Kennett Consolidated School District | Case 24331-20-21 | 2021-05-25
Pennsylvania special education due-process decision
- Case number
- 24331-20-21
- Date
- 05/25/2021
- Parties / district (official listing)
- Kennett Consolidated School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- Evaluation Individualized Education Program Tuition Reimbursement
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania Special Education Due Process Hearing Officer
Final Decision and Order
Closed Hearing
ODR File Number
24331-2021
Child’s Name
R.J.
Date of Birth
[redacted]
Parents
[redacted]
Counsel for Parents
Jennifer Grobe, Esquire
30 Cassatt Avenue
Berwyn, PA 19312
Local Educational Agency
Kennett Consolidated School District
300 E. South Street
Kennett Square, PA 19348
Counsel for LEA
Karl Romberger, Esquire
331 E. Butler Avenue
New Britain, PA 18901
Hearing Officer
Michael J. McElligott, Esquire
Date of Decision
05/25/2021
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Introduction
This special education due process hearing concerns the educational
rights of R.J. (“student”), a student who resides in the Kennett Consolidated
School District (“District”).1 The parties agree that the student qualifies
under the terms of the Individuals with Disabilities in Education
Improvement Act of 2004 (“IDEIA”)2 as a student who requires special
education to address the student’s needs related to autism, attention deficit
hyperactivity disorder (“ADHD”), a specific learning disability, and speech
language impairment.
The student’s parents claim that the District denied the student a free
appropriate public education (“FAPE”) through various acts and omissions
related to the student’s educational programming, primarily a re-evaluation
process, begun in February 2020 but not completed until November 2020.
The COVID-19 school shutdown in the Commonwealth of Pennsylvania took
place over this time and, in August 2020, the family continued the
enrollment of the student in a private placement for the 2020-2021 school
year. Parents seek tuition reimbursement for the private placement
undertaken by parents for the 2020-2021 school year.
1 The generic use of “student”, and avoidance of personal pronouns, are employed to
protect the confidentiality of the student.
2 It is this hearing officer’s preference to cite to the pertinent federal implementing
regulations of the IDEIA at 34 C.F.R. §§300.1-300.818. See also 22 PA Code §§14.101-
14.162 (“Chapter 14”).
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Analogously, parents also bring a denial-of-FAPE claim under the
Rehabilitation Act of 1973, particularly Section 504 of that statute (“Section
504”).3
The District counters that at all times it met its obligations to the
student under IDEIA and Section 504, pointing out, too, that the COVID-19
school shutdown played an exogenous role in the re-evaluation process for
the student. Accordingly, the District argues that the parents are not entitled
to any remedy.
For reasons set forth below, I find in favor of the parents.
Issues
1. Did the District provide a FAPE to the student in its handling of the
February – November 2020 re-evaluation process?
2. Does the COVID-19 school closure play a role in the determination of
this question?
3. If the student was denied FAPE, are parents entitled to a tuition
reimbursement remedy?
3 It is this hearing officer’s preference to cite to the pertinent federal implementing
regulations of Section 504 at 34 C.F.R. §§104.1-104.61. See also 22 PA Code §§15.1-15.11
(“Chapter 15”).
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Findings of Fact
All evidence i n the record, both exhibits and testimony, was considered.
Specific evidentiary artifacts in findings of fact, however, are cited only as
necessary to resolve the issue(s) p resented. Consequently, all exhibits and
all aspects of each witness’s testimony are not explicitly referenced below.
Pr
ior Educational History
1. Until 2017, the student resided in a neighboring state and attended,
since kindergarten, the private placement for which parents seek
tuition reimbursement. (Notes of Testimony [“NT”] at 53-121).
2. In February 2015, the student underwent a private neuropsychological
evaluation to “aid in the planning of educational and therapeutic
interventions”. (Parents Exhibit [“P”]-1).
3. The private evaluation identified the student as having multiple
psychological diagnoses that might impact the student in the
educational environment, including a specific learning disability in
reading, a speech disorder (articulation), autism spectrum disorder
(mild), anxiety disorder, and attention deficit hyperactivity disorder
(“ADHD”). (P-1).
