Environmental Charter School at Frick Park | Case 24520-20-21 | 2022-02-28
Pennsylvania special education due-process decision
- Case number
- 24520-20-21
- Date
- 02/28/2022
- Parties / district (official listing)
- Environmental Charter School at Frick Park
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Individualized Education Program Pendency Parent Rights
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Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania Special Education Hearing Officer
Final Decision and O rder
Closed Hearing
ODR File Number:
24520-20-21
Child’s Name:
J.E
Date of Birth:
[redacted]
Parent:
[redacted]
Counsel for Parent:
None
Local Education Agency:
Environmental Charter School at Frick Park
5525 Columbo Street
Pittsburgh, PA 15206
Counsel for LEA:
Nicole Snyder, Esquire
350 Eagleview Boulevard, Suite 100
Exton, PA 19341
Hearing Officer:
Cathy A. Skidmore, Esquire
Date of Decision:
02/28/2022
Page 2
INTRODUCTION
The student, J.E. (Student),1 is a primary elementary school-aged
student in the Environmental Charter School at Frick Park (School). Student
has been identified as eligible for special education pursuant to the
Individuals with Disabilities Education Act (IDEA).
2 This case has a lengthy
procedural history that is summarized below.
This case was initiated by the School when it filed a Complaint seeking
a declaration that its program proposed for Student in February 2020 was
appropriate, and that it otherwise complied with the IDEA regarding Student.
The record has concluded and the issue is ripe for decision. Following review
of the record and for all of the reasons set forth below,
3 the School’s claim
must be granted.
PROCEDURAL HISTORY
1. A Complaint was filed by the School in
January 2021, seeking a determination that
its proposed program in February 2020, as
revised in October and November 2020, was
appropriate for Student; and that it
complied with the IDEA in all respects. The
1 In the interest of confidentiality and privacy, Student’s name, gender, and other
potentially identifiable information are not used in the body of this decision. All personally
identifiable information, including details appearing on the cover page of this decision, will
be redacted prior to its posting on the website of the Office for Dispute Resolution (ODR) in
compliance with its obligation to make special education hearing officer decisions available
to the public pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in
34 C.F.R. §§ 300.1 – 300. 818. The applicable Pennsylvania regulations pertaining to
charter schools are set forth in 22 Pa. Code §§ 711.1 – 711.62.
3 References to the record throughout this decision will be to the Notes of Testimony (N.T.)
for hearing sessions, School District Exhibits (S-) followed by the exhibit number, and
Hearing Officer Exhibits (HO-) followed by the exhibit number. Citations to conference calls
held on the record will be to N.T. Conference Call with the date specified.
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Page 3
School filed an Amended Complaint on
February 5, 2021. Pursuant to the
applicable regulations, a final decision was
due 45 days after the date of the filing of
the Amended Complaint.
4 (Complaint;
Amended Complaint; HO-1 at 1; HO-2.)5
2. A series of prehearing and interim orders
followed the initial and Amended
Complaints, addressing a variety of issues.
(HO-2 through HO-28.)
6
3. A Motion to Compel the School’s production
of education records was granted on March
18, 2021. The School complied with all
related directives. (HO-3; HO-4; HO-7; HO-
22.)
4. On May 10, 2021, the School’s Motion for
an order of pendency was granted for
implementation of the January 2020
Individualized Education Program (IEP) as
set forth in the October and November 2020
Notices of Recommended Educational
Placement (NOREPs). That order followed
several IEP meetings, two mediation
4 34 C.F.R. §§ 300.508(d), 300.515(a). As permitted by the regulations, the decision due
date was extended on multiple occasions on specific request of a party. 34 C.F.R. §
300.515(c).
5 Certain provisions of the Amended Complaint were subsequently stricken. (HO-5.)
6 Among those were orders addressing requested accommodations. All accommodations
were granted in one form or another, but not necessary precisely as sought. (HO-4; HO-
16; HO-22; HO-25.)
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sessions that resulted in an agreement for
an Independent Educational Evaluation
(IEE), and three conference calls held on
the record, all of which together resulted in
continuances of the hearing date.
7 The
pendency ordered was subsequently
modified in August, October, and December
2021. (HO-6; HO-14; HO-19; HO-24.)
8
5. A hearing scheduled in June 2021 was
continued after the Parent sought a lengthy
delay for medical reasons, and the School
advised of a scheduling conflict on the
hearing date.
9 A new hearing date was set
for July 2021 based on mutual availability,
and additional directives were issued for
hearing preparation. (HO-8; HO-9; HO-10;
HO-11; HO-12; HO-13.)
