Downingtown Area School District | Case 23835-19-20 | 2021-03-14
Pennsylvania special education due-process decision
- Case number
- 23835-19-20
- Date
- 03/14/2021
- Parties / district (official listing)
- Downingtown Area School District
- Hearing officer
- Joy Waters
- Issues (official listing)
- Tuition Reimbursement Private School Evaluation
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Decision text
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This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
Closed Hearing
ODR File Number:
23835-1920KE
Child’s Name:
K.M.
Date of Birth:
[redacted]
Parents:
[redacted]
Counsel for Parents:
Lorrie McKinley Esq.
238 West Miner Street
West Chester, PA 19382
LEA:
Downingtown Area School District
540 Trestle Place
Downingtown, PA 19335-2643
Counsel for LEA:
Christina Stephanos, Esq.
Sweet Stevens Katz & Williams
331 Butler Avenue
New Britain, PA 18601
Hearing Officer:
Joy Waters Fleming, Esq.
Date of Decision:
3/14/21
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INTRODUCTION AND PROCEDURAL HISTORY
The Student1 (hereafter Student) is a [redacted] District resident parentally placed in a
private school. Student is eligible for special education under the Individuals with Disabilities
Education Act (IDEA)2 as a child with specific learning disabilities in basic reading, reading
comprehension, reading fluency, and written expression. During the 2017-2018, 2018-2019, and
2019-2020 school years, the Student attended a private school partially funded by the District.
By agreement, Parents and the District stipulated that the District would reevaluate Student and
offer a special education program and placement to the family before the start of the 2020-2021
school year. In February 2020. the District started the evaluation; however, by mid-March 2020,
the Pennsylvania Governor closed the schools because of the COVID-19 pandemic. Although
the mandated school closures interfered with the completion of some components of the
evaluation, the District still offered an IEP to the family in May and June 2020. The Parents
(Parent) rejected both offers. In June 2020, the Parents requested this hearing, alleging that the
District failed to offer Student a free appropriate public education (FAPE), pursuant to the IDEA
and Section 504 of the Rehabilitation Act of 1973
3 (Section 504) as well as the regulations
implementing those statutes. As a remedy, Parents sought reimbursement for tuition and related
expenses for their private school placement of Student.
In September 2020, the District offered the Parents a third IEP based on recently
completed evaluative information. The Parents refused to attend the meeting, and their Counsel
filed a Motion in Limine to exclude consideration of the IEP from the scheduled September due
process hearing. To develop a complete hearing record and resolve all claims efficiently, I denied
that Motion.
1 In the interest of confidentiality and privacy Student’s name and gender, and other potentially identifiable
information, are not used in the body of this decision. The identifying information appearing on the cover page or
elsewhere in this decision will be redacted prior to posting on the website of the Office for Dispute Resolution as
part of its obligation to make special education hearing officer decisions available to the public pursuant to 20
U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in §§34 C.F.R. 300.1-
300.818. The applicable Pennsylvania implementing regulations are set forth in 22 Pa. Code § 14.010-14.163
(Chapter 14).
3 29 U.S.C. § 701 et seq., The federal regulation implementing Section 504 are set forth in 34 C.F.R. §§ 104.1-
104.61. The applicable Pennsylvania regulations are set forth in 22 Pa. Code § 15 et seq. (Chapter 15).
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In response to the Parents’ claims, t he District contends that the COVID-19 pandemic
complicated the completion of the reevaluation report and development of an IEP, t hat once face
to face testing was possible, the Parents intentionally delayed completion of the evaluation, and
that all programs offered were appropriate with no relief due. For reasons that follow, the
Parents have preponderantly established that the May, June, and September 2020 IEPs did not
offer Student FAPE. Parents have established that the private school placement was
appropriate. After weighing the equities in this matter, the tuition reimbursement award is
reduced.
ISSUES
1) D
oes the District's proposed program for the 2020-2021 school year offer FAPE to
student both procedurally and substantively?
2) If the District's proposed program for the 2020-2021 school year was not appropriate for
student, are Parents entitled to tuition reimbursement for their private placement of
student for the 2020-2021 school year?
FINDINGS OF FACT
Preschool through Third Grades
1. As a preschooler and upon the transition to kindergarten in the District, Student received
speech and language therapy. (S-5, p. 2)
2. As a first-grader, during the 2012-2013 school year, the District reevaluated Student
because of concerns regarding rate of academic progress. On the WISC-IV, Student was
determined to have a full-scale IQ of 101, with low average working memory index and
high average processing speed. On the WIAT-III, Student received standard scores of 80
in the 9
th percentile, below average on the basic reading composite (6th percentile-early
reading skills, 6th percentile - word reading, 13th percentile - pseudoword decoding, 9th
percentile-spelling, 6th percentile- oral reading fluency). The evaluation determined
Student to be a child with a specific learning disability (primary classification) in the
areas of basic reading, reading comprehension, reading fluency and written expression
and a speech/language impairment (secondary classification). (S-1, p. 3, S-14)
3. Student attended second and third grade in the District and received special education
programming. (S-5).
2015-2016 School Year-Fourth Grade
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4. During the 2015-2016 school year, Student attended the fourth grade in the District and
received special education and programming. (S-1)
5. On April 7, 2016, the District completed a reevaluation of Student. On the WIAT-III,
Student received a standard score of 73 in the 4th percentile, below average in basic
reading (2nd percentile-word reading, 5th percentile- pseudoword decoding, 9th percentile -
reading comprehension, 4th percentile-oral reading fluency). (S-1, p. 13)
2016-2017 School Year-Fifth Grade
6. During the 2016-2017 school year, Student was enrolled in the fifth grade in the District.
7. In the fall of the 2016-2017 school year, Student received a private educational
evaluation. The evaluator diagnosed Student with reading/spelling deficits characterized
by a combination of phonological, visual, and memory problems indicative of
developmental dyslexia. Student also demonstrated deficits in sustained attention and
executive regulation which indicated a mild degree of attention deficit hyperactivity
disorder: predominately inattentive type. (P-1, p. 19)
8. By the end of fifth grade, Student made inconsistent or little progress toward the oral
reading fluency and decoding goals. (S-2, pp.11-12)
.
2017-2018 School Year – Sixth Grade
9. During the 2017-2018 school year, Student attended a private school, partially funded by
the District, enrolled in the sixth grade. (S-3)
10. On April 27, 2018, the District completed a reevaluation of Student in accordance with
the terms of a settlement agreement. On the WIAT-III, Student’s broad reading ability
was determined to be in the 1
st percentile (decoding skills in the 2nd percentile, reading
fluency in the 1st percentile, text comprehension in the 3rd percentile, written expression
in the 39th percentile, and spelling in the 7th percentile (S-5, pp. 37-38)
11. In June 2018, Parents renegotiated the settlement with the District. The District agreed to
fund a portion of Student’s tuition at a private school for seventh and eighth grades. The
parties agreed that the District would complete a reevaluation of Student by May 1, 2020
and make an offer of FAPE within thirty calendar days of the completion of the
reevaluation. (S-7)
2018-2019 School Year-Seventh Grade
12. During the 2018-2019 school year, Student attended a private school, partially funded by
the District, enrolled in the seventh grade. (S-7)
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2019-2020 School Year-Eighth Grade
13. During the 2019-2020 school year, Student attended a private school, partially funded by
the District, enrolled in the eighth grade. (S-7)
April 2020 RER
14. On February 5, 2020, the District sent prior written notice (PWN) to the Parents to
reevaluate the Student. On February 18, 2020, the Parents signed and returned the PWN
to the District. The PWN proposed to conduct a review of records, obtain parent and
teacher input, a classroom observation, a student clinical interview, standardized
assessments of intellectual abilities and academic achievement, and assessment of social,
emotional, and behavioral development (S-8)
15. On March 5, 2020, the District’s school psychologist contacted Student’s private school
to plan for an observation. (S-9; N.T. 321)
16. On March 16, 2020, the Pennsylvania Governor ordered schools to close because of the
COVID-19 pandemic. The planned classroom observation of Student at the private
school for inclusion in the reevaluation report (RR) did not occur. The mandated COVID-
19 restrictions prevented the District from the in-person administration of testing of
Student.S-9; N.T. 321-322)
17. On April 15, 2020, the District issued its reevaluation report (RR). The RR indicated that
due to state-mandated school closures in response to COVID-19, a classroom
observation, clinical interview, testing observations, cognitive ability, academic
achievement, and a transition assessment would be conducted once schools reopened. (S-
8, p. 16)
18. The RR contained a summary of previously conducted District evaluations, private
school final grades from the 2017-2018 and 2018-2019 school years, 2019-2020 math
MAP assessment results from the private school, teacher comments from Student’s report
card, and the results from current executive functioning assessments. (S-8, p. 6)
19. The April 2020 RER contained executive functioning assessment conclusions based on
rating scales from the Behavior Rating Inventory of Executive Functioning (BRIEF):
Second Edition and the Behavior Assessment System for Children (BASC), completed by
the Parent and four of Student’s teachers. A self-report of Student did not occur because
of the mandated school closures. The executive functioning assessments determined that
in the home setting, Student exhibited average social, emotional, and behavioral
functioning. The District determined that direct assessment of Student was needed
because of school setting concerns of somatization, and emotional self-control. (S-8, pp.
