Laurel Highlands School District | Case 16762-15-16 | 2016-02-10
Pennsylvania special education due-process decision
- Case number
- 16762-15-16
- Date
- 02/10/2016
- Parties / district (official listing)
- Laurel Highlands School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Section 504 Compensatory Education Discrimination
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Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: M.M.
Date of Birth: [redacted]
CLOSED HEARING
ODR File No. 16762-15-16 AS
Parties to the Hearing:
Representative:
Parents
Parent[s]
Parent Attorney
Pamela E. Berger, Esquire
434 Grace Street
Pittsburgh, PA 15211
Local Education Agency
Laurel Highlands School District
304 Bailey Avenue
Uniontown, PA 15401
LEA Attorney
Christina Lane, Esquire
Sanchez Legal Group, LLC
2403 Sidney Street
River Park Commons I, Suite 242
Pittsburgh, PA 15203
Dates of Hearing:
Date Record Closed:
11/4/2015, 1/6/2016
January 25, 2016
Date of Decision: February 10, 2016
Hearing Officer:
Cathy A. Skidmore, M.Ed., J.D.
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INTRODUCTION AND PROCEDURAL HISTORY
The student (hereafter Student) 1 is an early elementary school-aged student who formerly
resided in the Laurel Highlands School District (District). Student qualifies as a Protected
Handicapped Child under Section 504 of the Rehabilitation Act of 1973 and Pennsylvania
Chapter 15.2 Student’s Parent filed a due process complaint against the District asserting that it
denied Student a free, appropriate public education (FAPE) in its implementation of Student’s
Section 504 Service Agreement during the 2014-15 school year, and further that the District
engaged in harassment and discrimination against Student on the basis of Student’s disability in
that same time period.
The case proceeded to a due process heari ng convening over two sessions at which the
parties presented evidence in support of their respective positions.
3 The Parent sought to
establish that the District denied FAPE specifically by failing to consistently provide Student’s
one-on-one aide, and that it engaged in discrimination against Student that caused additional
anxiety to Student. The District maintained that its education program was properly
implemented and that it did not discriminate against Student.
For the reasons set forth below, I find in favor of the Parent on the FAPE claim, and in
favor of the District on the discrimination/harassment claim.
ISSUES
1. Whether the District properly implemented Student’s Section 504 Service
Agreement though its provision of a one-on-one aide during the 2014-15 school
1 In the interest of confidentiality and privacy, Student’s name and gender, and other potentially identifiable
information, are not used in the body of this decision.
2 29 U.S.C. § 794; 22 Pa. Code §§ 15.1 – 15.11.
3 References to the record will be to the Notes of Testimony (N.T.), Parent Exhibits (P-), and School District
Exhibits (S-). Citations to duplicate exhibits may be to that of one or the other party or both.
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year;
2. If the District did not properly implement Student’s Section 504 Service
Agreement, is Student entitled to compensatory education and, if so, in what
form and amount;
3. Whether the District discriminated against Student on the basis of Student’s
disability during the 2014-15 school year and, if so, what remedy should be
ordered?
FINDINGS OF FACT
1. Student is an early elementary school-aged student who resided in the District during the
2014-15 school year and was a Protected Handicapped Student under Section 504 and
Chapter 15. (N.T. 21-22)
2. The District is a recipient of federal funds as provided by Section 504. (N.T. 22)
3. Student was diagnosed with Oppositional Defiant Disorder and Attention Deficit
Hyperactivity Disorder at the age of five (kindergarten year). Toward the end of that
school year, Student began taking medication for those diagnoses. Student was
subsequently diagnosed with Disruptive Mood Dysregulation Disorder. (N.T. 60-62, 63;
P-11)
4. Student was provided behavioral health services from an outside agency through a
behavioral specialist consultant (BSC) beginning before Student’s enrolling in the
District. The BSC provided services at home and at school, with the time at school one
