East Penn School District | Case 6806-06-07 | 2006-12-02
Pennsylvania special education due-process decision
- Case number
- 6806-06-07
- Date
- 12/02/2006
- Parties / district (official listing)
- East Penn School District
- Hearing officer
- Joy Waters Fleming
- Issues (official listing)
- MDE - Independent
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Decision text
Page 1
This is a redacted version of the original hearing officer decision. Select details may have been
removed from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Due Process Hearing for L.B.
Date of Birth: [REDACTED]
ODR File Number:
Dates of Hearing: September 28, 2006, October 19, 2006, October 31, 2006
HEARING
Parties: R e p r e s e n t a t i v e :
[REDACTED] David Painter, Esq.
East Penn SD Marc Fisher, Esq.
800 Pine St. 515 Linden St.
Emmaus, PA 18049 Allentown, PA 18101
Date Final Transcript/Exhibits Received: November 7, 2006
Date Closing Statements Received/
Record Closed: November 17, 2006
Date of Decision: December 2, 2006
Hearing Officer: Joy Waters Fleming, Esq.
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Background
[REDACTED], “Student”, is cu rrently [REDACTED] years old and
in the first grade in the East Penn School District, “District”. (FF. 1) Student
and his parents, “Parent”, are residents of the District. Parent filed this
request for due process seeking reimbursement for a privately obtained
independent educational evaluation and challenging the appropriateness of
the District’s programming and placement. (FF. 83)
A hearing was originally schedul ed to commence on September 12,
2006. Upon un-opposed motion by Parent counsel, that hearing was
continued until September 28, 2006 because of a death in his family. The
hearing sessions concluded on October 31, 2006.
Issues
Did the District deny Student a free appropriate public education from April
20061 by:
1) failing to identify a language-based learning disability;
2) failing to develop an IEP for implementation in the 2006-2007 school
year with appropriate modifications, aids, supports and services;
3) failing to develop an implement an appropriate behavior support plan
for Student;
4) failing to appropriately consider and provide extended school year
services during the summer of 2006;
5) failing to incorporate the recommendations of the private evaluator
that Student required a program exposure to non-disabled peers to
make progress;
1 This date was referenced in Parent counsel’s letter requesting the due process hearing and was agreed
upon by counsel when the issues were recited for the record.
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6) failing to reimburse Parents for an IEE conducted by Mr. B?
Findings of Fact
1. Student, [REDACTED] is currently [REDACTED] years of age and
in the first grade in th e East Penn School District.
2. As a preschooler, Student exhibite d many behavioral concerns and
received both psychological and psychiatric evaluations. (SD-1.3-
5,SD-1-17-20, SD-1, 27-33, SD- 8.3, 8.5)
3. In 2003, the IU c onducted a speech and language evaluation. (SD-
1.27)
4. After the speech/language evaluati on, the IU concluded that Student
was not a child with a disability, that he exhibited appropriate auditory
comprehension and expressive comm unication but that he had a mild
articulation disorder. (SD-1.27-33)
5. Although various interventions were attempted at his preschool,
Student’s difficult behavior persisted. (SD-1.11-16)
6. During the 2005-2006 school year , Student attended a full-day
experimental kindergarten progra m in the District. (SD-8:36, N.T.
2
155-158)
7. The full day program was recommended for Student to permit him to
explore concepts in language, math and social skills development than
would otherwise be unavailable in the usual half-day program. (N.T.
156-158)
8. Early in his kindergarten schoo l year, Student displayed difficult
behavior and physical aggressi on in the classroom. (N.T. 159)
2 The reference tot N.T. is followed by either I, II, III to reference either the first, second or final hearing
session.
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9. In September, Parent provided Student’s kindergarten teacher with
background information on Student. (N.T. 12-13)
10. In September, Student was able to recognize three out of twenty-six
capital letters, one out of twen ty-six lower case letters. (SD-4, N.T.
72 II)
11. At the end of September 2005, a remedial assistant was placed in
Student’s kindergarten classroom fo r the benefit of the entire class.
(N.T. 31, 120 II)
12. Later in the fall, an aide was assigned specifically to Student during
the school day as well as an aide for dismissal transition. (N.T. 34,
121 II)
13. The aide assigned to help Student with dismissal transition was in
place until approximately Febr uary 2006. (N.T. 35, 122 II)
14. On October 6, 2005, Student was re ferred to the instructional support
team, “IST”, to address concer ns about academic performance, poor
impulse control and off task opp ositional and disruptive behaviors.
