Downingtown Area School District | Case 7349-06-07 | 2007-06-02
Pennsylvania special education due-process decision
- Case number
- 7349-06-07
- Date
- 06/02/2007
- Parties / district (official listing)
- Downingtown Area School District
- Hearing officer
- Anne Carroll
- Issues (official listing)
- IEP
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Decision text
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Anne L. Carroll, Esq. 601 Meadow Lane Reading, PA 19605 Business Phone & Fax: 610-929-0741 Home Phone: 610-929-3544 E-mail: alc-ho@comcast.net
This is a redacted version of the original hearing officer decision. Select details may have been removed from the decision to preserve
anonymity of the student. The redactions do not affect the substance of the document.
DP 7349/06-07
Name
X x / x x / x x
Date of Birth
4/16/07; 4/23/07; 5/07/07
Dates of Hearing
Open
Type of Hearing
Parties to the Hearing:
Mr. & Mrs.
05/15/07
Parents’ Names Date Transcript Received
0 6 / 02/07
Address Date of Decision
Downingtown Area Anne L. Carroll, Esq.
School District Hearing Officer Name
126 Wallace Avenue
Downingtown, PA 19335
School District Address
Dr. Levi Wingard
School District Superintendent
Andrew E. Faust, Esq.
Sweet, Stevens, Katz & Williams
331 Butler Avenue P.O.Box 5069
New Britain, PA 18901
School District Counsel & Address
Signature of Hearing Officer
Frederick Stanczak, Esq.
179 North Broad Street
Doylestown, PA 18901
Parent Advocate & Address
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I.
BACKGROUND
Student is a xx year old thir d grade student, currently enrolled in the private [redacted]
School at his Parents’ expense, after attending [redacted] Elementary in the District from
kindergarten through the early part of this school year.
Student began receiving help for verbal le arning difficulties during kindergarten and was
first evaluated for IDEA eligibility in December, 2004 as a first grader. Although the
discrepancy between Student’s cognitive ability and achievement scores in verbal skills resulted
in a finding of specific learning disability, the District also concluded that Student’s needs could
be accommodated via the small group reading assistance he was receiving within the regular
education classroom, along with the tutoring his Parents were providing. The District
determined, therefore, that Student was not eligible for special education. Despite the District’s
consistent reports of his steady progress, however, by the beginning of third grade Student’s
academic achievement had fallen significantly behind his peers in math, written expression and
reading, as disclosed by the results of an IEE and a second School District evaluation, both
completed in September 2006.
After the second evaluation, the School Di strict concluded that Student was IDEA
eligible and prepared a proposed IEP and NOREP for resource room learning support in both
language arts and math. Due to Student’s anxiety and reluctance to attend school, as well as
incidents of crying during the school day, his Parents withdrew Student from the School District
and enrolled him at [Private School] prior to a first IEP meeting.
When the District refused tuition reimbur sement, the Parents requested a due process
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hearing to seek payment by the District as well as compensatory education for the District’s
decision not to provide special education to Student after his first evaluation. The School
District contends that its initial ineligibility decision was correct, that it was prepared to provide
Student with an appropriate IEP at the time he left the School District, and that, in any event, his
Parents’ tuition reimbursement claim must be denied due to their failure to provide the District
with written notice of their intention to seek an alternative placement within the time provided in
the IDEA statute.
II. FINDINGS OF FACT
1. Student is a xx year old child, born xx/xx/ xx. He is a resident of the Downingtown Area
School District and is eligible for special education services. (Stipulation, N.T. p. 13).
2. Student has a current diagnosis of specific l earning disabilities in language and math in
accordance with Federal and State Standards. 20 U.S.C. §1401(30)(A); 34 C.F.R.
§300.7(a)(1), (c)(10); 22 Pa. Code §14.102 (2)(ii); (Stipulation, N.T. p.13; S-1, S-4, S-5).
3. Student enrolled in the School District as a kindergarten student at the beginning of the
2003/2004 school year and almost immediately was identified as a student in need of
additional academic support, particularly in language. (N.T. pp. 41, 272, 306– 308; S-1,
S-5)
4. The academic supports provided to Student through the regular education program
included an extended kindergarten program of an extra half-hour four days each week to
work specifically on listening and following directions. In first grade, he was placed in
an instructional support group four days each week to receive extra help in reading.
(N.T. pp.152– 154 , 202- 205, 315; S-1)
5. Early in his first grade year , Student was diagnosed with ADD, for which he began taking
medication in October 2004. Student’s Parents also requested a multi-disciplinary
evaluation, which was completed and an evaluation report issued on December 20, 2004.
