Downingtown Area School District | Case 00675-09-10 | 2010-11-19
Pennsylvania special education due-process decision
- Case number
- 00675-09-10
- Date
- 11/19/2010
- Parties / district (official listing)
- Downingtown Area School District
- Hearing officer
- Linda Valentini
- Issues (official listing)
- Compensatory Education Evaluation Identification IEP
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
DUE PROCESS HEARING
Name of Child: K.B.
ODR #00675/09-10 AS
Date of Birth:
[redacted]
Dates of Hearing:
May 10, 2010
July 2, 2010
August 17, 2010
August 30, 2010
August 31, 2010
October 11, 2010
CLOSED HEARING
Parties to the Hearing: Representative:
Parent[s] Michael Connolly, Esquire
188 North Main Street
Doylestown, Pennsylvania 18901
Downingtown Area School District Anne Hendricks, Esquire
122 Wallace Avenue 1402 Masons Mill Business Park
Downingtown, Pennsylvania 19335 1800 Byberry Road
Huntingdon Valley, Pennsylvania 19006
Date Record Closed: November 6, 2010
Date of Decision: November 19, 2010
Hearing Officer: Linda M. Valentini, Psy.D., CHO
C e r t i f i e d H e a r i n g O f f i c i a l
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Background1
Student
2 resides in the Downingtown Area School District (District). The Parents
requested this hearing seeking compensatory education as they believe the District failed
to offer a free appropriate public education (FAPE) through a failure to timely evaluate
and identify Student and a failure to provide appropriate programming subsequent to a
finding of eligibility. The District maintains that Student’s evaluation was timely, that
there was no denial of FAPE at any time, and that no compensatory education is due.
For the reasons presented below I find for the District in part and for the Parents in part.
Issues
1. Did the District deny Student a free appropriate public education by virtue of
failing to conduct an evaluation in a timely manner and thus delaying
identification of Student as eligible for special education?
2. Once Student was identified as eligible for special education, did the District fail
to provide an appropriate special education program including ESY services?
3. If the District denied Student a free appropriate public education through lack of
timely evaluation and identification, and/or by subsequently failing to provide an
appropriate special education program, is the District required to provide
compensatory education to Student and if so in what kind and what amount and is
the District required to reimburse the Parents for tutoring services they obtained
for Student?
Findings of Fact
1. Student is identified as an eligible student residing in the District, and attended
public school in the District from kindergarten through 3
rd grade. [NT 35]
Evaluation
2. Student was adopted from [an Eastern European] orphanage and brought to the
United States just prior to Student’s fifth birthday. [NT 38, 174]
3. Born at a weight of 2.8 pounds, Student spent the first 21 months of life in a
hospital. This may have been initially related to prematurity and low birth weight
but the hospital stay was thought to have been extended because there was not
enough room in the orphanages. [NT 38, 67, 125, 174]
1 The completion of the hearing was delayed by the emergency hospitalization of one of the witnesses, and
the individual’s subsequent surgery.
2 The decision is written without further reference to the Student’s name or gender to provide privacy.
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4. Upon arrival in the United States, Student had received no formal education in
[Student’s native language] and spoke little or no English so the Parents
communicated with gestures and “baby [native language]” in simple words and
phrases. Impacted earwax may have interfered with hearing speech sounds when
Student was in [the country of birth], but the wax was removed at the first
pediatrician visit in the U.S. and a subsequent audiology examination found no
hearing difficulties. [NT 44, 174-177]
5. At the Parents’ request Student was seen at the Intermediate Unit about a month
after arriving in the United States, but the evaluator(s) could not determine if
Student needed services because Student wasn’t conversant in English. [NT 42-
43, 46; P-40]
6. In about the same early time frame the Parents obtained occupational therapy for
Student. The therapist noted that Student seemed bright and the therapist
attributed any delays to lack of experience rather than lack of ability. [NT 41-42]
7. A few months after arriving in this country, Student began attending a private
preschool program and remained there for about six months until entrance into a
District kindergarten in August 2006. Student continued half-days at the
preschool during the kindergarten year. [NT 40-42]
8. Student received a private speech/language evaluation in June 2006 from A Total
Approach and the results were inconclusive as to whether there was a genuine
disorder or a foreign language issue. [NT 44-45, 790; S-12]
9. Upon Student’s entry into kindergarten in August 2006 the Parents supplied the
District with written information about Student’s background. [NT 46-47, 49-52,
64-66; S-11, S-12, S-13, S-14, P-35, P-40]
10. Because they were concerned about possible misuse of the information, they
redacted parts of Student’s history related to a reported “institutional delay”. [NT
68-70, 204-205, 207]
11. Upon Student’s entry into the District the Parents immediately requested
speech/language and occupational therapy evaluations under the IDEIA, which
the District performed. Reports issued in November 2006 concluded that Student
was not eligible for either speech/language or occupational therapy services at
that time. [NT 52-54; P-2, P-4]
12. Student again received a private speech/language evaluation from A Total
Approach in August 2007. Again the conclusion was that it was too early to
determine if there was a speech/language disability given Student’s being an early
English language learner. Therapy was not recommended. [NT 696-697; S-13]
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13. In kindergarten and first grade Student was enrolled in regular education and
received Instructional Support Team (IST) services and English as a Second
Language (ESL) services. [NT 1119, 1128-1129; P-35]
14. In ESL Student learned listening, speaking, reading and writing skills, the
progression by which individuals acquire language. [NT 936-937]
15. Student received IST services until the winter holiday break in second grade, just
after the first IEP was in place. [1077]
16. The District continues IST as long as a child continues to make progress. [NT
1060-1063]
17. Student’s IST teacher is working toward certification in special education and
holds a master’s degree in reading. [1017-1021]
18. The IST teacher worked during first grade with Student for 30-45 minutes each
day in a group of no more than 5 children. An additional 15-30 minutes was
spent with an IST instructional aide for a total of 45-60 minutes of IST daily. [NT
1032-1034]
19. Between the IST and the ESL teachers, Student received between 1¼ and 1½
hours of individual or small group reading instruction in first grade. [NT 1059-
1060]
20. The Parents had been concerned about Student’s not meeting certain kindergarten
Dynamic Indicators of Basic Early Learning Skills [DIBELS] benchmarks in the
areas of initial sound fluency, letter naming fluency, phoneme segmentation
fluency, and nonsense word fluency in September 2006 [10 months post arrival in
this country] and in January 2007 [14 months post arrival]. [NT 54-55, 59-67, 72-
73, 75-77; P-35, P-36, P-40]
21. The Parents were also concerned about Student’s beginning of the year DIBELS
scores in first grade, when Student’s scores as compared to benchmarks were
17/24 in nonsense word fluency, 13/35 in phoneme segmentation fluency and
36/37 in letter naming fluency. [P-36]
22. Upon administration of the DIBELS
3 in first grade the IST teacher was pleased
with Student’s progress in phonemes and nonsense word fluency. Oral reading
fluency suffered from the interference of the need for vocabulary acquisition, but
Student still made commensurate progress with same-age peers in oral reading
fluency with a midyear 12/20 and an end of year 24/40.4 The Parents interpreted
3 The normative population for Benchmarks on the DIBELS is not a population of English language
learners.
