
[which party’s evidence outweighs the other party’s evidence in the judgment of the
fact finder, in this case, the hearing officer]. The burden of persuasion lies with the
party asking for the hearing. If the parties provide evidence that is equally balanced, or
in “equipoise,” then the party asking for the hearing cannot prevail, having failed to
present weightier evidence than the other party. Schaffer v. Weast, 546 U.S. 49, 62
(2005); Ridley S.D. v. M.R., 680 F.3d 260 (3rd Cir. 2012). In this case, the Parent asked
for the hearing and thus bore the burden of proof. There were instances of conflicting
testimony where credibility and persuasiveness determinations were made to establish
a fact. Some witnesses were, however, more persuasive on some points than others.
In each instance, this hearing officer was able to draw inferences from which one
could ultimately determine the facts.
Persuasiveness
During a due process hearing, the hearing officer is charged with the
responsibility of judging the credibility of witnesses, weighing evidence, assessing the
persuasiveness of the witnesses’ testimony and, accordingly, rendering a decision
incorporating findings of fact, discussion and conclusions of law. In the course of
doing so, hearing officers have the plenary responsibility to make express, qualitative
determinations regarding the relative credibility and persuasiveness of the witnesses.3
Thus, all of the above findings are base d on a careful and thoughtful review of
the transcripts, a reading of all of the exhibits and a direct observation of many
witnesses; therefore, the decision is based upon a preponderance of the evidence
presented. While some of the material evidence is circumstantial, the hearing officer
can derive inferences of fact from the witnesses’ testimony and the record as a whole
is preponderant. On balance, despite inconsistencies, the hearing officer found all of
the witnesses’ testimony represents their complete recollection and understanding of
the events.
3 David G. v. Council Rock School District, 2009 WL 3064732 (E.D. Pa. 2009); T.E. v. Cumberland Valley
School District, 2014 U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute Resolution,
Quakertown Community School District, 88 A.3d 256, 266 (Pa. Commw. 2014)
Page 12
Free Appropriate Public Education
The IDEA requires that a state receivi ng federal education funding provide a
“free appropriate public education” (FAPE) to disabled children. 20 U.S.C.
§1412(a)(1). FAPE is “special education and related services,” at public expense, that
meets state standards, provide an appropriate education, and are delivered in
accordance with an IEP. 20 USC §1401(9).
School districts must provide FAPE by designing and administering a program
of individualized instruction that is set forth in an IEP 20 USC §1414(d). The IEP
must be “reasonably calculated” to enable the child to receive “meaningful
educational benefits” in light of the student's “intellectual potential.” Shore Reg'l High
Sch. Bd. of Ed. v. P.S. 381 F.3d 194, 198 (3rd Cir. 2004) (quoting Polk v. Cent.
Susquehanna Intermediate Unit 16, 853 F.2d 171, 182-85 (3rd Cir. 1988).
“Meaningful benefit” means that an el igible child’s program affords him or her
the opportunity for “significant learning.”” Ridgewood Board of Education v. N.E., 172
F.3d 238, 247 (3d Cir. 1999). In order to provide FAPE, the child’s IEP must describe
specially-designed educational instruction tailored to meet his/her unique needs and
must be accompanied by such services as are necessary to permit the child to benefit
from the instruction. Board of Education v. Rowley, 458 U.S. 176, 181-82 (1982). An
eligible student is denied FAPE if his or her program is not likely to produce progress,
or if the program affords the child only a “trivial” or “de minimis” educational benefit.
M.C. v. Central Regional School District, 81 F.3d 389, 396 (3rd Cir. 1996).
A school district is not required to provide the best possible program to a
student, or to maximize the student’s potential. Ridley Sch. Dist. v. MR, 680 F.3d 260,
269 (3rd Cir. 2012). An IEP is not required to incorporate every program, aide, or
service that parents desire for their child. Ibid. Rather, an IEP must provide a “basic
floor of opportunity” for the child. Mary Courtney T. v. School District of Philadelphia, 575
F.3d at 251; Carlisle Area School District v. Scott P., 62 F.3d 520, 532 (3d Cir. 1995).
