Council Rock School District | Case 9903-08-09 | 2010-06-09
Pennsylvania special education due-process decision
- Case number
- 9903-08-09
- Date
- 06/09/2010
- Parties / district (official listing)
- Council Rock School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Program Placement Tuition Reimbursement
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document .
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: D.P.
Date of Birth: [redacted]
ODR No. 9903-0809 AS
Parties to the Hearing: Representative:
Dean M. Beer, Esquire
McAndrews Law Offices, P.C.
30 Cassatt Avenue
Berwyn, PA 19312
Council Rock School District Grace M. Deon, Esquire
30 North Chancellor Street Eastburn and Gray, P.C.
Newtown, PA 18940 60 East Court Street
P.O. Box 1389
Doylestown, PA 18901- 0137
Date of Resolution Session Waived
Date of Hearings: September 10, 2009, January 6, 20 10,
February 9, 2010, April 27, 2010,
April 30, 2010, May 6, 2010
Date Record Closed: May 25, 2010
Date of Ruling: June 9, 2010
Hearing Officer: William F. Culleton, Jr., Esqu ire
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INTRODUCTION AND PROCEDURAL HISTORY
Student is an elementary school-age eligible resident of the Council
Rock School District (District); Student is a student at a private school
[hereinafter Center]. (NT 12-1 to 19, 114-15 to 17; P-16 p. 1.) Center is a
private school for children with autism; it follows the principles of applied
Behavior Analysis. (NT 114-23 to 115-5.) The Student attended two
District elementary schools during the 2007-2008 school year. (NT 14-23 to
20-9.) The Student is identified with Autism and Speech and Language
Impairment. (NT 12-1 to 8; S-5 p. 10.)
In July 2008, the District offered the Student an IEP with part time
inclusion and part time placement in its autistic support class at one of its
public schools. (P-41 p. 24.) The Parents withdrew the Student from the
District and enrolled Student in Center on July 14, 2008. (P-13 p. 43, P-19,
S-9 p. 77.) The Parents requested due process on April 1, 2009, asserting
that the District’s offered program and placement were inappropriate and
requesting tuition reimbursement for the 2007-2008 school year. (NT 16-2
to 17-12.)
The District asserted that its July 2008 offered program and placement
was appropriate. (NT 20- 10 to 18, 22-10 to 18.) It requested that tuition
reimbursement be denied for that reason. Ibid.
The hearing was convened before Special Education Hearing Officer
Deborah DeLauro, Esquire, on September 10, 2009. Hearing Officer
DeLauro withdrew from the matter for medical reasons, and the undersigned
hearing officer was assigned after reading the transcript of the first session,
Hearing Officer DeLauro’s extensive notes, and the entire documentary
record. The undersigned convened five subsequent hearing sessions, for a
total of six sessions. The last session was on May 6, 2010. Written
summations were received on May 25, and the record closed on that day.
ISSUES
1. Did the District make a free appropriate public education
available to the student through an appropriate program and
placement for the 2008-2009 school year, including necessary
Extended School Year services in the summer of 2008?
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2. Was Center an appropriate placement for the Student for the
2008-2009 school year?
3. Should the hearing officer order the District to pay the cost of
tuition and transportation of the Student on account of Student’s
attendance at Center for the 2008-2009 school year?
FINDINGS OF FACT
THE STUDENT’S NEEDS AND SKILLS
1. The Student is severely developmentally delayed, with severe deficits in
learning, speech and language. (P-25, 34.)
2. The District’s reevaluation report dated December 2007 found the
Student to be in need of special education services, identifying the
Student with autism and speech and language impairment. (S-5.)
3. The Student exhibited substantial difficulties with prosody and
articulation, along with deficits in social speech skills. (P-13 p. 20, 24,
29, 43, S-9 p. 97 to 107.)
4. The Student was in need of speech/language services. (P-13 p. 34.)
5. The December 2007 reevaluation report identified social skills,
expressive language, speech, vocabulary and play skills as significant
areas of need. (S-5.)
6. A December 2007 evaluation report from the [redacted] Clinic
recommended that the Student have opportunities to follow instruction in
a group and opportunities to socialize with peers; it recommended that
50% of instructional time consist of natural environment training. (S-8 p.
4.)
7. November 2007 ABLLS data indicated skill in a broad range of self care,
communicative, social and academic skills. (S-3 p. 6 to 11, S-7, S-9 p.
91 to 95.)
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8. As of February 2009, the Student was able to shower with supervision
and brush teeth with prompting at home. (P-13 p. 17.)
