Downingtown Area School District | Case 13126-12-13 | 2013-06-12
Pennsylvania special education due-process decision
- Case number
- 13126-12-13
- Date
- 06/12/2013
- Parties / district (official listing)
- Downingtown Area School District
- Hearing officer
- Anne Carroll
- Issues (official listing)
- Free Appropriate Public Education Procedural Violation Private School Placement Independent Educational Evaluation
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
ODR No. 13126-1213 KE
Child’s Name: M.D.
Date of Birth: [redacted]
Dates of Hearing: 4/8/13, 4/24/13, 5/1/13, 5/22/13
CLOSED HEARING
Parties to the Hearing: Representative:
Parents Parent Attorney
Parents Lorrie McKinley, Esquire
McKinley & Ryan, LLC
16 West Market Street
West Chester, PA 19382
School District School District Attorney
Downingtown Area Andrew Faust, Esquire
540 Trestle Place Sweet, Stevens, Katz & Willia ms
Downingtown, PA 19335 331 Butler Avenue, P.O. Bo x 5069
New Britain, PA 18901
Date Record Closed: May 22, 2013
Date of Decision: June 12, 2013
Hearing Officer: Anne L. Carroll, Esq.
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INTRODUCTION AND PROCEDURAL HISTORY
Student, who is IDEA eligible due to a specific learning disability in reading, resides
within the boundaries of the School District. For the past two years, however, Student was
enrolled in a private school selected by Parents, who initiated the complaint in this case to obtain
tuition reimbursement for the 2011/2012 and 2012/2013 school years. Parents are also
requesting reimbursement for an independent educational evaluation (IEE) they obtained in the
spring of 2012.
After a settlement was reported in February 2013, the case was provisionally closed for
60 days. Because a final agreement was not satisfactorily completed, however, the case was
reinstated at Parents’ request and proceeded to a hearing, which was conducted over 4 sessions in
April and May 2013. For the reasons explained below, Parents claims are denied.
ISSUES
1. Did the School District offer an appropriate IEP to Student for the fifth grade (2011/2012
school year?
2. Did the School District offer an appropriate IEP in accordance with all procedural and
substantive requirements for the sixth grade (2012/2013) school year?
3. If not, are Parents entitled to tuition reimbursement for the fifth grade and/or sixth grade
school year?
4. Should the District be required to reimburse the Parents for an IEE that they obtained
during the summer of 2012?
FINDINGS OF FACT
1. [Student is a pre-teenaged] child, born [redacted] is a resident of the School District and
is eligible for special education services. (Stipulation, N.T. p. 16, 17)
2. Student has been identified as IDEA eligible in the category of specific learning disability
in accordance with Federal and State Standards. 34 C.F.R. §300.8(a)(1), (c)(); 22 Pa.
Code §14.102 (2)(ii); (Stipulation, N.T. p. 16)
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3. Parents filed a due process complaint during Student’s 4 th grade year challenging the
appropriateness of the District’s special education program for the 2009/2010 (3 rd grade)
and 2010/2011 (4 th grade) school years. The hearing officer issued a decision on July 27,
2011 concluding that the District’s reading instruction during 3rd grade denied Student a
FAPE, but was appropriate in 4th grade. Student was awarded 1.5 hour/day of
compensatory education for the 3rd grade school year. (S-2 (HO Decision dated
7/27/11—ODR # 1530-1011 AS (Valentini))
4. The hearing officer also found that the District’s reporting of progress monitoring
information during the period in dispute was so difficult to understand that it denied
Parents a full opportunity to participate in Student’s educational programming because
they could not readily determine whether Student was making progress in reading. The
hearing officer concluded that the appropriate equitable remedy for that IDEA violation
was an order requiring the District to reimburse Parents for the cost of an independent
educational evaluation that they had obtained to get a “clearer picture” of Student’s
progress. (S-2 pp. 28, 29)
5. Although the District had offered a new IEP in February 2011 for the remainder of 4
th
grade/beginning of 5 th grade, the hearing officer decision noted that the proposed IEP had
not been approved by Parents. Technically, therefore, the educational program which the
hearing officer found appropriate for 4 th grade was governed by the prior IEP, dated June
2010. (S-2 p. 12 [Ftnt. 14])
6. The parties considered the February 2011 IEP a reflection of the reading instruction the
District had actually provided to Student during 4
th grade, and, therefore, acknowledged
that the decision concerning the provision of FAPE in 4 th grade assessed the
