Donegal School District | Case 25865-21-22 | 2022-07-28
Pennsylvania special education due-process decision
- Case number
- 25865-21-22
- Date
- 07/28/2022
- Parties / district (official listing)
- Donegal School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- Individualized Education Program Refusing Services Compensatory Education Identification Intellectual Disability
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
Closed Hearing
ODR File Number
25865-21-22
Child’s Name
E.S.
Date of Birth
[redacted]
Parents
[redacted]
Counsel for Parents
Jacqueline Lembeck, Esquire
30 Cassatt Avenue
Berwyn, PA 19312
Local Educational Agency
Donegal School District
1051 Koser Road
Mount Joy, PA 17552
Counsel for LEA
Shawn Lochinger, Esquire
331 East Butler Avenue
New Britain, PA 18901
Hearing Officer
Michael J. McElligott, Esquire
Date of Decision
07/28/2022
Page 2
Introduction
This special education due process hearing concerns the educational
rights of E.S. (“student”), a student who resides in the Donegal School
District (“District”).1
The parties disagree over the educational programming of the student
under the terms of the Individuals with Disabilities in Education
Improvement Act of 2004 (“IDEIA”) and the Rehabilitation Act of 1973,
particularly Section 504 of that statute (“Section 504”), specifically as to
whether the student was provided with a free, appropriate public education
“(“FAPE”) under the terms of those statutes.
2
The District counters that at all times it met its obligations to the
student under IDEIA and Section 504. Accordingly, the District argues that
the student and parent are not entitled to any remedy.
For reasons set forth below, I find for the parents in part and the
District in part.
Issues
1. Did the District provide appropriate educational programming for the
student’s needs in the 2018-2019 (as of February 2019), 2019-2020,
2020-2021, and 2021-2022 school years?
1 The generic use of “student”, and avoidance of personal pronouns, are employed to
protect the confidentiality of the student.
2 It is this hearing officer’s preference to cite to the pertinent federal implementing
regulations of the IDEIA at 34 C.F.R. §§300.1-300.818 (see also 22 PA Code
§§14.101-14.162 [“Chapter 14”]), as well as the federal implementing regulations of
Section 504 at 34 C.F.R. §§104.1-104.61 (see also 22 PA Code §§15.1-15.11
[“Chapter 15”]).
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2. To the extent that the answer to this questions is “no” as to any school
year, is the student entitled to remedy?
Stipulations of the Parties
The parties have stipulated as follows as to the student’s programming and
when it was in effect:
Stipulation #1. School District Exhibit (“S”) 4 is an individualized education
program (“IEP”) developed in April 2018 with revisions through March 2019
on various dates as noted on pages 1 and 2. The parties agree that the
Hearing Officer may consider the document at S-4 to be the programming
that was in place from the start of the statute of limitations period in
February 2019 through the development of the IEP at S-8.
Stipulation #2. S-8 is an April 2019 IEP, which was in place from April 2019
through the end of the 2018-2019 school year.
Stipulation #3. S-11 is an IEP developed in April 2019 with revisions in May
2019 related to extended school year (“ESY”) programming and related
services. The IEP at S-11 did not go into effect due to the student’s
transition to a private placement.
Stipulation #4. S-12 is a transition IEP for the student’s transition from a
placement at the District to an agreed-upon private placement. The IEP at S-
12 was in place for ESY programming in the summer of 2019 and the
beginning of the 2019-20 school year until a revision in September 2019
Parents Exhibit (“P”) 9.
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Stipulation #5. P-9 is a September 2019 IEP developed by the private
placement. The IEP at P-9 was in place from October 2019 until the end of
the 2019-2020 school year.
Stipulation #6. S-29 is a June 2020 IEP developed by the private placement
after a re-evaluation of the student.
Stipulation #7. S-32 is an August 2020 IEP for the student’s transition from
the private placement to a placement at the local intermediate unit (“IU”).
The IEP at S-32 was in place until a revision in September 2020 revision. (S-
36).
