Council Rock School District | Case 6148-05-06 | 2006-03-26
Pennsylvania special education due-process decision
- Case number
- 6148-05-06
- Date
- 03/26/2006
- Parties / district (official listing)
- Council Rock School District
- Hearing officer
- Anne Carroll
- Issues (official listing)
- Evaluation Eligibility Specific Learning Disability Five Day of Disclosure of Evidence Procedural Violation
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Decision text
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
G.S., 6148/05-06 AS
Name
[redacted]
Date of Birth
02/24/06, 02/27/06, 03/04/06
Dates of Hearing
Closed
Type of Hearing
Parties to the Hearing:
Parent[s] 03/11/06
Parents’ Names Date Transcript Received
0 3 / 2 6 / 0 6
Date of Decision
Council Rock
School District
The Chancellor Center
30 North Chancellor Street
Newtown, PA 18966 Anne L. Carroll, Esq.
School District Address Hearing Officer Name
Mark J. Klein
School District Superintendent
Grace Deon, Esq.
Eastburn & Gray
60 East Court Street, P.O. Box 1389
Doylestown, PA 18901-0137
School District Counsel & Address
M a r k V o i g t , E s q .
Plymouth Meeting Executive Campus
600 West Germantown Pike, Suite 400
Plymouth Meeting, PA 19462
Parent Counsel & Address
Anne L. Carroll
Signature of Hearing Officer
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I. BACKGROUND
[Student] is a [teenaged] resident of C ouncil Rock School District who attends Council
Rock High School South as a 10
th grade special education student. Prior to enrolling in the
School District in the summer of 2004, [Student] attended private schools, leaving the [redacted]
School after 8th grade, when [Student] reached the end of its curriculum.
The School District provided [Stude nt] with a learning support IEP for 9th grade based
upon [Student’s] Mother’s representation that [Student] has a learning disability and was
attending a school for learning disabled students. [Student], however, had never been identified
as an IDEA eligible school-age “child with a disability.” Shortly after [Student] enrolled in the
School District, it sought [Student’s] Parents’ permission for an evaluation to determine
[Student’s] eligibility for special education services, which [Student’s] Parents ultimately
provided.
Upon completion of the evaluation in the spring of 2005, the School District concluded
that [Student] is not IDEA eligible and recommended termination of special education.
[Student’s] Parents sought mediation, which was unsuccessful. Parents then requested a due
process hearing, which they later withdrew in order to obtain an independent educational
evaluation (IEE). After Parents withdrew their request for a hearing, the School District
requested a due process hearing for a determination that their evaluation was appropriate and
accurate and to seek an order that [Student] is not an IDEA eligible student, since [Student] does
not meet the criteria for a specific learning disability, or, in the alternative, because [Student]
does not need special education.
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II. FINDINGS OF FACT
1. [Student] is a [teenaged] child, born [redact ed]. [Student] is a resident of the School
District and a 10th grade student at [a] High School. (Stipulation, N.T. pp. 46, 47, 102).
2. [Student] was deemed eligible for special education services and provided with an IEP
for the 2004/2005 school year. After completion of a School District evaluation and ER
at the end of the 2004/2005 school year, [Student’s] IDEA eligibility became and remains
an issue in dispute between the School District and Parents. (N.T. p. 60, 646, 647, 649;
S-5, S-7).
3. [Student’s] Parents believe that [Student] has a learning disability, and, therefore, is
eligible for IDEA services in accordance with Federal and State Standards. 34 C.F.R.
§300.7(a)(1), (c)(10); 22 Pa. Code §14.102 (2)(ii); ( N.T. pp. 62– 64, 811, 853).
4. [Student’s] Mother first became concerned th at [Student] had a learning disability when
[Student] was unable to recognize and distinguish the letters “P” and “R” at age 3½
years, despite [Student’s] devotion to the [redacted] television characters. (N.T. p. 813)
5. [Student] attended a private pre-school, but [Student’s] Mother was advised by teachers
there that [Student] would be unable to keep up in that school’s kindergarten program.
(N.T. p. 813).
6. [Student] was enrolled in a different private school for kindergarten and first grade.