9. The Student was the highest functioning member of the class at the
District public school. (P-13 p. 24.)
PROGRAMMING HISTORY
10. The Student transferred from another school district in a neighboring
state to the District in June 2007. (NT 197-18 to 19; S-1 p. 15.)
11. While in the other district, the Student attended special education settings
for preschool, kindergarten and first grade, including a home program
and a self-contained autistic support classroom. Instruction in many of
these settings emphasized a behavior analytic approach to teaching that
the Parent understood to be a Verbal Behavior educational system. The
Parent believed that the District would replicate these services when the
Student enrolled. (NT 198-14 to 199-11; S-5 p. 2 to 3, 14 to 16, S-10 p. 1
to 3, 13.)
12. The other district’s IEP did not address any specific unwanted behaviors
of the Student or any home program needs during the regular school year.
(S-1.)
HOME PROGRAM
13. In the other district in a neighboring state, the Student had a privately-
funded home program that delivered what the Parent understood to be a
Verbal Behavior teaching system as recommended by the Clinic. This
program ended in April 2007 and the Student’s school program, which
also utilized Verbal Behavior, ended in June 2007. The home program
was not replaced when the Student moved into the District. (NT 208-13
to 14; P-25, S-8 p. 1 to 4.)
14. After moving into the District, the Parent obtained home consultation
services, but not an attendant, until April 2008, when she hired an
attendant privately. (NT 288-24 to 290-20; P-33.)
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15. The District did not provide services in the home. District employees did
offer to coordinate with any home program, and they did provide some
instruction at school directed toward ameliorating some behaviors that
were occurring only at home. (NT 219-8 to 17, 221-16 to 24, 227-18 to
228-1, 275-15 to 276-4, 352-1 to 353-8, 409-11 to 411-10, 583-12 to
585-9, 682-2; P-6, P-22, P-23, S-10 p. 76.)
16. Center did not provide direct services in the home. They did provide
consultation with home care providers to establish a home program for
the Student. (NT 75-1 to 6, 190-3 to 21.)
17. In July 2008, the Student had a program at home, provided by
consultants. (P-5, 19.)
UNWANTED BEHAVIORS
18. On October 8, 2007, the District’s psychologist observed a number of
inappropriate behaviors, including stamping feet, banging on a table,
turning over a chair, rocking, biting own hand, flicking fingers, rolling on
the floor, banging head on floor, beginning a tantrum and spitting on own
hand. (S-5 p. 4 to 5.)
19. The Student’s teachers reported that the observed behaviors were mild in
severity and low in frequency, and that they did not impede learning.
This was consistent with the Student’s history of not exhibiting unwanted
behaviors that interfered with learning. (S-6 p. 1, S-10 p. 1 to 2.)
20. The Student’s teachers reported that the unwanted behaviors were mild
and easily redirected, and that they did not interfere with Student’s
education or interaction with others. (NT 219-1 to 5, 319-16 to 320-12,
321-8 to 23, 321-24 to 322-7; P-7, P-13 p. 28, 46, P-22, P-23, P-25 p. 4,
S-6 p. 3, S-10 p. 41 S-9 p. 91 to 93.)
21. The Student’s home behavior consultant reported that the unwanted
behaviors were mild and infrequent. (NT 770-14 to 771-11; S-5 p. 4.)
22. The December 2007 Clinic report indicated escape motivated behavior
was observed at a low rate. (S-8 p. 14.)
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23. On December 5, 2007, the Parent reported to an Assessor at the Clinic
that she had no problem behavior at home. (S-8 p. 4.)
24. Parent reported to the District in December 2007 that the Student was
exhibiting behaviors at home including running, shrieking, and dropping
to knees and elbows. These behaviors were not observed in school. (S-6
p.1.)
25. In December 2007 the District and Parent exchanged emails in which the
behaviors of concern were defined and shared with the IEP team. The
District began data collection on the Student’s behaviors at school and at
home in January 2008. (S-5 p. 2, 5 to 8, S-10 p. 25 to 46.)
26. In February 2008, the Student was exhibiting behaviors at home and at an
after-school program, including head banging, finger-biting, non-
contextual vocalizations and falling to the floor in angry tantrums when
upset. Student also spent inordinate amounts of time aimlessly
wandering about the house and the Parent considered Student to be at risk
for elopement. (NT 26-4 to 21; P-13 p. 15, 20.)
27. These behaviors were more prominent in settings that were unstructured.
(NT 178-4 to 21, 213-2 to 5; P-13.)
28. The Parents did not exhibit the training needed to control the Student’s
behaviors at home. (P-13 p. 30.)