6. As part of the hearing planning directives,
the parties were directed to submit offers of
proof for all witnesses the party intended to
call to testify. The School complied; the
Parent did not, even after requesting an
7 The Parent was also represented by counsel for a brief period of time.
8 In a response to the School’s Motion to modify pendency in August 2021, the Parent
referenced a number of purported exhibits that were never provided via either of the ODR-
arranged electronic file sharing services or through hard copy submission. (HO -14; HO-27.)
In any event, a majority of the documents the Parent referenced are already part of the
record as School or Hearing Officer exhibits; the probative value of the remaining few
documents to the issue of pendency was not established by the Parent. and is not readily
apparent.
9 Inexplicably, the Parent subsequently objected to the continuance. (See N.T. 7-8.)
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extension of time that was granted. (N.T.
50-56, 109-10; HO-9; HO-10.)
7. The July 2021 hearing convened as an initial
session without the presentation of
evidence, and was effectively cancelled,
following the Parent’s report the night
before of a medical emergency. The matter
was continued over the School’s objection
at that time. (N.T. at 3-21.)
8. Additional hearing sessions were scheduled
for mutually-agreed late August 2021 dates.
Also in August 2021, the School was
granted permission to conduct a
reevaluation of Student following
completion of the IEE. Other directives
were later issued regarding a School
evaluation of Student. (HO-13; HO-23.)
9. The second hearing session held in late
August 2021 again did not include
presentation of evidence. Over the School’s
objection, the Parent’s request to
reschedule the remaining August sessions in
order to permit in-person sessions
10 at an
agreed facility and on agreed dates in
September and October 2021 was granted.
A revised order for pendent services
10 The first two hearing sessions convened remotely due to the COVID-19 pandemic. (N.T.
3, 25.)
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followed shortly thereafter. (N.T. 40-43,
58-60; HO-14.)11
10. The third hearing session held in September
2021 was converted to a remote session
based on a report of an individual with
recent COVID-19 exposure who planned to
attend. No evidence was presented at that
session after the Parent objected to
proceeding remotely despite the School’s
intention to proceed. (N.T. 120-29.)
11. The fourth and fifth sessions convened in
late October 2021 as had been previously
and mutually agreed. Several hours before
the first of those was to begin, the Parent
sought rescheduling due to illness. This
hearing officer denied the request, granting
the School’s objection to further delay. The
Parent’s subsequent motion to strike those
proceedings was denied. (N.T. 137-31; HO-
21.)
12. On November 23, 2021, the Parent provided
a medical excuse
12 and sought to schedule
additional sessions and extend the decision
due date. The request to schedule
additional sessions was granted and the
11 The Parent did file a Complaint in late August 2021 that was limited to extended school
year services in 2021. That Complaint, assigned ODR File No. 25632 -21-22, was dismissed
on procedural grounds.
12 The medical professional’s apparent criticism of the School’s actions taken to limit its
students’ exposure to COVID-19, however, is puzzling at best.
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decision due date extended over objection
of the School. The Parent was directed to
submit proposed dates within a specified
timeframe no later than December 7, 2021;
the parties were also advised that further
delays and extensions of the decision due
date were not likely to be granted and that
the failure to provide hearing dates in a
timely manner would almost certainly result
in a decision by the decision due date of
February 28, 2022, without further hearing
sessions. (HO-20; HO-25.)
13. Immediately following the undersigned’s
November 23, 2021 ruling on additional
hearing sessions and extension of the
decision due date, the School sought to
modify the existing pendency order to
establish the newly November 2021 IEP as
the pendent program. That Motion was
deferred pending another evidentiary
hearing. (HO-24.)
14. In mid-January 2022, more than a month
late, the Parent asked about possible
February 2022 hearing dates. Despite the
delay, two hearing dates were scheduled for
mid-February 2022 at a convenient location,
on dates when both parties and the hearing
officer were available. Specific parameters
were set forth for those hearing sessions
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including a specified due date for submitting
all exhibits. (HO-26.)
15. Approximately one week prior to the
February 2022 hearing sessions, the Parent
communicated an inability to access and
submit exhibits, a request for multiple
additional hearing sessions, and objections
to the parameters set forth for the February
2022 hearings; she further expressed her
intention to pursue claims not presented in
the pending School Complaint. These
reasons were set forth as a basis for
another delay, of indeterminate length. The
Parent did not identify the non-LEA
attendees for the scheduled February
hearing dates, information known to be
necessary for the security department of
the hearing location; the Parent also did not
timely convey any intention to proceed with
those sessions. After careful consideration
by the undersigned, those hearing sessions
were cancelled and a process for filing final
position statements was outlined, consistent
with the School’s objection to further
delays. (HO-27.)
16. The parties were informed on multiple
occasions that the hearing would address
only the issues presented in a Complaint.
(See, e.g., N.T. 64-66, 109-10; HO-2 at 3;
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HO-26; N.T. Conference Call 3/18/21 at 15,
19-20.)