(SD 5.2, SD-8.7, N.T. 14-29, 159-164)
15. Student’s behavior wa s often aggressive and included hitting, kicking,
biting, spitting and throwing furnitu re and materials in the classroom
which resulted in his removal fro m the classroom on many occasions.
(SD-8.12, SD-21, N.T.14-29, 159-164 II)
16. After the IST meeting, severa l recommendations were made to
address Student’s oppositional a nd disruptive behaviors. (SD-8.8,
N.T. 30-II)
17. The IST recommended that Stude nt receive a multi-disciplinary
evaluation. (SD-5, N.T. 29-30 II)
18. On October 20, 2005, Parent cons ented to an evaluation of Student.
(SD-6.2, SD-7.2)
19. On November 16, 2005, the IST met again to discuss Student’s
progress and review the succe ss of the interventions. (SD-8.9)
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20. On January 4, 2005, the guidan ce counselor conducted an observation
of Student in his classroom dur ing which time he experienced a
tantrum lasting thirty-five minutes. (SD-8.12)
21. On January 26, 2006, the team i ssued its evaluation report. (SD-8)
22. The District’s evaluation repor t considered data from previous
psychological, speech and psychiatric evaluations, parental
information, IST notes, classroom observations an intellectual and
aptitude assessments. (SD-8)
23. On the Wechsler Preschool and Primary Scale of Intelligence-Third
Edition (WPPSI-III), Student is credite d with a verbal score of 95, a
performance score of 108 resulting in a full scale IQ of 100. (SD-8.14)
24. On the WIAT-II, Student was cred ited with standard scores ranging
from 69 in word reading to 98 in math reasoning. (SD-8.15)
25. Based on the results of the DIB ELS, the evaluator concluded that
Student had inconsistent acquisiti on of reading skills and that he
required continued instructional support and intervention. (SD-8.11)
26. After a speech language evaluati on, the therapist concluded that
Student qualified as a student with a speech-language impairment and
that he should receive support serv ices in a small group setting. (SD-
8.19)
27. As part of its evaluation to determine Student’s emotional and
behavioral characteristics, the Di strict administered the Achenbach
Behavioral Checklists, the Atten tion Deficit Hyperactivity Rating
Scale IV, the Conners’ Parent and Teacher Rating Scale-Revised:
Long Version, the Differential Test of Conduct and Emotional
Problems, the Scale of Assessing Em otional Disturbance, the Social-
Emotional Dimension Scale-Second Edition and the Behavior
Assessment System for Children. (SD-8.19-8.28)
28. The speech therapist recomme nded that Student receive goals
designed to address his needs in the areas of articulation,
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pragmatic/social language, follo wing directions and word-finding
skills. (SD-8.19)
29. As part of the evaluative proce ss, the District conducted a functional
behavioral assessment, “FBA”. (SD-8.29-34)
30. As part of the FBA, the sc hool psychologist conducted a teacher
interview, an observation of Student, a review of educational records
and analysis of Student’s on-tas k, off-task and time out behaviors.
(SD-8.29)
31. Based on all of the evaluative data , the team concluded that Student
was eligible for special education as emotionally disturbed and speech
and language impaired and that he was in need of specially designed
instruction. (SD-8.38, SD-9.2, N.T. 260-264 III)
32. The evaluation report recommended that Student receive specially
designed instruction within a highly structured emotional support
classroom with a low student to teacher ratio, behavior management
and that he receive instructiona l activities to develop appropriate
social skills and that he re ceive speech therapy. (SD-8.39)
33. On January 31, 2006, a meeting was held with Parents to discuss the
evaluation report. (SD-9.2, 10.1)
34. Parents indicated their disagreemen t to the evaluation report by their
signatures. (SD-9.2, 8.44, 10.1)
35. On February 3, 2006 and Februa ry 6, 2006, Student was suspended
from kindergarten for kicking, bitin g and spitting on school staff. (SD-
10.2)
36. On February 6, 2006, Parent requ ested Student’s educational records
and requested an indepe ndent evaluation. (SD-9)
37. On February 10, 2006, the District in a letter to Parent offered to
review Student’s educational records with her, advised that the request
for an IEE at public expense wa s under consideration and that the
existing crisis plan would conti nue to be implemented. (SD-10)
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38. On February 22, 2006, the team met, issued a draft IEP with
accompanying behavioral inte rvention plan (BIP) and NOREP
recommending that Student be placed in full-time emotional support. (SD-
12.1, N.T. 130 II)
39. The proposed emotional support place ment contemplated that Student
would spend 21-60% outside the re gular education classroom. (SD-
12.19)
40. Parent did not attend the Februa ry 22 IEP meeting. (N.T. 181-183 II,
370-373 III)
