East Penn School District | Case 00176-09-10 | 2010-01-02
Pennsylvania special education due-process decision
- Case number
- 00176-09-10
- Date
- 01/02/2010
- Parties / district (official listing)
- East Penn School District
- Hearing officer
- Anne Carroll
- Issues (official listing)
- Compensatory Education IEP Placement
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Decision text
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
ODR No. 00176-0910KE
Child’s Name: J.B.
Date of Birth: <redacted>
Dates of Hearing: 11/04/09, 11/24/09
OPEN HEARING
Parties to the Hearing: Representative:
Parents Parent Attorney
Angela Uliana-Murphy, Esquire
106 N. Franklin Street, Suite 2
P . O . B o x 9 7
Pen Argyl, PA 18072
School District
School District Attorney
East Penn Marc Fisher, Esquire
800 Pine Street Worth, Magee & Fisher
Emmaus, PA 18049 515 Linden Street
Allentown, PA 18101
Date Record Closed January 2, 2010
Date of Decision: January 2, 2010
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Hearing Officer: Anne L. Carroll, Esq.
INTRODUCTION AND PROCEDURAL HISTORY
Student’s special education e ligibility and needs arise from a primary diagnosis of autism
spectrum disorder complicated by unpredictable and extreme aggressive behaviors. Student’s
Parents believe <student> needs a private school placement where <student> can receive more
individualized attention than in a District classroom. The District refused to consider an
alternative placement, asserting that Student’s needs can be met in the District’s autistic support
class, as established by Student’s progress in kindergarten, where Student’s behaviors were
successfully managed with the instructional strategies and behavior plan in place for him.
Concluding the record in this matter was comp licated by Parents’ inability to identify an
appropriate private school for Student that will accept <student>, an unexpected circumstance
that arose just prior to convening the second hearing session. As the first hearing session ended,
Parents were awaiting a decision from two private schools that they believed would be
appropriate for Student, but each school ultimately determined that it could not offer <student>
admission.
At the end of the second hearing session, a partial evidentiary record had been compiled,
directed entirely toward determining the appropriateness of the District’s program and
placement. Because Parents wanted to continue exploring private placement alternatives,
making it impossible to determine when the record could be completed, the parties were directed
to submit closing arguments on the appropriateness of the District’s program/placement offer, as
there is no need for further proceedings if that issue is decided in favor of the District.
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Since the District provided Student with FAPE during the 2008/2009 school year and has
offered a current program and placement for Student that is reasonably calculated to permit
<student> to make meaningful progress, there is no need to re-convene the hearing.
Accordingly, the record will be closed and Parents’ claims will be dismissed based upon the
evidence as it stands.
ISSUES
1. Has the District offered <student> an appropriate program
and placement for the 2009/2010 school year?
2. Did the District provide <student> with an appropriate
program and placement during the 2008/2009 school year, specifically from January
to June 2009?
3. Did the District offer <student> an appropriate ESY
program for the summer of 2009?
4. If the District did not offer <student> an appropriate
program and placement at any time since January 2009, in what form and in what
amount should compensatory education be awarded?
FINDINGS OF FACT
1. <Student> is a 7 year old child, born <redacted>. <Student> is a resident of District and
is eligible for special education services. (Stipulation, N.T. pp. 13, 14)
2. Student has a current diagnosis of autism spectrum disorder and mental retardation in
accordance with Federal and State Standards. 34 C.F.R. §300.8(a)(1), (c)(1)(i), (6); 22
Pa. Code §14.102 (2)(ii); (Stipulation, N.T. p. 13)
3. Student has also been diagnosed with Attention Deficit Hyperactivity Disorder (ADHD
and with intermittent explosive disorder, characterized by extremely aggressive, injury-
causing behaviors toward others, particularly his Parents and other caregivers. (N.T. pp.