4 Progress is commensurate because native English speakers are expected to double their score from a 20 to
a 40; Student doubled the score from a 12 to a 24.
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Student’s DIBELS scores in first grade as an indication that Student had
“flunked” first grade. [NT 87, 254-255, 1036-1038, 1046-1048; S-4]
23. The Parents’ expert
5 testified that oral reading fluency is one area of reading not
typically responsive to interventions and that the gap frequently remains. [NT
438-439]
24. In first grade Student made good progress in word reading. Typical native English
speaking children start out first grade knowing 35 words on a 100-word list,
progress to 50 words by the middle of the year and master all 100 words by the
end of the year. In the beginning of first grade Student, as an English language
learner, knew only 4 words from the 100-word list. However, by February
Student knew 53 words, by the end of March Student knew 65 words, by
September of second grade Student knew 85 words, and by October Student had
mastered all 100 words. [NT 264, 266, 269, 294-296; S-6]
25. Although reading was difficult for Student in first grade and Student struggled
with reading a sentence, by the end of the year Student was more confidently
reading stories and writing sentences. [NT 277-278]
26. As spelling was difficult for Student in first grade the teacher devised various
interventions including posting spelling words around the room. [NT 278-279]
27. Student was very particular about handwriting but showed progress throughout
the first grade year. [NT 278]
28. Student’s IST teacher and first grade teacher collaborated closely and reinforced
one another’s instruction with Student. [NT 281-283]
29. The first grade teacher was pleased with Student’s progress and at no time during
the major part of the school year thought that Student should be evaluated to
determine if Student had a disability the remediation of which required specially
designed instruction. [NT 287, 306]
30. Student did well behaviorally and socially in first grade. [NT 1053-1054]
31. Beginning in August 2008 and continuing through second grade, the Parents
purchased twice-weekly one-hour private tutoring sessions for Student from a first
grade teacher at the elementary school. [NT 91-93]
32. In second grade Student received reading support from the IST teacher 45-60
minutes per day and worked on reading in ESL for 30 minutes a day for a total of
75-90 minutes per day. [NT 1073]
5 “The Parent’s expert” referenced here and throughout is the second private evaluator, the individual with
professional and personal experience in late-age foreign adoptions.
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33. Other than in oral reading fluency Student continued to make progress in reading
words and decoding, learning the Second 100 Words, and in reading
comprehension. [NT 1080-1081]
34. At the end of first grade the teacher discussed an evaluation with the Parents and
at the beginning of second grade the District issued a PTE which the Parents
approved. Student was evaluated to determine eligibility for special education
services. The Evaluation Report (ER) timely issued on November 26, 2008 found
Student eligible for special education under the classification of Learning
Disabled. [P-7, P-10]
35. Although they had agreed to the testing, the Parents questioned whether Student’s
English language abilities impacted the IQ score, and were concerned that Student
would be misdiagnosed or mislabeled with a learning disability. [NT 98, 185-
186; S-25, S-41]
36. The American Speech and Hearing Association [ASHA] recommends waiting
two or three years before evaluating an English language learner for special
education. The Parents’ expert agreed with this, as testing earlier could result in
an invalid assessment of cognitive and academic ability. [NT 407-411]
37. The November 2008 evaluation noted that Student tested in the Low Average
Range on the Wechsler Intelligence Scale for Children –Fourth Edition, an
instrument that yields a composite score that includes assessments on both verbal
and non-verbal skills, but tested in the Superior Range on the Comprehensive Test
of Nonverbal Intelligence which was not affected by Student’s English language
ability level. [P-10]
38. In addition to academic weaknesses, the District’s evaluation found weaknesses in
organization, attention and focus. [P-10]
November 2008-November 2009
39. Pursuant to the development of an initial IEP over two sessions in November
2008, Student began receiving special education services in early December 2008
after parental approval. The Parents did not want Student’s attention and
organization issues included in the Needs portion of the first IEP. [NT 473, 516;
P-11]
40. Shortly after Student began receiving special education services the Parents
shared concerns about their perceptions of Student’s lack of progress and
continued to express their concerns during the remainder of the 2008-2009 school
year. [NT 118-119; P-20, P-40]
41. The Parents also however expressed not being sure that Student had a learning
disability and were concerned that Student would be misdiagnosed or mislabeled
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with a learning disability because of English language acquisition issues. [NT
185-186, 562, 565; S-25, S-41]
42. After Student began receiving special education services Student was in the
regular education classroom for all instruction except for language arts and ESL.