16-19)
20. The RR determined Student’s needs as deficits in basic reading, reading fluency, reading
comprehension, and written expression skills, weaknesses in math problem solving,
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deficits in maintaining and sustaining attention, executive functioning skills including
self-monitoring of behavior, shifting attention, and working memory skills and anxiety
within the classroom, (S-8, p. 20)
21. The team concluded that new testing and assessments were needed of Student to
determine continued eligibility for special education and to determine complete present
levels of academic and functional performance. The team indicated a renewed permission
form would be issued, to the Parents, upon the reopening of schools. (S-8, p. 20)
22. The RR concluded that Student continued to meet criteria as a student with a specific
learning disability in the areas of basic reading skills, reading fluency, reading
comprehension, and written expression. (S-8, p.23)
23. On May 6, 2020, the District invited the Parents to a virtual IEP meeting scheduled for
May 18, 2020, to discuss a program and placement for Student’s ninth-grade year. (S-10)
May 2020 IEP
24. On May 18, 2020, the team held a virtual IEP meeting to discuss Student’s program and
placement for the 2020-2021 school year. (S-10)
25. The May 2020 IEP contained present levels of academic achievement and functional
performance that included grades from the 2019-2020 school year, proposed District
classes for the 2020-2021 school year, a WISC-IV summary from 2013, WIAT-III scores
from 2018, input from Student’s private school teachers, social-emotional information
from the BASC-3 and BRIEF, post-secondary planning information, and the Parents’
concerns. No special considerations were presented that the IEP team needed to address.
(S-10)
26. The May 2020 IEP indicated Student’s needs as deficits in basic reading, reading fluency,
reading comprehension, and written expression skills, weaknesses in math problem
solving, deficits in maintaining and sustaining attention, executive functioning skills
including self-monitoring of behavior, shifting attention, and working memory skills and
anxiety within the classroom. (S-10, pp. 21-22)
27. The May IEP included a plan for transition services that outlined post-secondary
education and training goals and proposed courses of study. (S-10, pp. 23-26)
28. For participation in state and local assessments, the May IEP offered extended time, a
separate setting, and the use of a computer accommodation for completion of the eleventh
grade Keystone exam. (S-10, pp. 27-31)
29. The May 2020 IEP proposed goals to address executive functioning, reading
comprehension, reading fluency, math concepts, written expression, and emotional
support. The goals indicated that the private school did not monitor progress through IEP
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goals, did not report any progress monitoring data, and that baseline data would be
collected once schools reopened. (S-10)
30. The executive functioning goal expected Student, with verbal prompts faded to the lowest
level necessary, to elicit the target response, complete an electronic or paper day planner
at the end of the school day, for the following day in which each class or activity is
identified, by period, any work, or assignments due, whether any preparation is needed
for test or quizzes and any materials or texts are needed for each class. The planner was
to be used at the beginning of each day to self-monitor whether work or assignments,
preparation of any test or quizzes, and whether Student had required materials or texts in
eight of ten consecutive probes. (S-10, p. 32)
31. The reading comprehension goals expected Student, when given a cold reading probe at
the “#” grade level, to answer (literal and/or inferential) comprehension questions with at
least 80% accuracy on 4 out of 5 consecutive probes. (S-10, p. 34)
32. The fluency goal expected Student when given a “#” grade level oral reading probe to
apply learned decoding and word analysis skills to improve fluency from a baseline of
__words correct per minute to __words correct per minute on three out of five
consecutive cold probes. (S-10, p. 36)
33. The math concepts and applications goal expected Student to complete a math concepts
and applications probe at the “__” grade level and score at the 35
th%, increasing from a
baseline of “____” points. (S-10, p. 36)
34. The written expression goal expected Student when assigned a multi-paragraph
assignment to implement learned skills and strategies to improve written expression in
organization, ideas/content, language/style, and conventions/CUPS (capitalization, usage,
punctuation, and spelling) to earn a score of “_--/16” on 2 out of 3 writing samples. (S-
10, p. 37)
35. The emotional support goal expected Student, when experiencing increased anxiety
and/or stress levels are identified to identify the cause, evaluate the intensity of the stress,
state one coping strategy, list an alternative strategy if needed, state duration of the
anxiety. Student would also actively engage in 15 rating scales (scoring 100% on
identification and completion) over the course of 3 marking periods after which the goal
would be reevaluated. (S-10, p 38)
36. The May IEP offered specially designed instruction and program modifications that
addressed the classroom setting, testing accommodations, written expression, reading,
and assignment completion. (S-10, pp. 40-45)
37. Offered related services in the May IEP included social work services, supports for
school personnel, consultation between the regular education and special education staff.
All staff working with Student would receive a copy of the IEP. The team indicated a
decision regarding ESY would occur by February 28, 2021. (S-10, pp. 40-47)
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38. The May IEP proposed an educational placement of Student for supplemental learning
support at the District’s high school. (S-10, p. 49)
39. On May 21, 2020, the Parent indicated their concerns that the offered IEP lacked baseline
data with insufficient goals, the evaluative delay until the following school created a lack
of stability that could contribute to Student’s anxiety and that time spent outside of
regular education and transitions would be disruptive. (S-11, p. 31)
40. On May 26, 2020, the District issued a NOREP proposing educational programming
through the May IEP. On June 2, 2020, the Parents signed the NOREP, disapproving the
offered program and placement. On the NOREP, the Parents indicated that the IEP did
not provide FAPE to Student “for all the reasons stated in the 10-day letter, which is
attached”. (S-10, p. 54)
41. The June 2, 2020, Parents’ ten-day notice was sent via email from their attorney to the
District’s legal counsel. In the ten-day notice, the Parents sought public tuition
reimbursement for Student’s private school attendance for the 2020-2021 school year and
listed their concerns with the May IEP. (S-10, p. 56)
June 2020 IEP
42. On June 2, 2020, the District invited the Parents to a virtual IEP meeting scheduled for
June 9, 2020. The Parents agreed to attend the June 9 meeting. (S-11, pp. 1, 8, 13)
43. At the June 9, 2020 IEP meeting, the parties discussed the District’s proposed revisions to
the present levels of academic and functional performance in the May IEP that included
the Parents concerns raised in their ten-day letter as well as District proposed revisions to
the IEP. (S-11, p. 20-21)
44. The June 9 revision to the May IEP included the Parents’ concerns of an incomplete RR,
lack of baseline information in IEP goals, concerns related to Student’s transition to a
larger school setting, and the scheduling of science in tenth but not the ninth grade. In
response, the District offered to administer testing to Student after July 1, 2020, and the
lifting of COVID restrictions, but before the start of the school year to collect baseline
data, added SDI for daily check-ins with the emotional support teacher and explained that
scheduling science in tenth grade would permit focus on Student’s emotional and
executive functioning needs. (S-11, p. 20)
45. The remainder of the present levels in the revised June IEP remained unchanged from the
May 2020 IEP. The revised June 2020 IEP contained the same transitions services,
participation in local assessments or goals and objectives as the May 2020 IEP. (S-11, pp.
33-49)
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46. The June 2020 IEP offered the same goals, program modifications, and specially
designed instruction as the May IEP but added hand scheduling to plan closer classrooms
and daily check-ins with the emotional support teacher. (S-11, p. 55)
47. The June 2020 IEP, as in the May 2020 IEP, offered supplemental learning support.
Student would participate in regular education for all classes except reading foundation
skills, writing skills lab, math skills lab, emotional support class, and executive
functioning and skills lab. (S-11, pp. 58-59)
48. On June 16, through a NOREP, the Parents rejected the District’s revised IEP and
requested a due process hearing. The due process hearing was originally scheduled to
commence on July 22, 2020.
4 (S-11, p. 64, S-18)
49. In mid to late June, the Parents contacted a private reading evaluator and scheduled an
evaluation of Student. The Parents did not disclose their intention to obtain an outside
evaluation with the District. (N.T. 77-78, 80)
50. On June 19, 2020, the Parent and the District’s school psychologist discussed the need for
additional assessments of Student. That same day, the District emailed an electronic copy
of a permission to the reevaluate the Student to the Parent and indicated the District
would mail a hardcopy. (S-12, p.5; N.T. 253)
51. On or about June 29, 2020, the Parents re-enrolled Student in the private school. (Parents
Motion in Limine, HO-1)
52. On July 3, 2020, the Parent contacted the District and indicated the reevaluation
paperwork had not been received. On July 4, 2020, the District’s school psychologist
advised the Parent that the PWN was mailed on June 25 or June 26. (S-12, p. 4)
53. On July 8, 2020, the school psychologist emailed the Parent about the status of the
evaluation paperwork, whether it had been received and offered to discuss the District’s
in-person testing safety guidelines. (S-12, p. 8)
54. On July 9, 2020, the Parent confirmed receipt of the reevaluation packet and requested
the COVID safety procedures for in-person testing. The school psychologist agreed to
forward the safety procedures once he received the finalized letter outlining the District's
protocols. (S-12, p.9; N.T. 276-277)
55. The District’s COVID safety protocols were finalized the second week of July. On July
13, 2020, the school psychologist provided the District’s safety measures to the Parent
and indicated availability to begin testing of Student. (S-12, p. 12; N.T. 277)
56. On July 15, 2020, the Student began a private reading evaluation with an educational
diagnostician. (P-2; N.T. 77-78, 110, 545)
4 After requests for continuances were granted, the due process hearing commenced on September 15, 2020. The
decision due date was extended upon request of counsel, for good cause shown.
