Lakeland School District | Case 15466-14-15 | 2015-12-31
Pennsylvania special education due-process decision
- Case number
- 15466-14-15
- Date
- 12/31/2015
- Parties / district (official listing)
- Lakeland School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Identification IEP Speech and Language Impaired Progress Compensatory Education
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Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: L.M.
Date of Birth: [redacted]
CLOSED HEARING
ODR File No. 15466-14-15 KE
Parties to the Hearing: Representative:
Parents
Parent[s]
Parent Attorney
Heather M. Hulse, Esquire
McAndrews Law Offices
404 N. Washington Avenue, Suite 310
Scranton, PA 18503
Local Education Agency
Lakeland School District
1355 Lakeland Drive
Scott Township, PA 18433-9801
LEA Attorney
Glenna M. Hazeltine, Esquire
King, Spry, Herman, Freund & Faul
Suite 700
One West Broad Street
Bethlehem, PA 18018
Date Record Closed:
Dates of Hearing:
December 18, 2015
1/29/2015, 9/9/2015, 9/10/2015,
9/11/2015, 11/6/2015, 11/13/2015
Date of Decision: December 31, 2015
Hearing Officer:
Cathy A. Skidmore, M.Ed., J.D.
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INTRODUCTION AND PROCEDURAL HISTORY
The student (hereafter Student) 1 is a pre-teenaged student in the Lakeland School District
(District) who is eligible for special education pursuant to the Individuals with Disabilities
Education Act (IDEA).2 Student’s Parents filed a due process complaint against the District
asserting that it denied Student a free, appropriate public education (FAPE) under the IDEA and
Section 504 of the Rehabilitation Act of 1973,3 as well as the federal and state regulations
implementing those statutes. The case proceeded to a due process hearing convening over
several sessions,4 at which the parties presented evidence in support of their respective positions.
The Parents sought to establish that the District failed to timely identify and evaluate all of
Student’s disabilities under the IDEA, and further failed to provide appropriate programming to
address all of Student’s needs; they sought compensatory education and a directive to revise the
IEP as remedies. The District maintained that its special education program, as offered and
implemented, was appropriate for Student in all respects.
For the reasons set forth below, I find in favor of the Parents with respect to a portion of
their claims and in favor of the District on others.
ISSUES
1. Whether the District properly evaluated Student and identified all of Student’s
1 In the interest of confidentiality and privacy, Student’s name and gender, and other potentially identifiable
information, are not used in the body of this decision. References to the Parents are used to mean both Parents as
well as when it appears that Student’s mother, who was the more active participant throughout the time period in
question, was acting on behalf of both Parents.
2 20 U.S.C. §§ 1400-1482.
3 29 U.S.C. § 794.
4 There was a significant delay between the first and subsequent hearing sessions for a variety of reasons including
the availability of the parties, counsel, and important witnesses; additionally, no testimony was presented during two
scheduled hearing sessions. References to the evidence of record will be made as follows: Notes of Testimony
(N.T.), Parent Exhibits (P), and School District Exhibits (S).
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disabilities under the IDEA;
2. Whether the District provided an appropriate educational program to Student from
September 2011 to the present;5
3. If the District did not timely identify and/or program appropriately for Student, is
Student entitled to compensatory education and in what form and amount;
4. Whether the hearing officer should order the District to revise Student’s IEP
and/or conduct further evaluations of Student?
FINDINGS OF FACT
1. Student is a pre-teenaged child who is a resident of the District, currently attending one of
its elementary schools. Student is eligible for special education on the basis of a
Speech/Language Impairment. (N.T. 36)
2. Student began therapy at an outside counseling center in January 2010 following a
referral by Student’s physician. At the time, Student was not following directions and
was exhibiting difficult behavior including impulsivity. (P-1)
3. The Parents observe Student to struggle with understandable speech and articulation as
well as word meanings and handwriting. They also observe Student to fidget and to
express frustration and anxiety. (N.T. 756-61, 774-75, 781-82, 801-02)
School Age Programming 2010-11 and 2011-12 School Years
4. The Parents first registered Student in the District in May 2010. As part of registration,
the Parents indicated that Student had been provided with speech/language support, as
well as behavioral support services at home. They also noted that Student had been
diagnosed with Attention-Deficit/Hyperactivity Disorder (ADHD). (N.T. 762; S-1)
5. The District conducted an evaluation of Student in the fall of 2010 due to articulation
concerns and parental concerns with Student having difficulty focusing on tasks. An
Evaluation Report (ER) issued in November 2010. The ER summarized assessment of
Student’s production of speech sounds and language competence (Test of Language
Development, Fourth Edition (TOLD-4).