(N.T. pp. 310, 313; S-1)
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6. Based upon the results of the WISC IV cognitive assessment and the Wechsler Individual
Achievement Test -Second Edition, the evaluator concluded that there was a severe
discrepancy between Student’s cognitive ability and his reading comprehension, resulting
in the conclusion that he had a learning disability in reading. (N.T. pp. 253, 314; S-1, S-
8)
7. Despite Student’s below average progress in reading, the evaluation team further
concluded that Student was not eligible for special education services because his needs
were adequately met via the IST program in the regular classroom and via the private
tutoring provided by his Parents. (N.T. pp. 253, 254, 314, 315, 317, 319, 323, 332– 334,
354– 358; S-1, S-8)
8. The 2004 evaluation report also noted that St udent’s academic progress should be closely
and carefully monitored and further evaluation considered if his needs could not be met
in the regular education setting. (N.T. p. 253; S-1)
9. During the remainder of first grade and th rough second grade, Student remained in the
regular education classroom with continued IST support in reading. During the second
half of first grade, he was also invited to join “Reading Rockets,” an additional
intervention workshop provided by the first grade teachers to practice reading skills. In
the second half of second grade, he also began receiving twenty minutes of additional
math instruction per day. Student’s IST teacher reported good progress as measured by
periodic DIBELS (Dynamic Indicators of Basic Early Literacy Skills) assessments, the
assessments designed for the Harcourt reading series and his report cards. (N.T. pp. 152–
154, 157– 192, 207, 279., 378; S-1; S-8, S-10, S-11)
10. Student’s Parents and IST teacher also noted, however, that he was increasingly
frustrated and anxious about school. His IST teacher observed that by the third trimester
of second grade, Student was struggling daily with the increased curriculum demands and
was particularly overwhelmed in large group instructional settings. Student’s increasing
academic struggles were not well reflected in his second grade end of the year report
card, although a comparison of Student’s first and second grade report cards shows fewer
skill areas in which he was judged proficient. (N.T. pp. 225, 226, 277, 284, 324– 326,
329– 331; S-5, S-11)
11. As the beginning of his third grade year approached, Student’s anxiety about school
increased. He reported a dream about asking to be killed which disturbed his Mother and
he had bouts of crying in school which resulted in a referral to the guidance counselor. In
addition, due to earlier adverse reactions to Concerta and to another medication to treat
his ADD, he was just beginning a trial with a third medication. (N.T. pp. 279, 310– 312,
334– 340, 350, 401, 448, 452, 453; S-5, S-8)
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12. In September 2006, at the beginning of thir d grade, Student’s Parents sought an
independent educational evaluation. A second School District evaluation, which they had
requested in the spring of 2006, was conducted within a few days of the IEE. The
September 2006 assessments of Student’s cognitive functioning were consistent with
each other and with the December 2004 evaluation, but measures of academic
achievement revealed a far greater disparity between Student’s average cognitive ability
and his significantly delayed acquisition of skills in the areas of reading, math and written
expression. (N.T. pp. 259, 285, 341– 346, 405– 408, 411, 412; S-4, S-5, P-1)
13. As a result of its second evaluation, the School District concluded that Student is IDEA
eligible as a student with specific learning disabilities who needs specially designed
instruction in the areas of basic reading skills (decoding, sight words, reading fluency),
reading comprehension, written expression, including spelling, and basic math concepts.
In addition, based upon Student’s ADD/ADHD diagnosis, the Evaluation Report
identified Other Health Impairment as a second disability category and identified a need
for improvement in Student’s ability to sustain attention and effort over time. (N.T. pp.
115, 254, 255, 259, 264, 270; S-5)
14. Student’s IEP team met on October 25, 2006 to review the School District’s proposed
IEP and NOREP, which provided for 2.25 hours of daily resource room learning support
in language arts (decoding, fluency, reading comprehension, written expression) and 1
hour daily of resource room instruction in math. Under the School District’s proposed
IEP, therefore, Student would have spent 51% of each day receiving basic skills
instruction in the resource room and the remainder of the day, including content
instruction, lunch and specials in the regular classroom. (N.T. pp. 73– 75, 86–89; S-7)
15. The proposed IEP includes three reading goa ls directed toward developing Student’s
ability to read words in isolation at both the second and third grade levels, as well as his
ability to answer both direct and inferential comprehension questions after reading a
passage. No grade or reading series level is specified for the reading comprehension
goal. (S-7)
16. The specially designed instruction included in the IEP describes the type of reading
instruction Student would receive as “direct, explicit, systematic phonemic-phonetic
word analytic approach to decoding, fluency and spelling instruction using controlled
readers and expanding to non-controlled texts and passages....” The [District] Principal
stated that the reading instructional materials used in the resource room are the Harcourt
reading curriculum used throughout the District, as well as Project Read materials. (N.T.