[NT 832]
43. Language arts instruction was delivered in the special education setting for 2¼
hours daily. [NT 461]
44. The special education teacher coordinated with the regular education and ESL
teachers. [NT 519]
45. In the learning support classroom there were 11 or 12 students including Student,
the teacher, and an aide; two of the students had a 1:1 aide. [NT 462]
46. The Parents’ expert testified that as long as a reading program is research based
what matters is not which program is used but the intensity and frequency with
which it is used. [NT 466]
47. Student received 1:1 instruction in reading from the learning support teacher for
15 minutes each day, 15 minutes on the computer daily and instruction in small
groupings for 45 minutes each day for a total of 75 minutes of reading a day.
Reading was delivered in 15-minute segments using Project Read, Harcourt
Brace, Reading Naturally, Success Maker, and Explode the Code. [NT 525-528]
48. Student’s reading instruction included multi-sensory materials. [NT 543-545]
49. Student received written expression [grammar and spelling] instruction with
Harcourt Brace, the Evan Moore Spelling Program and Building Spelling Skills.
[NT 486-487, 529-531]
50. In second grade Student made progress in reading including reading fluency,
writing and spelling with some variability that was not unexpected. [NT 534-541,
553]
51. On the DIBELS administered in second grade, Student again progressed on oral
reading fluency commensurate
6 with same-age peers, doubling the score from the
beginning to the end of the year. Scores related to benchmarks were 24/44 at the
beginning of the year, 30/68 at mid-year, and 48/90 at the end of the year. [NT
503-504; P-36]
52. Student’s tendency to avoid writing tasks diminished in second grade. [NT 538]
6 See footnote number 4 above.
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53. The learning support teacher saw improvement during second grade in Student’s
English including expanded vocabulary and the ability to retell stories. [NT 560-
561]
54. Student was offered ESY in the form of 12 hours for summer 2009, or partial
payment of a program preferred by the Parents. The Parents accepted the offer of
partial payment. [NT 549; S-29, S-30, S-35]
55. Prior to the start of the 2009-2010 [second grade] school year the District offered
and the Parents accepted the opportunity for an independent neuropsychological
evaluation at District expense with an evaluator chosen by the Parents before
revisions were made in Student’s program in the upcoming November IEP
revision. [NT 142-144; P-40]
56. The independent neuropsychologist conducted her evaluation in September and
October 2009 and submitted the report in November 2009. Salient findings
included weaknesses in reading, writing, spelling and speech/language and
difficulties in organization, focus and attention, along with some emotional issues
related to anxiety, perfectionism and self-esteem. [P-24]
November 2009-June 2010
57. On November 9, 2009 the IEP team met to consider the independent
neuropsychological evaluation and conduct the annual IEP revision. The IEP,
issued on November 15, 2009 incorporated many of the recommendations from
the IEE. The IEP also included speech/language goals pursuant to a speech
language evaluation conducted in April 2009. The Parents approved the IEP. [NT
700-708, 811-814; S-37, S-38, P-26]
58. The Parents were concerned that in third grade Student was not reading on grade
level. They wanted Student’s IEP goals to reflect that Student would be reading
on grade level and functioning like a third grader when Student was in third
grade. [NT 101, 150, 153-155, 483]
59. In third grade Student received 1:1 ESL three days per week for 30 minutes each
session, reduced from the second grade daily frequency at the ESL teacher’s
recommendation. [NT 969]
60. In third grade Student again received language arts instruction in the learning
support setting in which there were 10 students, a teacher and two aides. [NT
588]
61. Student was in the learning support setting for 140 minutes daily receiving whole
group, small group and 1:1 instruction. Student received 1:1 direct reading
instruction from the learning support teacher for 25-30 minutes daily. [NT 587,
590, 601-603, 620-621]
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62. Student received reading instruction in phonics, vocabulary, comprehension and
spelling using Project Read and Harcourt Brace, and worked on a computer
program, Reading Naturally, to improve reading fluency. Reading instruction
was multisensory, as was writing instruction. [NT 590, 593-597, 601, 620-621,
665-669, 693-695; S-34]
63. The learning support teacher put a visual reminder on Student’s desk regarding
things to take, but overall was not concerned about Student’s organizational skills
in the school setting. [NT 711-712]
64. Student had no problem with the mechanics of handwriting in third grade. [NT
896]
65. The learning support teacher coordinated with the ESL teacher and the third grade
regular education teacher. [NT 713-715]
66. In third grade social studies and science the regular education teacher worked 1:1
with Student, chunked material, made note cards and flash cards and sent them
home and provided an extra book for home. [NT 902-905]
67. The third grade regular education teacher used multisensory instruction with
Student as well as other techniques in accord with the IEP SDIs. [NT 905-907; S-
34, S-38]
68. Student made progress in all areas of reading including reading fluency and in
writing including spelling during the third grade year. [NT 671, 678-682, 686-
687, 690-691, 696; P-38, P-47]
69. Student was eligible for and was offered an ESY program for summer 2010. The
program ran from July 6
th to August 5th, and could be accessed up to four days a
week. Based on progress monitoring charts Student was offered an ESY package
including goals. Student did not attend ESY in the District in 2010. [NT 647-
648, 726-728; S-42, P-29]
Influence of Late Age Foreign Adoption on Acquisition of Literacy Skills
70. Less than a year after the district-funded independent neuropsychological
evaluation the Parents had Student privately evaluated again. The evaluator, who
has personal and professional experience in post-institutionalized late-age
adoption from [the same Eastern European country where Student was born],
raised the question of the impact of Student’s background on educational
progress. [NT 315-316, 345]
71. The Parents’ expert, who performed the second independent evaluation of
Student, testified that “it would be inappropriate to evaluate how [Student is]
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doing educationally without looking at [Student’s] background” and relevant
history. [NT 356-357]
72. The Parents’ expert is aware of studies concluding that it takes children 7 to 10
years to develop academic language, as opposed to basic communication, and
testified that this time estimate for developing academic language is a “good
guideline”. [NT 328-330]
73. The District’s ESL teacher’s testimony was roughly congruent with this estimate,
putting social language at about 2 years and academic language at 5 to 10 years.
