Downingtown Area School District | Case 13375-12-13 | 2013-08-11
Pennsylvania special education due-process decision
- Case number
- 13375-12-13
- Date
- 08/11/2013
- Parties / district (official listing)
- Downingtown Area School District
- Hearing officer
- Linda Valentini
- Issues (official listing)
- Evaluation Absenteeism IEP Free Appropriate Public Education
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
DUE PROCESS HEARING
Name of Student: M.S.
ODR #13375/12-13-KE
Date of Birth:
[redacted]
Dates of Hearing:
April 30, 2013
June 24, 2013
June 25, 2013
CLOSED HEARING
Parties to the Hearing: Representative:
Parents Jennifer Sang, Esquire
8 Penn Center
1628 JFK Boulevard
Philadelphia, PA 19103
Downingtown Area School District Sharon Montanye, Esquire
540 Trestle Place Sweet, Stevens, Katz & Willia ms
Downingtown, PA19335 331 E. Butler Avenue
New Britain, PA 18601
Date Record Closed : July 30, 2013
Date of Decision: August 11, 2013
Hearing Officer: Linda M. Valentini, Psy.D., CH O
Certified Hearing Official
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Background
Student1 is a teen-aged student who resides in the Downingtown Area School District
[District] but dis-enrolled from the District’s schools and at the time of the hearing
attended a cyber-charter school. Student is eligible for special education pursuant to the
Individuals with Disabilities Education Act [IDEA] under the current classifications of
learning disabled and other health impaired, and is consequently a protected handicapped
individual under Section 504 of the Rehabilitation Act of 1973 [Section 504] as well as
the federal and state regulations implementing those statutes.
This matter concerns a due process request brought by the Parents [Parents] who allege
that in various ways the District denied Student a free, appropriate public education
[FAPE] and who are for this reason seeking compensatory education services for Student,
and reimbursement for private evaluations they obtained. The District maintains that
during the periods Student was enrolled and attending school, FAPE was provided.
For the reasons set forth below I find for the District.
Issues
1. Did the School District deny Student a Free Appropriate Public Education during
the periods of enrollment beginning on January 3rd, 2011 through to the most
recent withdrawal from the district? Specifically,
a. Did the District fail to give Student an appropriate comprehensive
evaluation in the areas of speech/ language, occupational therapy, autism
spectrum disorder, and/or behavior;2 and/or
b. Did the District unilaterally and inappropriately remove speech and
language therapy from Student's IEP without a discussion by the IEP
team; and/or
c. Did the District fail to provide Student with an IEP that provided
appropriate academic goals; appropriate specially designed instruction to
address issues of anxiety, attention deficits, and/or social delays 3, 4; and/or
d. Should the District have conducted an FBA rather than filing for truancy
against the Parents, and should the FBA have then resulted in an
1 This decision is written without further reference to the Student’s name or gender, and as far as is
possible, other singular characteristics have been removed to provide privacy.
2 Assistive technology evaluation was also included in Parents’ statement of the issues at the start of the
hearing, but will not be addressed in this decision as slight mention of this area was made subsequently.
3 Transition planning was also included in Parents’ statement of the issues at the start of the hearing, but
will not be addressed in this decision as slight mention of this area was made subsequently.
4 Speech/language appeared in this area of the issues as well but will be addressed under the heading 1 [b].
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attendance plan that included adjustments such as smaller class size;
and/or
e. Did the District inappropriately deny Student access to instruction,
specifically, homebound instruction?
2. If the District denied Student FAPE for any or all the designated periods of
enrollment in any or all the enumerated ways, is Student entitled to compensatory
education, and if so in what form and in what amount?
3. Should the District be required to reimburse the Parents for the private evaluations
they obtained?
Stipulations
With regard to the Section 504 claims, the parties stipulated that:
Student is disabled under the act.
Student is otherwise qualified to participate in school activities.
The District receives federal financial assistance.
Additionally, the parties stipulated that:
Exhibit P-41 is a service log from a named therapist from Pediatric Services, and
contains information related to Student’s speech and language services.
All emails contained in the parties’ exhibit binders are authentic.
Student is a resident of the District.
Student’s birthdate is [redacted for privacy]
Findings of Fact
Background
1. Student is a resident of the District who was identified as eligible for special
education in 3 rd grade, and remains eligible for special education under the
current classifications of Other Health Impaired [OHI] due to Attention Deficit
Hyperactivity Disorder [ADHD] and Specific Learning Disability [SLD] in
reading, written expression and mathematics. [S-5, P-43]
2. During the time the hearing was held, Student was in the 9 th grade and attending
a cyber-charter school. [NT 84, 382]
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After uninterrupted enrollment in District schools from Kindergarten through 5 th grade,
as of 6 th grade Parents 5 began a pattern of withdrawing Student from the District and then
re-enrolling Student in the District. Student was withdrawn from the District as of
12/4/09 in the middle of 6 th grade; re-enrolled in the District as of 8/30/10 at the start of
7th grade; withdrawn from the District as of 1/12/11 in the middle of 7 th grade; re-enrolled
in the District as of 5/9/11 before the end of 7 th grade; and withdrawn from the District as
of 6/8/12 towards the very end of 8 th grade. The pattern is District to Cyber-Charter [A],
back to District, to Cyber-Charter [A], back to District, to Cyber-Charter [B] 6. The
Parents turned to cyber-charter schools as a way to coax Student into attending school
and because non-attendance was putting Student’s skills behind. [NT 420-421, 450, 464-
466, S-17, P-2, P-5, P-28]
Evaluation
3. By mid-October of Student’s 8 th grade year, concerns about attendance problems
again began to arise and the District proposed that Student receive a full
comprehensive re-evaluation; the Parents indicated their consent by signing the
Permission to Re-Evaluate form. [NT 286; S-5]
4. For purposes of Student’s re-evaluation the District psychologist utilized the
Wechsler Intelligence Scales for Children Fourth Edition [WISC-IV] to assess
cognitive functioning, the Wechsler Individual Achievement Test Third Edition
[WIAT-III] to assess academic achievement, the Bender Visual-Motor Gestalt
Test Second Edition to assess visual-perceptual-motor integration, the Behavior
Rating Inventory of Executive Functioning [BRIEF] to assess organizational and
other executive skills, and four separate measures of behavior/emotional/social
functioning – the Behavior Assessment Scales for Children Second Edition
[BASC-II], the KOVACS Children’s Depression Inventory, the Revised
Children’s Manifest Anxiety Scale Second Edition, and the Pierce-Harris Self
Concept Scale. [S-5]
5. A speech/language evaluation was provided as part of the District’s re-
evaluation. [S-7]
6. The Re-evaluation Report was completed on December 15, 2011 and a copy was
sent to the Parents. [NT 533; S-5, S-7, HO-3]
7. The evaluation results indicated that Student continued to be eligible for special
education; Student’s classifications were Other Health Impairment [ADHD] and
Specific Learning Disabilities [reading, written expression and mathematics].
[S-5, S-6, S-7]
5 The term Parents is generally used in this decision as both parents attended the hearing and jointly
requested the hearing. Although Student’s mother engaged in most of the interactions with the District she
acted on behalf of both parents.
6 Student was enrolled in two different cyber-charter schools, here designated as A and B.
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8. In addition to the extensive battery of psychological tests administered as part of
the re-evaluation, the District psychologist recommended a psychiatric
evaluation to explore concerns of panic attacks and depression that were reported
by the Parents but not seen in the school environment. [NT 157; S-5]
9. The evaluating psychiatrist met with Student individually and with Student’s
mother individually, met with relevant school staff, and reviewed Student’s
records. [S-6]
10. The psychiatrist was informed that at home Student spends a good deal of time in
Student’s bedroom, and has to be encouraged to come out and participate in
family and other types of social activities. [S-6]
11. The psychiatrist was informed that when Student stays home from school
Student often sleeps the entire day. [S-6]
12. The evaluating psychiatrist noted that the District was providing Student with a
significant number of accommodations without which there was a risk of failing
8th grade. [S-6]
13. The psychiatric report was completed on January 6, 2012. The psychiatrist
recommended: that Student be expected to attend school every day and if Student
is absent a proper excuse should be obtained; that Student participate in a truancy
prevention program; that Student receive intensive mental health system related
in-home interventions to address truancy; that the family receive mental health
system related family-based services that were deemed to be medically necessary
for Student. [S-6]
14. A private psychologist later engaged by the Parents to provide an evaluation
endorsed the recommendations that the psychiatrist had made. [NT 900]
15. Although it had provided a comprehensive re-evaluation, the District took into
consideration new input obtained by the Parents. On March 26, 2012 the Parents
presented the District with a Clinic Visit Note dated February 16, 2012 generated
by DuPont Nemours which indicated “Asperger’s Syndrome” as Reason for Visit
and Pervasive Developmental Disorder as one of eight diagnoses. 7, 8 The
7Asperger’s Disorder and Pervasive Developmental Disorder are on the autistic spectrum according to the
Diagnostic and Statistical Manual of Mental Disorders Fourth Edition [DSM-IV] which was replaced in
May 2013 by the DSM-5 which notes only Autistic Spectrum Disorder.