Stipulation #8. S-36 is the August 2020 IEP with September 2020 revisions
for implementation at the IU. The IEP at S-36 was in place from September
2020 to December 2020.
Stipulation #9. S-37 is an August 2020 IEP with revisions through December
2020. In response to the notice of recommended educational placement
(“NOREP”) that accompanied the IEP, the parent s requested an informal
meeting. (S-38). The IEP at S-37 went was in effect from January 2020
through May 2021.
Stipulation #10. S-41 is an IEP proposed in February 2021 IEP, revised in
May 2021 after the issuance of a functional behavior assessment (“FBA”).
Parent rejected the February 2021 IEP and invoked pendency when they
filed a special education due process complaint (which tolled the parents’
claims and is not the complaint at the center of these proceedings). After the
May 2021 IEP revision, however, parents approved the implementation of
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the IEP but noted concerns with the reductions of occupational therapy
(“OT”) and speech language therapy (“S&L”) minutes (S-40). The IEP at S-
41 went into effect in May 2021 and was in place for ESY programming in
the summer of 2021 until December 2021.
Stipulation #11. S-43 is February 2021 IEP with revisions from December
2021, which are marked throughout the document. The IEP at S-43 went
into effect in December 2021 when parents returned the NOREP (S-44),
agreeing to implementation of the IEP but noting parents’ concerns.
Stipulation #12. S-46 was approved for implementation in March 2022, but
revisions were made shortly thereafter. S-49 is the current IEP (the
February 2022 IEP with the March 2022 revision). Parents agreed to the
implementation of the IEP but noted concerns.
Findings of Fact
All evidence in the record, both exhibits and testimony, were considered.
Specific evidentiary artifacts in findings of fact, however, are cited only as
necessary to resolve the issue(s) presented. Consequently, all exhibits and
all aspects of each witness’s testimony are not explicitly referenced below.
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General Background & Placement History
1. The student is diagnosed with autism, intellectual disability, attention
deficit hyperactivity disorder (“ADHD”), and apraxia of speech. (Notes
of Testimony[“NT”] at 43).
2. In the 2018-2019 school year, including February 2019 when parents’
claims accrue, the student attended a placement at a District
elementary school. After that school year, that classroom was going to
be phased out of the District’s continuum of special education
placements, so the student’s IEP team investigated private placements
for the student.
3. In the summer of 2019, the student attended a private placement for
ESY programming. The student remained at the private placement for
the 2019-2020 school year.
4. The 2019-2020 school year was interrupted by the statewide school
closure in March 2020 as a result of the COVID-19 pandemic. The
student completed the school year with online programming.
5. In the summer of 2020, the student attended the private placement
for ESY programming.
6. In the 2020-2021 school year, the student attended a placement at
the local IU. Due to health concerns, the student began the school
year with online programming instead of in-person schooling.
7. The student was not attending the online sessions. In October 2020,
having been informed of this, the District held a meeting to discuss a
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school attendance improvement plan and the potential for a
paraprofessional to assist the student at home during online
programming. The family rejected the paraprofessional coming into
the home, and the student’s attendance with online sessions
improved. The student continued with online programming until
February 2021 when the student returned to the IU for in-person
schooling. (S-49).
8. The student finished the 2020-2021 school year, in-person, in the IU
placement. In February 2021, upon the return to in-person schooling,
the IU unilaterally determined that the student was not eligible for
COVID compensatory services (“CCS”).
3
9. In the summer of 2021, the student attended the IU for ESY
programming.
10. Parents took advantage of the pandemic-related Act 66 repeated
school-year provision which allowed students to repeat the same grade
level in the 2021-2022 school year. The [Student] repeated the same
grade level, in person, at the IU placement for the 2021-2022 school
year.
11. As part of an interim, evidence-based ruling, the District’s
proposed ESY programming for the summer of 2022 was found to be
3 Near the end of the hearing, the parents made a motion to compel that
documentation of the IU’s determination of CCS be made available and, failing the
disclosure of that documentation, that a negative inference be imputed to the
District’s position on the matter. The District asserted through counsel that its
request for any and all documentation in this regard had gone unanswered by the IU.