The law requires only that the prog ram and its execution were reasonably
calculated to provide meaningful benefit. Carlisle Area School v. Scott P., 62 F.3d 520 (3rd
Cir. 1995) (appropriateness is not judged prospectively so that lack of progress does
not in and of itself render an IEP inappropriate.) The appropriateness of an IEP must
be determined as of the time at which it was made, and the reasonableness of the
program should be judged only based on the evidence, known to the school district at
the time at which the offer was made. D.S. v. Bayonne Board of Education, 602 F.3d 553,
564-65 (3rd Cir. 2010); D.C. v. Mount Olive Twp. Bd. Of Educ., 2014 U.S. Dist. LEXIS
45788 (D.N.J. 2014).
Page 13
Implementing Intrastate Transfer Student’s IEP
The IDEA regulations identify the IEP meeting process how schools can
provide FAPE to Students who transfer from one school to another during the
school year. Under these regulations, the new school must provide FAPE, that
includes “comparable services” to those described in the student's prior IEP, until the
district conducts an evaluation pursuant to 34 C.F.R. §§300.304-300.306 and then
develops, adopts, and/or implements a new IEP if appropriate 34 C.F.R. §300.323.;
20 USC 1414(d)(2)(C)(i)(2). The Office of Special Education and Rehabilitative
Services, U.S. Department of Education (OSERS) interprets the word “comparable”
to have the “plain meaning” of the word, which is “similar” or “equivalent”.”
Therefore, “comparable” services mean services that are “similar” or “equivalent” to
those that were described in the child’s transfer IEP from the previous public agency,
as determined by the child’s newly-designated IEP Team in the new public agency.
Fed. Reg. Vol. 71, No. 156 at 46681 (Aug. 14, 2006). The Office of Special Education
Programs (OSEP) has also opined that the requirement to provide “comparable
services” can include a duty to provide “temporary goals aligned with the annual goals
in the student’s prior IEP.” Letter to Finch, 56 IDELR 174 (OSEP Aug. 5, 2010). When
the Student enrolls in the new school, the new school district conducts an initial
evaluation, not a reevaluation, which requires parental consent. Fed. Reg. Vol. 71, No.
156 at 46682 (Aug. 14, 2006).
While not directly on point, the status of a transfer student’s out-of-state IEP
was addressed by the Third Circuit in Michael C. v. Radnor Twp. School District, 202 F.3d
642 (3rd Cir. 2002). In the Radnor Twp. decision, the court held that in the case of an
interstate transfer student, the new school district is not required to consider the out-
of-state IEP as continuing in effect in the new state. Id. 202 F.3d at 651. In reaching
that decision, the court approved the reliance on both the administrative rulings. Id.
202 F.3d at 649-650. The school district may choose to provide special education
services while it pursues an initial evaluation.4 Id
The court gave great weight to th e OSEP policy memorandums noting that
after enrolling a student with an IEP from another state, the transferee school
district’s first step is to determine whether it will adopt the out-of-state evaluation and
eligibility determination or conduct its own evaluation. After the evaluation, the
4 See also, Memorandum 96- 5, 24 IDELR 320 (OSEP 1995), Questions and Answers on
Individualized Education Programs (IEPs), Evaluations, and Reevaluations, 111 LRP
63322 (OSERS 09/01/11), Questions and Answers on Individualized Education Programs (IEPs),
Evaluations, and Reevaluations, 47 IDELR 166 (OSERS 2007), Questions and Answers on
Individualized Education Programs (IEPs), Evaluations, and Reevaluations 54 IDELR 297 (OSERS
2010).
Page 14
district and the Parents must meet to develop an IEP. Once the IEP is developed, the
district must provide the parent Prior Written Notice Id. These basic principles apply
equally when the student moves from one local education agency (LEA) to another in
the same state.
