Khepera Charter School | Case 15632-14-15 | 2015-03-21
Pennsylvania special education due-process decision
- Case number
- 15632-14-15
- Date
- 03/21/2015
- Parties / district (official listing)
- Khepera Charter School
- Hearing officer
- William Culleton
- Issues (official listing)
- Child Find Evaluation Compensatory Education
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: T. T.
Date of Birth: [redacted]
Date of Hearing: 2/27/2015
CLOSED HEARING
ODR File No. 15632-14-15-KE
Parties to the Hearing: Representative:
Parents
Parent[s]
Parent Attorney
Kevin Golembiewski Esq.
Law Office of David J. Berney
1628 JFK Boulevard, Suite 1000
Philadelphia, PA 19103
413-272-8278
David Berney Esq.
8 Penn Center
1628 JFK Boulevard, Suite 1000
Philadelphia, PA 19103
215-564-1030
Local Education Agency
Khepera Charter School
926 W. Sedgley Avenue
Philadelphia, PA 19132
Date Record Closed:
Date of Decision:
Hearing Officer:
LEA Attorney
Robert Miller Esq.
1613 Spruce Street
Philadelphia, PA 19103
215-768-4521
March 11, 2015
March 21, 2015
William Culleton Esq., CHO
Page 2
2
INTRODUCTION AND PROCEDURAL HISTORY
Student1 is thought to be an eligible child with a disability pursuant to the Individuals with
Disabilities Education Act, 20 U.S.C. §1401 et se q. (IDEA), and an individual with a disability
protected by the Rehabilitation Act of 1973, 29 U.S.C. §794 (sectio n 504). Student currently is
enrolled in a charter school (School) in the elementary grades.
Student’s custodial guardian and great aunt (Parent) asserts that the School failed to fulfill
its “child find” obligations under both the IDEA and section 504, from the first day of school in
the 2013-2014 school year until the date of the hearing in this matter. Parent asserts that the School
failed to provide a timely, appropriate educati onal evaluation pursuant to Parent’s request,
inappropriately failed to iden tify Student, and failed to offer or provide Student with an
Individualized Education Program (IEP). Parent requests both compensatory and prospective
relief.
The School, despite an appearance by its attorney in this matter, failed to appear by counsel
at the hearing to enter a defense. It also failed to provide five day notice as required by the IDEA,
34 C.F.R. §300.512(a)(3). After hearing argument of counsel for Parent, I proceeded with the
hearing, in order to prot ect the imminent interests of the Stud ent, including the alleged need for
prospective relief. Subsequently, I offered c ounsel for the School an opportunity to provide
argument as to why I should hear evidence from the School; however, despite receiving my
1 Student, Parent and the respondent School are named in th e title page of this decision; personal references to the
parties are omitted in order to guard Student’s confidentiality.
Page 3
3
message offering that opportunity, the School’s c ounsel did not make a ny offer of proof or
argument as to why I should permit the School to offer evidence.
The hearing was completed in one session. I conclude that the School failed to comply with
its child find obligations under the IDEA and section 504 with regard to Student, as a result of
which Student was deprived of a FAPE. I order the School to provide compensatory education to
Student, to issue an Evaluation Report, and to convene an IEP meeting to provide Student with an
IEP.
ISSUES
1. Did the School inappropriately fail to identify Student as a child with a disability, and thus
fail to comply with its Child Find obligations under the IDEA and/or section 504, during the
relevant period from the first day of school in the 2013-2014 school year until such time as
the School should offer an appropriate IEP to Student?
2. Did the School inappropriately fail to provide a free appropriate public education (FAPE)
to Student during the relevant period, contrary to its obliga tions under the IDEA and/or
section 504?
3. Should the hearing officer order the School to provide Student with compensatory
education on account of all or any part of the relevant period pursuant to the IDEA and/or
section 504?
4. Should the hearing officer order the School to issue an Evaluation Report, to convene an
IEP team meeting or meeting to formulate a section 504 Service Agreement, to consider
Student’s educational needs and to formulate an appropriate IEP and/or section 504 Service
Agreement for Student?
FINDINGS OF FACT
1. Student is enrolled in the School at the elementary grade level and has been enrolled in the
School since kindergarten. (NT 50; P 2-5, 10-12, 15, 26, 33.)
2. Student has a history of diagnosis with Attention Deficit Hyperactivity Disorder (ADHD).
(P 6, 8, 29, 31, 33.)
Page 4
4
3. Student’s mother lost custody of Student due to alleged emo tional disorder and drug use,
resulting in an inability to care for Student. St udent’s mother lives across the street from
Student and interacts with Student, Student’s great aunt (Parent) and other family members.
Student’s Parent has primary custody. Parent reports that Student's mother verbally abused
Student repeatedly when Student was younger. (NT 46-47; P 6, 29, 37.)