appropriateness of the February 2011 IEP proposal. (N.T. pp. 1189, 1190 (Parents’
Closing Argument); S-3 p. 1)
7. Parents’ claims for ESY for the summer of 2011, which had been included in their 2011
due process complaint, were resolved by the District’s agreement to fund a summer
program at a private school serving children with reading difficulties. (N.T. pp. 137, 183,
280, 281, ; S-3 p. 2)
8. During the summer of 2011, Parents also enrolled Student in an intensive reading
program offered by the independent school psychologist/reading specialist who had
evaluated Student several times. Parents also worked with Student at home on a daily
basis to practice reading. (N.T. pp. 281—285, 978, 979)
9. Parents were very pleased with the positive change in Student’s attitude toward reading
that they observed during the summer of 2011, and believed that Student had made
significant progress through the intensive reading services Student received over the
summer. (N.T. pp. 300—302, 981—983, 997, 1003)
10. After receiving the hearing decision in late July 2011, Parents notified the District, via e-
mail of their intention to enroll Student in the private school where Student received the
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2011 ESY services for the 2011/2012 school year. During the February 2011 IEP
meeting, Parents had also requested a private school placement, which the District had
denied. (N.T. pp. 1000, 1001; S-1 p. 14, S-3)
11. In an August 1, 2011 e-mail response to Parents’ notice of unilateral private school
placement, the District again refused Parents’ request for a private school placement
during 5
th grade, noting the hearing officer’s conclusion that the District had offered
Student an appropriate educational program during the 2010/2011 school year. The
District offered to schedule an IEP meeting prior to the beginning of the 2011/2012
school year at a mutually convenient time to discuss changes to the February 2011,IEP,
which it noted would otherwise remain in effect until February 2012. (N.T. pp. 757, 758,
1000, 1001; S-3 p. 1)
12. Parents did not accept the offer of an IEP meeting, and did not otherwise communicate
with the District during the early part of the 2011/2012 school year. Parents did not share
with the District the results of assessments taken after Student’s summer reading
programs. (N.T. pp. 1005—1007, 1077, 1078)
13. Parents engaged different attorneys after the July 2011 administrative hearing decision.
New counsel initiated an appeal of the decision concerning the 3
rd grade school year but
not the portion of the decision relating to 4 th grade. 1 The appeal resulted in a July 2012
federal court decision affirming the substance of the hearing officer’s decision, in
particular, the number of hours of compensatory education awarded for 3 rd grade, but
striking the cost cap placed on the compensatory education award. (N.T. pp. 1069, 1070;
M. D. v. Downingtown Area School District, No. 02:11-cv-06685-LDD, slip. op at pp.
7—10 {E.D. PA. Aug. 6, 2012])
14. Parents next contacted the District concerning Student’s special education program on
March 30, 2012, when they requested that the District issue a permission to reevaluate
(PTRE) in order to obtain an updated evaluation prior to discussing Student’s potential
return to the District. (N.T. pp. 1020, 1021; S-4)
15. On April 9, 2012 the District issued the PTRE, on which it listed the types of assessments
the District intended to conduct. Parents approved and returned the PTRE on April 13,
2012.
2 (N.T. pp. ; S-5)
16. The District’s evaluation included standardized assessments of cognitive potential and
academic achievement, language, social/emotional functioning, executive functioning,
and curriculum-based reading assessments, as well as separate speech/language and
1 Parents’ counsel in this case was not involved in either the prior administrative hearing or in the subsequent civil
action seeking review of the July 2011 decision in district court. Parents’ current counsel began representing them
in September 2012. (N.T. pp. 1280, 1281)
2 During the 2011/2012 school year, the District was closed from April 5 through April 9 for spring break. (P-1 p.
2)
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occupational therapy (OT) evaluations. The District’s evaluation also included two
observations of Student in classes at the private school, (N.T. pp. 132—136, 615—620;
S-7 pp. 10, 11, 13—26)
17. In addition to the standardized reading assessments administered by the school
psychologist, the District reading specialist conducted additional reading assessments,
particularly directed toward determining Student’s needs in reading instruction and
whether reading programs offered by the District would meet Student’s needs. (N.T. pp.
