Lake-Lehman School District | Case 8852-07-08 | 2008-11-22
Pennsylvania special education due-process decision
- Case number
- 8852-07-08
- Date
- 11/22/2008
- Parties / district (official listing)
- Lake-Lehman School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Compensatory Education IEP
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect
the substance of the document.
SPECIAL EDUCATION HEARING OFFICER
DECISION
Child’s Name: AT
Closed Hearing
ODR No. 8852/07-08 KE
Parents: Parents’ Representative:
Mr. and Ms. Mark W. Voigt, Esquire
Suite 400
600 West Germantown Pike
Plymouth Meeting, PA 19462
School
District: D i s t r i c t Representative:
Lake-Lehman School District David F. Conn, Esquire
P.O. Box 38 Sweet, Stevens, Katz & Williams, LLP
Lehman, PA 18627-0038 331 Butler Avenue
P.O. Box 5069
New Britain, PA 18901
INTRODUCTION AND PROCEDURAL HISTORY
Student (Student) is a [pre-teen age] e ligible child who resides within the Lake-
Lehman School District (District). (NT 13.) The Student at all relevant times was
identified as a child with a disability for special education purposes under the categories
of Autism and Speech and Language Impairment. (NT 9-12.) The Student currently
attends a private school. (NT 391-489.) Until December 21, 2007, the Student attended
the [redacted] Elementary School (School). (NT 21, 29; S-53.)
Mr. and Ms. (Parents) requested due pr ocess by letter of counsel dated May 14,
2008, alleging that the District had failed to provide a FAPE for the two years prior to the
filing of the Complaint Notice. Parents requested tuition reimbursement and
transportation to a private school, reimbursement for an independent educational
evaluation and compensatory education for two school years, in the amount of three
hours per school day. (NT 23.) The Parents requested that compensatory education
encompass Extended School Year (ESY) services for two summers. (NT 33.)
1 In the
1 Parents had requested an order for Extended School Year services, but later withdrew
that request.
Page 2
alternative, the Parents requested an order requiring the District to provide the program
that the independent educational evaluator had recommended. (NT 30-31.)
The District asserted that the Student had made meaningful progress during the
time in question. It asserted that the Parents gave no notice of dissatisfaction with the
District’s evaluations. Therefore, it argued that no relief was appropriate. (NT 24-28.)
The hearing was conducted on four da tes from August 6, 2008 to October 16,
2008. The parties requested written summations, and the deadline was extended at
request of counsel. The record closed on November 7, 2008, upon receipt of the parties’
summations.
2
2 Parents’ summation is marked HO-1; District summation is marked HO-2.
Page 3
ISSUES
1. Did the District offer and implement an appropriate IEP during the period
from May 14, 2006 until the date on which the Student left the District,
December 21, 2007, so as to provide the Student with a free and appropriate
public education?
2. Was the Student entitled to Extended School Year services during the
summers of 2007 and 2008, and did the District provide appropriate ESY
services?
3. Should the hearing officer award compensatory education to the Student for
any part of the period from May 14, 2006 until the date on which Student left
the District, December 21, in the amount of three hours per school day, as
well as compensatory education in respect to ESY for the summers of 2007
and 2008?
4. Should the hearing officer award tuition reimbursement and transportation
costs for the period from December 21, 2007 to August 6, 2008 for the cost of
tuition at the Private School?
5. In the alternative, should the hearing officer award compensatory education
for the period from December 21, 2007 to August 6, 2008?
6. In the alternative, should the hearing officer order an appropriate educational
program for the Student prospectively?
7. Should the hearing officer award reimbursement for the cost of the
independent educational evaluation of the Parents’ expert.
Page 4
FINDINGS OF FACT
MEDICAL AND EDUCATIONAL HISTORY
1. The Student was diagnosed with Attention Deficit Hyperactivity Disorder
(ADHD) in 2001, at [preschool age]. (P-4, 6, 58, 61, S-53.)
2. The Student was diagnosed with Asperger’s Disorder in 2002, [about one year
later]. (P-4, 58, S-53.)
3. In 2002, the Parents requested the District to perform an evaluation, reporting
to the District a diagnosis of Asperger’s disorder and ADHD. (P-6.)
4. On October 15, 2002, the District issued an evaluation report which found that
the Student’s IQ was in the average range. The District found that the Student
was not a child with a disability. (P-4, S-53.)
5. On November 1, 2002, the District offered and the Parents accepted a Service
Agreement under section 504 of the Vocational Rehabilitation Act of 1973
(section 504), which recognized that the Student’s ADHD required
accommodations under that Act. Accommodations included redirection,
additional time for response, repeated directions, eye contact and individual
prompting. (P-7, 8.)
6. In June 2003, a neuropsychological evaluation resulted in a diagnosis of
ADHD and Asperger’s Syndrome. Weaknesses were detected in processing
speed, visual scanning and processing, social cognition and perception of
social cues, and clerical speed and accuracy. (P-13, 61, S-53.)
7. Effective September 28, 2004, the District amended the section 504 Service
Agreement to add accommodations involving preferential seating,
understanding directions, testing and work assignments. Title One services
were also provided. (P-11, 13.)
8. The Student’s school guidance counselor referred Student to a private
behavioral services agency for evaluation due to reluctance to work, inability
to pay attention, disorganization, and poor social skills due to failure to
recognize social cues. (P-62.)
9. On February 22, 2005, the Student’s teacher reported that Student required
repeated directions, refocusing and one-to-one prompting. Student would not
decode words unless prompted, but relied upon sight vocabulary. Student
found difficult questions concerning inferential reading comprehension and
Page 5
main ideas points. Student showed difficulty with mathematics problem
solving. Student tended to play alone. (P-70.)
10. On February 23, 2005, when the Student was in second grade, the District
issued an evaluation report and identified the Student with Other Health
Impairment, detecting cognitive weaknesses in processing speed, attention and
organization, as well as obsessiveness about work. The Student was
performing at the instructional level on the Dolch Word List, Pre-Primer, and
was frustrational at the Primer level. Student exhibited difficulty with
decoding, inferential reasoning and non-factual comprehension, as well as
mathematics problem solving. Student was found to be performing at the
expected range in all subjects except mathematics calculation. (P-13, S-53.)
11. On March 11, 2005, the District offered an IEP that noted present levels in
reading and mathematics at the beginning of second grade. It noted problems
with attention, organization and transitions. It offered itinerant learning
support, but its only goal was that the Student “be included” in general
education curriculum with specially designed instruction. There were no
goals that identified any measurable performance to be attained. (P- 15, S-53,
S-54.)
12. In June 2005, the local behavioral services agency increased the Student’s
TSS services and recommended recreational camp to assist with social skills.
(S-53.)
13. In June 2005, the District issued a revised IEP that noted problems in
attention, organization, cognitive rigidity, non-verbal reasoning, processing
speed, sequencing, social reasoning and retrieval of both verbal and visual
material. (S-53.)
14. In September 2005, the local behavioral services agency confirmed diagnoses
of ADHD and Pervasive Developmental Disorder NOS. It approved
therapeutic staff support for the Student, thirty-two hours per week, a
behavioral specialist consultant, development of a behavior plan, and mobile
therapy. (S-53.)
15. In September 2005, the Student’s teacher at the School requested reevaluation
based on the Student’s problems with attention and being unable to keep up
with the volume of work assigned. (S-53.)
16. On September 29, 2005, the Student’s teacher requested a reevaluation due to
the Student’s problems with attention and work completion in the classroom.
(S-54.)
17. The District issued a reevaluation report on November 15, 2005, the Student’s
third grade year, noting inconsistent scores on two tests of word reading at the
Page 6
third grade level; the Student demonstrated independent reading
comprehension at the first grade level, frustration at second grade, and
instructional comprehension at the third grade level. Reading deficits were
not adequately addressed. (NT 77-79; P-19, S-53.)
18. In November 2005, the Student’s school guidance counselor recommended
continued TSS services in school due to the Student’s attention and social
skills deficits. (P-70.)
19. In January and June 2006, the local behavioral services agency confirmed
continued symptoms of ADHD and Pervasive Developmental Disorder. (S-
54.)
20. The Student did not attain Student’s mathematics goal as set forth in the
December 2005 IEP. (P-21.)
21. The District was aware of or on notice of the Student’s diagnoses of ADHD
and Autism during the period from 2002 to 2006. (NT 45-50; P-19, S-54.)
THE DECEMBER 2005 EDUCATIONAL PLAN AND AMENDMENTS
22. In December 2005, the District revised the student’s IEP to add goals and
objectives in speech, and language, including articulation of the phoneme “r”
and oral comprehension, as well as one goal in mathematics computation.
The goals were not based upon a baseline. (P-21, S-54.)
23. From the second quarter of the 2005-2006 school year, the District probed the
Student’s mathematics computation weekly and the results were charted. The
Student’s teacher reported that Student’s performance was inconsistent. (P-
24.)
24. In May 2006, the District revised the December 2005 IEP to offer regular
education class placement for mathematics. (P-24, S-7.)
25. In June 2006, a medical evaluation showed that the Student continued to
exhibit significant problems with attention, organization, transitions and
emotional regulation while in school. These symptoms were less evident to
the teachers when the
Student was attended by the one-to-one TSS during class hours. Some
improvement in social behaviors was noted. (P-58 p. 19-25.)