41. The February IEP summarized Student’s needs, strengths and
progress in the curriculum and c ontained math, reading, writing,
organizational, speech -language goals. (SD-12)
42. In the February IEP, the team de termined that Student did not require
ESY. (SD-12)
43. The February IEP indicated that Student exhibited behaviors in the
classroom that impeded his lear ning and that of others. (SD-12)
44. A behavioral intervention plan , “BIP” accompanying the February
IEP included student objectives, be haviors to be taught, evaluation
methods, reinforcement strategi es and consequences. (SD-12.33)
45. On March 7, 2006, Pa rent requested a due process hearing and an
April hearing date was establishe d. (ODR records, N.T. 373-375, 378
III)
46. On March 15, 2006, the District deni ed Parent’s request for an IEE at
public expense. (SD-16)
47. On March 17, 2006, an independent evaluator, Mr. B, conducted an
evaluation of Student. (SD-22, SD-26, N.T. 36-37, 50)
48. On March 30, 2006, Mr. B observe d the Student at school. (N.T. 37)
49. As a result of the testing, Mr . B concluded that Student had a
specific learning disability in r eading and spelling, ADHD, ODD, a
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generalized anxiety disorder and th at his inappropriate behavior was
attributable to dysregulation, a ne urobehavioral disorder and anxiety.
(SD-22.3, N.T. 49, N.T. 284-287 III)
50. In his testimony, Mr. B concl uded that Student was emotionally
disturbed. (N.T. 102-103, 130 I)
51. The April date for the due proc ess hearing was continued and a new
hearing date of May 22, 2006 was established. (SD-24, N.T. 379 III)
52. At the end of April 2006, the District assigned a full-time one-on-one
aide to Student. (N.T. 37 II)
53. On or about May 9, 2006, the Distri ct received Mr. B’s “report to the
IEP team”. (SD-22)
54. On May 16, 2006, the IEP team c onvened with Parent to discuss the
results of the IEE. (SD-23.2)
55. At that meeting, an IEP was pr esented with seven goals designed to
address Student’s math, reading, speech and behavior needs. (SD-23)
56. The May IEP was accompa nied by a BIP. (SD-23.26)
57. On May 16, 2006, Parent did not approve the NOREP accompanying
the IEP and requested a due process hearing. (SD-23)
58. On May 17, 2006, Parent through counsel, withdrew her first request
for a due process hearing. (SD-24.1)
59. By the end of the 2005-2006 sc hool year, Student was able to
recognize twenty-three out of tw enty-six capital and lower case
letters, repeat word pairs and apply rhyming to six out of six pairs and
read twenty out of thirty-two kindergarten sight words. (SD-4, SD-
27.6, N.T. 73)
60. Throughout the 2005-2006 school year, Student’s kindergarten
teacher collected data related to St udent’s on-task, off-task, disruptive
off-task behaviors, his aggressi on, re-direction, compliance, non-
compliance, time out, self-directed time out, group participation and
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behavior necessitating removal from the classroom. (SD-9, SD-293,
Stipulation of Parties, N.T. 49-53, 171-172, II N.T. 49-53 III)
61. During the 2005-2006 school year, Student’s kindergarten teacher
utilized a variety of interventions, instructional modifications and
reinforcements, exclusively for Student and recommended by the IST
as a means to address Student’s behavioral challenges. (SD-8, SD-
27.30, N.T. 42-48, 54-57, 59, 61-66 II)
62. During the school year, to address Student’s behavior, a variety of
interventions and services were employed including an adult assistant
in the classroom, a one on one aide in the afternoon and at dismissal
and various temper management st rategies. (SD-8, SD-19, N.T. 30-37
II, N.T. 41-66 II, 107-108, 120-123, 167-168 II)
63. During the school year, Student’s kindergarten teacher modified her
instruction by adding concrete constructive components to the
activities, choosing a place for an ac tivity to allow for a sensory break,
rearranged the class schedule to accommodate Student and
implemented a variety of reinforc ement strategies to facilitate pro-
social behaviors. (SD-27.30, N.T. 117, 193-194 II, 232-233 III)
64. During the 2005-2006 school year, Student’s kindergarten classroom
was regularly disrupted by his outbursts and compromised the
teacher’s ability to teach. (N.T. 20, 26, 28, 41, 145 II)
65. During the 2005-2006 school year, St udent’s kindergarten teacher was
hit, spit upon and on one occasi on had her eyeglasses broken by
Student. (N.T. 15-16, 28-29,
66. Student’s temper outbursts we re peppered throughout the day
frequently without any specific antecedent. (N.T. 19, 24, 40 II)
67. When Student had a temper outburst , he cried, became angry, shouted
and sometimes grabbed and threw things. (N.T. 22, 29 II)
3 Counsel agreed to the inclusion of this evidence after the record was closed in this matter. These records
were originally requested from the District but were not provided to Parent counsel until after the due
process hearing concluded.