or two times per month. Student also had a therapeutic staff support worker and a mobile
therapist who did not provide services at school. (N.T. 23-25, 31, 38-40, 6; P-72)
5. The Parent elected to take Student to and from school each day, and walked Student into
the building on arrival. (N.T. 69, 71, 89-90, 330)
6. When Student was in kindergarten (2013-14 school year), Student exhibited problematic
behavior and difficulty with attention and focus at school. Student also demonstrated
lack of organizational skills. (N.T. 25, 356)
7. The BSC conducted a functional behavioral assessment (FBA) in April 2014, and
determined that the function of Student’s difficult behaviors (verbal and physical
aggression, defiance) was attention seeking. (N.T. 25; P-11 p. 3)
8. Toward the end of the kindergarten school year, a Section 504 Service Agreement was
developed. Student was assigned a one-on-one aide to assist Student with organization,
attention, and focus through redirection, cues, and prompts. Additional accommodations
were frequent breaks with physical activity, social skills group, Student monitoring of
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behavior, and Student providing the teacher with one positive statement about Student’s
self each day. The Parent approved the Agreement. (N.T. 25, 63-64, 151; S-23)
9. The BSC made suggestions for the one-on-one aide to assist Student with difficult
behaviors at school. (N.T. 33, 42)
2014-15 School Year
10. The same Section 504 Service Agreement was implemented at the start of the 2014-15
school year. (S-24)
11. Student was diagnosed with Anxiety at the beginning of that school year for which
Student began taking medication. At the time, Student was exhibiting difficulty with
attention and focus, was anxious about school, and began picking at Student’s skin and
lips. Student continued to exhibit difficulty sitting still even on medication. (N.T. 28-30,
70, 75, 115-16, 135-36, 205, 209, 217-18; P-12, P-13)
12. That school year, Student demonstrated resistance to attending school at night and in the
morning, sometimes exhibiting aggressive behavior. Student often left school at the end
of the day upset with the teacher. (N.T. 40, 74-75, 87, 123, 204, 207, 211-12)
13. The Section 504 team met in October 2014 and revised the Section 504 Service
Agreement. Newly added were Student keeping a journal with the daily positive self-
statements and permitting Student to stand while working productively. The Parent
approved the Agreement. (S-25, S-26)
14. The one-on-one aide walked Student to the classroom in the morning during first grade
because Student did not want to walk there alone. After January 2015, a peer began
walking Student to the classroom. (N.T. 66-68)
15. Student required redirection and prompting in the classroom in first grade, usually by the
aide who had a desk next to Student’s desk. Student’s teacher sometimes redirected and
prompted Student, including when the one-on-one aide was not available. (N.T. 169,
216, 263, 283-84)
16. An Occupational Therapy evaluation conducted in the fall of 2014 revealed no need for
those services. (S-23 pp. 3-4, S-30)
17. Student had difficulty getting along with peers at school, particularly during unstructured
times. (N.T. 54, 57, 70, 123, 225-30, 252-54, 291-93)
18. Student’s physician wrote two notes for Student, one to be able to go to the nurse
whenever Student asked, and one for access to an ice pack for chronic pain Student had.
Student was never denied access to the nurse for an ice pack following the notes. (N.T.
75-77, 258-59; P-4; S-9, S-10)
19. Student frequently went to the nurse during the school day for a variety of reasons
including escaping tasks. The one-on-one aide did not typically accompany Student to
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the nurse or restroom. (N.T. 161, 166-67, 168, 216-17, 233, 238, 254-56, 258-59, 293; P-
6; S-11)
20. Student often had to wait for the one-on-one aide to walk Student to the classroom
because the aide had bus duty, but the school day began at the time the aide’s bus duty
ended in the morning and ended at the time the afternoon bus duty began. (N.T. 68-69,
73, 119, 128, 172-73, 269, 332; P-8; S-7)
21. Student had a different aide (hereafter substitute aide) at the beginning of first grade
because the first one-on-one aide was on medical leave in September and October 2014.