26. The TSS worker was not trained to provide educational services and her role
was to implement a non-educational behavior plan provided by the behavioral
services agency. (NT 61-62, 80; P-78.)
Page 7
2006-2007 SCHOOL YEAR - SERVICES
27. In September 2006, the District modified the IEP to add items to the specially
designed instruction section, at the request of Parents. (P-24, 30, S-7.)
28. At a meeting in September 2006, the District agreed to amend the December
2005 IEP to offer a one-to-one educational aide. (P-30, S-6, 9, 12, 13.)
29. In September 2006, the Student’s IEP services were not provided. The
District raised the possibility of transferring the Student to the Intermediate
Unit program. (NT 81-86; S-19.)
30. In October 2006, the District began providing a one-to-one academic aide, full
time. (NT 86; P-32.)
31. On November 22, 2006, the District offered a re-evaluation report and an IEP
that noted needs in reading, mathematics, speech articulation, attention,
impulsivity, organization, non-verbal reasoning, processing speed, social
reasoning and judgment. The Student was tested in the average range of
cognitive ability. The Student was identified with Other Health Impairment
and Speech or Language Impairment, but was not identified with Autism. (P-
32, 33.)
32. The November 2006 IEP reported standardized test scores for reading in grade
equivalency form; however, the standard scores were not reported. No scores
were provided for oral or written expression. (S-19, 53.)
33. The November 2006 IEP offered no additional related or supportive services.
(P-33, S-54.)
34. The November 2006 IEP provided a goal and progress monitoring in speech
articulation. However, the District did not provide data-based progress
monitoring. (NT 63, 90, 314-315; S-19.)
35. The November 2006 IEP offered placement in regular education with itinerant
learning support and speech and language support. Supportive services were
offered in the form of a one-to-one educational aide. Learning support
classroom was offered for tests and individual work. (S-17, 19, 53.)
Page 8
36. The November 2006 IEP offered some specially designed instruction and
individualized accommodations. Three of the accommodations listed were a
reduction of the amount of work to be assigned, requiring fewer items correct
in grading, and extra time to complete tests. Implementation by regular
education teachers was supervised loosely. (NT 225-232; S-19.)
37. The November 2006 IEP did not offer ESY services but did offer data
collection to assess eligibility. (S-19.)
38. In December 2006, the Parents made available to the District a
neuropsychological evaluation report. The report found low average
intelligence, and strengths in verbal generalizations and sound-symbol
relationships. It noted weaknesses in executive functions, attention,
phonological processing, complex comprehension, inferential thinking, social
cognition, long term memory, non-verbal reasoning, visual perception and
scanning, verbal fluency, processing speed, clerical speed and accuracy, and
graphomotor skills. It diagnosed the Student with Asperger’s Disorder,
ADHD, Disorder of Written Expression and Adjustment Disorder. It
recommended regular education with a one-to-one educational aide, and a
multi-sensory approach to instruction. (P-61, S-14, 53.)
39. The December 2006 neuropsychological report showed regression from
previous testing in cognitive skills, and academic achievement about one year
behind Student’s grade, except in written expression, in which the Student
was over four years behind Student’s grade. (P-61.)
40. The IEP team and the Parents actively considered transferring the Student to a
Life Skills program at the Intermediate Unit, or to a private or out-of-district
school. Ultimately, it was decided to place the Student in learning support.
(NT 93-96.)
41. On January 18, 2007, the District amended the November 2006 IEP to include
goals for reading, spelling, language arts and mathematics, and to offer
placement in a learning support classroom. (NT 91-92; P-38, 41, S-28.)
42. On February 13, 2007, the District amended the November 2006 IEP to
provide numerical grading, and to both add and subtract techniques listed in
the program modification and SDI section of the IEP. (P-42, S-32, 33.)
43. On February 27, 2007, the District determined that the Student was qualified
for ESY services and amended the IEP to offer ESY services at an unspecified
program to address IEP goals in reading and mathematics. (P-43, S-35, 36.)
44. On April 2, 2007, the District issued a re-evaluation report in consideration of
a private psychological report provided in December 2006 by the Parents. (S-
41.)
Page 9
45. The April 2007 re-evaluation report noted the need for testing
accommodations. (S-41.)
46. The April 2007 re-evaluation report noted that the Student’s second marking
period grades in all subjects were passing. (S-41, 53.)
47. The April 2007 re-evaluation report noted that teachers reported oppositional
behavior. (S-41.)
48. The April 2007 re-evaluation report noted that the Student, as measured by a
standardized self-concept scale, evidenced a strong positive general self
appraisal. (S-41.)
49. The April 2007 re-evaluation report noted that a standardized behavior
assessment instrument showed adaptive weaknesses in functional academics,
health and safety, and leisure skills. (S-41.)
50. The April 2007 re-evaluation report noted that the report of a private
evaluation showed average verbal comprehension and working memory, with
below average perceptual reasoning and processing speed. Cognitive
functioning was low average with differences between index scores. (S-41.)
51. The April 2007 re-evaluation report concluded that the Student did not
demonstrate characteristics of a specific learning disability. (S-41.)
52. The April 2007 re-evaluation report identified the Student with Autism and
Speech and Language Impairment. It found the existing IEP to be
appropriate; yet it recommended goals to address the Student’s
“developmental needs”, continued speech and language support services and
“indirect” occupational therapy services. (S-41.)
53. On April 2, 2007, the District issued a NOREP offering to identify the Student
as Autistic. (P-50, S-54.)
54. At no time in the 2006-2007 school year did the District offer placement in an
autistic support classroom, or supportive services calculated to address the
needs of an autistic child in the general education setting. At no time did it
offer goals to address executive functions, attention and organization, social
reasoning and judgment (except for the vague speech goal of appropriate
conversation in formal situations), writing and writing fluency, functional
academics, or behavior control. (NT 312; P- 21, 24, 30, 33, 38.)
55. The Parents repeatedly expressed gratitude for, and agreement with, many of
the District’s evaluations and IEP revisions, both in writing and orally to
District staff. (NT 148; S-6, 9, 12, 14, 31, 33, 36, 38, 50, 56.)
Page 10
2006-2007 SCHOOL YEAR - READING
56. The November 2006 reevaluation report and IEP showed present levels of
performance in reading that were about one year behind the Student’s fourth
grade level. Scores indicated that Student was on grade level in word
comprehension and word attack, and about one and one half years below
grade level in passage comprehension. (P-32, 33, S-54.)
57. The November 2006 IEP provided no goals in reading. (P-32, 33.)
58. The December 2006 private neuropsychological evaluation report showed that
the Student’s reading comprehension and Student’s word identification were
variable, revealing weaknesses that required special instruction. (P-61.)
59. In the January 2007 IEP, the reading goals for fluency and comprehension
were not based upon a baseline set forth in the Present Levels section of the
IEP. The measurement methods proposed for fluency and comprehension
were multiple, vague categories of measurement methods. Measurement
probes were not identified specifically. Mastery was unclear, but appeared to
be defined as one instance of performance at the specified level, rather than
requiring repeated demonstration of mastery over time. Prompting and
support were assumed, but the goals did not account for a level or degree of
prompting, fading, or independent performance. (NT 373-376, 593-594; S-19,
28, 51, 52, 53.)
60. The April 2007 re-evaluation report noted that in the Spring of 2005, the
Student was in the 53
rd percentile in total reading. (S-41.)
61. The April 2007 re-evaluation report noted that the Student’s teachers reported
that Student was weak in reading and higher level reading comprehension
skills. (S-41, 53.)
62. The April 2007 re-evaluation report noted that the private evaluation report
showed achievement testing in the expected range for reading. (S-41.)
63. The April 2007 re-evaluation report recognized needs in comprehension of
abstractions, such as inferences, conclusions, evaluation of text and
vocabulary. (S-41.)
64. The Student scored Proficient in reading in the 2007 PSSA test. (P-93.)
Page 11
65. The learning support teachers assigned to the Student kept data on reading
fluency. This was measured in words correct per minute on the DIBELS
assessment instrument. The learning support teachers used subjective
judgment to raise the grade level of material on which the Student was tested
before Student attained the goal stated in the IEP. Data showed that the
Student never attained Student’s goal in reading fluency. (NT 566-571; S-51,
52.)
66. In June 2007, the Student’s special education teacher reported subjectively
that the Student had made “moderate” progress in reading comprehension, but
needed further work on fluency. Teachers admitted that the Student struggled
in reading comprehension. (NT 107; S-49.)
2006-2007 SCHOOL YEAR - MATHEMATICS
67. The November 2006 re-evaluation report and IEP showed standardized
mathematics scores from the Key Math Revised NU, Form A, scores from
which had been reported in the November 2005 re-evaluation report. The
Student’s scores were higher in basic concepts but the same or lower in
operations and applications. Scores indicated that the Student was performing
at or above grade level overall. (P-19, 33.)
68. The November 2006 IEP provided no goals in mathematics. (P-33.)
69. The December 2006 private neuropsychological evaluation report showed that
the Student’s mathematics skills were weak, requiring special instruction. (P-
61.)