8 The full report from Nemours [HO-2], obtained during the hearing at the hearing officer’s request, is a
detailed neurological evaluation and inter alia notes that Student has “characteristics of pervasive
developmental delay”. It is not clear if the Parents ever received a copy of the full report prior to their
picking it up at the physician’s office on the last day of the hearing; it is certain that the District did
not receive it. The full report was not presented to the District at the March IEP meeting; the document
presented was an incomplete Clinic Visit Note. [S-10] .Nemours did not conduct formal testing directly
with Student to support an autism spectrum diagnosis, and a standardized inventory [CARS, GARS, Mayes
Checklist] was not utilized. The neurologist conducted the evaluation according to standard procedures for
a thorough neurological examination, and not using psychological testing is not a flaw; testing as a follow-
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District immediately issued a Permission to Reevaluate to conduct the Autism
Diagnostic Observation Schedule [ADOS]9, and the Parents immediately
provided consent. [NT 102-104, 175; S-10]
16. On May 5, 2012, the Parents, in consultation with their child/family lay
advocate, withdrew permission for the District to administer ADOS testing
because they were concerned about examiner qualifications 10 and concerned that
other psychologists would be observing. [NT 135-139; S-14, P-29]
17. The Parents have never since agreed to have the District conduct ADOS testing,
even though the District psychologist explained the qualifications of the
examiner and the testing procedures to be used in detail. [NT 139, 356]
18. The Parents also revoked consent for the District to contact or speak with
Nemours regarding the autism spectrum reference. [NT 348; P-29]
Speech/Language
19. Student arrived back in the District in May 2011 at the end of 7 th grade with an
IEP from the cyber-charter school; the District implemented this IEP to the end
of the school year. The IEP team met in June 2011, one month after Student’s re-
enrollment, to draft an IEP for the 8th grade school year. In the new IEP, speech
therapy was reduced from the two 30-minute sessions weekly that the cyber-
charter’s IEP provided, to one 30-minute session weekly. The Parents approved
this change as per a signed NOREP. [S-3, S-4]
20. For purposes of Student’s re-evaluation initiated in October 2011, the assigned
speech/language pathologist 11 administered a standardized formal comprehensive
measure of expressive and receptive language, the Clinical Evaluation of
Language Fundamentals Fourth Edition [CELF-4]. With the exception of one
subtest all Student’s subtests and index scores fell into the Average Range. [NT
691; S-7]
21. In addition to conducting formal testing with a normed instrument, the District’s
speech/language pathologist obtained input from Student’s teachers and
Student’s Parents. Neither teachers nor Parents reported any specific concerns
about Student’s speech or language skills. [S-7]
up to the neurologist’s examination is necessary for educational and mental health treatment planning. [NT
961; HO-2]
9 Considered the current “gold standard” assessment for autism.
10 The origins of this concern are unclear as administration of the ADOS requires specific training.
11 The District contracts with PTS, an independent agency which employs certified speech/language
pathologists.
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22. Through speech/language therapy provided pursuant to the IEP, Student had
mastered both speech/language IEP goals. [NT 707-711; S-7]
23. As Student had met the IEP speech/language goals, informants had no concerns,
and standardized testing revealed average range functioning across the areas
tested, the District exited Student from speech/language therapy. The Parents
consented to this change and signed the NOREP. [S-7, S-8]
24. Both the child/family lay advocate and the private psychologist acknowledged
that Student was not receiving speech and language therapy services during the
2012-2013 enrollment in cyber-school following the final disenrollment from the
District. [NT 122, 952]
IEPs
25. Student’s mother is certified as a teacher in regular education and special
education; she is working towards her Master’s Degree in Education. She is
currently employed by a cyber-charter school 12 as a family coach which involves
home visits, small group teaching, tutoring, and creating and overseeing IEPs.
[NT 382-383, 518]
26. When Student re-enrolled in the District in May 2011 near the end of 7 th grade
Student’s pendent cyber school IEP called for itinerant level learning support
services and speech/language services. The District implemented this IEP to the
end of the school year. [S-3; S-17]
27. The June 7, 2011 IEP was crafted for 8 th grade. Under this IEP Student received
individual direct instruction from a certified special education teacher twice per
6-day cycle, and speech/language therapy for 30 minutes per week. The Parents
approved the IEP. [S-4]
28. Following the December 2011/January 2012 re-evaluation which had included
cognitive, achievement, visual-motor, executive functioning, speech/language,
behavioral/social emotional and psychiatric components, the IEP team met on
January 11, 2012 to develop an appropriate program and placement. [S-8]
29. Under the January 2012 IEP revision Student received direct instruction in
reading, written expression and math during the curriculum support period which
was increased to four days in a 6-day cycle to be delivered in a small group [7
students] setting. The IEP team determined that this support would be in a small
group setting rather than one-to-one to allow for social interactions with peers.
[NT 239-244; S-8]
12 Not the cyber-charter school in which Student was enrolled at the time of this hearing.
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30. The IEP team developed goals to address reading, written expression, math and
socialization; the goals included baselines and the means for progress
monitoring. [S-8]
31. The IEP addressed academic, executive functioning and social/emotional areas
through program modifications and specially designed instruction 13 as follows:
attendance monitoring and protocol for work completion, increased wait time for
responses, requiring an answer other than “I don’t know”, utilization of the 5-
Step writing process, access to computer for in-class writing assignments,
assistance in making and checking study aids, preferential seating, visual and
verbal prompts when inattentive, reviewing and clarifying directions, assistance
in chunking/monitoring assignments, waiver of spelling when spelling is not the
primary object of assignment, access to clean copy of teachers’ notes upon
request, preview of vocabulary to accommodate for decoding issues, use of
calculator unless math unit focuses on learning to calculate, prompting to show
all math work, reminders to highlight important parts of word problems, circling
of operational sign when doing math problems, extended testing time up to
double the time allotted, testing in a separate location to reduce distractions and
to allow for questions to be read aloud to Student, word banks with no extra
choices for fill-in-the-blank assignments, matching items of no more than 10
items in the set, reduction from four to three choices on multiple choice
questions, and formulas provided when needed to compute answers. [S-8]
32. The private psychologist engaged by the Parents to evaluate Student believes that
the SDIs offered in the IEP made sense if Student were in school to use them.
[NT 892, 894]
33. The Parents approved the Notice of Recommended Educational Placement
[NOREP] in agreement with the January 2012 IEP. [S-8]
34. On February 21, 2012 the IEP was revised to include eligibility for Extended
School Year [ESY] services specifically to address reading goals. Curb-to-curb
transportation was to be provided. Student’s mother endorsed the provisions of
this IEP through her initials, 2/21/12. [P-10]
35. On March 26, 2012 another IEP revision meeting was held to increase
curriculum support to daily [6 times per cycle]; the individual setting was
reinstated. The Parents participated and approved the IEP revision. [NT 104,
244; S-11]
13 In an evaluation at Nemours on February 16, 2012 Student told the evaluator that Student “hates the
additional support and cannot stand school” and “does not like working with tutors”. [HO-2]
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36. Two subsequent IEPs were created – dated June 27, 2012 and August 15, 2012 -
after Student had dis-enrolled from the District in the event that Student would
re-enroll for the 2012-2013 school year. [S-15; S-18] 14
School Attendance
37. Although December 26, 2011 begins the relevant period in this matter 15 , after the
winter break Student was absent for all school days up to dis-enrollment on
January 12, 2011. After Student re-enrolled on May 9, 2011 Student was absent
5 days from re-enrollment until the end of the school year. In the first part of the
2011-2012 school year absences triggered the District’s seeking permission to
conduct a re-evaluation, and became more numerous in the second part of the
year, with Student being absent a total of 97.5 days for the 8 th grade year before
again dis-enrolling on June 8, 2012. Student was permitted to attend the
District’s Summer School 2012 for credit completion. Student did not re-enroll
for the 2012-2013 school year. [S-12, S-17]
38. On October 11, 2011, as per an IEP provision, the District began the first part of
the Functional Behavior Assessment [FBA] process by interviewing pertinent
school staff. The FBA was not able to be completed due to Student’s absences.