The role of the aides was the same as in kindergarten, but Student exhibited more anxiety
and problematic behaviors than in the prior school year. (N.T. 64, 151-52, 234, 254, 288-
89, 294)
22. The substitute aide sometimes worked with another student during the daily 35-minute
Response to Intervention (RTI) period. (N.T. 250-51, 291-92)
23. The substitute aide occasionally covered classrooms or substituted for the school
secretary. (N.T. 294-95)
24. The one-on-one aide did not accompany Student to special classes (35 minutes per day)
with rare exceptions. The aide had cafeteria duty when Student had lunch, and did not go
with Student to recess, but Student did not have a need for redirection at lunchtime or
recess. (N.T. 55, 126, 129, 163-65, 170-71, 181-82, 270-71, 349; P-8 p. 2; S-6)
25. Student’s one-on-one aide was often not attentive to Student, instead focusing on the
aide’s cell phone or magazines, and leaving the classroom on breaks. (N.T. 239-41, 243-
44, 262-63, 308-09)
26. Student’s one-on-one aide frequently performed other duties at school instead of assisting
Student, such as putting up bulletin boards throughout the building, providing instruction
to other students including during the RTI period, acting as a secretary who was absent,
and monitoring classrooms when a teacher was not present. These other tasks at times
took up more than minor periods in the school day. (N.T. 152-56, 159-60, 164, 177-78,
234-36, 265-66, 269, 285, 311)
27. An FBA was conducted in January 2015 with the targeted behaviors of being off task
(talking with peers, not following teacher directions, making sounds). The hypothesis of
the function of those behaviors was to gain attention from peers and/or adults, and they
were noticed to occur most frequently during transitions, testing, and small group
activities. A Positive Behavior Support Plan was developed with a goal for Student to
require prompts and redirection no more than 15 times per day. (S-33, S-34)
28. The Section 504 team met again in January 2015. The Section 504 Service Agreement
was revised to add a peer to accompany Student to the classroom at the start of the school
day. The Parent approved the Agreement. (S-31)
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29. On one occasion in the spring of 2015, Student’s one-on-one aide worked in the nurse’s
office because the nurse was absent. Student had arrived late to school that day, and the
Parent picked up Student and removed Student from school because the aide was not
available to Student. (N.T. 84-86, 153-54, 175-77, 310-11, 337-38, 367; P-6 p. 76)
30. There was an incident in the cafeteria involving Student and spilled milk. Student’s first
grade teacher spoke with Student and the other students involved about the incident, and
Student was penalized ten minutes of recess time because Student was not truthful with
the teacher. (N.T. 132-33, 225-27)
31. The team discussed fading the one-on-one aide assistance but did not ultimately make
that a part of any revised Section 504 Agreement. (N.T. 248-49)
32. The District promptly responded to each of the Parent’s concerns as they arose. (N.T.
220-22, 264, 304-06)
33. Student missed a number of school days for medical appointments, accumulating 44
absences over the 2014-15 school year. In addition, Student was tardy on 39 days and
dismissed early from school on 7 days. (P-2, P-9; S-4)
34. After Student’s one-on-one aide concluded the medical leave, she was absent on 8 days.
Student attended school on each of those days but arrived late on one of them. The
District had a shortage of substitute aides. (N.T. 340-41; S-8, S-14)
35. Student achieved final grades ranging from B- to A-, and no unsatisfactory marks, over
the 2014-15 school year. (S-17)
DISCUSSION AND CONCLUSIONS OF LAW
General Legal Principles
Generally speaking, the burden of proof consists of two elements: the burden of
production and the burden of persuasion. At the outset, it is important to recognize that the
burden of persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62
(2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006). Accordingly,
the burden of persuasion in this case rests with the Parent who requested this hearing.
Nevertheless, application of this principle determines which party prevails only in cases where
the evidence is evenly balanced or in “equipoise.” The outcome is much more frequently
determined by which party has presented preponderant evidence in support of its position.
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Hearing officers, as fact-fi nders, are also charged with the responsibility of making
credibility determinations of the witnesses who testify. See J. P. v. County School Board, 516
F.3d 254, 261 (4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District, 2014 U.S.
Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute Resolution (Quakertown
Community School District), 88 A.3d 256, 266 (Pa. Commw. 2014). This hearing officer found
each of the witnesses to be generally credible regarding events that are important to understand
in addressing the issues, testifying to the best of their recollection. The testimony of the two
aides regarding the time that they devoted to tasks beyond supporting Student was credited over
the more generalized testimony of the administrators who lacked specific memory of what those
aides were assigned to do and when.
In reviewing the record, the testimony of ev ery witness, and the content of each exhibit,
were thoroughly considered in issuing this decision, as were the parties’ Closing Arguments.
Section 504
Section 504 of the Rehabilitation Act of 1973 prohibits discrimination on the basis of a
handicap or disability. 29 U.S.C. § 794. A person has a handicap if he or she “has a physical or
mental impairment which substantially limits one or more major life activities,” or has a record
of such impairment or is regarded as having such impairment. 34 C.F.R. § 104.3(j)(1). “Major
life activities” include learning. 34 C.F.R. § 104.3(j)(2)(ii).
In order to establish a violation of § 504 of the Rehabilitation Act, a plaintiff must
prove that (1) he is “disabled” as defined by the Act; (2) he is “otherwise
qualified” to participate in school activities; (3) the school or the board of
education receives federal financial assistance; and (4) he was excluded from
participation in, denied the benefits of, or subject to discrimination at, the school.
Ridgewood v. Board of Education, 172 F.3d 238, 253 (3d Cir. 1995). “In addition, the plaintiff
must demonstrate that defendants know or should be reasonably expected to know of his
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disability.” Id.