70. In the January 2007 IEP, the mathematics goals were not based upon a
baseline set forth in the Present Levels section of the IEP. The proposed
measurement methods were multiple, vague categories of measurement
methods. Measurement probes were not identified specifically. Mastery was
unclear, but appeared to be defined as one instance of performance at the
specified level, rather than requiring repeated demonstration of mastery over
time. Prompting and support were assumed, but the goals did not account for
a level or degree of prompting, fading, or independent performance. (NT 373-
376; S-19, 28, 51, 53.)
71. The learning support teachers assigned to the Student kept data on
mathematics fluency. This was measured in digits correct per minute on the
Math Steps assessment instrument. Math Steps fluency levels were not
reported in the IEP. There was no goal for mathematics fluency. The learning
support teachers used subjective judgment to raise the grade level of material
on which the Student was tested. (NT 576-580; S-51.)
Page 12
72. The April 2007 re-evaluation report noted that in the Spring of 2005, the
Student was in the 45th percentile in total math. (S-41.)
73. The April 2007 re-evaluation report noted that the Student’s teachers reported
that Student was weak in mathematics. (S-41, 53.)
74. The April 2007 re-evaluation report noted that the private evaluation report
showed achievement testing in the expected range for mathematics. (S-41.)
75. The April 2007 re-evaluation report recognized needs in multiplication,
division, word problems and computation. (S-41.)
76. The Student scored Below Basic grade four mathematics in the 2007 PSSA
test. (P-93.)
2006-2007 SCHOOL YEAR - SPELLING AND WRITING
77. The November 2006 re-evaluation and IEP noted the Parent’s input that the
Student struggled with handwriting despite individual tutoring. (P-32.)
78. The November 2006 re-evaluation reported average or above average scores
from a test of visual perception and visual-motor skills. Observations during
testing revealed appropriate posture and grasp, and indicated that the Student
is capable of legible printing and handwriting of letters. Occupational
Therapy services were considered and not recommended. (P-32.)
79. The December 2006 private neuropsychological evaluation report showed that
the Student’s spelling was weak and Student’s written expression was
disordered, with achievement at the kindergarten level. Special instruction
was considered necessary in these areas. (P-61.)
80. In April 2007, the District amended the IEP to offer present levels data on
hand writing, as well as goals, objectives and accommodations for hand
writing legibility. The District also offered occupational therapy consultative
services. (P-49.)
81. The November 2006 IEP offered no goals in spelling or writing. (P-33.)
82. The November 2006 re-evaluation did not assess the Student’s written
expression skills. (P-32, S-54.)
83. In the January 2007 IEP, the spelling goals were not based upon a baseline set
forth in the Present Levels section of the IEP. (S-19, 28, 53.)
Page 13
84. In the January 2007 IEP, the language arts goals were not based upon a
baseline set forth in the Present Levels section of the IEP. The proposed
measurement methods were multiple, vague categories of measurement
methods. Measurement probes were not identified specifically. Mastery was
unclear, but appeared to be defined as one instance of performance at the
specified level, rather than requiring repeated demonstration of mastery over
time. Prompting and support were assumed, but the goals did not account for
a level or degree of prompting, fading, or independent performance. (NT 373-
376; S-19, 28, 53.)
85. The April 2007 re-evaluation report noted that a norm referenced test of
writing showed poor written expression. (S-41.)
86. The April 2007 re-evaluation report noted that the Student’s teachers reported
that Student was weak in language arts, spelling, handwriting, and written
expression. (S-41, 53.)
87. The April 2007 re-evaluation report identified needs in functional written
communication and organization. (S-41.)
88. The April 2007 re-evaluation report noted that the private evaluation report
showed deficient written expression. (S-41.)
89. The April 2007 re-evaluation report recognized needs in writing, including
spelling, punctuation, capitalization, and organization of ideas. (S-41.)
90. In June 2007, the Student’s special education teacher reported subjectively
that the Student had made “moderate” progress in language arts. (S-49.)
2006-2007 SCHOOL YEAR - ATTENTION AND ORGANIZATION
91. The November 2006 re-evaluation and IEP noted a history of cognitive
difficulties in executive processing, including managing information, motor
coordination, reasoning, abstraction and planning, as well as problems with
non-verbal reasoning, difficulty with sequencing, and problems with retrieval
of verbal and visual material. It recognized educational needs in the areas of
attention and concentration (constant need for redirection), distractibility,
impulsivity, organization, retrieval of verbal and visual material, non-verbal
reasoning, difficulty with following directions and slow processing speed. (P-
32.)
92. The November 2006 IEP offered the services of a one-to-one academic aide,
as well as various accommodations listed in the Program Modification
section, to help the Student stay on task, organize Student’s school materials
and complete more of Student’s work. (P-33.)
Page 14
93. The November 2006 IEP indicated that curriculum modifications would be
directed toward reducing the amount of material covered and the pace of
instruction. (P-33.)
94. The November 2006 IEP did not offer any goals directed toward attention,
organization, or executive functions. There was no method of addressing the
extent of support and the need for fading of support in these areas. (P-33.)
95. The December 2006 private neuropsychological evaluation report showed that
the Student continued to have significant needs with regard to attention and
organization. (P-61.)
96. The January 2007 IEP did not offer any goals directed toward attention,
organization, or executive functions. There was no method of addressing the
extent of support and the need for fading of support in these areas. (S-28.)
97. The April 2007 re-evaluation report identified needs in organization. (S-41.)
98. The April 2007 re-evaluation report noted that an inventory for executive
functions showed significant difficulties in all areas. (S-41.)
99. The April 2007 re-evaluation report noted that the Student’s teachers reported
that Student was weak in attention, problem solving, and organization skills.
(S-41, 53.)
100. The April 2007 re-evaluation report recognized the need for specially
designed instruction for attention, processing speed and production, and
organization. (S-41.)
2006-2007 SCHOOL YEAR – BEHAVIOR AND SOCIAL SKILLS
101. The November 2006 re-evaluation and IEP noted difficulties with social
reasoning and judgment, as well as communication needs in the classroom.
(P-32, 33.)
102. The November 2006 IEP offered continued speech and language services.
(P-33.)
103. The November 2006 IEP offered one goal to address pragmatic language
skills. This goal was not based upon a baseline, did not have corresponding
objectives or benchmarks, and was not measurable. (P-33.)
Page 15
104. The November 2006 IEP did not reflect an applied behavior analysis and
did not offer a behavior plan or any goals directed toward behavior. (NT 218-
220; P-33.)
105. The December 2006 private neuropsychological evaluation report showed
that the Student continued to need services in the area of social skills. (P-61.)
106. The January 2007 IEP did not offer any goals directed toward behavior,
social skills or pragmatic language skills. There was no method of addressing
the extent of support and the need for fading of support in these areas. (S-28.)
107. The April 2007 re-evaluation report noted improvement in auditory
comprehension of main ideas. The report identified continuing needs in the
articulation of the phoneme “r”. (S-41.)
108. The April 2007 re-evaluation report noted that the Student’s teachers
reported that Student was weak in social skills. (S-41, 53.)
109. The April 2007 re-evaluation report recognized the need for specially
designed instruction for emotional and behavior control. (S-41.)
2007-2008 SCHOOL YEAR - SERVICES
110. In the Fall of 2007, the District’s staff went on strike and the Student did
not receive services from the District during this time. The Parents enrolled
the Student in the [redacted] Centers. (NT 104.)
111. After the strike ended, and the Student was tutored at the Centers, the
Student was tested and demonstrated some gains in reading. (NT 106-108,
111-112.)
112. On November 21, 2007, the District offered an IEP that reflected needs in
reading, mathematics, spelling, writing, speech articulation, attention,
impulsivity, organization, non-verbal reasoning, processing speed, social
reasoning and judgment. (S-49.)
113. The November 2007 IEP offered placement in a learning support
classroom for mathematics, reading, language arts and support in science and
social studies. Related services included speech and language support
reduced from two sessions to one session per six day cycle, and occupational
therapy monitoring services. Supportive services included a full time
educational aide. (S-49.)
114. The November 2007 IEP offered an essentially unchanged list of
techniques listed in the program modification and SDI section. It added only
Page 16
“preferential seating” and typing skills practice to that section. Three of the
accommodations listed were: a reduction of the amount of work to be
assigned, fewer items in testing, and extra time to complete tests. The IEP
offered no guidance for implementing specially designed instruction.
Implementation by regular education teachers was supervised loosely. (NT
225-232; S-32, 49, 53.)
115. The November 2007 IEP found the Student eligible for ESY services. (S-
49.)
116. On April 7, 2008, the Parents obtained a private educational evaluation
which diagnosed the Student with Asperger’s Syndrome, Mathematics
Disorder, Disorder of Written Expression, and Pragmatic Language Disorder.
(S-54.)
117. The evaluator relied upon extensive documentary evidence from past
evaluations and educational plans. The evaluator also relied upon parental
history and teacher input from the private school that the Student was
attending. The evaluator did not discuss the matter with any District
personnel, and did not observe the Student in the classroom. (NT 348-349,
355, 368; S-53, 54.)
118. The evaluator tested the Student with six instruments, for three hours, all
in one day, blocking off the entire day and providing breaks and rests as
appropriate. (NT 339, 345-346; S-54.)