1087—1094; S-7)
18. In planning and conducting the reevaluation, the District’s school psychologist was
particularly interested in determining why, despite average reading comprehension and
good phonological awareness, reading fluency remained an area of significant weakness
in which Student continued to struggle. The results of a sub-test of the Comprehensive
Test of Phonological Processing (CTOPP) assessment included in the District’s
evaluation indicated that despite good sound recognition, Student has difficulty
organizing the sounds to rapidly name a word, which significantly impacts reading
fluency. Working memory issues that can adversely affect academic performance in
many areas were also identified in the District’s evaluation (N.T. pp. 40, 172, 622—
625; S-7)
19. On June 18, in the course of an e-mail discussion about additional information needed to
complete the District’s evaluation report, Student’s Mother asked when a meeting would
be scheduled to review the District’s RR. Approximately a week later, after the District
school psychologist requested to meet with Parents for their input to the evaluation
report, Mother requested that the meeting include everyone who contributed to the
evaluation in order to fully discuss the evaluation results. (N.T. p. 1030; P-4 p. 13, S-6
p.1)
20. After the school psychologist clarified that the meeting she was requesting was not for
the purpose of reviewing the RR, but only to assure that it accurately reflected Parents’
concerns, Student’s Mother met with the school psychologist and sent written input via e-
mail on June 27. The school psychologist incorporated Parent’s input into the RR. (N.T.
pp. 62, 308, 593, 1031—1036; P-4 p. 15, 16, S-6 p. 1, S-7 pp. 7, 8)
21. The District completed the evaluation report on June 28 and mailed it to Parents on July
5. In an e-mail message dated July 16, Parents disagreed with the evaluation report based
on what they described as “discrepancies” in reading scores and “omissions of necessary
evaluation data,” neither of which were further described. Parents requested an IEE to be
performed by the independent neuropsychologist who had previously evaluated Student.
(N.T. pp. 313—317, 1039; P-5, S-8)
22. Although they did not inform the District, Parents had already arranged for an
independent evaluation of Student, which was conducted during the same period that the
District was evaluating Student, but included different assessments of cognitive and
academic achievement. The IEE assessments were completed by May 25, but the IEE
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report was not completed and provided to Parents until August 20. Parents transmitted it
to the District on the same day. (N.T. pp. 88, 89, 317—319, 347—350, 1024, 1040,
1044, 1050, 1075; P-15, S-7 p. 13, S-9 p. 1)
23. On July 24, 2012 the District issued a NOREP denying the IEE request. Although
Parents disapproved the NOREP, they also withdrew their IEE request and asked for a
meeting to discuss the District’s evaluation results. (N.T. pp. 79, 80, 1041—1043; S-9
pp. 9, 10)
24. During the summer, District staff discussed developing an IEP based upon the RR. Due
to vacations and contract matters, it was difficult to identify a teacher to write an IEP and
to assemble all IEP team participants during the remainder of July and most of August.
(N.T. pp. 60, 61, 584—586)
25. On August 2, in response to Parents’ request, the District offered an RR review
meeting/IEP team meeting during the week of August 20, 2012, the teacher in-service
week prior to the first day of the 2012/2013 school year for Students, August 27. (N.T.
pp. 65, 66, 86, ; P-1 p. 1; S-9 p. 3)
26. Parents followed up with an e-mail on August 13 concerning a meeting date, to which the
District responded that it was working on scheduling a specific date during the following
week. (N.T. p. 1045; S-9 p. 2)
27. On August 17, 2012 Parents notified the District in writing of their intention to enroll
Student in the private school for the 2012/2013 school year and requested payment of
tuition. (N.T. pp. 321, 322, 1046, 1047; S-10)
28. On Sunday August 19, the District middle school supervisor of special education e-
mailed Parents with an IEP team meeting invitation for the afternoon of August 21 to
review both the District’s RR and its IEP proposal for the 2012/2013 school year. (N.T.
pp. 86, 1047, 1048; S-9 p. 1)
29. Although Parents had previously indicated that they were “flexible” with respect to
scheduling an IEP meeting during the week of 8/20, they planned a long weekend visiting
family in a different state, including Monday and Tuesday, 8/20 and 8/21. Student’s
Mother intended to participate in the IEP team meeting via telephone, but was unable to
do so because of a medical emergency involving a family member the family was
visiting. (N.T. pp. 65, 88, 95, 323, 324, 327, 328, 1058, 1049; S-9 p. 1)
30. The District transmitted a draft IEP to Parents on the morning of the IEP meeting.
Student’s Father attended the IEP meeting via telephone, but was unable to thoroughly
review the draft IEP due to his work schedule. Nevertheless, Parents proposed some
changes to the draft IEP, which the District incorporated into a final IEP proposal e-
mailed to Parents, who received it on Saturday August 25. (N.T. pp. 91, 92, 97, 327—
329; P-1 p. 1)
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31. The IEP that the District offered in August 2012 included goals for reading decoding,
fluency, comprehension, memory, writing, editing/executive functioning math problem
solving and organization. (N.T. pp. 660—668, S-11 pp. 29—37)
32. The proposed IEP also included intensive reading and language arts instruction in a
learning support setting for nearly 2.5 hours each day with several research-based reading
programs designed to support reading, decoding and comprehension. The IEP also
provided for Student to receive math and science in the grade regular education classes,
with specially designed instruction directed toward developing organizational skills.