Prior Written Notice
LEAs must issue Prior Written Notice (PWN ) when a district acts to initiate or
change the identification, evaluation, or educational placement of a child or the
provision of FAPE to the child. 34 CFR 300.503 (a). The PWN must include the
following components: (1) a description of the action proposed or refused by the
district; (2) an explanation of why the district proposes or refuses to take the action;
(3) a description of each evaluation procedure, assessment, record, or report the
district used as a basis for the proposed or refused action; (4) if the notice is not an
initial referral for evaluation, the means by which a copy of a description of the
procedural safeguards can be obtained.
When is a Procedural Violation a denial of FAPE
A purely procedural violation of the ID EA can result in prospective injunctive
relief to ensure future compliance with IDEA procedures, not compensatory relief, or
tuition reimbursement. C.H. v. Cape Henlopen Sch. Dist., 606 F.3d 59, 66 (3d Cir.2010).
A procedural violation may rise to a substantive violation justifying compensatory
education or tuition reimbursement, but only where plaintiffs can show that
procedural defects caused such substantial harm that FAPE was denied. Id. at 66-67.
To prove such substantive harm, Parents must prove by a preponderance of the
evidence that “procedural inadequacies (i)[i]mpeded the child's right to a FAPE, (ii)
significantly impeded the parent's opportunity to participate in the decision-making
process regarding the provision of a FAPE to the parent's child; or (iii) caused a
deprivation of the educational benefit.”5 Accordingly, not all procedural due process
notice violation give rise to the denial of FAPE.
If the parents have not been deni ed the opportunity for meaningful
participation and the student has not suffered any loss of educational opportunity,
then the student may have received FAPE regardless of procedural violations.
5 See also, Rodrigues v. Fort Lee Bd. of Educ., 458 Fed.Appx. 124, 127 (3rd Cir.2011) (not precedential);
N.M. ex rel. M.M. v. Sch. Dist. of Philadelphia, 394 Fed.Appx. 920, 923 (3rd Cir. 2010) (not precedential).
Page 15
Therefore, simple noncompliance with IDEA procedures is not enough to find a
denial of FAPE. L.R. v. Manheim Twp. Sch. Dist., 2008 U.S. Dist. LEXIS 23966 (E.D.
PA 2008).
Compensatory Education
In G.L. v. Ligonier Valley Sch. Dist. Auth., 802 F.3d 601 (3d Cir. 2015) the court
endorsed a “complete” make whole remedy favoring relief for the entire period of the
violation G.L. 802 F.3d at 626. Compensatory education “ ‘accrue[s] from the point,
that the school district knows or should know of the injury to the child, and the child
is entitled to compensatory education for a period equal to the period of deprivation,
but excluding the time reasonably required for the school district to rectify the
problem.’ ”.6 One approach to calculate the compensatory education relief is to adopt
the MC “cookie cutter” approach. The second option is to employ the Reid
“qualitative” approach. The third compensatory education option is to make an
equitable determination about the time and services necessary to provide appropriate
relief.7 Each option, however, assumes the record is properly developed to support an
equitable finding.
Compensatory education is appropriate relief that is intended to compensate a
disabled student, who has been denied the individualized education guaranteed by the
IDEA.8 Compensatory education should place the child in the position they would
have been in but for the violation.9 As an equitable remedy, compensatory education is
intended to provide more than “some benefit” or for that matter “meaningful
educational benefit and significant learning”.10 The factors included in the
compensatory education relief analysis hinges on student specific facts like how much
more progress the student might have shown if he or she had received the required
special education services, the student’s age, ability, past achievement, stage of
learning, unmet needs, and the student’s current present level.
6 G.L. at 618-619 quoting M.C. ex rel. J.C. v. Cent. Reg'l Sch. Dist., 81 F.3d 389, 396-97 (3d Cir. 1996)
(citations omitted).