ISSUES
1. Whether the School’s IEP of January 2020,
as modified in October and November 2020,
was appropriate for Student; and
2. Whether the School has otherwise complied
with its obligations to Student under the
IDEA?
13
FINDINGS OF FACT
1. Student is an early elementary school-aged child and was enrolled in
the School [redacted] in the fall of 2019. Student previously received
early intervention and preschool services. (S-14 at 3-4.)
2. Student was identified by the School as eligible for special education
based on Autism Spectrum Disorder, Other Health Impairment, and
Specific Learning Disability. (S-14.)
3. The School conducted an initial evaluation of Student that was
completed in January 2020. Parent input into the Evaluation Report
(ER) reflected some developmental delays, a history of seizures, and a
diagnosis of Attention-Deficit/Hyperactivity Disorder (ADHD) at age
three. Student’s diagnosis of Autism was also noted at the age of five.
The Parent reported Student’s difficulty with the transition to school-
13 The Issues are derived from the Complaint and Amended Complaint, though phrased
somewhat differently. The issues to be decided were identified on the record as those set
forth in the Complaint and Amended Complaint. (N.T. Conference Call 3/18/21 at 16-17.)
The School’s additional claims in the Complaint for relief in the form of pendency orders are
now moot. (HO- 6; HO-14; HO-19; HO-24.)
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age programming and a number of strengths (including musical talent,
creativity, technology skills, and an interest in nonfiction) and needs
(including transitions, regulating emotions, attention and focus on
tasks, safety concerns, and fine motor and sensory deficits). (N.T.
241-42; S-14 at 3-5.)
4. The January 2020 ER summarized various prior evaluations, including
neuropsychological evaluations in September 2017 and August 2018.
The results of those were fairly consistent, reflecting overall average
range cognitive functioning and ADHD in addition to Autism. (S-14 at
6-13.)
5. The January 2020 ER also incorporated results of a Functional Behavior
Assessment (FBA) in January 2019, based on concerns with physical
and verbal aggression toward others. The hypothesized functions of
those behaviors were to escape non-preferred tasks and obtain
preferred tasks/objects. (S-14 at 6.)
6. Behavioral service recommendations by a private provider in June
2019 were summarized for the January 2020 ER, and included an
outside behavioral specialist consultant and therapeutic staff support,
in addition to group social skills services. (S-14 at 5-6.)
7. Current classroom-based assessments were reported in the January
2020 ER in addition to progress monitoring reports on goals in the
then-current IEP. Teacher input into the evaluation identified a
number of areas of strength (including early basic reading and
mathematics skills) and need (including fine motor skills, additional
phonics skills, prompting and redirection, attending to tasks, making
transitions, and behavioral regulation). Occupational therapy
information describing sensory needs, and a summary of a previous
evaluation was also included. (S-14 at 14-17.)
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8. Assessment of academic achievement for the January 2020 ER yielded
below average range scores on an early reading skill subtest and on
the Written Expression and Mathematics composites. Student’s fine
motor skill weaknesses adversely impacted Student’s performance on
writing tasks. Additional assessment of phonological processing
confirmed areas of deficit and some areas of relative strength, but
overall weak skills. (S-14 at 19-22.)
9. The Behavior Assessment System for Children – Third Edition (BASC-
3) was utilized for the January 2020 ER. Parent ratings endorsed
clinically significant concerns with hyperactivity, aggression,
depression, atypicality, withdrawal, attention problems, adapability,
and activities of daily living; at-risk concerns were noted with the
additional areas of anxiety, social skills, leadership, and functional
communication. The School rater endorsed clinically significant
concerns with hyperactivity, aggression, conduct problems, anxiety,
depression, atypicality, withdrawal, and adaptability; at-risk concerns
were noted with attention problems, study skills, and functional
communication. (S-14 at 22-25.)
10. The Gilliam Autism Rating Scale – Third Edition rating scales for the
January 2020 ER were somewhat variable between home and school,
but all raters reported overall very likely range scores for Autism. (S -
14 at 25-27.)
11. Speech/language evaluation for the January 2020 ER identified age-
appropriate expressive and receptive language skills, age-appropriate
articulation skills, and relatively weak pragmatic and social language
skills. Speech/language therapy was not recommended at that time.
(S-14 at 29-32.)
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12. A new FBA completed for the January 2020 ER identified the following
behaviors of concern: physical aggression, work refusal, inappropriate
language (generally verbal aggression), and disruptive behavior. The
hypothesized functions of the behaviors were to escape a task demand
and gain attention. (S-14 at 27-29; S-13.)
13. The January 2020 ER identified a number of areas of strength and
need, with the latter including academic weakness in reading, writing,
and mathematics skills; behavioral support; full time one-on-one
support; prompts and cuing; support for transitions; self-regulation
skills; sensory needs; fine motor skills; and support for safety needs.