29. From February 2008 through May 2008, the Student began to exhibit
new unwanted behaviors, and more severe behaviors, at home; Student
had one toileting accident at school, but did not exhibit any of the other,
more severe problematic behaviors being reported from home at that
time. (NT 272-13 to 21, 277-6 to 11; P-3, P-4, P-22, 23, S-10 p. 109.)
30. In July 2008, in a classroom setting, the Student exhibited some
unwanted behavior that was easily redirected and did not interfere with
Student’s learning or social relationships. (S-9 p. 94.)
31. In December 2008, after Student’s father tragically passed away, the
Student exhibited unwanted behaviors at home, though far less so at
Center. (NT 188-13 to 189-12.)
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PROGRAM IMPLEMENTED BY THE DISTRICT
32. The Student attended the District’s ESY program at one of its elementary
schools, which appropriately addressed Student’s needs. Student was
found to be higher functioning than the students in that program.
Consequently, the Student was assigned to another elementary school for
a part time autistic support placement. (NT 201-15 to 24, 488-3 to 489-
23; S-5 p. 3, S-11.)
33. The October 2007 IEP provided a placement of part time autistic support.
The program included activities in the community. (NT 548-12 to 555-
21; S-2 p. 15.)
34. The October 2007 IEP provided inclusion with typical students for part
of the Student’s day, including reverse inclusion; inclusion was supported
by supplementary aids and services provided through instructional
assistants in the regular classroom or other inclusive setting. (NT 343-5
to 344-6, 344-25 to 346-3, 559-7 to 561-11, 563-9 to 564-5.)
35. The October 2007 IEP provided measurable goals for engaging in
appropriate activities with peers, telling others about events, answering
questions, verbal communication, conversation, and working
independently. Among other things, elimination or control of the
Student’s problematic behaviors would be necessary for success in these
goals. (NT 397-7 to 402-9, NT 463-3 to 478-18; S-2 p. 12, 15.)
36. The October 2007 IEP and District program provided specially designed
instructional curriculum for academics. (NT 567-4 to 577-6; S-15.)
37. The District’s program services included fading of supports. (NT 562-20
to 563-8.)
38. The District’s program was data driven. (NT 565-4 to 566.)
39. The October 2007 IEP provided speech and language services. This
service was offered as part of the Student’s program in each subsequent
IEP. (S-2 p. 14, S-3, S-4.)
40. The October 2007 IEP provided an ESY program. (S-2 p. 14.)
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41. The District provided an ESY program that provided the Student with
sufficient opportunities to maintain skills between the end of school in
2008 and September 2008. (NT 577-7 to 579-4; S-16, 15 to 33.)
42. The District’s October 2007 IEP recognized that the Student presents
with behaviors that impede learning. However, the District did not
perform a functional behavioral analysis or provide a positive behavior
support plan until March 2008. (NT 546-8 to 16; S-2 p. 6.)
43. The October 2007 IEP recognized educational needs for increased
communication and social skills, but did not recognize needs for learning
behavioral control. (S-2 p. 8.)
44. The October 2007 IEP provided specially designed instruction to address
the Student’s problematic behaviors, including use of positive behavior
support, redirection, token reinforcement, and teaching alternate
behaviors. Behavioral consult was provided for teachers. (NT 320-8 to
321-18, 546-13 to 547-9, 641-19 to 23, 653-8 to 13, 673-18 to 674-7,
752-8 to 753-7; S-2 p. 13.)
45. In response to the District’s December 2007 Reevaluation Report, the
Parent wrote a letter dated December 17, 2007, insisting that the Student
be taught through a Verbal Behavior system and requesting a functional
behavior analysis and behavior support plan to deal with the behaviors
observed in the October 2007 observation by the teacher. (S-5 p. 13 to
23.)
46. The Parent requested that the Student be transferred from
the second elementary school back to the first one in January 2009,
because she believed that the Student’s educational program should be
based upon a Verbal Behavior approach, which was not available at the
Student’s then-current elementary school. (NT 205-23 to 206-11, 209-19
to 22; P-13 p. 5, P-25 p. 3, S-9 p. 5 to 6.)
47. The District transferred the Student as requested, maintaining the same
placement and revising the IEP present levels, goals and specially
designed instruction. It provided a research-based program that included
one-to-one direct teaching based upon a broad spectrum behavior
analytic model. (NT 334-1 to 335-16, 692-19 to 697-17; S-3.)
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48. The District reinitiated data collection on unwanted behaviors after the
Student’s transfer. (S-5 p. 2, 8 to 10.)
