Derry Township School District | Case 6524-05-06 | 2006-10-08
Pennsylvania special education due-process decision
- Case number
- 6524-05-06
- Date
- 10/08/2006
- Parties / district (official listing)
- Derry Township School District
- Hearing officer
- Margaret Drayden
- Issues (official listing)
- Emotional Disturbance Behavior Least Restrictive Environment Compensatory Education
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Decision text
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This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
Child’s Name: B.T.
Date of Birth: [redacted]
Date(s) of Hearing: August 31, 2006; September 7, 2006
CLOSED HEARING
ODR NO. 6524/05-06 AS
Parents Parents’ Representative:
Parent[s] Yvonne Husic, Esq.
H u s i c L a w O f f i c e
2215 Forest Hills Dr., Suite 35
Harrisburg, PA 17112
School District: District Representative:
Derry Township School District Gina DePietro, Esq.
30 E. Granada Avenue Sweet , Stevens, Tucker & Katz
P. O. Box 898 P. O. Box 5069
Hershey, PA 17033-0898 New Britain, PA 18901
Dated Transcript Received:
Date Closing Arguments Received: 9/24/06
Date Record Closed: 9/24/06
Date of Decision: 10/8/06
Hearing Officer: Margaret Drayden, Esq.
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Précis
Student is a [teenager] who has receiv ed special education services since
[Student] was 3 years old. In January 2005, while attending [redacted] School District,
[Student] was placed on a 3-month instructio n-in-the-home placement at Parent’s request
due to misbehaviors and Parent’s concerns. Student remained in that placement and in
December 2005 and moved into the District with an expired NOREP and an IEP which
would expire within days. The District offe red an IU center-based program which Parent
rejected. Parent filed for a due process hearing for failure to provide FAPE in a LRE.
Stipulations
1. The parties agreed that occupational th erapy services provided during the 2005-06
school year were provided.
2. The parties agreed that the speech and language services identified in the April
2006 proposed IEP are appropriate.
Findings of Fact
1. Student is an identified child whose date of birth is [redacted]. (S-11.)1
2. At the time Parent filed for this due pr ocess hearing (5/12/06 ), Student resided
in the District. (Id.)
3. Student’s first CER was written when Student was 3 years old. (Id.)
4. On 2/1/99, Student was admitted to [redacted] Behavioral Services Child Partial
Hospitalization Program for 25 days and a psychiatric summary concluded:
Axis I – Attention Deficit Hyper active Disorder (ADHD), Oppositional
Defiant Disorder (ODD), R/O Bipolar Disorder, Mi xed, R/O Dysthymia,
Parent/Child Conflict, R/O Severe Learning Disability;
Axis II – No diagnosis;
Axis III – Childhood Asthma;
Axis IV – Psychosocial Stressors – Moderate: Family Conflicts;
Axis V – GAF upon discharge = 50.2
1 Parents’ exhibits are noted as “P-”; School District exhibits are noted as “S-”; Hearing Officer exhibits are
referenced as “HO-”; Noted Transcript is referenced as “NT”; Findings of Fact are noted as “FF”.
2 The Diagnostic and Statistical Manual of Mental Disorders (“DSM-IV”), pu blished by the American
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Recommendations included: identifica tion as a student with emotional support
needs; wraparound services; continued me ntal health treatment; and medication.
(Id.)
5. On 4/9/99, Student was admitted to [anothe r] Behavioral Health Care Services
Child Inpatient Program for severe emotional and behavioral problems
including: hitting, kicking, threatening to kill himself or for someone to kill
[Student]. Medical and clinical cour ses of treatment were implemented.
Discharge diagnosis was reported as:
Axis I – ADHD, ODD;
Axis II – Diagnosis deferred;
Axis III – Asthma;
Axis IV – Psychosocial and Environmenta l problems; No contact with father;
single parent household; witnessed mother beating neighbor;
Axis V – GAF (Admission) – 25, GAF (Discharge) – 40. (Id.)
Recommendations included: return to the Partial Program and behavioral health,
40 hours/week of Therapeutic Support Staff (TSS) in the home/school, 4
hours/week of Mobile Therapy in home/s chool, and 4 hours/week of behavioral
specialist in home/school. Student was discharged on 4/13/99. (Id.)
6. On 4/22/99, a psychiatric evaluation repor ted that Student was readmitted to the
partial hospitalization program for severe aggression and opposition following the
4/9/99 – 4/13/99 hospitalization. During the 4/9/99 hospitalization, Student was
placed on Risperdal, which dramatically decreased [Student’s] aggressive activity.
(Id.)
7. Student attended Kindergarten during th e 1998-99 School Year. Parent reported
that toward the end of that school y ear Children and Youth recommended she
remove Student from [Redacted] Elementary and place [Student] in [Redacted]
Charter School. (Id.)
8. 5/14/99, during Student’s 1998-1999 kindergarten year, [Redacted] School
District (HSD) evaluated Student while [Student] was in a regular education
kindergarten class. Assessments incl uded: WISC-III, WIAT, Beery-Buktenica
On Developmental Test of Visual-M otor Integration, Achenbach Child
Psychiatric Association, uses a multi- axial approach. Axis I lists clinical (mental) disorders; Axis II –
developmental disorders and personality disorders; Axis III – physical conditions; Axis IV – severity of
psychosocial stressors; and Axis V – global assessment of functioning, which is the level of functioning at
the present time and the highest level within the past year.
Axis IV represented the clinician’s estimation of the client’s overall severity of life stress in the
past year. There are six categories/ scores associated with this Axis: 1. No stress; 2. Mild stress;
3.Moderate stress; 4. Severe stress; 5. Extreme stress; and 6. Catastrophic stress.
Axis V (Global Assessment of Functioning) has scores ranging from 1 to 100, with 100 being
optimal. A score in the 91-100 range shows no symptoms impairing functioning. The DSM-IV lists a
score of 41-50 as “Serious symptoms (e.g., suicidal ideation, severe obsessional rituals, frequent
shoplifting) OR any serious impairment in social, occupational, or school functioning (e.g., no friends,
unable to keep a job).”
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Behavior Checklist, Records Reviews and Observations. The WISC-III
indicated a FSIQ of 98; the WIAT placed [Student’s] academic skills in the
average range with Standard Scores ranging from 88 – 103; the VMI revealed
average to low average development of visual-motor skills (SS=90). Behaviors
noted on the CBCL found to impact on Student’s academic performance
included social problems, a ttention problems, aggressi ve behaviors, withdrawn
behaviors, thought problems and delinquent behaviors. (Id.)
9. A 2d ER, dated 8/26/99 – just 3 months la ter – was at Parent’s request. The ER
concluded, inter alia , that “emotional support itin erant” should be explored.
(Id.)
10. Student attended first grade (1999-2000 school year) in a partial placement at
[redacted private school] with the remainder at [Redacted] Charter School. (Id.)
11. On 10/4/99, a Psychological Evaluati on by a licensed psychologist reported
diagnoses of ADHD, ODD, and R/O PDD. (Id.)
12. On 10/14/99, a Psychological Evaluati on by a certified school psychologist
noted that while there may be a disc repancy between academic ability and
achievement, it was uncertain whether this was due to a poor kindergarten
experience or the result of behavioral issues.(Id.)
13. On 11/04/99, a Psychiatric Evaluation wa s completed through Cornell Abraxas
Outpatient Mental Health Services. Student was referred for continued
treatment and medical recommendations due to [Student’s] previous history of
behavioral problems. The report included:
Axis I – ADHD, ODD, PDD (by Moth er’s Report), R/O Expressive and
Receptive Language Disorder;
Axis II – No diagnosis;
Axis III – History of Asthma, Nocturnal Enuresis;
Axis IV - Psychosocial stressors are se vere and include mother with mental
health issues, father absent from ho me, corporal punishment and social and
academic stressors;
Axis V – GAF 40-45.
Recommendations included: medication c onsisting of Risperdal and Depakote,
continued wraparound services, and progress reports by mother. (Id.)
14. On 12/10/99, Student was evaluated by a licensed psychologist. The resulting
report noted that the psychiatrist at Co rnell Abraxas diagnosed Student with
ADHD and Asperger’s Disorder and that Student had bitten a TSS’s hand and
required restraint. The psychologist c oncluded Student continued in need of
home and community-based services and offered diagnoses of ADHD, ODD
and Asperger’s Disorder by History. (Id.)
15. On 12/21/99, a 3d CER issued. Student was still in first grade (1999-2000
school year) and attending [Redacted] Ch arter School. [Student] was referred
for behavior and academic concerns. [S tudent] was noted to take Depakote and
Risperdal, which had a positive affect on [Student’s] learning but [Student] was
unable to control [Student’s] aggressive and disruptive classroom behaviors. A
Functional Behavior Assessment reported St udent “at times is very aggressive
in the classroom. Discipline reports for the month [sic] of October and
December say [Student] frequently hits, shoves, knocks over desks, crawls on
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the floor, refuses to follow directions, leaves the room without permission and
kicks objects.” (Id.)