30, 31, 33—35, 40, 42—46, 241, 242, 257, 279; P-3, P-4, P-6)
4. Student also has pica, which causes him to put non-edible substances into his mouth. He
engages in self-stimulatory and self-injurious behaviors such as biting <student’s> hands
when angry or frustrated. Student has limited language and self-care skills, is impulsive
and has no sense of danger. <Student> needs constant supervision and cannot be left
alone at any time. (N.T. pp. 29, 32, 35, 36, 41, 48, 315; P-1, P-3, P-4)
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5. In August 2008, just bef
ore entering kindergarten in the District, Student experienced a
sudden and extreme worsening of <student’s> aggressive behaviors and regression in
previously mastered skills, which Parents attribute to <student’s> being molested by an
aide from a home healthcare agency. Student was later diagnosed with post traumatic
stress disorder. (N.T. pp. 40, 47, 63—65, 163; P-3, P-4)
6. In preparation for Student’s transition from early intervention to the District for
kindergarten, the District’s school psychologist, who is also a board-certified behavior
analyst with extensive experience in autistic support, completed an evaluation in June
2008, which summarized the findings and recommendations of a number of prior medical
evaluations and the CLIU 21 preschool evaluation. The school psychologist observed
Student in the early intervention classroom, had Student’s Mother and speech therapist
complete a behavior rating scale, and conducted a functional behavioral assessment that
identified behaviors of concern, antecedents and function of the behaviors. The school
psychologist’s report suggested strategies to manage Student’s behaviors, and suggested
that a final behavior management plan should be completed after Student entered
kindergarten and behaviors were observed in that setting. (N.T. pp. 51, 452—458; S-9)
7. The District developed an IEP for Student’s full-day placement in a highly structured
autistic support kindergarten classroom with 2—3 othe r children, a teacher who is a
board certified behavior analyst, 2 classroom aides and an experienced 1:1 aide, with a
master’s degree. (N.T. pp. 321—324; S-10)
8. The kindergarten classroom was separated into physically distinct areas and the
instructional day divided into 15 minute time intervals for each activity. Instructional
strategies included “intensive teaching” with a variable ratio reinforcement schedule of
gradually increasing the number of demands before providing a reinforcement and
“errorless teaching” which begins a task with a large number of prompts faded to
promote independence as the student experiences success. With respect to behaviors, the
teaching staff analyzed Student’s behavior on a daily basis to determine antecedents,
functions and consequences in order to assure that interventions were appropriate and
adjusted as necessary. (N.T. pp. 333—336)
9. Student’s kindergarten IEPs included annual goals and short-term objectives in the areas
of receptive and expressive language, improving social and classroom behaviors and self-
help skills. The IEPs also provided for 2 hours of occupational therapy and three hours
of speech/language therapy weekly, including 2 hours of individual therapy and 1 hour of
group therapy. The District compiled extensive data on Student’s progress toward all of
his IEP objectives. (N.T. pp. 113, 207, 353—358, 367—390; S-10, S-12, S-13, S-16, S-
17, S-21, S-22, S-23, S-24, S-25, S-26 )
10. Student’s Parents expressed no disagreement with either the initial evaluation report, a
subsequent reevaluation report or the kindergarten IEPs as revised and updated with
quarterly progress reports through March 2009 at the time those documents were
presented and reviewed by Student’s IEP team. (N.T. pp. 58, 142; S-9, S-10, S-12, S-13,
S-15, S-16)
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11. In Septem
ber 2008, while on a weekend trip on Student’s birthday, and on Christmas Day
2008, Student attacked and injured <student’s> Mother without warning and without any
apparent trigger. (N.T. pp. 44, 45, 66—69)
12. In January 2009, as a result of the Christmas incident and another aggressive incident that
occurred at a Christmas party, Parents requested an IEP meeting to seek more intense
help for Student, fearing that ,student> would similarly attack staff and peers at school.
(N.T. pp. 70—72)
13. Two short-term objectives were added to Student’s receptive language IEP goal after the
January meeting: selecting between 2 items that vary on one dimension for 5 pairs of
adjectives and following 10 targeted 1 step verbal directions in the natural environment.