7 G.L. at 618-619 quoting M.C. ex rel. J.C. v. Cent. Reg'l Sch. Dist., 81 F.3d 389, 396-97 (3d Cir. 1996)
(citations omitted).
8 Wilson v. District of Columbia, 770 F.Supp.2d 270, 276 (D.D.C.2011) (citing Reid v. District of Columbia,
401 F.3d 516, 518 (D.C.Cir. 2005).
9 Boose v. District of Columbia, 786 F.3d 1054, 2015 U.S. App. LEXIS 8599 (D.C. Cir. 2015) IEPs are
forward looking and intended to “conform[] to . . . [a] standard that looks to the child's present
abilities”, whereas compensatory education is meant to “make up for prior deficiencies”. Reid, 401
F.3d at 522-23. Unlike compensatory education, therefore, an IEP “carries no guarantee of undoing
damage done by prior violations” IEPs do not do compensatory education's job.
10 Boose v. District of Columbia, 786 F.3d 1054, 1058 (D.C. Cir. 2015).
Page 16
Therefore, the make whole calculation requires some evidence about the type and
amount of services needed to place the student in the same position he or she would
have occupied but for the LEA’s violations of the IDEA.11
Also after GL following MC, the parent must establish when the District either
“knew or should have known” the child was not receiving FAPE.12 Assuming a
finding of a denial of FAPE, the District, on the other hand, must produce evidence
on what they suggest is the length of a reasonable rectification period. Id. Whether the
parents follow Reid or MC, the make whole remedy must be supported by the record
evidence. Id.
Application of Legal Principles
Since enrolling in the Charter School, th e Parent has participated in numerous
IEP meetings. The Student has been evaluated, tested, and assessed on countless
occasions by numerous professionals. The IEPs are becoming longer and now run
between 25 to 30 plus pages in length. The evaluation reports and the IEE are
between 30 to 50 plus pages long. Despite all these extensive efforts, a thoughtful
review of the data reveals a downward trend in performance. This downward trend
includes a backward movement away from the regular education classroom into
restrictive settings using an alternative curriculum. In a relatively short time, the
Student with average ability, who once participated in all general education classes has
shuffled in and out of an Itinerant Learning Support, to a Supplemental Learning
Support and is now in a Full-Time Learning Support placement. In each placement,
the Student’s grades went down and achievement has stagnant. Curiously, the Charter
School, by agreement with the Parent, has agreed not to implement an IEP that would
provide 20 hours a week of one-on-one support from an Instructional Aide and eight
(8) hours a week on behavior support from a BCBA.
11 Walker v. District of Columbia, 786 F.Supp.2d 232, 238-239 (D.D.C.2011), citing Reid, supra. (the
parent, as the moving party, has the burden of “propos[ing] a well-articulated plan that reflects the
student’s current education abilities and needs and is supported by the record.”); Phillips ex rel. T.P. v.
District of Columbia, 736F.Supp.2d 240, 248 (D.D.C.2010) (citing Friendship Edison Pub. Charter Sch.
Collegiate Campus v. Nesbitt, 583 F.Supp.2d 169, 172 (D.D.C.2008) (Facciola, Mag. J.); Cousins v. District
of Columbia, 880 F.Supp.2d 142, 143 (D.D.C.2012). (the burden of proof is on the parents to produce
sufficient evidence demonstrating the type and quantum of compensatory education that makes the
child whole).
12 G.L. at 618-619 quoting M.C. ex rel. J.C. v. Cent. Reg'l Sch. Dist., 81 F.3d 389, 396-97 (3d Cir. 1996)
(citations omitted).
Page 17
When the Student enrolled, the Studen t did not require the extensive support
of a one-on-one aide, a BCBA, or the extensive behavioral support plan proposed.