(N.T. pp. 736; S-11 )
33. In order to provide Student with additional reading instruction, the IEP the District
proposed in August 2012 did not include a 6
th grade social studies class. Part of the
proposed reading instruction would have included a modified social studies curriculum
based upon the content provided in regular education 6 th grade social studies classes.
(N.T. pp. 730, 731, 734; S-11 p. 44)
34. The proposed IEP also replaced “Encore” classes, more generally known as “specials”
(art, music, gym) with additional reading instruction. (S-11 p. 44)
DISCUSSION AND CONCLUSIONS OF LAW
The circumstances underlying Parents’ claim for tuition reimbursement are a bit unusual
in that the District has not actually provided educational services to Student since the end of the
2010/2011 school year (4 th grade). Moreover, a due process hearing decision evaluating—and
approving—the District’s program for Student during that school year was issued approximately
a month before the 2011/2012 school year began. (FF 3, 4) Nevertheless, the current dispute
over tuition reimbursement arose only days after the parties received the prior decision, when
Parents requested and the District refused a private school placement for 5 th grade. (FF 10, 11)
The parties then had no contact concerning Student’s ongoing educational needs for the next
seven months, until Parents requested an evaluation at the end of March, 2012.
The parties’ dispute took on more usual and familiar contours after the District’s
evaluation was completed at the end of June 2012. Although the 60 calendar day period for
completing an evaluation was suspended when the school year ended on June 11, 2012 Parents
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contended that the evaluation report and subsequent IEP proposal were not provided in sufficient
time for review and discussion prior to the start of the 2012/2013 school year. Consequently, in
addition to their disagreement with the appropriateness of the District’s proposed IEP for the
2012/2013 school year (6 th grade), Parents argued that the District continued a pattern of denying
them the opportunity to fully participate in developing and reviewing Student’s educational
program and services.
Parents’ claim for reimbursement for the IEE they obtained during the summer of 2012 is
also presented in a somewhat unusual posture, since Parents had arranged for the evaluation to be
conducted during the same time as the District evaluation without informing the District of the
independent evaluation. (FF 22) Parents requested reimbursement for the IEE after receiving
the District’s RR, but withdrew the IEE request before reasserting it as a claim in this case.
Regardless of the somewhat unusual circumstances underlying the tuition reimbursement
claim for 5 th grade and the IEE reimbursement claim, the usual and familiar legal standards apply
to all of Parents’ claims and the relevant aspects of the framework that guides consideration of
the facts will be set forth first.
Legal Standards
FAPE/ Meaningful Benefit
The IDEA statute provides that a school-age child with a disability is entitled to receive a
free appropriate public education (FAPE) from his/her school district of residence. 20 U.S.C.
§1400, et seq.; 34 C.F.R. §300.300; 22 Pa. Code §14. The required services must be provided in
accordance with an appropriate IEP, i.e. , one that is “reasonably calculated to yield meaningful
educational or early intervention benefit and student or child progress.” Board of Education v.
Rowley , 458 U.S. 176, 102 S.Ct. 3034 (1982); Mary Courtney T. v. School District of
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Philadelphia , 575 F.3d at 249. “Meaningful benefit” means that an eligible child’s program
affords him or her the opportunity for “significant learning.” Ridgewood Board of Education v.
N.E. , 172 F.3d 238 (3 RD Cir. 1999). Consequently, in order to properly provide FAPE, the
child’s IEP must specify educational instruction designed to meet his/her unique needs and must
be accompanied by such services as are necessary to permit the child to benefit from the
instruction. Rowley; Oberti v. Board of Education , 995 F.2d 1204 (3 rd Cir. 1993). An eligible
student is denied FAPE if his program is not likely to produce progress, or if the program affords
the child only a “trivial” or “ de minimis ” educational benefit. M.C. v. Central Regional School
District , 81 F.3d 389, 396 (3 rd Cir. 1996); Polk v. Central Susquehanna Intermediate Unit 16 ,
853 F. 2d 171 (3 rd Cir. 1988).
Under the interpretation of the IDEA statute established by the Rowley case and other
relevant cases, an LEA is not required to provide an eligible with services designed to provide
the “absolute best” education or to maximize the child’s potential. Carlisle Area School District
v. Scott P. , 62 F.3d 520 (3 rd Cir. 1995).