4. Student's father [died when Student was young]. Subsequently, Student was hospitalized
for approximately 3 weeks, and then went home to live with Parent. (NT 47-48; P 6, 29.)
5. Student has a history by Parent’s report of diagnosis with Attention Deficit Hyperactivity
Disorder (ADHD) at age three. A local medical center diagnosed Student with ADHD and
Oppositional Defiant Disorder (ODD) at age 8, in April 2011. By September 2011, Student
was receiving medication for ADHD, as well as weekly individual psychotherapy. Student
continues to receive both medication and i ndividual psychotherapy for these conditions.
(NT 49-50; P 6, 7, 9, 29, 31, 33.)
6. Since as early as first grade, Student has failed frequently to turn in homework assignments.
Student also has a history of significant abse nces due to a chronic and serious asthma
condition, which has required hospitalization in the past. (P 3, 4, 5, 29, 36.)
7. Since as early as second-grade, Student's teachers have reported behaviors including
throwing tantrums in the classroom, spending up to one half hour in the nurse's office
calming down, altercations with peers, disr espectful behavior towards teachers, and
throwing [items] in the classroom. In second grade, Student and Parent also reported
suicidal ideation, assaultive behaviors and fire setting behavior at home. (P 6, 15, 31.)
8. When Student was in third grade, at the be ginning of the year in September 2011, Parent
sent two letters to the School, notifying the School that Student was diagnosed with ADHD.
Parent also notified the School that Student was taking a medi cation for attention deficit,
by disclosure in the Student's confidential health information form. (NT 51-56; P 7, 8, 9,
31.)
9. The School did not seek permission to evaluate Student at any time during Student’s third
grade or fourth grade years. (NT 58; P 12.)
10. Beginning with behavioral inci dents in August 2013 and the fi rst few days of September
2013, Student's inappropriate behavior escala ted both in frequency and intensity during
Student’s fifth grade year. Student threw items on the school bus in August, refused to stay
in Student's seat during classes, defiantly walked out of the classroom, and assaulted other
students. Student was "written up" over fifteen times, for instances of defiance and
disrespect for teachers, as well as threats to physically strike or attack other students. (NT
58-65; P 6, 7, 12, 13, 16, 17, 31.)
11. At a meeting on February 18, 2014 with School personnel, including the School principal,
Parent reported that Parent was in the pr ocess of obtaining a Th erapeutic Support Staff
(TSS) worker. Parent submitted another letter from the local behavior health service
Page 5
5
documenting Student's diagnosis of ADHD. At this meeting, Parent explicitly requested
testing for an IEP or section 504 service agreement. (P 12.)
12. The School did not request Pare nt to sign a Permission to Evaluate within 10 days of
Parent’s request in February 2014. The School never asked Parent to sign a Permission to
Evaluate. (NT 69-70.)
13. The School responded to Student’s behavior in 2013 and 2014 by repeatedly suspending
Student from school, at least four times, either with in-school suspensions or with removal
from school altogether. In April 2014, the School notified Student and Parent that Student
was placed on probation with risk for expulsion. (P 7, 12, 13, 16, 17, 31.)
14. By May 2014, Student's behavior was believed to be "totally out of control". (P 6, 7, 12,
13, 16, 17, 31.)
15. Parent was under the impression that the School was prepar ing a section 504 service
agreement. (P 6.)
16. Prior to May 22, 2014, the School retained a consultant who indicated qualification as a
Pennsylvania certified school psychologist, to prepare an evaluation report. (P 33.)
17. On May 22, 2014, the consultant conducted a psychoeducational assessment consisting of
a standardized cognitive test, a standardized achievement test, behavioral observations, an
informal clinical interview, interviews with teachers, staff of the School and Parent, and
administering a behavior inventory known to address issues of attention deficit and
comorbid diagnoses. (P 33.)
18. Although Student was promoted from fifth to sixth grade, Student's grades indicated under-
performance during fifth-grade. Teachers noted that Student's behavior contributed to
Student's underachievement in view of Student's ability. Benchmark testing predicted that
Student’s PSSA scores would be lower than the scores that Student had achieved in
previous grades, and Student’s PSSA scores for fifth grade did in dicate regression. (NT
65-68; P 14, 15, 29, 31, 39, 46.)
19. Beginning in September 2014, Student's behavior continued to escalate in both frequency
and intensity. Student was suspended repeatedly in September, and suspended in October,
November, and December. Student's behavior included fighting with peers,
insubordination, defacing propert y, leaving class, disruption of class, skipping class,
throwing [items], and threatening harm to others. (NT 72-77; P 27, 28.)
20. The School prepared an evaluation report dated October 6, 2014, based upon the consultant
school psychologist’s May 2014 assessment. (P 33.)