119. The private evaluator found an overall level of intellectual functioning in
the Low Average range of ability. (S-54.)
120. Based upon substantial deficits in scores on multiple tests, the private
evaluator found weaknesses in complex comprehension, inferential thinking,
nonverbal reasoning, and clerical speed and accuracy. (S-54.)
121. The Parents’ private evaluator, based upon multiple normed instruments,
observations and history, concluded that the Student should be identified with
Autism, Other Health Impairment (for inattention, hyperactivity and
impulsivity), Speech or Language Impaired (with pragmatic language
deficits), and Specific Learning Disabilities in basic reading skills, reading
fluency, written expression, mathematics reasoning and mathematics
calculation. (S-54.)
122. The Parents’ private evaluator found that the District’s interventions were
not implemented in accordance with the data driven Pennsylvania model;
therefore, she concluded that the District’s curriculum based testing was
insufficient to determine the Student’s response to these interventions, and the
Page 17
only way to determine Student’s functioning is by norm-referenced tests. (S-
54.)
123. At no time in the 2007-2008 school year did the District offer placement
in an autistic support classroom, or supportive services calculated to address
the needs of an autistic child in the general education setting. At no time did
it offer goals to address executive functions, attention and organization, social
reasoning and judgment (except for the vague speech goal of appropriate
conversation in formal situations), writing and writing fluency, functional
academics, or behavior control. (S-49.)
2007-2008 SCHOOL YEAR - READING
124. In October 2007, the Student was assessed by Centers and demonstrated
poor expressive and receptive vocabulary at the third percentile. (P-78.)
125. On the Gray Oral Reading Test administered by Centers, the Student
demonstrated poor oral reading, with a rate in grade equivalent 2.3, and
passage comprehension at grade equivalent 3.7. On the California
Achievement Test administered by Centers, the Student demonstrated
vocabulary at grade equivalent 2.0, comprehension at grade equivalent 3.0 and
a total grade equivalent of 2.4. Centers’ grade equivalents are considered to
be below the grade level of local curricula. (P-78.)
126. Centers’ progress reports repeatedly noted the Student’s lack of fluency
and speed. (P-78.)
127. By November 2007, after eight sessions of individual tutoring, the Student
had demonstrated mastery of various phonemes and vocabulary at the
program’s level 2. Student had demonstrated two comprehension skills at
level 3, but had yet to master various phonemes, vocabulary and
comprehension skills at levels 2 and 3. (P-78.)
128. The November 2007 IEP reported scores of the Woodcock Reading
Mastery Tests – grade equivalent only - that reflected approximately one
year’s growth as compared to the scores reported in the November 2006 IEP.
These scores indicated that the Student remained approximately one year
behind Student’s grade level, being instructed on a fourth grade level. (S-19,
49, 50.)
129. As reported in the November 2007 IEP, the Student’s grade equivalent
scores in reading comprehension on the Woodcock Reading Mastery Tests
indicated less than one year’s growth in reading comprehension, leaving
Student approximately two years behind Student’s grade level. (S-19, 49, 50.)
Page 18
130. The November 2007 IEP reported a DIBELS fluency score of 82 on a
fourth grade level. (S-49, 51, 52.)
131. In the November 2007 IEP, the reading goals for fluency and
comprehension were not based upon a baseline set forth in the Present Levels
section of the IEP; rather, it was assumed that the instructional level of the
material would be raised according to the progress that the Student had made.
The measurement methods proposed for fluency and comprehension were
multiple, vague categories of measurement methods. Measurement probes
were not identified specifically. Mastery was unclear, but appeared to be
defined as one instance of performance at the specified level, rather than
requiring repeated demonstration of mastery over time. Prompting and
support were assumed, but the goals did not account for a level or degree of
prompting, fading, or independent performance. (NT 373-376, 593-594; S-28,
49, 51, 52, 53.)
132. The learning support teachers assigned to the Student kept data on reading
fluency. This was measured in words correct per minute on the DIBELS
assessment instrument. The learning support teachers used subjective
judgment to raise the grade level of material on which the Student was tested
before Student attained the goal stated in the IEP. Data showed that the
Student never attained Student’s goal in reading fluency. (NT 566-571; S-51,
52.)
133. The Student’s learning support teacher subjectively discerned a trend
upward in the Student’s reading fluency; however, there was no trend line
reported in the DIBELS data. (NT 570; S-51, 52.)
134. There was no systematic data reporting on reading comprehension.
(NT566- ; P-50, S-51, 52.)
135. In April 2008, based upon substantial deficits in scores on multiple tests,
the Parents’ private evaluator found weaknesses in visual scanning and
tracking, and low processing speed. The Student’s reading fluency was
measured at the first percentile, at a second grade level. (S-54.)
136. In April 2008, the Parents’ private evaluator found that the Student
experiences difficulty decoding words, visually tracking along a line and
reading with automaticity; thus, Student has difficulty with reading
comprehension, including predicting events, identifying the main idea,
sequencing and making inferences. (S-54.)
137. In April 2008, the Parents’ private evaluator found no severe discrepancy
between the Student’s ability and achievement in word reading and reading
comprehension (literal comprehension of read material). On the Wechsler
Individual Achievement Test – Second Edition, in word reading, the Student
Page 19
functioned on the thirteenth percentile a grade equivalency of 3.6. In reading
comprehension, the Student scored in the twenty-third percentile, a grade
equivalency of 4. The Student’s reading composite score was in the tenth
percentile. (S-54.)
138. In April 2008, the Parents’ private evaluator found a severe discrepancy
between ability and achievement in pseudo-word decoding. On the Wechsler
Individual Achievement Test – Second Edition, in pseudo-word decoding, the
Student functioned on the fifth percentile, a grade equivalency of 1.8. (S-54.)
139. In May 2008, the Private School tested the Student with the Woodcock-
Johnson III Tests of Achievement. The Student demonstrated broad reading
achievement at the seventeenth percentile, a grade equivalent of 3.7. Reading
fluency was at the fourteenth percentile, a grade equivalent of 3.3. Passage
Comprehension was at the thirteenth percentile, a grade equivalent of 3.0.
Word attack was at the twenty-second percentile, a grade equivalent of 2.7.
The Student was being instructed at the fifth grade level. (P-92, 94.)
2007-2008 SCHOOL YEAR – MATHEMATICS
140. In October 2007, the Student was assessed by Centers and demonstrated
low achievement in mathematics. Computation on the California
Achievement Test was scored at a grade equivalent of 1.5 and mathematics
concepts scored at grade equivalent of 1.1. Both were within the first
percentile on the test. (P-78.)
141. By March 3, 2008, after 39 sessions of individual tutoring, the Student had
mastered adding 3 and 4 digit numbers with regrouping and had learned
multiplication tables. Student was not yet able to do division, and was still
working on level 2 skills. (P-78.)
142. The November 2007 IEP reported mathematics grade equivalent scores
that suggested either no gain or decline in basic concepts, operations and
applications. Low fluency was measured. The Student was beginning work at
a fourth grade level, more than one year behind Student’s grade level. (S-19,
49.)
143. In the November 2007 IEP, the mathematics goals were not based upon a
baseline set forth in the Present Levels section of the IEP; rather, it was
assumed that the instructional level of the material would be raised according
to the progress that the Student had made. The proposed measurement
methods were multiple, vague categories of measurement methods.
Measurement probes were not identified specifically. Mastery was unclear,
but appeared to be defined as one instance of performance at the specified
level, rather than requiring repeated demonstration of mastery over time.
Page 20
Prompting and support were assumed, but the goals did not account for a level
or degree of prompting, fading, or independent performance. (NT 373-376; S-
19, 28, 45, 49, 53.)
144. The learning support teachers assigned to the Student kept data on
mathematics fluency. This was measured in digits correct per minute on the
Math Steps assessment instrument. Math Steps fluency levels were not
reported in the IEP. There was no goal for mathematics fluency. The learning
support teachers used subjective judgment to raise the grade level of material
on which the Student was tested. (NT 576-580; S-51.)
145. In June 2007, the Student’s special education teacher reported subjectively
that the Student had been “improving” in mathematics in small group
instruction. The teacher reported that the Student needed extra time to
complete equations but understood the concepts. (S-49.)
146. In April, 2008, based upon substantial deficits in scores on multiple tests,
the Parents’ private evaluator found weaknesses in mathematics fluency and
reasoning, interpreting abstract symbols, utilizing number facts and
conceptualizing numbers. Fluency was measured below the first percentile,
and a kindergarten grade equivalency. (S-54.)
147. On the Wechsler Individual Achievement Test – Second Edition, in
numerical operations, the Student functioned below the first percentile, a
grade equivalency of 2.5. In mathematics reasoning, the Student scored in the
fourth percentile, a grade equivalency of 3.2. The Student’s mathematics
composite score was in the first percentile, considered “extremely low.” (S-
54.)
148. In April 2008, the Parents’ private evaluator found a severe discrepancy
between ability and achievement in mathematics reasoning and calculation.
(S-54.)
149. In May 2008, the Private School tested the Student with the Woodcock-
Johnson III Tests of Achievement. The Student demonstrated mathematics
calculation achievement at the twentieth percentile, a grade equivalent of 3.3.