6 Student exhibited errors in articulation with
respect to several speech sounds, earning a score in the poor range, but obtained average
5 The Parents previously filed a Due Process Complaint against the District and the parties indicated that they had a
tolling agreement as they arranged for Independent Educational Evaluations. (N.T. 29) The time period October
10, 2013 through October 8, 2014 was accordingly removed from consideration of any award of compensatory
education. (Id.; See also Parents’ Closing Argument at 1; District Closing Argument at 1)
6 The November 2010 ER erroneously refers to the TOLD as the Second Edition (S-2 p. 3), but the test protocol (P-
25 pp. 1-19) evidences the correct (Fourth) Edition; it also incorrectly describes Student’s performance on the
TOLD-4 articulation subtest which was in the poor range (N.T.119-21). This ER also does not include all of the
TOLD-4 subtests.
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to above average scores on other TOLD-4 subtests. Student was determined to be
eligible for special education on the basis of a speech/language impairment. (P-25 pp. 1-
19; S-2)
6. An Individualized Education Program (IEP) was developed in November 2010 with three
annual goals for speech/language services to be provided weekly. The goals, for
vocabulary, auditory comprehension, expressive language, and articulation, did not
contain baselines; and there was no information on Student’s present levels for any
academic area or speech/language abilities. The special education program was itinerant
speech/language support. (N.T. 139-43; P-21)
7. In January 2011, the Parents asked for assessment of Student’s cognitive abilities, and
gave consent to a District evaluation. (N.T. 763-64; P-20)
8. The District issued a new ER in March 2011. This evaluation included input from the
Parents, including Student’s diagnoses of ADHD and Oppositional Defiant Disorder
(ODD) and medications; a classroom observation; and teacher recommendations for
addressing noncompliance, impulsivity, and signs of being nervous. Cognitive
assessment (Stanford-Binet – Fifth Edition) yielded average scores across Subtests,
Factor Indexes, and IQ scores obtained (FSIQ 96). Achievement testing (Woodcock
Johnson Tests of Achievement – Third Edition (WJ-III-ACH)) reflected average scores
across Subtests and Clusters. (S-3)
9. Student’s teachers and the Parents also completed rating scales (Behavior Assessment
System for Children – Second Edition (BASC-2)). Teacher scales reflected at-risk
concern with social skills, leadership, and functional communication and on the Adaptive
Skills Composite; parental scales (one or both) reflected clinically significant concerns
with attention problems and functional communication, and at-risk concerns with
hyperactivity, atypicality, leadership, and on the Adaptive Skills Composite. This ER
concluded that Student did not have a disability and was not in need of specially designed
instruction. (S-3)
10. Student was in first grade during the 2011-12 school year. Student was considered to be
an average Student by the first grade teacher and earned grades of A and Satisfactory in
all subjects. (N.T. 429-30; S-34 pp. 1, 5)
11. A new IEP was developed for Student in November 2011. This IEP provided a brief
summary of Student’s present levels of academic achievement and functional
performance, noting that Student needed weekly speech/language services to address
articulation, language processing, and language development. Annual goals for
vocabulary, auditory comprehension, expressive language, and articulation were the same
as in the 2010 IEP, except that new goals were added to address additional vocabulary
skills. The goals did not include baselines or otherwise provide Student’s then-current
levels in those skills. Student would be provided weekly small group sessions of
itinerant speech/language support. The Parents approved the Notice of Recommended
Educational Placement (NOREP). (N.T. 139-43; S-4)
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12. In December 2011, the Parents asked that Student be evaluated by a reading specialist.
(N.T. 766-67; P-3)
2012-13 School Year
13. Student was in second grade during the 2012-13 school year. There were 21 students in
the class. Students participated in a morning meeting in addition to reading, language,
mathematics, science, and social studies classes in addition to special classes. Student
was considered to be an average to high average student by the second grade teacher.
Student earned all A, B, Outstanding, and Satisfactory grades. (N.T. 593-604, 607; S-34
pp. 1, 6)
14. Student was evaluated again in the fall of 2012 and the District issued a new ER. Parent
input included concerns with Student’s articulation. The TOLD-4 and the Arizona
Articulation Proficiency Scale, Third Revision (Arizona-3) were administered at that
time. Student’s TOLD-4 scores were at or below the 25th percentile on all but one of the
TOLD-4 subtests, and at the 2nd percentile on the Arizona-3 yielding a severe impairment
rating; the Speech/Language Pathologist noted that Student’s speech was “intelligible
with careful listening.” (S-8 p. 5) A continuation of itinerant speech/language therapy
was recommended to address weak vocabulary skills, understanding syntax, and
articulation. (S-8)
15. A new IEP was developed in November 2012. Present levels of academic achievement
and functional performance reflected that Student was meeting academic expectations but
continued to need speech/language support; progress on those goals was summarized.
Annual goals and short term objectives addressed relational vocabulary, understanding of
syntax, and articulation, similar to those in the prior IEP but with increased expectations.