21. The psychologist reported observi ng Student placing Student’s head on the desk during
class; writing on Student’s hand with a pen; and demonstrating poor attention and focus
Page 6
6
compared to peers. The psychologist concluded that Student’s inability to remain on task
and focus affected adversely the Student’s ability to produce a classroom project. (P 33.)
22. The psychologist found that Student was able to focus and perform for an extended time in
a one-to-one setting during testing. (P 33.)
23. The psychologist reported that Student’s fift h grade teacher’s responses on the behavior
inventory indicated significantly elevated problematic behavior, with inattentive,
impulsive, defiant and aggressive behaviors th at seriously affected Student’s schoolwork
and social relationships with peers. (P 33.)
24. The psychologist recommended chunking of assi gnments; extended time for all activities
and assessments in mathematics; periodic breaks; a behavioral management program;
assignment of Student to a “carrel” to do classwork; and use of a timer for class activities.
(P 33.)
25. The psychologist found that Student was significantly behind grade level in mathematics.
(P 33.)
26. The psychologist found that Stude nt was exhibiting very signif icantly elevated levels of
hyperactive and/or impulsive behaviors, peer relationship problems, inattention, conduct
disorder behavior problems, and oppositional/defiant behaviors. The psychologist found
that these behaviors seriously affected Student’s schoolwork. (P 33.)
27. The psychologist concluded - and the School’s Evaluation Report determined - that Student
was not a child with a disabi lity eligible for special education. The psychologist
recommended that the Student was eligible for a section 504 service agreement. (P 33.)
28. On November 13, 2014, Student [was physically a ggressive toward objects], resulting in
Student going to the hospital. Student also made [verbal] threats [redacted]. The School
suspended Student with intent to expel. (NT 78; P 28, 44.)
29. Prior to November 20, 2014, the School became aware that Parent had retained an attorney.
(P 20.)
30. Student was reinstated in school on November 24, 2014. (P 20.)
31. On November 25, 2014, Student's behavior be came erratic and uncontrollable. Student
[engaged in physical behaviors] with the obvious intent of having a telephone call made to
Student’s Parent so that Student could be brought home. Student pounded on a classroom
door and disrupted the class, yelling through th e door. Student reported being "Hype". A
school official reporting the incident suggested that Student was experiencing "some type
of serious chemical imbalance and a near breakdown." (P 18.)
32. On November 25, 2014, the School invited Parent to a meeti ng to discuss "504 plan and
resolution meeting”. (P 19.)
Page 7
7
33. On December 11, 2014, Student left the cl assroom without permission after being
reprimanded. Student returned screaming a nd picked up [an object] and threw it in the
direction of another student. The School suspended Student for five days. (P 28.)
34. On December 15, 2014, School officials informed Parent that Student would be subjected
to a petition for involuntary civil commitment and sent to a crisis unit for evaluation and
treatment, "if this behavior escalates". (NT 79-80; P 21.)
35. In December 2014, and prior to December 19, 2014, the School provided a copy of the
October 2014 Evaluation Report to Parent. This occurred about ten months after the Parent
had requested an evaluation. (NT 71.)
36. On December 19, 2014, the School convened a multi-disciplinary meeting to discuss
Student's eligibility for special education and to discuss the School's evaluation report. The
multidisciplinary team, including the principal of the School, raised questions about the
appropriateness of the evaluati on report. The team agreed th at Student was struggling in
school, and that a second evaluation was needed in order to determine eligibility under the
IDEA. The School agreed to fund an Indepe ndent Educational Evaluation (IEE). (NT 80-
83; P 31.)
37. The IEE was conducted in January and Fe bruary 2015. The independent evaluator’s
curriculum vitae indicates that the evaluator has a doctorate in clinical developmental
psychology, both Pennsylvania li censure and a Pennsylvania ce rtification as a school
psychologist, and extensive experience, both as a public school psyc hologist and as a
private clinical psychologist with emphasis in the area of child psychology. The evaluator’s
curriculum vitae also indicated teaching experience and published articles in psychology.
(NT 84; P 29, 30.)
38. The IEE recommended identification under the IDEA categories of Other Health
Impairment (due to ADHD and ODD) and Sp ecific Learning Disability in reading
comprehension, with a weakness requiring remediation in mathematics. (P 29.)
39. The IEE recommended weekly coun seling; four to five school periods per week of direct
and explicit instruction in reading comprehe nsion strategies; a positive behavior support
plan; in-school suspensions for all infractions to avoid what the evaluator hypothesized as
the School’s inadvertent reinforcement of Student’s problem behaviors; scheduled frequent
short breaks; fidgets; preferential seating; small classes or small learning groups; hands on
activities and learning opportunities; chunking of assignments; specially designed material
and provision of formulas during mathematic s activities; use of visual support for
instruction and directio ns; graphic organizers for writi ng; direct teaching of memory
strategies; daily checks of assignment book, faded; praise and other reinforcement for on
task behavior and effort; and daily schedules. (P 29.)