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Student’s outbursts lasted anywhere from five to forty-five minutes
and frequently necessitated the i nvolvement of other school staff
including the school psychologist, principal and the implementation of
a crisis plan. (N.T. 23, 26, 39-40 II)
68. During the 2005-2006 school year, th e District implemented a crisis
plan to alert building staff that assistance was needed in Student’s
classroom. (N. T. 59)
69. Student had no IEP in place duri ng the 2005-2006 school year. (N.T.
139 II N.T. 388-390 III)
70. Although discussed, Student did not receive ESY services during the
summer of 2006. (N.T. 285, 397 III)
71. For the summer of 2006, Student was recommended for participation
in the District’s jump start pr ogram, a three week opportunity to
review, practice and maintain academic skills. (N.T. 73)
72. On August 23, 2006, the District received the full IEE. (SD-26, SD-
27, N.T. 380 III)
73. On September 6, 2006, the IEP te am met and proposed an IEP to
address Student’s program needs for the 2006-2007 school year. (N.T.
SD-27, N.T. 380)
74. The September IEP identified that Student had needs in reading, math,
social/emotional and speech-language.
75. The proposed IEP described St udent’s progress in the regular
education curriculum as compromi sed because of his low frustration
level, lack of coping skills when faced with non-preferred tasks,
difficulty with peer interaction, the need for speech language services.
(SD-27.8)
76. The September IEP proposed nine goals designed to address Student’s
reading, math, language, behavioral and social needs. (SD-27, N.T.
380 III)
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77. The September IEP proposed an extensive list of program
modifications and specially designe d instruction to be implemented
for Student on a daily basis, th rough the school day and across all
settings. (SD-27.21)
78. In the proposed IEP, Student was to receive individual speech-
language support for 120 minutes and small group support for 120
minutes per month.
79. The District proposed a part-tim e emotional support placement at an
elementary school three miles from Student’s home.
80. The District’s proposed elemen tary emotional support classroom
would be staffed by a full-time teacher with three full-time aides for
eight children, one aide assigned specifically to Student. (SD-27.21,
N.T. 150-15, 159 II)
81. Under the proposed placement, St udent would receive art, music,
physical education, library, and homeroom activities such as morning
song, calendar, projects, story time and reading buddies in the regular
education setting and math, reading a nd social skills instruction in the
emotional support classroom. (SD-27.24)
82. The September IEP was accompan ied by a BIP that included student
objectives, behaviors to be taught , evaluation methods, reinforcement
strategies and conse quences. (SD-27.29, 27.30)
83. On July 28, 2006, Parent, thr ough counsel requested a due process
hearing.
Discussion
The IDEA requires that states pr ovide a “free appropriate public
education” “FAPE” to all student s who qualify for special education
services. 20 U.S.C. §1412. In Board of Education of Hendrick Hudson
Central School District v. Rowley , 458 U.S. 176 (1982), the U.S. Supreme
Court held that this requirement is met by providing personalized instruction
and support services to permit the ch ild to benefit educationally from the
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instruction, providing the procedures set forth in the Act are followed. The
Rowley standard is only met when a child 's program provides him or her
with more than a trivial or de minimus educational benefit. Polk v. Central
Susquehanna Intermediate Unit 16 , 853 F.2d 171 (3
rd
Cir. 1988). This
entitlement is delivered by way of the IEP, a detailed written statement
arrived at by the IEP team which summ arizes the child’s abilities, outlines
goals for the child’s education, and specifies the services the child will
receive. Oberti v. Board of Education , 995 F.2d 1204 (3d Cir. 1993). School
districts are not required to provide th e optimal level of services. Carlisle
Area School District v. Scott P. , supra. However, a program that confers
only trivial or minimal benefit is not appropriate. Polk.