As in the prior IEP, this document lacked baselines and present levels. Student would
continue with weekly individual or small group sessions as itinerant speech/language
Support. (N.T. 147-48, 150-52; S-9)
16. In December 2012, the Parents asked that Student be evaluated for difficulties with
reading comprehension. Student’s teachers did not share those concerns. The Parents
met with the District school psychologist and the participants agreed to obtain additional
information from Student’s private counselor and consider a Section 504 Plan rather than
evaluate Student further for special education. (N.T. 511-18, 564-66, 568-69, 572-75,
581-82; S-10, S-11, S-12)
17. The Parents gave consent to a Section 504 evaluation, and the District conducted a
Section 504 eligibility determination finalized on February 22, 2013. The Parents also
agreed to the District’s conclusion that Student was not eligible for a Section 504 Plan.
(N.T. 519, 563; S-14, S-15)
18. In mid-May 2013, Student was injured in an apparent fall during recess. Student was
brought to the nurse’s office, and the Parents and an ambulance were called. Student
sustained scratches and bruising as a result of the injury; Student was upset and appeared
lethargic. A teacher took photographs of Student’s bruising and scratches. After one of
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the Parents and ambulance arrived, Student was transported for medical treatment. (N.T.
96-98, 100-01, 103-04, 108-09, 277-79, 288-89, 297-98, 305, 359-61, 363, 439-42, 447-
49, 454-55, 808-10, 813; P-7; S-17)
19. Student had a medical excuse for the rest of the school year and did not return to school.
Student was absent a total of 34.5 days during the 2012-13 school year. (N.T. 817; S-18,
S-56)
2013-14 School Year
20. Student was in third grade during the 2013-14 school year. There were 22 students in the
class. Students had mathematics, reading, science, social studies classes in addition to
special classes. Student was screened for Title I reading but did not qualify. Student was
considered to be a very good student by the third grade teacher, and earned final grades
of A, B, Outstanding, and Satisfactory. (N.T. 621-32, 638-40; S-34 p. 8)
21. A new IEP was developed for Student in November 2013. Student’s present levels of
academic achievement and functional performance were summarized, and progress
toward the speech/language goals was also included. Annual goals with baselines
addressed relational vocabulary, understanding syntax, and articulation; because Student
had not met the speech/language goals from the prior IEP, all remained the same.
Student would continue with weekly individual or small group sessions as itinerant
speech/language support. The Parents approved the NOREP “pending the results of [an]
IEE” (S-19 p. 24). (N.T. 154-60; S-19)
22. Student scored in the proficient range on the mathematics and reading portions of the
Pennsylvania System of School Assessment (PSSA) in the spring of 2014. (S-39)
Independent Educational Evaluations (IEEs)
23. Two IEEs of Student were conducted in the spring of 2014, one by a certified audiologist
for speech/language, and one by a licensed and certified school psychologist. Both
issued reports. (384-85; S-20, S-21)
24. The Speech/Language IEE, issued in June 2014, reflected parental concerns with reading
comprehension, as well as receptive, expressive, and pragmatic language and articulation.
Student’s hearing was normal, while poor speech intelligibility was noted. Student
demonstrated weaknesses with auditory processing and expressive language, and a
possible ultra-high frequency hearing loss was also suggested. Recommendations from
this evaluator were for continued speech/language therapy to include listening skills;
preferential seating; use of inflection, intonation, and good articulation; chunking of
instructions; frequent checks for understanding; structure and routine throughout the
school day; minimal distractions; and review of Student’s assignment book for
completeness. (S-20)
25. The psychoeducational IEE was conducted by a private school psychologist in February
and March 2014 with a report issued in August 2014. The IEE included parental and
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teacher input and a classroom observation in addition to assessments of cognitive ability,
achievement, executive functioning, social skills, and behavior. (S-21)
26. Parent input into the IEE reflected concerns with Student’s reading comprehension
ability, distractibility, and lack of focus and attention, as well as problematic behaviors
(including impulsivity, failure to comply with directions, and aggression) and signs of
anxiety. (S-21 pp. 2-3)
27. Teacher input into the IEE was generally positive, and no academic or behavior concerns
were reported with the exception of Student’s tendency to respond too quickly to
questions, and one teacher observed that Student often fidgeted when seated. Two
teachers noted that Student talked less than peers of Student’s gender, but that Student
exhibited typical social interaction skills. (S-21 pp. 5-7)
28. Student obtained an average General Intellectual Ability score on the Woodcock Johnson
Tests of Cognitive Abilities – Third Edition (WJ-III-COG) with average to high average
scores on all subtests and clusters, with further assessment of attention and concentration
also within the average range. On the WJ-III-ACH, Student’s scores on all subtests and
clusters were similarly in or above the average range. There was no discrepancy between
