Kennett Consolidated School District | Case 19914-17-18 | 2018-05-10
Pennsylvania special education due-process decision
- Case number
- 19914-17-18
- Date
- 05/10/2018
- Parties / district (official listing)
- Kennett Consolidated School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Eligibility Residential Placement Section 504 Discrimination
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Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
CLOSED HEARING
ODR File Number: 19914-17-18
Child’s Name: H. D. Date of Birth: [redacted]
Dates of Hearing:
2/6/2018, 2/20/2018, 2/27/2018, and 4/13/2018
Parents:
[redacted]
Counsel for Parents
Jason Fortenberry, Esquire
Frankel & Kershenbaum, LLC
1230 County Line Road
Bryn Mawr, PA 19010
Local Education Agency:
Kennett Consolidated School District
300 E. South Street
Kennett Square, PA 19348
Counsel for the LEA
David T. Painter, Esquire
Sweet, Stevens, Katz, & Williams LLP
331 East Butler Ave.
New Britain, PA 18901
Hearing Officer: Cathy A. Skidmore, M.Ed., J.D. Date of Decision: 5/10/2018
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INTRODUCTION AND PROCEDURAL HISTORY
The student (hereafter Student)1 is a mid-teenaged student in the District (hereafter
District) who has been found to be a protected handicapped student under Section 504 of the
Rehabilitation Act of 1973 and Pennsylvania’s implementing regulations.2 Student has been
attending privately-arranged therapeutic programs out of state since March of 2017, but was
formerly enrolled in the District.
In November 2017, Student’s Parents filed a Due Process Complaint against the District
asserting that it denied Student a free, appropriate public education (FAPE) under the Individuals
with Disabilities Education Act (IDEA), 3 Section 504, and the Americans with Disabilities Act
(ADA),4 as well as the federal and state regulations implementing those statutes. The case
proceeded to a hearing convening over four sessions.5 The Parents claimed that the District
failed to properly identify Student as eligible under the IDEA, and further that it did not provide
an appropriate educational program to Student between November 2015 and March 2017. As
remedies, the Parents demanded compensatory education and reimbursement for tuition and
related expenses as well as reimbursement for a privately obtained evaluation. The District
1 In the interest of confidentiality and privacy, Student’s name and gender, and other identifying information, are not
used in the body of this decision to the extent possible. All potentially identifiable information, including details
appearing on the cover page of this decision, will be redacted prior to its posting on the website of the Office f or
Dispute Resolution in compliance with its obligation to make special education hearing officer decisions available to
the public pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 29 U.S.C. § 794. The federal regulations implementing Section 504 are set forth in 34 C.F.R. §§ 104.1 – 104.61.
The applicable Pennsylvania regulations are set forth in 22 Pa. Code §§ 15.1 – 15.11 (Chapter 15).
3 20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in 34 C.F.R. §§ 300.1 –
300. 818. The applicable Pennsylvania regulations are set forth in 22 Pa. Code §§ 14.101 – 14.163 (Chapter 14).
4 42 U.S.C. §§ 12101-12213.
5 References to the record throughout this decision will be to the Notes of Testimony (N.T.), Parent Exhibits (P -)
followed by the exhibit number, and School District Exhibits (S-) followed by the exhibit number. Citations to
duplicative exhibits may not be to all. References to Parents in the plural will be made where it appears that one was
acting on behalf of both, and to the singular Parent to refer to Student’s mother who was more actively involved in
the educational program during the time period in question.
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maintained that its educational program was appropriate for Student based on all information
known to it when Student attended school there, and that no relief was due.
For the reasons set forth below, the Parents’ claims must be denied.
ISSUES
1. Whether the District failed in its Child Find obligation in not
identifying Student as eligible for special education;
2. Whether the District failed in its obligation to provide Student with
a free, appropriate public education between November 2015 and
March 2017;
3. If the District did fail in its obligation to provide Student with a
free, appropriate public education between November 2015 and
March 2017, should Student be awarded compensatory education;
4. If the District did fail in its obligation to provide Student with a
free, appropriate public education at the time Student transitioned
to the out of state placements in March 2017, should the Parents be
awarded reimbursement for tuition and related expenses for those
placements;
5. Whether the Parents should be reimbursed for an Independent
Educational Evaluation and expert witness fees; and
6. Whether the District should be ordered to develop an appropriate
program for Student prospectively?
FINDINGS OF FACT
1. Student is a mid-teenaged student who resided in and was enrolled in the District for the
relevant time period. (N.T. 31)
2. Student is a protected handicapped student under Section 504 and Chapter 15. (N.T. 31)
3. The District receives federal funding assistance. (N.T. 32)
4. At the time of the due process hearing, Student was in a parentally-selected, out of state
placement. (N.T. 32; S-62)
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RELEVANT EDUCATIONAL AND OTHER BACKGROUND
5. Student has been a student in the District since the 2009-10 school year (first grade).
Student’s attendance in the District included a minimum of ten days of absence for each
school year, going back to the 2011-12 school year. During the 2013-14 school year,
Student also had twelve instances of arriving tardy. (S-41 p. 6)
6. Student began private counseling in 2009 at the age of six to address anxiety and
Obsessive Compulsive Disorder (OCD). Between May 2015 and March 2017, Student
was seeing or speaking with a therapist once or twice each month. (N.T. 827, 888-89,
950-52, 989, 1005-06)
7. During the time period in question, Student often exhibited anxiety at home related to
homework, and Student sometimes had difficulty sleeping as well. (N.T. 855-56)
