Council Rock School District | Case 01184-09-10 | 2010-11-11
Pennsylvania special education due-process decision
- Case number
- 01184-09-10
- Date
- 11/11/2010
- Parties / district (official listing)
- Council Rock School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Compensatory Education Eligibility Evaluation Identification Placement
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: T.B.
Date of Birth: [redacted]
ODR No. 01184-0910 KE
CLOSED HEARING
Parties to the Hearing: Representative:
Parent[s] Pro Se
Council Rock School District Grace M. Deon, Esquire
Chancellor Center Eastburn and Gray P.C.
30 North Chancellor Street 60 East Court Street
Newtown, PA 18940 P.O. Box 1389
Doylestown, PA 18901-0137
Date of Hearing: October 29, 2010
Record Closed: November 1, 2010
Date of Decision: November 11, 2010
Hearing Officer: William F. Culleton, Jr., Esquire
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INTRODUCTION AND PROCEDURAL HISTORY
Student is [a beyond teen-aged] graduate1 of the Council Rock School District
(District), who at all relevant times resided within the District (District). (NT 9-23 to 12-
15.) The Student was never identified under the Individuals with Disabilities Education
Act, 20 U.S.C. §1401 et seq. (IDEA). (NT 9-5 to 6.) Parent requests due process,
alleging a Child Find violation, denial of a free appropriate public education (FAPE),
inappropriate graduation, failure to identify as gifted, retaliation and discrimination.
Parent rests his claims upon numerous statutes, including the IDEA and the
Rehabilitation Act of 1973, section 504, 29 U.S.C. §794 (section 504). In a pre-hearing
motion, the District challenges Parent’s standing, asserts the bars of res judicata or claim
preclusion and statutory and equitable limitations of claims, and challenges the hearing
officer’s authority to award damages.
The hearing was conducted and concluded in one session in which the parties
argued the outstanding District motions. Although I find it unnecessary to reach all of the
District’s arguments, I find that the District’s motions relying upon the doctrine of res
judicata and the various limitations of actions are determinative and I dismiss the
complaint.
ISSUES
In his Complaint Notice (complaint) dated May29, 2010, Parent makes the
following claims:
1 The Student is attending [a college]. (NT 11-18 to 12-3.)
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1. In 2006 and 2007, the District inappropriately failed to timely evaluate and
identify the Student as a child with a disability, thus failing to comply with its
Child Find obligation. (NT 14-2 to 8.)
2. From 2006 to the date of graduation, the District failed to offer or provide a
FAPE to the Student, specifically with regard to post secondary transition
services, and services for needs in the areas of academic, social, emotional
and behavioral education. (NT 14-9 to 16.)
3. The District inappropriately graduated the Student in June 2008, without
taking into account [Student’s] alleged disability (Specific Learning
Disability) and [Student’s] alleged failure to make meaningful educational
progress by the time of graduation. (NT 14-17 to 15-1.)
4. Since 2006, the District inappropriately failed to identify the Student as gifted.
(NT 15-2 to 4.)
5. District personnel engaged in retaliation against the Student due to Parents’
advocacy for the Student. (NT 14-2 to 15-15.)
6. From 2006 until graduation, District personnel engaged in discrimination
against the Student due to [Student’s] disability or due to belief that [Student]
had a disability with regard to [Student’s] participation in [an] extracurricular
activity. (NT 18-8 to 19-20, 18-8 to 23-13.)
The District moves to dismiss these claims on six grounds:
1. Parent does not have standing to file a due process complaint, for two
reasons. First, the Student has not been identified as a child with a
disability under the IDEA; therefore, the standing granted to parents
under the IDEA does not apply to the Parent. Second, the Student is
over the age of 18; therefore, the Parent no longer has standing to seek
an administrative review of any non-IDEA claims, such as the section
504 claims.
2. All of the issues raised in the complaint, including the request for
reimbursement of the costs of attorney fees and an IEE obtained by the
Parent in 2007, are barred by the doctrines of res judicata and collateral
estoppel. The District claims that Hearing Officer DeLauro disposed of
all of the Parent’s issues in her decision dated September 4, 2009 in the
due process administrative adjudication of issues between the same
parties, ODR number 10111-08-08-KE.