Student was determined to be eligible for special education based on
Autism Spectrum Disorder, Other Health Impairment (ADHD), and
Specific Learning Disability in basic reading skills. Recommendations
were for special education (learning and autistic support), a personal
care assistant (PCA), occupational therapy, and a Positive Behavior
Support Plan (PBSP) along with specialized transportation and
supports for social skills. (S-14.)
14. The Parent agreed with the ER, but added Dyslexia and Dysgraphia to
that agreement. (S-14 at 38.)
15. An IEP was developed in February 2020 over two meetings of the
team. That IEP summarized results of the recent ER and added
additional curriculum based assessment and other current information.
At that time, Student was not meeting grade level benchmarks on
measures of literacy and mathematics skills. (N.T. 179-81; S-17; S-
19.)
16. Goals in the February 2020 IEP addressed reading (sight word fluency
and early phonics) skills; occupational therapy skills (fine motor skills,
sensory processing/self-regulation); and behavior support (task
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completion and coping skills). A PBSP was part of this IEP, with
antecedent strategies, replacement behaviors, and consequences for
engaging in replacement and problematic behaviors. Program
modifications/items of specially designed instruction included the
PBSP; support for transitions; redirection and prompting; support for
fine motor skill development; a safety plan; and limited distractions.
The PCA, occupational therapy, and transportation were specified
related services along with nursing services and a seizure action plan.
The program was autistic and learning support at an itinerant level,
with Student participating in regular education except for thirty
minutes of daily learning support, thirty minutes of weekly autistic
support, and thirty minutes per week of occupational therapy. Student
was also determined to be eligible for extended school year (ESY)
services. (S-17.)
17. The School thereafter issued a NOREP that was not returned; the
Parent also did not file for due process or mediation.
14 (HO-6; S-18;
S-24 at 3.)
18. The School implemented the February 2020 IEP after the Parent failed
to return the NOREP. (N.T. 182.)
19. Progress monitoring data after schools closed was limited because of
the timing of the February 2020 IEP in relation to the third quarter,
and the school closures that impacted the third and fourth quarters.
(S-22 at 32-33, 35, 37, 39.)
14 ODR confirmed that no such request was made in 2020. (Email message on file with
ODR and the undersigned.)
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20. Schools were closed on March 13, 2020 and remained closed through
the end of the 2019-20 school year by order of the Governor due to
the COVID-19 pandemic.
15
21. The February 2020 IEP was revised in March 2020 following the
closure of schools. (S-17 at 6.)
22. The February 2020 IEP was revised again in June 2020 to reflect the
ESY program Student would attend. The Parent requested mediation
regarding ESY programming, but did not formally make such a request
at that time.
16 (N.T. 188; S-22; S-24.)
2020-21 School Year
23. In October 2020, the School issued a NOREP that provided for a return
to in person instruction for a portion of the school day. The Parent did
not return the form; she also did not request mediation or due
process.
17 (N.T. 186-878; S-31.)
24. The School implemented the program described in the October 2020
NOREP. (N.T. 192.)
25. The School issued another NOREP in November 2020 that provided for
additional in person instruction. The Parent did not return the form
but agreed to a revised proposal via text message. (N.T. 194-95; S-
35; S-36.)
26. The School implemented the program described in the November 2020
NOREP. (N.T. 195.)
15 Notice is taken of the orders of the Governor of the Commonwealth of Pennsylvania, see
https://www.governor.pa.gov/newsroom/governor-wolf-announces-closure-of-
pennsylvania-schools/ and https://www.governor.pa.gov/newsroom/governor-wolf-extends-
school-closure-for-remainder-of-academic-year/ (last visited February 11, 2022).
16 See n. 14, supra.
17 Id.
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27. A new IEP was developed in January 2021. The Parent did not
respond to repeated efforts by the School to attend a meeting for that
IEP. (S-48 at 1-2, 33.)
28. The January 2021 IEP summarized curriculum based assessment and
other current information including progress on goals; teacher and
related service provider input was also included. At that time, Student
had mastered the sensory processing/self-regulation and coping skills
goals; but had not met the reading, fine motor, and behavior goals.
(S-48.)
29. Goals in the January 2021 IEP maintained goals not previously met,
and added new goals. The goals addressed reading (fluency and early
phonics) skills; occupational therapy skills (self-regulation, and fine
motor skills slightly revised from the previous IEP); and behavior
support (task completion and coping skills). The PBSP was modified to
add new antecedent strategies. Program modifications/items of
specially designed instruction were essentially maintained: the PBSP;
support for transitions; redirection and prompting; support for fine
motor skill development; and limited distractions. The PCA,
occupational therapy, and transportation were specified related
services along with nursing services and a seizure action plan. The
program remained autistic and learning support at an itinerant level;
Student was also eligible for ESY services. (S-48.)