Evidence, through the testimony of the District’s director of special education, was
taken (Hearing Officer Exhibit – Parents Motion to Compel & District Response;
Hearing Officer Exhibit – Order re Motion to Compel; NT at 788-810.)
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appropriate, although the level of related services were increased to
mirror the level of services during the school year. (Hearing Officer
Exhibit – ESY-2022 Ruling).
12. As indicated in the stipulations above, the student’s IEP has been
the basis of numerous revisions over time.
13. To wrangle such an intricate record, the hearing officer
requested that the parties, in their closing statements, address the
specific areas of dispute that had coalesced over the course of the
hearing. These include the following areas: evaluations, academics,
related services (S&L and OT), ESY, and CCS.
4 This framework will be
employed in structuring the fact-finding and discussion.
Evaluations
14. In June 2017, the District evaluated the student upon the
student’s entry into the District’s [program] kindergarten from early
intervention. It accepted the testing and conclusions of the early
intervention evaluation report. (P-2).
15. In February 2020, an independent educational evaluation was
performed, confirming the identifications of the student, including a
new identification of the student as having an intellectual disability. (S-
25).
4 This matter was filed contemporaneously with a complaint involving the student’s
sibling I.S. at ODR file number 25864-2122KE, and decisions in both matters are
also being issued contemporaneously. Because some witnesses would testify on both
records, hearing days often had the participants moving between both records, with
testimony first taken as to the student before switching to testimony for the
student’s sibling. Interspersed between this “duplicate” testimony might be the
testimony of a witness who was testifying as to only one of the records. It led to a
very intricate evidentiary record session to session. (See NT at 816-818).
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16. The District re-evaluated the student in June 2021. In this re-
evaluation report, the District added intellectual disability to its
identifications of the student. (S-28).
Academic
17. The student had made progress by the end of the 2018-2019
school year on the VB-MAPP goals in the IEP. (S-4, P-9).
18. The student had not made progress by the end of the 2018-2019
school year on behavior goals in the IEP, especially aggression. (S-4,
P-9).
19. At the private placement, overall the student made progress on
the VB-MAPP from the start of the 2019-2020 school year through
March 2020 before Pennsylvania schools closed as a result of the
COVID-19 pandemic. The student showed mixed progress in behavior,
with self-injurious behaviors and screaming both increasing but
aggression significantly decreasing along with a decrease in elopement
from task (S-4 at pages 6-11, S-29 at pages 5-7, 9).
20. Due to the school closure and the need to move to online
programming, the student continued to work on goal progress,
although the online environment limited the instructional approaches.
The student received a reduced amount of S&L and OT services due to
the online programming. (P-11, P-26; NT at 74, 77, 143-144, 710,
728-731, 743-744).
21. At the IU placement from the outset of the 2020-2021 school
year through the end of October 2020, the first quarter of the school
year, the student did not attend enough online sessions to gauge
progress over that quarter. (S-51).
22. Over the remainder of the 2020-2021 school year, the student
made progress on all VB-MAPP goals. (S-34 at pages 3-4, 7-9).
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23. In the first half of the 2021-2022 school year, the student
continued to make progress on VB-MAPP goals. (S-34 at pages 10-12,
19-24).
24. The goals, specially-designed instruction/program modifications,
and related services in the March 2022 IEP are appropriate for the
student. (S-49 at pages 39-72).
S&L / OT
25. The student had made progress by the end of the 2018-2019
school year on S&L goals in the IEP. (S-4; P-9).
26. The student had made progress by the end of the 2018-2019
school year on OT goals in the IEP. (S-4; P-9).
27. At the private placement in the 2019-2020 school year, progress
monitoring is vague and does not show evidence of progress in OT
through March 2020 before Pennsylvania schools closed as a result of
the COVID-19 pandemic. (S-29 at pages 8-19).
28. At the private placement in the 2019-2020 school year, progress
monitoring indicates that the student made progress in S&L goals
through March 2020 before Pennsylvania schools closed as a result of
the COVID-19 pandemic. (S-29 at page 8).