pp. 84, 125– 130, 134, 142, 143; S-7)
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17. The IEP also includes two written expressi on goals: 1) writing 27 words after being
presented with a story starter, one minute to plan and three minutes to write and 2)
writing a mechanically proper second grade level sentence after a writing prompt,
including correct spelling, punctuation and grammar. (S-7)
18. There are two math goals in the School Di strict’s proposed IEP: solving 22 basic
addition and 22 basic subtraction problems with 100% accuracy on three consecutive
administrations. The IEP does not specify whether the problems are expected to include
one or two digit problems, or a combination, and specifies no grade level(s) for the
problems. In the Modifications and SDI section of the IEP, direct, explicit and
systematic techniques are specified for math instruction, along with the use of concrete
manipulatives, charts and a number line, fading to elimination. The Principal testified that
Touch Math is used in the resource room at [redacted] Elementary. (N.T. pp. 78, 144; S-
7)
19. According to the chart of Modifications and SD I, several strategies were expected to be
implemented in the regular education classroom for Student, specifically, word banks,
modification of assignments, oral directions paired with visual cues, frequent checks for
understanding following oral directions, periodic prompts, reminders and redirection to
remain on task. (S-7)
20. Early in October 2006, after the School Distri ct evaluation was completed but before the
IEP team met, Student and his Mother visited Private School for a day. Student’s Mother
observed an immediate lessening of his school-related anxiety and decided to withdraw
Student from Elementary School and enroll him at Private School immediately.
Student’s last day at Elementary was October 13. (N.T. pp. 82, 348, 349)
21. In the months since Student has been attend ing Private School, his school-related anxiety
has substantially diminished but has not been entirely eliminated. (N.T. pp. 375– 377)
22. Although Student’s Parents verba lly notified the principal of their decision to dis-enroll
Student and have him attend Private School, they did not provide formal written notice of
their request that the School District pay Student’s private school tuition based upon their
position that the School District’s proposed special education program was inadequate to
meet Student’s needs until December 10, 2006. (N.T. pp. 351, 352, 367; S-8)
III. ISSUES
1. Did the Downingtown Area School District appropriately conclude that Student
was not eligible for special education services after conducting an initial
educational evaluation in December, 2004?
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2. Is Student entitled to an award of compensatory education for any period
between December 2004 and October 2006, when his Parents enrolled him at
Private School, and if so, for what period, how much and in what form?
3. Are Student’s Parents entitled to re imbursement from the Downingtown Area
School District for Student’s tuition at Private School?
IV. DISCUSSION AND CONCLUSIONS OF LAW
A. Child Find/ Timely and Appropr iate Eligibility Determination
The record leaves no doubt that the School District identified Student’s language-based
learning disability at the time he was first evaluated in December 2004, during his first grade
year. (S-1, p. 8) The School District concluded at that time that Student was nevertheless not
eligible for special education services under IDEA because it believed that his acquisition of
learning skills was commensurate with that of his peers and that he was responding well to small
group instruction within the classroom, where he had a peer group at the same reading level. (S-
1). Consequently, the School District’s characterization of the appropriateness of its initial
eligibility determination as a “Child Find” issue under 34 C.F.R. §300.125 is inaccurate. The
Parents are not contending that the School District failed to consider whether Student was a child
with a disability and/or failed to evaluate him to determine the existence and nature of his
disability. The School District clearly recognized Student’s early learning difficulties and
appropriately responded, first, with the additional services offered to every student with early
difficulties in acquiring basic academic skills. In addition, the District responded to the Parents’
concerns about Student’s academic problems with psycho-educational testing which accurately
identified Student as a child with a learning disability. The true issue, therefore, is whether the
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District appropriately concluded from its initial evaluation that Student was not IDEA eligible
despite his identified learning disability.
Under the IDEA statute, the determination that a student is a “child with a disability” is a
two-pronged inquiry: 1) Does the child have a condition listed in the statute? 2) Does the child,
by reason of that condition, need special education and related services? 20 U.S.C.
§1401(3)(A(i), (ii); 34 C.F.R. §300.7(a)(1).
