Fox Chapel Area School District | Case 2803-11-12 | 2012-08-14
Pennsylvania special education due-process decision
- Case number
- 2803-11-12
- Date
- 08/14/2012
- Parties / district (official listing)
- Fox Chapel Area School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- Section 504 Retaliation
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been
removed from the decision to preserve anonymity of the student. The
redactions do not affect the substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: T.F.
Date of Birth: [redacted]
Dates of Hearing:
April 16, 2012
June 8, 2012
June 14, 2012
June 19, 2012
OPEN HEARING
ODR Case #2803-1112AS
Parties to the Hearing: Representative:
Parents Jeffrey Ruder, Esquire
710 Fifth Avenue
Suite 2600
Pittsburgh PA 15219
Fox Chapel Area School District Patricia Andrews, Esquire
611 Field Club Road 1500 Ardmore Boulevard
Pittsburgh PA 15238 Suite 506
Pittsburgh PA 15221
Date Record Closed: July 16, 2012
Date of Decision: August 14, 2012
Hearing Officer: Jake McElligott, Esquire
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INTRODUCTION AND PROCEDURAL HISTORY
[Name redacted] (“student”) is [an elementary school-aged] student
residing in the Fox Chapel Area School District (“District”) who has been
identified as a student with a disability under the Rehabilitation Act of
1973 (specifically under Section 504 of that statute, hence the follow-on
reference to this section as “Section 504”).
1 Parents claim that, in the
2010-2011 school year, the District’s alleged inability and/or indifference
to provide the student a Section 504 plan to accommodate the student’s
disability, a severe tree nut allergy, denied the student a free appropriate
public education (“FAPE”). Parents also claim that the District
discriminated against the student in its alleged acts and omissions and
retaliated against them using provisions of Pennsylvania’s Public School
Code of 1949 (“School Code”)
2
For the reasons set forth below, I find in favor of the District on
most issues and in favor of the parents on one issue.
related to truancy. Ultimately, parents
sought a unilateral private placement and seek from the District
reimbursement for the private school tuition.
1 It is this hearing officer’s preference to cite to the pertinent federal implementing
regulations of Section 504 at 34 C.F.R. §§104.1-104.61. See also 22 PA Code §§15.1-
15.11 wherein Pennsylvania education regulations explicitly adopt the provisions of 34
C.F.R. §§104.1-104.61 for the protection of “protected handicapped students”. 22 PA
Code §§15.1, 15.10.
2 24 P.S. §§1-101 - 27-2702.
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ISSUES
Was the student denied a FAPE for the District’s alleged failures under
its Section 504 obligations?
If so, are parents entitled to tuition reimbursement?
Did the District discriminate against the student
in violation of its Section 504 obligations?
Did the District retaliate against the parents?
STIPULATIONS
The parties stipulate that the student was withdrawn from the District
on December 3, 2010 to attend a Pennsylvania cyber charter school.
(Notes of Testimony [“NT”] at 451-454).
The parties stipulate that the District received on December 3, 2010
a request from the cyber charter school for the student’s records.
(NT at 451-454).
The parties stipulate that the District provided records
to the cyber charter school on or about December 13, 2010.
(NT at 451-454).
FINDINGS OF FACT
1. The student suffers from a severe nut allergy. In December 2009,
the student experienced a severe anaphylactic reaction at home
after consuming nut product, resulting in swelling, difficulty
breathing, and vomiting. This was the first reaction to nut product
and brought the student’s allergy to the attention of the parents.
(Parents’ Exhibit [“P”]-28; see generally NT at 203-273, NT at 358-
359, 361-363).
2. In May 2010, in anticipation of the student beginning kindergarten
in the District in the 2010-2011 school year, the student’s mother
began to communicate about the student’s severe nut allergy and
the need for a Section 504 plan. (Joint Exibit [“J”]-11, P-1, P-2).
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3. In June 2010, the parents met with the District to discuss the
student’s needs and to develop a Section 504 plan. Parents left the
meeting to consider the Section 504 plan and the District’s
position on how it would handle the student’s nut allergy. (J-12, J-
13; NT at 276-289).
4. In the latter half of August 2010, the parents returned the Section
504 plan to the District, indicating that they did not agree with
how the District intended to proceed under the terms of the
proposed plan, indicating that they had concerns about the
lunchroom and a perceived lack of detail in the proposed plan. (J-
13).