The Student demonstrated mathematics fluency at the first percentile, a grade
equivalent of 1.6. The Student demonstrated mathematics applied problems
achievement at the forty-seventh percentile, a grade equivalent of 5.6. The
Student was being instructed at the third grade level. (P-92, 94.)
2007-2008 SCHOOL YEAR – SPELLING AND WRITING
150. The November 2007 IEP reported a spelling inventory that placed the
Student at the fifth grade level. (S-49.)
Page 21
151. In the November 2007 IEP, the spelling goals were not based upon a
baseline set forth in the Present Levels section of the IEP; rather, it was
assumed that the instructional level of the material would be raised according
to the progress that the Student had made. (S-28, 49, 53.)
152. In April 2008, the Parents’ private evaluator found no severe discrepancy
between ability and achievement in spelling from dictation. On the Wechsler
Individual Achievement Test – Second Edition, in spelling, the Student
functioned on the twelfth percentile, a grade equivalency of 3.2. (S-54.)
153. In June 2007, the Student’s special education teacher reported subjectively
that the Student had made significant progress in spelling. (S-49.)
154. The November 2007 IEP reported difficulty taking notes and offered
typing practice in the learning support class. An Occupational Therapy report
noted no change in handwriting, and that it was inconsistently legible. (S-49)
155. The November 2007 IEP added a goal in occupational therapy, aimed at
legible writing. It was not based upon a baseline set forth in the Present
Levels section of the IEP. The goal itself was based upon “Benchmark
Levels”, but was vague regarding how the 85% called for in the goal was to be
measured. Accommodations were prescribed for the classroom, to be
implemented by the one-to-one aide, with oversight by the occupational
therapist. One objective was measurable, calling for 90 % legibility in 6 of 7
assignments over four sessions. (S-49, 53.)
156. In June 2007, the Student’s special education teacher reported subjectively
that the Student had made “moderate” progress in writing. (S-49.)
157. In April 2008, the Parents’ private evaluator found the Student’s
handwriting legibility to be in the sixth percentile, rated at the first grade
level, on a normed instrument that evaluates handwriting and penmanship.
(S-54.)
158. In the November 2007 IEP, the language arts goals were not based upon a
baseline set forth in the Present Levels section of the IEP; rather, it was
assumed that the instructional level of the material would be raised according
to the progress that the Student had made. The proposed measurement
methods were multiple, vague categories of measurement methods.
Measurement probes were not identified specifically. Mastery was unclear,
but appeared to be defined as one instance of performance at the specified
level, rather than requiring repeated demonstration of mastery over time.
Prompting and support were assumed, but the goals did not account for a level
or degree of prompting, fading, or independent performance. (NT 373-376; S-
28, 49, 53.)
Page 22
159. The Student’s learning support teacher subjectively discerned
improvement in spelling and written expression. (NT 590.)
160. In Spring 2008, teachers at the Private School reported that the Student
demonstrated difficulty completing written assignments. (S-54.)
161. In April 2008, based upon testing in March 2008, the Parents’ private
evaluator found that the Student experiences poor visual, spatial and
organizational skills. (S-54.)
162. In March 2008, on both the Beery Developmental Test of Visual Motor
Integration, and the Jordan Left-Right Reversal Test, administered by the
Parents’ private evaluator, the Student scored below average, indicating
difficulty with orthographic information processing, writing and written work
organization. (S-54.)
163. In April 2008, the Parents’ private evaluator found a severe discrepancy
between ability and achievement in written expression. On the Wechsler
Individual Achievement Test – Second Edition, in written expression, the
Student functioned in the first percentile, a grade equivalency of 1.8.
Student’s written language composite score was in the second percentile,
considered poor. (S-54.)
164. In April 2008, the Parents’ private evaluator found that the Student’s
writing fluency was below the second percentile, at a first grade level. (S-54.)
165. In May 2008, the Private School tested the Student with the Woodcock-
Johnson III Tests of Achievement. The Student demonstrated spelling
achievement at the thirty-sixth percentile, a grade equivalent of 4.8. The
Student demonstrated writing fluency at the fifteenth percentile, a grade
equivalent of 3.6. The Student was being instructed at the fourth grade level.
(P-92, 94.) .
2007-2008 SCHOOL YEAR – ATTENTION AND ORGANIZATION
166. The November 2007 IEP did not did not offer any goals directed toward
attention and organization. (S-49.)
167. The Student’s learning support teacher subjectively discerned
improvement in attention and organization in the learning support classroom.
(NT 573, 590.)
Page 23
168. In Spring 2008, teachers at the Private School reported that the Student
demonstrated attention problems in class and had difficulty completing
assignments. (S-54.)
169. On March 25, 2008, the Parents’ private examiner observed that the
Student in testing exhibited attention difficulties. (S-54.)
170. In April 2008, the Parents’ private evaluator found that the Student
experiences difficulty comprehending language and questions as they are
asked, difficulty in abstracting, and a rigid mindset that hinders problem
solving. This may explain the Student’s sometimes irrelevant responses to
questions. (S-54.)
2007-2008 SCHOOL YEAR – BEHAVIOR AND SOCIAL SKILLS
171. The November 2007 IEP did not reflect an applied behavior analysis and
did not offer a behavior plan or any goals directed toward behavior or social
skills. (NT 218-220; S-49.)
172. The Student’s learning support teacher subjectively discerned
improvement in social skills in the learning support classroom. (NT 573-574,
590.)
173. The Student’s guidance counselor noted a decrease in classroom visits for
behavior problems. (NT 205-211.)
174. In Spring 2008, teachers at the Private School reported that the Student
demonstrated impulsive, silly behavior in class. (S-54.)
175. On March 25, 2008, the Parents’ private examiner observed that the
Student in testing exhibited difficulty with questions that had a social
component. (S-54.)
176. In April 2008, the Parents’ private evaluator found that the Student has
impaired social cognition, impaired ability to use language in a social context,
impaired judgment in social situations and an over-dependence upon others to
make decisions in social situations. (S-54.)
177. The District’s evaluations failed to assess the Student appropriately in all
areas of suspected disability. (S-53.)
178. The District’s IEP’s during the relevant time period failed to offer
individualized services that addressed all of the Student’s educational and
behavioral needs and were reasonably calculated to provide meaningful
educational benefit in the least restrictive educational environment. (S-53.)
Page 24
2007-2008 SCHOOL YEAR – PRIVATE PLACEMENT
179. On December 7, 2007, the Parents notified the District that they would
withdraw the Student from the District and place Student in a private school,
and that they were demanding tuition reimbursement. (P-73.)
180. On or about December 21, 2007, the Student withdrew from the District
and in mid-January, 2008, Student was enrolled in the Private School (Private
School). (NT 113, 158, 417, 465-466.)
181. The Private School is licensed to provide special education, but is not an
approved private school. It is accredited by the Middle States Association of
Colleges and Schools. (NT 396-397, 402, 449; S-54.)
182. The Private School is primarily established to provide remedial special
education for students with dyslexia; however, it also accepts students with
specific learning disabilities and ADHD and provides them with the same
educational program as it provides to students with dyslexia. Children with
Autism and Asperger’s Disorder are rarely admitted. (NT 401-417, 457-461,
472-473; P-92.)
183. The Private School is located in [city redacted] and it does not admit
typical students. (P-92.)
184. The Private School provides research based programs, most of which are
of its own creation. Not all of its teaching programs are research based. (NT
406-408, 452-453; P-92.)
185. Curricular placement is based upon curriculum based assessments during
the year, and standardized testing at the end of the year. (NT 465, 486-487.)
186. The Private School principal is not certified as a principal in Pennsylvania.
She is certified in Pennsylvania in elementary education and special
education. She has no professional experience with Asperger’s Disorder.
(NT 394, 444, 472-473; P-91.)
187. Only two of the six teachers on staff are certified in special education.
One is a certified reading specialist. (NT 449-451.)
188. The Private School does not address behavioral, emotional and social
skills needs through specially designed instruction. (NT 115-116, 420-421,
454-456, 470-471, 482-483; P-92.)
Page 25
2007-2008 SCHOOL YEAR – REIMBURSEMENT FOR PRIVATE EDUCATIONAL
EVALUATION
189. On May 13, 2008, the Parents forwarded to the District reports of a private
educational evaluation and demanded reimbursement for the private
evaluator’s fee. (P-77.)
2007-2008 SCHOOL YEAR – EXTENDED SCHOOL YEAR
190. The Student attended Extended School year programming in the summer
of 2007. (P-42, 43, 84.)
191. The Student was not enrolled in the District in 2008, and ESY services
were not requested. (NT 164.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two considerations, the burden of going
forward and the burden of persuasion. Of these, the more essential consideration is the
burden of persuasion, which determines which of two contending parties must bear the
risk of failing to convince the finder of fact.3 The United States Supreme Court has
addressed this issue in the case of an administrative hearing challenging a special
education IEP. Schaffer v. Weast, 546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005).
There, the Court held that the IDEA does not alter the traditional rule that allocates the
burden of persuasion to the party that requests relief from the tribunal. Therefore, the
burden of persuasion is upon the Parents.