Tuition Reimbursement Standards
In Burlington School Committee v. Department of Education of Massachusetts , 471 U.S.
359, 105 S.Ct. 1996, 85 L.Ed.2d 385 (1985), the United States Supreme Court established the
principle that parents do not forfeit an eligible student’s right to FAPE, to due process
protections or to any other remedies provided by the federal statute and regulations by
unilaterally changing the child’s placement, although they certainly place themselves at financial
risk if the due process procedures result in a determination that the school district offered FAPE
or otherwise acted appropriately.
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To determine whether parents are entitled to reimbursement from a school district for
special education services provided to an eligible child at their own expense, a three part test is
applied based upon Burlington School Committee v. Department of Education of Massachusetts ,
471 U.S. 359, 105 S.Ct. 1996, 85 L.Ed.2d 385 (1985) and Florence County School District v.
Carter , 510 U.S. 7, 114 S.Ct. 361, 126 L.Ed. 2d 284 (1993). The first step is to determine
whether the program and placement offered by the school district is appropriate for the child, and
only if that issue is resolved against the School District are the second and third steps considered,
i.e. , is the program proposed by the parents appropriate for the child and, if so, whether there are
equitable considerations that counsel against reimbursement or affect the amount thereof. In Re:
The Educational Assignment of Cindy D. , Special Education Appeals Panel Decision No. 994
(June 27, 2001) A decision against the parents at any step of that process results in a denial of
reimbursement. Id.
Evaluations/Reevaluations
The federal IDEA regulations include specific requirements for evaluations and
reevaluations for disabled students. 34 C.F.R. 300.301, et seq . The regulations require that the
district must provide a reevaluation in accordance with the evaluation procedures listed in
300.304 through 300.311 “if the district determines that the educational or related services needs,
including improved academic achievement and functional performance, of the child warrant a
reevaluation,” or if the student’s parent or teacher requests a reevaluation. 34 C.F.R. 300.303(a).
In addition, the district must ensure that “assessments and other evaluation materials include
those tailored to assess specific areas of educational need and not merely those that are designed
to provide a single general intelligence quotient,” 34 C.F.R. 300.304(c)(2), and assessments must
be selected and “administered so as best to ensure that if an assessment is administered to a child
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with impaired sensory, manual, or speaking skills, the assessment results accurately reflect the
child’s aptitude or achievement level or whatever other factors the test purports to measure,
rather than reflecting the child’s impaired sensory, manual, or speaking skills, . . .” . 34 C.F.R.
300.304(c)(3). The child must be assessed in all areas related to the suspected disability,
including social and emotional status, general intelligence, academic performance,
communicative status, and motor abilities. 34 C.F.R. 300.304(c)(4). The evaluation must be
sufficiently comprehensive to “identify all of the child’s special education and related service
needs, whether or not commonly linked to the disability category in which the child has been
classified,” 34 C.F.R. 300.304(c)(6), and assessment tools and strategies that provide relevant
information to determine the education needs of the child must be used. 34 C.F.R. 300.304(c)(7).
Independent Educational Evaluations
The IDEA provides that Parents have the right to obtain an independent educational
evaluation (IEE) and, if the private evaluation meets the standards of the local education agency
(LEA), and parents share it with the LEA, to have the evaluation considered in making decisions
concerning the provision of FAPE to a child. 34 C.F.R. §300.502(a), (b)(3), (c)(1).
Parents can obtain an IEE at public expense if they disagree with an evaluation obtained by the
LEA and it either agrees to fund the independent evaluation or the LEA evaluation is found
inappropriate by the decision of a hearing officer after an administrative due process hearing. 34
C.F.R. §300.502(b)(1), (2)(ii). Once a parent has requested an IEE, the LEA “must, without
unnecessary delay,” file a due process complaint to show that its evaluation is appropriate or
assure that the IEE is provided. 34 C.F.R. §300.502(b)(2)(i), (ii).
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Burden of Proof in Due Process Hearings
In Schaffer v. Weast, 546 U.S. 49; 126 S. Ct. 528; 163 L. Ed. 2d 387 (2005), the U.S.
Supreme Court held that in IDEA due process hearings, as in other civil cases, the party seeking
relief bears the burden of persuasion, a component of the burden of proof, which also includes
the burden of production or going forward with the evidence. The burden of persuasion is the
more important of the two burden of proof elements, since it determines which party bears the
risk of failing to convince the finder of fact that the party has produced sufficient evidence to
obtain a favorable decision.