49. The February 22, 2008 revision of the Student’s IEP addressed a need for
teaching in natural environments in socialization skills and generalization
skills, as well as the use of contrived situations to expand functional
language. (S-3 p. 13.)
50. The February 22, 2008 revision of the Student’s IEP provided revised
goals in academics, social and play skills, group instruction skills,
receptive and expressive language skills, working independently,
communication and articulation. (S-2 p. 16 to 20.)
51. The February 22, 2008 revision of the Student’s IEP provided specially
designed instruction addressing behavior including token reinforcement
and positive behavior supports. (S-3 p. 21 to 22.)
52. The February 22, 2008 revision of the Student’s IEP provided specially
designed instruction to fade supports and promote generalization of skills
across environments. It also offered community based instruction and
consultation with behavior analyst for teachers. (S-3 p. 21 to 22.)
53. The District provided a Functional Behavior Assessment on March 18,
2008, which concluded that a behavior support plan was not necessary
because the Student’s behaviors were not interfering with learning. (NT
271-7 to 12; S-6.)
GENERALIZATION OF SKILLS AND TRANSITIONING
54. The District’s program for the Student included an emphasis on
generalization of skills. The Student was and is able to generalize across
stimuli, instructors and environments, and Student was and is able to
transition well between settings and activities. (NT 284-1 to 4, 284-14 to
286-16, 317-14 to 19, 430-10 to 431-20, 513-9 to 12, 555-7 to 557-24,
581-24 to 583-21, 716-22 to 717-19; S-3 p. 9, 12, S-9 p. 91 to 95.)
55. The District took data on generalization of learning at home and found
that the Student was able to generalize learning at home. Therefore, a
home program was not necessary. (NT 604-13 to 605-5, 646-15 to 649-
22, 728-16 to 730-13; S-13 p. 14 to 58.)
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EDUCATIONAL PROGRESS
56. A May 2008 report of evaluation from Clinic indicated that the Student
had regressed from some skills previously attained through Verbal
Behavior programming in 2007. This was observed by the Parent. (NT
231-8 to 231- 24; P-31 p. 2.)
57. Between June 2007 and December 2007, the Student maintained most of
Student’s skills, but regressed in some intraverbal skills. Nevertheless,
Student made significant, documented progress in IEP goals. (NT 329-
15 to 18, 491-9 to 501-10, 585-10 to 603-5, 614-14 to 615-13, 722-10 to
723-18; S-8 p. 4, S-11, S-13.)
58. In July 2008, in a classroom setting, the Student exhibited independence
in self care activities and schoolwork, ability to request items using
complete sentences, and ability to play with another student. In the
requesting and social activities, Student needed verbal prompting. (S-9
p. 91 to 93.)
WITHDRAWAL FROM DISTRICT
59. By letter dated June 27, 2008, the Parent notified the District that she
would withdraw the Student from the District on July 11, 2008, and place
Student in Center. (P-20, S-9 p. 74, 75.)
60. The Student entered Center on July 14, 2008. (NT 117-13, 241-21; S-9
p. 77.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two considerations, the burden of
going forward and the burden of persuasion. Of these, the more essential
consideration is the burden of persuasion, which determines which of two
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contending parties must bear the risk of failing to convince the finder of
fact. 1 The United States Supreme Court has addressed this issue in the case
of an administrative hearing challenging a special education IEP. Schaffer
v. Weast, 546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005). There, the
Court held that the IDEA does not alter the traditional rule that allocates the
burden of persuasion to the party that requests relief from the tribunal.
The Court noted that the burden of persuasion determines the outcome
only where the evidence is closely balanced, which the Court termed
“equipoise” – that is, where neither party has introduced a preponderance of
evidence
2 to support its contentions. In such unusual circumstances, the
burden of persuasion provides the rule for decision, and the party with the
burden of persuasion will lose. On the other hand, whenever the evidence is
clearly preponderant in favor of one party, that party will prevail. Schaffer,
above. Therefore, the burden of proof, and more specifically the burden of
persuasion, in this case rests upon Student’s Parents, who initiated the due
process proceeding. If the evidence is in “equipoise”, the Parent will not
prevail.
APPROPRIATENESS OF THE DISTRICT’S PROGRAM
This dispute comes down to two different and apparently
irreconcilable perspectives on how best to deal with the student’s prominent
areas of educational need. The record makes clear that the Student has
serious and global educational needs that must be addressed through special
education, with structured programming, specially designed curriculum,
speech and language services and behavioral controls. Both parties agree
that the techniques of Applied Behavior Analysis are essential components
of such a program. Yet, the parties disagree on how to apply these
techniques and principles to best educate the Student. The District employs
1 The other consideration, the burden of going forward, simply determines which party
must present its evidence first, a matter that is within the discretion of the tribunal or
finder of fact (which in this matter is the hearing officer).