Student’s ability and achievement including Broad Reading Skills. (S-21 pp. 10-13, 16-
17, 18-22)
29. Assessment of Student’s executive functioning through rating scales revealed no
concerns by the teacher with respect to behavioral, emotional, or cognitive difficulties,
although Student could exhibit difficulty with compliance and anger management. The
results of the rating scales completed by the Parents, however, suggested significant
concerns with Student’s functioning. (S-21 pp. 13-16)
30. The BASC-2 yielded information from Student, one of the Parents, and a teacher. The
teacher’s ratings reflected no significant behavioral or emotional difficulties. Student’s
mother’s ratings indicated clinically significant and at risk concerns in all domains. The
evaluator noted that the Student’s and Parent versions of these scales must be viewed
with caution due to potential invalidity in responses. (S-21 pp. 22-26)
31. Student’s teacher and one of the Parents completed the Conners Third Edition Rating
Scale Long Form to obtain information related to ADHD. Results indicated parental
concerns in many areas including inattention, hyperactivity/impulsivity, learning
problems, and defiance/aggression. The teacher’s rating scales yielded all average scores
reflecting none of these same concerns, and did not support ADHD. (S-21 pp. 26-27)
32. Evaluation of Student’s social skills, problem behaviors, emotional functioning, and
adaptive behavior revealed numerous concerns of the Parents (with some measures
interpreted cautiously due to possible invalidity of parental and student responses); by
contrast, the teacher reported few concerns (the most significant of which suggested very
low health and safety awareness skills). The private evaluator explained that Student
“exhibits significant and problematic behavior within the home environment, [but] this
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behavior is not observed within the educational context” (S-21 p. 44); the observations
between home and school were markedly different. (N.T. 525-28; S-21 pp. 28-39, 43-44)
33. Despite Student’s diagnoses of ADHD, ODD, and mood disorder, and based on Student’s
functioning at school, the independent psychologist concluded that Student did not need
specially designed instruction on the basis of Emotional Disturbance, Other Health
Impairment, or a Specific Learning Disability. He did make a number of
recommendations for Student’s programming, however, to include continued
speech/language therapy, accommodations to address inattention, and monitoring of
Student’s emotional, behavioral, and executive functioning; and supported the
recommendations of the independent speech/language evaluation. (N.T. 386-90, 412-13;
S-21)
2014-15 and 2015-16 School Years
34. Student was in fourth grade during the 2014-15 school year. Again there were 22
students in the class. Students had classes in mathematics, history, reading, science, and
social studies classes in addition to special classes; Student did have Title I reading
services that year. Student was considered to be a very good student by the fourth grade
teacher, who also noted Student’s improvement in self-correcting articulation errors over
the course of the school year. Student’s final grades ranged from A+ to C (despite a D+
average in reading/language arts in October), or Outstanding or Satisfactory. (N.T. 660-
70, 672, 678, 691-92, 697-99, 783; P-12, P-15; S-57)
35. The Parents gave consent to the District to conduct a reevaluation following receipt of the
IEE reports. The District issued a Reevaluation Report (RR) dated September 30, 2014
that summarized the IEEs. The RR reflected that Student remained eligible for special
education on the basis of a Speech/Language Impairment and made a number of
recommendations for Student’s educational program, including continuation of itinerant
speech/language support, accommodations to address inattention, and monitoring of
Student’s adaptive skill development. The multidisciplinary team agreed with the IEEs
that Student was not eligible for special education on the bases of Emotional Disturbance,
Other Health Impairment, or Specific Learning Disability. (N.T. 519-21, 530-31; S-23,
S-24)
36. Student’s IEP was revised following completion of the RR in October 2014. Student’s
present levels of academic achievement and functional performance were summarized,
including results of the IEEs. Progress toward the speech/language goals was also
provided. Annual goals were revised, addressing continued articulation needs and further
weaknesses with grammar and syntax as well as vocabulary, and included baselines.
Program modifications/specially designed instruction were added to address attention,
preferential seating, and need for comprehension checks. Student would continue with
weekly individual or small group sessions as itinerant speech/language support. (N.T.
219-20, 521-22; S-27, S-30)
37. On the spring 2015 PSSA, Student scored in the Basic range for English/Language Arts,
in the Below Basic range for Mathematics, and in the Proficient range for Science.
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Student’s fourth grade teacher was not concerned with Student’s PSSA scores because of
changes to the test; she observed that the PSSA scores declined for many students as a
result. (N.T. 673-75; P-34)
38. For the beginning of Student’s fifth grade year, Student was missing ten minutes of
reading class for speech/language Therapy; as of November 11, 2015, the time of the
therapy changed so that Student no longer missed any portion of reading class. (N.T.