8. Student has had and continues to have anxiety with respect to peer relationships. (N.T.
830, 835, 860, 1048, 1089)
9. In January 2011, the District sought permission to evaluate Student for concerns with
articulation. The Parents did not provide consent at that time. (N.T. 889; S-2)
10. [redacted]
11. Student’s grades at the end of the 2014-15 school year (sixth grade) were all in the A to B
range. Student had nineteen absences and fourteen reports of tardy to school. (S-7 pp. 2-
3)
RELEVANT SCHOOL YEARS: 2015-16 AND 2016-17 (MIDDLE SCHOOL)
12. District professionals did not observe Student to exhibit atypical concerns with social
skills at school that could not be met through the regular education support during the
2015-16 or 2016-17 school years. (N.T. 354-55; P-19 pp. 39-41)
13. District professionals did not observe Student to exhibit atypical concerns with Student
feeling overwhelmed at school, exhibiting anxiety behaviors, participating in class,
needing prompting, or having difficulties with the Parents during the 2016-16 or 2016-17
school years. (N.T. 535-36, 542, 635-36, 663, 675, 692)
14. The middle school principals did not consider Student’s use of social media to be atypical
for a middle school student. (N.T. 148-49, 167-68, 475-76)
2015-16 SCHOOL YEAR – SEVENTH GRADE
15. The Parents alerted an assistant principal in September 2015 of text messages that
Student exchanged with a peer, expressing concern with the peer’s language and
indicating that Student was upset by them. (N.T. 471-74, 429, 838; S-8, S-63, S-65)
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16. Student, along with peers, received minor discipline during the 2015-16 school year.
Some of these incidents involved behavior in the cafeteria. (N.T. 355-56, 431, 434, 458-
59; P-8; P-18 pp. 2, 12; S-15; S-17; S-18)
17. The Parents and Student’s school counselor communicated in seventh grade about
Student’s difficulty with homework in the evenings when Student was feeling
overwhelmed. One occasion when Student reported a panic attack at school for similar
reasons, the school counselor was not available to Student. (N.T. 342-45, 357-58, 404-
05, 843-46)
18. Teachers occasionally reported Student having difficulties with written assignments,
attention and focus, leaving class to go to the restroom, and participating in class during
the 2015-16 school year. (P-18 pp. 2, 6-7, 9, 11; S-13)
19. The Parents reported reasons for incomplete homework as an incident involving the
family pet and a medical appointment. (S-10 p. 1; S-19 p. 1)
20. Student visited the nurse for reported anxiety on one occasion during the 2015-16 school
year. (S-53)
21. In the spring of 2016, Student’s seventh grade school counselor asked the Parents for
documentation of Student’s Anxiety diagnosis for school nursing records. (N.T. 302-03,
305, 344, 370-72, 403-04, 847; P-18 pp. 23-24; S-53 pp. 5-6)
22. Based on concerns of the school counselor, in the spring of 2016, several District
representatives also discussed the possibility for a Service Agreement for Student. (N.T.
36-37)
23. The school counselor then met with the Parents at the end of the 2015-16 school year to
discuss Student’s Anxiety and Depression symptoms. The Parents also described a
conflict Student was having with a peer at that time. (N.T. 362-63, 373-74, 851; P-18; S-
64 p. 1)
24. Student attained final grades of C- or better in all classes in the 2015-16 school year with
the exception of Social Studies, for which Student earned a D grade. Most of Student’s
grades were in the A to B- range. (S-7 p. 1)
25. Student’s absences (twenty six) and approximately sixteen tardy arrivals, with a number
of other occasions of being merely late to school for some unspecified amount of time, all
affected Student’s grades over the 2015-16 school year. (N.T. 662, 668, 677, 679, 694-
95; S-7; S-54 pp. 4-7)
26. The Parents reported as reasons for absences during the 2015-16 school year illnesses and
unspecified planned days off. (P-17 pp. 15, 21; P-18 pp. 13-14, 17-19, ; S-10; S-11; S-
13; S-53)
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27. Student’s scores on the Pennsylvania System of School Assessment (PSSA) decreased in
the spring of 2016 when compared to the spring of 2015 and earlier school years.6 (S-6)
FALL OF 2016-17 SCHOOL YEAR (EIGHTH GRADE)
28. A few minor disciplinary referrals for Student, along with peers, continued into the fall of
2016, including behavior in the cafeteria. (S-41 pp. 3-4)
29. On a morning in early September 2016, the Parent notified the school counselor that
Student was entering the school building tardy because Student had been sitting in the car
in the parking lot due to anxiety and feeling overwhelmed with classwork. The Parent
also asked about Student taking a different foreign language class and seeking tutoring.
(S-22 p. 4)
30. Student visited the nurse for reported anxiety on one occasion during the 2016-17 school
year. That visit was two days after the Parents’ report of Student sitting in the parking
lot. (S-53)
31. The Parents met with a District school psychologist and Student’s school counselor in
mid-September 2016 to discuss the Parents’ concerns with Student exhibiting anxiety that
resulted in Student arriving at school late. The District was also concerned with
Student’s frequent tardy arrivals. (N.T. 176-77, 181, 184, 852, 854; S-22 pp. 2, 4)
32. Within a few days of the September 2016 meeting, the District issued a form seeking
permission to conduct an evaluation of Student for a possible Service Agreement under
Section 504. The form specified record review, teacher and Parent input, a classroom
observation, and homework monitoring as the method of conducting the evaluation. The
Parents provided consent. (N.T. 185; S-21)
33. On September 19, 2016, Student’s therapist provided a note to the District recommending
a “504 plan” to accommodate Student’s anxiety. (N.T. 1004; S-30 p. 2)
34. Student moved from one foreign language class to another in mid- to late-September
because Student was having difficulty with the original foreign language class. (N.T. 87-
88, 608-09, 613)
35. The Parents attended a District presentation on Section 504 and special education in the
fall of 2016. After that presentation, the Parents shared their views of Student’s anxiety
6 A comparison of yearly PSSA scores may provide some useful information, but is by no means determinative of
individual educational needs. “The purpose of the PSSA is to measure how well students acquire the knowledge
and skills described in the Pennsylvania Assessment Anchor Content Standards (Assessment Anchors) as defined by
the Eligible Content for mathematics, English/Language Arts, and Science.” There are two intended uses of the
PSSA: (1) to provide information for school and district accountability systems, and (2) to improve curricular and
instructional practices to help students reach proficiency under Pennsylvania’s Standards.