The appropriateness of the IEP is judged based on information known
at the time it is drafted. Fuhrman v. East Hanover Board of Education , 993
F.2d 1031 (3d Cir. 1993). Under the IDEA and its implementing regulations,
an IEP for a child with a disability must include present levels of educational
performance, measurable annual goals and short term instructional
objectives, appropriate objective criteri a by which it may be determined on
at least an annual basis whether shor t term objectives are being achieved,
and the specially designed instructi on which will be pr ovided. 34 C.F.R.
§300.347. Of utmost import, the IEP must be responsive to the child’s
identified educational needs. §300.346. Pursuant to because Schaffer v.
Weast, 126 S. Ct. 528 (2005), the Parent bears the burden of proof in this
due process proceeding.
IEE Reimbursement
Early in the 2005-2006 school year, Student displayed difficult
behavior and physical aggression in the classroom. (FF. 2-8 ) In October,
Student was referred to the instructional support team, “IST”, to address
concerns about academic performance, poor impulse control and off task
oppositional and disruptive behaviors. (FF. 14-15) After the IST meeting,
several recommendations were made to address Student’s oppositional and
disruptive behaviors including that Student receive a multi-disciplinary
evaluation. (FF.16-17) On October 20, 2005, Parent consented to an
evaluation of Student. (FF. 9, 18 ) On January 26, 2006, the team issued its
evaluation report. (FF. 21-28) Shortly thereafter, at a meeting with Parents,
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the evaluation was presented. (FF. 33) Parents indicated their disagreement
to the report with their signatures. (FF. 34) On February 6, Parent requested
an independent educational evaluation at public expense. (FF. 36) The
District refused this request. (FF. 37, 46)
First, Parents contend that th e District conducted evaluation was
inadequate and that they are entitled to an independent evaluation at public
expense. Specifically, Parents assert that the District evaluation was not
appropriate because it failed to accurately identify Student as learning
disabled and as “other health impaired” “OHI”. Furthermore, they contend
that the District’s evaluation did not provide sufficient information to
develop an appropriate IEP and behavior intervention plan, “BIP”.
Under the implementing regulations that govern the provision of special
education, a Parent is entitled to reimbursement for a privately obtained
evaluation in certain circumstances, as follows:
(b) Parent right to evaluation at public expense.
(1) A parent has the right to an independent educational evaluation at
public expense if the parent disa grees with an evaluation obtained by
the public agency.
(2) If a parent requests an independent educational evaluation at
public expense, the public agency must, without unnecessary delay,
either—
(i) Initiate a hearing under §300. 507 to show that its evaluation
is appropriate; or
(ii) Ensure that an independent educational evaluation is
provided at public expense, unless the agency demonstrates in a
hearing under §300.507 that the evaluation obtained by the
parent did not meet agency criteria.
(3) If the public agency initiates a hearing and the final decision is that
the agency's evaluation is appropriate, the parent still has the right to
an independent educational evaluation, but not at public expense.
(4) If a parent requests an independent educational evaluation, the
public agency may ask for the parent's reason why he or she objects to
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the public evaluation. However, the explanation by the parent may not
be required and the public agency may not unreasonably delay either
providing the independent educational evaluation at public expense or
initiating a due process hearing to defend the public evaluation.
34 C.F.R. 300.502
Consistent with the above regulations , the Appeals Panel in In re: K.S.
Spec. Ed. Op. No. 1760 set forth a four part analysis to determine whether a
Parent can be reimbursed for an IEE. Those grounds are: 1) Whether the
Parent expressed disagreement with the evaluation provided by the District;
2) Did the District, without unnecessary delay, initiate due process
proceedings to determine the appropriateness of its evaluation; 3) Is the
District’s evaluation appropriate; 4) Is the Parent’s IEE appropriate ?
In this case, the District complete d its evaluation of Student in January
2006. (FF. 21) A team meeting was held, the evaluation results were
discussed and Parents indicated their disagreement on the signature page of
the ER. (FF. 19, 33-34) Shortly thereafter, on February 6, Parent contacted
the District and requested an independent evaluation. (FF. 36) With respect
to the first requirement that the Parent expressed disagreement with the
evaluation obtained by the public agency. Thus the first factor has been
satisfied.
Under the second requirement, the Dist rict, in this case did not agree
to fund the private evaluation; nor did they “without unnecessary delay”
commence a due process hearing to defend the evaluation that they
provided. Instead, the Parent quickly requested a hearing ostensibly to
address the reimbursement issue. (FF. 36, 45, 51) As the parties were
already on their way to due process where the District would have had
defend its evaluation this element has been satisfied.