29. At the IU placement from the outset of the 2020-2021 school
year through the end of October 2020, the first quarter of the school
year, the student did not attend enough online sessions to gauge
progress in S&L or OT over that quarter. (S-51).
30. Over the remainder of the 2020-2021 school year, the student
made only slight progress in both of the S&L goals. This progress does
not reflect significant learning. (S-34 at pages 2-3, 6-7).
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31. Over the remainder of the 2020-2021 school year, the student
made only slight progress in all three OT goals. This progress does not
reflect significant learning. (S-34 at pages 1-2, 5-6).
32. In the first half of the 2021-2022 school year, the student made
progress on both S&L goals. (S-34 at pages 17-18).
33. In the first half of the 2021-2022 school year, the student
showed progress in OT goals. In the 1st quarter of the school year, the
student’s progress in OT goals had dipped. By the 2nd quarter,
progress in all goals had improved dramatically and was very strong.
Overall the record supports a conclusion that, by January 2022, the
student exhibited significant learning in OT. (S-34 at pages 12-17).
ESY
34. The student maintained most skills during the ESY programming
in the summer of 2019, although there was an increase in aggressive
behaviors. This was the first experience of the student in an entirely
new setting (the private placement). Therefore, this is a mitigating
factor as to any sense that the student did not maintain skills. (S-14).
35. Due to the March 2020 pandemic-related school closure, the
student attended online ESY programming in the summer of 2020. The
record does not contain any data or progress monitoring from the ESY-
2020 program. (S-32 at page 5).
36. The student attended ESY programming in person in the summer
of 2021, where the student maintained skills levels. Additionally, the
record created for the ESY-2022 program contains a large degree of
implicit evidence—both exhibits and testimony—that speaks to the
student’s academic, S&L, and OT performance upon returning directly
from ESY-2021 programming for the 2021-2022 school year. This
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evidence supports a conclusion that the student did not markedly
regress, thereby indicating that the ESY-2021 programming was
appropriate and allowed the student to maintain skills levels. (P-23, S-
41, S-49; see generally NT May 20
th ESY session at pages 8-233).
37. The ESY programming for the summer of 2022 was addressed in
the interim ruling issued in June 2022. (Hearing Officer Exhibit – ESY-
2022 Ruling – June 23, 2022).
CCS
38. The student’s IEP team discussed CCS. Yet in February 2021, the
IU unilaterally decided that the student did not qualify for CCS as a
result of the pandemic related school-closure and return-to-schooling
issues in the spring of 2020 and the beginning of the 2020-2021
school year. (NT at 93, 243, 606-613).
Discussion
IDEIA/Denial-of-FAPE
FAPE. The provision of special education to students with disabilities is
governed by federal and Pennsylvania law. (34 C.F.R. §§300.1-300.818; 22
PA Code §§14.101-14.162). To assure that an eligible child receives FAPE
(34 C.F.R. §300.17), an IEP must be reasonably calculated to yield
meaningful educational benefit to the student. (Board of Education v.
Rowley, 458 U.S. 176, 187-204 (1982)). ‘Meaningful benefit’ means that a
student’s program affords the student the opportunity for significant learning
in light of his or her individual needs, not simply de minimis, or minimal, or
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‘some’ education progress. (Endrew F. ex rel. Joseph F. v. Douglas County
School District, 580 U.S. , 137 S. Ct. 988, 197 L. Ed. 2d 335, (2017); Dunn
v. Downingtown Area School District, 904 F.3d 208 (3d Cir. 2018)).
Here, the District by and large has provided FAPE to the student over
the school years in question—2018-2019 (as of February 2019), 2019-2020,
2020-2021, and 2021-2022. (Findings of Fact [“FF”] 17, 19, 22, 23, 25, 26,
28, 32, 33, 34, 36). There were, however, aspects of programming over
time where the student did not make progress and was denied FAPE,
specifically: behavior (especially aggression) for the period February 2019
through end of the 2018-2019 school year, OT for the 2019 – 2020 school
year (through March 2020 when schools closed), and S&L and OT in the IU
placement in the 2020-2021 school year after the student began to attend
regularly in November 2020. (FF 18, 27, 30, 31). For these latter instances,
compensatory education will be awarded.