30. The School sent a NOREP on February 2, 2021 to the Parent that was
not returned. (N.T. 199-200; S-49.)
31. The January 2021 IEP was revised in February 2021 to reflect detail
about ESY services; and again in April 2021 to document the parties’
agreement to increase the level of learning support. Slight
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modifications to goals were also suggested to reflect current
functioning. (N.T. 202; S-55.)
32. The School offered COVID Compensatory Services (CCS) in May 2021
via a NOREP based on Student’s recoupment following a return to in
person instruction in the fall of 2020. The Parent did not respond to
the NOREP. (N.T. 203, 208, 365-66; S-57; S-58.)
Independent Educational Evaluation
33. In April 2021, the School agreed to the Parent’s request for an
Independent Educational Evaluation (IEE). (N.T. 201; S-56.)
34. The IEE was completed in May 2021 by a private pediatric
neuropsychologist who previously evaluated Student in 2018. The IEE
included a review of records and interview with the Parent. (S-62.)
35. During assessment administration for the IEE, Student exhibited
significant distractibility, inattention, impulsivity, task avoidance, and
frustration; the private psychologist determined that the results must
therefore be considered with caution since they likely provided an
underestimate of Student’s functioning. (S-62.)
36. Cognitive assessment for the IEE (Wechsler Intelligence Scale for
Children – Fifth Edition (WISC-V)) yielded an average range General
Ability Index score, consistent with previous results. (S-62 at 7, 9,
19.)
37. Academic achievement was assessed for the IEE (Wechsler Individual
Achievement Test – Fourth Edition (WIAT-IV)). Student’s scores were
overall in the average range on the mathematics numerical operations
subtest, but in the very low to extremely low range in all assessed
areas of basic reading and written expression with the exception of
orthographic fluency. (S-62 at 9, 21-22.)
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38. Assessment of behavioral/emotional functioning for the IEE yielded a
number of areas of clinical significance, including learning problems,
anxiety/depression, social problems, thought problems, attention
problems/ADHD, and aggressive/oppositional/rule-breaking behavior
by the Parent and/or teachers. (S-62 at 9-10, 22-23.)
39. Social/communication assessment for the IEE was completed through
Parent rating scales, confirming Student’s Autism Spectrum Disorder
diagnosis. Specific assessment of language skills reflected low
average to average range scores. (S-62 at 7-9, 22-23.)
40. Assessment of Student’s visual motor integration skills for the IEE was
somewhat variable but overall reflected weaknesses. (S-62 at 8, 20.)
41. Results of executive functioning skills was conducted through rating
scales for the IEE yielded scores indicating significant deficits. (S-62
at 8-9, 21.)
42. The private neuropsychologist reached the conclusion that Student
met diagnostic criteria for Autism Spectrum Disorder with a language
impairment; ADHD; Disruptive Mood Dysregulation Disorder;
Generalized Anxiety Disorder; and specific learning disabilities in the
areas of reading and written expression. (S-62.)
43. The private neuropsychologist provided a number of recommendations
in the IEE. Educationally, she recommended a program of increased
learning support (for 80% or more of the school day) for
individualized, one on one Language Arts and Mathematics instruction;
she also suggested daily push-in autistic support, weekly direct
speech/language and occupational therapy, and ESY services. She
also emphasized that the full-time PCA should be trained in Applied
Behavior Analysis, and that Student required in-person instruction.
Suggestions for instructional strategies, interventions, and
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accommodations were also provided for both home and school,
including behavioral health services at home. (S-62; S-70.)
Summer 2021
44. The School proposed ESY services for 2021; however, Student did not
attend its ESY program. (N.T. 213-15; S-67.)
45. In early June 2021, the School invited the Parent to an IEP meeting to
discuss revisions to Student’s IEP. The Parent returned the invitation
with revisions and comments, and noted her intention to attend. That
meeting convened. (S-63; S-64; S-65.)
46. An invitation to participate in a second IEP meeting to be held in late
June 2021 was issued. The Parent responded again with revisions and
comments, indicating her intention to attend. (S-68.)
2021-22 School Year
47. Student’s January 2021 IEP was revised again in August 2021 to
address the IEE recommendations. The Parent opted to have Student
be retained [redacted] for the 2021-22 school year.
18 (S-72; S-78; S-
84.)
48. The August 2021 IEP provided information on Student’s progress
toward IEP goals as of the end of the 2020-21 school year. Student
made steady progress toward the reading, behavior, and fine motor
skills goals, with mastery of the self-regulation goal. (S-78.)
49. The School proposed to revise the IEP to increase daily learning
support and weekly autistic support; increase occupational therapy
support; add weekly speech/language support; and provide for
training of the PCA. The level of special education support was also to
increase. (S-78.)