When the December 2011/January 2012 re-evaluation was being conducted the
District’s psychologist had to call the Parents to be sure Student would be
attending on planned testing days. [NT 97-98, 363; S-5, S-8]
39. The District did not attempt to conduct an FBA in the home environment due to
previous experiences with parental resistance that a counseling agency working
with the District had encountered when attempting to provide services in the
home setting around truancy prevention issues with Student’s sibling. The
District decided to attempt other interventions through an attendance plan. [NT
380, 1024-1025]
40. The private psychologist testified that Student’s FBA should be conducted
partially in the home to see where the problem is occurring and to see what
consequences are reinforcing the school refusal behavior. [NT 902-903]
41. By Parents’ report to the District and to various evaluators, Student has
experienced generalized anxiety manifesting in somatization since kindergarten;
the anxiety reportedly extended to the area of school. [NT 388-393]
14 These IEPs were created for the 2012-2013 school year if the Parents chose to re-enroll Student in the
District. As such, they were not implemented since Student had been dis-enrolled as of June 8, 2012. The
appropriateness of these IEPs is not at issue here as they were never implemented and not challenged in the
hearing.
15 Parents filed their original Complaint on December 26, 2012 and an Amended Complaint on January 3,
2013. Because of the winter break, the difference between the two dates is immaterial.
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42. Although the Parents reported that Student experiences anxiety, no one on school
staff during the timeframe covered in this matter has seen Student appearing
anxious except on one occasion. The private psychologist acknowledged that the
Parents were the primary observers of Student’s anxiety. The teachers had a plan
in place were Student to express anxiety. If Student had exhibited anxiety in
school an IEP goal would have been created to address it. [NT 157, 269, 279,
936]
43. Throughout the relevant timeframe the District staff and the family continuously
communicated about concerns as they arose. [S-29]
44. The February 2012 evaluation from Nemours notes that Student has “unusual
sleep habits, often going to bed at 10:00 or 11:00 pm or playing video games
well into the morning” and is “usually tired during the day”. [HO-2]
45. The IEP team created three different attendance plans in an effort to increase
Student’s attendance – January 12, 2012, March 26, 2012 and June 27, 2012. [S-
18]
46. Pursuant to the psychiatric evaluation of January 2012, which diagnosed Student
inter alia with an Adjustment Disorder, the District recommended an Intensive
Outpatient Program called “The Light Program” [two to three small group
therapy sessions for children with difficulties adjusting to middle school] and
wraparound services [school and/or home-based behavioral health supports
which could have been in place in the mornings when it was time for Student to
leave for school]. [NT 194, 223, 398-399, 401, 494; S-6; S-18]
47. The Parents discontinued Student’s participation in the IOP after 1½ weeks
because the scheduling interfered with Student’s reading class. 16 [NT 399]
48. The IEP team made revisions to the IEP to address Student’s absences. The
District provided individual instruction in areas of need, then changed to small
group instruction to encourage socialization. The District attempted to
encourage Student’s school attendance by offering rewards and by not penalizing
Student for assignments turned in late. Teachers and staff took assignments to
the guidance department when Student was absent so that work could be sent
home and completed. [NT 157, 393, 429, 576, 638; S-11]
49. In order to establish attendance, the District tried exposing Student to gradually
longer periods of time in school, but when it came time for Student to attend full
days Student again stopped attending. [NT 163-164]
16 The Parents reported they pursued outpatient therapy for Student and a new medication was prescribed.
[NT 516]
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50. At the March 26, 2012 IEP meeting which included the child/family advocate,
the IEP team again addressed the problem of Student’s attendance and revised
the IEP by generating another Attendance Plan. The Parents approved the
revisions through a signed NOREP. [NT 90-93, 118; S-11, P-16]
51. This Attendance Plan provided the step of Parents calling the assistant principal
when Student was refusing to leave the home. However, the Parents only
implemented this step of the attendance plan on two occasions. Both times when
the assistant principal was called, Student came to school. On the one occasion
when the assistant principal came to the home, Student entered school within 30
minutes of the assistant principal’s visit. After that visit, the Parents
discontinued this intervention. [NT 417, 493-494, 517, 610-611; S-18, P-16]
52. Although the Attendance Plan called for the child/family advocate to telephone
Student each night regarding attendance she called only once when Student had
attended and did not make further calls to reinforce the behavior. Student
resumed having illegal absences through to the end of the school year. [NT 128-
131; P-16]
53. The Parents’ efforts to get the Student into school comprised escorting Student
into school on only six occasions in two years; of those six occasions, two were
for scheduled appointments with the school psychologist for testing, and others
were for the psychiatric evaluation and PSSA testing. [NT 485-486]
54. Parents reported that they pursued wraparound services. Although the
wraparound agency offered an appointment in the summer, the Parents did not
follow through with this service. 17 [NT 493; P-29]
55. Before attendance issues became severe, Student earned B’s in a regular
education co-taught English class during the first and second marking periods of
the 8 th grade year. The teacher reported Student regularly raised a hand in class
to volunteer to participate. [NT 200, 270, 568-570, 574]
56. When Student was in school Student had unprompted age-appropriate peer
interactions and Student’s social skills were no different than those of same aged
peers. When Student attended, Student had friends in school, participated, and
sat with a group of friends at lunch. [164-165, 270, 574]
57. Student attended afterschool activities such as a middle school basketball game.
[NT. 614-615]
58. At the June 27, 2012 IEP meeting a third Attendance Plan was created which
included counseling as well as incentives for attendance. However, Student left
17 Services through an agency had previously been cancelled due to a lack of cooperation from the family.
[NT 402, 493, 629-630, 967, 1024-1025]
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the District so this third Attendance Plan was not able to be implemented. [NT
158-159, 165, 501, 503; S-12, S-18, P-29]
59. At the June 27, 2012 IEP meeting, the District recommended that Student be
retained in 8 th grade for the 2012-2013 school year due to absenteeism.
However, despite having been dis-enrolled from the District in early June 2012,
the District permitted Student to participate in the District’s summer 2012
summer school program 18 in order to accomplish credit completion and avoid
retention in 8 th grade. Student attended 19 out of 20 days 19 ; completed all grade
level assignments, including those involving reading, with minimal assistance;
interacted appropriately with the teacher [who had been Student’s English
teacher during the academic year]; and formed relationships with unfamiliar
peers. Student’s academic and social functioning in summer school was identical
to that demonstrated when Student was present during the school year. [NT 99,
447- 449, 501-503, 524-528, 549, 565-569, 590-592; S-9]
60. The summer school program offered smaller classes, shortened hours, relaxed
rules about food and gum in class, and instruction from one of the teachers from
the regular academic year. With the exception of the relaxed rules, all other
elements noted were offered at some time during the regular school year in order
to promote attendance. [NT 448, 524-525, 565-566, 590-593]
61. Although Student had dis-enrolled from the District on August 15, 2012 the
District revised the IEP in the event that Student should re-enroll, adding
functional skills class two times per cycle along with curriculum support for
writing two times per cycle and curriculum support for study skills two times per
cycle. Additional goals were added to address and anxiety should it become
manifest. This IEP was not implemented as Student had dis-enrolled from the
District. [NT 165-166; S-15]
62. On August 14, 2012, in addition to agreeing to a variety of new testing the
Parents requested, and agreeing that it would pay the IU to do the testing, the
District sought the Parents’ consent to do a an assessment that would include a
home visit by a Board Certified Behavior Analyst. [S-14]
63. The Parents were cited for truancy violations for the Student, and despite legal
representation, were found guilty before a magistrate and fined . [NT 513, 605;
S-18]