3. All of the claims of the complaint are barred by the applicable statutory
and judicially created limitations of actions:
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a. The IDEA claims are barred by the IDEA two year limitation period;
b. The section 504 claims are barred by a judicially created two year
limitation period that is imputed to section 504 in the absence of an
explicit statutory limitation period;
c. The claims for identification as a gifted child are barred by an
equitable one year limitation period imputed to the Pennsylvania law
creating gifted status;
4. The Student’s graduation could not have been inappropriate because at
the time of graduation, the Student had acquired the requisite credits
and was not identified for special education services;
5. Compensatory damages, if requested by the Parent, are unavailable in
administrative due process proceedings under IDEA or section 504;
6. Parents should not be allowed to seek a determination regarding the
provision of FAPE with regard to some services, and then seek a
determination with regard to FAPE subsequently, with regard to other
educational services.
DISCUSSION AND CONCLUSIONS OF LAW
ISSUES PRECLUDED BY THE DOCT RINE OF ADMINISTRATIVE RES
JUDICATA
The doctrine of res judicata bars claimants from re-litigating issues already
resolved by a final judgment in another proceeding. Knox v. Pa. Board of Probation and
Parole, 588 A.2d 79, 81 (1991); see also, Office for Dispute Resolution Special
Education Dispute Resolution Manual §1201. This doctrine applies to proceedings
before administrative agencies. Ibid. The doctrine applies not only to issues expressly
adjudicated by a previous administrative agency, but also to issues which the claimant
had an adequate opportunity to raise before the previous agency but failed to raise. U.S.
v. Utah Construction and Mining Company, 384 U.S. 394, 421-22, 86 S.Ct. 1545, 16
L.Ed.2d 642 (1966).
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To apply the doctrine, the administrative agency must determine that the
following are true:
1. That there is identity of issues between the two proceedings – that is,
that the issue being asserted in the second proceeding is identical to
that being asserted in the first proceeding;
2. That there is identity of causes of action – that is, that the claimant
relies upon the same legal grounds for his or her claim in the second
proceeding as in the first;
3. That there is identity of persons – that is, that the same parties are
before the second agency or tribunal as were before the first; and
4. That there is identity of quality and capacity of the parties – that is,
that the parties have not changed in their ability to pursue and defend
the claims.
Montour School Dist. v. S.T., 805 A.2d 29 (Pa. Cmwlth. 2002), Knox, 588 A.2d above
at 82.
In the present case, I have reviewed the transcript of proceeding before Hearing
Officer DeLauro, her decision dated September 4, 2009 (Decision), which the District
asserts as the previous ruling that bars this one due to the res judicata doctrine, and the
Commonwealth Court appellate decision affirming that decision. The following are my
conclusions as to the scope of the Hearing Officer’s Decision as it affects the Parent’s
claims in the present matter.
The Decision found that the District did not inappropriately evaluate the Student from
2006 until [Student’s] graduation in 2008, and that the Student was not in fact a child
with a disability within the meaning of either the IDEA or section 504, from the
beginning of the period covered by that decision until the Student graduated. Prior to the
hearing in this matter, the Commonwealth Court affirmed the Decision, and the Court’s
affirmance was not appealed. Therefore, the Parent’s claims that somehow there was
fraud in the presentation of the 2006 evaluation or the 2007 re-evaluation and that this
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vitiates the Decision are barred by the doctrine of res judicata. The Decision squarely
rejects any impropriety in the evaluations when taken together; the Decision also finds
that there was no harm to the Student from the evaluations when taken together. Thus the
Decision constitutes an adjudication that disposed of the Parent’s present claims of fraud
or misleading in the evaluation process as a whole.
Similarly, the Parent’s arguments challenging the findings set forth in the Decision
are barred. The Parent argues that the Decision was contrary to the facts in evidence, that
exclusion of evidence was inappropriate, that a letter cannot be considered an evaluation
within the meaning of the IDEA, that the Hearing Officer failed to consider evidence of a
medical or other diagnosis of Specific Learning Disability, and that the Appeals Panel
failed to review the Decision adequately. All of these arguments are a direct challenge to
the Decision itself, as appealed, and as such they should have been raised before either
the Hearing Officer, the Appeals Panel or the Commonwealth Court. The doctrine of res
judicata bars them from being raised in this collateral due process proceeding, either
because they were raised and rejected in the previous due process proceeding and
appeals, or because they could and should have been so raised.
