Fairview School District | Case 14868-13-14 | 2014-12-19
Pennsylvania special education due-process decision
- Case number
- 14868-13-14
- Date
- 12/19/2014
- Parties / district (official listing)
- Fairview School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- Evaluation Child Find Behavior Speech and Language Impaired
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: D.B.
Date of Birth: [redacted]
Dates of Hearing:
September 8, 2014
November 10, 2014
November 13, 2014
CLOSED HEARING
ODR Case # 14868-1314KE
Parties to the Hearing: Representative:
Parent[s] Charles Steele, Esquire
428 Forbes Avenue / Suite 700
Pittsburgh, PA 15219
Fairview School District Thomas Lent, Esquire
7460 McCray Road 717 State Street / Suite 701
Fairview, PA 16413 Erie, PA 16501
Date Record Closed: December 8, 2014
Date of Decision: December 19, 2014
Hearing Officer: Jake McElligott, Esquire
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INTRODUCTION
[Student] (hereinafter “student”) 1 is an [elementary school-aged]
student who resides in the Fairview School District (“District”). The
parties do not dispute that the student qualifies as a student with a
disability under the terms of the Individuals with Disabilities in
Education Improvement Act of 2004 (“IDEIA”) and Pennsylvania special
education regulations (“Chapter 14”) as a student with a health
impairment and speech/language needs.
2 However, the parties dispute
the appropriateness of the District’s programming for the student over
the 2012-2013 and 2013-2014 school years. Parents claim that the
student was denied a free appropriate public education (“FAPE”) and
seek compensatory education as a remedy, as well an independent
educational evaluation of the student.
The District counters that, at all times, it met its obligations to the
student under IDEIA/Chapter 14. Consequently, the District claims that
no remedy is owed.
For the reasons set forth below, I find that the District provided a
FAPE to the student in the 2012-2013 school year. In the 2013-2014, I
find that the District failed in its obligations to the student for a brief
period of time. Even though the District failed in its obligations, however,
1 The generic use of “student”, rather than a name and gender-specific pronouns, is
employed to protect the confidentiality of the student.
2 It is this hearing officer’s preference to cite to the implementing regulations of the
IDEIA at 34 C.F.R. §§300.1-300.818. See also 22 PA Code §§14.101-14.162.
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the intersection of the chronologies of the District’s knowledge/imputed
knowledge and its actions as those chronologies surface in the mandates
of IDEIA, Chapter 14, and precedential case law does not support an
award of compensatory education. Finally, I find that the District’s
evaluation processes and reports were appropriate and, as such, the
District will not be ordered to provide an independent educational
evaluation.
ISSUES
Did the District provide FAPE to the student under its IDEIA obligations
for the 2012-2013 and/or 2013-2014 school year(s)?
If so,
is compensatory education owed to the student?
Should the District be ordered to provide
an independent educational evaluation?
FINDINGS OF FACT
1. In January 2012, the student’s family sought early
intervention services for the student, who was at that time
enrolled in a preschool program. In February 2012, the
student underwent an initial evaluation for early intervention
services. The student was rated by the preschool teacher in
the clinically significant range for attention problems and
aggressive behavior, and in the borderline range for
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emotional reactivity and withdrawal. Observation of the
student in the preschool setting revealed certain acting-out
behaviors. The February 2012 ER indicated that the student
had already been seen by a private psychologist to
investigate the potential for an autism diagnosis, but no
formal diagnosis was made. The February 2012 ER indicated
that the student would be evaluated by a private
psychologist in the coming weeks. (S-1).
2. Based on the February 2012 ER, an early intervention
individualized education plan (IEP) was developed for the
student. The early intervention IEP indicated that the
student did not exhibit behaviors that impeded the student’s
learning, or the learning of others. (S-2).
3. The February 2012 early intervention IEP contained two
goals, one for maintaining attention and one for peer
interaction. (S-2).
4. In February 2012, when the student was first presented for
early intervention services from the preschool, the District’s
transition process for incoming kindergarten students was
already underway, and so the District was unaware that the
student was in the midst of the early intervention
evaluation/IEP process. Once the District was made aware of
the student’s impending enrollment in kindergarten, a
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District school psychologist observed the student in the
preschool setting in the summer of 2012. (S-3; Notes of
Testimony [“NT”] at 625).