An additional short term objective, a regular bathroom schedule directed toward
maintaining dry pants during the school day, was added to Student’s self-help goal. (N.T.
pp. 343, 344; S-10, S-12)
14. The District was not seeing a deterioration in Student’s behaviors at school and reported
progress on <student’s> original IEP goals and objectives through the second marking
period. A CLIU 21 behavior specialist who worked with the family from December 2008
through June 2009 and had frequent contact with Student’s teacher and aide did not
observe, and was not informed of, the same kinds of aggressive behaviors at school that
Student exhibited at home and toward her in community settings. (N.T. pp. 71, 72, 257,
259, 372—375, 378—390; S-12, S-13, S-26)
15. Subsequently, IEP meetings for Student were held in February, March and April 2009 at
Parents’ request. Parents first sought placement in a partial hospitalization program,
which the District agreed to explore. After determining that there was no appropriate
partial hospitalization program for Student within a reasonable travel distance, Parents
requested that the District place Student at a private school, [Redacted Center]. (N.T. pp.
72—76, 345, 346, 353, 405, 503; S-13, S-16, S-17)
16. After the District reevaluated Student in March 2009, including an updated FBA, it
concluded that no change of placement from the District kindergarten program was
appropriate or necessary at that time. The District noted Student’s continued progress on
his IEP goals and objectives, including mastery of some objectives, and the ability to
manage aggressive behaviors at school, where Student was observed to be compliant with
both instructional activities/tasks and transitions, increased his successful participation in
activities throughout the school building and increased his use of speech for requests.
Parents’ input noted Student’s independent use of more request words at home, as well as
looking at his Parents more during conversations. (N.T. pp. 77—82, 138, 348—350, 391,
392, 460—468; S-12, S-13, S-15, pp. 5, 9, 12, 13, S-16, S-26)
17. The reevaluation report noted that Student is capable of inflicting significant injury and
that there had been instances of aggressive behaviors in school, as well as at home. The
school psychologist recommended continued close supervision of Student and
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18. The SETT p
rocess1 for determining appropriate assistive technology devices for Student
began with a first meeting in October 2008, followed by meetings in February and April
2009. During the 2008/2009 school year, several devices to facilitate communication and
participation in school activities were tried and others were identified for future trials.
Student liked and used a Crayola Keys keyboard, but did not like using the Vantage vocal
output communication device. Other devices that perform the same function were
identified for future trials but were not available from PaTTAN before the end of the
school year. (N.T. pp. 200—202, 446—450; S-10, S-20)
19. After first agreeing to the Extended School Year (ESY) program offered by the District,
Parents ultimately rejected the ESY program by not sending Student to the District
program, which was to take place in a different school building but continue to work on
Student’s IEP goals and provide occupational and speech/language therapy. (N.T. pp.
84—86, 145, 347, 435; S-14)
20. The District prepared for Student’s 1
st grade year (2009/2010) by having the 1st grade
teacher observe Student in the kindergarten class. The kindergarten teacher also met with
the 1st grade teacher to give him all of Student’s programming and materials. When
Student returned to school, the kindergarten teacher, who had become the District’s
behavior consultant, stayed with him during his entire first day and observed no
aggressive behaviors. The school psychologist also observed Student interacting
appropriately with adults and peers on the days he attended school during the 2009/2010
school year. (N.T. pp. 393, 394, 468, 469)
21. The 1
st grade class Student attended at [Redacted] Elementary School consisted of 5
students, including Student. There were again 4 adults in the classroom, including his 1:1
aide. The 1st grade autistic support classroom is also a structured program with
antecedent interventions in place to promote success and meet Student’s behavior needs.
Both the kindergarten and 1st grade class provided a structured setting, emotional
support/guidance and a low student-teacher ratio. (N.T. pp. 393, 395—397)
22. Parents have permitted Student to attend school in the District only briefly since the end
of kindergarten (2008/2009 school year). When he entered 1
st grade several weeks after
the 2009/2010 school year began, he exhibited extremely aggressive and uncontrollable
behaviors after school in community settings and at home, as well as increased sleep
disturbances. (N.T. pp. 85—91, 146; P-12)
23. After 4 days of school attendance in the District 1
st grade autistic support class, followed
by a weekend of uncontrollable behavior that culminated in a trip to a hospital emergency
room, Student was examined by a psychiatrist and referred to the KidsPeace in-patient
1 The acronym refers to determining the types of assistive technology devices likely to be beneficial to a student
with special needs by analyzing Student needs, the relevant Environment in which the student needs assistance, the
Tasks for which assistance is needed and the appropriate Tools to accomplish the tasks.