18 See Act 66 of 2021.
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50. The Parent disapproved the NOREP proposing the August 2021 IEP
revisions. (S-89.)
51. The School issued a pendent IEP following that August 2021 IEP
meeting consistent with a revision to the pendency order in place. (S-
99.)
52. The School conducted a reevaluation of Student in the fall of 2021 and
issued a Reevaluation Report (RR) on October 8, 2021. That report
did not contain input from the Parent because none was provided. (S-
87.)
53. The October 2021 RR summarized previous evaluations, including the
IEE. Input from the nurse was provided including the most recent plan
for addressing seizures. The results of curriculum-based assessments
was also included. (S-87.)
54. Teacher and related service providers gave input into the October
2021 RR, reflecting Student’s performance and functioning. They also
made recommendations for future programming. (S-87.)
55. The October 2021 RR reflected some new assessments including select
subtests of the WISC-V and WIAT-IV not previously administered for
the IEE. Teacher rating scales indicated a very high probability of
Autism Spectrum Disorder, and clinically significant areas of concern
on the BASC-3 and a measure of executive functioning. (S-87 at 30-
39.)
56. Assessment of speech/language functioning was conducted for the
October 2021 RR. Those results indicated a strength in receptive
language, and weakness in pragmatic language. (S-87 at 53-60.)
57. An FBA was also conducted in October 2021, examining the behaviors
identified in the January 2020 FBA that were essentially identical.
Multiple observations of Student’s behavior and its consequences were
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reported. The hypothesized functions of Student’s behaviors of
concern were to escape or avoid a task demand and gain attention or
obtain a desired object or activity, similar to the previous FBA. (S-86.)
58. Occupational therapy evaluation for the October 2021 RR identified
areas of strength and weakness, with the latter including some fine
motor skill functioning as well as sensory needs. (S-87 at 45-52.)
59. The October 2021 RR identified a number of educational strengths and
needs and recommendations for programming. Student was
determined to be eligible for special education based on Autism
Spectrum Disorder, Specific Learning Disability (basic reading and
written expression), Speech/Language Impairment; and Other Health
Impairment (due to ADHD and other diagnoses). (S-87.)
60. The School developed a new IEP for Student in November 2021
without the participation of the Parent despite efforts of the School for
her to attend a meeting. (S-97; S-100; S-101; S-102; S-104; S-105;
S-106; S-S-110; S-111; S-113; 115 at 6.)
61. Student has reportedly not attended school since late November 2021.
(S-115 at 6-7.)
19
DISCUSSION AND APPLICATION OF LAW
General Legal Principles
In general, the burden of proof is viewed as consisting of two
elements: the burden of production and the burden of persuasion. At the
outset of the discussion, it should be recognized that the burden of
persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S.
49, 62 (2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d
19 Though not a part of the evidentiary record and not properly before the hearing officer,
the parties reportedly have had new disagreements arise subsequent to the October 2021
hearing sessions. (HO- 26; HO-27; HO-28.)
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Cir. 2006). Accordingly, the burden of persuasion in this case must rest with
the School filing for this administrative hearing. Nevertheless, application of
this principle determines which party prevails only in those rare cases where
the evidence is evenly balanced or in “equipoise.” Schaffer, supra, 546 U.S.
at 58.
Special education hearing officers, in the role of fact-finders, are also
charged with the responsibility of making credibility determinations of the
witnesses who testify. See J. P. v. County School Board, 516 F.3d 254, 261
(4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District, 2014
U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute
Resolution (Quakertown Community School District), 88 A.3d 256, 266 (Pa.
Commw. 2014). Although this hearing officer found each of the witnesses
who testified to be credible and the demeanor of no witness suggested any
deception, the direct examinations were not subject to cross-examination,
through no fault of the School. The testimony was accorded weight as
needed where the documentary evidence was unclear. The findings of fact
were made as necessary to resolve the issues presented; thus, not all of the
evidence is explicitly cited. The School’s closing statement and final
position statement was also fully considered.
20
General IDEA Principles: Substantive Requirements
The IDEA requires each of the states to provide a “free appropriate
public education” (FAPE) to children who are eligible for special education
services. 20 U.S.C. § 1412. FAPE consists of both special education and
related services. 20 U.S.C. § 1401(9); 34 C.F.R. § 300.17. Some years
ago, in Board of Education v. Rowley, 458 U.S. 176 (1982), the U.S.
20 The parties were given opportunities on November 11 and 15, 2021 to provide closing
statements by November 30, 2021; those email message directives have been made part of
the record as HO-29. The parties were also given the opportunity to provide final position
statements by February 24, 2022. (HO -27.) The Parent did not submit either.
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Supreme Court addressed these statutory requirements, holding that the
FAPE mandates are met by providing personalized instruction and support
services that are designed to permit the child to benefit educationally from
the program and also comply with the procedural obligations in the Act.