5. In August 2012, at the outset of the student’s kindergarten
year, the District’s director of special education, the District
school psychologist, a District special education teacher, and
the student’s mother met to consider a District ER prepared
by the school psychologist. The District did not identify the
student as having a disability, preferring to gauge the
student’s transition to the kindergarten setting. (S-3; NT at
470-472).
6. As the 2012-2013 school year began, the District’s student
support team monitored the student’s adjustment to
kindergarten. (NT at 510-511, 629-630).
7. By October 2012, the student had exhibited frustration and
crying episodes in school (described as “meltdowns”), and
the student’s kindergarten teacher, in conjunction with the
student support team, recommended consultation with a
behavior specialist. (NT at 475-479, 629-630).
8. In November 2012, the behavior specialist performed a
functional behavior assessment (FBA) and drafted a positive
behavior support plan. The FBA identified potential
behavioral antecedents as difficulty with social cues, low
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frustration tolerance, disappointment, assignment of
independent work or new routines, and, at times, fear of the
bathroom. The behavior support plan recommended
numerous interventions. (S-4, S-5, S-6, S-24).
9. In December 2012, the District issued a re-evaluation report
(RR). The RR identified the student as a student in need of
speech and language support. (S-9).
10. The December 2012 IEP indicated that the student did
not have behaviors that impeded the student’s learning or
the learning of others. (S-7)
11. The December 2012 IEP contained two speech and
language goals, one for social skills/social interaction and
one for emotional regulation. The behavior support plan
developed by the behavior specialist was implemented by the
District. (S-7).
12. The District’s interventions were effective, and the
student’s behaviors moderated over the remainder of the
2012-2013 school year. The student’s “meltdown” behavior
subsided and social interactions improved. (S-19; NT at 477,
497-498, 502-503, 514).
13. In the 2013-2014 school year, the student began 1st
grade at the District. The school year began without
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problematic behaviors by the student. (NT at 88-89, 261-
262, 277).
14. In October 2013, the student was evaluated by the
child development unit at Children’s Hospital of Pittsburgh.
The evaluator opined that the student met criteria for
generalized anxiety and obsessive compulsive disorder.
When the report was received sometime in November 2013,
it was provided to the student’s 1st grade teacher and the
building principal, but the student’s mother did not request
an evaluation given the student’s success at that point in the
school year. (Parents’ Exhibit [“P”]-5; S-10; NT at 88-89).
15. In December 2013, the student’s annual IEP meeting
took place for revision of the December 2012 IEP. (P-1; S-11).
16. In the December 2013 IEP, the student’s present levels
of academic performance indicated that the student was
making satisfactory/proficient progress in most academic
areas, with advanced progress in certain areas. On measures
of social skills and work habits, the student’s progress was
evaluated as satisfactory or excellent. (P-1; S-11).
17. The December 2013 IEP updated the student’s FBA,
indicating that the student experience intermittent emotional
episodes but that intervention strategies were successful.
The December 2013 IEP continued to indicate that the
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student did not exhibit behaviors that impeded the student’s
learning or the learning of others. (P-1; S-11).
18. The December 2013 IEP reflected the progress the
student had made on speech/language goals in the prior
school year, progress which continued through the fall of
2013. Progress monitoring data on the student’s goals in
both the December 2012 and December 2013 IEPs was
collected by the speech/language therapist. (P-1; S-11, S-19;
NT at 263, 406-420).
19. Based on the student’s progress, the December 2013
IEP contained one speech/language goal, focusing on social
skills and following directions. (P-1; S-11).
20. Through January 2014, after the student returned
from the winter break, the student’s classroom behavior
deteriorated markedly, including increased acting-out
behavior, emotionality and crying, and regression on
speech/language goals. (S-19, S-20; NT at 65, 107, 209,
277-278).
21. Over January and February 2014, the student’s
parents communicated with the 1
st grade teacher and the
principal. The District’s director of special education was not
included in these communications. (NT at 65-66, 168, 278,
656-657, 649).
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22. In early March 2014, the student’s parents requested
that the student be evaluated for [redacted]. The District
issued permission to evaluate the student and began an
evaluation process for [redacted]. (S-21, S-22).
23. In late March 2014, the student returned to the child
development unit at Children’s Hospital of Pittsburgh for a
follow-up visit. The student was diagnosed with attention
deficit hyperactivity disorder (ADHD). (S-10).
