Harrisburg City School District | Case 7852-06-07 | 2007-09-24
Pennsylvania special education due-process decision
- Case number
- 7852-06-07
- Date
- 09/24/2007
- Parties / district (official listing)
- Harrisburg City School District
- Hearing officer
- Daniel Myers
- Issues (official listing)
- Compensatory Education
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Decision text
Page 1
This is a redacted version of the original hearing officer decision. Select details may have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the substance of the
document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
ODR File No.: 7852/06-07 AS
Student: D.S.
School District: Harrisburg
Type of Hearing: Open
For the Student:
For the School District:
Shawn Lochinger, Esq.
Rhoads and Sinon
One South Market Square
P.O. Box 1146
Harrisburg, PA 17108-1146
Keith Imboden
Director of Special Education
School District of Harrisburg
2101 North Front Street
Harrisburg, PA 17110-4134
Hearing Date: September 5, 2007
Date of Receipt of Transcript: September 10, 2007
Decision Date: September 24, 2007
Hearing Officer: Daniel J. Myers
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BACKGROUND
Student is a xx year old resident and former student of the School District who
has already obtained a compensatory education award due to the School District’s
failure to provide a free appropriate public education to Student during the 2004-2005
and 2005-2006 school years. Student now seeks additional compensatory education
services for the same time period, based upon after-acquired evaluation reports and
procedural failures that allegedly were not considered by either the previous hearing
officer or appeals panel. For the reasons described below, I agree with the School
District that Student’s claim for additional compensatory education is barred by the
doctrine of res judicata.
ISSUES
• Is Student’s claim for additional compensatory education barred?
• If Student’s claim for additional compensatory education is not barred, is
Student entitled to additional compensatory education?
FINDINGS OF FACT
1. Student, whose date of birth is xx/xx/xx, is a xx year old resident of the
Harrisburg School District (School District). (SD 2; P12) 1 Student attended the
School District’s public schools throughout the 2004-2005 and 2005-2006 school
years, and into the 2006-2007 school year until November 2006. (N.T. 10) While
Student still lives within the School District’s boundaries, he currently is enrolled
in a cyber-charter school. (N.T. 68)
2. On October 30, 2006, Hearing Officer Valentini issued a Decision and Order
finding that the School District failed to provide Student a free, appropriate public
education (FAPE) during the 2004-2005 and 2005-2006 school years. (N.T. 9, 11;
SD 2; SD 3, p.4) As an equitable remedy to bring Student to the position that he
would have occupied but for the School District’s denial of FAPE, Hearing
Officer Valentini ordered the School District to provide compensatory education
in the form of the services of a private learning coach/tutor who would meet with
Student regularly and address areas that include: study skills; organization of time
and materials; quiz/test preparation; project and homework completion; and
subject matter instruction in math and written expression. (SD 2, pp.13, 15)
3. Student appealed Hearing Officer Valentini’s decision and sought additional
compensatory education services, arguing that: 1) the hearing officer had erred in
1 References to SD, P and HO, are to the School District, Parent, and Hearing
Officer exhibits, respectively. References to N.T. are to the transcript of the September
5, 2007 hearing session.
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concluding that Student no longer required reading instruction; and 2) Student’s
needs pervaded his entire school day, thereby requiring more compensatory
education services than the Hearing Officer had awarded. (SD 3, p.4) On
December 12, 2006, the Appeals Panel affirmed the Hearing Officer’s decision
and dismissed Student’s exceptions to the Hearing Officer’s decision. (SD 3)
4. In the meantime, the parties had already agreed to an independent educational
evaluation (IEE) to be conducted at public expense. (SD2, p.14) Hearing Officer
Valentini noted in her October 30, 2006 decision that this IEE was in process at
the time of her due process hearing, and that the IEE would be considered by the
parties when they determined Student’s special education program and placement
for 2006-2007. (SD2, p.14; N.T. 9-10) As I noted earlier, however, Student
stopped attending the School District’s public schools in November 2006, and
while he still lives within the School District’s boundaries, he currently is enrolled
in a cyber-charter school. (N.T. 10, 68)
5. On October 26, 2006, Dr. K conducted the agreed-upon IEE.
2 (P 12; P14; 57)
While Dr. K’s written report is undated, it states that its results were scheduled to
be reviewed with Student’s mother on November 7, 2006. (P12, p.30) Dr. K
observed that Student was a “compensated dyslexic” with a disability in
phonemic pseudoword decoding. Dr. K concluded that, while Student had made
measurable academic progress in reading comprehension, he still exhibited
deficits in reading, math and spelling. Thus, she recommended targeted
intervention in decoding skills. (N.T. 59, 64; P12)
6. On February 28, 2007, the Speech and Hearing Center of the [redacted] Hospital
in Harrisburg conducted audiological and central auditory evaluations of Student.