When the Student enrolled, the Student’s overall achievement standard scores were
higher. When the Student enrolled in the Charter School, the prior school district’s
evaluation report noted the Student had average ability. Today, due to a widespread
scatter in the Student’s sub-test scores, the private evaluator cannot establish the
Student’s ability level.
When the Student attended public schoo l, the Student received 15 minutes of
math support, from a learning support teacher, three times a week. (S-1 p.10). The 45
minutes a week enabled the Student, as a 4th grader, to perform at or near the 4.38-
grade level. (S-1 p.10). Compared to today, after three years of cyber school education,
the Student is now working on a 2nd-grade level math and 3rd-grade level reading.
Even using the Charter School’s best data, the Student is back working on 4th-grade
level work as an 8th grader. By definition, this steep downward data trend is a denial of
FAPE on two different fronts. First, the Student is not making progress. Second, the
least restrictive setting mandate, including the use of supplemental aids and supports,
was not activated to counter the loss of benefits.
Although the prior school district’s IEP provided direct hands-on live math
instruction, the Student’s first Charter School IEP did not have a math goal, yet math
was a need. The transfer IEP notes the Student’s SDIs included using the
Sucessmaker Math Lab program. (S-4 p.6). Although Sucessmaker Math software was
available, at the Charter School, the staff shuffled the Student in and out of multiple
software programs. Each time the new software was introduced the Student was
assessed, each assessment yielded mixed results. The assessment revealed the scores
were either going down or staying close to the entry-level baseline levels of
performance. This trend went unnoticed during the IEP and RR meetings.
When the Student enrolled in the Char ter School, the Student could read 111
wpm; the Student could answer 17 out of 18 questions correct in a one-minute
assessment of reading comprehension (S-9 p.29). The Student’s Robust Vocabulary
was Average, Language Arts performance was average, Writing skills were Below
Basic, and the Student’s Oral Reading Fluency performance was proficient. Today the
opposite is true; many of the Student’s achievement performance measures have
decreased. For example, from 4th Grade to the present, the Student’s Math Concepts
and Application, Written Expression, Math Computation standard scores went down.
Out of the 12 achievement Subtest scores reported, in the IEE, the Student’s profile
reported four scores in the Low Average Range, and two in the Very Low range (PE-
16 p.39). The Student’s Oral Language, Math Calculation, Academic Skills, and
Academic Fluency skills ranked in the Low Average Range.
Page 18
The Student’s Broad Reading and Written Expression scores are now in the Low
Range. (PE-16 p.39). Curiously, the Charter School never contradicted any of the test
results. In fact, the Charter School’s own data across the multiple software assessment
confirms the Student’s downward spiral. This downward pattern of test scores does
not reflect significant learning or meaningful benefit for a Student with average ability.
When the Charter School became aware of the Student’s homework and participation
issues rather than schedule an IEP meeting, the Charter School reflexively filed
truancy charges. (P#1).
When the Student’s September 2013 IEP team recommended the Student be
assessed with the Test of Visual Perceptual Skills, the Charter School waited until
November 2014 to approve the request. (S-9 p.9; S-11; S-18 p.6). The delay raises the
inference that the Charter School local education agency representative in attendance
did not have the authority to commit resources. The Test of Visual Perceptual Skills
evaluates seven (7) visual perceptual skill areas. The IEP team connected the need for
the perceptual skills assessment data to the Student’s reading and writing skills deficits.
(S-9 p.9). Although the OT testing was completed on January 8, 2014, the results were
not shared with the IEP team until some four months later on May 15, 2014. (S-18
p.6). The delay in assessing the Student is well beyond the applicable evaluation, and
annual IEP timelines. 22 Pa Code §711 22; §711.24 et seq. The back and forth between
the Parties over the years has resulted in the Student not receiving timely services like
an OT assessment, BCBA behavioral supports, and 20 hours a week of one-on-one
Instructional Aide supports. The Parties’ adversarial posture coupled with the
constant back and forth has interfered with the Student receiving tangible FAPE
benefits.