Page 8
8
40. The School's counselor conducted a Functional Behavioral Assessment (FBA) in January
2015. The FBA consisted of three observations of Student and interviews with teachers, as
well as review of school records. (P 22.)
41. The School offered a behavior support plan on January 18, 2015. (P 23.)
42. Antecedent strategies included weekly counseling services to focus on anger management,
development of pro-social skills, and self-re gulation. The plan also called for teachers to
deliver instruction at a quicker pace, provide more frequent feedback and reinforcement
for appropriate behaviors, provide Student with a "sensory tool box", and provide close
proximity control as needed through the assigned behavioral support specialist. (P 23.)
43. The plan called for teaching Student replace ment behaviors, including de-escalation
techniques and appropriate communication skills. (P 23.)
44. The plan called for reinforcers including verb al praise, access to pr eferred activities and
privileges, public recognition of positive behavior, and positive reports to Parent. The plan
also called for consequences in the form of planned ignoring and immediate corrective
feedback. Consequences also included immediate removal from peers and/or environment,
as well as requesting Parent's immediate presence, emergency therapy sessions at Student's
medical center provider, and referral to crisis response for "risk assessment". (P 23.)
45. The plan also called for use of a planner organizer, use of visual schedule, use of a timer
for assignments, a "sleep chart", use of a stre ss ball or other fidget, sensory breaks, and
contacting Parent if inattentiveness persists for long intervals. (P 23.)
46. On February 6, 2015, Student was suspe nded for leaving school grounds without
permission. (P 24.)
47. The School has not offered either a section 504 Service Agreement or an IEP for Student.
(NT 71, 80, 85, 87.)
48. The School has not fully implemented its behavior support plan. (NT 87; P 24, 25, 29, 31.)
49. Student is tested as functioning well belo w grade level in read ing comprehension,
mathematics and writing. (NT 86-88; P 29, 31.)
DISCUSSION
BURDEN OF PROOF
The burden of proof is composed of two considerations: the burden of going forward
(introducing evidence first) and the burden of persuasion. Of these, the more essential
Page 9
9
consideration is the burden of persuasion, which determines which of two contending parties must
bear the risk of failing to convince the finder of fact (which in this matter is the hearing officer).
In Schaffer v. Weast, 546 U.S. 49, 126 S.Ct . 528, 163 L.Ed.2d 387 (2005), the United States
Supreme Court held that the burden of persuasion is on the party th at requests relief in an IDEA
case. Thus, the moving party must produce a preponderance of evidence 2 that the other party
failed to fulfill its legal obligations as alleged in the due process complaint. L.E. v. Ramsey Board
of Education, 435 F.3d 384, 392 (3d Cir. 2006)
This rule can decide the issue when neither side produces a pre ponderance of evidence –
when the evidence on each side has equal weig ht, which the Supreme C ourt in Schaffer called
“equipoise”. On the other hand, whenever the ev idence is preponderant (i .e., there is weightier
evidence) in favor of one party, that party will prevail, regardless of who has the burden of
persuasion. See Schaffer, above.
In this matter, the Parent requested due process and the burden of proof is allocated to the
Parent. The Parent bears the burden of persuasion that the School failed to meet its child find duty
and failed to provide Student with a FAPE. If th e Parent fails to produce a preponderance of
evidence in support of her claim, or if the evidence is in “equipoise”, then the Parent cannot prevail
under the IDEA.
CHILD FIND UNDER THE IDEA
Under the IDEA Child Find requirement, the School has a "continuing obligation ... to
identify and evaluate all student s who are reasonably suspected of having a disability under the
2 A “preponderance” of evidence is a quantity or weight of ev idence that is greater than the quantity or weight of
evidence produced by the opposing party. See, Comm. v. Williams, 532 Pa. 265, 284-286 (1992). Weight is based
upon the persuasiveness of the evidence, not simply quantity. Comm. v. Walsh, 2013 Pa. Commw. Unpub. LEXIS
164.
Page 10
10
statut[e]." 20 U.S.C. § 1412(a)(3)(A); see P.P. ex rel. Michael P. V. West Chester Area School
Dist., 585 F.3d 727 (3d Cir. 2009); Taylor v. Altoona Area Sch. Dist., 737 F. Supp.2d 474, 484
(W.D. Pa. 2010). An evaluation must be sufficien tly comprehensive to address all of the child’s
suspected disabilities. 20 U. S.C. §1414(b)(3)(B); 34 C.F.R. §300.304(c)(4), (6). Failure to
conduct a sufficiently comprehensive evaluation is a violation of the School’s child find
obligations. D.K. v. Abington Sch. Dist., 696 F.3d 233, 250 (3d Cir. 2009)(a poorly designed and
ineffective evaluation does not satisfy child find obligations).