16. Despite the misbehaviors noted in the 12/21/99 CER, the CER concluded that
Student “is currently not eligible for Sp ecial Education.” It recommended that
“[i]f at the end of the school year there is still concern about [Student’s] lack of
achievement, [Student] should be test ed again. [Redacted] is pursuing
hospitalization at [Redacted] Child Ps ychiatric Unit to get [Student’s]
medications corrected.” (Id.)
17. On 2/12/00, Student was readmitted to [R edacted] due to “significant emotional
and behavioral problems, which included self-harm behaviors that were noted to
be that [Student] was banging [Student’s] head on the walls at school.” Student
was discharged on 2/17/00. (Id.)
18. On 3/13/00, a 4
th CER issued. Student was still a student at [Redacted] Charter
School. [Student] was referred for beha vior and academic concerns. It noted,
inter alia, improved behaviors after [Student’s] return from [Redacted], and that
Student needed learning support for re ading, writing and math skills and
recommended “supplemental intervention in the resource instructional
environment.” (Id.)
19. On 3/13/00, an IEP was developed to m eet Student’s learni ng disabilities;
Student was in the regular education clas sroom for instruction for all except 2
hours/week. (Id.)
20. On 4/25/00, Parent requested – in writing – that Student be placed in a center-
based emotional support classroom operated by the Intermediate Unit. (Id.)
21. On 5/23/00, [Redacted] completed a ps ychiatric evaluation; Student was
referred for an inability to function in school. The diagnostic report included:
Axis I – ADHD, combined type, ODD, Parent/Child Relational Problem,
Asperger’s Syndrome (by History), Enuresis, Nocturnal and Diurnal
Type;
Axis II – Deferred;
Axis III – Childhood Asthma;
Axis IV – Psychosocial Stressors – current classroom setting;
Axis V – GAF = 45.
Recommendations included: Partial hos pitalization, continued psychotropic
medication and wraparound services, and psycho-educational testing. (Id.)
22. On 7/12/00, Student was admitted to the inpatient Unit at [Redacted] Medical
Center and was not discharged until 8/3/ 00 due to “increased aggression, severe
separation anxiety, disruptiveness in cl ass including throwing chairs and desks
and threatening teachers with bodily harm, nocturnal and diurnal enuresis.” (Id.)
23. On 8/23/00, Parent signed a 2d NORA pl acing Student in a full-time emotional
support placement at [Redacted] Academy (Id.)
24. On 8/28/00, an integrated treatment plan developed by [Redacted] at [Redacted]
Community and Home-Based Services was implemented by TSS and a
Behavioral Specialist. Student’s prim ary diagnoses were listed as ADHD and
ODD. (Id.)
25. On 10/17/01, a 3d NORA issued and was signed on 12/1/01 recommending a
full-time emotional support placement at [Redacted] Academy. (Id.)
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26. On 10/17/01, an IEP was offered whic h noted no need for Extended School
Year (ESY) as [Student] was retaining information. Student’s needs included,
inter alia, reading comprehension, identifica tion of [Student’s] anger and
acceptance of consequences for [Student’s] behaviors. Measurable Annual Goals
were not included. (Id.)
27. The Family moved out of [Redacted Sc hool District] for part of 2002-03, but
when they returned in 2003, Student atte nded a split placement at [Redacted] and
[Redacted]. (Id.)
28. In June 2004, Student was evaluated on th e WIAT II and noted to be reading at
Level C in Corrective Reading; [Student ] was also evaluated with the WISC-III,
which yielded at FSIQ of 76 (borderline range). (Id.)
29. The 2004-05 school year (Student’s 6 th grade year) started at [Redacted]
Elementary School, in a regular educatio n class, with lear ning support (1/2 hour
in the morning and 2 hours in the af ternoon) and 3 hours of Emotional Support
Itinerant (ESI) per week. (Id. at 6; NT at 54-55.)
30. On 10/21/04, Student was not ed to be reading, writi ng and spelling at the 2d
grade level; [Student] was at level B in SRA Phonemics; and at the beginning of
2d grade level in math. (S-11.)
31. On 10/25/04, an OT Report concluded that Student was “struggling with
academic work and displaying inappropria te behaviors to cover the difficulties
[Student] was experiencing.” (Id.)
32. On 12/22/04, the IEP team met and updated Student’s 9/8/04 IEP by adding OT,
updated Present Levels/Data Page, and noted “Sensory diet choices and build in
sensory breaks as choices”. (S-3.)
33. The 12/22/04 IEP has numerous dates on different pages: pp.4 and 6: 9/8/4,
pp.5,8,9,13 are undated, p.7: 11/23/04, p.10: 1/21/05, cover sheet: 12/22/04. (S-1.)
34. The 12/22/04 IEP, p. 13, listed the LR E Educational Placement as: Learning
Support Monitor; Location: Instruction in the home for no more than 3 months –
30 min OT/week, 1 hr ESI, 4 hours academic/week. (S-1.)
35. On 1/14/06, Student got into an altercat ion with another pup il [redacted]. (NT
at 49-50.)
36. Parent testified that [redacted]. (Id.)
37. Parent, concerned that the District was not following the Behavior Management
Plan (“BMP”) and afraid that Student would [suffer consequences because the
Redacted School District was not] implementing the BMP, requested
“homebound” until the situation was resolved. (NT at 50-53; S-11.)3
38. On 1/21/05, [Redacted School District] issued a NOREP, changing placement to
“Instruction in the home for 5.5 hours per week: 4 hours academic, 1 hour ESI, 30
min. OT.” This placement was limited to 3 months. The NOREP was not signed
3 Although exhibits and testimony used the terms “homebound” and “instruction in the home”
interchangeably, the Appeals Panel, in Spec. Educ. Op. No. 1485, footnote 1, clarified: “This panel
recognizes the differences between homebound instruction and instruction in the home. The latter is
special education and related services delivered to an eligible child in his/her home who ‘because of a
medical condition… [is] unable to leave home to attend school”, while homebound instruction is
instruction for a student (not necessarily an eligible student) who is ‘temporarily excused from attending
school because of urgent circumstances such as a temporary physical condition.’” Student is an eligible
student and the placement, as specified in the 1/21/05 NOREP, is “instruction in the home.”
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by Parent but by an advocate who identifi ed himself as Parent’s “Power of
Attorney” on the 12/22/04 cover page of the IEP. (S-1; NT at 48-49, 81.)
39. The 1/21/05 NOREP stated the change in placement was proposed due to
“Parent request due to concerns of continued emotional difficulties despite
interventions stated in IEP.” No othe r options were consid ered, but the NOREP
stated “other options are being explored ” and an evaluation, consisting of the
WISC-III, WIAT-II, SAED Rating Scales, Behavioral Charting, WJ-III, weekly
data collection, Parent input , teacher input, annecdotal [sic] records,” was to be
conducted. (Id.)
40. Parent testified this evaluation never occurred. (NT at 53.)
41. Although there was a change of placement, there was no updated IEP, other than
[Redacted School District] adding, “Instr uction in the home for no more than 3
months – 30 min OT/week, 1 hr ESI, 4 hours academic/week” to the last page of
the IEP. That notation wa s not dated and it could not have been part of the
12/22/04 meeting, because the decision to change Student’s placement did not
occur until after [redacted event] on 1/14/05.. (S-1; NT at 62-63.)
42. Despite Parent’s contacting [Redacted School District], there was no further
change in Student’s placement (NT at 57.)
43. On 8/9/05, [Redacted School District] issu ed a Reevaluation Report (RR), stating
Student’s school was “[Redacted]/Ho mebound” and [Student’s] educational
program was “Learning Support Resource with Emotional Support Itinerant and
Occupational Therapy”. It further reported that a WISC III was administered on
6/11/04 by a certified school psychologist and Student had a FSIQ of 76; that
the WJ-III was given on 5/21/05 and 6/10/05; that Student was currently taking
60 mg of Strattera daily (a medication for ADHD) as well as Risperdal (a
neuroleptic medication) and an inhaler for [Student’s] asthma; it stated that:
“[Student] began the school year at [R edacted]. [Student] was receiving
learning support services for Reading, Language Arts and Math. [Student]
had a personal aide for instruction beginning in October. [Student] had 20
office referrals and 9 official suspensi ons. There was a crisis plan as well
as individual behavior plan. The IE P team met weekly to discuss and
problem solve. Discipline referrals were submitted for fighting,
disrespectful and disrup tive behaviors, and refu sal to cooperate with
adults.” (S-2; NT at 165-66, 328.)
44. If [Redacted School District]’s 2004-05 school year started at the beginning of
September, there would have been a pproximately 17 weeks of school by mid-
January, meaning Student averaged slightly more than 1 referral per week. (Id.)
45. This 8/9/05 RR reported Student’s placement changed in January to instruction
in the home and then the next senten ce stated Student began receiving
homebound instruction in January. (Id.)
46. The RR reported that Student received “4 to 5 hours weekly along with ½ hour
of Occupational Therapy. An hour of emotional support itinerant services were
included in the 4 to 5 hours a week.” However, the 1/21/05 NOREP called for
5.5 hours per week, with 4 hours of academics, 1 hour of ES, and ½ hour of OT.