While in kindergarten, [Student] was evaluated for and received itinerant early
intervention services in [Student’s] general education kindergarten setting. (N.T. p.813,
814, 916; S-5)
7. From second grade through eighth grade, [Stude nt’s] Parents enrolled [Student], at their
own expense, at the [redacted] School, which is described as a school for students with
language- based learning differences with an enrollment of approximately 95 students in
grades 1–8. The [redacted] School does not evaluate students to determine the existence
of learning disabilities. (N.T. pp. 483, 484, 514, 515, 814)
8. Progress reports for the 3 mark ing periods of [Student’s] 8
th grade year reveal that
[Student] made excellent progress, earning an A or A- in all subject areas in the last
marking period, improving from grades of B and B+ in math, social studies and English
in the first marking period. (N.T. p. 508; S-3)
9. Since the [redacted] School curriculum ends after 8
th grade, [Student] needed to transition
to another school setting for 9th grade. Although the [redacted] School recommended that
[Student] continue in a small, private school, [Student’s] Parents could not afford the
tuition. (N.T. pp. 508, 759, 821, 822, 829)
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10. In preparation for the transition to a public sc hool and in order to determine the type of
program which would best meet [Student’s] needs, [Student] was evaluated by [a local]
County Intermediate Unit (IU) school psychologist Mr. B in the fall of 2003 at age
[redacted]. (N.T. pp. 821– 823; S-2, S-5, P-1)
11. [Student’s] standard and scal ed scores on the standardized tests administered in the
course of the IU/Mr. B evaluation were:
WISC-IV Subtest Scal ed Scores (Average = 10)
Verbal Comprehension 130 Similariti es-15; Vocabulary-15; Comprehension-15
Perceptual Reasoning 79 Block Design-5; Picture Concepts-9; Matrix Reasoning-6
Working Memory 88 Digit Span-6; Letter/Number Sequencing-10
Processing Speed 91 Coding-7; Symbol Search-10
Full Scale 99
Kaufman Test of Educational Achievemen t–Standard Scores by Age/Grade (Avg.=100)
Reading Decoding– 92–93/93–94; Reading Co mprehension– 108/109 Spelling– 83/84;
Mathematics Applications– 96/96;
Wide Range Achievement Test– Standard Scores (Avg.= 100)
Reading– 91; Arithmetic Computation– 94;
Developmental Test of Visu al-Motor Integration Standard Score– 73 (Avg.= 83– 117)
Test of Written Language St andard Score– 9 (Avg. = 8–12)
(S-2, P-1)
12. Although the [IU] evaluation revealed primar ily average scores in both intellectual
capacity and achievement, the evaluation report identified several areas of relative
weakness considered by the evaluator to be potential problem areas which might interfere
with [Student’s] educational progress going forward, such as tasks requiring processing
speed, working memory and perceptual reasoning skills (S-2, P-1)
13. The [IIU] report also made a number of recommendations to the “Instructional Support
Team” for educational supports to overcome such potential problems, including: extra
time to read passages, extended time for tests, study questions, breaking reading material
into small chunks, graphic organizers, use of a word processor and spell checker, pre-
printed materials to reduce the need to copy from the board and take notes, organization
strategies, help with copying homework assignments. (S-2, P-1)
14. On June 9, 2004, [Student’s] Mother enrolled [Student] at the School District as a 9
th
grade student. Based upon the location of [Student’s] residence, [Student] was assigned
to [a] High School. (N.T. pp. 93, 95, 829, 830; S-1)
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15. During the summer of 2004, [S tudent’s] Mother contacted the School District to discuss
[Student’s] educational needs, relating that [Student] was a student with a learning
disability who had always received special education services. (N.T. pp. 77, 95, 132,
830)
16. At a meeting on June 23, 2004, the School Dist rict’s Supervisor of Special Education
discussed with [Student’s] Mother the accommodations she believed [Student] needed in
order to succeed in high school. [Student’s] Mother also provided the School District
with the [IU] evaluation report in response to its request for prior educational records, but
gave the District no other records. (N.T. pp. 77, 78, 92, 830, S-2, P-1)
17. Before the 2004/2005 school year began, two IEP meetings were held and a special
education program was developed for [Student] for 9
th grade with the input of [Student],
[Student’s] Parents and a teacher from the [redacted] School, who met with the School
District members of [Student’s] IEP team. (N.T. pp. 99– 107, 495, 832– 843; S-4)
18. The final IEP dated August 5, 2004, which is still being implemented during the
2005/2006 school year, includes an extensive list of accommodations for [Student] under
the heading “Specially Designed Instruction.” The items of specially designed
instruction were drawn from a list provided by [Student’s] Mother and reflect many of
the recommendations made in the 2003 IU report. Delivery and implementation of most
of the listed accommodations are self-directed by [Student] in consultation with
[Student’s] teachers. (N.T. pp. 109, 111– 113, 495– 503, 785– 789, 833– 843; S-2, P-1)
19. The August 5, 2004 IEP was also implemented in 9
th grade by assigning [Student] to
inclusion classes for English and science, to a resource room math class, and to a study
skills class, which is designed to help special education students manage their time,
organize their assignments and projects, receive extra help in completing them correctly
and on time and take extended time tests, when necessary. [Student] was also assigned to
a regular education social studies class. Resource room classes and study skills are
available only to students eligible for special education. Regular education students are
randomly assigned to inclusion classes, but only special education students are
guaranteed assignment to inclusion classes. (N.T. pp. 112, 183, 207, 228– 232, 315–
323; S-4, S-5, S-6, S-9)
20. Soon after the child study team met on June 30, 2004, the School District requested
permission to evaluate [Student] for special education eligibility. The initial request was
followed by several subsequent requests. (N.T. pp. 98– 100, 115– 119, 641, 642; S-4)
21. After signing and subsequently verbally wi thdrawing permission to evaluate [Student]
several times, Parents ultimately signed the permission to evaluate on November, 2004.