(P13) Audiologically, Student was found to have no impairment for the reception
of speech. (P13, p.3) He did, however, appear to have an auditory processing
deficit that might contribute to poor organizational, planning, note-taking, and
expressive language skills. (P13, p.3)
7. On June 29, 2007, Student’s parent requested the current due process hearing
seeking additional compensatory education services. On September 5, 2007, I
conducted a due process hearing, during which I admitted Exhibits P1-P14 into
the record over the School District’s objection. (N.T. 25-26, 72) Exhibits HO1-
HO 2, and Exhibits SD1-SD3 were admitted without objection. (N.T. 73)
8. At the September 5, 2007 due process hearing, the School District objected to
going to hearing at all, arguing that this case has already been litigated and
emphasizing that the School District had lost in the previous case. (N.T. 74-75)
Student’s Parent, however, argued that the current due process hearing was
necessary because the earlier due process hearing and appeal considered only
2 Dr. K’s evaluation report purports to be a 36 page report. Student’s exhibit P12,
however, has only 30 pages, and appears to be missing pages 30-35.
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Student’s written expression and organization skills, but not any issues
concerning Student’s reading and/or speech/language deficits. (N.T. 12-13, 78,
80)
DISCUSSION
Under the Individuals with Disabilities Education Improvement Act (IDEIA), the
School District is required to provide a free appropriate public education (FAPE) to all
Students who qualify for special education services. 20 U.S.C. § 1412 The School
District program will meet its FAPE obligation if it provides special education and
related services at public expense, that meet the standards of the state educational agency,
and that are provided in conformity with an individualized education program (IEP.)
Stroudsburg Area School District v. Jared N., 712 A.2d 807 (Pa. Cmwlth. 1998)
The United States Supreme Court has held that the burden of proof in an
administrative hearing challenging a special education IEP is upon the party seeking
relief, whether that party is the disabled child or the school district. Schaffer v. Weast,
__ U.S. __, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005); In Re J.L. and the Ambridge Area
School District, Special Education Opinion No. 1763 (2006) The U.S. Supreme Court
has also indicated that, if the evidence produced by the parties is completely balanced, or
in equipoise, then the party seeking relief must lose because the party seeking relief bears
the burden of persuasion. Schaffer v. Weast, supra. Of course, where one party has
produced more persuasive evidence than the other party, the evidence is not in equipoise,
and the Schaffer holding has no practical impact.
Children are not static beings; neither their academic progress nor their
disabilities wait for the resolution of legal conflicts. Susan N. v. Wilson School District
,
70 F.3d 751 (3d Cir. 1995) Even on appeal, however, appellate reviewers have the
authority to accept additional evidence into the record, and they have the authority to
exclude after-acquired evidence that was potentially available to a plaintiff when an IEP
was created. William D v Manheim Township School District, 44 IDELR 127, 105 LRP
47088 (E.D. Pa 9/27/2005), citing Susan N., 70 F.3d at 762
The doctrine of res judicata prevents a litigant from getting yet another day in
court after a lawsuit is concluded by offering a different reason for recovery of damages
for the same invasion of rights. Thomas v. Brown, 969 F. Supp. 959 (E.D. Pa. 1997);
Balent v. City of Wilkes-Barre, 542 Pa. 555, 669 A. 2d 309 (1995); In Re the
Philadelphia School District, Special Education Opinion No. 1209 (2002) Generally, the
this prohibits seeking in later proceedings what was, or could have been, raised or
appealed in a prior matter between the parties. In Re the Whitehall-Copley School
District, Special Education Appeals Panel No. 1262, 37 IDELR 139, 102 LRP 17482
(2002)
It is clear that the legal doctrine of res judicata is available to hearing officers to
serve the needs of efficient and equitable administrative law. In Re the Souderton Area
School District, Special Education Appeals Panel No. 1291 (2002) Where preceding
decisions identified the deficiencies in the IEP and the parents received the services and
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compensation they sought, the doctrine of res judicata prevented the subject IEP from
being re-litigated. In re the Wilson School District, Special Education Appeals Panel No.
1601 (2005); In re the Donegal School District, Special Education Appeals Panel No.
1718 (2006)
The elements to be considered in assessing whether res judicata applies in a
particular case are: 1) identity of claims and issues; 2) identity of the parties; and 3) a
prior decision on the merits. See Dempsey v. Cessna Aircraft Company, 439 Pa. Super.
172 (1995); In re the Brownsville Area School District, Special Education Opinion No.
955 (1999); In Re the Souderton Area School District., Special Education Opinion No.
1291 (2002); In Re the Great Valley School District., Special Education Opinion No.