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57. On July 16, 2020, the Parent contacted the District and expressed concern about the
COVID-19 safety protocols (mask, temperature taking) that would be in place during
testing. The school psychologist offered to telephone Parent to address the raised
concerns. The Parent requested to communicate with the school psychologist through
email. The school psychologist emailed the Parent answers to the questions raised. (S-12,
pp. 13-17)
58. On July 17, 2020, the Parent advised the District that the completed reevaluation
paperwork would be mailed the following week. (S-12, p. 21; N.T. 84)
59. On July 19, 2020, the school psychologist asked Parent for availability to discuss the
options for the testing session. The Parent replied to the school psychologist with
availability. (S-2, pp. 21, 28)
60. On July 20, 2020, the school psychologist provided the Parent with his availability to
discuss the District’s COVID-19 evaluation safety protocols. (S-12, pp. 27, 34)
61. On July 21, 2021, the Parent gave consent to the proposed reevaluation. (S-12)
62. On July 24, 2020, the school psychologist acknowledged receipt of the consent for
reevaluation. (S-12, p. 43)
September RR
63. On August 4, 2020, the District commenced its reevaluation of Student. (S-14, p. 16)
64. On August 13, 2020, the District requested the Parents’ signature to obtain information
from Student’s private school. On August 16, 2020, the Parents returned releases to the
District for Student’s private school records. (S-12, pp. 57, 61)
65. On the District administered WIAT-III, in receptive and expressive oral language skills,
Student received scores that indicated skills within the high average to average range. In
basic reading (decoding) and spelling (encoding skills), Student received scores of <1
percentile in word reading, 7
th percentile in pseudoword decoding, and the 3rd percentile
in spelling (encoding). In oral reading fluency and reading comprehension, Student
received scores in the 2
nd percentile in fluency and the 9th percentile in reading
comprehension. In written expression, Student received scores in the 3 rd percentile in
spelling, the 19th percentile in sentence composition, and the 55th percentile in essay
composition. (S-14, pp. 22-27)
66. For inclusion in the RER, a District reading specialist conducted a Word Identification
and Spelling (WIST) reading assessment, a Test of Silent Word Reading Fluency
(TOSWRF), and a Reading Inventory of Student. On the word identification subtest,
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Student’s standard score was <40 with a percentile score of <1%. On the spelling subtest,
Student’s standard score was 63, with a percentile score of <1%. On the fundamental
literacy ability index, Student received a standard score of <40 with a percentile score of
<1%. On the sound symbol knowledge subtest, Student received a standard score of 69
with a percentile of 2%. Student received a Lexile score of 534, equivalent to a third-
grade level. As a result of Student’s extremely low scores in all areas of reading, the
reading specialist suggested that Student receive instruction through the Wilson Reading
Program for decoding and encoding instruction and Reading Foundations for
comprehension strategies. (S-13; N.T. 784-788)
67. For assessment of attention and executive functioning, Student’s parents and teacher
completed the ADHD-V rating scale. Collective ratings of Student were not clearly
indicative of an ADHD profile in the home but suggested ADHD tendencies in some
settings that might co-occur with the history of learning disabilities. (S-14, p.28)
68. The September RR included BRIEF-2 and BASC-3 assessments completed by Student.
On the BRIEF-2, Student self-reported difficulties with working memory and a milder
awareness of areas of executive dysfunction. On the BASC-3, Student self-reported
overall mild anxiety (both generalized and test anxiety). (S-14, p. 30)
69. For inclusion in the RER, the District conducted a speech and language evaluation of
Student. Based on below-average scores in grammar and sentence structure, the District
recommended further assessment to determine the possible impact on receptive and
expressive language in reading and writing. The District attempted to schedule additional
testing but was unable to confirm additional dates with the Parent. (S-14, pp. 32-36; N.T.
334)
70. The September RR determined Student’s needs as pronounced deficits in basic reading
and oral reading fluency skills; mild deficit in reading comprehension skills, especially
for interpreting information explicitly stated in text; mild deficit in overall written
expression skills, including inconsistencies across various writing skills; deficit in some
areas of executive functioning skills including: functional working memory in classroom
settings (especially for multi-step directions or tasks), attention regulation, self-
monitoring of behavior, and shifting flexibly (e.g., emotional and/or cognitive flexibility
in reactions or adjustments); mild elevations in anxiety within the classroom setting,
including self-reports of test anxiety and generalized anxiety/worry; speech sound errors
in voiced and voiceless "th" in all positions of words in conversation. (S-14, p. 37)
71. The September RR concluded that Student continued to remain eligible for special
education services, including specially designed instruction and associated
accommodations, under the classification of specific learning disability. Student
demonstrated deficits in achievement that are well below the expectations predicted by
[Student’s] higher intellectual functioning (and not accounted for by other obvious
factors such as sensory impairments, lack of instruction, limited English proficiency, etc.)
in the following areas: basic reading, oral reading fluency, reading comprehension, and
written expression. The RR concluded that Student’s deficits in the foundational reading
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areas of basic reading and oral reading fluency are more pronounced or significant than
[Student’s] deficits in reading comprehension and written expression. (S-14, p. 37)
72. The September RR recommended that Student receive direct instruction in basic reading,
oral reading fluency, reading comprehension skills, written expression skills (including
organization of ideas and theme development in longer compositions), executive
functioning skills, including: self-monitoring of behavior and cognitive/emotional
shifting, supportive accommodations to maintain attention, alertness, and active
engagement in instruction, strategies to decrease test anxiety and cope with generalized
worry/anxiety, preferential seating near the locus of instruction to allow for redirection of
attention and numerous accommodations to address deficits in functional working
memory skills. (S-14, pp. 37-38)
73. The District’s RR concluded that updated cognitive and academic assessment indicated
that Student continued to exhibit a profile of severe discrepancies between level of
achievement predicted by stronger intellectual functioning and below-average academic
achievement in the areas of basic reading skills, oral reading fluency, reading
comprehension, and written expression. (S-14)
74. On August 18, 2020, the District contacted the Parents to schedule follow-up assessments
with the Student and the District’s reading specialist to determine if Wilson reading
instruction would be appropriate. On August 24, 2020, the Parent replied with Student’s
availability. (S-12, p. 67, 72; N.T. 91)
75. On August 26, 2020, the Parents received an invitation to an IEP meeting scheduled for
September 3, 2020. Parents indicated unavailability for the IEP meeting until their
Counsel was available. (P-14, pp. 5-6)
76. The District’s first day of school for the 2020-2021 school year was August 27, 2020. (P-
14, p.3)
77. On August 28, 2020, through email, the Parent indicated surprise at receiving an
invitation to an IEP meeting and indicated, Student would not be returning to the District
and would attend the private school. (P-14, p. 4)
78. On September 1, 2020, the District proposed an alternate date and time for the IEP
meeting. In response, the Parent advised the District that their attorney was unavailable
until the following week and would be unable to respond to the IEP invitation. (P-14, p.