(Id., S-1.)
47. The RR included the teacher’s April report which stated that the “Occupational
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Therapist will begin to see [Student] at [Redacted] school. After [Student’s] OT
session, [Student] will read to [pupil], a second grader at [Redacted]. To build
sight words and fluency skills, [Student ] will practice one story for [a] whole
week.” The May report included “[Stude nt] did a super job while reading to a
few students at [Redacted]. The stude nts were disruptive at first but once
[Student] started reading, [Student] did well and the students responded.” (Id.)
48. The RR reported Student received ESY 3 da ys per week for th e 5-week period.
The ESI teacher’s input included: “[St udent] needs to continue working on
anger management and coping skills. [St udent] has not made any verbal threats
to [Redacted] School District Staff in my presence. However, [Student] has
made threats towards [Student’s] TSS. [Student] has also postured several
times indicating that [Student] woul d hit someone or run away. With
redirection, [Student] has made the ri ght choice and sat back down. Since
[Student]’s in summer school with so few other students and not a regular daily
program the goals for self-regulation are not able to be fully worked on. We
have discussed those goals. [Student] is a wonderful young [student] that is
able to articulate [Student’s] concerns and frustrations very well.” (Id.)
49. The RR used Behavior Rating Scales for the [Redacted] School setting as well
as instruction in the home. The in formation was provided by the special
education facilitator, pare nt input, teacher input, agen cy input, and “based on
observations of the child, weekly and m onthly IEP team meetings”. The list
included 42 observations, including very minor things, such as: makes
unnecessary comments, has difficulty accep ting change, constantly fidgeting,
and inattentiveness to what others do. It also included issues o f s e l f e s t e e m :
easily upset by constructive criticism, overly critical of self, lacks self
confidence, easily flustered and confused, tense and unable to relax. It included
“impertinence, sauciness” and it included serious behaviors such as: profane
language swearing cursing, is verbally ag gressive with teach ers, fights with
peers, provokes peers to verbal and physical assault. (Id.)
50. Parent’s expert opined that these beha viors are not unusual for a child with
diagnoses of ADHD and emotional disturbance. (NT at 451.)
51. Parent’s expert further opined that the behavior rating scales may have been a
list where teachers and others just checked things off, such as “impertinence and
sauciness”, which Parent’s expert testified “is clearly from the protocol itself.”
(NT at 451-52.)
52. Parent’s expert testified that the RR wa s notably deficient in that it had no
signatures and contained no recommenda tions for the IEP team. (NT at 326-
27.)
53. The 10/25/04 Occupational Therapy Repor t, which had a handwritten notation
of “12/22 OT present levels for IEP”, was included as part of the RR. (S-2.)
54. The OT therapist reported Student did not interact with [Student’s] peers until
they started an altercation, whereupon Student “became verbally aggressive,
using foul language.” (Id.)
55. The OT Report incorrectly stated Student ’s age as [redacted], when, in fact,
Student was [older]. Even with the incorrect chronologic al age, the Beery-
Buktenka Development Test of Visual-M otor Integration, Motor Coordination,
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and Visual Perception scores were in the low and very low range for [Student’s]
misstated age and grade. (Id.)
56. On 12/5/05, Student was enrolled in the District, albeit wit hout immunization
records, which arrived on 12/9/05. (NT at 131.)
57. The District made timely efforts to obtain school records from [Redacted School
District]. (NT at 133-34.)
58. The District Director of Special E ducation (“Director”) spoke with the
[Redacted School District] director, who shared Stude nt’s history, including
[the] search for an ES placement and recommended an ES placement to
Director. (Id, 163-65.)
59. The District has an ES resource room for middle school where students come
for a period a day for social skills, study skills, etc. Children with more
complex ES needs attend [Redacted] School (NT at 137, 177-78, 205-06.)
60. On 12/12/05, the Director issued a Referral to the [local] Intermediate Unit
(“IU”) for an emotional support clas sroom placement for Student. Under
“Reason for Referral” is written: “Move -In from [Redacted ] School District.
Instruction in the home/Emotional S upport Itinerant, OT; recommendation
includes full time Emotional Support” Th e fax cover sheet indicates 30 pages
were being sent to [the] IU. (NT at 162-63;P-1; S-11.)
61. It is the District’s standard operating procedure to initiate a contact with the IU
if it appears a student may need services the District does not provide. (NT at
201.)
62. Parent’s expert opined that the Di strict was already making a placement
recommendation for a full-time emotional support classroom in a center-based
placement. (NT at 339.)
63. On 12/13/05, the District asked Parent to a meeting at the Middle School
because its written record “was so sketchy at that point”. (Id.)
64. The 12/13/05 meeting was attended by a school psychologist, occupational
therapist, guidance counselor, special education teacher, Director, and Parent.
(135-37.)
65. The District proposed [Redacted] School, which is operated by the IU, and has
an adventure-based education curriculum. (NT at 137-39, 287-90.)
66. Upon Parent’s rejection of [Redacted], th e District offered [Redacted] with its
45-day diagnostic classroom. This is also a[n] IU-operated, center-based
placement. (NT at 140-41, 206-07, 335-36.)
67. On 12/14/05, Parent filed for a due process hearing. (NT at 146; S-4.)
68. On Friday,12/16/05, the Distri ct issued an Invitation to Participate in an IEP,
scheduled for Monday, 12/19/05 at [Redacted]. In addition, the Director spoke
with Parent via telephone and discussed the IEP meeting date and time with her.
(NT at 140-143, 220-21, S-15.)
69. Mother testified she didn’t get the Notice and that she didn’t understand that the
meeting was an IEP meeting, but went because she was told to meet with them.
(NT at 62-63.)
70. On 12/19/05, an IEP meeting was held at [Redacted] and attended by the
[Redacted] Supervisor of the ES progr am (the IU Supervisor), a special
education teacher, the IU psychologist, Student, Parent, and Director. No
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regular education teacher attended th is meeting. (NT at 142-44, 337; S-15, S-
16.)
71. Parent’s expert found it “odd” that an IEP meeting would be held at a[n] IU
center-based placement when Student, new to the District, had not been in any
IU placement. (NT at 336.)
72. Parent’s expert opined that if a district were not atte mpting any education in the
regular education arena, it would not invite a regular education teacher. (NT at
337.)
73. On 12/20/05, a Resolution Meeting was held; the District continued to offer the
[redacted] 45-day diagnostic placement which Parent continued to reject, Parent
asked for a learning support classroom in [Student’s] home school which the
District declined, and the parties agreed to the Dist rict conducting an evaluation
with Student continuing to receive instru ction in the home. The parties further
agreed the hearing would either be continued until the evaluation was completed
and a program and placement recomme ndation made or withdrawn without
prejudice. (NT at 146-49;S-7.)
74. The District implemented the ex pired NOREP and 12/22/04 IEP from
[Redacted School District] the week of December 19, 2005. (NT at 168; S-18.)
75. On 1/10/06 District issued a Permissi on to Reevaluate, on 1/23/06 Parent gave
a verbal agreement, and on 1/24/06, Pare nt signed said form. (NT at 149-50,
186; S-9, S-11.)
76. The District did not receive consent for release of information for several of
Student’s behavioral hea lth care providers until th e April 2006 IEP meeting.
(NT at 172-75.)
77. On 3/27/06 the RR issued. Among the tests given, the Woodcock-Johnson III
Tests of Achievement were administered on 12/20/05 by Stude nt’s teacher, the
day of the Resolution Meeting, and 1 mont h and 4 days before the District had
Parent’s written permission to re-evalu ate. The Conners’ Rating Scales was
given on 1/23/06, and the Social Skills Rating System was also given on
1/23/06. (NT at 243, 356-360; S-9, S-11.)
78. The RR included parental i nput, observations by Student ’s instruction in the
home teacher, evaluation by a speech th erapist, evaluation by an occupational
therapist, update by Student’s probation officer, an interview of Student by a
school psychologist intern, a psychiat ric consultation, an d a psychological
evaluation conducted almost 2 years prior to the RR. (S-8, S-11.)
79. The Director of Psychological Services (“DPS”) testified the team which
reviewed Student’s records noted how consistent the record was of Student’s
behaviors over time and acr oss settings, and that Stude nt had received special
education services since early intervention. (NT at 231-32.)
80. The 7/1/04 Psychological Evaluation (a 36- page report) incorporated into the
District’s 3/27/06 RR identified 6 factors which make it difficult for Student to
function successfully at home and in school: neurobehavioral disorders,
executive function disorder, a learning di sability, secondary emotional issues,
ineffective coping techniques, and environmental problems. (S-8; S-11.)