719-20, 829-30)
39. Student’s IEP team convened again in October 2015. Student’s present levels of
academic achievement and functional performance were briefly summarized and progress
toward the speech/language goals was provided. Annual goals with baselines addressed
articulation and vocabulary including listening skills. No program
modifications/specially designed instruction were included other than speech/language
services. Student would continue with weekly individual or small group sessions as
itinerant speech/language Support. (S-50)
General Speech/Language Ability and Programming
40. Oral language development can be a predictor of reading (including reading
comprehension) and written language skills. (N.T. 396, 574, 726-27)
41. Student’s speech/language impairment does affect Student in the classroom due to speech
intelligibility. Student’s teachers provide cues to speak more slowly and to articulate
correctly, and to repeat what Student has said. The Parents at times also need to ask
Student to slow down when speaking. (N.T. 257, 768)
42. All of Student’s teachers were able to understand Student’s speech, despite some
articulation weaknesses, and observed Student to be well-behaved. None of Student’s
teachers referred Student to the Child Study Team. (N.T. 342-43, 351-52, 451-52, 550,
610-11, 613-15, 634-36, 670, 672-73, 675)
43. In District’s Speech/Language Pathologist uses a high level of repetition with Student and
provides developmentally appropriate materials. She employs research-based strategies
when working with Student. (N.T. 227-28)
44. Progress reporting on the November 2012 IEP goals indicated improvement but did not
provide baseline performance to allow comparison of speech/language ability and skills.
Student did not meet any of the November 2012 goals by the time the November 2013
was developed. (N.T. 154-50; P-26)
45. Progress reporting on the November 2013 and October 2014 IEP goals reflected
improvement compared to baseline performance in relational vocabulary, understanding
syntax, and articulation, but Student continued to demonstrate difficulty with articulation.
Speech intelligibility and articulation continued to be an area of difficulty continuing into
the fall of 2015. (S-26, S-43, S-52)
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DISCUSSION AND CONCLUSIONS OF LAW
General Legal Principles
Generally speaking, the burden of proof consists of two elements: the burden of
production and the burden of persuasion. At the outset, it is important to recognize that the
burden of persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62
(2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006). Accordingly,
the burden of persuasion in this case rests with the Parents who requested this hearing.
Nevertheless, application of this principle determines which party prevails only in cases where
the evidence is evenly balanced or in “equipoise.” The outcome is much more frequently
determined by which party has presented preponderant evidence in support of its position. In
reviewing the record, the testimony of every witness, and the content of each exhibit, were
thoroughly considered, as were the parties’ Closing Arguments.
Hearing officers, as fact-fi nders, are also charged with the responsibility of making
credibility determinations of the witnesses who testify. See J. P. v. County School Board, 516
F.3d 254, 261 (4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District, 2014 U.S.
Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute Resolution (Quakertown
Community School District), 88 A.3d 256, 266 (Pa. Commw. 2014). This hearing officer found
each of the witnesses to provide generally credible testimony that was given to the best of their
respective recollections, despite some variance in some accounts particularly with respect to the
May 14, 2013 incident. The Parents are clearly devoted, loving parents who have a perception of
Student that varies widely from that of the District professionals who have worked with Student,
as explained more fully below. All of the District personnel presented as dedicated professionals
with genuine concern for Student and Student’s education. It is a testament to the parties that
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they continue to meet and work collaboratively toward Student’s current educational program
despite their opposing positions at the hearing.
IDEA Principles
The IDEA and state and federal regulations impose an obligation on local education
agencies, including school districts, to locate, identify, and evaluate children with disabilities
who need special education and related services. 20 U.S.C. § 1412(a)(3); 34 C.F.R. §
300.111(a); see also 22 Pa. Code §§ 14.121-14.125. Ridgewood v. Board of Education, 172 F.3d
238, 253 (3d Cir. 1995). This obligation is commonly referred to as “Child Find.” Districts are
required to fulfill the child find obligation within a reasonable time. W.B. v. Matula, 67 F.3d 584
(3d Cir. 1995). In other words, school districts are required to identify a student eligible for
special education services within a reasonable time after notice of behavior that suggests a
disability. D.K. v. Abington School District, 696 F.3d 233, 249 (3d Cir. 2012). School districts
are not, however, required to identify a disability “at the earliest possible moment.” Id. (citation
omitted).
The IDEA defines a “child with a disability” as a child who has been evaluated and
identified with one of a number of specific classifications and who, “by reason thereof, needs
special education and related services.” 34 C.F.R. § 300.8(a); see also 20 U.S.C. § 1401. Those
classifications or categories are “intellectual disabilities, hearing impairments (including
deafness), speech or language impairments, visual impairments (including blindness), serious
emotional disturbance (referred to in this chapter as ‘emotional disturbance’), orthopedic
impairments, autism, traumatic brain injury, other health impairments, or specific learning
disabilities.” 20 U.S.C.A. § 1401(3)(A); see also 34 C.F.R. § 300.8(a). The test is two-pronged.
A child who meets criteria for one of the IDEA classifications must also demonstrate a need,
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because of the disability, for special education. “Special education” means specially designed
instruction that is designed to meet the child’s individual learning needs. 34 C.F.R. § 300.39(a).
More specifically,
Specially designed instruction means adapting, as appropriate to the needs of an
eligible child under this part, the content, methodology, or delivery of instruction—
(i) To address the unique needs of the child that result from the child’s
disability; and
(ii) To ensure access of the child to th e general curriculum, so that the child
can meet the educational standards within the jurisdiction of the public
agency that apply to all children.