3-4, 6
79. On September 8, 2020, (10:06 p.m.) Parents’ counsel indicated unavailability to attend an
IEP meeting before the due process hearing, scheduled for September 15, and that the
District’s September RR had not been received. (P-14, p. 3; N.T. 297)
80. On September 9, 2020, (2:05 a.m.), the District’s counsel indicated the District would
proceed to an IEP meeting without the Parents. (P-14, p.2)
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81. On September 9, 2020, (10:21 a.m.), the Parents’ counsel indicated unavailability to
attend a September 11 meeting, was unclear about the purpose, and expressed concern
that the September RR was not issued. (P-14, p. 2)
82. On September 9, 2020 (10:47 a.m.), the District’s counsel indicated the IEP team would
convene to review the RER (not yet issued) and revise the IEP. The District’s counsel
reiterated that the IEP team would convene without the Parents if they chose not to
participate. (P-14, p.1)
83. On September 9, 2020, (1:24 p.m.), the Parents’ counsel advised the District’s counsel
that the RR was not received. (P-14, p. 1)
84. On September 9, 2020, the District’s finalized RR was issued to the Parents. That same
day, the Parents provided the District with the private reading evaluation of Student. (P -
14, S-14)
85. After the District received the private evaluation, the school psychologist noted that he
and the private evaluator both administered the WISC and WIAT to the Student raising
concerns of a “practice effect” with respect to the scores. The District’s school
psychologist testified that some of [Student’s] results were invalid due to the practice
effect, and the results on verbal comprehension (89 v. 95), fluent reasoning (103 v. 106),
and working memory (82 v. 88) reflected an invalid result. (N.T. 335-340, 365-367,
394-398, 402, 472, 638-640)
September IEP
86. On September 11, 2020, the District held an IEP meeting without the Parents. The
meeting participants reviewed the recently completed RR and revisions to the IEP and
discussed placement of Student in a developmental reading course utilizing the Wilson
program. (S-15; N.T. 392, 417-418, 730-731)
87. The September 2020 revised IEP documented the District’s efforts from August 26, 2020,
onward to encourage Parents to attend the IEP meeting. The revision indicated that in
addition to present levels of academic achievement, the transition grid, specially designed
instruction, and special education placement were updated. (S-15, p. 7)
88. The revised September 2020 IEP contained the results from the recently completed RR
that included Student’s updated cognitive scores from the WISC-V and WIAT III, math
assessment, written expression, oral language, basic reading (decoding) and spelling
(encoding), oral reading fluency & reading comprehension scores and the testing
conclusions from the reading specialist, and the results of the speech and language
assessment. (S-15, pp. 10-26)
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89. The revised September 2020 IEP contained proposed transition services through courses
of study that recommended that Student participate in the developmental literacy class to
receive encoding and decoding instead of the math skills lab. (S-15, p. 32)
90. The revised September IEP offered goals designed to address executive functioning,
reading comprehension, oral reading fluency, written expression, emotional support,
decoding, and encoding. The IEP offered the same goals as the June IEP but proposed
removal of the math goal, updated the emotional support goal, and added decoding and
encoding goals. (S-15, pp. 43, 45, 47-48)
91. The emotional support goal expected Student when experiencing increased anxiety and/or
stress levels to identify the cause, evaluate the intensity of the stress, state one coping
strategy, list an alternative strategy if needed, state duration of the anxiety. Student would
also actively engage in 15 rating scales (scoring 100% on identification and completion)
over the course of three marking periods, after which the goal would be reevaluated.) (S-
15, p. 45)
92. The decoding goal expected Student when given multi-sensory instruction to develop
word analysis skills to improve decoding. Student would decode 14 out of 15 phonetic
words for each skill deficit on curriculum-based assessments with a baseline of step 1. (S-
15, p. 47)
93. The encoding goal expected Student, when given multisensory instruction, to develop
word analysis skills to improve encoding. Student would encode 12 out of 15 phonetic
words for each skill deficit. “Baseline – step 1?”. (S-15, p. 47)
94. The revised September IEP offered the same goals as the previous IEPs with program
modification and specially designed instruction (SDI) that proposed, additional speech-
language assessments. (S-15)
95. The revised September IEP continued to offer Student, supplemental learning support,
with participation in the regular education classroom for all classes except for instruction
in reading foundation skills (6x cycle), writing skills lab (3x cycle), developmental
literacy (3x cycle, emotional support class (3x cycle) and executive functioning and skills
lab (3x cycle). (S-15, p. 30, 57)
96. On September 15, 2020, the first due process hearing session occurred.
Parent Obtained Private Reading Evaluation
97. In June 2020, the Parents arranged for a private reading evaluation of Student and
discussed the COVID-19 safety protocols that would be utilized. All testing occurred face
to face. (N.T. 78, 136, 536, 538, 544)
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98. The evaluation testing sessions occurred on July 15, July 22, July 29, and August 3, 2020.
The Parents did not advise the private evaluator that District testing of Student was also
underway. (P-3; N.T. 545)
99. An educational diagnostician is a diagnostician that provides clinical testing for
educational components such as – specifically reading. (N.T. 427)
100. The evaluator has an undergraduate degree in elementary education, a Master’s
degree in diagnostic reading, Pennsylvania certification as a reading specialist and
clinician, elementary principal certification for K-8, supervisor of curriculum instruction
K-12, certification through the Commonwealth of Pennsylvania, and a Doctorate in
educational leadership and innovation. The evaluator serves as a supervisor at a
Commonwealth University for special education teacher candidates and has testified at
public hearings, presented at national and international conferences. She is certified in
Level 1 and 2 of the Wilson reading program. (N.T. 430-440, 570-573)
5
101.The private evaluator di agnosed Student with severe dyseidectic and moderate
dysphonetic dyslexia. (P-3)
102.
The private evaluator administered multiple assessments, including the WIAT-III,
WISC, Beery-Buktenica Developmental Test of Visual-Motor Integration (Beery VMI), the
Test of Information Processing (TIPS), and the Gray Oral Reading Tests (GORT-5. (P-3)
103.
On the WIAT III subtest, in pseudoword decoding, Student received a standard score of
68, in the 2nd percentile, in word reading, the Student received a standard score of 59 in the
0.3 percentile, in spelling, a standard score of 74 in the 4th percentile. 6 (P-3, pp. 3, 11)
104. On the GORT-5, Student received scores in the 2nd percentile for rate, 5th percentile for
accuracy, 2nd percentile for fluency, and the 9th percentile for comprehension. (P-3, p. 11)
105. The private evaluator made educational recommendations for instructional support and
the modification of educational materials. (P-3)
.
The Private School
5 Parents’ requested qualification of their private evaluator as an expert witness in educational diagnostics, with
regard to reading and dyslexia. The District objected to that designation but accepted her expertise as a reading
specialist. (N.T. 455) I decline to qualify the Parent’s witness as an expert in educational diagnostics but agree that
her credentials do merit qualification as an expert reading specialist.
6 In their disclosure of evidence, the Parents originally identified P-13 as the detailed score summary compatible
with the private evaluator’s report at P-3. However, P-13, was inadvertently provided to the Parents, and it
contained some conflicting information that did not support the conclusions in the full report at P-3. During
testimony, the District objected to the introduction of the corrected summary, at P-15 because their school
psychologist had already testified regarding the discrepancies between the full report and the score summary. The
Hearing Officer deferred a ruling on the objection, permitted the introduction of the correct report, P-15, and
offered the District the opportunity to re-call the school psychologist. The school psychologist was not re-called. P-
15 is admitted.
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107. The private school is religious-affiliated, accredited by the National Association of Schools
and the PA Association of Independent Schools, recognized by the International Dyslexia
Association, and serves students in first through twelfth grades with learning differences. (P-4;
N.T. 150)
108. The private school provides literacy instruction using Orton-Gillingham principles,
regarded as a structured, research-based, explicit, multi-sensory, diagnostic teaching approach.
(N.T. 152-153, 155, 174-175)
109. At the private school, Student receives instruction in language arts (decoding/spelling,
fluency, writing), math, science, physical education, social studies, and art. (P-9, P-12)
110. The private school uses the Read Naturally program to provide instruction in reading
fluency and reading comprehension. (N.T. 209, 211)
111. Executive functioning skill work is based on the work of Russell Barkley and Sarah
Ward, and others recognized as national experts on classroom setup and the delivery of
instruction. (N.T. 152)
112. In Reading, writing, and language remediation is taught by every faculty member. The
reading and language arts teachers are certified and credentialed academic language instructors.
(N.T. 155-159, 215)
113. The private school does not use IEPs but compiles a learning profile to inform instruction
of a Student. Student progress is monitored through teacher assessment, reported two times a
year during the school year to the Parents. (P-6, P-8; N.T. 161-163, 209, 212, 231)
114. The private school utilizes a diagnostic and prescriptive curriculum for students with
dyslexia and attention deficits. Executive functioning instruction and emotional support are
embedded throughout the school day. (N.T. 177-179, 184-185)
115. The private school has small class sizes with typically no more than ten to twelve
students in content areas such as English, social studies, and science. Language arts classes have
between four to eight students, and math classes have six to ten students. (N.T. 151)
116. At the private school, students have three classes a day for 90 minutes a period. Each
class meets three times during a seven-day cycle for a total of 255 minutes per cycle. The private
school is in session 171 days a school year. Each day begins with an advisory period to help
navigate the school day, followed by a later, second check with the Student to ensure that
materials are organized and homework is initiated. (P-12; N.T. 176-178, 228)
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117. In the upper school, the private school offers a college preparatory curriculum within an
environment designed for students with reading comprehension, fluency, and executive
functioning deficits. Academic supports are embedded to enable skill development.
118. Student’s profile from the private school indicated some growth in reading and math
skills. (P-6; N.T. 167-169)
APPLICABLE LEGAL PRINCIPLES
WITNESS CREDIBILITY
Hearing officers, as factfinders, are charged with the responsibility of making
credibility determinations of the witnesses who testify. See J. P. v. County School Board, 516
F.3d 254, 261 (4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District, 2014 U.S.
Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute Resolution (Quakertown
Community School District), 88 A.3d 256, 266 (Pa. Commw. 2014). All testimony was reviewed
and weighed considering the witnesses’ participation in the hearing during their testimony and in
light of the documentary evidence specifically reviewed by them and, where applicable, in
general. Considering the testimony in light of the documentary evidence, I find that most of the
witnesses, including Parent, were credible and reliable witnesses. In most cases, the witnesses’
testimony was consistent with the documentary evidence and other testimony.