See http://www.education.pa.gov/Documents/K-
12/Assessment%20and%20Accountability/PSSA/Technical%20Reports/2016%20PSSA%20Technical%20Report.p
df (last visited May 9, 2018).
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and how it was manifested in the home and school environments. (N.T. 859, 891-92; S-
26 pp. 3-4; S-67)
36. Sometime prior to early November 2016, Student was involved in a physical altercation
at school. There was no disciplinary referral following that incident and the middle
school principal did not consider it serious. (N.T. 144, 151-52, 161, 167)
37. The principal of the middle school met with Student and a peer during the morning of
November 2, 2016, when the District became aware of a potential physical altercation to
take place that day. Both students assured the principal that the altercation would not
occur and they returned to class. (N.T. 123, 133-37, 467-69, 478-79, 480-81; S-65 pp. 1,
3-5)
38. The physical altercation did occur on November 2, 2016. Student did not engage in the
physical altercation but encouraged it to take place. (N.T. 137, 139-40, 460-61; S-25; S-
33)
39. The middle school principal met with one of the Parents after the physical altercation,
and imposed a two day out of school suspension. The previous physical alteration was
also mentioned in that meeting. (N.T. 139-40, 152, 160, 866;P-3; S-24)
40. The middle school principal and an assistant principal telephoned Student and the Parents
on the evening of November 2, 2016 because they had received reports of continued
social media contacts regarding the physical altercation. The principal asked the Parents
to take Student’s cell phone but they would not do so. The Parents were upset during the
telephone call and believed that the principal made inappropriate comments to Student
and used a yelling tone of voice, resulting in Student feeling humiliated. (N.T. 140-42,
462-64, 869; S-28)
DISTRICT SECTION 504 EVALUATION
41. The District school psychologist did not administer any assessments to Student for the
Section 504 Evaluation. (N.T. 179; S-30)
42. The Parents provided detailed input into the evaluation. They described Student’s
anxiety with respect to a number of educational and daily living skills, and indicated that
Student exhibits OCD symptoms and sometimes experiences panic attacks. They also
noted that Student “hides [] worries and anxiety at school” until returning home, and that
private therapy was helping Student learn coping strategies and skills. (N.T. 827; P-2)
43. The Section 504 Evaluation Report stated that Student had been diagnosed with Anxiety
Disorder and that concentration and sleeping were impacted by the disability; tardiness
and a concern over incomplete assignments were also noted. That Report included a
copy of the request from Student’s therapist and a prescription page from a physician
stating that Student was being treated for an Anxiety Disorder. (S-30 p. 2)
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44. The Section 504 Evaluation Report provided a summary of benchmark and standards-
based assessment performance including scores on the PSSA, as well as current grades
and attendance. (S-30 p. 5)
45. The Section 504 Evaluation Report provided a brief summary of nursing records,
including a diagnosis of Anxiety. (S-30 p. 6)
46. Teacher input into the Section 504 Evaluation Report reflected concerns with attendance,
inattention, work completion, and fatigue. Student’s work habits (task completion,
homework, quality of work, attention to instructions, organization, classroom
participation, self control, asking for help, and following directions) were variable among
classes, with at least one teacher reporting concern with each of those. (S-30 p. 6)
47. Student’s school counselor observed Student in the Science classroom. Student
reportedly engaged in some off-task behaviors and did not participate in answering
questions. (N.T. 325; S-30 p. 6)
48. Student’s school counselor reviewed the Parents’ input for the evaluation and included
part of it in the report. Specifically, the Parents [had] concerns with Student completing
homework (exhibiting anxiety); frustration and impatience with following directions;
attending to tasks; communicating wants, needs, and feelings; and transitions and sleep
patterns (due to anxiety). (N.T. 318-19; S-30 p. 7)
49. The District school psychologist did not consider that any behaviors, other than poor
attendance and homework completion, were a concern at school at the time of the
November 2016 evaluation based on teacher input. (N.T. 223, 236-38, 243)
50. Proposed accommodations listed in the Section 504 Evaluation Report were for
homework limited to skills Student demonstrates independently; opportunity for
alternatives to class presentation assignments; and a homework accommodation for
extended time following a review of inaccuracies if graded on content rather than mere
completion. (S-30 p. 7)
51. The District provided the report of the Section 504 Evaluation to the Parents on
November 14, 2016 with an invitation to a meeting to be held on November 23, 2016.
(N.T. 378-79; S-31; S-35 pp. 1-3)
52. In early November, the middle school principal suggested a psychological evaluation of
Student. A pre-referral team of District professionals determined at a November 17,
2016 meeting that Student did not need an IDEA evaluation to determine a need for
specially designed instruction. The team noted that Student’s tardiness, but not anxiety,
was affecting academic performance. (N.T. 125-26, 170, 180-81, 235, 300-01; P-19 p.
26; S-34 p. 2; S-36)
SERVICE AGREEMENT AND INTERVENTIONS NOVEMBER 2016 TO MARCH 2017
53. A meeting convened on November 23, 2016, to develop a Service Agreement.
Accommodations specified were: homework limited to skills Student demonstrates
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independently or a conference with the teacher to review requirements; modeling and
clarification of homework expectations; opportunity for alternatives to class presentation
assignments; a homework accommodation for extended time following a meeting with
the teacher to review inaccuracies if graded on content rather than mere completion;
frequent communication with the Parents when Student was below a C grade level or
assignments were incomplete; and use of information technology for current homework
expectations. Everyone present agreed with the Service Agreement that was created.