34 C.F.R. § 300.39(b)(3).
The IDEA further requires th e states to provide a “free appropriate public education”
(FAPE) to a student who qualifies for special education services. 20 U.S.C. §1412. In Board of
Education of Hendrick Hudson Central School District v. Rowley, 458 U.S. 176 (1982), the U.S.
Supreme Court held that this requirement is met by providing personalized instruction and
support services to permit the child to benefit educationally from the instruction, providing the
procedures set forth in the Act are followed. The Third Circuit has interpreted the phrase “free
appropriate public education” to require “significant learning” and “meaningful benefit” under
the IDEA. Ridgewood v. Board of Education, 172 F.3d 238, 247 (3d Cir. 1995). Local
education agencies, including school districts, meet the obligation of providing FAPE to eligible
students through development and implementation of an IEP, which is “‘reasonably calculated’
to enable the child to receive ‘meaningful educational benefits’ in light of the student’s
‘intellectual potential.’” Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235, 240
(3d Cir. 2009) (citations omitted). Substantively, the IEP must be responsive to the child’s
identified educational needs. 20 U.S.C. § 1414(d); 34 C.F.R. § 300.324. However, the IEP need
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not “provide ‘the optimal level of services,’ or incorporate every program requested by the
child's parents.” Ridley School District v. M.R., 680 F.3d 260, 269 (3d Cir. 2012). The standard
is not maximization of the child’s potential. Rowley, supra, at 198. However, it is important to
recognize that an appropriate education encompasses all domains, including behavioral, social,
and emotional. Breanne C. v. Southern York County School District, 732 F.Supp.2d 474, 483
(M.D. Pa. 2010) (citing M.C. v. Central Regional School District, 81 F.3d 389, 394 (3d Cir.
1996)). Furthermore, a denial of FAPE may be found based on a procedural violation of the
IDEA if the LEA denied or impeded the child’s right to FAPE or interfered with a parent’s
ability to meaningfully participate in FAPE decisions. 20 U.S.C. § 1415(f)(3)(E)(ii); 34 C.F.R. §
300.513(a).
The Parents’ Claims
The first issue is whether the District pr operly evaluated Student and identified all of
Student’s disabilities. The law imposes certain requirements on local education agencies to
ensure that sufficient and accurate information about the child is obtained in conducting an
evaluation. Specifically, an evaluation must include a variety of assessment tools to determine
whether the child has a disability and to aid in the development of an IEP; no single assessment
may be the determining criterion. 20 U.S.C. § 1414(b); 34 C.F.R. §§ 300.304(b). The
evaluation must be “sufficiently comprehensive to identify all of the child’s special education
and related services needs, whether or not commonly linked to the disability category in which
the child has been classified,” and utilize “[a]ssessment tools and strategies that provide relevant
information that directly assists persons in determining the educational needs of the child[.]” 34
C.F.R. §§ 304(c)(6) and (c)(7); see also 20 U.S.C. § 1414(b)(3).
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The Parents contend that th e District failed to properly assess Student’s executive
functioning and weaknesses in reading comprehension. It is rather surprising that the initial ER
did not include any assessment of Student’s reported attention difficulties in light of the referral
question and Student’s known ADHD diagnosis; and that initial ER was, quite simply, a cursory
examination of Student’s speech/language abilities. Nevertheless, that document did provide
information on which Student’s speech/language impairment and IDEA eligibility could be
based. Further, the record does not suggest that Student’s teachers had any concerns with
Student’s attention at school in the fall of 2010; and, indeed, the District’s subsequent ER just a
few months later (and still prior to the start of the time period at issue) included teacher rating
scales indicating that attention was not a difficulty exhibited at school. While that ER
inconsistently concluded that Student did not have a disability, ignoring the previously
recognized speech/language impairment, there is no question that Student continued with
speech/language therapy pursuant to the existing IEP. Thus, this procedural irregularity did not
impede the provision of FAPE to Student.
Similarly, the Parents’ ongoing concerns with reading comprehension was not shared by
Student’s teachers with the exception of a near-failing grade halfway through the first quarter of
the 2014-15 school year (P-12) that did not continue to the end of that quarter, or into subsequent
quarters. Nor does a single standardized test result (including Student’s performance on the
2015 PSSA) indicate a disability;7 this is the reason that multiple assessments must be used in
evaluating children for IDEA eligibility. While it does not appear that the District conducted a
reading evaluation as requested by the Parents in December 2011, I also find that this procedural
error was not a denial of FAPE.