Standardized testing for the evaluation, compiling additional information and preparing a
final Evaluation Report (ER) was conducted in April 2005 by a supervised school
psychologist intern with an M.A. degree who is enrolled in a Ph.D. program, and is
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currently employed by the School District as a school psychologist. (N.T. pp. 116, 117,
522– 525, 577, 582, 642– 645, 663; S-5)
22. The School District’s ER yielded the following standardized test scores for [Student]:
WISC-IV Subtest Scaled Scores (Average = 10)
Verbal Comprehension 108 Similariti es-12; Vocabulary-12; Comprehension-11
Perceptual Reasoning 88 Block Design-6; Picture Concepts-10; Matrix Reasoning-8
Working Memory 97 Digit Span-10; Letter/Number Sequencing-9
Processing Speed 88 Coding-6; Symbol Search-10
Full Scale 95
WIAT-II–Standard Scores Subtest Standard Scores Average=100)
Reading 113 Word Reading-99; Reading Comprehension-131;
Pseudoword Decoding-105
Mathematics 100 Numerical Oper ations-102; Math Reasoning-101
Written Language 92 Spelling-96; Written Expression-92
(N.T. pp. 550– 555; S-5)
23. [Student’s] 9
th grade teachers also provided comments which were included in the final
ER dated May 4, 2005. All stated that [Student] was an excellent student and that
[Student] was achieving at an outstanding level, except [Student’s] Pre-Algebra teacher,
who rated [Student’s] performance as average. [Student’s] regular education social
studies teacher noted that [Student] was not sufficiently challenged in the 9th grade
academic class. [Student’s] inclusion English teacher noted that [Student] did not make
use of any IEP accommodations and that [Student’s] written expression had improved
significantly over the course of the school year. (N.T. pp. 556, 559; S-5, S-6)
24. In 9 th grade, [Student’s] final grades in [Student’s] major, full credit academic subjects
were “A” in English and social studies, “A-“ in science and “B” in Pre-Algebra. (S-5, S-
9)
25. Based upon the ER, the School District conclude d that [Student] is not IDEA eligible and
issued a NOREP on August 1, 2005, recommending that [Student] be placed entirely in
regular education classes. Since [Student’s] Parents disagreed, special education services
were continued in the current school year. In 10
th grade, [Student] is taking the following
regular education academic classes and special education classes: Inclusion English and
biology, a regular education honors social studies class, Algebra II in the resource room
and study skills. In the first and second marking periods of the current school year,
respectively, [Student] received the following grades: Biology– A-, B+; Algebra– B, B+;
social studies– B+, A-; English– A, A-. (N.T. pp. 179, 236, 246, 314, 377, 428, 557, 667;
S-9)
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26. All of [Student’s] current te achers consider [Student] an excellent student who could
succeed very well in regular education classes, since [Student] does not need and does
not use the SDI included in [Student’s] IEP for [Student’s] academic classes. In English,
[Student’s] writing is solidly average, at about the middle of the group, without
modifications. [Student] does not request help in organizing and completing assignments
and projects in [Student’s] study skills class, as intended, but uses it as a study hall to
complete homework assignments and work on long-term projects. (N.T. pp. 192– 200,
222, 248– 251, 256, 339– 344, 381, 385, 386, 389– 391, 432– 435, 440– 448, 609, 610,
617, 775)
27. [Student’s] Parents have hired a tutor for [S tudent], a School District English teacher,
who assists [Student] with English and social studies writing assignments. Neither
[Student] nor [Student’s] Parents believe that [Student] would be able to maintain
[Student’s] academic success in without special education services, and are especially
apprehensive that [Student] will be unable to succeed in regular education math and
chemistry in 11
th grade, which they anticipate being harder for [Student] than [Student’s]
current courses due to [Student’s] relative weakness in math-based classes. (N.T. pp.
158, 775 – 783, 861– 863, 870, 871, 900, 903)
III. ISSUES
1. Did the School District appropriately evaluate [Student] to determine whether
[Student] is eligible for special education services?
2. Is the School District correct in its de termination that [Student] is not a “child
with a disability” who, by reason thereof, needs specially designed instruction,
and, therefore, is not an IDEA eligible student?
3. Is the School District permitted to discontinue special education services to
[Student]?
IV. DISCUSSION AND CONCLUSIONS OF LAW
A. Introduction
As noted repeatedly on the record of the due process hearing in this matter, the only
substantive dispute in this case centered on the School District’s evaluation of [Student], from
which it concluded that [Student] is not eligible for IDEA special education services. The
appropriateness and accuracy of the School District’s evaluation and the resulting eligibility
determination were raised in a School District due process hearing request, and the School
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District had the burden of proving that its evaluation was appropriate and that it correctly
determined that [Student] is not IDEA eligible. There are both federal and Pennsylvania
substantive legal standards governing evaluations and the determination of IDEA eligibility
which set forth the criteria the School District is required to meet to in order to conduct an
appropriate evaluation and determine whether [Student] is eligible for special education. See, 20
U.S.C. §1414(b), (c); 34 C.F.R. §§300.12, 500(b)(2), 532– 536; 22 Pa. Code §14.123. Federal
and state special education rules also define the various conditions which support the
determination that a student is a “child with a disability” and add an essential additional
eligibility criterion, i.e., that “by reason of” such identified condition, the student needs specially
designed instruction. 20 U.S.C. §§1414(3)(A)(i), (ii), 30(A); 34 C.F.R. §300.7(a), (c); 22 Pa.
Code §§14.101, 102(a)(2)(ii).
Before discussing and applying the foregoi ng legal standards to this case, however,
preliminary issues concerning scheduling, evidence and representation by counsel must be
discussed, since the Parents were obviously concerned that their ability to oppose the School
District’s conclusion that [Student] is not IDEA eligible was compromised by matters which
occurred outside of the due process hearing itself, but affected the way the hearing was
conducted and the evidence which was admitted, or more to the point, not admitted.
B. Hearing Officer Scheduling and Evidentiary Rulings
Decisions concerning scheduling and the admi ssion of evidence at a due process hearing
are matters vested almost entirely to the discretion of the administrative due hearing officer. See,
e.g., Dispute Resolution Manual §§702 A, 703, 808, 809, 907–910; In Re: The Educational
Assignment of E.E., Special Education Opinion No. 1645 (Sept. 14, 2005); In Re: The
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Educational Assignment of B.B., Special Education Opinion No.1578 (Feb. 18, 2005). Such
discretion, however, is constrained to some extent by certain overriding statutory and regulatory
principles, e.g., the due process hearing must be impartial; hearings must be scheduled at a time
and place reasonably convenient for the Parents; due process matters should be promptly
resolved, ideally within 45 days after the recently mandated conciliation period ends; parties are
required to disclose to each other the evidence they are planning to rely on at the hearing at least
five (5) business days before the hearing. 20 U.S.C.§§1415(f)(1)(A), (3); 34 C.F.R.§§300.507,
508, 509(a)(3), (b), 511; 22 Pa. Code §§14.162(d), (k), (q); Dispute Resolution Manual §§ 501,
501(K), 807A, 808A. Since all of these issues were implicated in this case, a brief discussion of
the pre-hearing proceedings is necessary as background information.