(N.T. 232-34, 375-76, 378-79, 385, 509; S-30; S-38)
54. The District issued a Section 504 Prior Written Notice specifying that it proposed to
identify Student as a child with a disability under Section 504, but not to evaluate Student
under the IDEA. The Parents approved this action. S-34)
55. Student’s teachers implemented the Service Agreement. (N.T. 554-60, 574-75, 622, 632,
639, )
56. Students were permitted to seek help or remediation from teachers during lunch period
while the students would eat that meal. (N.T. 332, 386-87, 561-62, 585, 594-95, 651-52;
P-20 p. 1)
57. Student sometimes took advantage of the lunch period to get caught up and review
assignments and instruction. In early December, 2016, the District developed a schedule
for Student to meet with specific teachers on certain days of the week. However, Student
soon became overwhelmed with the lunch period remediation across classes. (N.T. 562,
585, 619, 633; S-40)
58. Also [in] early December 2016, Student’s Science teacher asked former teachers about
Student’s performance and attendance due to then-current concerns with attendance and
grades. (S-39 p. 1)
59. In January 2017, some of Student’s teachers reported Student having missing
assignments and poor grades. (P-20 pp. 1; P-24)
60. In February 2017, Student was among a number of students invited to participate in a
regular education after school skill-building intervention. Students with weak PSSA
scores were part of the targeted group. (N.T. 481-84; S-42)
61. On February 27, 2017, a meeting of a team of District professionals and the Parents
convened to discuss concerns about Student. (N.T. 334, 627, 879)
62. The District issued a Permission to Evaluate form to the Parents on March 1, 2017,
having considered that the Service Agreement was not meeting Student’s attendance and
academic performance needs. The Parents provided their consent ten days later. That
evaluation was not completed because Student was out of state and not in the local
geographic area. (N.T. 57, 60, 64, 227, 243-44; S-52)
63. The Parents arranged for Student to begin attending an out of state wilderness program
(Wilderness Program) beginning on March 9, 2017, because they believed Student’s
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Anxiety and OCD symptoms were worsening, as was their relationship with Student, and
that Student’s ability to function was deteriorating; they were also concerned that Student
was in danger of placement in a juvenile detention facility.7 They notified the District
that same date. (N.T. 873, 878-79, 899-900, 913; S-57; S-59 pp. 1-6)
64. Student was withdrawn from the District effective March 9, 2017. (S-50)
65. At the time of Student’s withdrawal from the District, Student had accrued eighteen
absences and approximately fifteen tardy arrivals, with a number of other occasions of
being merely late to school for some unspecified amount of time. (N.T. 110-14; P-6; S-
54 pp. 1-4)
66. The Parents had reported as reasons for absences during the 2016-17 school year illness
and a planned vacation. (P-19 pp. 9, P-20 p. 4; S-22 p. 1; S-43; S-44)
67. The Parents had reported as reasons for Student’s late arrival to school during the 2016-
17 school year that Student was not sleeping well and was tired in the morning. (N.T.
586)
WILDERNESS PROGRAM
68. Student began attending a nomadic wilderness therapy program out of state in March
2017. (N.T. 1031-32)
69. Wilderness Program serves adolescents who are thirteen to eighteen years of age. (N.T.
1030)
70. When Student first arrived at Wilderness Program, Student exhibited extreme anxiety and
was highly emotional. Staff were concerned for Student’s safety. (N.T. 1035-36, 1065-
66)
71. The Wilderness Program school curriculum has been accredited by the agency in that
state that is responsible for doing so. (N.T. 1031)
72. The educational component of Wilderness Program is that Students are provided with a
number of workbooks to complete during their stay. The education component is focused
on physical activities, health and safety in the outdoor environment, art, and life skills.
Completion of a workbook earns educational credit. (N.T. 1039-43, 1059, 1061; P-12)
73. There are no certified teachers at Wilderness Program. (N.T. 1059)
74. Students at Wilderness Program are provided with formal and informal therapy
throughout the day, both individual and in groups. (N.T. 721-33, 1031-34)
7 Student was on probation at the time. (N.T. 878-89)
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75. Student had a treatment plan at Wilderness Program to address Student’s Anxiety,
Oppositional Defiant Disorder, and difficulty with family relationships. (N.T. 1038-39;
P-11)
76. Student was provided individual and group therapy at Wilderness Program. (N.T.1044;
P-11)
77. Student began to learn strategies and coping skills to manage anxiety, and to express self
without resort to anger and oppositional behavior, while at Wilderness Program. (N.T.
1055-56; P-11)
78. Student earned A grades in the four academic subject areas (physical education, art, life
skills, and health) at Wilderness Program. (P-12)
79. Student worked on building a better and stronger relationship with the Parents while at
Wilderness Program. (P-11)
80. The clinical director at Wilderness Program who was also a therapist for Student
recommended that Student enroll in a structured, residential treatment placement because
of Student’s significant anxiety. (N.T. 1050-51, 1055-56; P-11)
81. Student was discharged from Wilderness Program on May 25, 2017. (P-11)
INDEPENDENT EDUCATIONAL EVALUATION
82. An Independent Educational Evaluation (IEE) was conducted in April 2017 while
Student was at Wilderness Program. The Parents arranged for that IEE. (N.T. 1063,
1080-81)
83. The private psychologist who conducted the IEE has experience providing
comprehensive psychological evaluations of young adults and adolescents who are in
treatment programs. (N.T. 1078-8; P-7)
84. The IEE Report included input from the Parents and Student and a summary of
developmental, medical, psychological, and other history including substance abuse.