In 2004, the District conclude d that Student had a specific learning disability but did not,
by reason thereof, need special education and related services. (F.F. 6, 7) The evaluation report
produced by the District in 2004, however, also noted that his academic progress should be
closely monitored to assure that his learning needs could continue to be met by the interventions
provided in the regular education classroom through the instructional support process. (F.F. 4, 8)
The District witnesses testified exhaustiv ely that Student made reasonable progress
during the remainder of first grade and throughout second grade as a result of the instructional
support services he was receiving. There is, however, a plethora of evidence in the record which
contradicts the District’s somewhat disingenuous position that Student was progressing well until
the beginning of third grade, when, with remarkable and unpredictable suddenness, he presented
with a worsening of the originally identified learning disability, along with learning disabilities
in math and written expression, which led the District to acknowledge that Student now requires
special education. (F.F. 9, 12, 13).
First, the District was well aware at the time of its initial evaluation of Student that his
Parents were supplementing the District’s IST interventions in the regular classroom with
outside tutoring provided at their own expense, and the District relied upon those Parent-
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provided services as a factor in its determination that Student did not need special education.
(F.F. 7; See, especially, S-1 at p. 5: “Given Student’s low average verbal comprehension ability
found on the WISC-IV, in combination with the interventions he is receiving in school and
privately, his performance makes sense.” ) Since the School District knew that Student needed
assistance in addition to what it was providing through the IST process, it should have
recognized that he needed a higher level of intervention than the IST supports it was providing in
his first grade classroom.
As every School District and Parent knows, the goal of the IDEA is to assure that every
child with a disability is provided with FAPE–a free, appropriate, public education. Brett S. v.
W. Chester Area Sch. Dist., 2006 U.S. Dist. LEXIS 10249 (E.D. Pa Mar. 15, 2006). Here,
although the School District properly conducted an initial evaluation and concluded that Student
had a learning disability, the School District failed to provide Student with an education through
which he was likely to make reasonable progress, at no cost to the Parents, and entirely in the
context of public education, as required by IDEA . Ridgewood Board of Education v. N.E., 172
F.3d 238 (3
RD Cir. 1999). Instead, in determining that Student could progress academically
without special education and related services, and, therefore, was not IDEA eligible, the District
relied upon the Parents to supplement Student’s free public education with private instruction at
their own expense. This is not to suggest that a school district would be liable for failing to
provide a student with FAPE any and every time parents provide a tutor for a child with
academic difficulties. Here, however, there is no question that Student met the first criterion for
eligibility–he had a learning disability identified by the School District through its own
evaluation. Prior to the District’s 2006 evaluation, which was consistent with its initial
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evaluation, the question of eligibility centered entirely on whether Student needed specially
designed instruction. The District erred in concluding that Student was not eligible for special
education services based, in part, upon the private, Parent-funded educational services
supplementing the IST interventions he received in the regular education classroom. The District
should have realized that Student’s need for significant services in addition to the regular
education classroom supports it was providing indicated his need for special education services
even if he was making appropriate progress with the combined efforts of the IST process and the
tutoring. In light of his identified learning disability, the District was obligated to provide
Student sufficient services to permit him to make reasonable progress at no cost to the Parents.
Moreover, the District’s partial reliance upon tutoring procured by the Parents as a basis
for its initial determination of non-eligibility is not the only basis for concluding that the District
should have found that Student was IDEA eligible long before the 2006 reevaluation. For
example, although Student’s K-2 IST teacher testified to his steady progress in reading, she also
noted that an additional reading intervention was implemented for Student in the second half of
first grade and that additional help in math was required in the second half of second grade.
(F.F. 9). In addition, when assessing Student’s functioning and progress in school for the 2006
reevaluation, the same witness noted Student’s increasing difficulties during second grade. (F.F.
10, S-5) Despite increasing classroom supports and observed distress, and despite the caution in
the first ER that Student should be closely monitored to determine whether a need for special
education emerged, the District continued to rely on limited assessment measures, DIBELS and
progress monitoring tools associated with the Harcourt reading series, to conclude that Student
was making good academic progress without special education. (F.F. 8, 9) There was a striking
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disconnect between the evidence of Student’s increasing struggles to keep up academically,
manifested by increasing frustration and anxiety observed by teachers, the principal and his
Mother, and Student’s purportedly good academic progress.
The true picture of Student’s increasing defi cits, however, emerges most clearly from the
second School District evaluation, completed less than two years after the District determined
that he was not a child with a disability. (S-5) Far from confirming the positive progress reports
the District produced through Student’s second grade year, the 2006 reevaluation documented
worsening and broadening learning disabilities. (S-5) Since nothing in the record suggests that
some major and unforeseen event in Student’s life suddenly accelerated his learning disabilities
and propelled him into a need for special education services, the conclusion is inescapable that
the District simply closed its eyes to Student’s need for special education services during the
second half of his first grade year and throughout second grade.