In a conference call with counsel for both pa rties on January 6, 2006, a first hearing date
in this case was set for February 1, 2006, with a second date to be determined for presentation of
the Parents’ case after completion of their independent educational evaluation. A few days
before the first hearing date, Parents’ counsel asked for a continuance due to a new work
schedule for [Student’s] Mother. (See, Exh. HO-2, pp. 1, 2) In an exchange of e-mail messages
between January 31 and February 8, 2006 concerning new hearing dates, which included
acceding to Parents’ request that only Monday, Friday and evening dates be considered, Parents’
counsel also noted that the IEE was not yet completed but that the final testing session would be
held on February 10. (Id.). A preliminary report from the independent evaluator, dated January
27, 2006, had already been sent to School District counsel. Ultimately, since Parents’ counsel
did not provide any suggested dates or confirm any dates when Parents’ witnesses would be
available, as repeatedly requested, the hearing was set for Friday, February 24 and Monday,
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February 27. (See, Exh. HO-2, pp.1–8; HO-3). No further communications were received from
Parents’ counsel from February 8 until February 22, 2006. (HO-2).
On February 21, 2006, School District counsel submitted a motion in limine to preclude
the 29 page final report of Parents’ evaluator, which was dated February 18, and received by
counsel on February 21, only two full business days before the first hearing session, which had
been scheduled prior to the final IE testing session. The District also moved to preclude the
testimony of an additional witness, [Student’s] tutor, whom Parents’ counsel disclosed at that
time. (Exh. HO-1A). In response to the District’s motion, Parents moved to continue the
hearing in order to provide additional time for the District to consider and prepare to respond to
the final IEE report. (Exh. HO-1B) On February 22 a written ruling was transmitted to both
attorneys via fax and e-mail denying the Parents’ motion and granting the School District’s
motion. (Exh. HO-1C). The testimony of Parents’ expert witness, however, was specifically not
precluded with respect to all test results and other matters contained in her January 27
preliminary report. (Id. at 2; See, e.g., N.T. pp. 6, 13, 15, 68, 901).
Prior to convening the due process heari ng, Parents’ counsel requested a conference
because the Parents had expressed their unwillingness to proceed with that attorney’s
representation at the hearing. After further discussion of the School District’s motion in limine
and explanation of the burden of proof at the hearing, Parents’ counsel requested and was
granted leave to withdraw from representing Parents. (N.T. pp. 7– 14, 30, 31). Although the
Parents did not want to proceed without counsel at the hearing, they likewise were unwilling to
have their original counsel represent them, and requested a continuance to permit them to obtain
new counsel. (N.T. pp. 8) When that motion was denied, Parents participated in the first hearing
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session without counsel, making an opening statement and cross-examining the witnesses called
by the School District at the first hearing session. (N.T. pp.62–72; 121– 148, 204– 225, 256–
264).
Over the weekend, Parents obtained new couns el to represent them at the February 27
hearing session, and at the final session held on Saturday, March 4, at which the Parents
presented their case.
1 (N.T. p. 290)
At each hearing session, the Parents, pe rsonally and through counsel, objected to the
preclusion of their expert/independent evaluator’s final report, equating that ruling with the
preclusion of the witness entirely, since she refused to appear and testify if she could not testify
to her entire report. Since Parents’ counsel objected, specifically, to the “wooden” application of
the procedural rules, that issue, along with scheduling the hearing and proceeding with the first
session in the absence of counsel for the Parents require some additional discussion.
In the first instance, the Appeals Panel has ruled that late disclosure of evidence should
result in preclusion:
Pursuant to the above-cited federal and state regulations, a party has a right to
“Prohibit the introduction of any evidence at the hearing that has not been disclosed to
that party at least 5 business days before the hearing” (34 CFR §300.507(a)(3) and 22 Pa.
Code §14.162(k)). It is undisputed that both parties failed to comply with these
regulations. It is also undisputed that the regulations are implicitly clear in their mandate
that a party has the right to prohibit the introduction of evidence not disclosed in
accordance with the rule. The choice of the word “prohibit” is strong. The hearing officer
followed the law when he ruled as he did, given the Parent’s objection to allowing the
introduction of evidence which the District needed to prove its case. ... We also note that
1 A Saturday session was scheduled to balance the Parents’ request at the second hearing session not to
conduct additional hearing sessions during business hours in order to avoid further loss of work time for Father and
the School District’s reluctance to schedule evening sessions due to issues of the unavailability of its witnesses and
the likely need for more than one additional hearing session, which would have significantly increased the District’s
costs.
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the hearing officer has broad discretion in the admission of evidence at the hearing, and
we find no error of law in the hearing officer’s decision to bind the District to its
responsibilities under the five day rule.
In Re: The Educational Assignment of B.B., Special Education Opinion No.1578 (Feb. 18, 2005).