I rule that the res judicata doctrine does apply in this matter according to the criteria
set forth in the law. The issues asserted here with regard to the Decision, as described
above, are identical to those either decided or that should have been raised in the previous
due process proceeding and appeals. They are premised upon the same legal grounds here
as there – IDEA and section 504. Parent is the same party who raised these issues once
before, and the same District is involved. Parent’s capacity is the same, as a Parent
appearing pro se.
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Therefore I dismiss as barred by the doctrine of res judicata Parent’s first issue as
listed above, the Child Find issue. This is a challenge to the gravamen of the Decision. It
is clearly barred by res judicata.
In addition and consequently, I also dismiss the Parent’s second issue, failure to
provide a FAPE with regard to post secondary transition services, and services for needs
in the areas of academic, social, emotional and behavioral education. This issue logically
depends upon a challenge to the Decision, because the Student would not be entitled to a
FAPE unless the Student were a child with a disability under either IDEA or section 504,
sometime before graduation, and the Decision denied such status to the Student to the
date of graduation. The record discloses no other contrary finding or ruling.
Since there is a previous decision that the Student was not a child with a disability
within the meaning of IDEA or section 504 – a decision that cannot be challenged before
me – the Student was not entitled to a FAPE within the meaning of those statutes. To the
extent that the Parent could assert any right to post secondary transition services, or
services for needs in the areas of academic, social, emotional and behavioral education,
based upon other law, I do not have jurisdiction or authority to convene a due process
hearing to adjudicate any such right; as an administrative hearing officer for special
education matters, I have jurisdiction only over IDEA, section 504 and Gifted matters.
Therefore I dismiss the Parent’s second issue.
The Parent’s third issue must likewise be dismissed on grounds similar to those
requiring dismissal of the second issue. The only basis that the Parent asserts in support
of his assertion that the graduation was inappropriate was that the District had not
provided a FAPE to the Student, and that the Student had not made educational progress
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by the time of graduation. As to the first ground, this depends upon a challenge to the
Decision, which cannot be made before me. As to the second, the same logic applies, at
least for any claim of which I have jurisdiction. Any claim not based upon the
assumption that the Student is a child with a disability would be outside my jurisdiction.
Therefore I dismiss the Parent’s third issue.
The same analysis applies to the Parent’s fifth issue, that the District engaged in
retaliation. The Parent alleges that the Student was a child with a disability and the Parent
was advocating for the Student on that basis. The only kind of retaliation over which I
would have jurisdiction is that which also denies a FAPE; any other retaliation would be
a common law tort not within my cognizance. Since the Student was not disabled, and
therefore had no right to a FAPE, I have no jurisdiction over the fifth issue.
As to the sixth issue, there could not be 504 discrimination on account of disability,
because the Decision held that the Student was not a child with a disability within the
meaning of section 504. Again for this reason, I dismiss the sixth issue.
APPLICABILITY OF THE IDEA LIMITATION OF ACTIONS
In the alternative, I find that the IDEA provision limiting the filing of actions bars
most of the Parent’s claims. The IDEA, 20 U.S.C. 1415(f)(3)(C), provides:
(C) Timeline for requesting hearing
A parent or agency shall request an impartial due process hearing within 2
years of the date the parent or ag ency knew or should have known about
the alleged action that forms the basis of the complaint … .
This section provides a two year “look forward” limitations period for filing a due
process complaint notice, which begins when the filing party “knew or should have
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known” of the events giving rise to the claim asserted in the complaint. The courts also
look to this provision to limit actions under section 504 to two years from knowledge or
notice of the discrimination. The Third Circuit has held definitively that this IDEA
provision is the applicable law for limitation of actions under section 504 as well. P.P. v.
West Chester Area School District, 585 F.3d 727, 735-37 (3d Cir. 2009).
In this matter, Parent’s first issue challenges District actions in 2006 and 2007.
The Parent filed his complaint on May 29, 2010. Thus, any claim arising from events in
2006 and 2007 is barred by the IDEA limitation period. Thus, even if any such claim is
not barred by the doctrine of res judicata, it is barred by the IDEA limitations period.