The various states, through local educational agencies (LEAs), meet
the obligation of providing FAPE to an eligible student through development
and implementation of an IEP which is “‘reasonably calculated’ to enable the
child to receive ‘meaningful educational benefits’ in light of the student’s
‘intellectual potential.’ ” P.P. v. West Chester Area School District, 585 F.3d
727, 729-30 (3d Cir. 2009)(citations omitted). As the U.S. Supreme Court
has confirmed, an IEP “is constructed only after careful consideration of the
child’s present levels of achievement, disability, and potential for growth.”
Endrew F. v. Douglas County School District RE-1, ___ U.S. ___, ___, 137 S.
Ct. 988, 999, 197 L.Ed.2d 335, 350 (2017).
Individualization is, thus, the central consideration for purposes of the
IDEA. Nevertheless, an LEA is not obligated to “provide ‘the optimal level of
services,’ or incorporate every program requested by the child's parents.”
Ridley School District v. M.R., 680 F.3d 260, 269 (3d Cir. 2012). Rather, the
law demands services that are reasonable and appropriate in light of a
child’s unique circumstances, and not necessarily those that his or her
“loving parents” might desire. Endrew F., supra; see also Tucker v. Bay
Shore Union Free School District, 873 F.2d 563, 567 (2d Cir. 1989). A
proper assessment of whether a proposed IEP meets the above standard
must be based on information “as of the time it was made.” D.S. v.
Bayonne Board of Education, 602 F.3d 553, 564-65 (3d Cir. 2010); see also
Fuhrmann v. East Hanover Board of Education, 993 F.2d 1031, 1040 (3d Cir.
1993)(same). “The IEP must aim to enable the child to make progress,” but
progress is not measured by what may be ideal. Dunn v. Downingtown
Area School District, 904 F.3d 248, 255 (3d Cir. 2018)(emphasis in original).
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Nevertheless, the IEP team is required to monitor a student’s progress
toward IEP goals and make appropriate revisions as may be necessary. 20
U.S.C. § 1414(d); 34 C.F.R. §§ 300.320, 300.324.
General IDEA Principles: Procedural Requirements
From a procedural standpoint, the family plays “a significant role in the
IEP process.” Schaffer, supra, at 53.
The IEP proceedings entitle parents to participate not only in the
implementation of IDEA's procedures but also in the substantive
formulation of their child's educational program. Among other
things, IDEA requires the IEP Team, which includes the parents
as members, to take into account any “concerns” parents have
“for enhancing the education of their child” when it formulates
the IEP.
Winkelman v. Parma City School District, 550 U.S. 516, 530 (2007). F ull
participation in the IEP process does not mean, however, that parents have
the right to control it. See, e.g., Blackmon v. Springfield R-XII School
District, 198 F.3d 648, 657-58 (8th Cir.1999) (noting that IDEA “does not
require school districts simply to accede to parents' demands without
considering any suitable alternatives” and that failure to agree on placement
does not constitute a procedural violation of the IDEA); see also Yates v.
Charles County Board of Education, 212 F.Supp.2d 470, 472 (D. Md. 2002)
(explaining that “parents who seek public funding for their child's special
education possess no automatic veto over” an LEA’s decision). As has
previously been explained by the U.S. Department of Education,
The IEP team should work towards a general agreement, but the
public agency is ultimately responsible for ensuring the IEP
includes the services that the child needs in order to receive a
free appropriate public education (FAPE). It is not appropriate to
make IEP decisions based on a majority "vote." If the team
cannot reach agreement, the public agency must determine the
appropriate services and provide the parents with prior written
notice of the agency's determinations regarding the child's
educational program and of the parents' right to seek resolution
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of any disagreements by initiating an impartial due process
hearing or filing a State complaint.
Letter to Richards, 55 IDELR 107 (OSEP 2010); see also 64 Fed. Reg. 48 at
12472 (1999)(same).
The School’s Claims
Before turning to the issues that have been presented, it should be
noted that the Parent was accorded significant latitude throughout this
proceeding in light of her pro se status. She was, additionally, supported by
two knowledgeable professionals. Nevertheless, a fundamental precept in
the IDEA is the prompt resolution of administrative claims, and the statute
and its implementing regulations contain a myriad of provisions intended not
to delay due process but rather to ensure timely disposition. “[T]here is no
bright-line rule for determining when protracted review proceedings run
afoul of due process.” Campos v. Cook County, 932 F.3d 972, 976 (7th Cir.
2019)(citing Mathews v. Eldridge, 424 U.S. 319 (1976)). A final decision in
this case simply cannot be further postponed for some indeterminate period
of time without offending principles of due process.