5. On August 24, 2010, the parties met to share more information
and to discuss the Section 504 plan. (J-14, J-15, J-16; NT at 292-
296).
6. At the August 24
th meeting, parents produced a 19-page packet of
materials for the Section 504 team to consider. Among the
materials was a 6-page Section 504 plan drafted by the parents,
including 27 enumerated items/tasks/requirements to
accommodate the student’s needs. (P-5).
7. The Section 504 plan proposed by the District at the August 24th
meeting included the following accommodations: (1) a nurse or
parent accompanying the student on field trips, (2) only parent-
provided food would be given to the student, (3) an emergency
response plan was to be circulated to teachers, cafeteria staff, and
custodial staff, (4) the student would sit at a nut-free table in the
cafeteria, and the student’s classroom would have a treat box
dedicated for the student’s use, to be supplied with parent-
provided food. The Section 504 plan also included a list of
emergency response contacts. (J-16).
8. On August 27
th, the principal of the student’s school sent a letter
to the parents of classmates, informing those parents that a
classmate of their child had a severe nut allergy, sharing
information about allergies, and requesting that the parents take
certain steps to guard against nut contamination in the classroom.
The student’s name was not shared in the letter. (J-17; P-5).3
9. On August 31st, the Section 504 team met again to discuss the
student’s accommodations. The August 24th plan was revised
3 P-5 at page 16 is the principal’s letter of August 27th. This letter could not have been
part of the packet of materials, however, as it post-dated the August 24th meeting.
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regarding the handling of cafeteria choices and snacks in the
classroom. The August 31st plan also included a directive to follow
a food allergy action plan for the student which included the use, if
necessary, of an EpiPen in case of a severe reaction. (J-14, J-18.)
10. On September 8
th, the Section 504 team met again to
discuss the student’s accommodations. Over the ensuing weeks,
the parties communicated regarding a Section 504 plan. The
District felt that it was addressing many of the 27 items in the
parents’ Section 504 plan and also that parents signal to the
District what were priorities so that the most important needs of
the parents could be addressed in a manageable plan. The parents
felt the District was unresponsive to the needs of the student, and
that the District’s proposed Section 504 plan did not address the
dangers inherent in the student’s condition. (J-19; P-12, P-15, P-
16, P-20, P-21; NT at 305-309, 368-370, 629-640).
11. To maintain a nut-free zone in the cafeteria, the student sat
at a solitary desk that abutted a cafeteria table. On September
22
nd, parents notified the student’s teacher that a classmate was
teasing the student because of the arrangement. The teacher
addressed the issue, and it did not occur again. (J-21; P-11, P-13;
NT at 97-99).
12. On September 17
th, parents complained to the Pennsylvania
Department of Education (“PDE”). PDE investigated and
determined that the District had been working with the family on
multiple revisions of the Section 504 plan. The PDE advisor
handling the complaint indicated that if the parties were at
loggerheads, due process proceedings were available to resolve the
dispute. (School District Exhibit [“S”]-13, S-14).
13. The student was an active class participant. On September
28
th, the student’s teacher emailed all school staff that, because
the student often raised a hand while participating in class, she
and the student had established a signal—holding up one finger—
if the student was in distress. (S-1).
14. On October 13
th, the Section 504 plan was revised to include
provisions for cleaning the student’s eating areas in the cafeteria
and the classroom. (J-23; P-22).
15. On October 18th, parents filed a special education due
process complaint. (P-24; S-9, S-10).
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16. Over the course of the fall of 2010, parents became
concerned for the student regarding anxiety related to school and
allegations of teasing and bullying. By the end of October 2010,
parents decided to keep the student home from school. (J-25; NT
at 402-403, 426-428).
17. The student missed school on November 2nd, 5th, and 8th-
12th. The principal confirmed with parents that they were keeping
the student home from school. On November 15th, the principal
sent a letter to the parents indicating that excessive unexcused
absences could lead to truancy proceedings. (J-25, J-28; S-4).
18. The student missed school on November 15
th-18th. On
November 18th, the District, through the building principal, issued
a truancy citation against the parents and filed it with the local
magistrate. A hearing was scheduled for December 7
th. (J-26, J-27,
J-28).