[NT 941]
74. The Parents’ expert testified that children such as Student who are late adoptees
take longer than children who are adopted earlier to acquire the [second]
language. She testified that she agrees with ASHA’s stance that a child needs two
to three years of English before validly taking an English language IQ test to
assist in an eligibility determination, and notes that additionally performance on
achievement testing could also be invalid. [NT 350, 407-411]
75. The Parents’ expert testified that she would not expect someone who is learning
the English language to acquire reading skills at the same rate as someone who is
familiar with the English language and one would “expect delays across all
language-based academic tasks initially”. [NT 339-340]
76. The Parents’ expert testified that she would not expect Student’s oral reading
skills to develop at the same rate as Student’s peers who were not adopted from
[the Eastern European country of Student’s birth]. [NT 339-340; P-41]
77. The ESL teacher’s testimony is congruent with that of the private evaluator – that
Student would not be expected to make the same progress in reading as a native
English speaker due to lack of previous exposure to the English language. [NT
960]
78. The Parent’s expert concluded that Student had developmental dyslexia, a specific
learning disability in reading that also can interfere with sound recognition or
speech-sound sequencing. [NT 380-382]
79. The Parents’ expert opined that Student requires from 45 to 100 minutes per day
of reading instruction. [NT 384-385]
Focus and Attention
80. Developmental dyslexia also encompasses difficulties in the area of executive
functioning, organization for example. [NT 381]
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81. The Parents’ expert did not diagnose Student with a separate disability in the area
of attention. [NT 397-399]
82. Teachers working with Student found some difficulty in the area of focus and
attention as did the Parents during homework completion. [NT 54-55, 59-63,
252-254, 470-472, 604-607; P-40]
83. The District’s initial evaluation found that Student had a deficit in attention,
organization and focus. [P-10]
84. The independent evaluator also found deficits in attention, organization and focus.
[P-24]
85. Although the Parents’ expert did not diagnose Student with an Attention Deficit
Disorder, she did note that Student’s developmental dyslexia and post-
institutionalization status conferred a layer of difficulty in self-regulation. [NT
351-355, 381-382; P-41]
86. Neither Student’s November 2008 IEP [and its May 2009 revision] nor Student’s
November 2009 IEP contained goals and short term objectives related to attention
and focus. [P-10, P-22, P-26]
87. The Parents’ expert testified that Student’s early history as an institutionalized
child from [the Eastern European country] would affect Student’s physical self-
regulation, emotional regulation, ability to attend, maturity and social functioning.
[NT 351-354, 366, 369]
88. The Parents’ expert testified that Student was “pretty dysregulated” and that this
manifested in rocking, flapping, facial grimacing and elevated motor activity and
that these behaviors increase as tasks become more challenging. [NT 354-355]
Speech/Language Re-Evaluation and Services
89. Student had received two private speech/language evaluations from A Total
Approach [June 2006 and August 2007], a speech/language evaluation by the
District at parental request in November 2006, and a speech/language screening
by the District in February of first grade. None of these private or District
evaluations resulted in the finding that Student required speech/language services.
[S-12, S-13, S-15, P-2]
90. In its November 2008 multidisciplinary evaluation the District did not include an
updated assessment of Student’s speech/language needs. [P-10]
91. After reviewing the November 2008 ER, the Parents requested additional
speech/language testing which was completed on April 30, 2009 with the finding
that Student was eligible for speech/language services. On May 18, 2009 the IEP
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was revised adding goals and SDI pursuant to the updated ER which included
speech/language assessment. The Parents approved this IEP. [NT 506, 552, 757,
809-810; S-33, S-34, S-35; P-18, P-22]
92. The District’s speech/language assessment noted needs in the areas of narrative
skills, relational vocabulary, oral vocabulary, language organization and
production of the voiceless /th/ and /r/ sounds. The May 2009 IEP revision
included a goal for the production of the voiceless /th/ sound as this was a good
starting place, and provided for 30 minutes of speech/language therapy weekly.
[P-22]
93. A goal was not included for the /r/ sound because the speech/language pathologist
does not work with second graders on the /r/ sound as it is not developmentally
appropriate. [NT 807-808; S-34]
94. Student met the goal for the /th/ sound in December 2009. Additional goals were
addressed as appropriate in logical sequence. [NT 808, 811-814; S-40]
95. Student received 2:1 speech/language therapy from May 2009 until November
2009 and then received 1:1 therapy through to the end of the third grade school
year. [NT 775]
96. Student made progress in speech/language. [NT 814-818; S-18, S-44, S-50]
Discussion and Conclusions of Law
Our United States Supreme Court has held that in an administrative hearing brought
under the IDEIA the burden of persuasion, which is one element of the burden of proof,
is properly placed upon the party seeking relief. Schaffer v. Weast, 126 S. Ct. 528, 537
(2005). Thus, the party bearing the burden of persuasion, in this case the Parents, must
prove its case by a preponderance of the evidence. Jaffess v. Council Rock School
District, 2006 WL 3097939 (E.D. Pa. October 26, 2006). However, the burden of
persuasion under Schaffer only comes into play when neither party introduces a
preponderance of the evidence. In that event, evidence is evenly balanced, or in
"equipoise" as the Court put it, and the party having the burden of persuasion failed to tip
the evidence scale in its favor and thus cannot prevail. The evidence was not in equipoise
on any of the issues under consideration. In large part the Parents failed to produce a
preponderance of evidence to support their position on the issues and therefore the
District in large part prevailed, however on two discrete issues the Parents did prevail
having met their burden of persuasion.
During a due process hearing the hearing officer is charged with the responsibility of
judging the credibility of witnesses, weighing evidence and, accordingly, rendering a
decision incorporating findings of fact, discussion and conclusions of law. Hearing
officers have the plenary responsibility to make “express, qualitative determinations
regarding the relative credibility and persuasiveness of the witnesses”. Blount v.