Homebound Instruction
64. Based on recommendations from the January 2012 psychiatric evaluation that the
Student should be required to attend school, in January and in March 2012 the
18 Student was eligible for Extended School Year [ESY] services as per the March 2012 IEP. [S-11]
19 Incentives for attendance were not repeating 8 th grade and being rewarded with a special family trip.
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District put in place and revised two 20 different attendance plans to help facilitate
Student’s attendance along with other supports and services as described in the
IEP. [S-6, S-8, S-18]
65. The Parents submitted a form from Student’s pediatrician, dated February 29,
2012, on which the pediatrician noted under Description of Disability, “Patient
with longstanding history of anxiety disorder, ADHD, PDD being followed by
psychologist and neurologist”. The handwritten form notes that Student will be
homebound for 8 weeks; the number “8” appears to be a correction and has the
physician’s initials, JJ, printed alongside it. However, in the computer-generated
encounter note the physician entered, “filled out form for homebound schooling
for 2 weeks”. [NT 408-409; S-11, P-13]
66. The pediatrician’s request for homebound instruction based on emotional illness
was not made by a psychiatrist and was therefore denied by the District. The
printed form states, “The signature of a psychiatrist is necessary if homebound
instruction is requested for emotional and mental disabilities”. [NT 206, 409; S-
11]
67. A psychiatric note dated April 17, 2012 appears to be an initial evaluation based
on a first visit. The note contains Chief Complaint, History of Present Illness,
Past Psychiatric History with Current Medicines, Past Medical History,
Allergies, Drug History, Family History, Personal and Social History, Mental
Status Examination, Laboratory Data, Assessment, Side Effects of Medication
Discussed with Patient and Recommendations. [P-13]
68. Subsequent notes written by the psychiatrist entered onto a form marked
Progress Note. These handwritten 21 notes are dated April 26 [excerpt: parent
came alone without patient, concerned about medication side effects, signed
form for in home school], April 30, 2012 [excerpt: patient seen for follow up,
was in no major distress, still feeling somewhat tired/down, still some off and on
anxiety, restless/fidgety], June 12, 2012 [excerpt: patient seen for follow up, in
no major distress, said is doing well, is not feeling down or depressed, somewhat
fidgety, restless, being homeschooled]. [P-13]
69. Pursuant to the April 26, 2012 session with Student’s mother alone, the
psychiatrist signed a request for homebound instruction for four weeks indicating
under Description of Disability, “patient has ongoing anxiety with difficulty
concentrating and is struggling with reading” and noted under Prognosis,
“guarded unless there are special accommodations”. [P-13]
70. The District denied the request, explaining to the Parents that homebound
instruction would be inappropriate because rather than addressing Student’s
20 The third attendance plan was created in June 2012 after Student had been dis-enrolled and therefore was
not implemented. As Student attended all but one day of summer school, it was not necessary to
implement the plan over the summer.
21 The notes are semi-legible.
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14
reported anxiety through implementation of the IEP and an attendance plan it
would enable Student’s anxiety about school, if it existed, to continue and
perhaps to increase.22 [NT 202, 213-214, 409-410; P-29]
71. The private psychologist testified that the home is not an appropriate educational
setting for Student, and that as a professional he would have limited Student’s
remaining at home to no more than “a few days” and also opined that “a day or
two” is essentially too long for a student to be allowed to remain out of school.
[NT 972]
72. The private psychologist testified that if a student received a medical diagnosis
of anxiety he would “absolutely not” allow the student to stay home. [NT 978]
73. The private psychologist testified that if a student had a diagnosis of autism he
would have “the same response” [as to the question about an anxiety diagnosis]
i.e., the student should not be allowed to stay home. [NT 979]
Independent Evaluations
74. The Parents received and reviewed the Re-evaluation Report created by the
District, including the speech/language evaluation and the psychiatric evaluation,
participated in the IEP meeting that crafted an IEP based on the re-evaluation,
and approved that IEP. The Parents did not object to the components of the re-
evaluation until a year and a half later when they requested the due process
hearing. [NT 533-535; S-8]
75. On July 10, 2012, the Parent requested that Student again be evaluated, this time
by the Intermediate Unit, to determine academic levels in reading and
comprehension, written and expressive language, executive functioning ability,
auditory processing deficits, processing speed, sensory integration dysfunction,
anxiety levels, and assistive technology as well as the ADOS. On August 14,
2012, the District responded that it would fund the Intermediate Unit’s
conducting of these evaluations. [S-14]
76. The Parents did not respond to the District’s offer until February 21, 2013, after
they had obtained the independent reports for which they seek reimbursement.
Although the Parents were working with a trained lay advocate, and the District
agreed to fund these IU evaluations in August 2012 after Student had been dis-
enrolled, the Parents represented that they assumed that the District would not
pay for these evaluations since Student had been withdrawn from the District.
[NT 134; P-35, P-36, P-39]
22 District personnel erroneously explained that special education students were ineligible for “homebound
instruction,” that “instruction in the home,” was for special education students, and that “instruction in the
home” was an IEP Team decision. [P-29]
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15
77. The occupational therapy evaluation and the assistive technology assessment
were completed in May 2013. [NT 425; S-14, P-39]
78. The Parents engaged a private speech/language pathologist to assess Student.
The private speech/language evaluator utilized the Comprehensive Assessment
of Spoken Language [CASL] and the Listening Comprehension Test Adolescent
Version. She also took a language sample. Her testing was done after Student
had been out of the District for over six months doing coursework through a
cyber-charter school and not socializing with peers in a school setting. The
CASL testing results comported with the District’s CELF-4 testing results,
showing average range functioning overall. [NT 697, 760-762; S-7, P-35]
79. Although the private speech/language pathologist recommended speech/language
therapy for Student, she did not seek out or consider any teacher input from
either Student’s current cyber-school or teachers who instructed Student in the
District to ascertain how Student communicated functionally in a school setting,
whether bricks-and-mortar or cyber-school. She likewise did not speak with the
speech/language professionals who evaluated student and provided
speech/language therapy under District auspices. [NT 699, 800]
80. The private speech/language evaluator testified that if she had input from
teachers that did not indicate communication problems, then she would find a
student non-eligible for speech/language services. [NT 806-807]
81. The private speech/language therapist testified that she did not understand the
IEP goals. [NT 787]
82. The psychologist who conducted the private evaluation did not speak with
anyone in the District and could not observe Student in school because Student
was enrolled in a cyber-charter school. [NT 950-951, 959-960]
83. In drawing conclusions about the appropriateness of Student’s IEPs, other than
his direct evaluation of Student, the private psychologist relied solely on input
from the Parents and a record review. [NT 951]
84. The private psychologist was not aware that Student’s sibling also had truancy
issues, but he was aware that there was significant stress in the home regarding
the children. [NT 965-968]
85. The psychologist who conducted the private psychoeducational evaluation
acknowledged using some outdated assessments, and all assessment instruments
the private psychologist used were abbreviated versions or screening versions of
the various instruments. [864, 870]
86. The private psychologist chose abbreviated test instruments because he
perceived a lack of interest by the Student to participate, whereas the District
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psychologist was able to administer a wide array of full-length assessment
measures. [NT 870]
87. The private psychologist disagreed with Student’s classification as having a
specific learning disability, attributing Student’s lowered performance on some
measures to be a function of Student’s not attending school. [NT 883-885; P-34]
88. Although the private psychologist did not use the ADOS, which the District had
previously sought to administer, he used several recognized instruments to
support a classification of autism, and conducted a records review and direct
observation of Student. [NT 881-882, 959-962; P-37]
89. The District did not use the findings from either private report in developing
IEPs for Student, as both evaluations were completed approximately seven
months after Student had dis-enrolled from the District. The District’s last two
IEPs, in July and in August 2012, were completed over six months prior to the
conducting of the independent evaluations. The independent evaluations were
completed after the Parents had filed their due process complaint. [NT 127, 950;
P-35, P-36]
Legal Basis
Burden of Proof: The burden of proof, generally, consists of two elements: the burden of
production [which party presents its evidence first] and the burden of persuasion [which
party’s evidence outweighs the other party’s evidence in the judgment of the fact finder,
in this case the hearing officer]. In special education due process hearings, the burden of
persuasion lies with the party asking for the hearing . If the parties provide evidence that
is equally balanced, or in “equipoise”, then the party asking for the hearing cannot
prevail, having failed to present weightier evidence than the other party. Schaffer v.