(See, also, In Re: The Educational Assignment of W.P., Special Education Opinion No.1593
(Apr. 5, 2005), in which the Appeals Panel reversed the Hearing Officer’s decision to admit
untimely disclosed evidence). In this case, precluding the Parents’ final IEE report based upon
untimely disclosure did not prevent them from presenting evidence on which they bore the
burden of proof, since they had no burden of proof, and certainly did not prevent Parents from
attacking every aspect of the School District’s evaluation, from selection of tests and
administration thereof to interpretation of the results. That Parents did not present that type of
expert evidence in opposition to the School District’s case was solely the result of their expert
witness/independent evaluator’s refusal to accept the decision to apply the five day rule to her
IEE. It should also be noted that Parents presented no reason or explanation for their expert’s
failure to prepare her report early enough for timely disclosure to the School District. (N.T. pp.
595–597; HO-1C at 2).
Finally, the scheduling issue which arose severa l days before the initial hearing session and
continued throughout the first day, specifically the refusal to grant additional continuances in this
matter even when Parents were proceeding without counsel for a time, was part and parcel of the
untimely disclosure issue. Parents purportedly lost confidence in their counsel because of the
late disclosures and wanted to delay the hearing for that reason. Parents, however, had already
been accommodated far beyond “reasonably” with respect to scheduling due to personal issues,
and granting their request for yet another delay of the hearing requested by the School District
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would have been an unfair burden on the School District, as well as an unreasonable extension of
the appropriate timelines. Parties to a due process hearing undisputably have the right to be
represented by counsel, and continuances to obtain counsel are often granted, but doing so
remains a matter of hearing officer discretion. 20 U.S.C. §1415(h)(1); 34 C.F.R. §300.509(a)(1);
Dispute Resolution Manual §§501(4), 603(2).
In this case, the hearing was requested by th e School District and had been continued beyond
the timelines at Parents’ request and over the School District’s objection. Parents then created
the situation which left them without counsel at the first hearing session just before the due
process hearing was to be convened by blaming their former counsel for the untimeliness of the
disclosure of the IEE, for the failure to timely disclose the student’s tutor as a witness, and,
perhaps, for the attorney’s failure to obtain a favorable ruling on the Parents’ motion for a
continuance or to obtain a continuance by agreement. Parents strongly expressed their lack of
confidence in that attorney and their unwillingness to continue with his representation at the
hearing. Whether or not their accusations against the former attorney were accurate was
certainly not a proper matter of inquiry at a due process hearing, and in the face of Parents’
strongly expressed lack of confidence, the attorney felt there was no choice but to withdraw from
the case. At that point, it became impossible to accommodate the desires of all parties, since
there were only two choices: grant another continuance and thereby require the School District to
bear the additional expenses resulting from an aborted hearing after all necessary parties were
assembled or proceed with the hearing despite the Parents’ lack of an attorney and their desire to
be represented. In light of all prior and current circumstances, the decision was made to require
the Parents to bear the responsibility for the difficulties created by their representatives, whether
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by their expert witness, their former attorney or by a combination of their actions. Although
Parents did not have the evidence and schedule they preferred, they were not treated unfairly by
being required to follow the disclosure rules which apply to everyone involved in a due process
hearing and by holding them responsible for the actions of those acting on their behalf. Rather,
they were simply not afforded preferential treatment.
Moreover, to the extent that Parents’ procedural rights were violated by requiring them to
proceed without counsel, it was a matter of harmless error. Although the Parents expressed their
feelings of inadequacy in representing their son’s interest without the advice of counsel, they
were granted considerable leeway in their statements and questions and acquitted themselves
quite well. In addition, no technical testimony was taken at the first hearing session. The
witnesses were a school administrator, who testified primarily about her participation in
meetings with Parents, and two of [Student] teachers. Both Parents and [Student] could, and did,
testify to the same matters, as did additional School District teacher witnesses who were cross-
examined by Parents’ new counsel.
C. Appropriateness/Accuracy of the School District’s Evaluation and Eligibility
Determination
The issue of [Student’s] IDEA eligibility with respect to the whether [Student] is a “child
with a disability” centers on whether [Student] meets the objective criteria for the disability
category “specific learning disability” as that term is defined in the IDEA statute and regulations,
as well as the additional requirement that “by reason thereof,” [Student] “needs special education
and related services.” 20 U.S.C. §1401(3), (30); 34 C.F.R. §300.7(a)(1), (c)(10), 22 Pa. Code
§§14.101, 102(a)(2)(ii). In Re: The Educational Assignment of Vincent D., Special Education
Opinion No. 1413 (Sep. 23, 2003); In Re: The Educational Assignment of Michael M., Special
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Education Opinion No. 1019 (June, 2000). There was no suggestion in the record that [Student]
or [Student’s] Parents believe that [Student] falls within the definition of any other disability
category, or that the School District has any reason to suspect any other disability based upon
[Student’s] adjustment and functioning in school.
A “specific learning disability” is defined as,
...a disorder in one or more of the basic psychological processes involved
in understanding or in using language, spoken or written, that may
manifest itself in an imperfect ability to listen, think, speak, read, write,
spell, or to do mathematical calculations, including conditions such as
perceptual disabilities, brain injury, minimal brain dysfunction, dyslexia
and developmental aphasia.
20 U.S.C. §1401(30); 34 C.F.R. §300.7(c)(10), 22 Pa. Code §§14.102(a)(2)(ii). Additional
criteria relating to evaluations and determining whether a specific learning disability exists found
in federal and state regulations specify that a “team of qualified professionals” and the parents
must determine “whether a child suspected of having a specific learning disability is a child with
a disability” and further specify that the team must include a regular classroom teacher who
teaches the child and a school psychologist. 34 C.F.R. §300.540; 22 Pa. Code §14.124(a). The
regulations further provide that
(a) A team may determine that a child has a specific learning disability if–
(1) The child does not achieve commensurate with his or her age
and ability levels in one or more of the areas listed in paragraph
(a)(2) of this section, if provided with learning experiences
appropriate for the child’s age and ability levels and
(2) The team finds that the child has a severe discrepancy
between achievement and intellectual ability in one or more
of the following areas: (i) oral expression. (ii) Listening
comprehension. (iii) Written expression. (iv) Basic reading
skill. (v) Reading Comprehension. (vi) Mathematics
calculation. (vii) Mathematics reasoning.