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Lancaster-Lebanon Intermediate Unit, 2003 LEXIS 21639 at *28 (2003). During the
course of this matter many witnesses appeared, and all brought a facet to the total picture.
All witnesses were deemed to be testifying honestly and with candor. Specific credibility
references will be made below as appropriate to the discussion.
Special education issues are governed by the Individuals with Disabilities Education
Improvement Act of 2004 (IDEIA) which took effect on July 1, 2005. 20 U.S.C. § 1400
et seq. The IDEIA sets forth the responsibilities (commonly referenced as “child find”
responsibilities) borne by school districts for identifying which children residing in its
boundaries are in need of special education and related services such that “[all] children
with disabilities residing in the State…regardle ss of the severity of their disabilities…are
identified, located and evaluated…” 20 U.S.C. §1412(a)(3). A district could violate its
child find obligations and thus deny a child a free, appropriate public education (FAPE)
by unreasonably extending pre-evaluation interventions rather than evaluating the child
as the Parents believe was the case in this matter. Montgomery County Intermediate Unit,
LRP 109, 62289 (SEA PA 2009). The initial issue then is when the District should
reasonably have suspected that Student may have had an actual disability, rather than an
academic delay secondary to being in the process of second language acquisition, and
therefore conducted an evaluation. Referencing Interboro School District, 109 LRP
40946 (SEA PA 2007), in their closing argument, the Parents pose the question, “What
did the District know and when did it know it?”
What the District knew from the outset is a central distinguishing fact in this case:
Student arrived in the United States at almost five years of age, speaking no English and
having been raised in an orphanage in [an Eastern European country]. {FF 2}
The IDEIA’s implementing regulations at 34 CFR §300.309(a)(3)(iv-vi) provide that
certain factors must be ruled out before a child can be classified as having a specific
learning disability, and three of these factors - cultural factors, environmental or
economic disadvantage, and limited English proficiency - pertained to Student prior to
entry into public school. Although each of these factors was mitigated over time through
the diligence and devotion of Student’s parents, there can be no denying, and this hearing
officer holds that there is no discrimination in acknowledging, that for the first five
formative years Student was not a part of the culture of the United States or the culture of
American or [Eastern European] single-family living, suffered economic disadvantage
with limited access to enrichment and environmental stimulation relative to suburban
American peers and likely relative to non-institutionalized [Eastern European] children,
and had no English listening, speaking or reading proficiency. {FF 4} Although as the
Parents point out Student’s birth and health history contained risk factors for learning
problems, {FF 2} Student’s complete lack of exposure to spoken or written English,
including its phonemes, its vocabulary, its sentence structure and even its alphabet, with
the overlay of acclimating to nuclear family living in a different culture, presented a clear
and compelling reason for the District to take a very cautious approach to imposing a
classification of learning disabled or speech/language impaired on this child. Student’s
mother herself credibly conveyed her own struggle between rightfully not wanting her
child to be mislabeled or misdiagnosed as disabled because of acclimation and language
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issues versus expecting the District to evaluate for and provide special education services
quite early on.
Although at 22 PA Code §14.122(d) the Pennsylvania special education regulations note
that “if screening activities have produced little or no improvement within 60 school days
after initiation, the student shall be referred for evaluation” the earlier regulation at 22 PA
Code §14.122(c)(5) specifically notes that a system of screening which may include early
intervening services must include a determination of whether a student’s assessed
difficulties are due to “a lack of instruction or limited English proficiency”. This
important provision is wise and sound from both the neuropsychological and the
pedagogical standpoints. Expecting a brand new English learner whose early literacy
exposure was limited to the sounds of the [Eastern European] language and the [specific
alphabet utilized in Student’s country of birth] alphabet to profit from early intervening
services within the same 60-school-day time frame as a child who has heard and learned
to recognize and pronounce the phonemes specific to English from birth, who has been
exposed to English language children’s television programming and other entertainment
media on a daily basis, and who has seen and been introduced to recognizing the standard
English Latin-based alphabet is simply not reasonable or fair to the child. The
knowledgeable and credible testimony of both the Parents’ expert who has professional
and personal experience in the area of late foreign adoption {FF 70, 71, 72} and the
District’s ESL teacher {FF 73} supports this reasoning, as does the American Association
for Speech and Hearing. {FF 36} At various times the Parents themselves appeared to be
cognizant of and rightly concerned about the potential for a false positive finding of
disability. {FF 10, 35, 41} The individual who was Student’s IST teacher for
kindergarten and first grade holds a Master’s Degree in reading, has held a position as a
reading specialist, is working toward nearly completed certification in special education,
{FF 17} and had a previous teaching position in a school setting geared toward early
identification and remediation. Student’s time with this teacher was invaluable and
offered exactly the special instruction Student needed without the label of special
education. {FF 18, 19}This teacher testified credibly about Student’s progress under her
care.
Many young children growing up in their preschool years in this country live in non-
English speaking households, but nevertheless have multiple opportunities for exposure
to English including through the media; this was not the case with Student for the first
five years of Student’s life. A previous decision written by this hearing officer and cited
by the Parents in their closing argument, East Stroudsburg Area School District, 103 LRP
20360 (SEA PA 2003)], is easily distinguishable from the instant matter and is
illustrative. That was a case in which the parents wanted their child to have regular
education and intensive ESL rather than special education while the district believed that
the child’s struggles in school were a function of a disability and not her level of English
ability and that she required special education. The child in that case had come to the
United States at 5 months of age with [the student’s] own family and although Arabic was
the primary spoken language in the home because the mother spoke little English, the
father spoke English, the child’s sibling who was two years older was being educated in
English and spoke English at home with the Student on a daily basis, and the children
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watched only English language television programming and English language movies.