Charter schools have a clear obligation to eval uate any child enrolled with them who is
reasonably suspected to be in need of special ly designed instruction. 22 Pa. Code §711.21. Their
obligation includes having clear policies and procedures to ensure that all children in need of such
services are evaluated an d to inform parents of all enrolled children that the charter school will
evaluate when appropriate. Ibid.
CHILD FIND UNDER SECTION 504
The Rehabilitation Act of 1973, section 504, provides:
No otherwise qualified individual w ith a disability … shall, solely
by reason of her or his disability, be excluded from the participation
in, be denied the benefits of, or be subjected to discrimination under
any program or activity receiving Federal financial assistance … .
29 U.S.C. §794. Federal regulations implement this prohibition in educational agencies receiving
federal financial assistance. 3 34 C.F.R. §104 et seq. These regulations require educational
agencies to provide a FAPE to qualified handica pped children, but that obligation is defined
differently than under the IDEA. Educational agencies must provide “regular or special education
3 I take administrative notice that the School receives federa l financial assistance within the meaning of section 504,
because it is bound by the IDEA, which is a federal funding statute.
Page 11
11
and related aids and services that (i) are desi gned to meet individual educational needs of
handicapped persons as adequately as the needs of non-handicapped persons are met and (ii) are
based upon adherence to procedures that satisfy” the procedural requirements of the Act. 34 C.F.R.
§104.33.
Educational agencies are obligated to “[u]nde rtake to identify and locate every qualified
handicapped person residing in the recipient's jurisdiction who is not receiving a public education
… .” 34 C.F.R. §104.32(a). Thus , section 504 imposes a “child find” obligation on agencies that
includes the obligation to evaluate children within their jurisdiction appropriately to determine
whether or not they are qualified handicapped pe rsons. The School must evaluate “any person
who, because of handicap, needs or is believed to need special education or related services before
taking any action with respect to the initial placement of the person in regular or special education
and any subsequent significant change in placement.” 34 C.F.R. §104.35(a).
THE SCHOOL FAILED TO MEET ITS “CHILD FIND” OBLIGATIONS
I conclude that the School fa iled to perform its "child find " obligations with regard to
Student, under both the IDEA and section 504. The evidence is preponderant that the School was
reasonably on notice that Student wa s suspected to have a disability and failed – still fails – to
provide appropriate accommodations and specially designed instruction in order to provide
Student with access to its curriculum.
The School was on notice that Student had a di sability as early as September 2011, when
Parent sent both a doctor’s note and a message requesting that staff be aware of Student’s
disability; in addition, Parent disclosed in a Sc hool health information form that Student was
receiving “Focalin”, a medication for ADHD. I conclude that this evidence, coupled with Parent’s
Page 12
12
credible testimony that she sent these documents to the School, is preponderant and proves that
the School was on notice that Student had a disability cognizable under either the IDEA or section
504 or both.
The doctor’s note disclosed that Student was diagnosed with ADHD and was being treated
with medication. Parent sent it to the School.
The message requested distribution of a fact sheet describing the symptoms of ADHD and
noting other disorders that frequently accompa ny ADHD, such as “conduct disorder”, anxiety
disorder, depressive disorder and bipolar disorder. Parent asked the principal to distribute this two
page message to the School’s teacher assigned to the Student, the School counselor and the School
nurse. The note in the record raises an inference that this message and the note conveying it were
part of a larger conversation.
The record is preponderant that Parent’s messages to the School, discussed above, occurred
in a context of Student’s severe misbehavior in the School in both the second and third grades. In
April 2011, Parent described to her child’s physician that Student was disrespectful, fought with
peers, and had tantrums, including throwing [ite ms] in the classroom. Student “could not keep
[Student’s] mouth closed” in class, talked back and disrupted the cla ss. Student would leave
Student’s seat and leave the cl assroom without permission. The School had assigned a security
guard (a relative of Student) at times to addres s Student’s behaviors in class. Student had been
disciplined. Student stated to th e doctor that Student did not ha ve a good relationship with peers
at school, and got into altercations with them. Student reported being bullied and being stabbed in
the neck with a pencil. Parent testified credibly that these problems were constant throughout
Student’s tenure at the School, and that nothing was done about them.