2017-2018 / 5
th Grade
4. Just prior to the start of the 2017-2018 school year, the student’s
family moved into the District. (School District Exhibit [“S”]-5; NT at
53-121).
5. In August 2017, the District requested permission to evaluate the
student. (S-3).
6. In October 2017, the District issued its evaluation report (“ER”). (S-5).
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7. The October 2017 ER included a record review with diagnoses and
results from various providers, including information from an
evaluation by the student’s out-of-state school district in 2014 and
significant content from the February 2015 neuropsychological report.
(P-1; S-5).
8. The October 2017 ER included input from parents and teachers, as
well as multiple years of the student’s academic records from the
private placement. (S-5).
9. The District evaluator performed one observation of the student at the
private placement. (S-5).
10. The October 2017 ER contained attention and behavior rating
scales completed by the student’s parents and teachers form the
private placement. (S-5).
11. The District evaluator supplied social-responsiveness rating
scales which were not returned by teachers and were only partially
completed by parents. (S-5).
12. Parents reported that the student was in an emotionally dis-
regulated state in the fall of 2017 and requested that additional
assessment, such as cognitive or academic testing, not take place. The
District acquiesced in that request. (S-5).
13. The October 2017 ER identified the student as a student with a
health impairment (ADHD), specific learning disability (unspecified but
with identified academic needs in reading and writing), autism, and
speech language impairment. (S-5).
14. In November 2017, the student’s individualized education
program (“IEP”) team met to discuss the student’s programming, and
the District proposed the initiation of special education at the District.
(S-6, S-7).
4
15. The District recommended a District-based program and
placement. Parents disapproved the recommendation and requested
mediation. (S-6, S-7).
4 Attachments to the notice of recommended educational placement (“NOREP”) returned by
the parents included a letter setting forth parents’ disagreement with the NOREP. The
NOREP and this letter references an IEP, although a November 2017 IEP was not made part
of the record. (S-7).
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16. The District dis-enrolled the student, and the student remained
at the private placement at parents’ expense. (NT at 53-121).
2018-2019 / 6th Grade
17. The student remained at the private placement for the 2018-
2019 school year. (S-8).
2019-2020 / 7th Grade
18. In the fall of 2019, the student’s dis-regulation led to a partial
hospitalization program. (P-3; NT at 53-121, 303-362).
19. In November 2019, in exploring options for educating the
student, the parents contacted the District and re-enrolled the student
in order to engage in a re-evaluation process. A District special
education administrator testified that the student’s enrollment status
impacted events over the 2019-2020 and 2020-2021 school years. The
student’s mother testified that the family undertook the re-enrollment
process in the fall of 2019, resisted later District attempts at dis-
enrollment, and that the family continues to receive communications
and updates as it would for any enrolled student in the District. The
testimony of the student’s mother is credited. (P-3; NT at 303-362,
373-380).
20. The District school psychologist was aware that the student was
being discharged from a partial hospitalization program and was aware
that the parents were seeking re-enrollment of the student in the
District but was unaware that the parents were seeking to have the
student re-evaluated by the District. (P-3; NT at 135-227).
21. The District school psychologist testified that she felt the District
should wait to pursue a re-evaluation, even perhaps until October
2020 when the student was due for a minimum triennial re-evaluation
based on the October 2017 ER. (NT at 135-227).
22. No one at the District sought permission to re-evaluate the
student, although input and data began to be gathered over
September – October 2019 that ultimately became part of the
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District’s April 2020 re-evaluation report (“RR”). (S-15 at pages 2-3;
NT at 53-121, 135-227, 303-362).
23. In February 2020, the District formally sought permission to re-
evaluate the student. (S-11).
24. At the same time, in February 2019, the District issued what it
called a “100-day IEP” for the implementation of services pending
completion of the re-evaluation. (S-10, S-12).
25. As part of the re-evaluation process, the District communicated
with the private placement to have teachers complete ratings scales
and provide input. (S-13).
26. Parents also provided input and provided a release for the
District to speak with representatives of the partial hospitalization
program about the student’s treatment and discharge from the
program. There was testimony from the District school psychologist
that parental input was not received until July 2020. The student’s
mother testified that those documents had been returned in the mail
at the time of the evaluation. The testimony of the student’s mother is
credited. (NT at 135-227, 373-380).