Weast , 546 U.S. 49, 62 (2005); L.E. v. Ramsey Board of Education , 435 F.3d 384, 392
(3d Cir. 2006); Ridley S.D. v. M.R. , 680 F.3d 260 (3
rd Cir. 2012). In this case the
Parents asked for the hearing and thus assumed the burden of proof.
Credibility: During a due process hearing the hearing officer is charged with the
responsibility of judging the credibility of witnesses, weighing evidence and,
accordingly, rendering a decision incorporating findings of fact, discussion and
conclusions of law. Hearing officers have the plenary responsibility to make “express,
qualitative determinations regarding the relative credibility and persuasiveness of the
witnesses ”. Blount v. Lancaster-Lebanon Intermediate Unit, 2003 LEXIS 21639 at *28
(2003); See also generally David G. v. Council Rock School District , 2009 WL 3064732
(E.D. Pa. 2009).
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The District’s witnesses provided testimony that was consistent with documentary
evidence, and I found them to be credible. Notably there did seem to be some
misunderstanding about the difference between homebound instruction and instruction in
the home and the District should consult its legal counsel to be absolutely certain that the
terms are clearly understood as they are frequently misunderstood by LEAs as well as
parents. In this case the confusion did not affect the outcome of this decision.
As the Parents bore the burden of persuasion, their witnesses’ credibility will be
examined in more detail as follows:
The Parents offered a child and family advocate who has a master’s degree in special
education but who, while having taught learning disabled children in Great Britain, has
never taught in the United States. The witness has completed a series of classes designed
to train and certify lay advocates. The advocate testified as a fact witness. This witness
met Student a couple of times, went to one IEP meeting, and telephoned Student once.
She had no direct knowledge of any fact relevant to this matter and therefore her ability
to supply evidence of weight for Parents’ case was minimal.
Student’s mother testified. The fact that her children have chronic histories of truancy,
and that the Parents would not permit a home FBA for one of Student’s siblings, is
relevant to the credibility of her testimony about her efforts to get Student to school and
undermines her asserting that the District should have done other things, for example a
home-based FBA, to get the Student to go to school. Although the mother testified
confidently and in detail, her testimony contained many rationalizations, for example,
why the Parents did or did not follow through with recommendations regarding
promoting Student’s attendance, having Student participate in the IOP, and having ADOS
testing. It is also noted that when responding to inventories about Student’s behavior the
mother’s negative responses were higher than expected even in the clinical population,
leading to the need to examine those scores and use them cautiously. Although the
private psychologist testified that he accepted these scores because mother was
responding according to what she witnessed, the fact that these instruments were given
after the due process hearing had been requested may have influenced responses. [NT
876-881] It is also of concern that despite reports of ongoing anxiety manifested in the
home, in recent years Student seems to have only begun seeing a psychiatrist as of mid-
April 2012. When balanced against testimony from other witnesses, including the private
psychologist and the child/family advocate, the mother’s representations were given
lesser weight. This finding in no way diminishes the fact that Student’s mother is deeply
concerned about her child, who presents significant challenges in the family,
The private speech/language pathologist testified. Her credentials were excellent and she
was easily qualified as an expert. Given her history of employment in public school
settings, it was surprising that she did not seek direct input from Student’s previous
teachers in the District, and the value of her recommendations for speech/language in-
school therapy for 90 minutes per week was thereby diminished. Obtaining direct input
from teachers who knew Student while Student was participating in the bricks-and-
mortar educational setting would be very important, as the witness saw Student for only
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two or three hours, over six months after Student left the District, and during that six
months had no interaction with peers in a school setting. Also of concern was this
witness’s statement that she would recommend speech/language therapy based on a lower
score of one subtest of one assessment instrument. In the District’s favor, although she
did not clearly make the point, the witness seemed to be saying that the SDI’s contained
in Student’s IEPs for 8 th grade would address needs she was identifying in the areas of
receptive language skills.
The private psychologist testified. Although he is a certified school psychologist as well
as a licensed psychologist he does not work within the public school system, but rather
with one Approved Private School in Pennsylvania, with another agency dealing with
individuals on the autistic spectrum and with private specialized school in a neighboring
state; he also conducts evaluations to ascertain whether students qualify for mental health
funded wraparound services. He has a substantial background working with children on
the autistic spectrum. Although he did not administer the ADOS, he did explore with
some recognized instruments and through record review and clinical observation whether
Student qualifies for a diagnosis on the autistic spectrum. Given his experience in the
area, and having found no evidence in the record to counter his opinion, I accept his
conclusion that Student is on the autistic spectrum. This diagnosis is a very important
piece of what needs to be considered for Student’s special education classification and
educational programming going forward. That having been said, it is likely that had the
District been allowed to administer the ADOS as it planned to do once it was given the
Nemours Clinic Visit Note, the District itself would have come to the same conclusion as
this witness. The private psychologist’s discussion of Student’s truancy issues was
informative, as were his speculations about what might work to get Student back to
school on a regular basis. A few minor points of difficulty with this witness’s
presentation are noted, for example that he seemed to shape his opinion about the length
of time a student should be allowed to stay home from “a few days” to “four weeks” over
the course of his testimony, and his use of some outdated test versions and
acknowledging significant typographical errors on his report. These points of difficulty
did not detract from his credibility and I gave his testimony considerable weight.
Evaluations: The Individuals with Disabilities Education Act as Reauthorized by
Congress December 2004, 20 U.S.C. Section 600 et seq . [IDEA] and Pennsylvania
Special Education Regulations at 22 PA Code § 14 et seq. and their respective
implementing regulations require states to identify, locate, and evaluate all potentially
disabled children, including those who may be “advancing from grade to grade.” 20
U.S.C. § 1412(a)(3); 34 C.F.R. § 300.111(a), (c)(1); G.D. v. Wissahickon School
District , 2011 WL 2411098 (E.D.Pa 2011) at *6. The Pennsylvania statute and
regulations track the federal requirements. 22 Pa. Code §§ 14.121–14.125. With respect
to the necessary evaluation, the IDEA requires districts to conduct a “full and individual
initial evaluation” …using “a variety of assessment tools and strategies to gather relevant
functional, developmental, and academic information, including information provided by
the parent that may assist in determining whether the child is a child with a disability.” 20
U.S.C §1414(a)(1)(A), (b)(2)(A)(i). The IDEA requires utilization of assessment tools
and strategies aimed at enabling the child to participate in the “general education
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curriculum” and “determining an appropriate educational program” for the child. 20
U.S.C. §1414(b)(3)(A)(ii). Assessments and other evaluation materials must “include
those tailored to assess specific areas of educational need …”
34 C.F.R. §300.304(c)(2). A district may “not use any single measure or assessment as
the sole criterion for determining whether a child is a child with a disability”. 20 U.S.C.
§1414 (b)(2)(B), 34 C.F.R. §300.304(b)(2). The purpose of the evaluation is to obtain
“accurate information on what the child knows and can do academically,
developmentally and functionally …” 20 U.S.C. §1414(b)(3)(A)(ii).
Although the IDEA obligates a local educational agency to conduct a “full and individual
initial evaluation …” there is less specificity regarding re-evaluation. 34 C.F.R. §§
300.304 – 300.305. As part of any re-evaluation, the IEP team and appropriate
professionals, with “input from the child’s parents,” must “identify what additional data,
if any, are needed to determine … [t]he present levels of academic achievement and
related developmental needs of the child …” 20 U.S.C. §1414(c)(1)(B)(ii); 34 C.F.R.