The third requirement under K.S
. requires a determination of the
appropriateness of the District conducted ER. A properly conducted
evaluation is crucial for the development of responsive programming for all
disabled students generally and this student in particular. In this case, the
chief complaint alleged by Parent is that the District provided evaluation did
not recognize Student as eligible for special education on the basis of a
specific learning disability or as other health impaired “OHI” thus an
appropriate IEP and behavior intervention plan could not result. In support
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of this contention, Parent presented the testimony of the independent
evaluator, Mr. B. (FF.47-50) In his evaluation, Mr. B determined that
Student had a specific learning disability in reading and spelling, ADHD,
ODD, a generalized anxiety disorder and that his inappropriate behavior
was attributable to dysregulation, a neurobehavioral disorder. (FF. 47-50 )
The IEE was provided to the District in brief form in early May and a more
detailed version was made available in August. (FF. 53, 72)
Student was originally referred for a District evaluation to answer a
host of questions including the basis for his behavioral difficulties as well as
any discrepancies between his potential and functioning. (FF. 21) The
District issued its initial evaluation report in January 2006. That evaluation
report completely and comprehensively assessed Student in all areas of
suspected disability. It was appropriate.
First, the evaluation conducted by the District complied with both the
statute and the relevant regulations governing special education. See
generally, 20 U.S.C. 1414 (b) and (c).
The relevant regulations to the IDEA provide:
Determination of needed evaluation data.
(a) Review of existing evaluation data. As part of an initial
evaluation (if appropriate) and as part of any reevaluation under
Part B of the Act, a group that includes the individuals described in
§300.344, and other qualified professionals, as appropriate, shall -
(1) Review existing evaluation data on the child, including—
(i) Evaluations and information provided by the parents of the
child;
(ii) Current classroom-based assessments and observations; and
(iii) Observations by teachers and related services providers; and
(2) On the basis of that review, and input from the child's parents,
identify what additional data, if any, are needed to determine –
(i) Whether the child has a particular category of disability, as
described in §300.7, or, in case of a reevaluation of a child,
whether the child continues to have such a disability;
(ii) The present levels of performance and educational needs of the
child;
(iii) Whether the child needs special education and related services,
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or in the case of a reevaluation of a child, whether the child
continues to need special education and related services; and
(iv) Whether any additions or modifications to the special
education and related services are needed to enable the child to
meet the measurable annual goals set out in the IEP of the child
and to participate, as appropriate, in the general curriculum.
(b) Conduct of review. The group described in paragraph (a) of this
section may conduct its review without a meeting.
(c) Need for additional data. The public agency shall administer
tests and other evaluation materials as may be needed to produce
the data identified under paragraph (a) of this section.
(d) Requirements if additional data are not needed.
(1) If the determination under paragraph (a) of this section is that
no additional data are needed to determine whether the child
continues to be a child with a disability, the public agency shall
notify the child's parents—
(i) Of that determination and the reasons for it; and
(ii) Of the right of the parents to request an assessment to
determine whether, for purposes of services under this part, the
child continues to be a child with a disability.
(2) The public agency is not required to conduct the assessment
described in paragraph (d)(1)(ii) of this section unless requested to.
34 C.F.R. Section 300.533.
In this case, the District condu cted evaluation summarized previous
psychological, psychiatric and speech evaluations. (FF. 20, 22) It provided
information from the Parent and detailed information on Student’s social,
physical and educational history from wrap around meeting summaries.
(FF.27 ) Furthermore, IST plans and notes were incorporated providing
detailed information regarding the behavioral approaches attempted with
Student and their success. (FF. 22, ) Curriculum based assessments
conducted from September 2005 through January 2006 were also reproduced
along with the results of classroom observations. (FF. 22 ) Overall, the
District conducted evaluation was technically sufficient and complied with
the applicable law.
The evaluation conducted by the Di strict specifically found Student
eligible for special education on the basis of emotional disturbance and a
speech-language impairment. (FF. 21) The evidence has established that
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conclusion to be accurate and the District conducted evaluation to be
appropriate. The school psychologist credibly offered that Student’s
achievement was directly affected by his emotional disturbance, an express
exclusion under the IDEA for purposes of determining a learning disability.