81. The 7/1/04 Psychological Evaluation al so noted Student “was previously
diagnosed with the following neurobehavi oral disorders: Asperger’s Disorder,
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Bipolar Disorder, Attention Deficit Hype ractivity Disorder – Combined Type,
Oppositional Defiant Disorder, Separation A nxiety Disorder. The testing that I
did supported all of these diagnoses. Essentially, what this means is that
[Student] has a serious mental illness that would significantly interfere with
[Student’s] day-to-day functioning. [Student’s] neurobehavioral disorders make
it difficult for [Student] to interpret accura tely what is happening in [Student’s]
environment and to respond to it appropriately. [Student’s] perception of reality
is qualitatively different than the percep tions of the average student [Student’s]
age. [Student] might feel threatened by a statement that the average student
would interpret as appropriate correction. Furthermore, [Student] does not have
the capacity to inhibit [Student’s] be havior. Consequently, [Student] is
responding without thinking. This combin ation results in mu ch inappropriate
behavior. However, what is important to keep in mind is that [Student’s]
behavior makes sense to [Student]. [Student’s] neurobehavioral disorders
seriously interfere with [Student’s] capacity to function in sc hool and at home.”
(S-8, S-11.)
82. The 7/1/04 Psychological Evaluation recommended Student “be placed in a
regular sixth grade program and that [S tudent] be provided with a tutor who
would be responsible for [Student’s] e ducational program. [Student’s] tutor
would need to be a certified teacher w ho had training in learning disabilities,
neurobehavioral problems, and emotional disorders.” (S-8, S-11.)
83. A 2/28/06 Psychiatric Consultation was incl uded in the RR. The psychiatrist
recommended “maximal levels of support. These may include a decreased class
size, an increase in teacher-to-student ra tio, an extremely st ructured classroom
setting, a behavioral plan integrated in to the school day, and social skills
training. Typically, this le vel of support can be f ound in an emotional support
classroom. Given the fact that the [Redacted] Middle School does not have such
a classroom, [Student’s] educationa l needs would best be met through
placement in an emotional support classroom at a different site.” However, the
doctor makes an educational leap from an ES classroom in the District to
recommending a “center placement” wit hout considering any less restrictive
placements. (NT at 350-52; S-10.)
84. The 2/28/06 Psychiatric Consultation reported DSM-IV diagnoses:
Axis I – Cognitive Disorder NOS (deficits in executive functioning),
Mixed Receptive-Expressive Language Disorder, Developmental
Coordination Disorder (deficits in visu al motor, visual perceptual and fine
motor coordination), Reading Disorder , Mathematics Disorder, Disorder
of Written Expression, Attention-Deficit/Hyperactivity Disorder by
History, Oppositional Defiant Disorder by History
Axis II – Borderline Intellectual Functioning (Full Scale IQ 76)
Axis III – No Diagnosis
Axis IV – Psychosocial Stressors – Single parent household, paternal
uninvolvement, mother with mental health issues
Axis V – Current GAF: 30
85. The RR included Parent’s preference for Stude nt to be in a small class, that “if
[Student]’s recommended anywhere else, I will go with instruction in the
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home…I would prefer a gradual re-entry process with no more than a ½ day to
start…maybe to go in for speech, OT, some learning support and maybe
computer…all at once would shock [Stude nt]…but through this I would like to
keep instruction in the home.” (S-11.)
86. A WISC-III was not given because the Di strict wasn’t looking at an IQ
dependent disability and the District ha d previous reports of IQ scores and a
functional behavior assessment was not done because student was not in the
presence of peers. (NT at 247-48.)
87. The Parent’s expert would have wanted the RR to have a current IQ since
Student had been out of the classroo m since January 2005 and would want a
functional behavior assessment which would have led to a development of a
behavior intervention plan (“BIP”). (NT at 366.)
88. The DPS testified that the District could accommodate St udent’s learning
disabilities but not [Student’s] behavioral needs. (NT at 252.)
89. On 3/27/06, the District mailed a copy of the RR to Parent and scheduled an IEP
meeting for 4/25/06. Based on the RR, the District recommended [Redacted]
School for Student. (NT at 157; S-12, S-14.)
90. On 4/19/06, the District mailed an Invi tation to Participate in the IEP team
Meeting on 4/25/06. (S-13.)
91. On 4/25/06, the IEP Team meeting was he ld and while the IU lead teacher was
present, there was no regular education teacher in attendance. (NT at 370-71; S-
14.)
92. Parent did not agree with the District’s proposed IEP. (NT at 87-88.)
93. Parent’s expert noted the proposed IEP failed to note anything about behavior
under Functional Needs. The IEP does not appropriately address Student’s
functional needs in terms of behavior a nd [Student’s] disability, how it affects
[Student’s] ability to function in a school setting. (NT at 372-73.)
94. Parent’s expert testified there was no goal for reading comprehension. (NT at
375.)
95. Parent’s expert testified the IEP Measurable Annual Goal of structured role play
is to be charted only once per month which he termed “woefully low.” (NT at
376-77.)
96. Parent’s expert testified that the BIP a nd Crisis Management Plan are the types
of things typically done to enable a st udent in a public sch ool setting. (NT at
380.)
97. Parent’s expert testifie d that the psychological consultation (listed under
Supports for School Personnel Provided for the Child) of once per month for 15
minutes is “very low”. (NT at 382.)
98. On 4/25/06, the District’s NOREP proposed a “full-time emotional support in
a[n] IU run classroom” a nd noted the other option c onsidered was “learning
support in regular school” but was reject ed because “this option does not meet
[Student’s] level of academic, emotional and behavioral needs”.
99. On 5/12/06, Parent filed for a due process hearing. (S-14.)
100. The Director testified the IEP team di scussed a regular e ducation classroom
“because of what the mother was interested in,” but “[o]n the school district side
we just didn’t feel that that was base d on the information we had that that was
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going to be the most appropriate placement.” (NT at 208-09.)
101. The specific supplementary aids and services cons idered at that meeting
included a behavior plan, a 1-on-1 teacher assistant support, academic
modifications to the curriculum. (NT at 209-10.)
102. The Director testified that the District was unable “to do an intensive functional
behavior assessment to make a behavior plan” because Student was not in a
setting with peers. (NT at 211.)
103. The Director testified she had never before seen a 90-day NOREP with no
follow-up NOREP, which is the situation [Redacted School District] presented.
(NT at 213.)
104. The Director testified that while it was possible for the District and Parent to
agree to a temporary placement while Student was tested, it was unlikely
because the temporary placement would then become the pendent placement.
(NT at 213-14.)
105. Parent’s expert testified districts can write interim placements and District could
have written a 45-school day interim placement, (NT at 429-50.)
106. Student’s 1-on-1 learning support teacher (“teacher”) testified that Student’s ES
goals take place “within the routine of t eaching” and that they “just naturally
happen.” (NT at 280.)
107. Student’s teacher wrote the IEP academ ic goals and some of the specially
designed instruction (“SDI” ) as well as present levels, which included the
achievement testing. (NT at 280-81.)
108. Student’s teacher observed Student had difficulties with focus and attention, off-
task behaviors and conversations. (NT at 282.)
109. Parent did not receive any progress re ports on the 12/22/04 IEP goals. (NT at
284.)
110. Student functions on approximately a 3d or 4
th grade level in math, reading and
writing; in the 2006-07 school year, Student is in 8 th grade. (NT at 290-91, 298-
99.)
111. The District’s middle school learning support classroom doesn’t “provide
instruction in science and social studies or any of the encore classes, only
reading, writing and math.” This is because they are only resource-level
classrooms; a part-time class would incl ude more academics, but that is not
offered at middle school. (NT at 299.)
112. Teacher opined that Student is unlikely to get to grade level due to [Student’s]
learning disabilities but could expect to get to a level where [Student] could
function – for example, read a newspaper. (NT at 292.)
113. Student is large for [Student’s] age [redacted]. (NT at 294.)
114. Student has participated in sports – [red acted] – while in the District with no
behavioral problems. (NT at 90-92; 294-95; S-18.)
115. Student is seen on an ongoing basis by a ps ychiatrist and a counselor (NT at 83-
85, 122-24.)
116. Teacher testified that although a number of goals and short-term objectives
were identified as “mastered” by [Red acted School District ] in the 12/22/04
IEP, due to inconsistency in [Student’s] education [Student] lo st a lot of those
skills. (NT at 300-01.)
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117. Parent’s expert testified that after he reviewed the exhibits he found nothing to
conclude that Student could not receive d FAPE in a District classroom and
nothing in the record that supported a placement in a full-time emotional
support center-based program. (NT at 330-31, 340-41, 380, 384, 395-96.)
118. Parent’s expert opined that the Dist rict didn’t consider contiguous or
neighboring school district’s for P/T or F/T ES programs where Student could
have contact with nondisabled peers. (NT at 392, 428, 437-38.)
119. Parent’s expert opined Student did not receive FAPE in the LRE by receiving
instruction in the home from Decembe r 2005 through the close of the 2005-06
school year in June 2006. (NT at 396.)
120. Parent’s expert would not characterize Student’s first half of the 2004-05 school
year at [Redacted] Elementary as successful. (NT at 404.)
121. Parent’s expert would have reco mmended a primarily emotional support
program with substantial amount of learning support with the academics. (NT at
427-28.)
122. Parent’s expert testified the District’s proposed IEP does not reflect the needs of
an ES student, but primarily a student with a learning disability and OHI –
ADHD – which impacts the behavior. (NT at 362, 372-379.)