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34 C.F.R. §300.541(a).2
The School District contends that the sta ndardized intelligence and achievement tests
administered to [Student] in the course of its own 2005 evaluation, as well as the same or similar
tests administered in 2003 by Mr. B, a school psychologist employed by [a local] Intermediate
Unit, are consistent and support the conclusion that [Student] does not exhibit the characteristics
of a student with a specific learning disability in any category. Both the School District
evaluation and the [IU] evaluation place [Student’s] intellectual ability in the average range, as
measured by the WISC IV (Wechsler Intelligence Scale for Children, Fourth Edition). In
addition, both evaluations place [Student’s] achievement primarily in the average range,
although one measure used in the [IU] evaluation, the Developmental Test of Visual-Motor
Integration fell below average. That score is consistent with the relatively low scores [Student]
received in the Perceptual Reasoning component of the WISC-IV in both evaluations,
particularly the block design and matrix reasoning sub-tests. (See, F.F. 11 and 22, above).
2 The most recent amendments to the IDEA statute provide that
[W]hen determining whether a child has a specific learning disability as defined in §602 a local
educational agency shall not be required to take into consideration whether a child has a severe
discrepancy between achievement and intellectual ability in oral expression, listening
comprehension, written expression, basic reading skill, reading comprehension, mathematical
calculation or mathematical reasoning.
In determining whether a child has a specific learning disability a local educational agency may
use a process that determines if the child responds to scientific, research-based intervention as part
of the evaluation procedures described in paragraphs (2) and (3).
20 U.S.C. §1414(b)(6)(A), (B). Consequently, as of July 1, 2005, determining whether a “severe” discrepancy
between achievement and intellectual ability exists is no longer mandatory and response to intervention may be
considered in evaluating a child for a specific learning disability.
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Analysis and reproduction of abstract figures/symbols is obviously a weak area for [Student].
The primary differences between the [IU] eval uation and the School District evaluation lie in
the difference in the WISC verbal comprehension scores and the significance placed on the areas
of weakness which came to light in both evaluations. When Mr. B administered the WISC-IV,
[Student] scored 130, placing [Student] in the very superior range of verbal abilities, while the
School District evaluator obtained a score in the average range, albeit still 20 points higher than
[Student’s] perceptual reasoning and working memory scores. (Id.) Although all of the [IU]
academic achievement scores were in the average range, consistent with [Student’s] full scale
IQ, Mr. B nevertheless considered [Student’s] achievement test scores to be below what would
be expected of a student with very superior verbal abilities. He then looked closely at
[Student’s] areas of weakness, identified several areas where [Student] might experience
difficulties in school and recommended “instructional support accommodations and allowances”
to maximize [Student’s] success in school. (P-1 @ 6–9). Significantly, Mr. B did not conclude
that the differences he noted in [Student’s] performance amounted to a learning disability in any
area and did not suggest that [Student] was in need of special education services. Indeed, since a
specific learning disability under IDEA requires that a child not achieve commensurate with
[Student’s] age or ability in oral expression, listening comprehension, basic reading skill,
mathematics calculation or reasoning, and [Student’s] achievement scores place [Student] in the
average or above average range in all of those areas, Mr. B could hardly have drawn that
conclusion. Moreover, Mr. B’s belief that [Student’s] superior verbal abilities predict very high
academic achievement are borne out by [Student’s] grades in the courses [Student] has taken
since 8
th grade, which have all been As and Bs, with the “B” grades primarily in math and
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science, areas of relative weakness for [Student]. In that sense, certainly, [Student] is achieving
in an actual academic setting commensurate with [Student’s] abilities, even within the
parameters set by the [IU] evaluation. Finally, by describing his suggestions as strategies and
accommodations for “instructional support” rather than speaking in terms of specially designed
instruction or special education services, Mr. B appears to contemplate that [Student] would
receive support within a regular education program.
The School District evaluato r and another School District School psychologist viewed
[Student’s] standardized test scores as showing no discrepancy between ability and achievement
since [Student’s] scores fell within the average range on all measures of ability and achievement.
Although the School District witnesses noted that discrepancies [Student’s] verbal and
performance scores might merit additional investigation under some circumstances, they noted
that [Student’s] clear lack of need for specially designed instruction makes such investigation
unnecessary in this case. (See, N.T. pp. 566– 569, 573, 678–726, 729, 742).
As noted, [Student’s] grades from 8 th grade through the present demonstrate that [Student] is
highly successful in school in all subject areas. In the partial report from the Parents’
independent evaluator, Dr. G notes that the School District evaluation did not take into account
[Student’s] response to intervention. In addition, [Student’s] Parents and [Student] testified that
[Student] works very hard to achieve [Student’s] outstanding grades, and works with a tutor.