Pennsylvania makes provision for school dist ricts to comply with Section 504 in the
Pennsylvania Code. Specifically, Chapter 15 provides that school district as a public educational
agency must “ensure that [protected handicapped] students have equal opportunity to participate
in the school program” by providing aids, services, and accommodations that “meet the
educational needs of protected handicapped students as adequately as the needs of
nonhandicapped students are met.” 22 Pa. Code § 15.2(b). School-age students who have a
disability that substantially limits the child’s access to or participation in a school program are
protected handicapped children. 22 Pa. Code § 15.2.
In the context of education, Section 504 and its implementing regulations “require that
school districts provide a free appropriate public education to each qualified handicapped person
in its jurisdiction.” Ridgewood, supra, at 253 (citation and quotation marks omitted); see also 34
C.F.R. § 104.33(a). Under Section 504, “an appropriate education is the provision of regular or
special education and related aids and services that (i) are designed to meet individual
educational needs of handicapped persons as adequately as the needs of nonhandicapped persons
are met and (ii) are based upon adherence to procedures that satisfy the requirements of” the
related subsections of that chapter, §§ 104.34, 104.35, and 104.36.” 34 C.F.R. § 104.33(b).
“There are no bright line rules to determine when a school district has provided an appropriate
education required by § 504 and when it has not.” Molly L. ex rel B.L. v. Lower Merion School
District, 194 F.Supp.2d 422, 427 (E.D. Pa. 2002).
Implementation of Student’s Section 504 Service Agreement
The first issue is whether the District properly implemented Student’s Section 504
Service Agreement by consistently providing Student with the one-on-one aide during the 2014-
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15 school year. The aide was an element of each of Student’s Section 504 Service Agreements,
and had the general obligation to redirect and prompt Student throughout the school day. By
January 2015, Student had a goal to require redirection no more than 15 times per day, reflecting
that Student’s behavioral difficulties were frequent and rather significant, and occurred at any
time during the school day.
The record convincingly demonstrates that Student’s one-on-one aide was frequently
inattentive to Student, and was at times asked to perform other duties including working with
small groups in the classroom and substituting for other District employees who were absent.
The substitute aide similarly performed other tasks at times. The aides did not accompany
Student to special classes that were held each day, or during many periods of transition that were,
according to the January 2015 FBA, times when Student tended to exhibit difficult behaviors.
While the classroom teacher testified credibly that she also provided prompts and redirection to
Student, she could not possibly afford Student the level of support set forth in the Section 504
Service Agreement, particularly outside of her classroom.
Although it is not unreasonable that there would be occasions when Student’s one-on-one
aide was unavailable to Student, 4 I find that the failure to consistently provide the attention of
the paraprofessional during the time period in question was contrary to the Section 504 Service
Agreements, was not de minimis, and constitutes a substantive denial of FAPE. What is difficult
to discern, however, is the extent to which the aide was not providing the individualized support
Student needed pursuant to the Section 504 Service Agreements, since recollections varied and
were less than crystal clear. The task of quantifying the deprivation is further complicated by the
number of Student’s absences and late arrivals, some of which were triggered by Student’s
4 While I am not unsympathetic to the District’s lack of sufficient substitute personnel, the amount of time Student
was without an attentive one-on-one aide goes well beyond a rare and temporary occurrence.
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resistance to attending school.
It is well settled that compensatory education is an appropriate remedy where a school
district knows, or should know, that a child's educational program is not appropriately addressing
his or her disability, or that the child is receiving only trivial educational benefit, and the district
fails to remedy the problem. M.C. v. Central Regional School District, 81 F.3d 389 (3d Cir.
1996). Such an award compensates the child for the period of time of deprivation of special
education services, excluding the time reasonably required for a school district to correct the
deficiency. Id. In addition to this “hour for hour” approach, some courts have endorsed a
scheme that awards the “amount of compensatory education reasonably calculated to bring him
to the position that he would have occupied but for the school district’s failure to provide a
FAPE.” B.C. v. Penn Manor School District, 906 A.2d 642, 650-51 (Pa. Commw. 2006)
(awarding compensatory education in a case involving a gifted student); see also Ferren C. v.
School District of Philadelphia, 612 F.3d 712, 718 (3d Cir. 2010) (quoting Reid v. District of
Columbia, 401 F.3d 516, 518 (D.C.Cir.2005) (explaining that compensatory education “should
aim to place disabled children in the same position they would have occupied but for the school
district's violations of IDEA.”)). Our Third Circuit has endorsed this manner of awarding
compensatory education “to whatever extent necessary to make up for the child’s lost progress
and to restore the child to the educational path he or she would have traveled but for the
deprivation.” G.L. v. Ligonier Valley School District Authority, 802 F.3d 601, 625 (3d Cir.