The Parties called multiple witnesses, presented numerous exhibits, and the
Parties briefed the issues extensively, Yet no one, explained how the Student’s overall
beginning baseline performance in 2012-2013 was greater than the Student’s overall
2016-2017 overall performance. The Student’s stagnant Math performance after a
series of assessments and restrictive placements is baffling. No one explained how or
why the downward trend was not picked up during continuous progress monitoring.
The fact that such an error could happened to a Student with average ability is
disturbing. The fact that the Speech evaluator made a transcription error is
understandable, the fact that the Charter School waited until it came out on cross-
examination is bewildering. For the period of time the IEP team relied on the
incorrect assessment data the Student was denied FAPE. In this instance, the Student
did not receive the expected benefits from the speech and language program.
Page 19
While the staff graphed the Student’s performance, the graph data failed to
include the Student’s entry-level baseline scores. The failure to include that important
data point skewed the data analysis. The failure to build upon the Student’s present
levels led the Student down a crooked path to a series of inappropriate goals, different
curriculums, and more restrictive environments.
The private evaluator noted the Student is “sad” and has “significant negative
feelings” about school, and the teachers. (PE-16 p.35). The evaluator goes on to opine
the Student is experiencing “feelings of inadequacy and lack of control over life’s
events” (PE-16 p.35). Notwithstanding these negative feelings, the Student still sees
school as important even though the work is very hard. (PE#16 p.35). These feelings
are real and if not addressed may well interfere with future progress.
Oddly enough, the IEP interventions and SDIs that were supposed to improve
the Student’s overall performance did just the opposite. In searching for the right
software program, the team lost sight of the fact that continuous progress monitoring
requires the team to compare objective data and performance over time. While it is
apparent the data was collected, somehow the downward or flat trends went
unnoticed. This pattern of fundamental omissions and errors led to a series of
substantive omissions that resulted in a denial of FAPE.
Like the virtual charter student in Pittsburgh School District, ODR FILE #16476-
1415 KE (Skidmore 2015), the evidence here is preponderant that the Student
requires structure and consistency, including continual prompting, checks for
attention and behavioral support that while included in the transfer IEP were not
implemented. The Parties agree the Student has trouble completing assignments and
remaining on task. Yet supplemental supports and alternatives were not discussed.
The evidence is also preponderant that the Student did not benefit from the
presentation of instruction via live or recorded virtual lessons yet no other
instructional options were considered.
Accordingly, I now find that each IEP from 2013-2014 to the present failed to
provide a FAPE. At the time each IEP was developed, implemented, and revised, it
was not reasonably calculated to provide “meaningful benefit” and “significant
learning.” Whatever progress the Student made was de minimis when juxtaposed
against the Student’s baseline levels.13
13 The LEA’s failure to provide FAPE under the IDEA is a violation of the Section 504 FAPE
mandate. Therefore, the equitable relief Order herein should once achieved remedy the LEA’s equal
access and equal opportunity violations under Section 504.
Page 20
The calculation of the appropriate relief requires further discussion about the length
of the reasonable rectification period and the equitable methodology used to calculate
the make whole remedy.
Compensatory Education
Although the qualitative approach was suggested as the basis for relief, the
Parent did not submit any testimony on the Ried approach. Absent essential Reid
proofs, the record instead lends itself to the application of the M.C. hour-for-hour
approach. The Student evaluation history, the IEE, and the RRs provide a sufficient
factual basis to compute, formulate, and devise an hour-for-hour make whole remedy.
The regulations provide that a secondary student should attend school for a minimum
of 990 hours per school year. 22 Pa Code Chapter 11.3(a). Therefore, 990 hours is the
base number of replacement hours, plus or minus applicable equitable factors.
The failure to accurately gauge the St udent’s present levels, draft needs-based
goals, implement the IEP as written, review, and tweak the IEP based on the
Student’s performance permeated the entire school day and the school year. The
Charter School’s fundamental errors proximately caused the Student to be segregated
into a series of restricted environments that compounded the problem. These factors
weigh in favor of a complete hour for hour relief.