Student’s diagnoses of Anxiety and Depression were noted. (S-59 pp. 1-6)
85. On cognitive assessment for the IEE (Wechsler Intelligence Scale for Children – Fifth
Edition), Student’s Full Scale IQ (100) was solidly in the average range; Working
Memory was a relative strength and Processing Speed a relative weakness (low average
to average range). (S-59 pp. 7-9)
86. On the Wechsler Individual Achievement Test – Third Edition, Student earned average
range scores on all subtests and composites, with the exceptions of a low average score
on the Numerical Operations subtest, and high average scores on the Essay Composition
and Spelling subtests that yielded a high average range score on the Written Expression
Composite. (S-59 p. 9-10)
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87. In assessment of Student’s executive functioning skills (Delis-Kaplan Executive Function
System and the Behavior Rating Inventory of Executive Function (self-report and parent
ratings only)), the independent psychologist concluded that Student demonstrated overall
strong skills with the exception of regulating emotions and shifting (attentional,
behavioral, and/or cognitive), both related to Anxiety and Depression. (N.T. 1094-95,
1115; S-59 pp. 11-12)
88. In psychological and emotional functioning, the independent psychologist concluded that
diagnoses of Generalized Anxiety Disorder and Persistent Depressive Disorder were
indicated for Student. She also described a number of characteristic tendencies with
which Student did or likely would struggle and had or would contribute to those
diagnoses. (S-59 pp. 12-17)
89. The independent psychologist recommended that Student transition to a long-term
residential treatment program for Student’s Anxiety and Depression. Educational
recommendations included a therapeutic, highly structured educational program in a
residential setting; small class sizes; preferential seating; and test and assignment
accommodations. (N.T. 1099-1100; S-69 pp. 17-19)
90. The independent psychologist concluded that Student’s anxiety and depression impacted
Student’s performance at school based on information from the Parents. She did not seek
any information from the District but was aware that Student’s anxiety and behaviors
were more prominent at home than at school. (N.T. 1100-02, 1108-09)
91. The independent psychologist concluded that Student did not exhibit any learning
disability in reading, mathematics, or written expression. She did not otherwise reach
any conclusion with respect to Student’s potential eligibility under the IDEA or Section
504. (S-59)
RESIDENTIAL PROGRAM
92. Student has been attending the long-term residential treatment program (Residential
Program) since May 2017. Residential Program is therapeutic with academic
components. (N.T. 723-24, 788, 792)
93. Residential Program serves adolescent [residents] between the ages of twelve and
eighteen. (N.T. 716-17)
94. Residential Program is a year round program, and the [residents] attend school through
the summer. (N.T. 790, 1141-42)
95. Residential Program staff work with the [residents] in the mornings to help get them
ready for and to school; assist them in the classroom and on breaks; and arrange for
activities before assisting them to turn in for the night. (N.T. 718-19)
96. The educational program at Residential Program is licensed by the Department of
Education in the state where it is located. (N.T. 717, 1140)
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97. Residential Program follows the core curriculum of the state where it is located. (N.T.
1141)
98. Residential Program has twelve certified teachers in addition to other non-certified staff.
All of the teachers are certified by the state where it is located. (N.T. 1180-81)
99. Student entered Residential Program as an eighth grader then quickly was advanced to
the ninth grade. (N.T. 1141-42)
100. At Residential Program, Student had ninth grade core classes in English, Algebra I, U.S.
History, and Biology; Student also had Physical Education and Fine Arts classes. (N.T.
1155-56; P-15)
101. Residential Program has been implementing Student’s Service Agreement and is able to
provide and suggest additional academic interventions as needed. Student does not have
an Individualized Education Program (IEP) at Residential Program. (N.T. 770, 812-13)
102. Students receive a grade, and can receive education credit, for a psychology course that is
applied psychology based on individual therapy. (N.T. 765, 1159, 1179)
103. Academic tutoring is available if needed at Residential Program. There is a learning
center where the [resident] can seek additional one-on-one support or study
independently. (N.T. 729-30, 764, 770, 1155-56)
104. Students at Residential Program are able to miss classes for reasons such as anxiety, to
provide an opportunity to work through the difficulty alone or with a therapist. (N.T.
1162-63)
105. Student has exhibited significant anxiety in the classroom at Residential Program but was
improving with the structured environment. (N.T. 1143-46)
106. At the end of the third quarter of the 2017-18 school year at Residential Program, Student
had grades of A- or better in all classes, with the exception of Algebra for which Student
had a D grade. (P-15)
107. Residential Program provides its students with a list of academic recommendations that
includes information on whether certain interventions have been successful. For Student,
effective interventions have been regular meetings with the academic advisor; chunking
and pacing of expectations; regular monitoring of supports; decreased distractions;
flexible discipline; clear and concrete directions; monitoring of behavior; and external
rewards for completed tasks and grades. (N.T. 1149-50, 1166; P-14)
108. Student had a treatment team at Residential Program comprised of two primary
therapists, the clinical director, a psychiatrist, and residential supervisors. The treatment
team met weekly to discuss progress on goals for all of the [residents] assigned to that
team, and an academic advisory participated in those meetings. The academic advisor
communicated with the teachers about interventions that should be implemented in the
classroom. (N.T. 720-22, 817-20, 1151)
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109. A treatment plan was developed for Student at Residential Program and was updated
monthly. Student worked on managing OCD and Anxiety symptoms (N.T. 732, 1147-48;
P-13)
110. Student has had weekly individual therapy and weekly group therapy at Residential
Program, as well as weekly family therapy with a therapist who is a social worker.
Additional group therapy was also provided. (N.T. 716, 730-31, 771-72)
111. Student has seen a psychiatrist at Residential Program on a monthly basis. (N.T. 774)
112. The [residents] at Residential Program have also engaged in recreational therapy
participating in various activities throughout the week. (N.T. 791-92)
113. The [residents] at Residential Program complete individual tracking sheets of exhibiting
appropriate skills and behaviors throughout the day, such as completing assigned chores,
engaging in class, and adhering to schedules. (N.T. 744-45, 776-77)
114. Residential Program planned on discharging Student in April 2018 to return home with
the support of a Residential Program therapist and Student’s previous private therapist.
(N.T. 790, 805)
DISCUSSION AND CONCLUSIONS OF LAW
GENERAL LEGAL PRINCIPLES
In general, the burden of proof is viewed as consisting of two elements: the burden of
production and the burden of persuasion. In an administrative hearing such as this, it should be
recognized that the burden of persuasion lies with the party seeking relief. Schaffer v. Weast,
546 U.S. 49, 62 (2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006).
Accordingly, the burden of persuasion in this case must rest with the Parents who initiated this
action. Nevertheless, application of this principle determines which party prevails only in those
rare cases where the evidence is evenly balanced or in “equipoise.” Schaffer, supra, 546 U.S. at
58. The outcome is much more frequently determined by the preponderance of the evidence, as
is the case here.
Special education hearing officers, in the role of fact-finders, are also charged with the
responsibility of making credibility determinations of the witnesses who testify. See J. P. v.