Witness Credibility
1. Parent – Parent was very credible. She has but a 7 th grade education and because
of this she is particularly concerned a bout her son’s educati on and she seeks an
appropriate education for [Student]. She answered all questions thoroughly, honestly,
and to the best of her ability. (NT at 79, 238.)
2. Director of Special Education – Has an Undergraduate degree in Special
Education from Penn State, 2 Master’s degrees, certifications as a teacher of mentally and
physically handicapped, elementary principal, secondary principal and supervisor of
special education. She has 4-1/2 years experi ence as the Director in this District, was
previously a supervisor of special educatio n in another district, an asst. middle school
principal, a learning support/special education teacher and an emotional support teacher.
Her appearance and manner were professional and courteous. However, her testimony
showed the District’s foregone conclusion that Student could not be served in the District
and the District gave no serious consideration to any placement other than at the IU. As
the Director of Special Education, she shoul d be aware of the continuum of placements
and insistent upon considering how a full array of supplemental aids and services could
enable an identified student to participate in a less restrictive environment. Due to this,
her testimony is discounted.
3. Director of Psychological Se rvices - Has a Bachelor’s degree in psychology from
Buffalo State College, a Master’s and educat ional specialist certificate from IUP and a
Ph.D. from IUP in school psychology. He had 8 years’ experience as a school
psychologist before coming to the District an d has 4 years’ experience as Director of
Psychological Services at the District. His demeanor was professional and courteous.
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His testimony focused on the RR and how various testing occurred, as well as the types
of support classes available in the District. However, he experienced the same single-
focus on the IU placements as did the Director of Special Education, and for the same
reasons his testimony is discounted.
4. Learning Support Teacher - Has a Bachelo r’s degree in special education and is
certified to teach the physically and menta lly handicapped. She has been a learning
support teacher in the District for 12 years a nd has also worked as an emotional support
teacher and a life skills teacher. She has be en Student’s teacher since [Student] began
receiving services in the District. She spoke knowledgeably about Student and
[Student’s] strengths and needs. Her testimony was credible.
5. Parent’s Expert – Has a BS in Biol ogy: Chemistry/Psychology Minor from St.
Joseph’s University, a MA in Education and teacher’s certifications from St. Joseph’s
University, and Post-Masters and Special Ed ucation Certification as Supervisor of
Special Education from Lehigh University. He has over 30 years in the Educational field,
including 27 years experience as a former special Education School District, Intermediate
Unit and Private School Administrator, and 17 years as a Special Education Hearing
Officer for Pennsylvania. Mr. K is recognized in this hearing as an Expert Witness. He
provided clear, evenhanded explanations of documents; for example, at NT at 346-47,
when asked if the District created an unusua l delay in not issui ng the Permission to
Evaluate, he responded: “I do think it’s a delay perhaps of about a week, but I’m not sure
it’s an unusual delay…” And when he pointed ou t weaknesses – such as the psychiatrist’s
recommendation of a center-based placement, he softened the criticism by stating “I’d
like to think that all of us are child advo cates.” Mr. K proffered possible solutions to
issues regarding placement, obtaining a functional behavior al assessment, pointed out
lapses in the proposed IEP, etc. His testimony was exceptionally credible.
Issues
1. Did the District deny Student a free appropr iate public education (“FAPE”) in the
least restrictive environment (“LRE”) from December 5, 2005, the date of enrollment,
through the end of the 2005-06 school year?
2. Did the District deny access to a FAPE due to Student’s disabilities and was
Student excluded from [Student’s] educational program?
Discussion and Conclusions of Law
Jurisdiction
A due process hearing is a hearing authorized through sp ecial education laws of
both federal and state legislation. The jurisdiction of such a hearing is highly
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circumscribed. A hearing officer cannot de cide any issue – no ma tter how significant –
which is outside those narrowly defined para meters. Thus, any concerns parents may
have regarding education se rvices which concern matters beyond those parameters are
beyond the purview of this process and this Hearing Officer.
Witness Credibility
Within the context of the special e ducation arena, “Hearing officers are
empowered to judge the credibility of witnesses, weigh evidence and, accordingly, render
a decision wherein the hearing officer has included ‘findings of fact, discussion and
conclusions of law. . . [and] the decision shall be based solely upon the substantial
evidence presented at the hearing.’”4 Quite often, testimony – or documentary evidence
– conflicts; this is to be expected for, had the parties been in full accord, there would have
been no need for a hearing. Thus, as stated , part of the responsib ility of the Hearing
Officer is to assign weight to the testimony and documentary evidence of facts which
concern a child’s special education experience.
Hearing Officers have the plenary respons ibility to make “e xpress, qualitative
determinations regarding the relative credibility and persuasiveness of the witnesses” and
“give some reason for discounting”
5 or crediting evidence. Further, Hearing Officers’
decisions are to “specifically mak[e] credibility determinat ions among the various
witnesses and contrary expert opinions”. 6 The Third Circuit, in Shore Regional High
School Bd. Of Educ. v. P.S., 381 F.3d 194 (3d Cir. 2004), held that “if a state
administrative agency has heard live test imony and has found the testimony of one
4 Spec. Educ. Op. No. 1528 (11/1/04), quoting 22 PA Code, Sec. 14.162(f). See also, Carlisle Area School
District v. Scott P., 62 F.3d 520, 524 (3rd Cir. 1995), cert. denied, 517 U.S. 1135 (1996).
5 Blount v. Lancaster-Lebanon Intermediate Unit, 2003 LEXIS 21639 at *28 (2003).
6 Id. at *34.
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witness to be more worthy of belief than th e contradictory testimony of another witness,
that determination is due special weight. Id.; 7 Carlisle Area School v. Scott P., 62 F.3d
520, 527-29 (3d Cir. 1995). Specifically, this means that a District Court must accept the
state agency’s credibility determinations ‘unless the non-testimonial, extrinsic evidence
in the record would justify a contrary conclusion.’ Ca rlisle, 62 F.3d at 592 (emphasis
added). In this context the word ‘justify’ demands essentially the same standard of
review by a federal appellate court. See A nderson v. City of Bessemer City, N.C., 470
U.S. 564, 574 (1985).”8 This court further held that “t he task of evaluating [witnesses’]
conflicting opinions lay in the first instan ce with the ALJ in whose presence they
testified.”9
Similarly, credibility has been addre ssed in various jurisdictions. Looking to
California, Stevens v. Parke Davis & Co., 9 Cal.3d 51, 67-68 (1973) held that a trier of
fact may “accept part of the testimony of a wi tness and reject another part even though
the latter contradicts the part accepted….[and also] reject pa rt of the testimony of a
witness, though not directly contradicted, a nd combine the accepted portions with bits of
testimony or inferences from the testimony of other witnesses thus weaving a cloth of
truth out of selected material.” Further, a fact finder may reject the testimony of even an
expert witness, although not contradicted. Foreman & Clark Corp. v. Fallon, 3 Cal.3d
875, 890 (1971) California courts have also found that “one credible witness may
constitute substantial evid ence”. Kearl v. Bd. Of Medical Quality Assurance, 189
Cal.App.3d 1040, 1052. (1986).
7 Citing S.H. v. State-Operated School Dist. of City of Newark, 336 F.3d 260, 271 (3d Cir. 2003)
8 Shore Regional at 199.
9 Id. at 201.
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Burden of Proof
The burden of proof consists of both the burden of production and the burden of
persuasion. Neither the IDEA nor the IDEIA 10 addressed the subject of burden of proof
and therefore the question of which party bore the burden was handled on a state-by-state
basis with only a handful of states passing an y laws or regulations on the matter. In
Pennsylvania, the burden in an administrativ e hearing challenging an Individualized
Education Program (“IEP”) generally fell to the LEA. Recently, however, the United
States Supreme Court addressed this issue in Schaffer v. Weast, 126 S. Ct. 528 (2005).
In the concluding paragraph of the Opinion of the Court, Justice O’Connor held: “The
burden of proof in an admini strative hearing challenging an IEP is properly placed upon
the party seeking relief.”11 In Antoine M. v. Chester Upland School District, Civ. Action
No 05-3384, (E.D.Pa. Mar. 14, 2006), the Court held that even where the challenge is not
to the sufficiency or appropriateness of an IEP, but rather for the failure to find a child
eligible for one, “the overarching logic of Schaffer – that, in the context of the IDEA, the
party bringing the challenge bears the burden of proof…[and] [a] stude nt’s challenge to a
district’s determination that he or she is not eligible for an IEP should not be treated any
differently than a challenge to the adequacy of an IEP.” Thus, where a “case is brought
solely under the IDEA and arises in a state lacking a statutory or regulatory provision
purporting to define the burden of proof in administrative heari ngs assessing IEPs,
Schaffer controls.”12
The burden of persuasion in an administrative proceeding lies with the party
10 The IDEIA is variously referred to in case law as the IDEIA or IDEA 2004. In either event, it is one and
the same.
11 126 S.Ct. at 537.