I conclude that this evidence proves by a preponderance of the evidence that the School
Page 13
13
was on notice as early as September 2011, in the be ginning of Student’s third grade year, that
Student had disabilities that required interv ention, including evaluation, accommodations and
specially designed instruction. By September 2011, the combination of St udent’s behavior in
school and the Parent’s disclosure of Student’s disabilities were sufficient “red flag” evidence to
the School that Student was reasonably suspected to have a disability that interfered with Student’s
academic, behavioral and social learning, and therefore with access to the School’s curriculum.
I have considered Student’s re port cards for third and fourth grades, which seem to be
contrary evidence. These report cards do not menti on Student’s behavioral issues, except that in
fourth grade, they note behavioral improvement. I note that these report cards notify Parent that
Student is promoted to the next grade level; therefore, highly negative notes about behavior would
be inconsistent with the decision to promote Stude nt. I also note that there is not a section for
behavior as such, as is found in most grade sc hool report cards. Weighi ng this evidence against
the above discussed evidence establishing reason to suspect an IDEA or section 504 disability, I
conclude that the evidence of suspected disability is preponderant, notwithstanding the report
cards.
As the School was on notice and obligated to evaluate Student two years before the relevant
period, which begins in September 2013, I conclude that the School failed to perform its child find
obligation during the entire relevant period. The School failed to evaluate Student from September
2011, when the “red flag” was raised, to Dece mber 2014, when the School finally provided the
Parent with an evaluation report . I conclude further that the ev aluation report was insufficient to
satisfy the School’s child find obligation, because it was insufficient to permit the School or the
Parent to reach a conclu sion as to Student’s eligibility for special education or to understand the
Student’s educational needs. I further conclude that the School continues to fail to fulfill its child
Page 14
14
find obligation, because it has not provided an eval uation report, even after receiving the IEE for
which it paid.
From the first day of school in the 2013-2014 sc hool year, Student’s fifth grade year, the
evidence is preponderant that th e School failed to evaluate Stude nt. In spite of the “red flag”
already flying as of September 2011, Student began the year in regular education without an IEP
or section 504 Service Agreement. Despite a dramatic escalation in Student’s behaviors, the School
still took no action to address Student’s disabilities. By February 2014, Parent had met with School
officials, and no one had suggested an evaluation, based upon the record before me. On February
18, 2014, Parent herself orally requested an evaluation for both IDEA and section 504 eligibility.
The only intervention at that point was that the Parent was herself trying to get someone to sit with
Student in class, a TSS worker who would be provided by the beha vioral health system, not the
School. No evaluation was forthcom ing after this meeting; the School did not even provide a
Request for Permission to Evaluate form to Pare nt within ten days, as required by Pennsylvania
regulation. 22 Pa. Code §711.24(c). I conclude that the School’s inaction during Student’s fifth
grade year, described above, violated its child find obligation.
Nevertheless, on May 22, 2014, the School’s consultant school psychologist conducted a
psychoeducational assessment of Student, without any evidence of written permission as required
by law, 22 Pa. Code §711.24(c). The report was not produced during that school year. In addition,
the report was not provided within 60 days of request. While there was no written request, and
thus the 60 day time frame, 22 Pa. Code §711.24(b) , technically did not apply, the evidence is
preponderant that this was due to the School’s failu re to inform Parent of the available services
and how to request them, contrary to the regulation for charter schools, 22 Pa. Code §711.21(b)(1),
and due to the School’s failure to provide the written request form within ten days, 22 Pa. Code
Page 15
15
§711.24(c). Thus, for the entire school year, the School failed to perform its child find obligation
to Student under the IDEA, state regulations, and section 504.
From the beginning of Student’s sixth grade year, Student’s behaviors continued with
alarming frequency and intensity, yet the Scho ol did not produce an Evaluation Report until
December. When this evaluation report was rece ived, the evidence is preponderant that it was
inappropriate. The School subsequently paid fo r an IEE, which became available sometime after
February 3, 2015. The School never performed its le gal obligation to issue an eval uation report
once it received that report. Thus, to the day of hearing in this matter, the evidence is preponderant
that the School failed to perform its child find duties by failing to provide an appropriate evaluation
report for Student.
I weigh the evidence in concluding th at the December 2014 evaluation report was
inappropriate. There are two salient facts. First, the report itsel f is incongruous, and it does not
even address, much less explain, the obvious inc ongruity of its findings and conclusion. Second,
the record shows that the multidisciplinary team, including the School’s principal, rejected the
psychologist’s conclusions and decided to spend more money on an IEE because the
psychologist’s report was insufficient to reach a conclusion.
The report itself is incongr uous. It notes that Student has both ADHD and ODD. The
psychologist’s findings support those diagnoses. The psychologist reports observing Student’s
inattentiveness in the classroom. The evaluation report notes teacher reports that Student’s
attention issues and defiance i ssues have seriously impeded St udent’s progress in school. The
evaluation report adopts these reports as findings to the same effect. Yet, with this evidence, the
evaluation report concludes that the Student is not eligible under the IDEA. It does admit eligibility
under section 504.