2 A “preponderance” of evidence is a quantity or weight of evidence that is greater than
the quantity or weight of evidence produced by the opposing party. Dispute Resolution
Manual §810 (please note that the Manual was promulgated before the Supreme Court
ruled in Schaffer v. Weast, at a time when the Local Educational Agency had the burden
of persuasion in Pennsylvania and elsewhere in the federal Third Judicial Circuit. Thus,
the first sentence of section 810, indicating that the LEA has the burden in most cases, is
outdated and was effectively overturned by Schaffer).
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what it characterizes as a “broad spectrum behavior analytic” approach,
which incorporates a variety of approaches in a varied public school setting.
The Parent, I find, is convinced that the approach she has learned and that
has succeeded for the Student in the past – which she calls Verbal Behavior
– must be continued and built upon. The Parents invited me as an
administrative hearing officer to decide on the best answer to this question.
I cannot make this choice for the Student, nor should I. As an
administrative hearing officer, my only decisional authority is to determine
whether or not the District has complied with its legal obligations. I find
that it has complied with the law with regard to the educational program that
it provided to the Student in the 2007-2008 school year. Therefore, I decline
to order the District to pay for the private programming that the Parent
requests at Center. In a situation such as this, the law does not authorize an
administrative hearing officer to decide what he or she thinks is best for the
Student, but limits the issue to whether or not the District obeyed the law. I
find that it did.
Legal Standard
When a parent unilaterally withdraws a student from the public
setting, (FF 59, 60), he or she does not forfeit an eligible child’s right to
FAPE, to due process protections, or to any other remedies provided by the
IDEA statute and regulations. However, the parent does accept a financial
risk in doing so. Burlington School Committee v. Department of Education
of Massachusetts, 471 U.S. 359, 105 S.Ct. 1996, 85 L.Ed.2d 385 (1985).
Although the parent is always free to decide upon the program and
placement that he or she believes will best meet the student’s needs, public
funding for that choice is available only under limited circumstances.
The Supreme Court has established a three part test to determine
whether or not a school district is obligated to fund such a private, unilateral
placement. Burlington School Committee, above. First, was the district’s
program legally adequate? Second, is the parents’ proposed placement
appropriate? Third, would it be equitable and fair to require the district to
pay? The second and third tests need be determined only if the first is
resolved against the school district. See also, Florence County School
District v. Carter, 510 U.S. 7, 15, 114 S. Ct. 361, 366, 126 L. Ed. 2d 284
(1993); Lauren W. v. DeFlaminis, 480 F.3d 259 (3 rd Cir. 2007). I find that
the program offered by the District in this case was adequate under the
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minimal standards of the law, and therefore I do not reach the second and
third questions above.
What programming is considered adequate under the law? The IDEA
requires that a state receiving federal education funding provide a “free
appropriate public education” (FAPE) to disabled children. 20 U.S.C.
§1412(a)(1), 20 U.S.C. §1401(9). School districts provide a FAPE by
designing and administering a program of individualized instruction that is
set forth in an Individualized Education Plan (“IEP”). 20 U.S.C. § 1414(d).
The IEP must be “reasonably calculated” to enable the child to receive
“meaningful educational benefits” in light of the student's “intellectual
potential.” Shore Reg'l High Sch. Bd. of Ed. v. P.S., 381 F.3d 194, 198 (3d
Cir. 2004) (quoting Polk v. Cent. Susquehanna Intermediate Unit 16, 853
F.2d 171, 182-85 (3d Cir.1988)); Mary Courtney T. v. School District of
Philadelphia, 575 F.3d 235, 240 (3 rd Cir. 2009), see Souderton Area School
Dist. v. J.H., Slip. Op. No. 09-1759, 2009 WL 3683786 (3d Cir. 2009).
“Meaningful benefit” means that an eligible child’s program affords
him or her the opportunity for “significant learning.” Ridgewood Board of
Education v. N.E., 172 F.3d 238, 247 (3d Cir. 1999). In order to properly
provide FAPE, the child’s IEP must specify educational instruction designed
to meet his/her unique needs and must be accompanied by such services as
are necessary to permit the child to benefit from the instruction. Board of
Education v. Rowley, 458 U.S. 176, 181-82, 102 S.Ct. 3034, 1038, 73
L.Ed.2d 690 (1982); Oberti v. Board of Education, 995 F.2d 1204, 1213 (3d
Cir. 1993). An eligible student is denied FAPE if his program is not likely
to produce progress, or if the program affords the child only a “trivial” or
“de minimis” educational benefit. M.C. v. Central Regional School District,
81 F.3d 389, 396 (3 rd Cir. 1996); Polk v. Central Susquehanna Intermediate
Unit 16, 853 F. 2d 171 (3 rd Cir. 1988).