The record amply supports the conclusion that Student needed special education services
at the time he was initially evaluated, and, therefore, should have been identified as a child with a
disability as a result of the December 2004 evaluation. Consequently, Student should have been
provided with special education services early in 2005, after the holiday break, and will be
awarded compensatory education from January, 2005 until his last day in the District, October
13, 2006. (FF 20)
Based upon the due process hearing record, wh ich clearly establishes Student’s need for
specially designed instruction in reading at the time the District’s initial evaluation was
completed, and the IEP eventually proposed by the District, (S-7), which provides for 2.25 hours
of resource room language arts instruction each day, Student will be awarded 2.25 hours of
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compensatory education for language arts for every school day from the first day school was in
session in January 2005 through October 13, 2006.
In addition, since math supports were inst ituted through the IST process during the latter
part of second grade, Student will be awarded 1 hour of compensatory education for math for
every school day from the date in the spring of 2006 when he began receiving IST support in
math through October 13, 2006.
The cost of the compensatory educati on shall be measured by the compensation,
including salary and fringe benefits, paid by the District to the special education teacher who
would have taught Student in the resource room to which he would have been assigned during
the periods specified above. Student’s Parents may use the fund created by the compensatory
education award to provide Student with additional instruction in math and language arts, and/or
as reimbursement for the tutoring services they provided to Student during the time he should
have been receiving special education services, and/or to fund additional services related to
needs identified in the District’s 2006 evaluation or the IEE completed by Ms. M.
B. Tuition Reimbursement
1. Legal Standards
To determine whether parents are entitled to reimbursement from a school district for
special education services provided to an eligible child at their own expense, a three part test is
applied based upon Burlington School Committee v. Department of Education of Massachusetts,
471 U.S. 359, 105 S.Ct. 1996, 85 L.Ed.2d 385 (1985) and Florence County School District v.
Carter, 510 U.S. 7, 114 S.Ct. 361, 126 L.Ed. 2d 284 (1993). The first step is to determine
whether the program and placement offered by the school district is appropriate for the child, and
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only if that issue is resolved against the School District are the second and third steps considered,
i.e., is the program proposed by the parents appropriate for the child and, if so, whether there are
equitable considerations that counsel against reimbursement or affect the amount thereof. In Re:
The Educational Assignment of C. D., Special Education Appeals Panel Decision No. 994 (June
27, 2001) A decision against the parents at any step of the analysis results in a denial of
reimbursement. Id.
2. Appropriateness of the Oct ober 25, 2006 Proposed IEP and NOREP
An IDEA eligible student is entitled to receive a free appropriate public education
(FAPE) from his school district of residence in accordance with an IEP that meets procedural
and substantive regulatory requirements. In re: The Educational Assignment of S. A., Special
Education Appeals Panel Opinion No. 1036 (July 17, 2000). To be substantively appropriate, an
IEP must be “reasonably calculated to yield meaningful educational or early intervention benefit
and student or child progress.” Board of Education v. Rowley, 458 U.S. 176, 102 S.Ct. 3034
(1982); In Re: The Educational Assignment of M. L., Special Education Opinion No.1498 (July
1, 2004). “Meaningful benefit” means that an eligible student’s program affords him or her the
opportunity for “significant learning.” Ridgewood Board of Education v. N.E. Consequently, in
order to properly provide FAPE, the student’s IEP must specify educational instruction designed
to meet the unique needs of the child and must be accompanied by such services as are necessary
to permit the child to benefit from the instruction. Rowley; Oberti v. Board of Education, 995
F.2d 1204 (3rd Cir. 1993). An eligible student is denied FAPE if his program is not likely to
produce progress, or if the program affords the child only a “trivial” or “de minimis” educational
benefit. Polk v. Central Susquehanna Intermediate Unit 16, 853 F. 2d 171 (3rd Cir. 1988). In
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addition, an IEP must be responsive to the student’s needs as identified in an appropriate
educational evaluation. In Re: The Educational Assignment of N.E.., Special Education Opinion
No. 1661 (Oct. 21, 2005).
The District contends th at the IEP it proposed on October 25, 2006 meets the foregoing
standards, requiring, therefore, that the Parents’ claim for tuition reimbursement be denied
without further consideration of the appropriateness of the private school they selected for
Student or equitable factors. Review of the proposed IEP in light of the most recent School
District ER, however, does not support that position.
The fundamental problem with the proposed IE P is that it is a generic resource-room
program rather than a plan specifically designed to meet Student’s unique needs as described in
the School District’s September 2006 ER. Although the annual goals are measurable in terms of
quantifying the levels of the reading, math and written expression skills Student is supposed to
develop, the IEP as a whole provides no assurance that the goals are designed to remediate
Students’ identified deficits in reading, math and written expression and systematically move
him toward grade level in those basic skill areas.