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County School Board, 516 F.3d 254, 261 (4th Cir. Va. 2008); see also T.E. v. Cumberland Valley
School District, 2014 U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute
Resolution (Quakertown Community School District), 88 A.3d 256, 266 (Pa. Commw. 2014).
This hearing officer found the witnesses who testified to be generally credible, testifying to the
best of his or her recollection. None of the witnesses exhibited a demeanor that suggested a lack
of trustworthiness or evasion. There were also relatively few inconsistencies in the testimony,
with the exception of the nature of the November 2, 2016 evening telephone call, and the
discrepancies are attributed to imperfect memory and the clearly emotional perspectives of those
participating rather than on any intent to deceive. The knowledgeable testimony of the District
professionals who worked with Student, and that of its school psychologist, was accorded heavy
weight with respect to how Student presented in the educational environment. Credibility is
discussed more fully below as necessary.
In reviewing the record, the testimony of all witnesses and the content of each admitted
exhibit were thoroughly considered in issuing this decision, as were the parties’ closing
arguments. Before proceeding to address the issues, however, this hearing officer finds it
prudent to observe that when the Parents made what was clearly a very challenging decision
about Student in March 2017, they believed that Student was at or near a crisis stage and that
immediate and drastic measures were needed. One cannot question the sincerity of their belief
that urgent steps were required at that time. The issues in this matter, however, are limited to the
District’s obligations to Student based on its actual or constructive knowledge under applicable
law.
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SECTION 504 PRINCIPLES
Because Student was identified under Section 504, a review of its requirements at the
outset is appropriate. In the context of education, Section 504 and its implementing regulations
“require that school districts provide a free appropriate public education to each qualified
handicapped person in its jurisdiction.” Ridgewood Board of Education v. N.E., 172 F.3d 238,
253 (3d Cir. 1999) (citation and quotation marks omitted); see also Lower Merion School
District v. Doe, 878 A.2d 925 (Pa. Commw. 2005); 34 C.F.R. § 104.33(a). Under Section 504,
an “appropriate education” means “the provision of regular or special education and related aids
and services that (i) are designed to meet individual educational needs of handicapped persons as
adequately as the needs of nonhandicapped persons are met and (ii) are based upon adherence to
procedures that satisfy” all of the requirements of each of the related subsections of that chapter:
§§ 104.34, 104.35, and 104.36. See 34 C.F.R. § 104.33(b). The Third Circuit has interpreted the
phrase “free appropriate public education” (FAPE) to require “significant learning” and
“meaningful benefit”. Ridgewood, supra, 172 F.3d at 247. Significantly, “[t]here are no bright
line rules to determine when a school district has provided an appropriate education required by
§ 504 and when it has not.” Molly L. ex rel B.L. v. Lower Merion School District, 194 F.Supp.2d
422, 427 (E.D. Pa. 2002).
Critically, consideration of whether an educational program for a child with a disability is
appropriate “can only be determined as of the time it is offered to the student, and not at some
later date.” Fuhrmann v. East Hanover Board of Education, 993 F.2d 1031, 1040 (3d Cir. 1993);
see also D.S. v. Bayonne Board of Education, 602 F.3d 553, 564-65 (3d Cir. 2010) (same). In
addition, a local educational agency (LEA) is not obligated to “provide ‘the optimal level of
services,’ or incorporate every program requested by the child's parents.” Ridley School District
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v. M.R., 680 F.3d 260, 269 (3d Cir. 2012); Endrew F, ___ U.S. ___, 137 S. Ct. 988, 197 L.Ed.2d
335 (2017).
With respect to the ADA, the substantive standards for evaluating claims under that
statute and Section 504 are essentially the same. See, e.g., Ridley School District. v. M.R., 680
F.3d 260, 282-283 (3d Cir. 2012; Swope v. Central York School District, 796 F. Supp. 2d 592
(M.D. Pa. 2011); Taylor v. Altoona Area School District, 737 F. Supp. 2d 474 (W.D. Pa. 2010);
Derrick F. v. Red Lion Area School District, 586 F. Supp. 2d 282 (M.D. Pa. 2008). Thus, the
discussion below serves as a final determination of all Section 504 and ADA claims which will
be considered together in this matter, although Section 504 will be the primary reference.
Section 504 further prohibits discrimination on the basis of a handicap or disability. 29
U.S.C. § 794. A person has a handicap if he or she “has a physical or mental impairment which
substantially limits one or more major life activities,” or has a record of such impairment or is
regarded as having such impairment. 34 C.F.R. § 104.3(j)(1). “Major life activities” include
learning. 34 C.F.R. § 104.3(j)(2)(ii). The Ridgewood Court also explained the elements of a
Section 504 violation as proof that:
(1) [the claimant] is “disabled” as defined by the Act; (2) [the claimant] is
“otherwise qualified” to participate in school activities; (3) the school or the board
of education receives federal financial assistance; and (4) [the claimant] was
excluded from participation in, denied the benefits of, or subject to discrimination
at, the school.
Ridgewood, 172 F.3d at 253.
IDEA CHILD FIND PRINCIPLES
The first issue is whether the District complied with its obligations under the IDEA in its
failure to identify Student as eligible for special education, commonly called “Child Find.” The
IDEA and its implementing state and federal regulations require LEAs to locate, identify, and
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evaluate children with disabilities who are in need of special education and related services. 20
U.S.C. § 1412(a)(3); 34 C.F.R. § 300.111(a); see also 22 Pa. Code §§ 14.121-14.125. LEAs are
required to fulfill that Child Find obligation within a reasonable time. W.B. v. Matula, 67 F.3d
584 (3d Cir. 1995). In other words, LEAs are required to identify a student eligible for special
education services within a reasonable time after notice of behavior that suggests that a disability
may exist that requires specially designed instruction. D.K. v. Abington School District, 696
F.3d 233, 249 (3d Cir. 2012). LEAs are not, however, required to identify a disability “at the
earliest possible moment.” Id. (citation omitted). Nor are LEAs required to formally evaluate
“every struggling student” under the IDEA. Id. (citations omitted).