Under the Supreme Court’s interpretation of the IDEA in Rowley and
other relevant cases, however, a school district is not necessarily required to
provide the best possible program to a student, or to maximize the student’s
potential. Rather, an IEP must provide a “basic floor of opportunity” – it is
not required to provide the “optimal level of services.” Mary Courtney T. v.
School District of Philadelphia, 575 F.3d at 251; Carlisle Area School
District v. Scott P., 62 F.3d 520, 532 (3d Cir. 1995).
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Application of Legal Standard to Findings in This Matter
I find that the program implemented by the District in this matter
satisfied these minimal requirements of the law. The program was
individualized to address the educational needs of the Student. (FF 1 to 9,
32 to 53.) It was based upon a thorough and timely re-evaluation. (FF 2.)
The District’s program addressed educational needs throughout a broad
range of academic, social, and cognitive educational needs. (FF 32 to 53.)
These goals generally were measurable and research based. (FF 32 to 53.)
The Parent argues that the District’s program fell below the minimal
legal standard set forth above, for several reasons. I find none of these
reasons supported by a preponderance of the evidence.
First, Parents assert that the District did not provide a “home
program” that would address both the need to generalize learning in the
home and the need to control serious unwanted behaviors that were
occurring in the home. (FF 15.) The preponderant evidence of record
proves that the Student was making adequate progress and experiencing
meaningful educational benefit without a home program. (FF 56 to 58.)
Moreover, the District showed that the Student generalized educational gains
across settings and individuals, and, in fact, at home also. (FF 54, 55.) The
evidence shows also that the Parent could have had a home program through
the Pennsylvania social service system, but she delayed this because she was
seeking a highly specialized Verbal Behavior practitioner to try to replicate
the programming that the Student had received in the neighboring state. (FF
13 to 15.) If she had obtained an aide to work with the Student at home, the
District would have coordinated its services with the home program. (FF
15.)
Second, Parent asserts that the Student experienced unwanted
behaviors at school that interfered with learning, and that the District did not
address this need. (FF 18, 24, 26, 29.) The record overwhelmingly
disproves this argument. The Student, like many autistic students, did
exhibit some unwanted behaviors, but they were mild and easily overcome
by the District’s program. (FF 19 to 23, 27, 28, 30.) Moreover, the District
did address these behaviors effectively. (FF 20, 25, 30, 35, 44, 48, 51, 53.)
The Parent argues that the IEP team erred when it noted on the IEP
that the Student had interfering behaviors. (FF 42.) In this she may be
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correct; data and an eventual functional behavior analysis showed that this
was not the case. Parent also argues that there should have been an
immediate FBA and Positive Behavior Support Plan, and again this
argument is supported by present law and policy. I concur that, in hindsight,
this should have been done, but I also find that this procedural omission did
not deprive the Student of a FAPE.
Third, the Parent asserted a number of additional criticisms of the
District’s program, largely through the report and testimony of her
independent expert. This expert opined that there were inadequate hours of
speech and language therapy, occupational therapy and ESY services. I find
that the expert’s observations and opinions were unconvincing and
unreliable and thus find that they do not undercut the adequacy of the
District’s services.
Experts’ Testimony
Parents’ expert witness was highly qualified and experienced, with
degrees and certifications in education and related areas of expertise. (P-13
p. 6 to 9.) His base of information about the District’s program, however,
was limited to one visit of about two hours at the public school only and a
few documents. (NT 56-20 to 58-10; P-13 p. 9 to 11, 22 to 29.) He did not
test or evaluate the Student, but relied upon what he could infer from
observation of the Student – observation that was extensive and occurred
across school and home settings. (NT 28-2 to 16; P-13 p. 42 to 45.) He did
not review any curriculum based assessments or any of the data that was
being taken on the Student’s progress. (NT 59-15 to 61-22.) In fact, he
asserted that that would be unnecessary. (NT 62-23 to 63-13.) Nor did he
review any data from the Student’s program at the other District elementary
school. (NT 61-23 to 63-13.) He did not know any details of the Student’s
academic or inclusion program. (NT 63-14 to 64-17.) ) He had not seen the
student in any inclusive setting. (NT 66-23 to 67-5, 82-19 to 83-7, 925-10 to
926-12.)