In reading, e.g., both the September 2006 ER and the “Present Level of Academic
Achievement and Functional Performance” section of the proposed IEP noted that Student’s
sight vocabulary is quite limited relative to his age level peers, and that his decoding skills are
inconsistent, leading to difficulties with both reading fluency and comprehension. (S-5, p. 7; S-
7, p.7). The ER provides numerous suggestions for specially designed instruction to address
those needs, including a multi-sensory, structured approach to reading instruction. (S-5, p. 12)
The proposed IEP includes two generalized fluency goals providing, rather inconsistently, for
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reading words at both the second and third grade levels, with more words read correctly at the
third grade level than at the second grade level. (F.F.. 15; S-7 pp. 15, 16) The reading
comprehension goal does not specify the grade level of the passages of which Student is
expected to demonstrate direct and inferential understanding. (S-7, p. 16) The IEP contains no
description of the “decoding and word analysis strategies” he is expected use to reach his reading
goals, or how he will be taught those strategies and how to use them. In addition, the proposed
IEP makes no provision for multi-sensory reading instruction. (S-7 pp. 22, 23). Although the
school principal testified that Project Read materials are available to the special education
teacher, (F.F. 16), the IEP itself does not explicitly provide that such materials would be used for
Student’s reading instruction, much less how or to what extent. Consequently, no one reading
Student’s IEP would get a sense of how to instruct him in reading in a manner that addresses his
unique needs. Certainly, if Student’s family were to move to a different school district which
was then expected to implement his program, this IEP would provide no guidance for continuing
his program because it does not provide an individualized plan for Student’s reading instruction
that any special education teacher could follow.
The math goals in the proposed IEP are even more vague and less connected to Student’s
needs as identified in the School District’s evaluation and repeated in the “Academic
Achievement” section of the proposed IEP. (S-5, pp. 7, 8; S-7, p. 8). The proposed IEP provides
two math goals, addressing only computation. (F.F. 18; S-7 pp. 20, 21). There are no goals for
addressing Student’s deficits in math reasoning and in several problem-solving skills, or for
improving his ability to tell time. ( S-5, p. 8; S-7, pp.8, 20, 21 ) Moreover, there is nothing in
the ER, the proposed IEP or elsewhere in the record which discloses the level at which he is
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expected to complete 22 basic addition and subtraction problems with 100% accuracy, whether
the problems will be limited to one digit or will include 2 digit problems, or for that matter, the
basis for setting 22 problems as the measure for determining that each goal was met.
1 More
important, without a specified level for the basic addition or subtraction problems, there is no
way to determine whether or how achieving the goals would constitute a “meaningful benefit”
for Student or reasonable progress toward meeting his identified needs. In other words, even if
Student met the math goals in the IEP, that would provide no assurance that his deficits
described in the ER were appropriately addressed.
The goals for writing are likewise sparse and vague. One goal provides that Student will
write 27 words in response to a story starter. (F.F. 17, S-7 p. 18) Such goal provides no guidance
as to the expected relatedness of the words to the story starter or the expected complexity of the
stories he produces. Moreover, nothing in the ER suggests that Student could not write any
particular number of words in response to a story starter or otherwise. Rather, the ER notes that
he had a tendency to over-simplify the content of his stories to avoid difficulties with spelling
and the mechanics of writing. (S-5, p. 7; S-7, p. 8) Although the second writing goal in the
proposed IEP addresses writing mechanics and spelling in terms of stating that he will write
sentences with correct spelling, punctuation and grammar at a second grade level, there is no hint
1 Five of the seven Measurable Annual Goals found in the IEP proposed for Student are
followed by reference to a “Standard” identified by a letter and numbers, which apparently relate
to the skills identified on the District report cards and are derived from Pennsylvania educational
standards. (See, S-7, pp. 15–21, S-11; N.T pp. 61, 62) There is nothing in the ER, the IEP or
elsewhere in the record, however, explaining how Student’s goals are connected to the
referenced “Standard,” suggesting that the goals identified for Student in the proposed IEP were
primarily designed to improve Student’s ability to meet the District’s objectives rather than as a
means to address his own unique educational needs, thereby providing further support for the
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as to how that will be accomplished, and no specific spelling goals. Most disturbing, however, in
terms of assuring that the IEP follows from the ER, is the fact that the WIAT-II grade
equivalents for spelling and written expression reported in the ER are already at the second grade
level. Comparing the proposed IEP goals to the ER, therefore, leads to the conclusion that little
or no progress is expected. (S-5, p. 14) According to the writing goals in the proposed IEP, the
District has no expectation of moving Student to grade level in 30–50 minutes per day of
specially designed instruction in writing and spelling, although the WIAT-II results suggest that
Student is not as far behind his peers in that area as, e.g., in numerical operations and reading
comprehension, and despite the testimony of the elementary school principal that Student’s
learning needs are not “intense” and that his progress was not significantly different from other
students. (See, S-7, p. 14; N.T. pp. 85, 86)
Finally, the IEP does not addre ss at all Student’s identified need to improve his ability to
sustain attention and effort over time, (S-5, p. 12), and as the Parents pointed out, does not
appropriately address his needs with respect to emotional functioning, specifically, school-
related anxiety. (S-7, p. 12; S-8) Although the District contended that addressing Student’s
academic needs would improve the anxiety and emotional distress he demonstrated in both
second grade and the beginning of third grade, and that monitoring his emotional state would
assure that interventions could promptly be implemented if such issues did not improve, (N.T.