19. There is no District policy on the handling of truancy
citations. Each situation is handled individually and is the primary
responsibility of the building principal. (NT at 164, 708-709).
20. On December 3
rd, the District received a notice that the
student was withdrawing from the District to attend a
Pennsylvania cyber charter school. On the same date, the District
received a request for the student’s records from the cyber charter
school. On or about December 13th, the District had provided
educational records to the cyber charter school. (See
“Stipulations” subsection above).
21. The student’s mother made arrangements regarding work
and child care and appeared at the December 7th hearing on the
truancy citation. The District did not withdraw the citation, and
the hearing was continued at the District’s request. The hearing
was rescheduled for February 7, 2011. (NT at 161-163, 429-431,
440-441).
22. In January 2011, the due process complaint was withdrawn
by parents. (S-11, S-12).
23. The student’s mother made arrangements regarding work
and child care and appeared at the February 7
th hearing on the
truancy citation. The District did not withdraw the citation, and
the hearing was continued at the District’s request. The hearing
was rescheduled for a date in April 2011, although the record is
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unclear as to the exact date. (NT at 165-167, 429-431, 440-441,
753-754).
24. In February 2011, the principal shared with the District’s
assistant superintendent and school solicitor the opinion that the
truancy citation should be withdrawn. The District administration
did not withdraw the citation and stopped including the principal
in consultations about the truancy proceedings. (NT at 165-167,
750-751).
25. The student’s mother made arrangements regarding work
and child care and appeared at the April 2011 hearing on the
truancy citation. The District withdrew the truancy citation at that
time. (NT at 161-163, 429-431, 440-441, 753-756).
26. The District did not withdraw its citation until April 2011
because (a) it felt that there should be some consequence for the
days of absence while at the District, and (b) it felt it was required
under the School Code to monitor the attendance of the student.
(NT at 710-711, 740-747).
27. The student completed the 2010-2011 school year at the
cyber charter school. (NT at 429).
28. The student enrolled in a private school in the 2011-2012
school year. (NT at 441).
29. The District maintained comprehensive policies and engaged
in sufficient training regarding students with allergies such as that
exhibited by the student. (J-5, J-30, J-31; S-5; see generally NT at
46-197, 256-356, 457-619, 625-699).
DISCUSSION AND CONCLUSIONS OF LAW
Provision of FAPE under Section 504
To assure that an eligible child receives a FAPE under Section 504,
a student must be provided “regular or special education and related
aids and services that …are designed to meet individual educational
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needs of handicapped persons as adequately as the needs of non-
handicapped persons are met” and also comply with procedural
requirements related to least restrictive settings, evaluations, and access
to procedural due process.
(34 C.F.R. §104.33(b)). In meeting these
requirements, the school district is held to analogous standards under
the Individuals with Disabilities in Education Improvement Act of 2004
(“IDEIA”).
4
In this case, the District provided FAPE to the student under
Section 504. No one denies the concern of both parties over the student’s
allergy or the potential severity of a reaction. (FF 1, 2, 3, 10, 29). Parents
are quite rightly concerned that an effective plan must be in place to
guard against exposure and to provide an action plan should exposure
occur. (FF 1, 2, 4, 6, 12, 15, 16). But the record supports the conclusion
P.P. v. West Chester Area School District, 585 F.3d 727 (3d
Cir. 2009). Specifically, such interventions must be reasonably
calculated to yield meaningful educational benefit to the student. Board
of Education v. Rowley, 458 U.S. 176, 187-204 (1982). ‘Meaningful
benefit’ means that a student’s program affords the student the
opportunity for “significant learning” (Ridgewood Board of Education v.
N.E., 172 F.3d 238 (3rd Cir. 1999)), not simply de minimis or minimal
education progress. (M.C. v. Central Regional School District, 81 F.3d
389 (3rd Cir. 1996)).
4 It is this hearing officer’s preference to cite to the pertinent federal implementing
regulations of IDEIA at 34 C.F.R. §§300.1-300.818. See also 22 PA Code §§14.101-
14.162.
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that, where Section 504 and Chapter 15 mandate that accommodations
to address such concerns must be in place, the District was at all times
ready to provide accommodations and appropriately did so. (FF 3, 5, 6,
7, 8, 9, 10, 11, 13, 14).