The second issue asserts a denial of FAPE from 2006 to graduation. I view this
claim as asserting that on each school day from the beginning of the year 2006 to the date
of graduation, the District failed to provide the Student with a FAPE. If any of this claim
survives the bar of res judicata, then, at least part of it is barred by the IDEA limitation
period, because the claim for each day expired two years after that day. In effect, the
Parent lost his right to file a complaint regarding these alleged deprivations with regard to
each day prior to May 29, 2008 (two years prior to the date of filing the complaint); prior
to this day, the claims for the deprivation of a FAPE were all barred because May 29,
2010 is more than two years after the occurrence of the claim. The remainder of the days
covered by this claim were not barred by the IDEA limitation period, but as I ruled
above, they are barred by the doctrine of res judicata.
The third issue is not barred by the lim itations period. The Student graduated in
June 2008, so the Parent had two years to file a complaint challenging the graduation.
The Parent filed on May 29, 2010, less than two years after the graduation; thus his
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complaint about graduation is not time barred. However, as set forth above, the claim is
barred by the doctrine of res judicata.
The fourth issue is not barred by the IDEA limitation of actions; however, it is
barred by an equitable limitation period applicable to state the created rights of students
thought to be gifted. In Montour School Dist., 805 A.2d at 40, the Commonwealth Court
held that a request for compensatory education brought under the IDEA is subject to an
equitable limitation period of one year from the time of the alleged denial of a FAPE, or
two years if mitigating circumstances are shown. One year later, in Carlynton School
Dist v. D.S., 815 A.2d 666, 669 (Cmwlth Ct. 2003), the Court applied this equitable
limitation period to gifted cases brought under Pennsylvania law. Three years later, in
B.C. v. Penn Manor Sch. Dist., 906 A.2d 642, 648 (Cmwlth Ct. 2006), the Court held
itself bound by the previous cases, determining them applicable to requests for
compensatory education. Id. at 645. Thus, it limited such a claim to a one year period
prior to filing of the complaint.
This equitable limitation period applie s in the present matter. Although the
original application of Montour to IDEA claims appears to be abrogated by the 2004
amendments to the IDEA, which established the statutory limitation period discussed
above, Montour’s equitable limitation period for gifted claims is unaffected by the
change in federal law. Since the Student graduated in June 2008, I could award
compensatory education at most for the period between May 29, 2008 and the date of
graduation in the next month, if the Parent could show mitigating circumstances, which
the Parent has not even alleged in his complaint or in his motion papers, and which the
Parent did not raise during his hearing on the District’s motions. After the date of
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graduation, the Student was no longer eligible for gifted educational services. 16 Pa.
Code §16.1(gifted student defined as child of school age); 22 Pa.Code §11.12 (school age
ends at graduation from high school).
Assuming for purposes of this motion to dismiss that the Parent could show
mitigating circumstances and thus extend the equitable limitation period for
compensatory education in gifted cases to two years, the period between May 29, 2008
and graduation in June 2008 was well within any reasonable period of discovery and
rectification, and thus would not under any circumstances reasonably raised here merit an
award of compensatory education. This period of rectification is uniformly applied in
compensatory education cases under the IDEA, and I find no reason not to apply it here
in the exercise of my equitable discretion which has been invoked by the Parent through
his request for compensatory education. See, e.g., B.C., 906 A.2d at 646 (acknowledging
applicability of the reasonable period of rectification to compensatory education claim in
a gifted case).
For the above reasons, therefore, I dismiss the Parent’s fourth issue, failure to
identify Student as gifted, as barred in large part by the Pennsylvania equitable
limitations period and as otherwise rendered moot by application of the equitable period
for reasonable rectification.
Similarly, the Parent’s fifth issue is barred in part by the application of the IDEA
two year statute of limitations. The allegation of retaliation, which is cognizable by me
only with regard to a denial of a FAPE, as explained above, escapes the operation of the
limitations period only for the final few weeks before the Student graduated. Although
the Parent argues that such retaliation is asserted for the entire period before graduation,
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the only form of retaliation that Parent asserts is denial of equal participation in the
extracurricular [redacted] program. While I note that that most school [redacted]
programs end well before the end of May in a typical school year, I find that, for the short
period of time to which it is applicable, the parent’s claim is not barred by the limitation
period, but is barred by the operation of res judicata, as discussed above.
Regarding the claim of discrimination, the same reasoning applies, as the only
form of discrimination alleged is with regard to participation in the [redacted] program.
CONCLUSION
For all of the reasons stated above, I di smiss the Parent’s request for due process
in its entirety. Any claims not specifically addressed by this decision and order are
denied and dismissed.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
November 11, 2010