There are also three aspects of the student’s programming
where the student was denied FAPE where special explanation must be
provided. First, the District failed to identify the student as a student with an
intellectual disability (FF 14-17). There is a degree of merit in the District’s
position that nothing in the student’s program would markedly change even
had the District identified the student as a student with an intellectual
disability. As to the District’s argument, however, there is not only a flaw,
but a fatal flaw.
To not identify a student with an intellectual disability is, on its face,
almost always a denial of FAPE because it circumvents the heightened
awareness, and added protections, in Pennsylvania special education
regulations for students with intellectual disability. One example of this
heightened awareness/added protection is found in IDEIA and adopted in
Pennsylvania law—the necessity to include short-term objectives as part of
any IEP goal where a student with an intellectual disability (more precisely, a
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student who qualifies for alternative state-level assessment). (34 C.F.R.
§300.320(a)(2)(ii); 22 PA Code §14.102(a)(2)(xxvii)).
But in Pennsylvania, a student with an intellectual disability must be
evaluated at least every two years, rather than every three years.
Ostensibly, this is to confirm that an understanding of the student has not
changed or does not need to be addressed on a, by definition, more regular
basis. (22 PA Code §14.124(c)). Likewise, any disciplinary removal from
school— regardless of type or length and excluding only the weapons, drugs,
and inflicting serious bodily injury provisions of 34 C.F.R. §300.530(g)(1-
3)—of a student with an intellectual disability is considered to be a
disciplinary change-in-placement, requiring that a manifestation
determination process be undertaken. (22 PA Code §14.143(b)).
The latter of these two points does not apply in this case, although it is
included to illustrate the heightened awareness/added protection in
Pennsylvania for students with an intellectual disability. The former of these
two points, however, was a downfall of the District due to the mis-
identification. The District should have engaged in a biennial evaluation of
the student by June 2019 (instead of waiting for the independent evaluation
of February 2020. This mis-identification is a denial of FAPE.
Second, there is no data or evidence, at all, in the record regarding
the student’s ESY programming at the private placement in the summer of
2020. (FF 35). Granted, this was only shortly after the pandemic-related
school closure and the student’s ESY programming was entirely online. So
there may well be valid reasons for the lack of any data. Still, even any
statement to that effect in the August and September 2020 IEPs—S-32, S-
36—is missing. Where progress-monitoring evidence as to ESY programming
is available for every other summer, this must weigh against the District.
Third, in a similar way, the evidence is silent as to the District’s
position on the provision of CCS to the student. (FF 38). In February 2021,
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the IU unilaterally decided that the student did not qualify for CCS. The
parents or IEP team were not made part of the decision-making, the District
has no documentation on the decision, and the IU could not, or chose not to,
provide information to the District about decision. These are all reasons why
the District may be viewed as blameless. This cannot be the ultimate
conclusion, however: Where the IEP team had discussed CCS, the lack of
evidence about the decision or decision-making process must weigh against
the District.
Accordingly, in addition to the programming-related deficits,
compensatory education will be awarded for these three instances of denial
of FAPE.
Section 504/Denial-of-FAPE
Section 504 and Chapter 15 also require that children with disabilities
in Pennsylvania schools be provided with FAPE. (34 C.F.R. §104.33; 22 PA
Code §15.1).
5 The provisions of IDEIA/Chapter 14 and related case law, in
regards to providing FAPE, are more voluminous than those under Section
504 and Chapter 15, but the standards to judge the provision of FAPE are
broadly analogous; in fact, the standards may even, in most cases, be
considered to be identical for claims of denial-of-FAPE. (See generally P.P. v.
West Chester Area School District, 585 F.3d 727 (3d Cir. 2009)).