pp.87, 88, 118–120), such responses are clearly inadequate. In the first instance, it is highly
unlikely that Student’s clear and increasing distress at being unable to keep up with his
classmates academically would be instantly alleviated by assigning him to the resource room for
conclusion that the proposed IEP is insufficiently individualized for Student.
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approximately half of each school day. Even with the best possible specially designed
instruction and supportive interventions in the regular classroom, it would take some time for
Student’s reading, writing and spelling skills to improve significantly. Consequently, he would
continue to be confronted on a daily basis with his inability to keep up with his classmates in the
content areas for which he would have returned to the regular classroom. According to the
observations of Student’s third grade regular education teacher reported in the ER, he was
exhibiting “clinically significant levels of anxiety” and was “at risk” for, inter alia., depression.
(S-5, p. 10). These observations alone demonstrated a clear need for intervention to help Student
come to terms with emotional and anxiety issues while his skills were improving, if that
occurred, rather than hoping such issues would not worsen before his academic performance
improved. Second, and significantly, the first ER produced by the District in December 2004
provided that Student’s academic progress should be closely monitored in order to determine if,
and when, specially designed instruction would be needed. The District, however, continued to
insist that Student was making good progress, and maintained that position at the due process
hearing, even in the face of its own second evaluation that showed greater academic deficits less
than two years after the first evaluation. Consequently, the Parents cannot be faulted for taking
the position that the proposed IEP was inadequate because it provided for similar “monitoring”
rather immediate intervention to address Student’s school-related anxiety. The Parents’ fears
that Student’s emotional state would worsen without the District offering services to improve his
emotional state are amply justified by the record.
The process of developing an IEP is supposed to result in an individualized plan which
provides a picture of the child’s current functioning, strengths and needs and serves as a “road
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map” for meeting the identified needs by describing in detail an appropriate program of
instruction and how it should be implemented. In Re: The Educational Assignment of K.B ,
Special Education Appeals Panel Decision No. 1470 (April 2004). In addition, the IDEA
contemplates that an IEP will be developed as the result of a collaborative process by a team
which includes the parents, teachers and other support personnel familiar with the eligible child’s
strengths, weaknesses and needs. Although a true team approach to the development of an IEP
appears to be rare, and may even be unrealistic, in this case the deviation from the concept
resulted in a sparse and essentially meaningless document which inspires no confidence that it is
likely to confer meaningful educational benefit and reasonable academic progress. Although
there is no reason to doubt the testimony of the elementary school principal that the special
education teacher who produced the proposed IEP has many years of experience and is
recognized as an outstanding special education teacher, (N.T. p. 85), she nevertheless produced
a boilerplate document that does not address each of Student’s needs as identified in the School
District evaluation. The District followed the letter of the law in putting together an evaluation
team of qualified professionals to determine Student’s IDEA eligibility as a child with a specific
learning disability in need of special education services, and included the Parents’ input. 20
U.S.C. §1414(b)(4), (6), 34 C.F.R. §§300.534, 540. Similarly, the District met the requirements
for a procedurally proper IEP team and included all sections required by the IDEA statute and
regulations. 20 U.S.C. §1414(d)(1)(A), (B); 34 C.F.R. §300.344, 346, 347. Following the
“letter of the law” procedural requirements, however, did not produce a substantively appropriate
IEP in this case. Consequently, the first factor for considering tuition reimbursement is resolved
in favor of the Parents and against the School District.
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3. Appropriateness of Private School
The District stipulated that the Private School selected by Student’s Parents is a proper
placement under IDEA. (N.T. pp. 13, 14, 293– 300). That issue, therefore, is likewise resolved
in favor of the Parents.