Consistent with [Student’s] teachers, however, [Student] also testified that [Student] has not
really made use of the items of specially designed instruction in [Student’s] IEP during this
school year. There are some accommodations that [Student] has never used in either 9th or 10th
grade. [Student] certainly believes that the study skills class [Student] has taken in both school
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years was very helpful to [Student] when [Student] began 9th grade, but identified no specific
[Student] has received in that class in the current school year. [Student] credits [Student’s] good
grades in math to being instructed in the resource room and believes that [Student] would not be
as successful in a regular education classroom. [Student] also believes that [Student’s] grades in
this school year reflect the fact that most of [Student’s] classes are in areas of relative strength
for [Student] and [Student’s] math class is really a review of [Student’s] 9th grade math class
with little new material. All that may be entirely accurate, and it is certainly true that [Student]
believes that [Student] deserves to achieve grades that are commensurate with [Student’s]
efforts. (N.T. p. 780). [Student’s] efforts to succeed in school are certainly serious and
sustained, and it is quite understandable that [Student] wants to reap a significant reward for
[Student’s] very hard work. [Student] and [Student’s] Parents fear that if [Student] is required to
take math and [Student’s] next science class, probably chemistry, as a regular education student,
[Student] likely will not continue to earn such high grades. (F.F. 27). Such fears might also be
entirely reasonable and accurately predict a more difficult school year in 11th grade than
[Student] has experienced in quite some time if [Student] is removed from special education
services. None of these factors, however, demonstrate a true need for specially designed
instruction. [Student’s] relative weaknesses in some cognitive areas, which are also reflected in
[Student’s] standardized achievement test scores, are not “disabilities.” Rather, [Student] has
lesser ability in non-verbal areas– and commensurately lesser achievement in the same areas. As
the School District argued, there is no child of average ability who would not draw extraordinary
benefit from special education services, particularly in resource room math classes, where a very
small instructional group permits much individualized attention and a pace that assures mastery
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to an average student without pressure to keep up with a class which might include students with
greater natural ability. Deriving significant benefit from special education services, however, is
not the same as needing specially designed instruction. As obviously caring parents who are
very much involved in [Student’s] education, it is certainly understandable that [Student’s]
Parents have done their best to re-create the kind of small, supportive private school environment
for [Student] in the public school to which [Student] had grown accustomed at the [redacted]
School between 2nd and 8th grades. They cannot continue to do that, however, by insisting that
[Student] has one or more specific learning disabilities, when neither standardized test scores nor
[Student’s] functioning in school support that conclusion. Similarly, Parents cannot maintain a
special education placement for [Student] based upon future concerns when [Student] exhibits no
current need for specially designed instruction.
Finally, it should be noted that special educa tion services are explicitly aimed toward giving
a student the means to overcome disabilities. Even if it is assumed that [Student] may have some
learning disabilities, or had such disabilities in the past, and that [Student] received the
equivalent of special education services at the [redacted] School, it is quite apparent that
[Student’s] response to intervention there, as well as through the School District special
education services, has enabled [Student] to overcome [Student’s] difficulties.
D. Procedures Relating to the School Dist rict Evaluation and Providing [Student] with
an IEP
Resolving the substantive issu es raised in the School District’s request for a due process
hearing renders moot all of the additional procedural matters raised by the Parents relating to the
School District’s purported IDEA procedural violations. The conclusion that [Student] is not an
eligible student is based upon objective facts adduced at the hearing, i.e., those supported by
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documentary and empirical evidence rather than subjective opinions alone, as well as the law
relating to determining the existence of a learning disability. Nevertheless, Parents have raised
issues aimed at the propriety of the School District’s decision to proceed with an evaluation of
[Student] which must be laid to rest. Through counsel, Parents suggested repeatedly during the
hearing that the School District violated [Student’s] procedural rights and safeguards under the
IDEA statute and regulations by insisting upon conducting a multi-disciplinary evaluation,
particularly since an evaluation had been conducted by [a local] Intermediate Unit in the fall of
2003, only two years before the School District’s evaluation. Parents’ counsel also identified
other purported IDEA procedural violations, such as failing to convene [Student’s] IEP team to
review the results of the School District evaluation and failing to convene an IEP team meeting
in August 2005 to review [Student’s] IEP. Parents’ Counsel’s characterization of the evaluation
and the School District’s conduct, however, are entirely erroneous and contrary to the statutory
and regulatory provisions which govern the issues in this case.
Initially, it must be noted that this case does not truly involve a student previously
determined to be IDEA eligible whom the School District contends is no longer eligible.
Although the School District deemed [Student] eligible when [Student] enrolled, [Student] was
never identified as a “child with a disability” as that term is defined in the IDEA statute, and the
federal and Pennsylvania regulations, either before or after [Student] enrolled in the School
District. 34 C.F.R. §300.7(a); 22 Pa. Code §14.102(a)(2)(ii). The School District, therefore,
was absolutely entitled to conduct a multi-disciplinary evaluation when [Student’s] Parents
requested special education services upon [Student’s] enrollment in the School District, just as it
would have for any child whose suspected disability was first brought to the attention of the
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District. 20 U.S.C. §1414; 34 C.F.R. §§300.500(b)(2), 300.531.
Indeed, as the Commonwealth Court clar ified in a September 2004 decision, because
[Student] came into the School District from a private school, the School District would have had
no obligation to provide [Student] with special education even if [Student] had enrolled in the
District with an IEP from [Student’s] private school. In Schuylkill Haven Area School District v.