See 34 C.F.R. 300.541. (FF. 31-32 ) On the contrary, in his report, Mr. B,
when discussing Student’s learning disability specifically excluded, the
emotional disturbance “rule out” when he explained the rationale for his
diagnosis but ultimately agreed that emotional disturbance should be
Student’s primary category for classification. (FF. 47, 50) The IEE obtained
by Parent and supplied to the District provided additional information that
ultimately proved useful by the team; however, the standard is not whether
the IEE is better but rather whether the District provided evaluation was
appropriate. It was. Based on this conclusion, analysis of the
appropriateness of the IEE, obtained by Parent is not warranted. Parent shall
not be reimbursed for the IEE.
FAPE: 2005-2006
4
In February 2006, the IEP team met and drafted an IEP for the
balance of Student’s 2005-2006 school year. (FF. 38-39, 41) Parent did not
attend that meeting. (FF. 40) That IEP fully and completely described
Student’s present levels of academic achievement, his functional
performance, his strengths and needs, and provided goals intended to
address Student’s identified areas of weakness.
On March 7, 2006, the District se nt the IEP to Parent, along with a
NOREP, offering a special education program and placement. (FF.40)
Parent did not return the NOREP nor communicate with the District either
acceptance or rejection of the proposal. (FF. 40) No special education
programming was implemented for Student. (FF. 69) In this same
timeframe, Parent requested a due process hearing seeking an IEE funded by
the District. (FF. 45) As a result, all negotiations and productive
communication between the parties relative to the development of a program
for Student slowed. (FF. 54) Student remained in his pendent placement, in
the regular education setting. (FF. 69) Despite this status, the District
continued to implement, through the IST, a variety of measures designed to
address Student’s complex behavioral needs chief of which was a detailed
4 Parties agree that if a claim for compensatory education arises, the applicable timeframe for computation
is from April 2006 onward.
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list of interventions incorporated in his kindergarten classroom. (FF. 11-13,
52, 61- 63) As a result, Student did make academic progress during the
2005-2006 school year. (FF. 10, 59) His behavioral progress, however,
remained inconsistent. (FF.15, 60, 64-68 )The IEP offered in February
although not implemented, fulfilled all legal requirements and was
responsive to Student’s needs as determined by the January ER and was
calculated to provide meaningful educational benefit.
On May 16, 2006, the IEP team conve ned with Parent in attendance.
(FF. 54-56) After the meeting, Parent did not approve the NOREP
accompanying the IEP. (FF. 57). As a result no IEP was in place during the
2005-2006 school year. Based on the foregoing circumstances, Parent has
not established that the District failed to provide FAPE during the 2005-
2006 school year.
ESY 2006
Parent also contends that Student was denied FAPE because of the
District’s failure to provide extended school years services, “ESY”, during
the summer of 2006. Federal and Pennsylvania special education regulations
provide that determinations with respect to eligibility for ESY, and services
necessary for the provision of FAPE in the ESY program, lie with the IEP
team. 34 CFR §300.309(a); 22 Pa. Code §14.132. The purpose of ESY
services is to avoid the regression and poor recoupment experienced by
some eligible students. If regression during program breaks and subsequent
recoupment makes it “unlikely the student will maintain the skills and
behaviors relevant to IEP goals and objectives,” then ESY is required,
without which, the school year IEP would not provide FAPE. 22 PA Code §
14.132 (2) (iii).
In this case, the team concluded that Student did not require ESY
services. (FF. 42, 70-71) The right to receive ESY is not mandated by the
law only the right to consideration for such programming if specific criteria
is satisfied. In this case, the Parent has not conclusively established that
Student was denied FAPE because he did not receive ESY. On the contrary,
the District, through testimony, has established that a consideration of ESY
did occur. (FF. 42, 70 ) Accordingly, FAPE was not denied Student.
FAPE: September 2006-present
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Finally, Parent contends that both the program and placement
proposed for the current school year are inappropriate. Specifically, Parent
asserts that the proposed emotional support placement is not consistent with
the independent evaluator’s recommendation. Additionally Parent contends
that the offered modifications, aids and supports are insufficient and the
proposed behavior support plan is inadequate. Based on the evidence
presented, Parent has not established that the District has failed in its
obligation to offer Student FAPE.
In his report, Mr. B concluded that Student would benefit from a
positive behavior management plan, a crisis management plan, a consistent
support person, speech- language therapy and a remedial reading program.