1579 (2005); In Re the Sto Rox School District, Special Education Opinion No. 1605
(2005)
The second and third elements of the res judicata doctrine described above are
met in this case. Just as now, the parties before Hearing Officer Valentini and the
Appeals Panel were the School District and Student, and both decisions were “on the
merits” decisions.
The question, then, is whether or not the first element of the res
judicata doctrine
applies, i.e., whether or not the claims and issues raised in the previous hearing and
appeal are different from those raised today. In this case, as in the previous case, Student
alleges that he was denied FAPE for the 2004-2005 and 2005-2006 school years. It
would appear, then, that the claims and issues raised in the previous case are identical to
those raised today.
Student’s parent contends that the claims and issues are not identical, however,
because the previous hearing officer and appeal decisions were limited to Student’s
written expression and organizational skills, and failed to consider issues relating to his
reading and speech/language deficits, as well as to procedural issues such as a missing
Notice of Recommended Educational Placement (NOREP.) (N.T. 12, 74, 78, 80) I reject
Student’s argument.
First, it is clear that the previous due process hearing and appeal did, indeed,
consider Student’s claims and issues concerning his reading deficits. Hearing Officer
Valentini concluded that Student no longer required reading instruction. (SD 2, p.14)
The Appeals Panel explicitly noted Student’s appeal of that conclusion, and the Appeals
Panel addressed and rejected Student’s arguments regarding that issue. (SD 3, p.4, 7)
Now, Student’s parent raises the same argument again, but this time she uses Dr.
K’s IEE conclusions as further proof that both Hearing Officer Valentini’s, and the
Appeals Panel’s, conclusions were wrong. (P12) Clearly, Student’s Parent believes that
both the previous hearing officer and the Appeals Panel were wrong in the conclusions
that they reached – and perhaps they were. The recourse, however, for litigants who
disagree with the previous conclusions of a hearing officer and/or the Appeals Panel is
further, timely appeal, not a new due process hearing on exactly the same issue.
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Hearing Officer Valentini and the Appeals Panel looked at all aspects of Student’s
claims and issues regarding the School District’s provision – or denial – of FAPE for the
2004-2005 and 2005-2006 school years. They reviewed past documentary and
testimonial evidence, including evaluation reports, IEPs, and evidence concerning the
actual implementation of the IEPs. (SD 2; SD3) Based upon their review of all of that
evidence, they agreed that the School District had denied FAPE to Student, and they were
in agreement regarding the size and nature of the Hearing Officer’s compensatory
education award. (SD 2; SD 3) The third element of the res judicata doctrine, i.e., an
identity of claims and issues, is met in this case. Despite arguments to the contrary by
Student’s parent, she is simply raising in the current due process hearing the same issues
and claims raised in the previous due process hearing and appeal. Accordingly, res
judicata does apply to bar Student’s claims in this case.
In addition, implicit in the doctrine of res
judicata is the concept of waiver which,
like res judicata, is intended to achieve finality and to avoid piecemeal litigation. Simply
speaking, Student’s parent is not entitled to a new due process hearing every time she
conceives another reason why Student might have been denied FAPE during the 2004-
2005 and 2005-2006 school years. It is possible that Dr. K’s IEE (P12) and/or the
Polyclinic audiological and auditory processing report (P13) triggered in the mind of
Student’s parent another reason or two as to why Student was denied FAPE during the
years in question, but that is not sufficient reason for relitigating the basic issue of FAPE
denial for those school years. Student’s failure to have raised particular procedural
NOREP and speech/language concerns in the earlier due process hearing and appeal
waives his right to raise them now.
Finally, I note that the doctrine of res judicata applies to both parties. In other
words, my conclusions would be similar if, for example, Dr. K’s IEE had indicated that
Student had no disability during those years, and if the School District then filed for due
process attempting to relitigate its liability for compensatory education for the 2004-2005
and 2005-2006 school years. Student’s parent would have a strong argument that the
doctrine of res judicata prevents the School District from obtaining another due process
hearing on the same issue.
CONCLUSION
Student has already been awarded compensatory education as a remedy for the
School District’s failure to ensure FAPE for the 2004-2005 and 2005-2006 school years.
He is not entitled to another due process hearing for the purpose of obtaining additional
compensatory education for the same time period. Despite arguments to the contrary,
there is an identity of claims and issues between the current due process request and
Student’s last due process hearing and appeal. Accordingly, I dismiss this case on the
basis of res judicata.
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ORDER
No action is required of the School District.
This matter is res judicata.
This case is DISMISSED and considered CLOSED.
Daniel J. Myers
Hearing Officer
September 24, 2007
ODR File No.: 7852/06-07 AS
Student: Student
School District: Harrisburg