12 L.E. v Ramsey Bd. Of Educ., 435 F.3d 384, 391 (3d Cir. 2006).
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seeking relief.13 This requires the Hearing Officer to make a determination of whether or
not the evidence is “equipoise” rather than preponderant. Preponderance of the evidence
is defined as evidence presented by one party that is of greater weight or more convincing
than the evidence offered by the other party. In other words, where there is evidence
which tips the scales, the part y which presented that evidence prevails. However, where
the Hearing Officer finds the evidence is e qually balanced on an issue, the non-moving
party prevails.
After a close examination and analysis of all of the evidence and the testimony,
this Hearing Officer did not find “equipoise”. Thus, the burden of persuasion was not at
issue in this case.
Issue No. 1. Did the District deny Student a free appropriate public education
(“FAPE”) in the least restrictive environment (“LRE”) from December 5, 2005, the date
of enrollment, through the end of the 2005-06 school year?
Initially, the issue of pendency must be addressed. Student entered the District
with an expired NOREP and an IEP, date d 12/22/04, which expired within days of
[Student’s] enrollment. The District impl emented the IEP the week of 12/19/05.
However, Parent filed for a due process he aring 8 days before the IEP expired.
Pendency is governed by 34 C.F.R. Sec. 300.514(a)
14 and provides:
“during the pendency of any administrativ e or judicial proceeding regarding a
complaint under Sec. 300.507, unl ess the State or local ag ency and the parents of
the child agree otherwise, th e child involved in the comp laint must remain in his
or her current educational placement.”
13 Greenwood v. Wissahickon Sch. Dist., Civ. Action No. 04-3880 (E.D. Pa. Feb. 3, 2006) (“Hence,
because there is no Pennsylvania law imposing the burden on the district, Schaffer applies and the burden
of persuasion at the administrative level in Pennsylvania is now on the party contesting the IEP”.)
14 Updated regulations take effect and supercede the current regulations on 10/13/06. The updated
corresponding regulation is found at Section 300.518.
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This case presents a unique situation of a 3-month NOREP wherein Student would
receive instruction in the home. Unfortunately, [Redacted School District] failed to issue
an updated NOREP and Student remained in th at placement. In a parallel case, the
Appeals Panel addressed the issue of an IEP which provided for “its own termination at
the conclusion of the then current school year” and found the document did not mention
“any exception thereto or, equally important, reinstitution of the [previous] IEP.”
Further,
“[c]urrent practice does not support main taining that the [previous] IEP is
somehow reconstituted by the expiration of the one agreed to the following May
21. Were that reasoning to prevail, ever y time an IEP in effect the previous
school year was not timely re vised for a new school year , the one from two years
earlier would automatically be effective again. Since there is presumably a reason
for replacing an IEP, specifically that it is no longer appropri ate, there can be no
justification for reconstituting it when its successor is not revised.”
In this case, the last agreed upon placement, pursuant to the expired NOREP, was
instruction in the home.
Therefore, the pendency during this and the prior due process hearing requested
on 12/14/05, is instruction in the home.
The IDEIA provides that id entified students are to be educated to the maximum
extent appropriate with ch ildren who are not disabled.
15 To that end, “special classes,
separate schooling, or other removal of chil dren with disabilitie s from the regular
educational environment occurs only when the na ture or severity of the disability of a
child is such that education in regular classes with the us e of supplementary aides and
services cannot be achieved satisfactorily.” 20 U.S.C. Sec. 1412(a)(5)(A); 34 C.F.R. Sec.
15 20 U.S.C. Sec. 1412(a)(5)(A). Nonetheless, this provision is not intended to convert “a statutory benefit
for a disabled child into a bar to an otherwise appropriate education.” County Sch. Bd. Of Henrico County,
VA, v. R.T., a minor, et al., 433 F.Supp.2d 657, 670 (May 26, 2006) at fn.6.
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300.550.
The Third Circuit addressed the issue of l east restrictive environment in Oberti v.
Board of Education of Clementon School Di strict, , 995 F.2d 1204 (3d. Cir. 1993). The
court set forth what is now a famous two-part test to determine the appropriateness of a
student’s placement. First, the court dete rmines whether education in the regular
classroom with supplementary aids and se rvices can be achieved satisfactorily. 16 T o
accomplish this, Oberti set forth three factors: (1) whether the school district has made
reasonable efforts to accommodate the child in a regular classroom with supplementary
aids and services; (2) a comparison of the edu cational benefits available in a regular class
and the benefits provided in a special educ ation class; and (3) the possible negative
effects of inclusion on the other children in the class.17 If there is a determination that the
child cannot be educated in the regular educat ion classroom, the second part of the test is
considered. At that point, the court must d ecide whether the district has mainstreamed
the child to the maximum extent appropriate.18
Part I of II-Part Test
Factor No. 1 – Reasonable e fforts to accommodate in the regular education classroom
with supplementary aids and services
Placement must be in the least restrictiv e environment where Student can receive
a meaningful educational benefit.19 Oberti requires that before a placement other than the
regular education class can be consid ered, “the school ‘must consider the whole range of
supplemental aids and services, including resource rooms and itin erant instruction,’
Greer, 950 F.2d at 696 , speech and language therapy, spec ial education training for the
16 Id. at 1215.
17 Id. at 1220.
18 Girty v. Sch. Dist. of Valley Grove, 163 F.Supp.2d 527, 533 (W.D.PA 2001)
19 See S.H. v. State-Operated Sch. Dist. of the City of Newark, 336 F.3d 260, 272 (3d Cir. 2003).
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regular teacher, behavior modification programs, or any other available aids or services
appropriate to the child’s partic ular disabilities. The school must also make efforts to
modify the regular education program to accommodate a disabled child.” Oberti, 995
F.2d at 1216 (emphasis added). Absent this “serious consideration to including the child
in a regular class with such supplementary ai ds and services and to modifying the regular
curriculum to accommodate the child, then it has most likely violated the Act’s
mainstreaming directive. ‘The Act does not permit states to make mere token gestures to
accommodate handicapped students; its requi rement for modifying and supplementing
regular education is broad.’ Daniel R.R., 874 F.2d at 1048; see also Greer, 950 F.2d at
696.” Oberti, 995 F.2d at1216 (emphasis added.)
While the District went through the motions of di scussing an in-District
placement, the evidence is preponderant that such discussion was done solely to mollify
Parent. The District, while certainly not actin g in bad faith, determined early on that
Student would attend a[n] IU program and placement. The record is bare of any evidence
showing the District offered any less restrict ive placements such as a part-time, or even
full-time, emotional support program in a neighboring school district. 20 Additionally,
only a minimal number of supplemental ai ds and services were purportedly even
considered in the 4/25/06 IEP meeting, and, even more telling, there is nothing in the
District’s exhibits which indicates any supplementary aids a nd services were considered.
There was no discussion of special teacher training, co-teaching, consultation for the
regular teacher, or any other well-accepte d inclusion techniques. See Girty, 163
F.Supp.2d at 536 (“simple techniques exist whic h could be used to facilitate Spike’s
20 Interestingly, the District’s decision to use the IU schools appears implied in the 2/28/06 psychiatric
consultation. There the doctor recommended not only an ES program but opining that “a center placement”
could meet Student’s needs.
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inclusion in regular education instruction….with a sma ll amount of res earch into the
methods that many school districts already use, a program beneficial to Spike could be
developed.”); Blount, 2003 LEXIS 21639 at 27 (“A review of the record… does not
show that the IU proposed any specific suppl ementary aids and services,….The IU did
not present any evidence as to what specific supplemental aids and services it considered.
Its exhibits…make no reference either to thos e specific supplementary aids and services
typically available to comparable children, or to any actually consid ered by the relevant
decision-makers in the instant case.”) and Oberti, 995 F.2d at 1211 found
“a number of commonly applied strategies …could be used, in combination, by
the School district to integr ate Rafael in a regular cl assroom, including: (1)
modifying some of the curriculum to accommodate Rafael’s different level of
ability; (2) modifying only Ra fael’s program so that he would perform a similar
activity or exercise to that performed by the whole class, but at a level appropriate
to his ability; (3) ‘parallel instruction,’ i.e., having Rafael work separately within
the classroom on an activity beneficial to him while the rest of the class worked
on an activity that Rafael could not be nefit from; and (4) removing Rafael from
the classroom to receive some special inst ruction or services in a resource room,
completely apart from the class. Dr. Br own explained that w ith proper training a
regular teacher would be ab le to apply these technique s and that, in spite of
Rafael’s severe intellectual disability a regular teacher with proper training would
be able to communicate effectively with Rafael. Dr. Brown also testified that
many of the special educational technique s applied in the segregated Winslow
class could be provided for Rafael within a regular classroom….[Further] speech
and language therapy Rafael needs could be most effectively provided within a
regular classroom….language and speech th erapy could easily be provided by a
therapist inside the regular class during ongoing instruction if the therapist were
able to collaborate ahead of time with the instructor regarding the upcoming
lesson plans….Dr. McGregor…testified th at, given the resour ces and expertise
available to public schools … the School District should be able to design an
inclusive program for Rafael with assi stance from professionals who have
experience integrating children with disabilitie s in regular classes.”) Steps such
as these are what Oberti referred to as “reasonable efforts to include him in a
regular classroom with supplementary ai ds and services”. Oberti, 995 F.2d at
1204.