§300.305(a)(2). Evaluation procedures must be sufficient to “assist in determining …
[t]he content of the child’s IEP. 34 C.F.R. §300.304(b)(1). See also Brett S. v. West
Chester Area School District , No. 04-5598 (E.D. Pa., March 13, 2006). If additional data
from testing is utilized in a re-evaluation, then that portion of the re-evaluation must
comport with the requirements set forth in 20 U.S.C. §1414(b)(2)(C); 34 C.F.R.
§300.304(b)(3) [instruments must be technically sound] and 20 U.S.C. §1414(b)(3)(A);
34 C.F.R. §300.304(c)(1) [instruments must be valid and reliable for the purpose for
which they are used, be administered by trained and knowledgeable personnel and be
administered in accordance with the applicable instructions of the publisher].
In conducting an evaluation or a re-evaluation, a district must utilize information
provided by the parent that may assist in the evaluation including a review of
relevant records, evaluations or other information provided by the parents. 20
U.S.C. §1414(b)(2)(A); 20 U.S.C. §1414(c)(1)(A)(i); 34 C.F.R. §300.305(a)(1)(i);
34 C.F.R. §300.305(a)(1)(i). If the parent obtains an independent educational
evaluation at public expense or shares with the public agency an evaluation
obtained at private expense, the results of the evaluation must be considered by
the public agency, if it meets agency criteria, in any decision made with respect to
the provision of FAPE to the child. 34 C.F.R. 300.503(c). The persons who
review assessment information and complete the report must be qualified
professionals who, with the parent, determine the educational needs of the child.
34 CFR § 300.306.
The agency must also review classroom based assessments, state assessments and
observations of the child. 20 U.S.C. §1414(c)(1)(A)(ii),(iii); 34 C.F.R. §300.305(a)(1).
Observations must include those of teachers and related services providers. 20 U.S.C.
§1414(c)(1)(A)(iii); 34 C.F.R. §300.305(a)(1)(iii).
FAPE/IEP: Having been evaluated and found eligible for special education, Student is
entitled by the federal IDEA and Pennsylvania Special Education Regulations to receive
a free appropriate public education [FAPE]. FAPE is defined in part as: individualized to
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meet the educational or early intervention needs of the student; reasonably calculated to
yield meaningful educational or early intervention benefit and student or student
progress; and provided in conformity with an Individualized Educational Program [IEP].
The IEP for each student with a disability must include a statement of the student’s
present levels of educational performance; a statement of measurable annual goals,
including benchmarks or short-term objectives, related to meeting the student’s needs that
result from the student’s disability to enable the student to be involved in and progress in
the general curriculum and meeting the student’s other educational needs that result from
the student’s disability; a statement of the special education and related services and
supplementary aids and services to be provided to the student...and a statement of the
program modifications or supports for school personnel that will be provided for the
student to advance appropriately toward attaining the annual goals (and) to be involved
and progress in the general curriculum...and to be educated and participate with other
students with disabilities and nondisabled students; an explanation of the extent, if any, to
which the student will not participate with nondisabled students in the regular class... 34
CFR §300.347(a)(1) through (4).
The IEP must be “reasonably calculated” at the time it was created to enable the student
to receive “meaningful educational benefit”, a principle established by over 30 years of
case law. Board of Education v. Rowley , 458 U.S. 176, 102 S. Ct. 3034 (1982); Rose by
Rose v. Chester County Intermediate Unit , 24 IDELR 61 (E.D. PA. 1996); T.R. v.
Kingwood Township Bd. of Educ., 205 F.3d 572, 577 (3d Cir. 2000) (quoting Polk v.
Cent. Susquehanna Intermediate Unit 16, 853 F.2d 171, 182, 184 (3d Cir. 1988 ); Shore
Reg'l High Sch. Bd. of Ed. v. P.S ., 381 F.3d 194, 198 (3d Cir. 2004) (quoting Polk) ; Mary
Courtney T. v. School District of Philadelphia , 575 F.3d 235, 240 (3
rd Cir. 2009);
Chambers v. Sch. Dist. of Phila. Bd. of Educ., 587 F.3d 176, 182 (3d Cir.2009); Rachel
G. v. Downingtown Area Sch. Dist , WL 2682741 (E.D. PA. July 8, 2011) aff’d , 2013 U.S.
App. LEXIS 11091 (3d Cir. 2013).
An eligible student is denied FAPE if the IEP is not likely to produce progress, or if the
program affords the student only a “trivial” or “ de minimis ” educational benefit. M.C. v.
Central Regional School District , 81 F.3d 389, 396 (3
rd Cir. 1996); Polk . The Third
Circuit explains that while an "appropriate" education must "provide 'significant learning'
and confer 'meaningful benefit,'" it "need not maximize the potential of a disabled
student." Ridgewood, 172 F.3d at 247 (3d Cir. 1999); Molly L v. Lower Merion School
District, 194 F. Supp. 2d 422 (E.D.PA 2002) . An IEP must provide a “basic floor of
opportunity”. There is no requirement to provide the “optimal level of services.” Mary
Courtney T. v. School District of Philadelphia; Carlisle Area School District v. Scott P .,
62 F.3d 520, 532 (3d Cir. 1995), cert. den. 517 U.S. 1135, 116 S.Ct. 1419, 134 L.Ed.2d
544 (1996). What the statute guarantees is an “appropriate” education, “not one that
provides everything that might be thought desirable by ‘loving parents.’” Tucker v.
Bayshore Union Free School District , 873 F.2d 563, 567 (2d Cir. 1989). Citing Carlisle,
Pennsylvania’s federal court in the Eastern District noted, [LEAs] “need not provide the
optimal level of services, or even a level that would confer additional benefits, since the
IEP required by the IDEA represents only a basic floor of opportunity.” S. v. Wissahickon
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21
Sch. Dist., 2008 WL 2876567, at *7 (E.D.Pa., July 24, 2008). ). The U.S. District Court
for the Middle District of Pennsylvania has noted, ‘the standard is virtually minimal,
indeed, “modest.”’ I.H. ex rel. D.S. v. Cumberland Valley Sch. Dist. , 1:11-CV-574, 2012
WL 2979038 at 27 (M.D. Pa. July 20, 2012). The law requires only that the plan was
reasonably calculated to provide meaningful benefit at the time it was created.
Compensatory Education: Compensatory education is an equitable “remedy designed to
require school districts to belatedly pay expenses that [they] should have paid all along.”
Mary Courtney T. v. School District of Philadelphia , 575 F.3d 235, 249 (3
rd Cir. 2009)
(internal quotation marks and citation omitted). Compensatory education is intended to
assure that an eligible child is restored to the position s/he would have occupied had a
violation not occurred. Ferren C. v. School District of Philadelphia , 612 F.3d 712, 718
(3 rd Cir. 2010), citing Reid v. District of Columbia , 401 F3d 516, 518 (D.C. Cir. 2005);
B.C. v. Penn Manor Sch. Dist ., 805 A.2d 642 (Pa. Commw. 2006).
Homebound Instruction
23 : Section 1329 of the Pennsylvania School Code provides for
the excusal of students from compulsory attendance requirements, 24 P.S. § 13-1329, as
amended , Public School Code of 1949. Therein, it provides that:
The board of school directors of any school district may, upon certification
by any licensed practitioner of the healing arts or upon any other
satisfactory being furnished to it, showing that any child or children are
prevented from attending school, or from application to study, on account
of any mental, physical, or other urgent reasons, excuse such child or
children from attending school as required by the provisions of this act,
but the term “urgent reasons” shall be strictly construed and shall not
permit of irregular attendance. In every such case, such action by the
board of school directors shall not be final until the approval of the
Department of Public Instruction has been obtained. Every principal or
teacher in any public, private or other school may, for reasons enumerated
above, excuse any child during temporary periods. Id. The regulations of
the State Board of Education flesh out the procedures for the
implementation of this section of the School Code. Specifically, Title 22
of the Pennsylvania Code, Section 11.5 provides, in the event of a
temporary excusal from school due to illness or other urgent reasons:
(a) A principal or teacher may, upon receipt of satisfactory evidence of mental,
physical or other urgent reasons, excuse a student for nonattendance during a
23 “Homebound instruction” should not be, but often is, confused with “instruction in the home”, although
they are two distinctly different concepts. “Homebound instruction” can be given to regular education
students or special education students for the reasons listed in this section, whereas “instruction in the
home” is a special education placement and is recognized as a very restrictive placement option on the
continuum of alternative placements for students with disabilities. It is reserved solely for students whose
needs require full-time special education services and programs outside a school setting for the entire day.