7 I reach this conclusion even independent of Exhibit A to the District’s Closing Argument.
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A conclusion that the District appropriatel y identified Student’s disabilities is further
supported by the comprehensive IEEs completed in 2014. With respect to Student’s
psychoeducational profile, the private school psychologist did not conclude that Student was
eligible for special education on any basis other than a speech/language impairment. The report
of the psychoeducational IEE is very instructive, and his testimony was quite persuasive, that
Student presents very differently at home than Student does at school with respect to social,
emotional, and behavioral functioning. The private school psychologist’s report provides details
about these differences throughout, including the validity of the information provided to him in
completing his IEE. Clearly Student’s inconsistent presentations across the home and school
environments are the core of the parties’ disagreement in this matter, and provide a logical
explanation for their contradictory perspectives on Student’s educational strengths and needs.
The divergent presentations certainly supports the private school psychologist’s recommendation
for monitoring by the IEP team in the future. However, the purpose of the District’s evaluations,
as well as the IEEs, was to determine disability manifestations at school. The Parents’ claim that
the District failed in this regard must be rejected.
Nevertheless, the private school psychologi st made a number of recommendations for
Student’s program that, surprisingly, are omitted from the most recent IEP. While it is clear the
private evaluators did not identify their suggestions as mandatory, their recommendations surely
deserve specific consideration by the IEP team. This is particularly concerning since many of
the recommendations were included in the October 2014 IEP, and there is no evidence of record
to explain why the program modifications/specially designed instruction were no longer
appropriate for Student in the fall of 2015. The IEP team will therefore be directed to reconvene
to consider anew each of the recommendations in the two IEEs, and specifically discuss a plan to
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include (1) promotion of skill development of Student’s adaptive/functional skill weaknesses
(functional academic, health and safety, and leisure time skills); and (2) monitoring, on an annual
basis, Student’s emotional, behavioral, and executive skill functioning.
The second issue is whether the District provided appropriate programming for Student.
Based on the foregoing, this section of the discussion will be limited to speech/language services
for the time period in question (September 2011 to the present).
There was a substantial amount of evidence presented about the two administrations of
the TOLD-4 and whether the scores could be compared to indicate progress or regression. (N.T.
129-31, 186-87, 535-40, 731-37, 742-43) What is uncontroverted from the record as a whole,
regardless of the weight placed on a comparison of those scores, is that Student demonstrated a
continued need for special education to address the speech/language impairment in the fall of
2012, and had fallen further behind Student’s same-age peers in that area of skill development.
These needs include articulation, which is a part of Student’s disability and, unfortunately, will
likely continue to be inconsistent for at least some period of time, and may never be wholly
eliminated. (N.T. 185-86, 223, 246-47, 727-28) But, the IDEA does not require LEAs to
eliminate a child’s disability; rather, school districts must provide appropriate programming in
light of the identified needs.
In this case, the record supports a conclusion that the District provided appropriate
speech/language services for a portion of the time period in question but not for all. The
November 2010 IEP contained goals for vocabulary, auditory comprehension, expressive
language, and articulation, but did not contain baselines or other present level information.
Although progress was reported to be made, without baselines there is no way to ascertain
whether Student did make progress or to objectively understand how much progress was made.
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Further, the fact that Student did not meet any of those goals by the time of the November 2011
IEP development strongly suggests that the goals were not realistic for Student, and/or that
Student’s progress was less than meaningful and that programming changes should have been
considered. The absence of baselines continued through the November 2011 and November
2012 IEPs.8 It was not until November 2013, when Student had once again failed to achieve any
of the prior year’s speech/language goals, that baselines were provided so that one could
understand how Student was or was not making progress. The absence of understandable
progress measurement prior to November 2013, coupled with Student consistently failing to
meet the speech/language goals, warrants a finding that the District’s speech/language
programming for Student did not provide FAPE from September 2011 through the development
of the November 2013 IEP.
The November 2013 and October 2014 IEPs do not reflect the same concerns. Baselines
were included, and the IEP goals addressed continued speech/language needs, including
articulation, that grew progressively more demanding as Student gained skills. Student
continued to excel academically, and the impact of speech/language weaknesses were not
evidenced beyond articulation in the classroom. Further, by October 2014 when the IEP team
had the recommendations of the IEEs, the majority of those suggestions were incorporated into
the program through the speech/language goals as well as the program modifications and items
of specially designed instruction. While the IEP team will be directed to reconvene to address
two of those recommendations, I cannot conclude that their absence to date constitutes a denial
of FAPE since they were suggestions phrased in terms of possible benefit to, and monitoring of,
8 This conclusion is evident even without consideration of the import of the TOLD-4 scores in the fall 2012, which
are but one consideration in evaluating the effectiveness of Student’s speech/language services. The portions of the
TOLD-4 manual that describe its use for this purpose (see P-39; S-60) do not contravene this important special
education principle.
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Student. For all of these reasons, the program from November 2013 forward was appropriate.
Lastly, the Parents claim that the Distri ct’s actions in handling the May 2013 incident
resulted in Student missing the remainder of the school year as further denial of FAPE. The
circumstances on that date were unquestionably traumatic to the Parents, to Student, and to all of
the District personnel involved. The testimony surrounding the incident was, understandably,
quite emotional, and it is very likely that the witnesses’ sensitivity to the events on that date
affected their recall some 2½ years later. However, there is nothing in the record to suggest that
any action or inaction by the District on that date caused any denial of FAPE to Student, and I
must reject this contention.