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hospita
l program for a brief time, after which he received a medical prescription for
homebound instruction. (N.T. pp. 89—97, 112, 277—279; P-15)
DISCUSSION AND CONCLUSIONS OF LAW
A. Legal Standards
1. Parameters of a Free, Appr opriate Public Education (FAPE)
The standards governing the obligation to provide for the educational needs of eligible
children were recently summarized by the Court of Appeals for the 3rd Circuit as follows:
The Individuals with Disabilities Education Act (“IDEA”) requires that
a state receiving federal education funding provide a “free appropriate
public education” (“FAPE”) to disabled children. 20 U.S.C. § 1412(a)(1).
School districts provide a FAPE by designing and administering a program
of individualized instruction that is set forth in an Individualized Education
Plan (“IEP”). 20 U.S.C. § 1414(d). The IEP “must be ‘reasonably calculated’
to enable the
child to receive ‘meaningful educational benefits' in light
of the student's ‘intellectual potential.’ ” Shore Reg'l High Sch. Bd. of Ed.
v. P.S., 381 F.3d 194, 198 (3d Cir.2004) (quoting Polk v. Cent.
Susquehanna Intermediate Unit 16, 853 F.2d 171, 182-85 (3d Cir.1988)).
Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235, 240 (3rd Cir. 2009).
“Meaningful benefit” means that an eligible child’s program affords him or her the opportunity
for “significant learning.” Ridgewood Board of Education v. N.E., 172 F.3d 238 (3RD Cir. 1999).
In order to properly provide FAPE, the child’s IEP must specify educational instruction designed
to meet his/her unique needs and must be accompanied by such services as are necessary to
permit the child to benefit from the instruction. Board of Education v. Rowley, 458 U.S. 176,
102 S.Ct. 3034 (1982); Oberti v. Board of Education, 995 F.2d 1204 (3rd Cir. 1993). An eligible
student is denied FAPE if his program is not likely to produce progress, or if the program affords
the child only a “trivial” or “de minimis” educational benefit. M.C. v. Central Regional School
District, 81 F.3d 389, 396 (3rd Cir. 1996; Polk v. Central Susquehanna Intermediate Unit 16, 853
F. 2d 171 (3rd Cir. 1988).
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Under the interpretation of the IDEA statute established by the U.S. Supreme Court in
Rowley and other relevant cases, a school district is not, however, required to provide an eligible
student with services designed to provide the “absolute best” education or to maximize the
child’s potential. Mary Courtney T. v. School District of Philadelphia, 575 F.3d at 251; Carlisle
Area School District v. Scott P., 62 F.3d 520 (3rd Cir. 1995).
2. Due Process Hearing/Burden of Proof
The IDEA statute and regulations provide procedural safeguards to parents and school
districts, including the opportunity to present a complaint and request a due process hearing in
the event special education disputes between parents and school districts cannot be resolved by
other means. 20 U.S.C. §1415 (b)(6), (f); 34 C.F.R. §§300.507, 300.511; Mary Courtney T. v.
School District of Philadelphia, 575 F.3d at 240.
In Schaffer v. Weast, 546 U.S. 49; 126 S. Ct. 528; 163 L. Ed. 2d 387 (2005), the Supreme
Court established the principle that in IDEA due process hearings, as in other civil cases, the
party seeking relief bears the burden of persuasion. Consequently, in this case, because Parents
have challenged the appropriateness of the Student’s program and placement, Parents must
establish that the District’s IEPs during the second half of the 2008/2009 school year, the ESY
program offered for last summer, and the District’s proposed program/placement for the
2009/2010 school year were and are not reasonably calculated to assure that Student would
receive meaningful educational benefit from the proffered services.
Since the Court limited its holding in Schaffer to allocating the burden of persuasion,
explicitly not specifying which party should bear the burden of production or going forward with
the evidence at various points in the proceeding, the burden of proof analysis affects the
outcome of a due process hearing only in that rare situation where the evidence is in “equipoise,”
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i.e., com
pletely in balance, with neither party having produced sufficient evidence to establish its
position with certainty.