27. Achievement testing in reading, writing, and mathematics was
conducted by the District school psychologist in the first week of March
2020. Behavior and social-responsiveness assessments were also
conducted in early March. (S-15, S-18).
28. On March 13, 2020, as a result of the COVID-19 pandemic,
schools in the Commonwealth of Pennsylvania were closed by order of
the governor, a closure which ultimately led school buildings being
closed throughout the Commonwealth for the remainder of the 2019-
2020 school year.
29. In mid-April 2020, the District informed the parents that the re-
evaluation could not be completed due to pandemic-related conditions
and that “until school resumes. At that time, evaluators will proceed
with conducting the re-evaluation.” (S-14; 135-227).
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30. The aspects of the re-evaluation process that could not be
completed included in-class observation, occupational therapy, and
physical therapy assessments. An observational functional behavior
assessment could also not be performed. (S-15 generally, and at
pages 28, 34-35).
31. Along with the incomplete April 2020 RR, the District issued a
NOREP indicating that it would complete the re-evaluation “when the
Governor allows schools to reconvene”. (S-16).
32. Parents disapproved the NOREP, indicating that they wished to
have the re-evaluation completed using virtual means. (S-16).
33. The parents realized in July 2020 that the District had not
included their ratings scales submitted by mail in the spring, so they
re-submitted the ratings scales and other documentation requested at
that time. Beyond this exchange, the parties did not communicate in
the summer of 2020. (NT at 53-121, 373-380).
2020-2021 / 8
th Grade
34. In late August 2020, the parents contacted the principal of the
District middle school where the student would have attended,
providing notice that the parents did not feel the District had an
appropriate program/placement for the student for the upcoming
2020-2021 school year, that the student would be returning to the
private placement, and that the parents would be seeking tuition
support from the District as a result of the private placement. There
was no response from the District. (S-17; NT at 53-121).
35. The student retuned to the private placement for the 2020-2021
school year. (P-6; NT at 53-121, 235-292).
36. The private placement began school on September 9, 2021 with
100% live instruction. (NT at 235-292).
37. The private placement is a special education school, serving
students with a variety of academic, social, and behavioral needs. (NT
at 235-292).
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38. The student’s program at the private placement includes
academic coursework in reading, English, science, social studies, and
mathematics. (P-2, P-6; NT at 235-292).
39. The student receives individualized support from a reading
specialist, a language specialist, an occupational therapist, as well as
the support of a psychologist on staff at the placement. (P-2, P-6; NT
at 53-121, 235-292).
40. On this record, the student’s grades were mostly As, and the
student’s teachers and specialized providers reflected progress in the
2020-2021 school year. (P-6).
41. The District began school on September 8, 2020 with 100%
virtual instruction, returning to live instruction in January 2021. (NT at
303-362).
42. In September 2020, the family attempted to work with the
occupational therapist for the occupational therapy evaluation, but the
student was non-compliant and could not be made available for the
evaluation. Ultimately, the occupational therapy assessment was
conducted virtually. (P-4).
43. In November 2020, the speech and language therapist
attempted to work with the student, but the student was non-
compliant and could not be made available for the evaluation.
Ultimately, the speech and language assessment was conducted
virtually. (NT at 135-227, 303-362).
44. In November 2020, the District issued its RR, concluding that the
student continued to be eligible for special education as a student with
autism, ADHD, a specific learning disabilities in reading and written
expression, and speech language impairment. (S-18; NT at 135-227).
45. In early December 2020, the District proposed an IEP for the
student. (S-19, S-20).
5
5 These documents are included here to complete the factual picture for the record. As set
forth below, the IEP is not relevant to the inquiry because parents, despite requesting this
type of information as to programming and placement for months—even prior to the
COVID-19 school closure—were not placed in a position to make this part of their decision-
making when they returned the student to the private placement in early September 2020.
See also, NT at 33-37 (hearing officer remarks regarding December 2020 IEP as evidence).
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Witness Credibility
All witnesses testified credibly and a degree of weight was accorded to
each witness’s testimony. Where particular emphasis was accorded to a
witness’s testimony on a particular issue or event, that is pointed out above
in a specific finding of fact, as applicable.