BURDEN OF PROOF
The burden of proof, generally, consists of two elements: the burden of production and
the burden of persuasion. In special education due process hearings, the burden of persuasion lies
with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v. Ramsey Board
of Education, 435 F.3d 384, 392 (3d Cir. 2006). The party seeking relief must prove entitlement.
to their demand by preponderant evidence and cannot prevail if the evidence rests in equipoise.
See N.M., ex rel. M.M. v. The School Dist. of Philadelphia, 394 Fed.Appx. 920, 922 (3rd Cir.
2010), citing Shore Reg'l High Sch. Bd. of Educ. v. P.S., 381 F.3d 194, 199 (3d Cir. 2004). In
this case, the Parents, as the party seeking relief, bore the burden of persuasion.
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IDEA FAPE PRINCIPLES
Parents who believe that a local education agency (LEA) has failed to comply with its
obligations under the IDEA may “present a complaint with respect to any matter relating to the
identification, evaluation, or educational placement of the child, or the provision of a free
appropriate public education to [a] child.” 20 U.S.C. § 1415(b)(6)(A). An administrative hearing
will be held on the issues presented. 20 U.S.C. § 1415(f); 34 C.F.R. §§ 300.511, 30.512,
300.515; 22 Pa. Code § 14.162. In this matter, the Parents filed a Complaint and challenged the
District’s proposed program for the latter half of 2017-2018, 2018-2019, and 2019-2020 school
years. In reviewing the record, every witness's testimony and each exhibit's content was
thoroughly considered in issuing this decision, as were the parties’ comprehensive closing
arguments.
The IDEA requires states to provide a “free appropriate public education” (FAPE) to
children who are eligible for special education services. 20 U.S.C. § 1412. FAPE consists of both
special education and related services. 20 U.S.C. § 1401(9); 34 C.F.R. § 300.17. I n 1982, our
U.S. Supreme Court addressed these statutory requirements, concluding that FAPE mandates are
met by providing personalized instruction and support services designed to permit the child to
benefit educationally from the program and comply with the procedural obligations in the Act.
Board of Education of Hendrick Hudson Cent. Sch. Dist., W estchester Cty. v. Rowley, 458 U.S.
176, 102 S. C t. 3034, 73 L. E d. 2d 690 (1982)
Local education agencies (LEA), including school districts, meet the obligation of
providing a FAPE to eligible students through the development and implementation of an IEP,
which must be “reasonably calculated to enable the child to receive 'meaningful educational
benefits' in light of the student's 'intellectual potential.'" Mary Courtney T. v. School District of
Philadelphia, 575 F.3d 235, 240 (3d Cir. 2009) (citations omitted). S ubstantively, t he IEP must
be responsive to each child's individual educational needs. 20 U.S.C. § 1414(d); 34 C.F.R. §
300.324. In 2017, t he U.S. S upreme Court determined that an IEP “is constructed only after
careful consideration of the child’s present levels of achievement, disability, and potential for
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growth.” Endrew F. v. Douglas County School District RE-1, 137 S. Ct. 988, 999, 197 L.Ed.2d
335, 350 (2017). “A focus on the particular child is at the core of the IDEA.” Id., ___ U.S. at
___, 137 S. Ct. at 999, 197 L.Ed.2d at 349-50 (2017) (citing Rowley at 206-09) (other citations
omitted).
An LEA is not obligated to “provide ‘the optimal level of services,’ or incorporate every
program requested by the child's parents.” Ridley School District v. M.R., 680 F.3d 260, 269 (3d
Cir. 2012). Instead, the law demands an “appropriate” education, “not one that provides
everything that might be thought desirable by ‘loving parents.’” Endrew F; see also, Tucker v.
Bayshore Union Free School District, 873 F.2d 563, 567 (2d Cir. 1989) A program’s
appropriateness must be based on the evidence known to the school district at the time at which
the offer was made and not in hindsight. D.S. v. Bayonne Board of Education, 602 F.3d 553,
564-65 (3d Cir. 2010). Endrew F., makes clear that the “IDEA… requires an educational
program reasonably calculated to enable a child to make progress appropriate in light of the
child’s circumstances.” Endrew F., 137 S. Ct. 988, 1001 (2017). Appropriate progress, in turn,
must be “appropriately ambitious in light of [the child’s] circumstances.” Id. at 1000.
The IEP is the center of the statute's education delivery system for disabled children.
Endrew F. (quoting Honig v. Doe, 484 U.S. 305, 311, 108 S. Ct. 592, 98 L. Ed. 2d 686 (1988)).
An IEP is a comprehensive program prepared by a child's "IEP Team," which includes teachers,
school officials, the local education agency (LEA) representative, and the child's parents. An IEP
must be drafted in compliance with a detailed set of procedures. 20 U.S.C. § 1414(d)(1)(B). An
IEP must contain, among other things, "a statement of the child's present levels of academic
achievement," "a statement of measurable annual goals," and "a statement of the special
education and related services to be provided to the child." Id. § 1414(d)(1)(A)(i). When
formulating an IEP, a school district "must comply both procedurally and substantively with the
IDEA." Rowley, 458 U.S. 176, 206-07, 102 S. Ct. 3034, 73 L. Ed. 2d 690 (1982). A FAPE, as the
IDEA defines it, includes both "special education" and "related services." Id. § 1401(9). "Special
education" is "specially designed instruction . . . to meet the unique needs of a child with a
disability"; "related services" are the support services "required to assist a child . . . to benefit
from" that instruction. Id. §§ 1401(26), (29). A school district must provide a child with
disabilities, special education, and related services "in conformity with the [child's]
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individualized education program" or "IEP." Id. § 1401(9)(D). Further, the law does not demand
that an LEA provide a goal for, or particularized data on, “every single recognized need of a
disabled student. “FAPE is a threshold guarantee of services that provide a meaningful
educational benefit, not a perfect education.” Coleman v. Pottstown School District, 983 F. Supp.
2d 543, 572-573 (E.D. Pa. 2013), aff’d, 581 Fed. App’x 141 (2014).
A school district could violate the IDEA in two different ways. "First, a school district, i n
creating and implementing an IEP, c an run afoul of the Act's procedural requirements." Rowley,
458 U.S. at 176. " Second, a school district can be liable for a substantive violation by drafting an
IEP that is not reasonably calculated to enable the child to receive educational benefits." J. W. v.
Fresno Unified School District, 626 F.3d 431 (9th Cir. 2010) (citing Rowley, 458 U.S. a t 206-
207). A procedural violation occurs when a district fails to abide by the IDEA’s procedural
requirements. Procedural violations do not necessarily amount to a denial of a FAPE. See, e.g.,
L.M. v. C apistrano Unified Sch. D ist., 556 F.3d 900, 909 (9th Cir. 2009) . A procedural violation
constitutes a denial of a FAPE where it "results in the loss of an educational opportunity,
seriously infringes the parents' opportunity to participate in the IEP formulation process or
causes a deprivation of educational benefits." J.L. v. Mercer Island Sch. D ist., 592 F.3d 938, 953
(9th Cir. 2010). A substantive violation occurs when an IEP is not "reasonably calculated to
enable a child to make progress appropriate in light of the child's circumstances," Endrew F. 137
S.Ct. 1001. At a minimum, an IEP must include, i n part, a statement of the child’s present
levels of academic and functional performance, a statement of measurable annual goals designed
to meet the child’s needs to enable him or her to be involved in and make progress in the general
education curriculum, a statement of how progress on the goals will be measured, and a
statement of the special education and related services and supplementary aids and services,
based upon peer reviewed research, t o be provided to the child. 34 C.F.R. §300. 320.
E
valuation and Reevaluation Criteria
The IDEA establishes requirements for evaluations. Substantively, those requirements
are the same for initial evaluations and revaluations. 20 U.S.C. § 1414. Evaluations must “use a
variety of assessment tools and strategies to gather relevant functional, developmental, and
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academic information, including information provided by the parent, that may assist in
determining” whether the child is a child with a disability and, if so, what must be provided
through the child’s IEP in order for the child to receive FAPE. 20 U.S.C. § 1414(b)(2)(A).
Further, the evaluation must “not use any single measure or assessment as the sole criterion for
determining whether a child is a child with a disability or determining an appropriate educational
program for the child” and must “use technically sound instruments that may assess the relative
contribution of cognitive and behavioral factors, in addition to physical or developmental
factors”. 20 U.S.C. § 1414(b)(2)(B)-(C).
In addition, a District is obligated to ensure that: assessments and other evaluation
materials... (i) are selected and administered so as not to be discriminatory on a racial or cultural
basis; (ii) are provided and administered in the language and form most likely to yield accurate
information on what the child knows and can do academically, developmentally, and
functionally, unless it is not feasible to so provide or administer; (iii) are used for purposes for
which the assessments or measures are valid and reliable; (iv) are administered by trained and
knowledgeable personnel; and (v) are administered in accordance with any instructions provided
by the producer of such assessments. 20 U.S.C. § 1414(b)(3)(A). Finally, evaluations must assess
“all areas of suspected disability”. 20 U.S.C. § 1414(b)(3)(B).