On this thin reed of data, the expert demonstratively recommended
sweeping changes in the Student’s educational program. (P- 13 p. 37 to 38.)
Among the more sweeping judgments the expert made were that the Student
could not tolerate more than one week of absence from school without
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regressing 3 – that the Student is incapable of learning from observation of
typical children, because Student has not learned from Student’s own
sibling, and that the only kind of program that could help the Student was
the “orthodox” ABA program at a school like Center. (NT 29-24 to 31-9; P-
13 p. 37 to 41.)
The expert stated that the Student should have structured
programming “every waking hour” of Student’s day, (NT 41-8 to 12); the
District’s school psychologist found this to be an overstatement. (NT 349-4
to 6.) The expert further opined categorically that, regardless of an autistic
student’s learning in the classroom, it is meaningless unless it is generalized
to the home and the community. (NT 36-13 to 24; P-13.) Again, the
District’s psychologist disputed that suggestion. (NT 349-15 to 351-18.)
The expert also declared that social skills can only be taught through
“scripting.” (NT 37-8 to 40-1.)
I find that the expert’s factual basis for these recommendations was
insufficient, and this raises doubt in my mind about his methodology.
Indeed, his factual assertions were inaccurate in significant respects. For
example, his thesis that the Student cannot tolerate more than one week’s
hiatus in classes was flatly contradicted by the Student’s experience at
Center. (NT 182-16 to 183-19.) His assertion that the Parents visit Center
regularly every two weeks was plainly incorrect. (NT 190-22 to 192-3.)
I found the expert’s testimony to be self-contradictory. He waxed
eloquent on the need to give children “like [the Student]” various
experiences across multiple settings to help them learn; yet he was adamant
that the Student needs the highly restrictive “orthodox” ABA approach, in a
small highly structured, self-contained setting like Center, to learn. (NT 30-
6 to 33-2.)
The expert also rendered an opinion to a “professional certainty” that
the Student would not be able to transition back to a District program at the
present time. (NT 68-2 to 10.) He asserted that information on previous
transition experiences in changing school districts and schools would “be
3 The District’s school psychologist contradicted this assertion based upon her own
experience with children with autism. (NT 375-19 to 376-6.)
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useless.” (NT 68-11 to 15.) 4 Yet he admitted that he had no information at
all regarding the consequences of the Student’s previous transfers from one
district or school to another. (NT 71-1 to 72-16.)
I find that the expert’s opinions were based on a strong presumption in
favor of “orthodox” ABA programming, in which the student is controlled
and scripted at every moment, and learning is designed to be completely
linear and sequential. (NT 30-1 to 35-1, 46-21 to 48-1, 49-23 to 25; P-13 p.
37 to 38.)
I also found the Parents’ expert from Center to be, though sincere, less
reliable than the District’s expert witnesses. Her testimony was based
entirely upon her knowledge of the Center program. When asked to opine
about the Student’s ability to transition from one program to the next, this
witness initially indicated that behaviors observed at Center indicated that
Student had experienced difficulty transitioning; then on cross examination,
when reminded that she had no data at all on the Student’s behaviors at the
public school, the witness substantially receded from her previous assertion.
(NT 154-5 to 14, 166-7 to 167-18.) The witness further had little
understanding of how educational services are delivered outside of Center.
(NT 169-23 to 174-14.)
I find that the Parent was and is a fierce advocate for her child, and
that she has had to endure inconceivable trials and tragedies that elicit great
sympathy. While admiring her fortitude in the face of relentless adversity, I
must evaluate her testimony dispassionately. In so doing, I conclude that the
Parent’s advocacy has been driven by a single-minded devotion to a singular
educational model, which she calls the Verbal Behavior model, allegedly a
subset of ABA. (FF 10 to 17.) I believe that this, along with her powerful
determination to get all the help she can muster for her child, has skewed her
perception of the relative obligations of the parties in this matter. No matter
how much I empathize with her tragic experience, the record forces me to
conclude that the Parent’s account of her relationship with the District is not
entirely reliable, and I accord less weight to her testimony as a result.
4 The District’s school psychologist, whom I find credible, contradicted this
opinion. (NT 347-1 to 20.)
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Central to this matter is the fact that there was no home program
during the period in question. (FF 15.) A preponderance of the evidence
shows that the Student’s regressive behavior at home was directly related to
the lack of a structured program there. (FF 26 to 29.) The record also
clearly shows that this gap in services was to a significant extent the choice
of the Parent: upon moving to Pennsylvania, the Parent decided that it would
be best to accept only consultation services at home, while searching for a
direct care provider who would provide verbal behavior services with the
strict orthodoxy that the Parent embraces as the only strategy for educating
the Student. (FF 13 to 17.)