Discussion
IDEIA/Denial-of-FAPE
The provision of special education to students with disabilities is
governed by federal and Pennsylvania law. (34 C.F.R. §§300.1-300.818; 22
PA Code §§14.101-14.162). To assure that an eligible child receives FAPE
(34 C.F.R. §300.17), an IEP must be reasonably calculated to yield
meaningful educational benefit to the student. (Board of Education v.
Rowley, 458 U.S. 176, 187-204 (1982)). ‘Meaningful benefit’ means that a
student’s program affords the student the opportunity for significant learning
in light of his or her individual needs, not simply de minimis or minimal
education progress. (Endrew F. ex rel. Joseph F. v. Douglas County School
District, 580 U.S. , 137 S. Ct. 988, 197 L. Ed. 2d 335, (2017); Dunn v.
Downingtown Area School District, 904 F.3d 208 (3d Cir. 2018)).
The critical first step in crafting a special education program is having
a comprehensive evaluation of the student to understand the student’s
strengths and needs, including potentially highly specialized needs, from a
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variety of perspectives (parents, teachers, specialized providers and/or
evaluators) and data-gathering/assessments. (34 C.F.R. §§300.301-
300.311; 22 PA Code §§14.123-14.125). Once a student with a disability
has been found eligible for services under IDEIA through an initial
evaluation, that student must be re-evaluated, at a minimum, every three
years thereafter. (34 C.F.R. §§300.303(b)(2)). “If (a school district)
determines that the educational or related services needs…of the child
warrant a re-evaluation”, or “if the child’s parent requests a re-evaluation”,
a school district must undertake a re-evaluation. (34 C.F.R. §§300.303(a)).
In this matter, the District knew in November 2019 that the student
was in a partial hospitalization program and that, given the significant needs
that were emerging around that situation, the parents were unsure of what
the student’s needs would be, what schooling might look like, and where all
of that might take place. Indeed, the email exchanges with District
personnel at that time clearly indicate that the family was looking to the
District given the student’s needs and put together a program and
placement for consideration, and the special education administration even
responded “as you know, (we are) already collecting data for (the) triennial
re-evaluation” (P-3 at page 1). This is not accurate, as the triennial re-
evaluation would not have been required until October 2020. Still, it shows
that the wheels were in motion at the District for the explicit need to re-
evaluate the student.
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At that point, then, the District recognized that a re-evaluation was
moving forward, especially in light of what the parents were sharing with the
District about the student’s dis-regulated state, yet it took no action— most
simply and directly, it did not request permission to re-evaluate (with or
without its NOREP-based “100 day” IEP template). This is clearly a case
where the District knew, or should have known, that it should have
requested permission to re-evaluate the student in November 2019.
Inexplicably, the District waited three months, until February 2020, to
request permission to re-evaluate the student.
As any reader of this decision knows, the COVID-19 pandemic
overtook matters (and overtook the entire world) shortly thereafter. But it is
clear that the District failed in its obligations to provide the student with
FAPE well before this point in time, by not re-evaluating the student when it
explicitly recognized the need to do so in the fall of 2019.
COVID-19 School Closure. In conceptualizing the issues in this matter,
and as presented through opening statements, the impact of the COVID-19
school closure as of mid-March 2020 appeared to be part of the decisional
matrix. The parties through counsel, understandably, looked at the
chronology of events and the various documents and communications that
flowed back and forth over the spring of 2020 and into the fall of 2020 and
conceived of the issue in light of the school closure. This hearing officer, too,
thought that the March 2020 school closure might impact how evidence
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should come into the record and how it might be weighed. Looking at the
record in its entirety in light of the controlling law, however, the evidentiary
fulcrum turns out not be the school closure and its impact on the re-
evaluation process, but the events of the fall of 2019, well before the onset
of the pandemic.
Tuition Reimbursement. Long-standing case law and the IDEIA provide
for the potential for private school tuition reimbursement if a school district
has failed in its obligation to provide FAPE to a child with a disability
(Florence County District Four v. Carter, 510 U.S. 7 (1993); School
Committee of Burlington v. Department of Education, 471 U.S. 359 (1985);
see also 34 C.F.R. §300.148; 22 PA Code §14.102(a)(2)(xvi)). A
substantive examination of the parents’ tuition reimbursement claim
proceeds under the three-step Burlington-Carter analysis, which has been
incorporated into IDEIA. (34 C.F.R. §§300.148(a),(c),(d)(3); 22 PA Code
§14.102(a)(2)(xvi)).