4. Equitable Considerations
The School District contends that tuition reimbursement must be denied due to the
Parents’ admitted failure to provide the District with 10 days prior written notice of their
concerns about the program offered by the District, their intention to reject the program and
placement proposed by the District, and their intention to enroll Student in the private school. 20
U.S.C. §1412(a)(10)C), 34 C.F.R. §300.403(d)(1). The Parents argue that their actions fall under
the exception to the notice requirement found at §1412(a)(10)C)(iv)(II)(bb) and 34 C.F.R.
§300.403(e)(2 ), which applies where immediate action is necessary to avoid severe emotional
harm to the child. The record is replete with credible evidence that at the time Student left the
District, he was suffering from worsening anxiety related to his school attendance,
notwithstanding the Districts’ attempt to minimize the seriousness of Student’s primary
behavioral symptom at school, frequent crying. (F.F. 10, 11; S-5, S-7) The Parents, therefore,
are entitled to the benefit of the emotional harm exception to the written notice requirement. In
addition, denial of tuition reimbursement for failure to comply with the written notice
requirement is discretionary, not mandatory. In Re: The Educational Assignment of C. H.,
Special Education Opinion No.1179 (Sept. 24, 2001). As in C. H., Student’s Parents provided
immediate verbal notice to the District upon withdrawing Student from the District and enrolling
him at Private School. (F.F. 22) Finally, the District was well aware that Student’s Parents
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were considering private school when it received a written request from Private School for
Student’s educational records at the end of September. ( N.T.79, 80; S-6) Consequently, the
District had ample time to consider whether an IEP team meeting should be convened to develop
a special education program for Student prior to his withdrawal from the District.2
Since the notice issue is resolved in favor of the Parents, and the District raised no other
equitable issue as a reason to deny tuition reimbursement, the Parents will be awarded the entire
cost of Student’s tuition at the Private School for the 2006/2007 school year.
V. SUMMARY
Student is a resident of the Downingtown Area School District whose learning disability
was first identified by a District evaluation in December 2004 when he was in first grade. At
that time, however, the District erroneously concluded that he did not need special education as a
result of his learning disability, further concluding that his needs could be met through regular
education services available to all students in the District who experience difficulties in learning
to read, along with tutoring provided at his Parents’ expense. In addition, the District failed to
recognize Student’s growing need for special education as the supportive services provided to
him in the regular classroom were increased through first and second grades, while his
educational progress decreased in math and written expression as well as in reading. After the
District conducted a second evaluation in September 2006 in which standardized achievement
2 Although the second comprehensive evaluation may not have been entirely complete,
Student’s learning disability had been identified in the 2004 evaluation, which provided that
Student’s potential need for special education should be closely monitored.. Consequently, the
District could have undertaken a more limited review of records re-evaluation immediately and
offered him specially designed instruction based upon the results of the first ER prior to
completion of the second comprehensive evaluation and ER. 20 U.S.C. §1414(c)
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tests confirmed Student’s learning disabilities, lack of reasonable educational progress and
increased deficits in reading, writing and math, the District developed an IEP for Student, but its
proposed program failed to appropriately address all of his identified needs.
As a result of the School Dist rict’s failure to provide Student with an appropriate program
of special education from the time of the first evaluation, he will be awarded compensatory
education from January of his fist grade year through the date in his third grade year when he
withdrew from the District and enrolled in a private school. In addition, due to the District’s
failure to propose an appropriate IEP for the remainder of his third grade year, Student’s Parents
will be awarded reimbursement for his private school tuition paid during the 2006/2007 school
year.
VI. ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED that the Downingtown Area School District is directed to take the following actions:
1. Provide Student with compensatory education as follows:
a. 2.25 hours for every school day from the first day school was in session in
January 2005 through October 13, 2006.
b. An additional 1 hour (3.25 total hours/day) for every school day from the date in
the spring of 2006 when Student began receiving IST support in math through
October 13, 2006.
c. The cost of the compensatory educat ion shall be measured by the compensation,
including salary and fringe benefits, paid by the District to the special education
teacher(s) who would have taught Student in the resource room to which he
should have been assigned during the periods specified above.
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d. Student’s Parents may use the fund cr eated by this award of compensatory
education to provide Student with additional instruction in math and language
arts, and/or as reimbursement for the tutoring services they provided to Student
during the time he should have been receiving special education services, and/or
to fund additional services related to the needs identified in the District evaluation
or the IEE completed by Ms. M.
2. Reimburse Student’s Parents for their entire tu ition costs for Student at the Private School
from the time en enrolled there through the end of the current school year.
DATED:
ANNE L. CARROLL, ESQ., HEARING OFFICER