Page 16
16
The School did convene a meeting to review this Evaluation Report. This group decided
that the report was not adequate to determine eligibility, so the Sc hool agreed to pay for an IEE.
Parent testified that her impression was that the group found the report to be inappropriate. While
I do not rely upon this impression, I conclude that the very act of seeking an IEE shows that even
the School thought that the report was inappropriate. Therefore, the report, provided in December,
2014, did not rise to the level of compliance with the School’s child find obligation.
I also weigh the fact that the IEE contradicted most of the scores reported in the School’s
evaluation report, and contradicted the re port’s conclusion, instead recommending IDEA
eligibility and speci ally designed instru ction, including smaller class si zes, explicit teaching of
social skills, emotional regulation skills, re placement behaviors, and academic skills. The
psychologist who authored the report is form idably credentialed and experienced in school
psychology. The report itself is comprehensive. The assessments are carefully designed. The report
explains all facets of the psychologist’s conclusions. The recommendations are aimed at
addressing Student’s inattentivenes s, impulsivity, defiance, social skill deficits and behavioral
dysregulation. The report has every indicium of reliability; its contradiction of the School’s
evaluation report profoundly undermines the weight that I assign to that report, and further shows
that it was inappropriate.
The School did perform an FBA, shortly before the hearing in this matter. It also issued a
behavior support plan. All of this was produced by th e School’s counselor, credentialed as a
licensed social worker. Neither the record nor the FBA itself raise an inference that the behavioral
assessment or support plan are reasonably calcula ted to make a FAPE available to Student.
Therefore, I give this belated School intervention little weight in determining whether or not the
School complied with its child find obligation.
Page 17
17
In sum, I conclude that the School failed to evaluate Student appropriately during the entire
relevant period. Neither its consultant’s psychoeducational assessment nor its in-house FBA and
behavior support plan cured this procedural defect. To date, there is no evidence of an evaluation
report, IEP or Service Agreement. Thus, the Sc hool has failed to comply with its child find
obligation.
COMPENSATORY EDUCATION
Compensatory education is an equitable re medy, designed to provide to the Student the
educational services that should have been provided, but were not provided. Lester H. v. Gilhool,
916 F.2d 865 (3d Cir. 1990). Courts in this circuit have held th at a protracted failure to evaluate
and to offer an IEP to a student reasonably suspected of having a disability may deny that student
a FAPE. A.W. v. Middletown Area Sch. Dist., 2015 U.S. Dist. LEXIS 9774, 41-43 (M.D. Pa. Jan.
28, 2015); Jana K. v. Annville-Cleona Sch. Dist., 2014 U.S. Dist. LEXIS 114414 (M.D. Pa. August
18,2014).
In this matter, I conclude that the multip le procedural violations discussed above
constituted substantive violations as well, because they denied Student a FAPE for the two years
from the first day of school in 2013 to the date of the hearing. Because the record shows an ongoing
violation, I will order the School to provide Student with compensatory education for that period,
and until the School provides an appropriate program and placement to Student.
The record is more than preponderant that th e Student’s behavior escalated from the first
day of the 2013-2014 school year, and continued at an almost daily rate of behavioral incidents
until the day of the hearing. Student was “written up” numerous times. Student was suspended at
least four times in fifth grade and more than once in sixth grade. Parent frequently was required to
Page 18
18
take Student home before the end of the school day. Student spent much time in the hallways or in
separate rooms at the School’s building, due to losing control of Student’s behavior. Student’s
social relationships suffered as a result of Student’s behavior.
The record is preponderant that the Student fell behind Student’s grade level peers in
reading comprehension, mathematics and writing. Student will need remedial instruction to fill in
gaps in Student’s learning, and direct instruction to learn skill s never learned during the time in
which Student’s behavior and inattentiveness in terfered with Student’s learning. Thus, the
School’s failure to evaluate Student when Student was reasonably suspected to have a disability
and to need specially designed instruction and accommodations caused the School to fail to
provide such services when they were needed. I conclude that this constituted a substantive
deprivation of a FAPE.
In the Third Circuit, it is common to order a local education agency to make up services
which it should have provided on an hour-by-hour basis; however, there is support also for a “make
whole” approach. See generally, Ferren C. v. School Dist. of Phila., 612 F.3d 712, 718 (3d Cir.
2010). In this matter, I conclude that the equitable approach is an hour-for-hour calculation. Here,
the Student’s attention and behavioral difficulties were so profound that they virtually negated
Student’s presence and made Student essentially unavailable for education, even while present at
the School. I conclude, based upon a preponderance of the evidence, that Student’s behaviors and
inattention, and Student’s inability to organize Student’s time or studies, effectively undermined
Student’s entire educational day. Theref ore, I will order the School to provide Student with full
days of compensatory education.