The burden of proof analysis is the deciding factor in the outcome of a due process hearing,
however, only in that rare situation when the evidence is in “equipoise,” i.e., completely in
balance, with neither party having produced sufficient evidence to establish its position. Ridley
S.D. v. M.R. , 680 F.3d 260 (3 rd Cir. 2012). When the evidence on one side has greater weight, it
is preponderant in favor of that party, which prevails. When the evidence is equally balanced, the
party with the burden of persuasion has produced insufficient persuasive evidence to meet its
obligation and, therefore, cannot obtain a favorable decision. In that event, the opposing party
prevails. Here, because Parents have not produced sufficient evidence to prevail in light of the
legal standards applicable to their claims, allocating the burden of proof to Parents did not
determine the outcome.
Parents’ Tuition Reimbursement Claim for the 2011/2012 School Year
To support their claim for private school tuition reimbursement for Student’s 5 th grade
year, Parents relied in large part on what can only be described as a reinterpretation of the
extensive and detailed findings of fact included in the prior administrative hearing decision.
Parents characterized the prior decision as establishing that the District significantly interfered
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with their right to participate in developing and reviewing an appropriate educational program
for Student. Parents’ position, however, does not comport with the proverbial “bottom line,” i.e.,
that in her July 2011 decision, the hearing officer identified two IDEA violations, each
warranting a very limited remedy. (FF 4) Most important for this case, however, was the
hearing officer’s conclusion that the District provided Student with a FAPE during 4 th grade,
which the District had embodied in an IEP proposed in February 2011. The parties
acknowledged that the February 2011 IEP proposal was substantively approved via the July 2011
due process hearing decision. (FF 6) In response to Parents’ complaint that the District had not
initiated an IEP meeting for the 2011/2012 school year, the District indicated that it intended to
implement that IEP through the middle of 5 th grade, since it had been developed in February
2011, and, therefore, would remain in effect until February 2012 (FF 6, 10, 11)
In light of the hearing officer’s conclusions and order, based on the same evidence that
Parents contend so compellingly establishes procedural violations significant enough to
constitute a denial of FAPE for 5 th grade, it is somewhat puzzling that Parents relied so heavily
on the findings of fact in the July 2011 decision to support their tuition reimbursement claim for
the 2011/2012 school year. Parents cannot reasonably expect that in a subsequent due process
hearing, the next hearing officer will ignore the conclusions of the prior decision, and, in effect,
reinterpret the findings of fact to conclude that the District’s extant IEP did not constitute an
offer of FAPE for 5 th grade. That, however, is the only way that Parents could prevail on the
first prong of the tuition reimbursement analysis for the 2011/2012 school year.
Parents noted in their closing argument that certain findings of fact in the prior decision
that they perceive to be favorable to their position are binding in this matter, but that is not the
case. Only the decision is binding, and by the time Parents commenced this case, the prior
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hearing officer’s decision and order constituted a final order, having been affirmed by a district
court decision that was not further appealed. More important, the prior hearing officer’s
conclusion that Student had made meaningful progress during 4 th grade was not even part of the
district court action, thereby making it a conclusive determination even before the civil action
seeking review of the prior hearing decision was concluded.
When Parents notified the District of their intention to enroll Student in a private school
and requested that the District fund the private placement, the District responded by noting that
the hearing officer found that the 4 th grade educational program it had provided Student was
appropriate. At the time of its August 2011 response to Parents request for a private school
placement, the District was amply justified in maintaining the position that private school was
unnecessary because the District was offering Student a FAPE. The District’s response was
based upon the most important information it had at the time, i.e., a hearing officer decision
reviewing and approving the educational program it had provided to Student in 4 th grade.
Although Parents may have firmly believed that the hearing officer’s decision was wrong in
concluding that Student had made meaningful progress in 4 th grade, as suggested in their July 28,
2011 e-mail message to the District stating that the hearing officer’s conclusion contradicted her
findings of fact, the decision was nevertheless in effect from the date it was issued until and
unless reversed. The District, therefore, had no reason not to stand on its existing IEP in August
2011. The District could not reasonably or realistically have been expected to consider funding a
private school placement at that time under the circumstances.
Nevertheless, when Parents complained that the District had not scheduled an IEP
meeting to review Student’s program for the beginning of the 2011/2012 school year, it promptly
offered to do so, although it was unaware that Parents had additional information about Student’s
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progress in reading from the summer tutoring and private school summer program.
Notwithstanding that information, which Parents had not provided to the District, Parents
testified that they didn’t see the need for an IEP meeting, since they had been asking for a private
placement since February 2011 and the District was adamant in refusing it.