Rhett P. And Katrina P., 857 A.2d 226, 230 (PA Commwlth 2004), the court reversed the
Appeals Panel’s award of compensatory education to two brothers whose IEPs from a private
school were not implemented pending completion of a school district evaluation, holding that
under 22 Pa. Code §14.131(a)(3), (4):
[A] “new” school district is obligated to follow an IEP from a Pennsylvania school
district, not a private school or a school district from another state. The regulations
evidence an intent that a public school district make an independent evaluation of the
student’s needs relative to education when carrying out its public duty with public
funds to provide a free appropriate public education.3
If school districts were not required to im plement IEPs from private schools while they
undertook their own evaluations, it follows that they were certainly not required to convene an
IEP team and provide special education services to a student transferring from a private school
who has never had either an IEP or a comprehensive multi-disciplinary evaluation which
identified [Student] as IDEA eligible. In fact, the IDEA statute and the federal regulations
required, and still require, that an evaluation be conducted before initiating special education
services. 20 U.S.C. §1414(a)(1)(A); 34 C.F.R. §300.531. Both the federal statute and the
3 The continued viability of this decision is questionable in light of the IDEA 2004 amendments to the
statute. See, 20 U.S.C. §1414(d)(2)(C)(II). Such provision, however, was not in effect in the summer of 2004, when
[Student] enrolled in the School District. Moreover, since [Student] did not enter the School District with an IEP in
place, would not have applied in any event.
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federal and state regulations also permit school districts to initiate evaluation requests at any time
they deem it necessary, as long as that is not more frequently than once per school year, and to
seek a due process hearing when parents either oppose the evaluation or disagree with the results
thereof. 20 U.S.C.§§1414(a)(1)(B), (D)(ii)(1); 34 C.F.R. §§300.505(b), 300.507(A)(1); 22 Pa.
Code§14.162(c). Appeals Panel decisions have consistently upheld the absolute right of school
districts to conduct their own evaluations and reevaluations when they deem it necessary, and
have denied claims of eligibility and of compensatory education based upon alleged child find
violations and failure to provide special education services when parents refused permission to
evaluate. See, e.g., In Re: The Educational Assignment of Laurie P., Special Education Opinion
No. 710 (Apr. 12, 1996); In Re: The Educational Assignment of Siobhan L., Special Education
Opinion No. 1328 (Feb. 12, 2003).
The regulations further specify that upon co mpletion of an evaluation, the determination
of whether the student is a “child with a disability” must be made by a group of “qualified
professionals” and the parents, who must also be provided with a copy of the evaluation report.
34 C.F.R. §300.534(a). There is no requirement that an IEP team be convened to make initial
eligibility determinations as Parents’ counsel asserted at the due process hearing in this matter.
(N.T. p. 965). Rather, the regulatory provision cited by Parents’ counsel applies to
“reevaluations” of a “child with a disability” as those terms are defined in the IDEA statute and
regulations. 20 U.S.C. §1401(3)(A); 34 C.F.R. §§300.7, 300.321(b), 300.536. Since [Student]
had never been evaluated by the School District and had never been identified as IDEA eligible,
those provisions did not apply to [Student]. As the School District witnesses testified, the
evaluation results were examined by the child study team, which determined that [Student] is not
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a “child with a disability” and, therefore, recommended no special education services. (See, e.g.,
N.T. pp. 659, 667). The recommendation was discussed with the Parents, who were provided
with a copy of the ER and the opportunity to disagree with the child study team conclusions, as
they did. (Id.; F.F. 25). These actions were sufficient to fulfill the requirements for making
eligibility determinations.
Nevertheless, since the School District had deemed [Student] eligible for special
education services and provided [Student] with an IEP before conducting a multi-disciplinary
evaluation and making an eligibility determination, it continued to treat [Student] as an eligible
special education student in some respects. Specifically, the District: 1) notified the Parents and
sought parental consent before terminating special education services; 34 C.F.R. §§300.503(A),
505(a)(1), (S-7); 2) requested a due process hearing when [Student’s] Parents disagreed with the
conclusion that [Student] is not a “child with a disability.” 34 C.F.R. §300.507(a)(1); 3)
continues to provide [Student] with special education services in accordance with the IDEA
“stay put” rule until the disputed issues are resolved through the due process procedures. 20
U.S.C. §1415(j) 34 C.F.R. §300.514. The School District is fulfilling its “stay put” obligation by
continuing to implement the IEP which [Student’s] Parents approved in August 2004, including
providing [Student] with math instruction in the resource room and the study skills class. Since
“stay put” requires only that the student “must remain in his or her current educational
placement,” while a due process complaint is pending, (Id.), the District is not required to
convene an IEP team meeting for the purpose of reviewing and revising [Student’s] IEP while
the underlying issue of [Student’s] eligibility for services remains in dispute.
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V. SUMMARY
[Student] is a [teenaged] 10
th grade student who is presently enrolled in the School
District for the second school year. Based upon representations that [Student] was a student with
learning disabilities who had received the equivalent of special education services in [Student’s]
prior private school setting, the School District deemed [Student] IDEA eligible and provided
[Student] with special education services during the 2004/2005 school year, when [Student]
entered 9th grade. The School District subsequently conducted a psycho-educational evaluation,
completed by the end of the 2004/2005 school year, from which it concluded that [Student] is not
a child with a disability. In light of the Parents’ disagreement with that conclusion, the District
has continued [Student’s] special education services and sought a due process hearing, which
was completed in three sessions between February 24 and March 4, 2006.
Base upon the evidence of record and the appl icable law, the School District’s evaluation
was appropriate and its conclusion is supported by both the record and the legal standards
applicable to the issue of eligibility. The School District, therefore, will be permitted to
discontinue special education services to [Student].
VI. ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED that the School District appropriately evaluated [Student] and correctly determined
that [Student] is not a “child with a disability,” i.e., a student who exhibits the characteristics of a
learning or other disability and, “by reason thereof” needs special education. The School District
correctly concluded, therefore, that [Student] is not an IDEA eligible student.
It is FURTHER ORDERED that the School District is permitted to discontinue special
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education services to [Student].
Dated: 03/26/06 Anne L. Carroll
Anne L. Carroll, Esq., Hearing Officer