A “child with a disability” is defined by the statute to mean a child who has been
evaluated and identified with one or more of a number of specific disability classifications, and
“by reason thereof” needs to be provided with special education and related services. 20 U.S.C.
§ 1401(3); 34 C.F.R. § 300.8(a). The IDEA classifications or categories for purposes of this
definition are “intellectual disabilities, hearing impairments (including deafness), speech or
language impairments, visual impairments (including blindness), serious emotional disturbance
(referred to in this chapter as ‘emotional disturbance’), orthopedic impairments, autism,
traumatic brain injury, other health impairments, or specific learning disabilities.” 20 U.S.C.A. §
1401(3)(A); see also 34 C.F.R. § 300.8(a).
Here, there is no question that Student has Anxiety and other mental health diagnoses. It
is also true, as the Parents observe, that it has been long recognized that education is much more
than academics; an appropriate education encompasses “all relevant domains under the IDEA,
including behavioral, social, and emotional.” Breanne C. v. Southern York County School
District, 732 F.Supp.2d 474, 483 (M.D. Pa. 2010)(citation omitted). Merely having an identified
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disability, however, does not automatically mean that a child is eligible for special education,
since that is merely one prong of the two-part test. The other step to IDEA eligibility is a
determination that the child needs special education because of that disability. And, “special
education” means specially designed instruction which is designed to meet the child’s individual
learning needs. 34 C.F.R. § 300.39(a). More specifically,
Specially designed instruction means adapting, as appropriate to the needs of an
eligible child under this part, the content, methodology, or delivery of instruction—
(i) To address the unique needs of the child that result from the child’s
disability; and
(ii) To ensure access of the child to the general curriculum, so that the child
can meet the educational standards within the jurisdiction of the public
agency that apply to all children.
34 C.F.R. § 300.39(b)(3).
The Parents claim that the District ignored signs of Student’s disability and asserted need
for specially designed instruction beginning in the 2015-16 school year. The evidence that might
support this contention for seventh grade is relatively sparse. The District did have notice of
Student’s Anxiety diagnosis and Student visited the nurse one time that school year because of
an anxiety episode. Student also had a few difficult experiences with social media, peer
relationships, and minor disciplinary infractions over the course of that school year. The Parents
and District professionals communicated about homework concerns and Student becoming
overwhelmed. Yet the pattern of Student’s absences and late arrivals to school was not markedly
different than the previous school years, with non-anxiety reasons provided for some of those
days. In addition, the District professionals working with Student provided persuasive and
compelling testimony that they did not observe Student to behave differently than other middle
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school students with respect to exhibiting anxiety, participating in class, needing to be prompted,
or expressing feelings of being overwhelmed.
Although Student’s presentation at home was clearly much different, it was not until the
end of the 2015-16 school year that the subject of a Service Agreement was first mentioned due
to concerns. Prior to the meeting with the Parents at the end of that school year, there simply
was not sufficient reason for the District to initiate a Section 504 or IDEA evaluation when
Student was not exhibiting signs of a need for accommodations or special education. See, e.g.,
D.K., supra, 696 F.3d at 251 (finding no child find violation where the student’s difficulties were
not unusual for the child’s age and grade) and cases cited therein. When the record is viewed in
its entirety, the claims regarding Child Find and a denial of FAPE for the 2015-16 school year
must therefore fail.
The start of the 2016-17 school year presents a quite different set of circumstances.
Beginning in early September 2016, Student was manifesting significant anxiety regarding
school, causing tardy arrival, and the Parents communicated those details to the District. Student
also visited the nurse around the same time and for much the same reason. A meeting was
quickly convened with the Parents to discuss those concerns, and within a matter of days the
District sought permission to conduct a Section 504 Evaluation. Other, regular education
interventions were also implemented, including Student’s move to a different foreign language
class and use of the lunch period remediation. Upon completion of the Section 504 Evaluation, a
Service Agreement was developed to provide accommodations that were designed to alleviate
the concerns expressed by the Parents and District professionals: expectations for homework
assignments; anxiety and feelings of being overwhelmed; attendance; understanding instructions
and directions; and opportunities for alternatives to class presentations. When viewed along with
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the needs Student was demonstrating and the knowledge that the District had, the Service
Agreement was reasonably calculated to provide Student with meaningful educational benefit
and did not deny Student the benefit of FAPE.
Student did incur an out of school suspension around the time the Service Agreement was
created, and by December 2016 was struggling in Science class. Additional concerns with
missing assignments and poor grades were noted in January 2017. Student was considered for a
skill building intervention, and lunch period remediation sessions continued. While it is clear
that the latter aggravated Student’s anxiety, it was certainly reasonable for the District to
continue regular education interventions while implementing the Service Agreement for a period
of time in order to assess whether it was or was not effective. By late February 2017,
approximately sixty calendar days after the Service Agreement was finalized, the District
convened a meeting with the Parents to discuss continued concerns about Student and to consider
a special education evaluation that would have proceeded had Student remained in the District.
This hearing officer concludes that the District’s actions were appropriate in response to
Student’s needs throughout the 2016-17 school year, based on information known at the time,
until the first unilateral placement.
The Parents contend that the District did not conduct a sufficiently comprehensive
evaluation of all areas of potential disability. The District proposed, and the Parents consented
to, an evaluation under Section 504. Section 104.35 of the applicable regulations implementing
Section 504 requires that an evaluation “shall” be conducted “before taking any action with
respect to the initial placement of the person in regular or special education and any subsequent
significant change in placement.” 34 C.F.R. § 104.35. An initial evaluation under Section 504
must assess all areas of educational need, be drawn from a variety of sources, and be considered
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by a team of professionals. Id. However, neither Section 504 nor the implementing regulations
mandate an evaluation that meets IDEA criteria.
Although the Section 504 Evaluation did not include any formal assessments, the team
gathered input from the Parents and teachers, and a classroom observation was conducted.
Student’s Anxiety Disorder was noted as well as how it was manifested at home and at school.