It is also important to keep in mind what this case is, and is not,
about. The only issues relate to the School’s February 2020 IEP, as modified
by the October and November 2020 NOREPs in response to the pandemic,
and its compliance with the IDEA, all as set forth in the School’s Complaint
and Amended Complaint. There are no properly raised claims by the Parent
to address. The first issue to be decided may be effectively moot at this
juncture, but nonetheless the matter is ripe for a final disposition.
At the time the February 2020 IEP was developed, Student was
[redacted] new to school-age programming, experiencing difficulty with the
transition. The School conducted an initial evaluation that included input
from the Parent, a review of previous evaluations, and information from
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teachers and a related service provider. Various assessments were
administered and additional information was obtained through rating scales;
an FBA was also part of that ER.
The February 2020 IEP followed the ER and was developed through
meetings at which the Parent participated. All of the areas of need identified
by the ER were specifically targeted in the February 2020 IEP. The evidence
is more than preponderant that the February 2020 IEP was individualized
and directly responsive to Student’s unique circumstances as they were
known at the time, and was reasonably calculated to provide meaningful
educational benefit. The NOREPs in October and November 2020 were
issued based on the changing circumstances of the pandemic and were
similarly appropriate in serving to continue implementation of that IEP.
It is likely that the February 2020 IEP did not incorporate each and
every wish of the Parent. That is not an unusual circumstance; indeed, the
IDEA contemplates and provides for resolution of such disagreements. As
noted above, parents have the right to participate in special education
programming decisions, but they do not control the LEA or its proposals. It
is the responsibility of the LEA to determine appropriate services for its
students and provide parents with notice of its recommendations, together
with information on avenues available to challenge its decisions. That is
exactly the process that the LEA followed in this case.
In the fall of 2020, Student returned to the School and recoupment of
skills was assessed, with an offer of CCS made at the end of the school year.
The School proposed a new IEP in January 2021 that was again responsive
to Student’s then-current functioning and progress toward prior IEP goals.
Revisions followed as the IEP team considered ESY programming and a
higher level of learning support. Then, as of early May 2021, the School was
required to implement a program based on directives of this hearing officer:
various pendency orders remained in effect through the date of this decision.
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There is no evidence that the School failed to appropriately implement
Student’s IEPs during the 2019-20 or 2020-21 school years, or that the
School otherwise failed to comply with its IDEA obligations to Student either
substantively or procedurally. Thus, the School has unquestionably and
preponderantly sustained its burden of establishing the appropriateness of
the February 2020 IEP and the October and November 2020 NOREPs, as well
as its implementation of Student’s program over the 2019-20 and 2020-21
school years.
This hearing officer cannot reach the same conclusion, however, with
respect to ESY in 2021. Here, the Parent did present a Complaint on that
very issue, and it was not dismissed on the merits. While the offer of ESY
services may well have been appropriate at the time, no such determination
based on this record can fairly be made.
Finally, the School presented an outstanding Motion to again modify
pendency that requires some brief discussion. Specifically, the School
sought a determination that the November 2021 IEP was appropriate for
Student and entitled to implementation. This hearing officer declines to do
so for several important reasons. First, the Parent for whatever motives did
not participate in the development of that IEP. While the School certainly
had an interest in ensuring it complied with IDEA provisions regarding timely
program development, this hearing officer cannot conclude that the formerly
very actively involved Parent would no longer have an intention of continuing
to participate in special education programming decisions for Student.
Second, that issue was deferred for further evidentiary hearing that
unfortunately did not convene. Nevertheless, and although not a matter of
evidence, it is very apparent that circumstances have changed to some
significant degree as of November and December 2021. Whether and how
any such conditions may have an effect on Student’s special education
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program is wholly unknown, and this hearing officer concludes that caution
strongly militates against the relief sought by the pending Motion.
CONCLUSIONS OF LAW
1. The School’s January 2020 IEP as written,
and as reflected by the October and
November 2020 NOREPs, was appropriate
for Student.
2. The School complied with its obligations to
Student under the IDEA over the entirety of
the 2019-20 and 2020-21 school years.
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____________________________
ORDER
AND NOW, this 28th day of February, 2022, in accordance with the
foregoing findings of fact and conclusions of law, it is hereby ORDERED as
follows.
1. The School’s January 2020 IEP as written, and as later modified
by the October and November 2020 NOREPs, was appropriate for
Student.
2. Should Student return to the School, the Order for pendency
dated December 2, 2021 shall remain in effect until further order
of a hearing officer or court, or a written mutual agreement on
programming executed by both parties.
It is FURTHER ORDERED that any claims not specifically addressed
by this decision and order are DENIED and DISMISSED. Jurisdiction is
RELINQUISHED.
/s/ Cathy A. Skidmore
Cathy A. Skidmore, Esquire
Hearing Officer
ODR File No. 24520-20-21
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