34 CFR §300.551(b) (CFR §300.26(a) (1).
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temporary period, but the term ‘‘urgent reasons’’ shall be strictly construed and
does not permit irregular attendance. A school district shall adopt rules and
procedures governing temporary excusals that may be granted by principals and
teachers under this section. Temporary excusals may not exceed 3 months.
(b) A school district, area vocational technical school, charter or
independent school may provide students temporarily excused under this
section with homebound instruction for a period not to exceed 3 months.
A school district, area vocational technical school, charter or independent
school may request approval from the Department to extend the provision
of homebound instruction, which shall be reevaluated every 3 months.
When a student receives homebound instruction, the student may be
counted for attendance purposes as if in school. A school district shall be
reimbursed for homebound instruction provided to a student under section
2510.1 of the Public School Code of 1949 (24 P. S. § 25-2510.1).
(c) A school district shall adopt policies that describe the instructional
services that are available to students who have been excused under this
section. The policies must include statements that define the
responsibilities of both the district and the student with regard to these
instructional services. 22 Pa. Code § 11.5.
Independent Educational Evaluation: If parents disagree with an evaluation by a school district, the
parents may request an IEE at public expense. 34 C.F.R. §300.502. The school district must respond
in one of two ways, either grant the parents’ request and proceed with an IEE at public expense or file
a special education due process hearing request to defend the appropriateness of its evaluation. 34
C.F.R. §300.502(b)(1-2). The hearing officer must determine whether or not the District’s evaluation
was appropriate. 34 C.F.R. §300.502(b)(2)(i); §300.502(b)(3). In making this determination, the
hearing officer applies the legal requirements for appropriate evaluations set forth in the IDEA and its
implementing regulations at 20 U.S.C. §1414; 34 C.F.R. §300.15; 34 C.F.R. §§300.301 through 311.
Disagreement with the conclusion reached in an evaluation report or re-evaluation report does not
justify an IEE. 20 USC §1414(b) &(c). If the hearing officer decides that the school district's
evaluation is appropriate, the parents still have a right to an independent educational evaluation, but
not at public expense. 34 C.F.R. § 300.300.502(b)(3).
Discussion
Did the District fail to give Student an appropriate comprehensive evaluation in the
areas of speech/ language, occupational therapy, autism spectrum disorder, and/or
behavior?
Although the IDEA provides very specific requirements for an initial evaluation of a
student who is being considered for special education eligibility, there is much less
specificity regarding re-evaluation. The IDEA does provide that as part of a re-
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evaluation, the IEP team and appropriate professionals, with input from the child’s
parents, must identify what additional data, if any, are needed to determine the present
levels of academic achievement and related developmental needs of the child and re-
evaluation procedures must be sufficient to assist in determining the content of the child’s
IEP. However, the IDEA also provides that if additional data from testing is utilized in a
re-evaluation, then that portion of the re-evaluation must comport with the requirements
set forth regarding an initial evaluation.
In this case, the District with the consent of the Parents conducted a full and
comprehensive re-evaluation of Student. The District used nationally normed
assessments of cognitive ability, achievement levels, visual-perceptual-motor integration,
organizational and other executive functioning skills, speech/language abilities and
behavior/emotional/social functioning . In addition the District conducted a psychiatric
evaluation. The information generated from the re-evaluation was sufficient to determine
the content of Student’s IEP.
A psychiatrist experienced in conducting evaluations on behalf of school districts and
families evaluated Student directly, interviewed school personnel, received input from the
Parents and reviewed educational records. His evaluation did not yield a diagnosis of an
autism spectrum disorder. Although a great deal of Monday morning quarterbacking
[useful in forming a clinical diagnosis but not favored when deciding IDEA legal issues]
was provided by the Parents’ private psychologist evaluator, the first documented
indication of a possible autism spectrum disorder in any District record or privately
obtained record appeared in the Nemours Clinic Visit Note of February 16, 2012. The
Parents shared this note with the District over one month later, at the March 26, 2012 IEP
meeting. The District immediately took steps to explore whether Student qualified for an
IDEA classification of autism, issuing a permission form to the Parents who agreed at the
time. Unfortunately the Parents withdrew their consent for the ADOS and also revoked
permission for the District to contact Nemours. The District cannot be faulted for not
doing what the Parents prevented it from doing.
There was no indication at the time Student was re-evaluated that needs in the area of
occupational therapy, including sensory integration, were present. In the context of
positing an autism spectrum disorder the private psychologist explained why an
occupational therapy evaluation would be useful. At Parents’ request in August 2012,
even though Student had again dis-enrolled from the District, the District agreed to fund
an occupational therapy evaluation through the Intermediate Unit. Parents did not accept
the offer at the time, and an occupational therapy evaluation was not conducted until May
2013 after this hearing had begun.
The District sought to conduct an FBA to examine school refusal and attendance-related
behaviors, but Student was not present in school enough days for the FBA to be
completed. Moreover, relying on its past experience with the Parents when dealing with
a siblings’ truancy issues, the District did not immediately seek to perform an in-home
FBA, although this request was made in August 2012. This will be discussed further
below.
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Based on the available information it had at the time, the District did not fail to
appropriately re-evaluate Student and did not deny Student FAPE in this regard.
Did the District unilaterally and inappropriately remove speech and language therapy
from Student's IEP without a discussion by the IEP team?
When Student re-enrolled in the District in May 2011 late in 7th grade, the District
implemented the cyber-charter school’s IEP provision of 60 minutes per week of
speech/language therapy until the end of the school year. At an IEP meeting conducted in
June 2011 for the coming 8 th grade school year, the District proposed a reduction in
speech/language services to 30 minutes per week. The Parents were present at that
meeting and were not prevented from having input. Given that the mother is certified in
special education, develops/monitors IEPs in her job with a cyber-charter school, and is
working on her Master’s Degree in Education, the Parents were not naïve with regard to
special education services and their rights as parents. The Parents approved the June
2011 IEP through signing a NOREP.
Student received the weekly 30-minutes of speech/language services for the first half of
the 2011-2012 school year. Once Student was re-evaluated through a nationally normed
standardized comprehensive speech/language assessment and found to be scoring in the
average range in all areas with the exception of one subtest, and IEP goals were reviewed
and found to be met, and teacher/parent input sought with no concerning reports
forthcoming, the District recommended that speech/language therapy be removed from
Student’s IEP. The IEP team met, the service was removed, and the Parents approved the
IEP through signing another NOREP. Again, the Parents were not naïve in the area of
special education.
Once IEP goals are met there is no reason to continue providing a specific service when
teachers do not report speech/language difficulties in school. The District’s removal of
speech/language as a supportive service was appropriate, was not done without the
consent of the Parents, and did not deny Student FAPE.
Did the District fail to provide Student with an IEP that provided appropriate academic
goals; appropriate specially designed instruction to address issues of anxiety, attention
deficits, and/or social delays?
Only the June 2011 IEP, the January 2012 IEP and the March 26, 2012 IEP are directly
relevant to this decision. The February 21, 2012 IEP solely concerned ESY, and the June
27, 2012 IEP and the August 15, 2012 IEP were not able to be implemented.
Student’s dis-enrollment and re-enrollment presented the District with a moving target,
and it is likely that starting back to school in May 2011, late in 7
th grade, Student required
some time to acclimate to being back in a bricks-and-mortar educational environment.
The IDEA requires that an IEP be reasonably calculated at the time it was created to
confer meaningful educational benefit. Case law has described the requirements for an
IEP to satisfy the IDEA as “modest”. A careful reading of each of the relevant IEPs
reveals that each contains the elements the statute demands and more than adequately
fulfills the requirements for appropriateness.