Unlike Student in the instant matter, that child was exposed to English well prior to entry
into Head Start, and then in Head Start and at home was using more English than Arabic
which situation continued into school entry. Still, this hearing officer counseled caution
regarding classification, as did the school district psychologist, because the child’s
intellectually deficient IQ scores and comparable academic achievement scores may have
been at least in part an artifact of the child’s being bi-lingual and being tested in English,
although there was ample evidence to support the existence of a severe learning disability
at best.
This hearing officer is perplexed by and must differ with Parent counsel’s written closing
argument that the District’s waiting to evaluate Student was “offensive, contrary to the
law and discriminatory” based on Student’s country of origin and English proficiency and
denied Student the same rights to FAPE as any other child in this country. Rather it is the
position of this hearing officer that if a very young early learner of English were
evaluated in English with only one or two years of formal public education in English
under his/her belt and found to be learning disabled that would be discriminatory given a
fair chance of finding evidence to support a disability where none existed. The
suggestion that alternatively Student could/should have been tested in [Student’s native
language] to determine special education eligibility regarding a curriculum delivered in
English presumes that there are actually accurate official [language-specific] translations
of standardized cognitive and achievement tests pertinent to the educational system in the
United States, and that these have been appropriately re-normed to apply to the novel
population of test-takers into which Student would fall. In East Stroudsburg, because the
parents ardently wanted their child to be non-exceptional and because there was a fine
line between a classification of intellectual disability [MR] and learning disability, this
hearing officer ordered that the child receive special education services with a re-
evaluation in two years by an Arabic-speaking evaluator or with translation for the entire
assessment and that the assessment should include a non-verbal IQ measure; it was
determined that two years of special education learning support programming and ESL
programming would be sufficient to clarify the child’s classification given the facts in
that case.
In their closing argument the Parents also point to Fair Lawn (NJ) School District, 110
LRP 57339 (OCR EDNY 2010) in support of their position that the District’s waiting to
evaluate Student constituted discrimination. This case is not on point for our purposes.
First, that matter involved a New Jersey school district’s refusing a parental request for
evaluation of the child’s speech sound production (articulation) not an evaluation for a
language disability or for a learning disability. Second, the matter involved an
investigation by the Office of Civil Rights which was conducted through selective
interviews not taken under oath and not subject to cross-examination. Third, in the
instant matter, the District did evaluate Student’s speech/language skills promptly upon
the Parent’s request early in the kindergarten year and evaluated Student when the
Parents signed the PTE at the beginning of second grade. {FF 11}
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Special education is defined as specially designed instruction…to meet the unique needs
of a child with a disability. Specially designed instruction means adapting, as appropriate
to the needs of an eligible child …the cont ent, methodology, or delivery of instruction to
meet the unique needs of the child that result from the child’s disability and to ensure
access of the child to the general curriculum so that he or she can meet the educational
standards within the jurisdiction of the public agency that apply to all children. 34 C.F.R.
§300.26
Once disabled children are identified as being eligible for special education services the
IDEA requires the State to provide them with a “free appropriate public education”. 20
U.S.C. §1412(a)(1), 20 U.S.C. §1401(9). School districts provide FAPE by designing and
implementing a program of individualized instruction set forth in an Individualized
Education Plan (“IEP”). 20 U.S.C. § 1414(d). The IEP must be “reasonably calculated” to
enable the child to receive “meaningful educational benefit”, a principle established by
nearly 30 years of case law. 381 F.3d 194, 198 (3d Cir. 2004)(quoting 853 F.2d 171, 182-
85 (3d Cir.1988)); Board of Education v. Rowley, 458 U.S. 176, 102 S. Ct. 3034 (1982);
Rose by Rose v. Chester County Intermediate Unit, 24 IDELR 61 (E.D. PA. 1996); Shore
Reg'l High Sch. Bd. of Ed. v. P.S ., Polk v. Cent. Susquehanna Intermediate Unit 16,
Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235, 240 (3rd Cir. 2009),
see Souderton Area School Dist. v. J.H., Slip. Op. No. 09-1759, 2009 WL 3683786 (3d
Cir. 2009).
“Meaningful educational benefit” means that an eligible child’s program affords him or
her the opportunity for “significant learning.” Ridgewood Board of Education v. N.E.,
172 F.3d 238, 247 (3d Cir. 1999). An eligible student is denied FAPE if the IEP is not
likely to produce progress, or if the program affords the child only a “trivial” or “de
minimis” educational benefit. M.C. v. Central Regional School District, 81 F.3d 389, 396
(3rd Cir. 1996); Polk.
Under the Supreme Court’s interpretation of the IDEA in Rowley, and in interpretations
rendered in other relevant circuit court cases, a school district is not required to provide
the best possible program to a student, or to maximize the student’s potential. Rather, an
IEP must provide a “basic floor of opportunity”. There is no requirement to provide the
“optimal level of services.” Mary Courtney T. v. School District of Philadelphia; Carlisle
Area School District v. Scott P., 62 F.3d 520, 532 (3d Cir. 1995), cert. den. 517 U.S.
1135, 116 S.Ct. 1419, 134 L.Ed.2d 544 (1996). What the statute guarantees is an
“appropriate” education, “not one that provides everything that might be thought
desirable by ‘loving parents.’” Tucker v. Bayshore Union Free School District, 873 F.2d
563, 567 (2d Cir. 1989). The Eastern District Court of Pennsylvania recently noted,
“Districts need not provide the optimal level of services, or even a level that would confer
additional benefits, since the IEP required by the IDEA represents only a basic floor of
opportunity.” S. v. Wissahickon Sch. Dist., 2008 WL 2876567, at *7 (E.D.Pa., July 24,
2008), citing Carlisle. The law requires only that the plan and its execution were
reasonably calculated to provide meaningful benefit. An IEP’s appropriateness must be
determined as of the time it was made, and the reasonableness of the school district’s
offered program should be judged only on the basis of the evidence known to the school
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district at the time at which the offer was made. D.S. v. Bayonne Board of Education, 602
F.3d 553, 564-65 (3d Cir. 2010).