B. Parameters of the Dispute/Outcome
This case involves a child and family who have had to deal with a number of difficult and
serious conditions that adversely affect every area of the child’s development—cognitive,
behavior, language, self-care and social relations--resulting in complex needs requiring intensive
interventions in all aspects of his life, beginning in early childhood. The already difficult
circumstances were worsened in August 2008, just before Student’s 6th birthday, when it
appears that he was molested by a home health aide. Following a day in which Student’s GPS
locating device placed him in an apartment for most of the time spent with the aide, rather than
in the community settings where the aide was supposed to have taken him, there was a sudden
and dramatic increase in Student’s aggressive, injurious behaviors directed toward himself and
others, particularly at home. (See N.T. p. 47; P-3, p. 4, P-4, p. 1) Student’s Father testified that
after August 28, 2008, “My son hasn’t been the same.” (N.T. p. 165, l. 18, 19)
Student began kindergarten just a few days later, but Parents do not claim that the
program and placement developed by the IEP team and offered by means of a NOREP dated
August 20, 2008 was inappropriate from the beginning of the 2008/2009 school year. As the
parties had planned, Student was placed in a full day, highly structured autistic support class of
3-4 students, including himself, that was staffed by 4 adults, including an experienced, Master’s
level 1:1 aide to accompany him at all times. (F.F. 7, 8) Student received explicit, intensive,
research-based instruction from a highly trained and experienced teacher/certified behavior
analyst in all areas in which he exhibited significant needs: receptive and expressive language,
classroom and social behavior, and self-help/self-care skills. (F.F. 8, 9) A functional behavioral
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assessm
ent had been conducted as part of the District’s initial evaluation, and a behavior plan
was instituted and reviewed/updated on a regular basis. (F.F. 6, 8) Finally, Student received a
combined 5 hours/week of occupational and speech/language therapy. The services provided in
Student’s original kindergarten IEP continued throughout the entire school year, and the record is
completely devoid of any evidence that the interventions implemented by the District during
Student’s kindergarten year were ineffective or unsuccessful in the school environment. To the
contrary, all of the extensive documentary evidence produced by the District and the testimony
of witnesses who actually observed Student in his kindergarten class were consistent in reporting
the steady, and sometimes remarkable, progress Student made throughout his kindergarten year
in all areas encompassed by his IEP goals and objectives, albeit with some aggressive and
inappropriate behaviors occurring during school. See F.F. 9, F.F. 16; testimony of Student’s
kindergarten teacher, pp. 367—390 and exhibi ts S-12, S-13, S-16, S-17, S-21-- S-26. See also
S-24, Behavioral Data from September 2008—June 2009.
Student’s Parents did not question, or expr ess disagreement or dissatisfaction with the
School District’s program or Student’s progress until January 2009, following a disturbing
incident on Christmas Day when Student unexpectedly became physically aggressive toward his
Mother. (F.F. 11) As Student’s Mother testified, “We realized at that point more than ever that
<student> needed intense help.” (N.T. p. 70, l. 13, 14) Parent was referring, however, to help
for Student’s behaviors at home, since there is no evidence that the same type of intense,
unprovoked and sustained aggression had ever occurred in the school setting. See S-24, P-18,
Parents’ Behavior Summary compiled from School District behavior data
Since Parents’ expressed concern about St udent’s progress was clearly focused on the
aggressive behaviors he exhibited at home, and since both Parents testified that neither of them
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had ever observed Student in school, Student’s Mother’s testim
ony that <student> made no
progress at all in <student’s> kindergarten program, particularly during the 3rd and 4th quarters of
the 2008/2009 school year, is entitled to no weight. (N.T. pp. 117, 126—129, 199) It is obvious
that Mother’s only basis for denying Student’s progress was that she did not consider <student>
to have mastered any objectives if the developing skills reported by the school were not observed
at home and in community settings. See N.T. p. 126, l. 12—20:
…I know what my <student> is capable of doing. And when someone said that
<student’s> mastered something and it’s not being generalized in the community,
nor at home, and I’ve never seen <student> doing any of the things or speaking or
receptively—any of the things that are sa id here, then I have to say that, no,
those goals were not met. If they had been, indeed, met, then <student> would be
able to do them over different environments.