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The IEPs include a statement of Student’s present levels of educational performance; a
statement of measurable annual goals; a statement of the special education and related
services and supplementary aids and services to be provided to Student, and a statement
of the program modifications or supports for school personnel that will be provided for
Student to advance appropriately toward attaining the annual goals (and) to be involved
and progress in the general curriculum while being educated to the greatest extent
possible with nondisabled students. The IEP team, which included knowledgeable
Parents, developed a comprehensive set of Specially Designed Instructions and program
modifications to address Student’s needs. The IEP teams in January 2012 and in March
2012 created specific plans to promote Student’s attendance.
The IEPs provided Student with appropriate academic goals and appropriate specially
designed instruction to address issues around attention deficits, organizational deficits,
and schoolwork-related anxiety. Interestingly, considering Student’s coming in and out
of the District and having to reconnect with the population of peers, Student did not
exhibit deficits in socialization in school that drew notice; as such separate provisions in
this area were not necessary.
Anxiety reported to be present at home was not manifested in the school setting, therefore
no specific IEP goals were created, although in-school therapeutic supports were offered
and home-based therapeutic supports were recommended. Nevertheless, certain of the
SDIs and program modifications could be expected to alleviate anxiety around work
completion. These included: increased wait time for responses, assistance in making and
checking study aids, reviewing and clarifying directions, assistance in chunking and
monitoring assignments, access to a clean copy of teachers’ notes upon request, preview
of vocabulary to accommodate for decoding issues, use of calculator unless math the unit
focused on learning to calculate, extended testing time up to double the time allotted,
testing in a separate location to reduce distractions and to allow for questions to be read
aloud to Student, word banks with no extra choices for fill-in-the-blank assignments,
matching items of no more than 10 items in the set, reduction from four to three choices
on multiple choice questions, and formulas provided when needed to compute answers.
Student’s IEPs were appropriate and reasonably calculated to provide meaningful
educational benefit. Student’s IEPs provided FAPE.
Should the District have conducted an FBA rather than filing for truancy against the
Parents, and should the FBA have then resulted in an attendance plan that included
adjustments such as smaller class size?
The District began, but because of chronic attendance issues, could not complete, an FBA
in the school setting. The District did not immediately seek to conduct an FBA in the
home setting because the family had previously not cooperated with a counseling agency
seeking to work with the District to provide in-home services to address truancy issues
with of one of Student’s siblings. The District was reasonable in its belief that the
Parents would not be receptive to an in-home FBA, and decided to try other measures
first. A recent United States Eastern District of Pennsylvania court ruling affirmed a
hearing officer’s decision that a Student was not deprived of FAPE in conducting an
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evaluation because the preponderance of the evidence does not suggest [parent] would
have consented to evaluation. Xykirra C. v. Sch. Dist. of Phila. , 2013 WL 1915656 at *5
(E.D. Pa May 8, 2013).
The District offered a variety of interventions to help Student attend school, prior to filing
a truancy petition against the Parents. The interventions included an in-school Intensive
Outpatient Program called “The Light Program” that provided two to three small group
therapy sessions for children with difficulties adjusting to middle school,
recommendations for in-home wraparound services, individual and small group
instruction in areas of academic need, offering rewards, not penalizing Student for
assignments turned in late, exposing Student to gradually longer periods of time in
school, and having the Parents call the assistant principal when Student was refusing to
leave the home. Although the Parents initially cooperated with the District’s efforts,
eventually they stopped supporting or following through with each one of the
interventions.
Before filing the truancy petition against the Parents, the District tried to work with
Student and the family within the areas of its influence; only after these efforts failed did
the District move the problem up to the higher authority of the court. The magistrate
found convincing evidence that the Parents were liable for Student’s absences and
imposed a fine.
The District’s handling of Student’s excessive truancy was appropriate and did not
represent a denial of FAPE.
Did the District inappropriately deny Student access to instruction, specifically,
homebound instruction?
The Pennsylvania School Code provides that the board of school directors of any school
district may , upon certification by any licensed practitioner of the healing arts or upon
any other satisfactory reason being furnished to it, excuse a student from attending school
for urgent reasons , but the term “urgent reasons” shall be strictly construed and shall not
permit irregular attendance. The provisions are very clear in two regards: first, a school
entity has discretion whether or not to excuse a student from school attendance; and,
second, the reason for such an excusal must be urgent and not related to irregular
attendance.
The psychiatric evaluation conducted in January 2012 resulted in the recommendation
that Student be required to attend school. The Parents’ presenting the District with a
physician’s note on April 26
th that requested a four-week period of homebound
instruction appears to have been a very thinly disguised attempt to salvage the school
year so Student would not incur additional days of truancy and/or have to repeat 8 th
grade. The statute provided above regarding Homebound Instruction consistently uses the
term “may” in reference to a District’s providing homebound instruction. A literal
reading of the language clearly leads to the conclusion that even though a physician’s
note is required, there is no automatic requirement for a District to grant the request.
Given Student’s chronic and excessive truancy despite various interventions, the District
was well within its rights, and in fact showed wise judgment, when denying the request.
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There is not a scintilla of support for the proposition that four weeks of staying home
with the District’s blessing would then promote Student’s willing return to school.
Student’s success in attending summer school provides some information about what
may be effective in getting Student to school and two theories present themselves.
Looking at the reward/consequence paradigm [which the District favors], the Parents
provided the carrot [a trip to an amusement park] and the District provided the stick
[retention in 8
th grade]. Looking at the environmental modification paradigm [which the
Parents favor], time limited commitment, smaller class size and relaxed rules may have
been the reasons for Student’s success. Whether the key was one set of motivators over
the other, or both, what is evident is that Student can attend school successfully and does
not require homebound instruction given appropriate incentives and supports .
The District’s denial of the request for homebound instruction was appropriate and was
not a denial of FAPE.
If the District denied Student FAPE for any or all the designated periods of enrollment in
any or all the enumerated ways, is Student entitled to compensatory education, and if so
in what form and in what amount?
The District did not deny Student FAPE, so therefore Student is not entitled to
compensatory education.
Should the District be required to reimburse the Parents for the private evaluations they
obtained?
A district may be required to reimburse parents for private evaluations if the parents
disagree with the district’s evaluations and the district’s evaluations are found to be
inappropriate. There can be occasions when reimbursement is also appropriate if the
private evaluation provided a substantial source of new information on which a district
relied to craft its IEP.
In the current matter, the Parents did not signal their disagreement with the District’s
psychoeducational or speech/language evaluations when they were completed as part of
the re-evaluation process. It was not until the due process complaint had already been
filed that the Parents commissioned the private evaluations. Even if the Parents had
timely disagreed with the District evaluations, done over one year prior to the private
evaluations, they would not be entitled to reimbursement as the District’s evaluations
were appropriate.
Although the private psychologist provided persuasive evidence to support the presence
of an autistic spectrum disorder, especially in light of the full neurological evaluation
done at Nemours obtained during the hearing at my request, his evaluation cannot be
reimbursed because the Parents prevented the District from conducting its own inquiry
into this classification. As soon as the Parents belatedly, at the end of March 2012
presented the District with the mid-February 2012 Nemours Clinic Visit Note, the
District sought consent to perform the ADOS, characterized by the private psychologist
as a “robust” assessment tool to determine whether a child is on the autistic spectrum.
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The Parents consented but then withdrew their consent, and also withdrew consent for the
District to contact Nemours. The IDEA’s provision for reimbursement for private
evaluations would be sorely misused if Parents could deny a district permission to
perform an evaluation and then obtain a private evaluation and be given reimbursement.
Order
It is hereby ordered that:
1. The School District provided Student with FAPE in all areas addressed in this hearing:
The District provided Student with an appropriate comprehensive evaluation.
The District’s exiting Student from speech/language therapy was appropriate.
The District provided Student with appropriate IEPs.
The District did not commit a procedural or substantive error when it filed for
truancy against Student’s Parents.
The District did not inappropriately deny Student homebound instruction.
2. Student is not entitled to compensatory education.
3. The District is not required to reimburse the Parents for the private evaluations
they obtained.
Any claims not specifically addressed by this decision and order are denied and
dismissed.
August 11, 2013
L inda M . V alentini, P sy.D ., CH O
Date Linda M. Valentini, Psy.D., CHO
Special Education Hearing Officer
NAHO Certified Hearing Official