That having been established, far from providing a “basic floor of opportunity” the
program and placement the District offered to Student provided an excellent
opportunity for meaningful educational benefit and in fact Student has derived
meaningful benefit. {FF 50 51, 52, 53, 68} Even prior to the finding of eligibility, the
Student received a rich educational experience that provided a deep immersion into
understanding, speaking, reading and writing conversational and academic English
language. {FF 13, 14, 15, 16, 17, 18, 19, 28} Intensive ESL and IST services in the
context of language-rich kindergarten, first grade and second grade academic programs
brought Student to the point where, tested in English with a cognitive assessment
normed on same-age native English speaking peers exactly three years after arriving in
the United States not understanding or speaking any English, Student could achieve an
IQ score within the Low Average Range. {FF 37} This score is clearly an artifact of
Student’s being an early English language learner, particularly in light of Student’s
significantly higher [Superior Range] score on a non-verbal cognitive measure, and the
most parsimonious interpretation is not that the lower score is a function of a cognitive,
learning or speech/language disability.
The evidence clearly shows that Parents were expecting their child to have reading parity
with same-age native English speaking peers very early on. For example, they were quite
concerned about Student’s not meeting certain kindergarten DIBELS benchmarks in the
areas of initial sound fluency, letter naming fluency, phoneme segmentation fluency, and
nonsense word fluency as early as September 2006 [10 months post arrival in this
country] and in January 2007 [14 months post arrival]. {FF 20, 21}The Parents
considered Student as having “flunked” first grade even though the rate of approaching
DIBELS benchmarks was commensurate with first grade expectations. {FF 22} The first
grade regular education teacher with 20 years teaching experience testified credibly and
confidently that she saw growth in reading in first grade, and also that Student made
progress in math in first grade and that Student was speaking more confidently in first
grade. The Parents wanted the third grade IEP to carry goals of Student’s achieving
literacy skills at the level of a third grader. {FF 58} While a worthwhile target, Student’s
inability to meet that target is neither a failure of the IEP nor of the Student. In fact
Student did make meaningful progress toward the goals. Whether a school district has
offered a free appropriate public education to a disabled student is a mixed question of
law and fact. Heather S. v. State of Wisconsin, 125 F.3d 1045, 1053 (7th Cir. 1997). The
Third Circuit has determined that a student’s demonstrated progress in an educational
program is sufficient to show that a school district’s IEP allows for significant learning
and provides meaningful benefit as necessary to satisfy the IDEA’s FAPE standard.
Ridgewood Board of Education v. N.E., 172 F.3d 238, 242 (3d Cir. 1999) [although lack
of progress does not in and of itself render an IEP inappropriate. Carlisle].
The Parents contend that the District’s November 2008 evaluation was not appropriate
because speech/language testing was not included. {FF 90} This hearing officer agrees.
The IDEA obligates a local educational agency to conduct a “full and individual initial
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evaluation …” 20 U.S.C §1414(a)(1)(A). The purpose of assessment tools and materials
is to obtain “accurate information on what the child knows and can do academically,
developmentally and functionally ….” 20 U.S. C. §1414(b)(3)(A)(ii). Further, the child
must be “assessed in all areas of suspected disability.” 20 U.S.C. §1414(b)(3)(B). The
evaluation must be “sufficiently comprehensive to identify all of the child’s special
education and related services needs …” 34 C.F.R. §300.304(c)(6). At the Parents’
request the District had conducted a speech/language assessment very early in Student’s
public school career, barely a year after Student’s coming to the United States, and made
a determination of ineligibility {FF 11} and provided a speech/language screening in
February 2008 {FF 89}. Two years after its first speech/language evaluation, in the
context of conducting a multidisciplinary evaluation the District should have included a
new speech/language evaluation, the results of which were likely to be more reliable than
those from the earlier testing although still subject to being viewed with extreme caution.
While not reaching the conclusion that Student actually has or does not have a
speech/language disorder, as this point is not in contention, given that Student was found
eligible for speech/language services when the District conducted the speech/language
assessment in April 2009, with services beginning in mid-May 2010, {F 91} this hearing
officer finds that Student is entitled to compensatory education services in the area of
speech/language from December 2008 to mid-May 2009 and this will be ordered.
Although in large part this hearing officer has found the District’s special education
program and placement appropriate and the literacy program offered to Student well
beyond appropriate, the IEPs do not sufficiently address the chronic difficulty Student
experiences with attention and focus. {FF 82, 83, 84, 86} Whether this deficit arises from
emotional immaturity post-institutionalization or from a neurodevelopmental deficit or a
combination of these and other possible factors {FF 80, 85, 87, 88} it is important to
address the issue. Whether or not the Parents wanted the issue addressed in the Needs
section of the IEPs, {FF 39} the District was nevertheless obligated as the educational
experts to address it, as attention and focus are pervasive throughout any learner’s day.
The IDEA authorizes hearing officers and courts to award “such relief as the Court
determines is appropriate” 20 U.S.C. § 1415(h)(2)(B), and compensatory education is an
appropriate remedy only when a school district has failed to provide a student with
FAPE. Lester H. v. Gilhool, 916 F.2d 865, 871-73 (3d Cir. 1990) as the purpose of
compensatory education is to replace those educational services lost because of the
school district’s failure. [Id.] In this case the District failed to offer Student FAPE in
speech/language programming for a portion of the time Student was eligible for special
education, and in the area of addressing attention and focus during the entire time of
Student’s eligibility. B.C. v. Penn Manor Sch. Dist., 805 A.2d 642 (Pa. Commw. 2006),
although a gifted education case, provides common sense instruction for awarding
compensatory education, counseling against a rote hour-for hour approach in favor of an
award that would bring the student to the point where Student would be had FAPE been
offered. Although hour for hour compensatory education fits well in this case regarding
lost speech/language therapy, calculating an award for denial of FAPE in the area of
addressing attention and concentration is difficult. Therefore this hearing officer has
fashioned what seems to be an equitable solution, assigning an award based on a set
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number of hours but tailoring the award to help bring Student to the point where Student
may have been but for the denial of FAPE.