(FF. 47-50) Furthermore, Mr. B opined that Student’s programming should
occur within a regular education program so that he could benefit from
“good models from whom he can learn”. (FF. 47-50) In support of this
contention, Mr. B offered that on the day of his observation, Student
appeared to take cues from other students. (FF. 47-50) The District, on the
other hand offered the highly credible testimony of Student’s kindergarten
teacher who was with Student nearly every day. (FF.60-65) She was
consistent in her testimony that modeling offered limited, if any, benefit to
Student. (FF. 60-65 ) The documentary evidence also supports this
conclusion as Student’s behavior remained problematic most of the year
although he participated in a regular education setting. (FF. 35, 66-68 ) If
placed in a the recommended emotional support setting, Student would get
the benefit of intensive intervention he so desperately needs as well as the
opportunity to participate with his peers in regular education on daily basis.
This mixture of both exposure to regular education with the added support
of special education would give Student the added boost he needs to grow,
develop and be taught the skills necessary for his both his academic an
emotional success.
The modifications and supports offered by the District are adequate.
The proffered IEP contained a detailed and complete list of specially
designed instruction and program modifications designed to ensure
Student’s continued development. (FF. 73) Those services included the
involvement of a one on one aide, social skills training, the inclusion of a
crisis plan (also recommended by Mr. B) the teaching of anger management
strategies among many, many others. (FF. 74-82 )
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In addition to the IEP, the District has also offered a BIP. (FF. 82)
After a review of the record in this case, that too is sufficient and calculated
to deliver FAPE to Student. In order for a BIP to be effective and address a
Student’s needs, the FBA upon which it is premised must be accurate. In
this case, the District conducted a FBA as a component of its evaluation.
(FF. 29-30, 43-44) From that information, a BIP was developed. (FF. 43-44)
The ER and FBA completed in January 2006 identified Student as
displaying poor impulse control, off-task, disruptive, defiant and aggressive
behaviors. (FF. 21, 29-31 ) The ER recommended that Student receive SDI
within an emotional support classroom, behavior management and social
skills training. (FF. 21 ) Behavior support programs should include a
variety of techniques which permit a student to develop and maintain skills
which address problem behaviors. 22 Pa. Code. § 14.133. A behavioral
intervention plan can include, when appropriate: (1) strategies, including
positive behavioral interventions, strategies, and supports; (2) program
modifications; and (3) supplementary aids and services that may be required
to address the problem behavior.
The BIP in this case clearly lists Student’s objectives, the behaviors in
which he will receive instruction and the evaluation monitoring method.
(FF. 56) The BIP contained a lengthy list of interventions and reinforcement
strategies (consistent routine, extra privileges, contract, timer for self-
monitoring, verbal reminders, tangibles) as well as consequences to be
reviewed before certain behaviors. (FF. 56 ) Many of these strategies were
also recommended by Mr. B. (FF. 47, 56 ) Overall, this BIP is appropriate
and responsive to Student’s needs as identified in the ER.
The proffered IEP and goals are also appropriate. Student has many,
many strengths and certainly the ability to do well academically. (FF. 21, 23,
24, 73) He also has some academic de ficits because of missed instructional
opportunities. (FF. 21, 47, 64, 75) His reading needs as identified by the
team included sound fluency, letter/ sound relationships, word reading and
vocabulary retrieval. (FF. 21, 76) In math, his needs are numerical literacy,
math vocabulary an numerical operations. (FF. 21,76) By far his
social/emotional needs overshadow th e academic weaknesses. (FF. 75-76)
His needs in that area are non complian ce with directions, expression of
anger, frustration, physically inappr opriate behaviors and lacking self
control. (FF. 21, 74 ) In speech langua ge, Student has needs in articulation,
social language, following directions and word finding. (FF. 28, 78)
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Review of the proffered IEP in conj unction with the appropriate ER
reveals that the team recommendations were adopted. The IEP contains both
reading and math goals. (FF.75-77) It also contains the necessary goals
designed to address Student’s behavior al and speech-language needs. (FF.
78 ) In the emotional support classr oom, Student can be taught to recognize
his behavioral triggers and the focu s can be jointly placed on behavioral
management within an acad emic context. (FF. 79-81) Overall, the District
has offered Student a program and placement for the 2006-2007 school year
calculated to provide a meaningful, i ndividualized educational experience.
FAPE was offered to this Student.
ORDER
And now, this 2nd day of December 2006
1. The District has offered FAPE since April 2006;
2. The proposed program and placement of the District is
appropriate;
3. The District’s evaluation is appropriate and Parents are not
entitled to reimbursement for the privately obtained
independent educational evaluation.
Joy W. Fleming
Joy W. Fleming
Special Education Hearing Officer