24. In April 2014, the parents filed the special education
due process complaint which led to these proceedings.
25. The filing of the special education due process
complaint in April 2014 brought to light for the District’s
special education director, for the first time, that the
student’s classroom behavior had been deteriorating since
January 2014. (NT at 646-647, 649).
26. In April 2014, following receipt of the parents’
complaint, the District revised the student’s FBA and
behavior support plan, and requested permission to re-
evaluate the student. (S-13, S-14).
27. In May 2014, the District issued a RR with updated
behavioral observations/data, as well as the diagnoses from
the Children’s Hospital of Pittsburgh assessments. The May
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2014 RR also included cognitive and achievement testing. (P-
2; S-16).
28. The May 2014 RR identified the student as having
health impairments related to the anxiety, obsessive-
compulsive disorder, and ADHD diagnoses, in addition to a
continuing identification for needs in speech and language.
(P-2; S-16).
29. An IEP dated May 9, 2014 was proposed by the
District, incorporating the data from the May 2014 RR. (P-3;
S-15).
30. The May 2014 IEP indicated that the student exhibited
behaviors that impeded the student’s learning and the
learning of others. The IEP contained updated present levels
in academics. (P-3; S-15).
31. The May 2014 IEP contained two goals, one for
appropriate classroom/peer interaction and one for behavior.
(P-3; S-15).
CREDIBILITY OF WITNESSES
A. All witnesses testified credibly.
B. Due to their knowledge of their child and demeanor/affect, heavy
weight was accorded to the parents’ testimony.
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C. Due to her experience with the child and her demeanor/affect,
heavy weight was accorded to the testimony of the speech and
language therapist.
D. Due to her experience with the adult participants in the process
and her demeanor/affect, heavy weight was accorded to the
testimony of the director of special education.
E. Due to their experience with the child in educational settings and
demeanor/affect, the heaviest weight was accorded to the
testimony of the kindergarten teacher and behavior specialist.
F. All other witnesses were accorded some degree of weight, but less
weight than those explicitly noted above.
DISCUSSION AND CONCLUSIONS OF LAW
FAPE
To assure that an eligible child receives FAPE,3 an IEP must be
“reasonably calculated to yield meaningful educational…benefit and
student or child progress.”4 “Meaningful benefit” means that a student’s
program affords the student the opportunity for “significant learning”,5
not simply de minimis or minimal education progress.6
3 34 C.F.R. §300.17.
4 Board of Education v. Rowley, 458 U.S. 176, 102 S.Ct. 3034 (1982).
5 Ridgewood Board of Education v. N.E., 172 F.3d 238 (3rd Cir. 1999).
6 M.C. v. Central Regional School District, 81 F.3d 389 (3rd Cir. 1996).
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In this case, there are various phases of when and how the District
provided, or failed to provide, the student with a FAPE. In the
kindergarten year, given the student’s late transition into early
intervention services, the District was not placed in a position to have
perfected information about the student. Still, by the outset of the 2012-
2013 school year, the District knew that the student presented potential
needs; the decision not to identify the student, and to monitor the
student through the student support team, however, is entirely
understandable given the student’s age, developmental stage, and the
differences between the preschool and kindergarten environments.
That process eventually resulted in the October 2012 FBA,
November 2012 behavior support plan, and December 2012 ER and IEP.
The District reacted in a timely and effective way throughout the
student’s kindergarten year. While parents’ counsel addressed certain
granular elements in the District’s actions in the kindergarten year (such
as whether or not behavior was indicated as a special consideration in
the December 2012 IEP, or the exact role of the kindergarten teacher in
data-gathering), the record as a whole (both in terms of the exhibits and
the testimony) firmly support a finding that the District provided a FAPE
to the student in the 2012-2013 school year.
Likewise, in 1
st grade, the school year began with the provision of a
FAPE to the student. The record as a whole supports a finding that the
student’s behavior interventions continued to be effective. The student
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also exhibited progress academically and on the goals in the December
2012 IEP, goals which were revised in the December 2013 IEP.
Shortly thereafter, however, through January 2014, the student’s
educational needs changed dramatically. The student’s classroom
behavior deteriorated suddenly and markedly. Progress on the speech
and language goal in the December 2013 IEP stalled and began to
regress, again quite dramatically. It is the considered opinion of this
hearing officer that, by Monday February 3, 2014 (the first school day of
that month after four full weeks of instruction in January 2014), the
District knew or should have known that the student’s behavioral and
speech/language needs were no longer being met by the student’s IEP
and that permission to re-evaluate the student should have been
requested. As a result of the complaint in this matter and a subsequent
re-evaluation, as of May 9, 2014, the District had marshaled
comprehensive, updated data on the student’s needs and proposed an
appropriate IEP.