Student’s difficulties with homework, attention, frustration, and following directions were
described from the Parents’ and District’s perspectives. Recommendations were made for
accommodations to address the needs exhibited in the school environment. This hearing officer
concludes that, based on information known to the District in the fall of 2016, the Evaluation met
the requirements of Section 104.35 of the Section 504 implementing regulations and was
sufficiently comprehensive.
Finally on this issue, the record does not establish by a preponderance of the evidence
that Student is eligible under the IDEA. Even the private psychologist who relatively recently
conducted the IEE declined to reach such a conclusion. Moreover, Student has been in
therapeutic residential programming for over a year, learning a variety of skills and strategies for
managing Student’s mental health diagnoses, and it is unknown what needs Student will exhibit
upon a return home to a less structured and non-clinical environment and what the District’s
obligations will be.
For all of the above reasons, the District did not discriminate against Student or violate
any of its obligations to Student under the IDEA or Section 504.
REQUESTED REMEDIES
As one remedy, the Parents seek compensatory education, which is an appropriate form
of relief where an LEA knows, or should know, that a child's educational program is not
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appropriate or that he or she is receiving only trivial educational benefit, and the LEA fails to
resolve the problem. M.C. v. Central Regional School District, 81 F.3d 389 (3d Cir. 1996). A
compensatory education award is designed to remedy a deprivation of educational services. Id.
Here, having found no denial of FAPE, no such award is warranted.
The Parents also seek reimbursement for the costs of tuition and related expenses for the
two unilateral out of state placements. Consideration of this claim requires three separate
inquiries: first, a finding must be made that the LEA’s program did not provide FAPE; second, it
must be determined that the private placement or services are proper; and third, equitable
considerations may operate to reduce or deny reimbursement. Florence County School District
v. Carter, 510 U.S. 10 (1993); School Committee of Burlington v. Department of Education, 471
U.S. 359 (1985); Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235, 242 (3d Cir.
2009). Again, having determined that the District did not deny Student FAPE, the first prong of
the test has not been met so there is no need to address the second and third elements.
Next, the Parents seek reimbursement for the IEE they procured in the other state.
Ordinarily, when parents disagree with a school district’s educational evaluation, they may
request an IEE at public expense. 20 U.S.C. § 1415(b)(1); 34 C.F.R. § 300.502(b). In this case,
the District in March 2017 took initial steps toward, but did not begin much less complete, an
evaluation of Student for special education because Student was out of state. Although a
District’s failure to evaluate may be considered the functional equivalent of providing an
inappropriate evaluation for purposes of considering an IEE issue, here, the District was not
required to arrange for assessments of Student in the other state while attending the Wilderness
and Residential Programs. Great Valley School District v. Douglas M., 807 A.2d 315 (Pa.
Commw. 2002)(collecting cases and holding that, “a school district cannot be compelled to
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assume any responsibility for evaluating a child while he remains outside Pennsylvania in a
unilateral placement.”). Moreover, while there were educational recommendations offered, the
private psychologist who conducted the IEE and issued the report declined to reach any
conclusions on Student’s eligibility under the IDEA or even Section 504. Although the IEE must
be considered by the District if and when Student returns to be educated in its schools, there is no
basis for awarding reimbursement to the Parents for its cost.
A related issue is the Parents’ request for reimbursement for the fees incurred by them for
their private psychologist, who was qualified as an expert, to testify at the hearing. Her
testimony was certainly knowledgeable, and provided insight into Student’s needs as of April
2017. However, the basis for this requested remedy is Section 504, which provides in relevant
part that, “the court, in its discretion, may allow the prevailing party . . . a reasonable attorney's
fee (including expert fees) as part of the costs.” 42 U.S.C. § 2000e-5(k)(emphasis added).
Similar language in the IDEA has been construed as not applying to administrative hearing
officers. B. ex rel. M.B. v. East Granby Board of Education, 201 Fed. Appx. 834, 837, 2006 U.S.
App. LEXIS 27014, *6 (2d Cir. 2006)(concluding that an attorney fee award “is a district court
function” under 20 U.S.C. § 1415(i)(3)(B), which provides district courts with discretion to
“award reasonable attorneys’ fees as part of the costs to the parents of a child with a disability
who is the prevailing party”). Accordingly, this hearing officer shall not address that remedy.
The final issue is whether the District should be ordered to develop a special education
program for Student prospectively. This hearing officer declines to do so because the record
simply is not preponderant that Student is in need for specially designed instruction at this time.
As discussed above, Student has been in structured residential placements for over a year, and as
of the final hearing date, it remained unknown what strengths and needs Student would exhibit in
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a less restrictive environment. If and when Student is again available for the District to conduct
an evaluation as it proposed in March 2017, its professionals and the Parents, as a team, will be
in a position to consider all available information including the IEE, and determine Student’s
eligibility status and needs under Section 504 or the IDEA.
Lastly, by way of dicta, this hearing officer makes the following observations. With the
benefit of hindsight, one can almost always question whether certain events or behaviors should
have been given more significant meaning or attention. But the law does not permit us to view
FAPE claims in that manner. It is also important for the parties to be able to work together as a
team moving forward so that Student’s needs can be appropriately met both at school and in the
home. By the time an evaluation is completed and the team members meet to review it and
decide on eligibility and programming, there will be a wealth of valuable information available
so that informed team decision-making can occur to plan Student’s important transition to high
school.
CONCLUSION
Based on the foregoing findings of fact and for all of the above reasons, this hearing
officer concludes that the District did not fail in any of its obligations to Student under Section
504 or the IDEA, and it is not required to take any further action that it did not already plan to
do.
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ORDER
AND NOW, this 10th day of May, 2018, in accordance with the foregoing findings of fact
and conclusions of law, it is hereby ORDERED as follows.
1. The District did not fail in its Child Find or other obligations to Student under the
IDEA.
2. The District did not fail in any of its obligations to Student under Section 504.
3. The Parents and Student are not entitled to any of their requested remedies.
4. The District is not ordered to take any action.
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are DENIED and DISMISSED.
Cathy A. Skidmore
_____________________________
Cathy A. Skidmore
HEARING OFFICER
19914-1718KE