Certainly, absent the legally mandated full range of supplementary aids and
services, Student is unlikely to receive the educational benefit to which [Student] is
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entitled from any placement other than the center-based classroom proposed by the
District. This Hearing Officer does not dispute that the emotional support class in the IU
could be an optimal placement. Nonetheless, the legal standard is not what is optimal.
Rather, it is the least restrictive environm ent where student can obtain an adequate or
“meaningful educational benefit in light of [Student’s] individual needs and potential.”21
Factor No. 2 - A comparison of the educational benefits available in a regular class and
the benefits provided in a special education class
This portion of the analysis requires (1) a heavy reliance on the “testimony of
educational experts”, and, (2) a requirement that the Hearing Officer “must pay special
attention to those unique benefits the child may obtain from integr ation in a regular
classroom which cannot be achieved in a segregated environment, i.e., the development
of social and communication skills from interaction with nondisabled peers”.
22 (emphasis
added.) The second element was discussed at length by the Oberti court. It found a
“fundamental value of the right to public education for children with disabilities is
the right to associate with nondisabled p eers….Thus, a determination that a child
with disabilities might make greater acad emic progress in a segregated, special
education class may not warrant excluding that child from a regular classroom
environment. We emphasize that the Act doe s not require states to offer the same
educational experience to a child with di sabilities as is generally provided for
nondisabled children. [cites om itted.] To the contrary, states must address the
unique needs of a disabled child, rec ognizing that that child may benefit
differently from education in the regular classroom than other students. See
Daniel R.R., 874. F.2d at 1047. In short, the fact that a child with disabilities will
learn differently from his or her educa tion within a regular classroom does not
justify exclusion from that environment.” Oberti at 1216-1217.
A. Testimony of Educational Experts
Although the District did not offer any of its witnesses as expe rts, all 3 witnesses
were experienced professiona ls and their testimony is ac corded due weight. While
21 T.R. v Kingwood Township Bd, of Educ., 205 F.3d 572, 578 (3rd Cir. 2000).
22 Oberti at 1216.
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neither the Director of Special Education nor the Director of Psychological Services
appeared to have much pers onal knowledge of Student, this Hearing Officer did not find
that a hindrance to their testimony as th eir involvement was mo re administrative and
included records review and evaluation and ascertaining Student ’s behavioral and
learning needs. What was of great concern, as stated, infra, was their foregone
conclusion – based on the r ecords – that Student would only benefit from the IU
placement where [Student] would have no interaction with nondisabled peers.23 It was
for that reason that this Hearing Officer discounted their testim ony. The Student’s
teacher’s testimony, while helpful in unde rstanding Student’s current educational
program, strengths and needs, did not rise to the level of expert witness.
Parent’s expert, on the other hand, presen ted an even-handed picture of Student’s
needs and the District’s response to those n eeds. His review of documents provided an
obviously experienced view and his comments were very insightful. He testified that the
District could have provided a short-term pl acement in the school setting to allow for a
functional behavioral analysis, which is esse ntial to a clear unders tanding of Student’s
present level of emotional support need. He found the District could provide an
educational experience for Student which w ould provide FAPE. Additionally, and most
persuasively, he correctly and clearly showed that even if the District were unable to
accommodate Student, that there were multiple other placement choices available which
the District did not consider, including neighboring and contiguous school districts which
offer part and full time ES programs.
23 Uncontroverted testimony is that Student currently engages in District team sports and that there have
been no reports of misbehaviors.
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B. Requirement that Hearing Officers “must pay special attention to those unique
benefits the child may obtain from integra tion in a regular classroom which cannot be
achieved in a segregated environment.”
While the District would have to accomm odate Student’s disabilities to meet
Student’s needs, this is “‘not a legitimate basis upon which to justify excl uding a child’
from the regular classroom unless the educ ation of other students is significantly
impaired.”24
On the other hand, there certainly are benefits to the Di strict’s proposed
segregated placements. Small class size is very appealing, as is the immediate access to a
special education teacher with years of expe rience, and the potential benefits from the
embedded adventure-based program. In comp aring the benefits, th is Hearing Officer
must again turn to Oberti. “[A] determinati on that a child with di sabilities might make
greater academic progress in a segregate d, special education cl ass may not warrant
excluding that child from a regular classroom environment.”25
It appears to this Hearing Officer that while a segregated, center-based emotional
support class could offer a high degree of pe rsonal attention as well as supplementary
aids and services individualized to Student’s educational needs, Student could experience
a meaningful educational benefit from a le ss restrictive placement than the IU where
[Student] has no opportunity for interaction among [Student’s] nondisabled peers. This
conclusion is bolstered by the evidence that the [Redacted] School District changed
Student’s placement from a regular education classroom to more restricted placements
and, later, to instruction in the home upon Parent’s insistence.
Factor No. 3 - The possible negative effects of inclusion on the ot her children in the
class.
24 Oberti at 1222.
25 Oberti at 1217.
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Oberti requires a consideration of any disruptive behaviors which could
negatively impact upon the educatio n of other classroom children. 26 There is no dispute
that Student’s behaviors are problematic and must be addressed th rough [Student’s] IEP
and, more specifically, [Student’s] BIP. However, the District presents a Catch-22. It is
unable to conduct a Functional Behavior Analysis (“FBA”) upon which to base a BIP
because Student receives instru ction in the home, but the Dist rict will not place Student
in a classroom in order to conduct the FBA. The rationale for this position is that any
change – even temporary – would change pendency which the District is unwilling to do,
unless it is to a[n] IU segregated placement. The District points to the fact that Student
has behavior issues, which is exactly the reas on the Student needs a current, appropriate
BIP.
Student has not been in a classroom e nvironment for close to 2 years and to
exclude a student based on behaviors that far removed from the present is unavailing.
The District cannot state with any degree of certainty what negative effects, if any, of
inclusion on other children in the class currently exist.
Part II of II-Part Test
The second part of the test, which is a determination as to whether the school has
mainstreamed the child to the maximum extent appropriate, is reached only if there is a
finding that placement outside of the regular classroom is required.
Certainly the District has not presented ev idence to show that it has made efforts
to mainstream this Student. It has offered in struction in the home and continues to offer
instruction in the home unless and until Parent agrees to a segregated, center-based
placement.
26 Id. at 1217.
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The foregoing leads to the conclusion that the District did not seriously consider
any placement with supplementary aids and se rvices other than the IU emotional support
placement. The District is responsible fo r offering a continuum of placements and the
IEP team should have looked closely at each placement option, starting in the least
restrictive environment and, if finding that inappropriate for St udent even with the
“whole range of supplementary aids and serv ices”, looking at the next placement option
with that same full complement of supplementary aids and services, and so on, until the
team found the least re strictive environment wherein Stude nt could receive FAPE. This
Hearing Officer is not stating that the IEP t eam would necessarily find that Student could
be educated in a regular educ ation classroom even with all the supplementary aids and
services provided. Parent’s expert posited that Student would benefit from a combination
of learning and emotional support and that if the District were unable to provide such a
program, it could look to “its neighboring a nd contiguous school dist ricts or through the
IU to look for a placement in a public school district .” (NT at 427-28.) Certainly, this
thinking comports with Oberti and with Special Educ. Op. No. 1437:
“Moreover, the record is clear that the District c hose Steven’s ACE placement
unilaterally and without due consideration of any other placement options.
“Oberti instructs that a District must make sufficient efforts to include the child in
non-segregated programming to the maximum extent possible. Hence a District
must offer a continuum of placements desi gned to meet the needs of its eligible
students. 34 C.F.R. Secs. 300.550, 300.551. In this case the reco rd is clear that
the District failed to establish…that it gave proper consideration to any placement
other than the ACE program. (fn 16)
“(fn 16) By way of dicta, the panel observes that ther e are several factors which
must be considered whether a student may be included in a regular education
program. Those factors include consider ation of the possible negative effect
which the student’s inclusion may have on the education of other children in the
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classroom. Oberti, 995 F.2d at 1217. It may well be that Steven requires a
segregated placement outside of the regular education classroom; however, such
a decision may only be made up on application of all of the Oberti factors.
Such was not done here.” (Emphasis added.)
Based on the foregoing Oberti analysis, this Hearing Officer finds the evidence
preponderant that the District failed to make requisite efforts to accommodate Student in
a regular education or learning support classrooms, as well as failed to consider any part-
time or full-time emotional support placements in neighboring school districts which
might have met Student’s needs when provi ded appropriate supplemental aids and
services.