The effect of these finding ultimately requires construction of a
compensatory education timeline. As set forth below, however, the legal
mandates involved in constructing this timeline does not support a
compensatory education award.
In sum, then, the student was provided with a FAPE by the District
in the 2012-2013 school year. In the 2013-2014 school year, the District
provided a FAPE through February 3, 2014, when the District knew or
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should have known it needed to request permission to re-evaluate. As of
May 9, 2014, the District had taken the steps it needed to, resulting in
an appropriate RR and IEP. An explanation of the compensatory
education timeline is outlined below.
Compensatory Education
Where a school district has denied a student a FAPE under the
terms of the IDEIA, compensatory education is an equitable remedy that
is available to a claimant when a school district has been found to have
denied a student FAPE under the terms of the IDEIA7. Compensatory
education accrues from a point where a school district knew or should
have known that it was failing in its obligation to provide a FAPE.8 The
U.S Court of Appeals for the Third Circuit has held that a student who is
denied a FAPE “is entitled to compensatory education for a period equal
to the period of deprivation, but excluding the time reasonably required
for the school district to rectify the problem.”9
In this case, the District knew or should have known it needed to
request permission to re-evaluate the student on February 3, 2014.
Under Pennsylvania special education regulations, however, in issuing a
re-evaluation report, a school district has 60 calendar days from the date
7 Lester H. v. Gilhool, 916 F.2d 865 (3d Cir. 1990); Big Beaver Falls Area
School District v. Jackson, 615 A.2d 910 (Pa. Commonw. 1992).
8 Ridgewood; M.C..
9 M.C. at 397.
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it receives permission to re-evaluate to issue the report.10 Therefore, the
timeline involved must be adjusted to account for time that the District
could (and should) reasonably take to re-evaluate the student and revise
the student’s IEP.
As of February 3, 2014, it is the considered opinion of this hearing
officer that the District knew or should have known that it needed to
request permission to re-evaluate the student. Giving the
District/parents a week to issue/return the request-for-permission, the
District should have been in a position by February 10, 2014 to
undertake the evaluation. The RR, then, should have been issued no
later than April 11, 2014. At that point, the District has an obligation to
convene the individualized education plan (“IEP”) team to craft the
student’s IEP within 30 calendar days.11 In effect, then, the District was
required to have an appropriate IEP proposed by May 11, 2014. The
District proposed its IEP on May 9, 2014. The legal result is that, under
the applicable terms of IDEIA and Chapter 14 and precedential case law,
even finding that the District failed in its obligations to the student for a
span of weeks, there is no award of compensatory education.
10 22 PA Code §14.124(b).
11 34 C.F.R. §300.323(c)(1).
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Evaluation
The record supports the conclusion that each time the District
evaluated the student and issued an ER or a RR— in August 2012,
December 2012, and May 2014— those processes and reports were
comprehensive and appropriate, given the District’s information
about/experience with the student at the time of each report.
Accordingly, the District is under no obligation to provide an IEE as the
result of this decision.
CONCLUSION
The District provided a FAPE to the student in the 2012-2013
school year. In the 2013-2014 school year, while the District was in the
position of not meeting its obligations to the student as of February 3,
2014, by re-evaluating the student and proposing an appropriate IEP by
May 11, 2014, there is no compensatory education award. Under the
terms of this decision, the District does not need to provide an IEE for
the student.
•
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ORDER
In accord with the findings of fact and conclusions of law as set forth
above:
The student was provided a FAPE in the 2012-2013 school year.
The District failed in its obligations to the student as of
February 3, 2014, a failure the District remedied on May 9,
2014.
There is no award of compensatory education.
The District is under no obligation, as a result of this decision,
to provide an independent education evaluation of the student.
Any claim not specifically addressed in this decision and order is
denied.
Jake McElligott, Esquire
Jake McElligott, Esquire
Special Education Hearing Officer
December 19, 2014