In Pennsylvania, pursuant to 22 Pa. Code §§ 14.123 and 14.124, evaluations and
reevaluations must be completed, and the evaluation report presented to parents or guardians no
later than 60 calendar days after receiving written parental consent for the evaluation. Summer
calendar days do not count. Furthermore, copies of the reevaluation report must be provided to
the parents at least 10 school days prior to the meeting of the IEP team, unless this requirement is
waived in writing.
In March 2020, the federal and state governments issued guidance with respect to the
uncertainty around the return to school and the FAPE responsibilities of Districts while in person
instruction was suspended. Recognizing the below as guidance only, without the force of statute
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or regulation, considering the scarcity of judicial guidance, it was the best direction available at
that time. 7
Tuition Reimbursement
The Individuals with Disabilities Education Act (“IDEA”) permits, under certain
circumstances, the parents of an eligible child with disabilities to seek reimbursement for the
costs associated with a private school placement unilaterally made by the parents. M ore
specifically, federal regulations to the IDEA state:
If the parents of a child with a disability, who previously received special education and
related services under the authority of a public agency, enroll the child in a private
preschool, elementary school, or secondary school without the consent of or referral by the
public agency, a court or a hearing officer may require the agency to reimburse the parents
for the cost of that enrollment if the court or hearing officer finds that the agency had not
7 May a LEA abandon a 60-day timeline it was unable to meet due to the COVID-19 school closures and
restart a new 60-day timeline when school resumes?
No. According to USDE March 16 guidance,"[i]f an evaluation of a student with a disability requires a face-to-face
assessment or observation, the evaluation would need to be delayed until school reopens (for in-person
instruction). Evaluations and re-evaluations that do not require face-to-face assessments or observations may take
place while schools are closed, so long as a student's parent or legal guardian consents." LEAs may conduct a
review of existing evaluation data and use virtual evaluation tools.
LEAs and parents should continue to work together to meet IDEA requirements, including evaluation and
reevaluation timelines, as best as possible. According to USDE March 21 guidance LEAs "are encouraged to work
with parents and guardians to reach mutually agreeable extensions of time, as appropriate." LEAs may obtain
informed consent from parents and guardians to extend the 60-day timeline. LEAs and parents should make every
effort to complete evaluations and reevaluations with as little delay as possible. https://www.education.pa.gov/K-
12/Special%20Education/FAQContact/Pages/Guidance-on-Evaluations-and-
Reevaluations.aspx#:~:text=Pursuant%20to%2022%20Pa.,parental%20consent%20for%20the%20evaluation.
Supplemental Fact Sheet Addressing the Risk of COVID-19 in Preschool, Elementary and Secondary Schools While
Serving Children with Disabilities: Reevaluations A reevaluation of each child with a disability must be conducted
at least every three years, unless the parents and the public agency agree that a reevaluation is unnecessary 34 C.F.R.
§ 300.303(b)(2). However, when appropriate, any reevaluation may be conducted through a review of existing
evaluation data, and this review may occur without a meeting and without obtaining parental consent, unless it is
determined that additional assessments are needed. 34 C.F.R. §300.305(a).
https://www2.ed.gov/about/offices/list/ocr/frontpage/faq/rr/policyguidance/Supple%20Fact%20Sheet%203.21.20%2
0FINAL.pdf
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made FAPE available to the child in a timely manner prior to that enrollment and that the
private placement is appropriate. A parental placement may be found to be appropriate by
a hearing officer or a court even if it does not meet the State standards that apply to
education provided by the SEA and LEAs. 34 C.F.R. § 300.148 (c).
A three-part test is used to determine whether parents are entitled to reimbursement for
special education services. The test flows from Burlington School Committee v. Department of
Education of Massachusetts, 471 U.S. 359 (1985) and Florence County School District v. Carter,
510 U.S. 7 (1993). This is referred to as the “Burlington-Carter” test. The first step is to
determine whether the program and placement offered by the LEA is appropriate for the child.
The second step is to determine whether the program obtained by the parents is appropriate for
the child. The third step is to determine whether there are equitable considerations that merit a
reduction or elimination of a reimbursement award. Lauren W. v. DeFlaminis, 480 F.3d 259 (3rd
Cir. 2007). The steps are taken in sequence, and the analysis ends if any step is not satisfied.
SECTION 504 PRINCIPLES
Section 504 of the Rehabilitation Act of 1973 prohibits discrimination based on a
handicap or disability. 29 U.S.C. § 794. A person has a handicap if he or she “has a physical or
mental impairment which substantially limits one or more major life activities,” or has a record
of such impairment or is regarded as having such impairment. 34 C.F.R. § 104.3(j)(1). “Major
life activities” include learning. 34 C.F.R. § 104.3(j)(2)(ii). In the context of education, Section
504, and its implementing regulations “require that school districts provide a free appropriate
public education to each qualified handicapped person in its jurisdiction.” Ridgewood Board of
Education v. N.E., 172 F.3d 238, 253 (3d Cir. 1999) (citation and quotation marks omitted); see
also Lower Merion School District v. Doe, 878 A.2d 925 (Pa. Commw. 2005); 34 C.F.R. §
104.33(a).
Under Section 504, “an appropriate education is the provision of regular or special
education and related aids and services that (i) are designed to meet individual educational needs
of handicapped persons as adequately as the needs of nonhandicapped persons are met and (ii)
are based upon adherence to procedures that satisfy the requirements of” the related subsections
of that chapter, 34 C.F.R. §§ 104.34, 104.35, and 104.36. 34 C.F.R. § 104.33(b). The obligation
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to provide FAPE is substantively the same under Section 504 and the IDEA. Ridgewood, supra,
172 F.3d at 253; see also, Lower Merion School District v. Doe, 878 A.2d 925 (Pa. Commw.
2005). Further, the standards for evaluating claims under Section 504 and the ADA are
essentially identical. See, e.g., Ridley School District. v. M.R., 680 F.3d 260, 282-283 (3d Cir.
2012). Significantly, “[t]here are no bright line rules to determine when a school district has
provided an appropriate education required by § 504 and when it has not.” Molly L. ex rel B.L. v.
Lower Merion School District, 194 F.Supp.2d 422, 427 (E.D. Pa. 2002).
To establish a violation of § 504 of the Rehabilitation Act, the filing party must prove
that:
1. [Student] is “disabled” as defined by the Act;
2. [Student] is “otherwise qualified” to participate in school activities;
3. The school or the board of education receives federal financial assistance; and
4. [Student] was excluded from participation in, denied the benefits of, or subject to
discrimination at, the school.
By contrast, intentional discrimination under Section 504 requires a showing of deliberate
indifference, which may be met only by establishing “both (1) knowledge that a federally
protected right is substantially likely to be violated … and (2) failure to act despite that
knowledge.” S.H. v. Lower Merion School District, 729 F.3d 248, 265 (3d Cir. 2013). However,
“deliberate choice, rather than negligence or bureaucratic inaction” is necessary to support such a
claim. Id. at 263.
DISCUSSION AND CONCLUSIONS OF LAW
Through successive settlement agreements, the Student spent the sixth through eighth
grades in a private school, partially funded by the District. In anticipation of Student’s
enrollment in the ninth grade for the 2020-2021 school year, the agreement stipulated that the
District would conduct a reevaluation of Student and offer an IEP to the family. After a
reevaluation attempt, interrupted by the COVID-19 school closures, the District offered IEPs to
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the family in May and June of 2020. The Parents rejected both IEPs and requested a due process
hearing.
Parents’ Claims
In their complaint, the Parents contend the District failed to complete the evaluative
process of Student and timely offer a final IEP to the family. As a result, the Parents argue, they
had no choice but to proceed with the reenrollment of Student in the private school for the 2020-
2021 school year, for which, they argue, the District has responsibility to fund. After the
Complaint was filed and notice of private school attendance occurred, the District continued with
evaluative efforts and offered a final IEP to the family in September. The May, June, and
September offers of FAPE are discussed below. Based on the totality of the evidence in this
matter, the Parents have sustained their burden of proof that the IEPs, offered in May, June, and
September 2020 did not offer Student a FAPE.
April Reevaluation
Although the District started the evaluation process in earnest in February 2020 and
undoubtedly had every intention of conducting a comprehensive process, events of the pandemic
interrupted that plan. For inclusion in the April RR, the team incorporated previous aptitude,
achievement, executive functioning, and behavioral assessment data. New information included
Student’s 2019-2020, first trimester grades, math aptitude testing results, teacher observations,
and teacher and Parent completed rating scale information from the BRIEF and BASC.
Admittedly missing from the April reevaluation report were a clinical interview, updated
aptitude, and achievement testing, Student completed BRIEF and BASC rating scales, and a
transition assessment. Although the RER outlined areas of strength and need and provided
recommendations for development of an IEP, the team readily admitted that the report was
incomplete, and that necessary tests and assessments would occur once schools reopened. From
a procedural standpoint, the Parents gave permission for the reevaluation on February 18, 2020,
which should have resulted in a completed report in April 2020. Although the report was issued
in a timely manner, it failed to meet the requirements of the IDEA as it was not sufficiently
comprehensive and failed to assess Student in “all areas of suspected disability”.