In the three-step Burlington-Carter analysis, the first step is an
examination of the school district’s proposed program, or last-operative
program, and whether it was reasonably calculated to yield meaningful
education benefit. Step two of the Burlington-Carter analysis involves
assessing the appropriateness of the private placement selected by the
parents. At step three of the Burlington-Carter analysis, the equities must be
balanced between the parties.
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At step one of the Burlington-Carter analysis, here the District failed in
its obligation, in light of the events and communications in the fall of 2019,
to undertake a re-evaluation process as of, say, December 1, 2019.6
Therefore, the re-evaluation should have been completed by January 30,
20207, with an IEP process underway thereafter. Thus, at some point in
February 2020, the District should have been in a position to inform parents
of the programming and placement it felt was appropriate for the student.
This is the crux of the denial of FAPE—by failing to timely re-evaluate the
student when it recognized a need to re-evaluate, the District failed to meet
its statutory (let alone substantive) requirements to put into the parents’
hands the necessary information they needed to make education-
programming decisions for the student.
Step two of the Burlington-Carter analysis requires that a unilateral
private placement be appropriate in meeting the special education needs of
a student. Here, the record is abundantly clear that the private placement is
appropriate. The student receives specialized instruction and supports in all
areas of need and made progress throughout the student’s time at the
placement. The parents have carried their burden of proof at step two of the
analysis.
6 The parties exchanged emails about the partial hospitalization and the re-evaluation
process in mid-November. Given the necessary back-and-forth in requesting/receiving
permission to re-evaluate, and the intervening Thanksgiving holiday, it seems reasonable
for everything to be in place for a re-evaluation to commence by December 1, 2019.
7 60 calendar days to complete the re-evaluation. (22 PA Code §14.124(b)).
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To comprehensively address the Burlington-Carter analysis, at step three of
the Burlington-Carter analysis, the equities do not weigh decidedly in favor,
or against, either of the parties.
Accordingly, the District denied the student FAPE by not having in
place by the end of February 2020 a completed re-evaluation and IEP for
consideration by the student’s parents and IEP team. With the parents’
unilateral private placement wholly appropriate for the student and no
equitable consideration standing in the way, parents will be awarded tuition
reimbursement.
Section 504/Denial-of-FAPE
Section 504 and Chapter 15 also require that children with disabilities
in Pennsylvania schools be provided with FAPE. (34 C.F.R. §104.33; 22 PA
Code §15.1).8 The provisions of IDEIA/Chapter 14 and related case law, in
regards to providing FAPE, are more voluminous than those under Section
504/Chapter 15, but the standards to judge the provision of FAPE are
broadly analogous; in fact, the standards may even, in most cases, be
considered to be identical for claims of denial-of-FAPE. (See generally P.P. v.
West Chester Area School District, 585 F.3d 727 (3d Cir. 2009)).
8 Pennsylvania’s Chapter 14, at 22 PA Code §14.101, utilizes the term “student with a
disability” for a student who qualifies under IDEIA/Chapter 14. Chapter 15, at 22 PA Code
§15.2, utilizes the term “protected handicapped student” for a student who qualifies under
Section 504/Chapter 15. For clarity and consistency in the decision, the term “student with
a disability” will be used in the discussion of both statutory/regulatory frameworks.
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Therefore, the foregoing analysis is adopted here— the District denied
the student FAPE, the parents’ unilateral private placement is appropriate,
and there is no equitable barrier to remedy.
ORDER
In accord with the findings of fact and conclusions of law as set forth
above, parents are entitled to tuition reimbursement from the Kennett
Consolidated School District for the student’s private school tuition for the
2020-2021 school year.
Any claim not specifically addressed in this decision and order is
denied and dismissed.
s/ Michael J. McElligott, Esquire
Michael J. McElligott, Esquire
Special Education Hearing Officer
05/25/2021
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