The Court noted that the burden of persuasion determines the outcome only where
the evidence is closely balanced, which the Court termed “equipoise” – that is, where
neither party has introduced a preponderance of evidence
4 to support its contentions. In
3 The other consideration, the burden of going forward, simply determines which party
must present its evidence first, a matter that is within the discretion of the tribunal or
finder of fact (which in this matter is the hearing officer).
4 A “preponderance” of evidence is a quantity or weight of evidence that is greater than
the quantity or weight of evidence produced by the opposing party. Dispute Resolution
Manual §810 (please note that the Manual was promulgated before the Supreme Court
ruled in Schaffer v. Weast, at a time when the Local Educational Agency had the burden
of persuasion in Pennsylvania and elsewhere in the federal Third Judicial Circuit. Thus,
the first sentence of section 810, indicating that the LEA has the burden in most cases, is
outdated and was effectively overturned by Schaffer).
Page 26
such unusual circumstances, the burden of persuasion provides the rule for decision, and
the party with the burden of persuasion will lose. On the other hand, whenever the
evidence is clearly preponderant in favor of one party, that party will prevail.
THE DUTY PROVIDE FAPE AND TO INDIVIDUALIZE EDUCATIONAL
PLANNING
A school district offers FAPE by providing personalized instruction and
support services pursuant to an IEP that need not provide the maximum possible
benefit, but that must be reasonably calculated to enable the child to achieve
meaningful educational benefit. Meaningful educational benefit is more than a
trivial or de minimis educational benefit. Whether an IEP is reasonably calculated
to afford a child educational benefit can only be determined as of the time it is
offered to the student and not at some later date. 20 U.S.C. §1412; Board of
Education v. Rowley, 458 U.S. 176, 73 L.Ed.2d 690, 102 S.Ct. 3034 (1982);
Ridgewood Board of Education v. M.E. ex. rel. M.E., 172 F.3d 238 (3d Cir.
1999); Stroudsburg Area School District v. Jared N., 712 A.2d 807 (Pa. Cmwlth.
1998); Polk v. Central Susquehanna Intermediate Unit 16, 853 F.2d 171 (3rd Cir.
1988) Fuhrmann v. East Hanover Board of Education, 993 F.2d 1031 (3d Cir.
1993); Daniel G. v. Delaware Valley School District, 813 A.2d 36 (Pa. Cmwlth.
2002)
The IDEA requires a local educational agency to address every substantial
educational need of the child with a disability, including behavior and social skills. If the
IEP is inadequate in any material way, it is inappropriate as a matter of law. Rose v.
Chester Co. Intermed. Unit, 196 WL 238699, 24 IDELR 61, aff’d 114 F.3d 1173 (3d Cir.
1997). This is reflected in the requirements for both evaluations and individual education
plans.
The local educational agency must conduct a “full and individual initial
evaluation … .” 20 U.S.C §1414(a)(1)(A). The child must be “assessed in all areas of
suspected disability.” 20 U.S.C. §1414(b)(3)(B). The regulation implementing this
statutory requirement adds that this includes “social and emotional status … .” 34 C.F.R.
§300.304(c)(4). The regulations require that the evaluation procedures “assist in
determining … [t]he content of the child ’s IEP. 34 C.F.R. §300.304(b)(1). The
evaluation must be “sufficiently comprehensive to identify all of the child’s special
education and related services needs … .” 34 C.F.R. §300.304(c)(6).
The IEP must be specific enough to address all of the child’s needs which are
identified, both academic and functional. 20 U.S.C. §1414(d)((1)(A)(i)(II), (IV);
Christen G. v. Lower Merion Sch. Dist
., 919 F.Supp. 793 (E.D. Pa. 1996). The child’s
developmental and functional needs must be considered. 20 U.S.C. §1414(d)(3)(A)(iv).
Where a child’s behavior impedes learning, the IEP team must consider strategies to
address that behavior. 20 U.S.C. §1414(d)((3)(B)(i).
Page 27
ADEQUACY OF EDUCATIONAL PLAN OFFERED BY THE DISTRICT AND ITS
IMPLEMENTATION
The hearing officer finds that the educa tional program offered by the District was
strikingly deficient under the standards set forth above. The extensive history of private
and public evaluations of this Student presented a long list of educational needs in the
areas of reading, mathematics, spelling, writing, written expression, attention,
organization and executive functions, social skills, behavior and academic pragmatics.
(FF 1-21, 25, 31, 38-39, 44-52.) All of these needs were known to the District years
before May 2006, the start of the relevant period for purposes of this matter. However,
the educational plan – which the IDEA requires to be formulated in an IEP – barely
addressed even the most central of these needs. Moreover, the IEP, despite multiple
amendments over time, fell far below the minimum standard of the law for clarity,
precision, and reliance upon performance data.
The hearing officer finds it significant that the educational plan was set in a
context of full inclusion in regular education for a child whose identified disabilities were
severe and complex. It was the Parents’ choice to seek the benefits of inclusion for their
child. 34 C.F.R. §300.116(e). The District did not object to such inclusion, so there is no
basis to conclude that the Parents’ desire for inclusion was unreasonable. Indeed, the
Student’s ability was in the average range. (FF 4, 31.) However, this context is
significant because the District was obligated to provide adequate educational planning to
enable the Student to benefit from education in the regular education setting. Such an
attempt necessarily raises the bar on what is necessary in order to provide meaningful
education, by calling for careful educational planning, fully responsive to the demands of
the IDEA set forth above. The District clearly failed to provide the necessary level of
care in its educational planning.
The first IEP that provided a plan for pa rt of the period of relevance (beginning in
May 2006) is the December 2005 IEP. This IEP contained only two goals. (FF 22.) The
first was a goal seemingly for speech pragmatics that was so vague as to be unintelligible
(except for a very specific objective for the correct pronunciation of the phoneme “r” that
is not in contest here). The second was an appropriate goal for mathematics calculation.
There was no goal for reading decoding, fluency or comprehension; no goal for
mathematics problem solving; no goal for spelling, writing, written expression, attention,
organization, executive functions, social skills or any other goal addressing the Student’s
developmental needs.
Throughout the next year and one half , the December 2005 IEP was revised and
amended numerous times, usually in response to parental requests, (FF 27, 28, 35, 36, 41,
42, 53), and yet at no time did the District ever offer goals in many of the above areas of
need – needs that had been recognized in numerous evaluations, including the District’s
own evaluations. (FF 52, 54.) Not until January 2007 did the District offer goals for
reading fluency, reading comprehension, mathematics facts, spelling, or written
expression (understanding parts of speech and grammar). (FF 41, 57, 68, 81.) Not until
Page 28
April 2007 did the District offer to identify the Student with Autism; autistic support
placement and services were never offered. (FF 52, 53.) Not until April 2007 did the
District offer a goal for legibility of writing. (FF 80.) After that, the goals remained the
same, even though the Student was at best not progressing. No goals were ever offered
for mathematics fluency, problem solving, writing fluency, attention, organization, social
skills or behavior control. No functional behavior analysis or behavior plan was ever
offered. (FF 104, 171.)
Most of the goals that were offered we re not based upon measured baselines. (FF
34, 59, 65, 70, 71, 77, 78, 83, 84, 94, 96, 103.) Indeed, baselines were not established in
most areas of educational need. Most of the goals, including the crucial goals in reading
and mathematics, were not measurable, or did not establish measurement over time to
ensure mastery. There was little data driven progress monitoring. The limited data
collected for reading fluency and mathematics fluency were not coordinated with the
present levels in the IEPs or the small number of goals that were actually offered. (FF
65, 66, 71.)
In short, the District’s program, and its implementation, were incomplete and
disorganized. Neither the plan nor its implementation addressed all educational needs.
The plan was not data driven, and its implementation was guided by teacher subjectivity,
without clear parameters or supervision to established goals.
The District argued that its numerous accommodations, program modifications
and specially designed instructional techniques were sufficient to offer meaningful
opportunity despite the above deficiencies. (FF 23, 26, 27, 28, 30, 40, 42, 43, 54, 65, 66,
71, 92, 93, 114, 178.) While the parties jousted about whether or not these ling lists in
the various IEPs were truly special education – and the hearing officer is satisfied that
many were not, but some were – the more salient problem is that none of these were
linked to either present levels or measurable goals. Without comprehensive, measured
baselines and relevant goals, the educational plan lacked both direction and
responsiveness to data. Moreover, the plan was never managed rigorously to provide
assurance that FAPE was offered in spite of the lack of adequate goals. (FF 36, 114.)
The District argued that it s provision of a one-to-one educational aide sufficed to
address all of the educational needs that were not addressed in goals. This argument is
not even pertinent to the period from May 2006 until November 2006, when the District
finally provided an educational aide; prior to this, one-to-one services in the classroom
had been provided by the local behavior services agency – not the District – and these
services were clinical, not educational. (FF 12, 14, 18, 26.) Despite numerous requests
and complaints, the District personnel had resisted providing an educational aide. (FF
b26, 30.) After November 2006, however, the aide was an educator; however, there is no
evidence defining what the aide was supposed to do in the classroom. There are no goals,
behavior analyses or plans, directives or even witness testimony that specified the aide’s
role, or what educational needs he or she addressed. There was no data collection or
progress monitoring. There was no attention at all to the need to define levels of support
and track the fading of such support over time. (FF 84, 94, 103-106, 114, 132, 143, 171.)