As outlined above, the District denied the student FAPE for
certain deprivation in the provision of services, as well as the issues related
5 Pennsylvania’s Chapter 14, at 22 PA Code §14.101, utilizes the term “student with
a disability” for a student who qualifies under IDEIA/Chapter 14. Chapter 15, at 22
PA Code §15.2, utilizes the term “protected handicapped student” for a student who
qualifies under Section 504/Chapter 15. For clarity and consistency in the decision,
the term “student with a disability” will be used in the discussion of both
statutory/regulatory frameworks
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to the evaluation, ESY-2020, and CCS. The compensatory education award
will remedy denial-of-FAPE under Section 504 as well as IDEIA.
Compensatory Education
Where a school district has denied FAPE to a student under the terms
of IDEIA, and by analogy under the terms of Section 504, compensatory
education is an equitable remedy that is available to a student. (Lester H. v.
Gilhool, 916 F.2d 865 (3d Cir. 1990); Big Beaver Falls Area Sch. Dist. v.
Jackson, 615 A.2d 910 (Pa. Commonw. 1992)).
The evidentiary scope of claims, which is not a point of contention in
this matter, and the nature of compensatory education awards were
addressed in G.L. v. Ligonier Valley School Authority, 801 F.3d 602 (3d Cir.
2015) The G.L. court recognized two methods by which a compensatory
education remedy may be calculated. One method, the more prevalent
method to devise compensatory education, is the quantitative/hour-for-hour
calculation, where, having proven a denial of FAPE, the compensatory
education remedy is calculated based on a quantitative calculation given the
period of deprivation. In most cases, it is equitable in nature, but the award
is a numeric award of hours as remedy. The second method, a rarer method
to devise compensatory education, is the qualitative/make-whole calculation,
where, having proven a denial of FAPE, the compensatory education remedy
is calculated based on a qualitative determination where the compensatory
education remedy is gauged to place the student in the place where he/she
would have been absent the denial of FAPE. It, too, is equitable in nature,
but the award is based on services, or some future accomplishment or goal-
mastery by the student, rather than being numeric in nature.
Both calculations are a matter of proof. The quantitative/hour-for-hour
approach is normally a matter of evidence based on IEPs or other
documentary evidence that provides insight into the quantitative nature of
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the proven deprivation. The qualitative/make-whole approach normally
requires testimony from someone with expertise to provide evidence as to
where the student might have been, or should have been, educationally but
for the proven deprivation, often with a sense of what the make-whole
services, or future student accomplishment/goal-mastery, might look like
from a remedial perspective. In this case, in their complaint, parents seek a
quantitative/hour-for-hour (“full days of compensatory education”—
Complaint at page 10).
In terms of compensatory education, there is an equitable component
to the awards below. The District rightly points out that even where there
have been denials of FAPE, those have not been blanket denials. The
testimony of educators deepens one’s understanding of the student and
provides context for nuanced understanding of elements of progress.
Bearing that in mind, compensatory education is awarded as follows:
• Behavior in spring 2019 – 60 hours (S-4, P-9)
• OT in 2019-2020 (to mid-March 2020) – 10 hours (P-9 at page
26)
• S&L in 2020-2021 (after October 2020) – 25 hours (S-36 at
page 36, S-37 at page 39)
• OT in 2021-2022 – 10 hours (S-36 at page 36, S-37 at page 39)
• Non-identification of student – 100 hours (FF 14-17)
• Lack of documentation ESY-2020 – 25 hours (FF 35)
• Lack of documentation CCS – 25 hours (FF 38)
Thus, the entirety of the compensatory education award will be 255 hours.
•
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ORDER
In accord with the findings of fact and conclusions of law as set forth
above, the Donegal School District denied the student a free appropriate
public education as detailed in the decision above. The student is awarded
255 hours of compensatory education.
The student’s educational program as outlined in the February 2022
IEP, with March 2022 revisions, is an appropriate program and placement for
the student.
Any claim not specifically addressed in this decision and order is
denied and dismissed.
s/ Michael J. McElligott, Esquire
Michael J. McElligott, Esquire
Special Education Hearing Officer
07/28/2022
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