To have any hope of persuading the District to a different view, however, Parents
absolutely needed to provide the District with updated information concerning Student’s summer
reading instruction. Although during the due process hearing in this case, the District questioned
the accuracy of the results of the summer reading programs, and such information still may not
have convinced the District to fund the private school placement, the District’s response can only
be a matter of speculation at this time because it is impossible to know how the District would
have received the reading progress information in August 2011. In the absence of such
information, however, the District had no reason to consider Parents’ request to fund Student’s
private school placement. Parents cannot hold the District responsible for failing to take into
account information that Parents did not share with it at the time. 3
Ultimately, of course, Parents’ July 2011 prediction of a reversal of the hearing officer’s
decision was wrong: the district court affirmed the substance of the portions of the prior hearing
decision that had been appealed, which did not include the appropriateness of the 4 th grade
educational program. That outcome, however, is actually irrelevant to whether the District acted
reasonably and in accordance with IDEA procedural requirements when it offered an IEP
3 After the complaint was filed win this matter, the District submitted a motion to dismiss contending inter alia.,
that the issues concerning the 2011/2012 school year should not be considered based upon the prior hearing officer
decision. Even if the District was aware at the time that the progress information compiled after the summer 2011
program had not been provided to the District, it was not a matter of record until the hearing in this case and,
therefore, could not be considered as a basis for a pre-hearing dismissal of the claim. As noted in the ruling denying
the motion, the complaint suggested that information relevant to the appropriateness of the District’s offer of FAPE
for 5 th grade became available after the prior hearing record closed and the decision was issued, and, indeed, that is
accurate. There was, however, no way to determine from the face of the complaint that the information had not been
provided to the District prior to the 2011/2012 school year.
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meeting in response to Parents’ 10 day notice of private school placement in early August 2011.
Parents did not act reasonably in ignoring the offer to meet and in not otherwise providing the
District with information that may have prompted the District to consider changes to the IEP in
place, although it had just been approved after a full due process hearing.
There is, therefore, no basis for awarding tuition reimbursement for the 2011/2012 school
year, since the IEP that would have continued into 4 th grade had been found appropriate by a
hearing officer decision, and the District had no information suggesting that changes to the IEP
might be warranted.
Parents’ Tuition Reimbursement Claim for the 2012/2013 School Year
In reviewing the evidence relating to Parents’ claim that the District failed to offer a
FAPE to Student for the 2012/2013 school year, it was striking to realize that Parents presented
virtually no evidence to establish that the District’s IEP offer in August 2012 was substantively
inappropriate. Rather, to establish the first and most essential requirement of their tuition
reimbursement claim for the 2012/2013 school year, Parents relied most heavily on purported
procedural violations by the District, which they contend amounted to a substantive denial of
FAPE. Parents’ arguments centered on the amount of time it took for the District to complete its
reevaluation report, the lack of opportunity for a review meeting, and the District’s provision of a
draft IEP and scheduling of an IEP meeting less than a week before the District school year
began, all of which they contended significantly interfered with their right to participate in the
development of an appropriate program and placement for Student for the 2012/2013 school
year. Although the timing of the IEP meeting so close to the beginning of the school year was
certainly not ideal, it did not amount to a procedural violation, much less constitute a denial of
FAPE, since an appropriate IEP offer was made prior to the first day of school. Parents had the
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opportunity to request adjustments before the school year began, as well as afterward, had
Parents been willing to meet with the District to work out their objections to the IEP. Parents,
however, showed little more inclination to do that at the beginning of the 2012/2013 school year
than they had the previous year.
Moreover, the timing of the evaluation was affected by Parents’ actions both as
the evaluation was beginning and just before the RR was completed. Although it may have
appeared to Parents that requesting an evaluation of the District on March 31 would provide
sufficient time to complete it by the end of the school year, that was not really the case. First, as
the District pointed out, it needed a few days after the request to determine the scope of the
evaluation based on a review of Student’s records before issuing the PTRE in response to
Parents’ request. That request, however, came just a few days before spring break, when the
District was closed for several days. In addition, Parents took several more days to return the
PTRE. By the time Parents signed and returned it, the 60 calendar days the District had to
complete the evaluation extended past the end of the school year. At that point, the 60 day
timeline was suspended in accordance with Pennsylvania regulations. (22 Pa. Code §14.123(b)).
Finally, completion of the evaluation report was delayed from the middle to the end of June due
to the lack of Parent input and some records requested from the private school. (FF 19, 20)
Under Pennsylvania standards, the District committed no procedural IDEA violation by not
completing the reevaluation until late June, and as a matter of equity, cannot be faulted for not
completing it sooner under the circumstances.