Page 29
Under these circumstances, the record is preponderant that the District’s program and its
implementation were inadequate and inappropriate during the entire period of relevance
in this matter.
The District relies heavily upon the argument that the Parents were satisfied with
the plan and its implementation, and repeatedly said so. (FF 55.) The District suggests
that this proves that the plan was adequate and the Student received meaningful
educational benefit. Parental expressions of satisfaction are too slender a reed upon
which to rest such sweeping conclusions.
The Parents’ expressions of consent signify only their eagerness to accept any
help that the District would provide; the Parents repeatedly pointed out that they are not
professional educators, and consequently, they relied upon professional judgments
expressed by District personnel. (NT 43-44, 99-100, 121-125, 131-134, 149-154.)
Having observed the Parents during this hearing, the hearing officer finds them credible,
and accepts their assertion that they were respectful of the expertise of the District
personnel, assumed that such personnel were providing advice and service within their
professional judgment, and that the Parents desired to foster cooperation in the interests
of their child. Such behavior hardly amounts to a ratification of District decisions that
failed to provide adequate educational services.
The District argues that, despite the deficiencies in its educational program, it
nevertheless provided meaningful educational benefit. It relies for this assertion almost
exclusively upon the testimony of a single learning support teacher. (FF 65, 66, 71, 90,
132, , 133, 144, 145, 153, 156, 159, 167.) This teacher was well liked and trusted by the
Parents, so her testimony became central to the defense. However, her testimony is given
less weight than the record of test scores and the testimony of the Parents’ expert,
because in several important instances, the record itself contradicted her claims of
subjective detection of meaningful educational gain. Moreover, much of the subjective
and objective evidence provided that suggests some progress in reading fluency is based
upon the period of time after the school strike – a period during which the Parents
obtained explicit instruction for this skill privately for several weeks. Thus, though there
is no finding of intentional untruth, the hearing officer finds the teacher’s testimony to be
unreliable with regard to the extent of the Student’s progress while under her care, and
the objective evidence of progress to be equivocal evidence at best of progress in reading.
The District points to objective data that the Student progressed in reading and
mathematics from November 2006 to November 2007. (FF 46, 56, 67, 142, 150.) The
hearing officer notes this but also notes that the Student did not close the gap with
Student’s age appropriate class level, and in some skills showed less than one year’s
progress. Also, these data are contradicted by the weight of the evidence in this matter,
especially later objective testing that shows the Student functioning below the levels
reported by the District. (FF 38, 39, 49-52, 56-109, 116-176.) The hearing officer
therefore concludes that these data are not enough to prove meaningful progress by a
preponderance of the evidence.
Page 30
The District also argues that the Parents’ expert’s opinions were deficient because
her methodology did not include interviews with District personnel in-class observations
of the Student and review of the Student’s work product. As to contacts with the District,
the hearing officer agrees that such contacts are desirable, and that their omission argues
against the reliability and weight to be accorded to this opinion testimony.
However, the record must be considered as a whole. Here, even if the Student’s
teachers could have referred the evaluator to subjective observations of progress or
curriculum-based measures of progress, the expert’s opinion as to the failure to provide a
FAPE would have been supported amply by the numerous objective evaluations showing
the Student falling behind in key academic areas such as reading comprehension,
mathematics and writing. As to review of Student work product, the expert stated
credibly that she had reviewed some, though she could not identify it specifically. (NT
349.) This inexact documentation does not sufficiently undercut the expert’s opinion as
to render it unreliable.
Moreover, any curriculum based assessments were in the context of supports,
such as one-to-one prompting, extra time given to complete tests, and reduced quantities
of materials. There is no evidence that any of these accommodations was defined
systematically or provided in the context of a data driven methodology. Supports were
not measured or counted so that they would be amenable to fading. This failure to define
and measure the assistance given to the Student in testing detracted from the reliability of
curriculum based testing as a measure of progress. (NT 314-315.) Thus, the expert’s
failure to thoroughly explore the extent of in-house measures of progress in this matter is
not fatal.
The District challenged the expert’s testing methodology by suggesting that her
scheduling of such testing all on one day could have diminished the Student’s
performance by exhausting or frustrating Student. The expert admitted that Student’s
scores did not reflect whether incorrect answers were due to inability to perform or to
lack of time in light of the Student’s serious problems with fluency and inattention.
However, the expert explained that her methods were in accord with the instructions of
the pertinent manuals, and that the only timed tests she gave were measures of fluency
itself. The District provided no evidence of deviation from professional standards or
competence in the testing administration. Thus, the hearing officer does not accept the
argument that the testing circumstances rendered the scores unreliable.
The District suggests that the expert obtained scores on the Woodcock-Johnson
III Normative Update (WJ) that were so divergent from the Woodcock-Johnson scores
obtained by the District that the examiner’s methodology should be questioned.
However, close examination shows that the expert’s WJ scores were for different kinds of
tests than those reported by the District. The expert’s scores reflected fluency, which was
a central weakness of cognitive functioning that the Student experiences across the board;
therefore, it is not surprising that the Student’s fluency scores are relatively low. The
District provided no expert testimony suggesting that these scores were incompatible
with the District’s reported scores in different sub-tests.
Page 31
The District challenges the expert’s methodology by reference to two Appeals
Panel decisions that rejected the same expert’s reports in other cases. In re Educational
Assignment of D.S., Spec. Educ. Op. 1857 at 15-18 (December 24, 2007); In re
Educational Assignment of G.T., Spec. Educ. Op. 1808 at 11-13 (March 19, 2007). The
District argues that the same methodological flaws arise in this case as were considered
determinative in the Appeals Panel decisions. The hearing officer disagrees. In D.S., the
expert performed substantially more tests in no more than three hours, and the record was
substantial that the student was prone to fatigue; here, the total testing time was three
hours, but the record reflects that the whole day was set aside and breaks were given as
appropriate. The record of fatigue was not nearly so clear as in D.S. In G.T., the Panel
relied upon evidence of “cherry-picking” of data for the discrepancy analysis and reliance
upon parents for critical data underlying the ADHD diagnosis. Here, there is no evidence
of improper use of data, and the expert relied upon an extensive history of repeated
diagnoses and findings of cognitive impairment that mitigated the potential for error
posed by heavy reliance upon test scores.
The hearing officer, having carefully listened to the expert’s testimony, finds that
her opinions were credible and reliable. They were based upon extensive testing with
norm referenced instruments, whose utilization and scoring were not challenged in this
matter. They also were grounded in a thorough review of the extensive record of
evaluations and educational plans, by both private consultants and District personnel.
The expert witness is highly qualified and presented extensive evidence of her lengthy
career and accomplishments.
In sum, the Parents’ expert report is weighed in the context of IEP and re-
evaluation documents that failed to provide any coherent, data-driven depiction of the
Student’s supposed academic progress. The expert’s report is consistent with numerous
scores and observations of functional deficiencies in the record, which weighed heavily
in favor of a finding that the Student was not making meaningful progress in reading
fluency, mathematics achievement, writing legibility, written expression, attention,
organization, social skills or behavior control. In this context, the report provides
significant weight to the inference that the hearing officer draws directly from the
extensive documentation of history and test scores - that the District was not providing a
comprehensive, individualized program of specially designed instruction that addressed
all of the Student’s educational needs in the least restrictive setting necessary to provide a
FAPE. In conclusion, the District failed to provide a program reasonably calculated to
provide meaningful educational benefit, and the record is preponderant that the District
failed to provide such benefit during the relevant period. Compensatory education will
be awarded; in light of the District’s prior notice of the Student’s educational needs at the
beginning of the relevant period, the usual equitable discovery and remediation period
will not be allowed.
EXTENDED SCHOOL YEAR SERVICES
Page 32
The record is preponderant that the Di strict did provide ESY services for the
Student in the summer of 2007, and that the Parents did not request ESY services for the
summer of 2008. (FF 190, 191.) Under these circumstances, compensatory education
will not be awarded on account of ESY in these years.
REIMBURSEMENT FOR TUITION AND TRANSPORTATION
An administrative hearing officer may award tuition reimbursement when parents
unilaterally place their child outside the public school system under the Burlington-Carter
test. Florence County Sch. District v. Carter, 510 U.S. 7, 114 S.Ct. 361 (1993);
Burlington Sch. Committee v. Dept. of Educ., 471 U.S. 359, 105 S. Ct. 1996 (1985). The
test requires three findings: 1) the District’s program and placement is not appropriate; 2)
the private school selected by the parents is appropriate; and 3) the “balance of the
equities” favors reimbursement. See Carter, 510 U.S. at 13; Ridgewood Bd. of Educ. v.
N.E. for M.E., 172 F.3d 238, 248 (3d Cir. 1999).
Here, the District’s program was not appr opriate, as discussed above. Therefore,
the hearing officer must reach the second step of the Burlington-Carter analysis –
whether or not the private school selected by the Parents is appropriate for the Student.
The hearing officer finds that the school is not appropriate.
The school selected is the Private Sc hool. (FF 179-188.) The Parents presented
the testimony of its principal and brochure materials to delineate its mission and services.