The entirety of the record supports the finding that the District met
its obligations to provide FAPE to the student in the 2010-2011 school
year. Accordingly, there is no remedy due for tuition reimbursement at
the private placement.
Discrimination under Section 504
To establish a prima facie case of disability discrimination under
Section 504, a plaintiff must prove that (1) he is disabled or has a
handicap as defined by Section 504; (2) he is “otherwise qualified” to
participate in school activities; (3) the school or the board of education
received federal financial assistance; (4) he was excluded from
participation in, denied the benefits of, or subject to discrimination at the
school; and (5) the school or the board of education knew or should be
reasonably expected to know of her disability. Ridgewood Board of
Education v. N.E., 172 F.3d 238 (3rd Cir. 1999); W.B. v. Matula, 67 F.3d
484, 492 (3d Cir. 1995).
In this case, there is agreement between the parties that prongs
#1, 2, 3, or 5 have been met. The dispute hinges on whether the District
was deliberately indifferent to the student’s needs and, as a result, the
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student has been excluded from participation in or denied the benefits of
school-based programs or activities, or been subject to discrimination.
Ridgewood
; Matula; 34 C.F.R. §104.4(a).
Here, the record does not support a finding that the District
excluded the student from participation in or denied the benefits of
school-based programs or activities, or subjected the student to
discrimination. Indeed, the record taken as a whole supports the finding
that throughout the period May-December 2010, the District strenuously
sought to meet its obligations to the student under Section 504. (FF 2, 3,
5, 7, 8, 9, 10, 11, 13, 14, 29).
Accordingly, the District did not discriminate against the student
in how it met the needs of the student, and worked with parents, in the
fall of 2010.
Retaliation
Where a family engages in the process for educating students with
disabilities under Section 504, it should do so secure in the knowledge
that engaging in those processes will not be held against them by the
school district and that they will not be penalized for engaging in those
processes. To establish that a school district has retaliated against a
family for engaging the processes outlined in Section 504, a three-part
test has been elucidated, namely: (1) did the parents engage in protected
activities, (2) was the school district’s retaliatory action sufficient to deter
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a person of ordinary firmness from exercising his or her rights, and (3)
was there a causal connection between the protected activity and the
retaliation. Lauren W. v. DeFlaminis
, 480 F.3d 259 (3d Cir. 2007).
If the chronology of events had ended in December 2010, with the
student having withdrawn from the District and enrolled in a cyber
charter school, with the parties going their separate ways, the following
analysis would not be necessary. Unfortunately, the District chose a
different path.
Protected Activity. Here, the parents engaged in a months-long
series of interactions with the District regarding the student’s Section
504 plan. Just as the District, during this time, engaged in good faith
efforts to make accommodations for the student, parents also acted
entirely in good faith in seeking out the programming they felt was
necessary for the student to be safe in the school environment. (FF 1, 2,
3, 4, 5, 6, 9, 10, 12, 14, 15, 16). Engaging in the processes related to
formulating a Section 504 plan, including a parent’s right to use
complaint procedures and due process proceedings, is protected activity.
In this case, parents engaged in that activity, all in a good faith effort to
obtain the Section 504 programming they felt was necessary.
Deterrence. Here, there is no doubt that, in issuing the truancy
citation on November 18
th, the District acted legitimately under the
School Code.5
5 24 P.S. §13-1333.
(FF 16, 17, 18, 19). The hearing was scheduled for
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December 7th, and that scheduling decision lay outside the District’s
control. (FF 21). And the District received notice only on December 3rd
that the student had been withdrawn from the District and would be
attending a specific Pennsylvania cyber charter school. (FF 20). By
December 13th, the District supplied its records to the cyber charter
school. (FF 20). Therefore, the timing of the withdrawal of the student
from the District, and the December 7
th hearing date clearly support the
finding that nothing in the District’s actions was retaliatory through mid-
December 2010. (FF 16, 17, 18, 19, 20, 21).
Thereafter, however, matters take on a different hue. Twice over
the next 3+ months, from January into April 2011, the District continued
to force the parent in front of a magistrate. (FF 21, 23, 25). The message
that might all too easily be absorbed is “see what happens when you
advocate vigorously for your Section 504 plan”. Again, this does not
impugn the District’s actions through December 2010; but after that
point, the District persisted in using the threat of a judicial proceeding
against parents, parents who removed the student from the District
because, rightly or wrongly, they saw the alternative as sending the
student into a dangerous situation. That was not the case, as the FAPE
analysis above indicates. But by January 2011, the District knew or
should have known that issues of truancy regarding the student had
evaporated.