Upon examining the documentary evidence, I found inconsistencies in
the Parent’s statements about the Student’s behaviors, a central issue in this
matter. (FF 23, 24.) I also detected areas of what appeared to be tactical
vagueness during the Parent’s testimony. I am forced to conclude that the
Parent, in her otherwise admirable zeal, shaped some of her account of the
Student’s behavior to support her theory that the District failed to respond to
a crisis at home.
I gave weight to the testimony of the District’s school psychologist. I
found her answers to be straightforward and dispassionate, without evidence
of bias. More than once, she was willing to admit points made on cross
examination that did not necessarily favor her employer. While her
knowledge of the underlying facts of the Student’s case was limited, she
constrained the sweep of her answers to the limits of her knowledge.
Similarly, I credit the testimony of the District’s speech and language
therapist. I found her response to the examination, as indicated by her
demeanor, to be devoid of the tactical awareness seen in many witnesses;
she simply answered the question to the best of her ability.
The District’s teacher witness was also credible. I noted that she
hesitated to answer some questions from her own attorney until she first
checked the record for herself. She also admitted a mistake under cross
examination. Her demeanor was professional and without any apparent
investment in the result.
Progress
There is a preponderance of evidence that the Student made
meaningful educational progress during the 2007-2008 school year. (FF 54
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to 58.) The speech and language therapist described documented progress in
articulation and pragmatic language skills. (FF 57.)
The Parents’ main argument was that the student was unable to
generalize in-school learning to the home setting. The record is mixed in
this regard, with the parent reporting forcefully that she was seeing
regression from gains made prior to coming to Pennsylvania, and with Clinic
data supporting this assertion. (FF 57.) However, there was credible
testimony from the District witnesses, also backed by data, that the Student
had indeed demonstrated generalization to home. (FF 55.) Moreover, there
was substantial evidence that the Student was easily generalizing to multiple
settings outside of home. (FF 54.) Finally, there was credible expert
testimony that the generalization to the home environment is not the
appropriate measure of meaningful educational benefit; gains made by an
autistic student in the school setting can be a valid measure of FAPE. (NT
719-16 to 720-18.)
The Parent made much of an evaluation by the Clinic that found that
the Student had regressed on some goals, as measured by the Assessment of
Basic Language and Learning Skills (ABLLS) system. (FF 56.) While I
give some weight to these findings, I do not find them determinative. I note
that the ABLLS system tracks skill development in extremely small
increments, as the testimony in this case and a review of the ABLLS charts
confirms. (NT 541-19 to 542-13, 687-10 to 690-19; S-13 p. 246 to 252.)
Given the level of detail, it appears likely that a child would regress in one
or more of the skills measured by ABLLS. This is especially so where, as
here, there has been a change in expectations for the child – an abandonment
of the Clinic’s strict adherence to the ABLLS as a curriculum, and the
substitution of a different curriculum, setting goals and objectives involving
a different set of skills, and changing from a rigid application of applied
behavior analysis to a broad spectrum approach with less emphasis on one to
one table work and less reliance on ABLLS. (NT 687-10 to 690-19, 692-19
to 697-17.) Since ABLLS skills were not systematically addressed in the
District’s program, it is not surprising that some previous ABLLS skills
were lost.
In considering the entire record, therefore, I have had to consider
whether there is evidence that the District’s different curriculum yielded
progress in other skills that offset any loss in the ABLLS skills. I conclude
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that a preponderance of the evidence demonstrates such a tradeoff, one that
on balance yielded meaningful educational benefit.
Appropriateness of the Center Program
I find that the above findings render the controversy about the
appropriateness of the Center’s program moot. Therefore I do not reach the
issue.
Section 504 Claims
I decline to address these claims. There is no evidence or argument
addressing those claims and whether or not they are distinct from the IDEA
claims in the matter.
CONCLUSION
For the reasons set forth above, I find that the program and placement
offered by the District on July 2009 is appropriate.
ORDER
1. The District did make a free appropriate public education
available to the student through an appropriate program and
placement for the 2008-2009 school year, including necessary
Extended School Year services in the summer of 2008.
2. The appropriateness of the Center placement and program is
moot and therefore I do not reach this issue.
3. The District will not be ordered to pay the cost of tuition and
transportation of the Student on account of attendance at Center
for the 2008-2009 school year.
William F. Culleton, Jr. Esq .
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
June 9, 2010