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It is undisputed that the Governor of Pennsylvania closed schools in mid-March 2020. At
this point, the District understandably relied on the test publishers’ guidance that remote
administration of certain evaluative instruments was unacceptable. The concurrent advice,
adopted by the Pennsylvania Department of Education, from the Office for Civil Rights, Office
of Special Education and Rehabilitative Services was that even in the face of an unprecedented
national emergency, school districts were mandated to continue to provide a free and appropriate
public education (FAPE) consistent with the need to protect the health and safety of students
with disabilities. and those individuals providing education, specialized instruction, and related
services. Although the need for flexibility under the circumstances was acknowledged, no
adjustments to procedural or substantive requirements, without mutual consent, was suggested.
In this case, no waiver or agreement occurred between the parties to extend, adjust, or modify
any of the timelines or requirements associated with completion of the District’s reevaluation
and subsequent IEPs. The District’s April reevaluation and completed report w ere insufficient
under the law.
May 2020 IEP
On May 29, 2020, the District offered an IEP that proposed programming for the 2020-
2021 school year. That IEP was based on an inadequate RR. As offered, the May 2020 IEP
offered to the family was not calculated to yield meaningful educational benefit. As already
determined, the April RR was incomplete and far from comprehensive. It openly declared that
additional assessments were needed, and a more thorough evaluation of Student would occur,
once schools re-opened, at some point in the future. Although the IEP referenced summarized
information from the April reevaluation, it fell far short of responding to Student’s needs, which
were only generally described. Because of the incomplete RR, necessary detail regarding
Student’s specific literacy deficits was missing from the offered IEP. As a result, the May IEP
lacked responsive, objective, measurable goals responsive to Student’s needs. Based on the
prevailing COVID educational advice, from both the federal and state government, in place at
the time decisions were made, the District endeavored to utilize the information at its disposal
and craft and IEP that would address some of Student’s needs. The result was the May 2020 IEP
with goals proposed to address executive functioning, reading comprehension, reading fluency,
math concepts, written expression, and emotional support. The academic goals were devoid of
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baseline data and the District provided explanation for the missing information, was that the
private school did not monitor progress through IEP goals, did not report any progress
monitoring data and that baseline data would be collected once schools reopened. Despite the
District’s reasons for the inadequacies, the May 2020 IEP was legally insufficient and not
calculated to afford Student with meaningful educational progress.
The May IEP was based on incomplete evaluative information and contained goals,
without baseline data. What was known was that Student continued to meet criteria as a student
with a specific learning disability in the areas of basic reading skills, reading fluency, reading
comprehension and written expression. If implemented, it would be exceedingly difficult to
determine a starting point for Student’s instruction and whether correct and adequate
programmatic decisions were in place. Student had profound reading needs, but this IEP, without
a defined strategy to provide the robust and aggressive programming needed for a student
entering high school, was deficient.
June 2020 IEP
In early June, the Parents rejected the May IEP and requested District tuition
reimbursement for Student’s enrollment in the private school for the 2020-2021 school year.
The Parents’ concerns included the incomplete evaluation, the lack of baseline data with the IEP
goals, Student’s adjustment to a larger school setting, and the scheduling of science in tenth but
not ninth grade. The District immediately scheduled a meeting to address the Parents’ concerns
and offered a revised IEP (June IEP). During the meeting, the District conveyed that face-to-face
testing for purposes of the evaluation of Student could now occur after July 1 and before the start
of the school year to collect the missing baseline data and update the IEP.
The June 2020 IEP did not offer Student FAPE. Although the District attempted to
respond to the Parents’ concerns, the offered June IEP did not incorporate any new evaluative
information, offered the same goals without baseline data, with content largely unchanged from
its May predecessor. Days after the June IEP meeting, the Parents rejected the District’s offered
program and placement and requested a due process hearing. However, for the remainder of June
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and into July, the Parents and the school psychologist communicated ostensibly for purposes of
moving forward with assessments of Student for development of another IEP.
September 2020 Revaluation and IEP
Throughout August, the District, in cooperation with the Parents, conducted its
reevaluation of Student administering the needed achievement and aptitude testing, a clinical
interview, and a speech-language assessment. In mid-August, the Parent made Student available
for an assessment from a District reading specialist. In September, although the testing was
concluded and the RR incomplete, the District attempted repeatedly to schedule an IEP meeting
with the Parents. On September 9, the RR was finalized, days before the scheduled due process
hearing, and provided to the Parents8. That same day, the Parents provided the private reading
evaluation report to the District. On September 11, 2020, the District held an IEP meeting
without the Parents.
The Parents contend that revised September IEP is not relevant to Parents’ claims and not
a legally adequate offer of FAPE. Parents also contend that the RR was not provided to the
Parents’ at least ten school days before the IEP team met. The Parents have established by a
preponderance of evidence that the September IEP was not an adequate offer of FAPE and that
the District violated their procedural rights.
The District’s September evaluation was notably more thorough and incorporated the
March evaluation findings but also contained recently conducted assessments of cognitive and
intellectual abilities, academic achievement, attention and executive functions, self-report
assessments, a Student clinical interview, a speech and language evaluation, and information
from the reading specialist. As a result, the needs identified in the updated RR were refined and
now indicated that Student had “pronounced” deficits in basic reading and oral reading fluency
skills but “mild” deficits in overall written expression, mild elevations in anxiety, and now
8 On September 12, 2020, the Parents filed a Motion in Limine to preclude consideration of the post-
Complaint IEP. On September 14, 2020, the District submitted its response. On September 15, 2020, the
Motion was denied permitting development and resolution of all outstanding issues. (HO-1)
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speech sound errors. No math needs were identified. The September evaluation was greatly
improved and is legally compliant with the requirements of the IDEA. The updated aptitude and
achievement testing confirmed Student’s ability but also served to reaffirm the profound reading
needs warranting intervention. As a rising ninth-grader, intensive, focused reading instruction is
critical to Student’s development and success.
In its third and final offer of FAPE, through the September IEP, the District again
indicated that the private school did not monitor progress through IEP goals or report any
progress monitoring data, seemingly as an explanation for the missing baseline data in the
proffered goals. Again, the intention was expressed that baseline data would be collected once
schools reopened. This District funded, at least in part, Student’s placement at the private school
for three school years and surely had some insight into its documentation procedures of student
academic progress. To blame the private school for the District’s lack of information about
Student academic functioning was unreasonable. On two separate occasions the Parent consented
to evaluations of Student. Three IEPs were offered, each with the same excuse, as to their
incompleteness. Understandably, this process was complicated by the COVID-19 pandemic;
however, by the time the September IEP was offered, and made a subject of this hearing, it was
done so under the auspices that more time was needed to collect academic information from
Student. This was done but the goals still lacked sufficient information for responsible
implementation. Although the September IEP now offered decoding and encoding goals, acutely
missing was the necessary baseline data to determine an actual starting point for instruction and
to gauge whether the introduced reading interventions were effective. In first, fourth, and sixth
grades, Student’s reading development was measured using the WIAT-III standardized
assessment. In the eighth grade both the District and the private evaluator administered the
WIAT, with the District challenging the private evaluator’s conclusions and determining its own
testing to be invalid because of a practice effect. Even if Student’s scores on the WIAT-III are
disregarded, the other administered assessments along with an analysis of historical performance
leads to but one conclusion. This Student, a rising ninth grader at the time this Complaint was
filed, with aspirations for higher education, has significant reading needs. A robust, aggressive
plan was needed but not offered to this family.
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The IEP also included inadequate and inappropriate SDI -- including, but not limited to,
the provision of inappropriate supports for Student’s known reading needs. The offered specially
designed instruction was largely unchanged from the June revised IEP, still indicated that math
instruction would occur in the special education classroom and contained no revisions that
addressed how the critical decoding and encoding instruction would occur. The IEP appeared to
be missing an actual plan to transition Student from the small private school setting to a much
larger high school environment. Although a single visit and meet and greet was proposed, this
Student had known anxiety needs exacerbated in a classroom setting. Although a relatively
minor point, the omission of a solid plan to orient Student, many grade levels behind in reading,
to a school never attended, with new teachers and peers in a dynamic and changing environment
would require an adjustment. To give this child, the best opportunity to succeed, a more
thoughtful transition plan to the high school should have been offered.
Additionally, it was improper for the District to schedule an IEP meeting less than ten
days before the RR was finalized. Understandably, the District was trying to make up the time
lost when in person testing could not occur. However, the District’s development of an IEP, mere
days before the due process hearing and the pressure exerted on the family to participate, was
improper. Additionally, the September evaluation was not even completed when then the District
started strong-arming the family to attend the meeting. Ultimately this meeting was held without
the Parents. Overall, the September IEP, like its predecessors, was not individualized or designed
to confer either “significant learning” or “meaningful benefit” and was certainly not
“appropriately ambitious” in light of Student’s circumstances. The Parents have proven by a
preponderance of the evidence that the District violated the Parent’s procedural rights and that
the September IEP did not offer Student a FAPE for the 2020-2021 school year.