Moreover, Mother’s testimony concerning Student’s alleged lack of progress elicited on cross-
examination at the due process hearing was contradicted by parent input into the reevaluation
report issued in March 2009 (F.F. 16; S-15, p. 5)
The factual circumstances presented by th is case, as well as Parents’ underlying
contention that the District is, in effect, obligated to assure generalization of skills to home and
community settings, are remarkably similar to the California district court decision in San Rafael
Elementary School District v. California Special Education Hearing Office, 482 F.Supp.2d 1152
(N.D. Cal. 2007). In that case, as here, the student’s behaviors were fairly well-controlled in the
school setting, although not perfectly. The student’s behaviors in school had, in fact,
deteriorated just before the controversy arose, but the student’s increasingly aggressive,
uncontrollable out of school behaviors were at the heart of the parties’ dispute. Parents
contended, and a hearing officer agreed, that the student’s educational needs, and the district’s
FAPE obligation, extended to assuring that behavioral skills learned and exhibited in the school
setting were generalized to home and community settings.
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The district court, however, disagreed and reversed the hearing officer’s decision that the
district was obligated to pay for a private residential placement that appeared reasonably
calculated to address that need, holding that, “[T]he District is not required to ensure that a
student takes behavioral skills learned at school into the home. The District is only required to
ensure that a student's IEP is ‘reasonably calculated to provide educational benefits.’” 482
F.Supp2d at 1164 (Citation omitted).
The legal conclusion that the District’s oblig ation extends only to assuring progress on
IEP behavior goals is also based on the sound, common sense consideration that behaviors vary
according to setting. Coping skills, therefore, must be tailored to the environment in which they
are to be used. As Student’s kindergarten teacher testified,
The behavior plan as part of our IEP is to address behavior problems in
school. If there were behaviors occurring in the home, it’s not something
we can really address with the school behavior plan. …As a classroom teacher what I can
address are the observable behaviors that I have in the classroom.
N.T. p. 418, l.12—16, 20—22. Since an effective be havior plan depends upon identifying the
antecedents, function and consequences of behaviors, all of which are highly likely to vary
according to setting, it is simply unrealistic to expect behavior skills developed and practiced in a
school setting to automatically generalize to the home environment for a student as severely
affected as Student, and particularly when the behaviors of concern at home apparently arose in
response to a traumatic event.
According to Parents’ testimony and the testimony of other caregivers, Student’s
aggressive behaviors at home continued throughout the 2008/2009 school year. See, e.g., N.T.
pp. 29—35, 241, 242; With no improvements in beha vior at home resulting from Student’s
educational program, Parents became convinced that a private school program would provide
Student with both greater academic progress and improvement in <student’s> out of school
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behaviors. See N.T. pp. 98—105, where Moth
er noted differences between the District setting
and two private schools that she believed would better meet Student’s needs.
In addition to an untenable legal and practical basis for Parents’ position that Student’s
progress in the District program and placement must be assessed in terms of how well
<student’s> behavior and other skills have been generalized to other environments, Parents
presented no evidence to support their position that an out of District private placement would
assure the improvement they want to see in Student at home and in community settings. Parents’
apparent conviction that simply removing Student from a public to a private school would result
in improved behaviors at home is purely speculative, based upon the unsupported hope that such
a change would provide a solution to the intractable problem they face in reducing Student’s
unpredictably aggressive out of school behaviors.
In the first instance, Parents have not, and cannot, establish that the District has so
thoroughly failed to provide an appropriate program and placement for Student, that only a
private placement can meet <student’s> needs based upon the opinions of psychiatrists and other
medical providers who have no direct knowledge of what the District has provided and can
provide for Student. The psychiatrist who testified on behalf of Parents and recommended a
private school placement for Student based his opinion upon never having “seen schools that
demonstrate that ability to work that well with someone who is as challenging as Student.” (N.T.
p. 285, l. 21—23) The psychiatrist, however, never vi sited the District’s autistic support class,
spoke to anyone from the District, or thoroughly reviewed Student’s progress reports. (N.T. pp.