It is a private elementary special education school, but not on the approved list. It is
historically and primarily a school for children who need remediation for dyslexia, and it
is a highly restrictive educational setting, with no opportunities for inclusion with typical
students. It is not experienced with autistic spectrum disorders, and most of the staff
members are not certified special education teachers. Its program is not primarily
research based, but derives from a program developed many years ago for children then
classified as dyslexic. The program is proprietary, but there is no evidence of its efficacy
or of replication of its claimed efficacy by independent researchers. Its principal is not
certified in education administration. Its program is not primarily data-driven, and it does
not offer specially designed instruction for social skills. The Parents’ own expert opined
that the Private School is not an ideal setting, but was chosen largely for its proximity to
[city redacted], and the desire of the Parents to have the Student continue living at home.
(NT 331-332.)
In conclusion, the Parents have not show n that the second part of the Burlington-
Carter test has been satisfied, because the hearing officer finds by a preponderance of the
evidence that the Private School is not an appropriate placement. Consequently, tuition
reimbursement will not be awarded.
REIMBURSEMENT FOR INDEPENDENT EDUCATIONAL EVALUATION
Page 33
For a parent-initiated evaluation, (FF 189), parents are entitled to reimbursement
if a hearing officer finds the district’s evaluation inappropriate,. In the Matter of the
Educational Assignment of J.B., Spec. Ed. Opinion 1341 (April 2003). The hearing
officer finds preponderant evidence that the Parents did not disagree with the District’s
evaluations.
On the contrary, they disagreed with the District’s educational plan and its
implementation. Indeed, the parties contended largely about whether or not the Student
has a Specific Learning Disability; yet the first time this was asserted was in May 2008,
by the Parents’ expert, and this came long after the Parents withdrew the Student
unilaterally from the District, based solely upon their concerns about the Student’s
program and placement in the District. Therefore, the hearing officer will not award
reimbursement for the Parents’ expert’s evaluation.
Page 34
COMPENSATORY EDUCATION IN LIEU OF TUITION REIMBURSEMENT
Compensatory education may be awarded for the period of deprivation of FAPE,
with an offset for the period of time reasonably needed to discover and remedy the
deficiencies in the district’s services to the student. Ridgewood Board of Education v.
M.E. ex. rel. M.E., 172 F.3d 238 (3d Cir. 1999); M.C. v. Central Regional School
District, 81 F.3d 389 (3rd Cir. 1996).5
The Parents argue that the hearing of ficer should award them compensatory
education for the period of time after they withdrew the Student from the District until
the date of the first session of this hearing. This is plainly not authorized. In re
Educational Assignment of D.H., Spec. Educ. Op. 1732 at 15-18 (May 22, 2006)
Therefore, the Student will be made whole with an order structured under the
traditional test set forth in M.C. As Parents requested, this will consist of compensatory
education for every school day between May 2006 and December 21, 2007, in the
requested amount of three hours per day. The hearing officer has considered the extent of
the failure of meaningful opportunity in this case and finds that the requested amount is
equitable. The Student made no progress in mathematics or written expression, and his
social skills needs were ignored. These unmitigated deprivations merit at least two hours
per day of compensatory relief. Another hour per day is fair in light of the evidence
which shows a failure to meaningfully benefit from teaching in reading, since the
Student’s modest gains in decoding and fluency were offset by Student’s lack of progress
in reading comprehension.
PROSPECTIVE RELIEF
As requested, the hearing officer will or der prospective relief. In so doing, the
hearing officer is guided by the recommendations of the Parents’ expert, but does not
incorporate them in detail. Following her advice, however, and agreeing that the order of
planning that she suggests is appropriate in light of the recent history of this matter, the
hearing officer will order the District to take the following steps: First, it will offer to
reevaluate the Student at public expense and provide a comprehensive evaluation report
5 In a gifted education case, the Commonwealth Court rejected the M.C. standard for
compensatory education, holding that the student is entitled to an amount of
compensatory education reasonably calculated to bring him/her to the position that he
would have occupied but for the school district’s failure to provide a FAPE. B.C. v. Penn
Manor School District, 906 A.2d 642 (Pa. Cmwlth. 2006). Regardless of whether or not
this gifted case applies in an IDEA setting, the hearing officer will not apply the B.C.
standard here. It is not possible on this record to determine what position Student would
have occupied had Student received FAPE when it was due Student. Cf. In Re A.Z. and
the Warwick School District, Special Education Opinion No. 1783 (2006) (compensatory
education awards would be the same whether Appeals Panel used the M.C. analysis or
the B.C. analysis).
Page 35
to the parents within sixty days of the date of this decision; such report will establish
measurable baselines of present functioning in all of the areas of the Student’s
educational need, and will take into account all private evaluations submitted by the
Parents. Second, it will convene an IEP meeting within ten days of the date of the
evaluation report, or of the date of this decision, if the Parents do not consent to
reevaluation, for the purpose of determining a program and placement for the Student.
Such program and placement will address all of the Student’s educational needs as
required by law; these must include reading fluency and comprehension, mathematics
facts, calculation, fluency and problem solving, writing legibility and fluency, written
expression, attention, organization, social skills and behavior in the school setting.
Placement will be determined by the IEP team. Third, the IEP team will determine what
research based programs are necessary to provide the Student with explicit instruction in
the above areas of need, considering all of the recommendations in the Parents’ expert’s
report in May 2008. Fourth, it will offer autistic support and learning support services as
needed and as appropriate, in the least restrictive environment appropriate to the needs of
the Student, including Student’s needs for the benefits of inclusion. Fifth, it will establish
measurable goals and objectives or benchmarks, with explicit methods for data collection
and progress monitoring to be reported to the Parents. Sixth, it will offer specially
designed instruction and program modifications as defined by law. Seventh, it will offer
such related and supportive services as are necessary and appropriate.
Page 36
CONCLUSION
Weighing all of the evidence as stated above, the hearing officer finds that the
District failed to provide a FAPE to the Student during the relevant period.
Compensatory and prospective relief will be ordered. The hearing officer finds no legal
basis for awarding either tuition reimbursement, the cost of a private evaluation, or
compensatory education in lieu of tuition reimbursement.
ORDER
1. The District failed to offer and implement an appropriate IEP during the
period from May 14, 2006 until the date on which the Student left the District,
December 21, 2007.
2. The Student was provided Extended School Year services during the summer
of 2007 and was not entitled to Extended School Year services during the
summer of 2008. Therefore, compensatory education will not be awarded on
account of ESY services.
3. The District is ordered to provide compensatory education to the Student in
the amount of three hours per day for every school day from May 14, 2006
until December 21, 2007.
4. The compensatory education ordered above shall not be used in place of
services that are offered in the current IEP or any future IEP. The form and
utilization of services shall be as follows: The form of services shall be
decided by the Parent, and may include any appropriate developmental,
remedial, or enriching instruction, or therapy. The services may be used after
school, on weekends, or during the summer, and may be used after the Student
reaches 21 years of age. The services may be used hourly or in blocks of
hours. The costs to the District of providing the awarded hours of
compensatory education shall not exceed the full cost of the services that were
denied. Full costs are the salaries and fringe benefits that would have been
paid to the actual professionals who should have provided the District services
and the usual and customary costs to the District for any contracted services.
The District has the right to challenge the reasonableness of the cost of the
services.
5. The hearing officer will not award tuition reimbursement and transportation
costs for the period from December 21, 2007 to August 6, 2008 for the cost of
tuition at the Private School.
6. The hearing officer will not award compensatory education for the period
from December 21, 2007 to August 6, 2008.
Page 37
7. The hearing officer hereby orders the District to offer an appropriate program
and placement for the Student forthwith, in compliance with the following:
a. The District will offer to reevaluate the Student at public expense and
provide a comprehensive evaluation report to the parents within sixty days
of the date of this decision; if Parents consent to such evaluation, the
evaluation report will establish measurable baselines of present
functioning in all of the areas of the Student’s educational need, and will
take into account all private evaluations submitted by the Parents.
b. The District will convene an IEP meeting within ten days of the date of the
re-evaluation report, or of the date of this decision if the Parents do not
consent to reevaluation, for the purpose of determining a program and
placement for the Student.
c. Such program and placement will address all of the Student’s educational
needs as required by law; these must include reading fluency and
comprehension, mathematics facts, calculation, fluency and problem
solving, writing legibility and fluency, written expression, attention,
organization, social skills and behavior in the school setting. Placement
will be determined by the IEP team.
d. The IEP team will determine what research based programs are necessary
to provide the Student with explicit instruction in the above areas of need,
considering all of the recommendations in the Parents’ expert’s report in
May 2008.
e. The District will offer autistic support and learning support services as
needed and as appropriate, in the least restrictive environment appropriate
to the needs of the Student, including Student’s needs for the benefits of
inclusion.
f. The District will establish measurable goals and objectives or benchmarks,
with explicit methods for data collection and progress monitoring to be
reported to the Parents.
g. The District will offer specially designed instruction and program
modifications as defined by law.
h. The District will offer such related and supportive services as are
necessary and appropriate.
8. The hearing officer will not order reimbursement for the cost of the
independent educational evaluation of the Parents’ expert.
Page 38
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
November 22, 2008