The record indicates that Stude nt was absent for many days in the two years of the relevant
period; however, I conclude that this should not reduce the School’s obligation to provide Student
Page 19
19
with compensatory education. Much of Student’s absenteeism was due to Student’s serious asthma
problem, a physical disability which, to the extent that it interfered with Student’s learning, would
itself qualify Student as a disabled person, eligible for special education services. Moreover, to the
extent that Student’s absenteeism was due to Student’s troubled two years at the School, and the
depression and discouragement that were part of Student’s syndrome of diagnoses, the School is
responsible as discussed above. Th erefore, I will not reduce the compensatory education due to
Student by the number of days on which Student was absent during the relevant period.
Parent requests that any order for compensatory education be ordered “tuition permissible”.
I note that nothing in my order below precludes th e parties from reducing the ordered services to
a fund and allocating that fund as Parent sees fit.
PROSPECTIVE RELIEF
As the hearing ended without any evidence that the School was complying with its child
find obligation, I will enter an order for prospective relief.
CREDIBILITY
It is the responsibility of the hearing officer to determine the credibility of witnesses. 22
PA. Code §14.162 (requiring findings of fact); A.S. v. Office for Dispute Resolution, 88 A.3d 256,
266 (Pa. Commw. 2014)(it is within the province of the hearing officer to make credibility
determinations and weigh the evidence in order to make the required findings of fact). In this case,
only Parent testified, and I found Parent to be credible and reliable. Parent’s demeanor and way of
responding to questions supported this finding. In addition, Parent’s testimony was corroborated
by the written record in almost every respect.
Page 20
20
CONCLUSION
In conclusion, I find that th e School violated its child find obligations during the entirety
of the two years that are relevant to this matte r. I order compensatory education and prospective
relief.
ORDER
In accordance with the foregoing findings of fa ct and conclusions of law, it is hereby
ORDERED as follows:
1. The School inappropriately failed to identify the above captioned Student both as a child
with a disability under the Individuals with Disabilities Education Act, 20 U.S.C. §1401 et
seq. (IDEA), and as an individual with a disa bility protected by the Rehabilitation Act of
1973, 29 U.S.C. §794 (section 504). The School thus failed to comply with its Child Find
obligations under the IDEA and under section 504, during the relevant period from the first
day of school in the 2013-2014 school year until the date of hearing in this matter.
2. The School inappropriately failed to provide a free appropriate publ ic education (FAPE)
to Student during the relevant period, contrary to its obligations under the IDEA and section
504.
3. The School shall provide compensatory educa tion to Student in the amount of one full
school day of compensatory e ducation for every day during the regular school year on
which the School was open for educating children, from the first day of school in the 2013-
2014 school year, until the day on which the Sc hool offers to Student an appropriate
Individualized Educational Program (IEP).
4. The educational services ordered above may take the form of any appropriate
developmental, remedial or instructional se rvices, product or device that furthers or
supports the Student’s education as set forth above. Services in the amount set forth above
may occur after school hours, on weekends, or during summer months when convenient
for Student or the above captioned Parent. Se rvices may include, but are not limited to,
professional counseling, vocati onal training at a secondary level of curriculum, and
remedial courses, as appropriate.
5. The services ordered above shall be provided by appropriately qualified, and appropriately
Pennsylvania certified or licensed, professionals, selected by Parent.
6. The cost of any ordered service may be limited to the current average market rate in
Pennsylvania for privately retained professionals qualified to provide such service.
Page 21
21
7. Nothing in this Order shall be construed to preclude the parties from reducing the ordered
services to a fund to be utilized for the above stated purposes at the sole discretion of the
Parent.
8. Within ten calendar days of the date of this Order, the School shall produce an Evaluation
Report, comprehensive and appropriate as required by the IDEA , section 504 and the
relevant Pennsylvania regulations. The Evaluation Report shall address all of the findings
and recommendations of the Independent Edu cational Evaluation completed on February
3, 2015 and marked Exhibit 29 in this matter; the Evaluation Report shall also address all
findings and recommendations set forth in th e report dated February 5, 2015 and marked
Exhibit 31 in this matter.
9. Within forty calendar days of the date of this Order, the School shall convene a meeting of
Student’s IEP team, appropriate ly constituted pursuant to the IDEA; this team shall
consider the Evaluation Report and take whatever action it deems necessary to ensure that
the School will offer an appropriate IEP for Stud ent within fifty days of the date of this
Order.
It is FURTHER ORDERED that any claims that are encomp assed in this captioned matter and
not specifically addressed by this decision and order are denied and dismissed.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
March 21, 2015