289—291, 294) Consequently, the psychiatrist was not aware that Student has a highly trained
1:1 aide, or that there were two certified behavior analysts involved in programming for
<student>. (N.T. p. 290) The psychiatrist admitted that his role was “to be an advocate for my
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clients and what I feel that he needs optim
ally.” (N.T. p. 290, l. 14, 15) No expert opinion on
the desirability of an optimal program and placement, can, of course, outweigh the applicable
legal standard that provides for an appropriate, not an optimal program.
Moreover, whether he realized it or not, the District’s program encompasses the
components of the type of program and placement described by the psychiatrist in both his
testimony and his report : a placement “sensitive to [Student’s] underlying autism [that can]
really provide for his emotional, social and academic needs within the classroom” (N.T. p. 280, l.
16—18); “a one–on—one situation most of the tim e” (N.T. p. 286, l. 10, 11); “a structured
setting providing emotional support and guidance and offer a low student-teacher ratio.” (P-15,
pp. 3, 4) See F.F. 6, 7, 8, 9
Finally, neither the psychiatrist who testified at the hearing or any of the physicians
whose reports Parents entered as exhibits identified a particular setting or characteristics of a
program that differs significantly from the District’s program, that would provide greater
educational benefit to Student, much less describe how an “ideal program” would assure
generalization of skills from school to home or otherwise improve Student’s behavior at home.
Most tellingly, the psychiatrist who testified at the due process hearing noted that,
I mean, I think what does need to be recognized is that when you’re dealing
with children who have pervasive developmental disorders it’s not—it’s not
unexpected that there might be years where someone functions in a certain
way. So that I will have cases where kids thrive in school...and will do very
well and then as soon as they get home and their buttons are pushed by brothers,
sister, other environments or knowing that—you know, and again, oftentimes,
you know, even in the best of families, you know, because Parents are so emotionally
involved with their kids, you know, these kids are very good at picking up on
what they can manipulate in the situation. So they know in school that they can’t
manipulate as well so they might function somewhat better in school. But when
they go home they know that dad capitulates, mom capitulates, so that this can
cause them to have more of their meltdowns in the home situation.
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N.T. pp. 286, l. 17—25, 287, l. 1—13 (Em
phasis added). That testimony was certainly not
intended to assign blame to Parents for home behaviors, and it is not cited for that purpose, but it
does provide another basis for rejecting the notion that assessing meaningful progress in a school
program should take into account whether appropriate behaviors and other indicia of progress are
observed at home. Although there may be situations where generalization of skills could be
relevant to some degree in assessing whether progress is meaningful, that is certainly not the case
here, where there is no evidence that anything occurred in school that triggered aggressive
behaviors at home. Indeed, here the evidence is entirely to the contrary—the dramatic increase
in aggressive behaviors at home can be pinpointed to an incident that predated and had
absolutely nothing to do with school attendance. (F.F. 5) Moreover, the most serious incidents
of aggressive behavior reported by Parents occurred on a weekend and during a school vacation.
(F.F. 11)
Although Student’s recent in-patient hospitalization occurred after <student>e attended
school for four days near the beginning of the current school year, Parents provided no evidence
of a cause/effect relationship between attending the District program and the behaviors that
ultimately resulted in the KidsPeace in-patient admission. (F.F. 23) The psychiatrist who
recommended the hospitalization referred only to the Parents’ lack of control over Student’s
behaviors as the reason for the recommendation. See N.T. pp 276—278. Consequently, the
proximity of the hospitalization to attending school provides no basis for determining that the 1
st
grade autistic support program proposed by the District for the current school year is
inappropriate. There is also no basis for concluding that attendance at a private school program
would have prevented the breakdown that precipitated the hospital stay or, for all of the reasons
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explained above, that ordering the District to fund a private school placement would either
im
prove Student’s behaviors at home or prevent a similar crisis in the future.
It is certainly understandable that Parents want the best possible program and placement
for their <child>, perhaps with a treatment component specifically designed to abate <student’s>
still uncontrolled out of school behaviors, as well as an educational program. Parents, however,
are entitled only to an “appropriate” program, i.e., one reasonably calculated to provide Student
with meaningful progress and the opportunity for significant learning. As noted above, the
District is not required to guarantee that progress in school is generalized to home and
community settings.