In addition to the procedural issues relating to the timing of the District’s evaluation and
of the August 2012 IEP meeting, Parents raised questions about the reading instruction in the
proposed IEP, whether District staff could have appropriately implemented it and the proposals
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that Student not participate in the regular 6 th grade social studies curriculum or in “specials,” art,
music and gym in order to receive additional reading instruction.
Parents’ concerns about reading instruction and implementation of the IEP the District
proposed for the 2012/2013 school year do not establish that the IEP was not likely to yield
meaningful educational benefit. On its face, the proposed IEP provided for goals and specially
designed instruction reasonably calculated to appropriately address Student’s identified needs
and yield a meaningful educational benefit. (FF 31, 32) Moreover, based upon the thorough
evaluation the District conducted, Student’s continuing deficits in reading, particularly reading
fluency, were placed in the broader context of deficits in working memory and executive
functioning skills that have the potential for a much broader negative impact on Student’s
academic functioning than the reading deficits alone. (FF 18) The District’s proposed IEP also
included goals and specially designed instruction to address the effects of Student’s working
memory and executive functioning deficits.
Parents’ concerns about eliminating classes for Student that are available to non-disabled
peers in order to provide additional reading instruction have much more substance, but still do
not establish that the District’s IEP proposal was either a denial of FAPE or discrimination on
the basis of disability. Although participation in the general education curriculum is an important
IDEA goal, the statute also provides for modifications to the curriculum and replacement
instruction as necessary to meet disability-related needs. Here, as Parents certainly recognized,
Student continues to have significant needs in reading, but has shown good potential for
improvement with intensive instruction, as the District proposed in its August 2012 IEP
proposal. In addition, Student would have received some social studies content in the context of
some of the additional reading instruction. (FF 32) Student receives all content instruction in a
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similar fashion in the private school, while the District proposed to modify only social studies
instruction for 6 th grade.
Parents provided much testimony concerning Student’s academic success and
improvement in emotional functioning in the private school. It is certainly understandable that
Parents would prefer to keep their child in a setting in which they have noted improvement in
many areas other than academics, including increased satisfaction with school. The IDEA,
however, does not provide for a comparison of the relative benefits of public and private school
in determining whether parents may obtain public funding for a private school placement.
Once a public school district makes FAPE available to an eligible child, evidence tending
to support the appropriateness of the private school--or to establish that it is not, becomes
irrelevant. As noted above, an eligible student is entitled to an appropriate, not an ideal
education. Because the District offered an appropriate IEP for the 2012/2013 school year,
Parents are not entitled to tuition reimbursement for their unilateral private placement.
IEE Reimbursement
Parents initially met the IDEA procedural requirement for obtaining an IEE by objecting
to the District’s evaluation after receiving it in July 2012, but they subsequently withdrew their
IEE request, thereby removing the District’s obligation to proceed with a due process hearing to
support the appropriateness of its evaluation. Although there are some circumstances in which
equitable considerations would support payment for an IEE, such as when a school district uses
otherwise unavailable information from an IEE to develop an appropriate IEP or does not need to
conduct its own evaluation because parents provided a comprehensive evaluation, no such
circumstances exist in this case. As both Parents testified, their initial purpose in arranging for a
private evaluation in addition to the District evaluation was simply to obtain a second opinion.
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Parents are certainly free to obtain an IEE at their own expense for that purpose, but cannot
obtain public funding for it unless the District’s evaluation is inappropriate, or when there is a
compelling equitable basis for it.
Here, the District’s evaluation was comprehensive and certainly assessed Student in all
areas of suspected disability. (FF 16, 17, 18) The District’s evaluation also identified the
underlying basis for Student’s continuing difficulties with reading fluency, and identified needs
in a number of areas that affect academic performance, such as weaknesses in attention,
executive functioning and working memory. The District’s evaluation, therefore, certainly met
IDEA standards for an appropriate evaluation and was far more comprehensive than the IEE for
which Parents requested reimbursement. There is, therefore, no basis for ordering the District to
reimburse Parents for the costs of the IEE.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED that Parents’ claims in this matter are DENIED. The School District is not required
to reimburse Parents for private school tuition paid for the 2011/2012 and 2012/2013 school
years and or for the independent educational evaluation Parents obtained in 2012.
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed
Anne L. Carroll
_____________________________
Anne L. Carroll, Esq.
HEARING OFFICER
June 12, 2013