Compensatory Education Awards
A student is entitled to compensatory e ducation starting when the District knew or
should have known that it had not provide d FAPE. The period of compensatory
education is equal to the period of deprivation, excluding the time reasonably required for
the District to rectify the deprivation.27
The law does not require a finding of ba d faith or egregious circumstances in
order to award compensatory education; ne ither does it depend upon the vigilance of the
parents. M.C. v. Central Regional Sch. Di st., 81 F.2d 389 (3d Cir. 1996). Compensatory
education is an appropriate remedy to cure the violation of statutory rights while the child
is entitled to those rights. Big Beaver Falls Area Sch. Dist. v. Jackson, 615 A.2d 910
(1992); M.C. v. Central Regional Sch. Dist, supra. Courts have found that compensatory
education is the appropriate remedy where ther e is a finding of deni al of a FAPE, even
where the student maintained good grades and made educational progress.
Punxsutawney Area Sch. Dist. v. Kanouff, 719 A.2d 198 (1999). Obviously, then, a
27 M.C. v. Central Regional Sch. Dist. 81 F.3d 389 (3d Cir. 1996).
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program which confers only trivial or minimal be nefit is not appropriate. Polk v. Central
Susquehanna Intermediate Unit 16, 853 F.2d 171 (3d Cir. 1988).
Nature of Compensatory Education Award
Three Appeal Panel decisions are particularly helpful in elucidating the nature of
compensatory education awards and provide guidance for this decision.
First, Spec. Educ. Op. No. 1481, p. 13, explains:
The compensatory education may ta ke the form of any appropriate
developmental, remedial or enriching e ducational service, product or device that
assists him in overcoming the effects of ha ving been denied FAPE. To that end,
the compensatory education shall be in addition to, a nd not supplant, educational
services and/or products/d evices that should appropr iately be provided by the
district through student’s IEP, to assure meaningful educational progress. These
compensatory education services may occur after school hours, on weekends
and/or during summer months when conve nient for STUDENT and his parents.
The hours and nature of compensatory e ducation created by this paragraph may
be implemented at any time from the present to student’s 21 st birthday, as
determined by the IEP team.
Second, Spec. Educ. Op. No. 1431 (2004), page s 10-13, clarifies the award should meet
the present need of Student, ra ther than provide a simple replacement of services denied
through lack of FAPE:
“Compensatory”, and court interpretations of it in educa tion, continue to suggest
to this Panel, as they have in the past, a preferred remedy that replaces precisely
what was denied. In a strict sense, compensating for educational deprivation
entails, to the extent possible, providing those specific services that should have
been a part of FAPE in the first place. Otherwise, the relationship between
conduct resulting in denial of services and the remedy, likely necessary to prevent
the latter from becoming punitive, can be tenuous.
Nevertheless, service-for-service remedial replacement may not always be
“compensatory”, particularly where a st udent can no longer derive “meaningful
educational benefit” from them. Failing to provide that benefit, and in turn an
appropriate education, is what we be lieve compensatory education seeks to
address, and not the simple absence of a particular service. Conversely, awarding
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the identical service later, from wh ich obtaining such benefit has become
impossible, is not compensatory and emphasizes the service rather than the
benefit.
Consequently, we believe the equitable nature of this remedy permits, when
previously denied services are no longer appropriate, di scretionary substitution of
others. In the first instance, the latter should be directed towards achieving what
was or should have been the goals of the deprived services, but this too may fall
victim to the deleterious effect time can have on appropriateness. Where that too
is the case, then we see a substituted service in furtherance or enrichment of the
student’s then current IEP documented educational goals generally as
“compensatory”.
Decisions as to the form, location, schedu ling, and costs, so long as they remain
roughly equivalent to the public costs of these substituted services, can rest with
no other than the parent. These controvers ies incept in district failure to provide
“meaningful educational benefit”, and if th ey then influence substituted services
to remedy that, the rule prohi biting their profit therefrom is besmirched. It is, in
fairness, parents who expend the due pr ocess proof and remedy seeking effort,
and who must likely deal with making the student available for compensatory
services. We see no impropriety, therefore, in parental fashioning of the delivery
vehicle for substituted services, if the se rvices are developmen tal, remedial, or
enriching instruction in furtherance of the then pending or a future IEP. See In Re
the Educational Assignment of B.R., Special Education Opinion 1102 (2001).
Obviously, then parents’ discretion is not complete, and a district is not faced with
a fait accompli, as it may challenge parent al selections in th e proper forum. It
was, then, completely acceptable for this District not to have a role in determining
the nature of the compensatory education remedy.
…
It is insignificant that the goals and serv ices student is recognized as needing are
not documented in an IEP, since the focus of compensatory education is and
should be that which was denied and not where its need is memorialized.
Further, in its Exceptions, the District seeks a limit on the rate for compensatory
education services selected by parents. In fact, B. R. and too numerous to cite
cases following it, in some instances, support limiting such costs to what the
district would have incurred, since the se rvices are in the nature of compensation
rather than damages. We believe th e line of demarcation for applying this
limitation can only rest in the fact that this remedy is equitable, and facts such as
parental inability to secure properly selected services at the dist rict’s rate or cost
may justify not applying it. Nonetheless, on this record no factual basis is
established for not applying the limitation….
Lastly, further discussion regarding the cost to the District for providing services and the
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Hearing Officer’s authority to order specific se rvices or programs is discussed in Spec.
Educ. Op. No. 1122 (2001), p. 9:
…. Except in unusual circumstances, the co st to a district of providing the
awarded hours of compensatory education sh ould not exceed the full cost of the
services that were denied. Full costs are the salaries and fringe benefits that
would have been paid to the actual pr ofessionals and para professionals who
should have provided the District servic es and costs for salaries, tuition and
transportation, etc. for contracted services . This principle sets the maximum cost
of all of the hours or days of compen satory education awarded. Parents may
balance expensive and inexpensive instruction or services so that the average cost
is below the maximum amount. Parents may also use fewer hours of expensive
services as long as the maximum amount is not exceeded. Finally, parents may
not be required to make co-payments or use personal insurance to pay for these
services.
….
By way of dicta, we inform the District (and other interested parties) that this
rationale does not preclude a Hearing Offi cer from ordering specific services or
programs as compensatory education in some cases.
I hereby adopt the rationale of these three Appeal Panel decisions and award the
following:
Compensatory education for the time period of December 5, 2005 through the end
of the 2005-06 school year, less any school holid ays and days when Student was absent
or ill. The award is for full school days.
28 The District is also entitled to a reasonable
period in which to rect ify the denial of FAPE 29 and this Hearing Officer finds that 3
weeks would permit the IEP team to meet and consider the range of supplementary aids
and services as well as the continuum of pl acements, and reach an agreement as to what
would provide Student FAPE.30
Issue No. 2 - Did the District deny access to a FAPE due to Student’s disabilities and was
28 Keystone Central Sch. Dist. v. E.E., 2006 U.S. Dist. LEXIS 46420 (M.D. PA 2006).
29 M.C. v. Cent. Reg’l Sch. Dist., 81 F.3d 389, 397 (3d Cir. 1996).
30 This 3-week period also includes the time from date of enrollment until Student’s immunization records
arrived.
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Student excluded from [Student’s] educational program ?
Parents framed in this issue in term s of a Section 504 claim. Section 504
provides, in pertinent part:
“No otherwise qualified handicapped individual in the United States…shall, solely by
reason of his handicap, be excluded from the participation in, be denied the benefits
of, or be subjected to disc rimination in any program or activity receiving federal
financial assistance.”31
Section 504 bars all federally funded en tities, including p ublic schools, from
discriminating on the basis of disability.32 The Third Circuit court, in Ridgewood Bd. Of
Educ. v. N.E., 172 F.3d 238, 253 (3d Cir. 1999) held that in order to establish a
violation of Section 504, a plai ntiff must prove (1) [Student ] is “disabled” as defined by
the Act; (2) [Student] is ‘otherwise qualified” to participate in sc hool activities; (3) the
school receives federal financial assistance; (4) [Student] was excluded from participation
in, denied the benefits of, or subject to discrimination at, the school; and (5) plaintiff must
demonstrate that defendants know or shoul d be reasonably expected to know of
[Student’s] disability. Indiana Area Sch. Dist. v. H.H., 45 IDELR 155 (W.D. Pa 2006)
held, however, that failure to provide a FAPE was not a “ per se discrimination under
Section 504”. In this case, Parent told the District that she wanted her [child] to have “a
gradual re-entry process with no more than a ½ day to start…bu t through this I would
like to keep instruction in the home.”
33 Parent cannot have it both ways – she cannot ask
to retain instruction in the home and at the same time claim that the District is
discriminating against her son by providing the very same thing. This claim is denied.
31 Rehabilitation Act of 1973, Section 504, 29 U.S.C. Sec. 794(a).
32 Susavage v. Bucks County Sch. Intermediate Unit No. 22, No. Civ.A. 00-6217, 2202 WL 109615, (E.D.
Pa. Jan. 22, 2002)
33 FF #85.
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ORDER
For the reasons hereinabove discussed, it is Ordered:
1. The School District is ordered to compute the number of days Student
from 12/5/05 through the end of the 2005-06 school year and provide Student with
compensatory education as provided in this Decision.
2. Parent’s discrimination claim is denied.
Margaret Drayden
___________________________________
M a r g a r e t D r a y d e n
October 8, 2006