Given the District’s failure to include a speech/language evaluation as part of its
November 2008 evaluation while an April 2009 found eligibility for speech/language
supportive services, Student lost 22 academic weeks of speech/language therapy.
Compensatory speech/language therapy sessions will be ordered in the amount of 30
minutes per week for a total of 11 hours, delivered by the District or, if the District does
not have personnel availability, by a private speech/language provider paid by the District
at the usual and customary rate in the area for this service.
Given the District’s failure to adequately address the area of attention and focus despite
the Parents’ reservations, this hearing officer will award equitable compensatory
education in the amount of 1 hour per week for 68 weeks [40 academic weeks from
December 2008-November 2009 and 28 academic weeks from December 2009-mid June
2010] for a total of 68 hours to be used to assist Student in enhancing self-regulation
through learning and practicing strategies to apply across settings. The award may be
used, for example, for such things as behaviorally-oriented therapy and/or biofeedback,
purchase of professionally-authored computerized programs including age-appropriate
game-format programs designed to shape focus and attention, participation in group skills
training for children with similar attentional needs, purchase of children’s literature
addressing attention issues, parent training materials and/or attendance at training
seminars for parents. The cost of this award may not exceed the cost to the District of
one hour per week of a certified school psychologist or certified behavioral specialist
consultant’s salary and benefits or the average of the two if the salaries are discrepant.
The District has the right to challenge the reasonableness of expenditures in terms of the
content and the cost.
There was very little testimony regarding the private tutoring {FF 31} Student received
for which the Parents seek reimbursement. Given that Student received an appropriate
academic program both prior to and after being identified as eligible for special education
there is no obligation on the District’s part to reimburse the Parents for tutoring services.
Likewise there was little offered to elaborate on the reasons the Parents concluded the
ESY {FF 54, 69} offered to Student was inappropriate, and therefore no compensatory
education or reimbursement in this area is warranted.
In testimony, Student’s mother acknowledged that Student has accomplished a great deal
since coming to this country and that Student’s progress has been remarkable. [NT 178-
179]. This hearing officer agrees. The Parents’ expert made a statement during her
testimony about young English language learners in an English language academic
environment that resonated throughout this hearing officer’s consideration of the
evidence, “So basically we’re double dutying them. We’re asking them to be competent in
the English language which they’re not, and now we’re asking them to learn using as a
modality the English language”. [NT 405] The independent evaluator raised concerns
about Student’s self-esteem and perfectionism {FF 56} although the Parents find that
Student is now becoming less perfectionistic [NT 63]. While an objective conclusion
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would have to be that Student has been doing remarkably well, Student’s subjective self-
assessment needs to be monitored and moderated by the adults around Student.
During the course of this hearing Student had been in this country under five years, yet
had been able to thrive physically, to transition from living in an institution to becoming a
member of a family and bonding with loving parents, to replace recognizing and
producing the sounds of the native tongue with the sounds of American English, to
recognize and associate sounds to letters in the English Latin-based alphabet, to read, to
write, to do calculations, to make friends, to play sports - and to expend all the effort
these accomplishments required while remaining in the concordant view of Student’s
Parents and teachers a kind and likeable child. Student’s successful journey from a long-
term hospitalization to an orphanage in [the Eastern European country] to full integration
into an American suburb can be described in no other way than “remarkable”, except
perhaps “miraculous”. To the Parents, to the District, but most importantly and above all
to this Student should be given high praise and warm congratulations. The Parents’
biggest concern is that Student is not reading on grade level [NT 37-38]; although this
concern is not to be minimized, given Student’s transformation into an English listener,
speaker, reader and writer in less than five years much more patience with and faith in
Student is warranted. Student has demonstrated a positive literacy trajectory, with no
notable regression, and there is no reason to believe that this progress will not continue.
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Order
It is hereby ordered that:
1. The District did not deny Student a free appropriate public education by virtue of
failing to conduct an evaluation in a timely manner.
2. As the District did not deny Student a free appropriate public education through
lack of timely evaluation and identification, the District is not required to provide
compensatory education to Student for any time prior to December 2008.
3. Because the District failed to conduct an appropriate evaluation in November
2008 by virtue of omitting a speech/language assessment, Student is entitled to
compensatory speech/language services from December 1, 2008 through May 17,
2009, a period of 22 academic weeks. This compensatory education shall be 30
minutes per week for a total of 11 hours, delivered by the District or, if the
District does not have personnel availability, by a private speech/language
provider paid by the District at the usual and customary rate charged for this
service in the area.
4. Because the District failed to specifically address Student’s difficulties in
attention and focus in its IEPs Student is entitled to 1 hour per week for 68 weeks
[40 academic weeks from December 2008-November 2009 and 28 academic
weeks from December 2009-mid June 2010] of compensatory education to assist
in enhancing self-regulation through learning and practicing strategies to apply
across settings. The award may be used, for example, for such things as
behaviorally-oriented therapy and/or biofeedback, purchase of professionally-
authored computerized programs including age-appropriate game-format
programs designed to shape focus and attention, participation in group skills
training for children with similar attentional needs, purchase of children’s
literature addressing attention issues, parent training materials and/or attendance
at training seminars for parents. The cost of this award may not exceed the cost to
the District of one hour per week of a certified school psychologist or certified
behavioral specialist consultant’s salary and benefits, or the average of the two if
the salaries are discrepant. The District has the right to challenge the
reasonableness of expenditures in terms of the content and the cost.
Any claims not specifically addressed by this decision and order are denied and
dismissed.
November 19, 2010
Linda M. Valentini, Psy.D., CHO
Date Linda M. Valentini, Psy.D., CHO
PA Special Education Hearing Officer
NAHO Certified Hearing Official