2015). Compensatory education is an equitable remedy. Lester H. v. Gilhool, 916 F.2d 865 (3d
Cir. 1990).
There was no evidence from which to derive a remedy designed to place Student in the
same place Student would be if there were no FAPE denial; thus, I will use the hour for hour
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principle. As a matter of equity, I will award one hour of compensatory education for each day
that Student attended school for at least part of the day during the 2014-15 school year. This
estimate accounts for the variations in both the one-on-one aide’s responsibilities each day and
the aide’s attendance, while also recognizing that Student was without the aide support for some
period of time nearly every day. There is no reduction for a period of reasonable rectification as
the support was a continuation of that provided at the end of the previous school year. Thus, the
one hour per day award for days Student was present is intended to provide a sufficient remedy
that is not out of proportion to the FAPE denial.
The hours of compensatory education are subject to the following conditions and
limitations. Student’s Parent may decide how the hours of compensatory education are spent.
The compensatory education may take the form of any appropriate developmental, remedial or
enriching educational service, product or device that furthers Student’s
social/emotional/behavioral needs and skills. The compensatory education shall be in addition
to, and shall not be used to supplant, educational and related services that should appropriately
be provided by the public school through Student’s IEP to assure meaningful educational
progress. Compensatory services may occur after school hours, on weekends, and/or during the
summer months when convenient for Student and the Parents. The hours of compensatory
education may be used at any time from the present until Student turns age twelve (12).
There are financial limits on the parents’ discretion in selecting the compensatory
education; the costs to the District of providing the awarded hours of compensatory education
must not exceed the full cost of the services that were denied. Full costs are the average of the
hourly salaries and fringe benefits that would have been paid to the District paraprofessionals
who provided those services to Student during the relevant time period.
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Harassment and Discrimination
The next issue is whether the District intentionally discriminated against Student on the
basis of Student’s disability resulting in anxiety for Student. Intentional discrimination requires
a showing of deliberate indifference, which may be met by establishing “both (1) knowledge that
a federally protected right is substantially likely to be violated … and (2) failure to act despite
that knowledge.” S.H. v. Lower Merion School District, 729 F.3d 248, 265 (3d Cir. 2013). In
this matter, the Parent asserts that Student’s teacher engaged in harassment of Student that
ultimately caused Student to become anxious. (Parent Closing at 12; N.T. 13-14) The record
does suggest that Student and the first grade teacher did not enjoy the best relationship (N.T. 78-
79, 277-78), and it is likely that Student went to the nurse’s office at times in order to escape the
classroom. Nevertheless, when the District became aware of Student’s feelings toward the first
grade teacher, it added a new accommodation to the Section 504 Service Agreement to enable
Student and that teacher to foster a better and more positive relationship. There has been no
suggestion that that accommodation is inappropriate, and I find it was properly responsive to the
concern. Moreover, the other instances about which the Parent was concerned, such as the
spilled milk incident, at best reflect a misunderstanding on the part of Student and/or the Parent
of what occurred. Taken singly or together, the incidents that the Parent claims amount to
harassment of Student simply do not demonstrate deliberate indifference.
5 Accordingly, this
claim must fail.
5 Even assuming, for the sake of argument, that any of those incidents could be considered undue harsh treatment of
Student, which I do not, the record establishes that Student was diagnosed with Anxiety very early in the 2014-15
school year, and clearly not as a result of any actions taken by the first grade teacher over the course of that year. In
any event, the District promptly and appropriately responded to the Parent’s concerns in this regard on a regular
basis.
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CONCLUSION
Based on the foregoing findings of fact and fo r all of the above reasons, I conclude that
Student was denied FAPE and must be provided compensatory education. I also conclude that
the District did not otherwise discriminate against Student or engage in disability-based
harassment.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED as follows.
1. The District failed in its FAPE obligations to Student.
2. The District shall provide Student with one hour of compensatory education to address
Student’s social/emotional/behavioral needs, for every day that Student attended all or
part of the school day during the 2014-15 school year, subject to the conditions and
limitations set forth above.
3. The District did not otherwise discriminate against or engage in harassment against
Student.
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed.
Cathy A. Skidmore
_____________________________
Cathy A. Skidmore
HEARING OFFICER
February 10, 2016