Applying the black letter equitable maxim that “equity regards as done what
should have been done,” I am Ordering the Charter School to belatedly pay the costs
for the Student to participate in 990 hours of compensatory education for three
school years. As the Charter School did not offer any evidence on the reasonable
rectification period, therefore following Student with a Disability, 66 IDELR 90 (SEA
IN 2015) I find the reasonable rectification period is ten days. Therefore, the
compensatory education award is equitably reduced by 50 hours for each of the three
school years at issue.
The Parent can select a third party to provider(s) to deliver the compensatory
education services. An independent third party, selected by the Parent, will
prospectively execute the equitable remedy of specific performance of the LEA’s past
FAPE duties. The LEA is directed to pay a third party provider to provide the
compensatory education services at the prevailing rate in the community where the
services are provided.
Page 21
The Parent selected third party provid er may use the compensatory education
hours to provide whatever specially–designed instruction, related services, assistive
technology, supplemental services, and aids necessary to make the Student whole. The
LEA is directed to fund the compensatory education plan until all of the hours are
used. The Parent is encourage to use the hours as soon as possible. Based upon the
Student’s current present levels, the hours may be used beyond the Student’s 21st
birthday. The LEA should reimburse the service provider at the customary rate for
services rendered in the market or location where the services are provided. Four
times a year the third party provider, selected by the Parent, will give the Parent a
progress report verifying the Student’s measurable progress.
While the equitable remedy of specifi c performance will provide the Student
with the lost benefits promised, the limited equitable relief Ordered herein will also
prevent the likelihood of an oversimplification of the lost tangible and intangible
FAPE benefits. The equitable calculation of compensatory education hours, as set
forth here, also avoids the perils of an unacceptable Student windfall. An award of any
greater relief would be punitive in nature, while at the same time, an award of any
fewer hours, based upon the Student’s age, the emerging urgency for transitional
services described above would not be equitable relief.
As soon as possible, the Parties should meet and develop an IEP for the 2016-
2017 school year consistent with the findings herein.
Prospectively, it is this hearing officer ’s sincere hope, that the Parties will put
aside their adversarial postures and positions to forge a path where they can once
again work collaboratively. Otherwise, the future promise of FAPE will be
squandered. The Student has expressed a sincere desire to learn and grow. I encourage
the stakeholders to immediately act on the Student’s preferences, interest, and needs
as they move forward together.
ORDER
And Now, this September 16, 2016, it is hereby ORDERED as follows:
1. The Student is awarded 990 hours of compensatory education for the 2013-
2014 school year. The award of 990 hours is equitably reduced by 50 hours,
which in this instance, for the 2013-2014 school year reflects the time it should
have taken the Charter School to remediate the denial of FAPE.
Page 22
2. The Student is awarded 990 hours of compensatory education for the 2014-
2015 school year. The award of 990 hours is equitably reduced by 50 hours,
which in this instance, for the 2014-2015 school year reflects the time it should
have taken the Charter School to remediate the denial of FAPE.
3. The Student is awarded 990 hours of compensatory education for the 2015-
2016 school year. The award of 990 hours is equitably reduced by 50 hours,
which in this instance, for the 2015-2016 school year reflects the time it should
have taken the Charter School to remediate the denial of FAPE.
4. The Parent can select a third party provider to deliver the compensatory
education services. Any service provider selected, by the Parent, shall provide
the Parent four (4) progress reports a year until all of the compensatory
education hours have been depleted. The hours can be used after the Student
turns 21.
5. The Charter School is Ordered to reimburse the Parent selected provider the
costs for the services provided at the hourly rate charged for the services in the
location where the services are provided.
s/ Charles W. Jelley, Esq. LL.M.
Special Education Hearing Officer
September 17, 2016