To the extent there was a suggestion from the District during the hearing as to what the
School District may have done regarding the implementation of the September IEP, if Student
had returned to the District, the correct analysis for determining the appropriateness of the IEP at
issue is restricted to the IEP as written rather than predicting what services the District might
provide. Susan N. v. Wilson School District, 70 F.3d 751, 762 (3d Cir. 1995) ("The measure and
adequacy of an IEP can only be determined as of the time it is offered to the student, and not at
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some later date.") (internal quotations omitted); Fuhrmann v. E. Hanover Bd. of Educ., 993 F.2d
1031, 1040 (3d Cir.1993) (same); R.E. v. New York City Dep’t of Educ., 694 F.3d 167, 187 (2d
Cir. 2012) (“The appropriate inquiry is into the nature of the program actually offered in the
written plan.”) (emphasis added).
The Supreme Court has long recognized that the IDEA allows parents to reject an IEP
they feel is inadequate, place their child in an appropriate private school, and seek tuition
reimbursement from the school district. See Burlington, 471 U.S. at 369–70, 105 S.Ct. 1996
(construing IDEA’s authorization for courts to award “appropriate” relief); see also, Forest
Grove Sch. Dist. v. T.A., 557 U.S. 230, 242–43, 129 S.Ct. 2484, 174 L.Ed.2d 168 (2009) (finding
that amendments to the IDEA do not abrogate the Burlington decision). In order for this system
to function properly, parents must have sufficient information about the IEP to make an informed
decision as to its adequacy prior to making a placement decision. At the time, the parents must
choose whether to accept the school district recommendation or to place the child elsewhere,
they have only the IEP to rely on, and therefore the adequacy of the IEP itself creates
considerable reliance interests for the parents. R.E., 694 F.3d at 186. Thus, “[i]n determining the
adequacy of an IEP, both parties are limited to discussing the placement and services specified in
the written plan and therefore reasonably known to the parties at the time of the placement
decision. Id. (citing Fuhrmann, 993 F.2d at 1039-40). Accordingly, an IEP must be evaluated
prospectively as of the time it was created. Retrospective evidence that materially alters the IEP
is not permissible. This rule recognizes the critical nature of the IEP as the centerpiece of the
system, ensures that parents will have sufficient information on which to base a decision about
unilateral placement, and puts school districts on notice that they must include all the services
they intend to provide in the written plan.
Having concluded that the District did not offer Student an appropriate program for the
2020-2021 school year, the next question in the tuition reimbursement analysis is a consideration
of the private school program. The
Parents have proven by a preponderance of the evidence that the
private school was an appropriate placement. The private school is religious-affiliated, accredited by
the PA Association of Independent Schools, recognized by the International Dyslexia
Association, and serves students in first through twelfth grades with learning differences. For the
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last three school years, Student attended the private school, funded in part by the District. The
private school provides all literacy instruction using a structured, explicit, multi-sensory,
diagnostic method consistent with an Orton-Gillingham program. At the private school, Student
receives instruction in language arts (decoding/spelling, fluency, writing), math, science,
physical education, social studies, and art. Reading, writing, and language remediation is taught
by every faculty member. The reading and language arts teachers are certified and credentialed
instructors.
At the private school, Student received, a diagnostic and prescriptive curriculum for
students with dyslexia and attention deficits with executive functioning instruction and emotional
support embedded throughout the school day. The private school has small class sizes with
typically no more than ten to twelve students in content areas such as English, social studies, and
science, Language Arts classes with four to eight students, and math classes have six to ten
students. Student attends three classes a day for 90 minutes a period. Each class meets three
times during a seven-day cycle for a total of 255 minutes per cycle. The private school is in
session 171 days a school year. Each day begins with an advisory period to help navigate the
school day, followed by a later, second check with the Student to ensure that materials are
organized and homework is initiated. The private school does not use IEPs but compiles a
learning profile to inform instruction of a Student. Student progress is monitored through teacher
assessment, reported two times a year during the school year to the Parents. In the upper school,
the private school offers a college preparatory curriculum within an environment designed for
students with reading comprehension, fluency, and executive functioning deficits. Based on a
review of the evidence, this Student continues to have significant reading deficits, despite the
interventions in place at the private school. However, Student has experienced some academic
and social gains while attending the private school. The record contains reliable evidence of the
programming, specialized instruction, educational benefit Student received at the private school
.
As such, the private school meets the appropriateness prong of the Burlington-Carter test.
Equitable Considerations
The third prong of the Burlington tuition reimbursement analysis requires this Hearing
Officer to consider the equities in this case and determine whether they weigh in favor of
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reimbursement. As such, a Hearing Officer may reduce or deny tuition reimbursement in one of
three circumstances: (1) where the parents failed to provide the District with written notice of
their intent to withdraw their child from the public schools and seek reimbursement for private
placement; (2) where the public school expressed its intent to evaluate the student at the time of
withdraw (through the issuance of a permission to evaluate) and the parents failed to cooperate in
the evaluation; and (3) where the parents acted unreasonably. 34 C.F.R. § 300.148(d).
The equities of this case do favor a reduction in tuition reimbursement. While
simultaneously evincing a cooperative spirit to make up for lost time and update Student’s
evaluative profile, their conduct in one respect was unreasonable. While in the middle of the
discussion to schedule testing for Student with the District, the Parents retained a private
evaluator to assess Student without sharing this information with the District. During this time,
they appeared to delay in responding to the District’s efforts to schedule testing dates with the
Student, while simultaneously cooperating with the private evaluation they arranged. The Parents
are likely to assert that they had no obligation to cooperate with District efforts to reevaluate the
Student because a due process hearing was requested and reenrollment in the private school had
already occurred. Although both of those events did occur, throughout July, the Parents
continued to communicate and cooperate with the District, without counsel, they discussed the
needed remaining assessments and Student’s availability, COVID safety protocols for the
testing, as well as receipt and return to the District of the signed consent.
The evidence has established that the Parents retained the private evaluator while amid
negotiating dates of availability for Student’s updated testing and receipt of the COVID safety
protocols with the District. As a result, weeks went by before the Parents made a commitment to
present Student for the needed testing, yet the private evaluation went forward and was
completed. To further complicate matters, the Parents
did not disclose their acquisition of the
private reading evaluation to the District, which resulted in the administration of duplicative testing,
compromising the validity of some of the results obtained by the District. Although the evidence has
established that the Parents largely cooperated with efforts of the District, after their request for due
process was filed and even through the original date of the due process hearing, perhaps with no clear
legal obligation to do so, their conduct as described created confusion and in my view was
unreasonable.
The District must reimburse the Parent for Student’s cost of tuition at the private
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school during the 2020-2021 school year. Such payments are limited to the tuition fee written in
the enrollment contract (less any scholarship, financial assistance, or other fee reduction that the
Student or Parent receive or would be eligible to receive in the absence of this order). Because
of the determination of the Parent’s conduct, the reimbursement shall be reduced by 15% (fifteen
percent). That reduction shall occur after the calculation of any scholarship, financial assistance,
or other fee reduction that the Student or Parent receive or would be eligible to receive in the
absence of this order.
Section 504
I conclude that the District failed to offer Student a FAPE as defined by section 504,
which requires a district to provide appropriate services and accommodations to meet Student’s
individual needs as adequately as the needs of non-handicapped children in the District are met.
34 C.F.R. §104.33(b)(1). On this record, noncompliance with the IDEA is preponderant evidence
that the District also failed to comply with section 504. 34 C.F.R. §104.33(b)(2).
ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED as follows:
1. The District did not offer Student a free appropriate public education for the 2020-2021
school year.
2. The Parents are entitled to reimbursement for tuition, transportation, and related
expenses for Student’s attendance at the private school for the 2020-2021 school year,
less any scholarship, financial assistance, or other fee reduction that the Student or Parent
received or would be eligible to receive in the absence of this order.
3. Because of the determination of the Parent’s conduct, the reimbursement shall be reduced
by 15% (fifteen percent).
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4. Upon presentation to the District by the Parents of proof(s) of payment, or outstanding
balance due, reimbursement shall be made to Parents within 45 calendar days the
documentation is presented.
5. If the District did not provide transportation to and from the private school, the District
shall reimburse Parents for transportation expenses, either by a receipt showing the
Parents’ out-of-pocket transportation costs and/or by using mileage reimbursement as
allowable under Internal Revenue Service mileage reimbursement rates. The District will
reimburse Parents for mileage expenses for every day the student attended the private
school during the 2020-2021 school year. The reimbursement for transportation shall be
only for the days the student attended the private school.
6. Nothing in this decision and order shall be read to interfere with the parties’ ability to
modify any provision of this decision and order to the extent the parties agree in writing.
It is FURTHER ORDERED that any claims not specifically addressed by this decision.
and order are DENIED and DISMISSED.
Joy Waters Fleming, Esquire
Joy Waters Fleming, Esquire
Special Education Hearing Officer
March 14, 2021
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