Remedies
In addition to the directive for the IEP team to reconvene, the above determinations lead
to the next issue, the Parents’ request for compensatory education. It is well settled that
compensatory education is an appropriate remedy where a school district knows, or should
know, that a child's educational program is not appropriate or that he or she is receiving only
trivial educational benefit, and the district fails to remedy the problem. M.C, supra. Such an
award compensates the child for the period of time of deprivation of special education services,
excluding the time reasonably required for a school district to correct the deficiency. Id. In
addition to this “hour for hour” approach, some courts have endorsed a scheme that awards the
“amount of compensatory education reasonably calculated to bring him to the position that he
would have occupied but for the school district’s failure to provide a FAPE.” B.C. v. Penn
Manor School District, 906 A.2d 642, 650-51 (Pa. Commw. 2006) (awarding compensatory
education in a case involving a gifted student); see also Ferren C. v. School District of
Philadelphia, 612 F.3d 712, 718 (3d Cir. 2010) (quoting Reid v. District of Columbia, 401 F.3d
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516, 518 (D.C.Cir.2005) (explaining that compensatory education “should aim to place disabled
children in the same position they would have occupied but for the school district's violations of
IDEA.”)). Compensatory education is an equitable remedy. Lester H. v. Gilhool, 916 F.2d 865
(3d Cir. 1990).
Because of the denial of FAPE with respect to speech/language services for a portion of
the time period in question, Student shall be awarded a total of 47 hours of speech/language
therapy services to account for the period of the deprivation (35 minutes per week as provided by
the relevant IEPs beginning in mid-September 2011 through mid-November 2013, rounded up to
the next whole hour)9. Although the Parents suggest that a significant award of compensatory
education is warranted since language impacts a student throughout the school day, the record as
a whole, including the psychoeducational IEE, reflects that Student has performed quite well at
school in all areas, with the exception of identified speech/language needs.
The hours of compensatory education are subject to the following conditions and
limitations. Student’s Parents may decide how the hours of compensatory education are spent.
The compensatory education may take the form of any appropriate developmental, remedial or
enriching educational service, product or device that furthers Student’s speech/language skills
and needs. The compensatory education shall be in addition to, and shall not be used to supplant,
educational and related services that should appropriately be provided by the District through
Student’s IEP to assure meaningful educational progress. Compensatory services may occur
after school hours, on weekends, and/or during the summer months when convenient for Student
9 Compensatory education is remedial in nature; thus, the amount of speech/language therapy that is reflected in the
November 2010 and November 2011 IEPs, rather than the slightly lower amount in the November 2012 IEP, is the
basis for the award. Further, while recognizing that the tolling agreement excluded a portion of the 2013-14 school
year, the most recent IEPs express the amount of speech/language services in terms of hours per year, thereby
suggesting that adherence to weekly allotments is not necessary. For the same reasons, the time period when
Student was not able to attend school at the end of the 2012-13 school year is also not excluded.
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and the Parents. The hours of compensatory education may be used at any time from the present
until Student turns age fourteen (14).
There are financial limits on the parents’ discretion in selecting the compensatory
education; the costs to the District of providing the awarded hours of compensatory education
must not exceed the full cost of the services that were denied. Full costs are the average of the
hourly salaries and fringe benefits that were paid to the District Speech/Language Pathologist
who provided those related services to Student during the period of the denial of FAPE,
CONCLUSION
Based on the foregoing findings of fact and for all of the above reasons, this hearing
officer concludes that the District did not fail to properly evaluate Student or identify qualifying
disabilities, but that it did deny Student FAPE in the area of speech/language services for a
portion of the time period in question. Student will be awarded an amount of compensatory
education, and the IEP team will be directed to reconvene for specific purposes.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED as follows.
1. The District shall provide Student with 47 hours of compensatory education to address
Student’s speech/language needs. The compensatory education is subject to the
conditions and limitations set forth above with respect to the discretion of the Parents and
financial limitations.
2. The District shall, within 20 calendar days of the date of this Order, convene a meeting of
the IEP team, including the Parents, to revise Student’s IEP to include the program
modifications/specially designed instruction made part of the October 2014 IEP and any
others determined to be appropriate, and specifically to add the following:
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a. A plan to promote development of Student’s adaptive skill weaknesses (functional
academic, health and safety, and leisure time skills); and
b. A plan to monitor, on an annual basis, Student’s emotional, behavioral, and
executive skill functioning.
3. Nothing in this Order precludes the parties from mutually agreeing to alter any of the
directives regarding the IEP meeting and timelines, the IEP content, or the form of
compensatory education, set forth in this decision and order.
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed.
Cathy A. Skidmore
_____________________________
Cathy A. Skidmore
HEARING OFFICER
Dated: December 31, 2015