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The actions of the District in the period from January –April 2011
were sufficient to sufficient to deter a person of ordinary firmness from
exercising his or her rights.
Causal Connection. Here, there is a causal connection between the
protected activity of engaging in the Section 504 process and the
retaliation employed by the District in its use of truancy proceedings. The
student stopped attending the District over the parents’ frustrations
related to their views of the Section 504 process. (FF 3, 4, 6, 10, 16). The
District pursued truancy proceedings, as it was permitted to do by
statute, judging under the terms of District policy that such a course of
action was advisable. (FF 17, 18, 19). Even after the student withdrew
from the District, the District persisted with truancy proceedings. (FF 21,
23, 25). By the District’s own policy, the person who oversees truancy
issues is the building principal; by February 2011, she saw no need to
continue. (FF 19, 24). The District persisted, no longer including the
principal in the decision-making. (FF 24).
The District assistant superintendent gave two reasons for the
District’s persistence in pursuing the truancy proceedings—the
importance of a student having been out of school for the ten school days
listed on the citation, and the District’s perceived obligations for the
student’s attendance under the School Code. (FF 26). On the first point,
the District’s own actions belie the supposed importance of missed
school days; ultimately, the District did not pursue the citation before
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the magistrate. (FF 21, 23, 25). The assistant superintendent was
unconvincing when testifying to this effect—for all the supposed
importance to the District of missed school days prior to December 2010,
the issue simply went away, albeit four months later. (FF 21, 23, 25; see
generally NT at 701-761). On the second point, the District’s sense of
needing to account for the student’s attendance at the cyber charter
school is misplaced. Nothing in the School Code requires a school district
to account for a resident student’s attendance with a cyber charter
school. Indeed, wherever attendance is addressed in the School Code
provisions related to cyber charter schools, the responsibility explicitly
lies with the cyber charter school.
6 The School Code provisions related to
truancy for a student who is truant from a cyber charter school
environment is not made part of the cyber charter school’s
responsibility.7
But that is not the case here—the District’s truancy citation was
not issued for truancy from cyber school truancy but for truancy from
the District. (FF 16, 17, 18, 19, 21, 23, 25). The District took it upon
itself to make sure the student attended cyber school by keeping alive
the truancy proceedings it had initiated in November 2010. (FF 21, 23,
Therefore, it may well be that proceedings for truancy
from a cyber charter school environment would be handled in
conjunction with the student’s district of residence.
6 24 P.S. at §§17-1743-A(d)(3)(10), 17-1745-A(c), 17-1747-A(14), 17-1749-A(a)(1), 17-
1749-A(b)(2). Where the duties of school districts vis a vis cyber charter schools is
particularly addressed, there is no mention of attendance. 24 P.S. §17-1744-A.
7 24 P.S. §17-1749-A(a)(1).
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25; see generally NT at 701-761). The entirety of the record weighs in
favor of a finding that the District, by maintaining the truancy
proceedings, was keeping an undue focus and pressure on a particular
student and that student’s family long after the student had withdrawn
from the District and that student’s educational programming became
the responsibility of another public school entity.
Accordingly, there will be finding that, in maintaining the truancy
proceedings after January 2011 and continuing through April 2011, the
District retaliated against the parents for engaging in the Section 504
process in the fall of 2010.
CONCLUSION
The District placed the student in a position to receive FAPE in the
2010-2011 school year thereby meeting its Section 504 obligations. The
District did not discriminate against the student but did retaliate against
the student’s parents in its use of truancy proceedings after January
2011.
•
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ORDER
In accord with the findings of fact and conclusions of law as set forth
above, the Fox Chapel Area School District did not deny the student a
free appropriate public education in the 2010-2011 school year under its
Section 504 obligations. The Fox Chapel Area School District did not
discriminate against the student.
In its use of truancy proceedings beginning in February 2011 and
thereafter, the Fox Chapel Area School District engaged in retaliatory
behavior against the parents.
Any claim not specifically addressed in this decision and order is
denied.
Jake McElligott, Esquire
Jake McElligott, Esquire
Special Education Hearing Officer
August 14, 2012