Moreover, the District is not required to assure that Student receives medical or mental
health treatment beyond that necessary to assure the Student can effectively benefit from the
instruction he is provided. See Mary Courtney T. v. School District of Philadelphia, 575 F.3d at
246, holding that where medical and educational needs are severable, school districts are
required to provide only for educational needs. Here, the evidence amply established that
Student’ educational needs, including controlling classroom behaviors, were appropriately met
by the School District’s autistic support kindergarten classroom during the 2008/2009 school
year, and there is no evidence suggesting that continuing with a small, structured autistic support
classroom would not also result in meaningful educational progress during the current school
year.
There is, therefore, no basis for either awarding compensatory education for the
2008/2009 school year, or for concluding that the program/placement for the current school year
doe not remain appropriate for Student. There is no dispute concerning the severity of Student’s
needs, but the legal standards applicable to this matter simply do not make the District
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responsible for assuring that all such needs are met outside of the school environm
ent. Parents’
testimony and arguments suggesting that the District’s program is inadequate and inappropriate
due to a lack of academic goals, flawed communication goals, or for not providing Student with
an augmentative communication device are simply grasping at straws. See, N.T. pp. 102, 103;
Closing Argument of Parents, pp. 8, 9. The SETT process to identify appropriate assistive
technology for the Student began early in the 2008/2009 school year and was interrupted only
because Student has not been in school since June 2009. (F.F. 18) There is no evidence that the
SETT process did not proceed appropriately. There is also no evidence that Student’s language
goals were not entirely appropriate for him, or that either language or academic skills could have
advanced faster with a different program. To the contrary, all of the reports Parents submitted
suggest that when Student began kindergarten, both <student’s> receptive and expressive
language skills were significantly delayed and that <student’s> intellectual capacity falls into the
mentally retarded range. See, e.g., P-1, P-2, P-3. Moreover, prior to their due process complaint,
Parents never suggested that there were any deficiencies in the District’s program other than
Student’s continuing aggressive behaviors at home and in the community.
CONCLUSION
Because the evidence in this case establishes that the District provided Student with an
appropriate program and placement for the entire 2008/2009 school year, including offering an
appropriate ESY program, notwithstanding Parents’ decision not to allow Student to participate,
and because there is no evidence that the similar autistic support program and placement offered
for the current school year is inappropriate and would not have resulted in meaningful
educational progress during this school year if Student had been permitted to attend the assigned
program, there is no basis for an award of compensatory education for any period in dispute.
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18
Because the District has made FAPE available to the Student for the 2009/2010 school
year, the District is not required to fund a private school placement for the Student. 20 U.S.C.
§1412(a)(10)(C)(i); 34 C.F.R. §300.148(a). Accordingly, there is no need to hold the record
open until Parents identify a private school program in order to consider whether such private
placement would be appropriate for the Student as required by the second step of the three part
analysis identified by the U.S. Supreme Court in Burlington School Committee v. Department of
Education of Massachusetts, 471 U.S. 359, 105 S.Ct. 1996, 85 L.Ed.2d 385 (1985) and Florence
County School District v. Carter, 510 U.S. 7, 114 S.Ct. 361, 126 L.Ed. 2d 284 (1993). The
record, therefore, will be closed, with this decision constituting final disposition of this case.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED that:
1. The due process hearing record compiled in this case to date, consisting of two days
of testimony, the exhibits admitted into the record on November 24, 2009, the written
closing arguments of counsel with respect to whether the District provided and
offered <student> FAPE from January 2009 through the present, and this decision,
constitutes the entire record needed for final disposition of this matter and the record,
therefore, is now CLOSED.
2. Based upon the evidentiary record described above and the legal standards applicable
to this matter, the District has provided and offered <student>
a free, appropriate public education from the time of Student’s enrollment in the
District for kindergarten at the beginning of the 2008/2009 school year through the
present.
3. Parents’ request for a private school placement at public expense and Parents’ claims
for compensatory education are DENIED and this case is DISMISSED.
Anne L. Carroll
_____________________________
Anne L. Carroll, Esq.
HEARING OFFICER
January 2, 2010
